Prospect Capital Corporation

(NASDAQ:PSEC)

Latest On Prospect Capital Corporation (PSEC):

Date/Time Type Description Signal Details
2024-08-28 05:51 ESTDividendA dividend of $0.06 has been announced on May 8, 2024. It will be paid Sep 19, 2024 with an ex-dividend date of Aug 28, 2024.Neutral
2024-07-29 05:51 ESTDividendA dividend of $0.06 has been announced on May 8, 2024. It will be paid Aug 21, 2024 with an ex-dividend date of Jul 29, 2024.Neutral
2024-06-26 05:51 ESTDividendA dividend of $0.06 has been announced on May 8, 2024. It will be paid Jul 18, 2024 with an ex-dividend date of Jun 26, 2024.Neutral
2024-05-29 05:51 ESTDividendA dividend of $0.06 has been announced on May 8, 2024. It will be paid Jun 18, 2024 with an ex-dividend date of May 29, 2024.Neutral
2024-04-25 05:51 ESTDividendA dividend of $0.06 has been announced on Feb 8, 2024. It will be paid May 21, 2024 with an ex-dividend date of Apr 25, 2024.Neutral
2024-03-26 05:51 ESTDividendA dividend of $0.06 has been announced on Feb 8, 2024. It will be paid Apr 18, 2024 with an ex-dividend date of Mar 26, 2024.Neutral
2024-02-26 04:58 ESTDividendA dividend of $0.06 has been announced on Feb 8, 2024. It will be paid Mar 20, 2024 with an ex-dividend date of Feb 26, 2024.Neutral
2024-01-26 04:52 ESTDividendA dividend of $0.06 has been announced on Nov 8, 2023. It will be paid Feb 20, 2024 with an ex-dividend date of Jan 26, 2024.Neutral
2023-12-26 04:51 ESTDividendA dividend of $0.06 has been announced on Nov 8, 2023. It will be paid Jan 18, 2024 with an ex-dividend date of Dec 26, 2023.Neutral
2023-11-27 04:51 ESTDividendA dividend of $0.06 has been announced on Nov 8, 2023. It will be paid Dec 19, 2023 with an ex-dividend date of Nov 27, 2023.Neutral
2023-10-26 05:51 ESTDividendA dividend of $0.06 has been announced on Aug 29, 2023. It will be paid Nov 20, 2023 with an ex-dividend date of Oct 26, 2023.Neutral
2023-09-26 05:51 ESTDividendA dividend of $0.06 has been announced on Aug 29, 2023. It will be paid Oct 19, 2023 with an ex-dividend date of Sep 26, 2023.Neutral
2023-08-28 05:51 ESTDividendA dividend of $0.06 has been announced on May 9, 2023. It will be paid Sep 20, 2023 with an ex-dividend date of Aug 28, 2023.Neutral
2023-07-26 05:51 ESTDividendA dividend of $0.06 has been announced on May 9, 2023. It will be paid Aug 22, 2023 with an ex-dividend date of Jul 26, 2023.Neutral
2023-06-27 05:51 ESTDividendA dividend of $0.06 has been announced on May 9, 2023. It will be paid Jul 20, 2023 with an ex-dividend date of Jun 27, 2023.Neutral
2023-05-26 15:27 ESTNewsProspect Capital: Is The 11.6% Yield Paid Monthly Going To Remain Stable?N/A
2023-05-25 05:51 ESTDividendA dividend of $0.06 has been announced on May 9, 2023. It will be paid Jun 21, 2023 with an ex-dividend date of May 25, 2023.Neutral
2023-05-10 19:40 ESTNewsProspect Capital Corporation (PSEC) Q3 2023 Earnings Call TranscriptN/A
2023-05-09 17:21 ESTNewsProspect Capital NII of $0.21 misses by $0.02, total investment income of $215.12M misses by $5.76MN/A
2023-05-09 17:20 ESTNewsProspect Capital fiscal Q3 NII declines, but debt-to-equity level hits 10-year lowN/A
2023-05-09 03:27 ESTNewsProspect Capital FQ3 2023 Earnings PreviewN/A
2023-04-25 05:51 ESTDividendA dividend of $0.06 has been announced on Feb 8, 2023. It will be paid May 18, 2023 with an ex-dividend date of Apr 25, 2023.Neutral
2023-03-28 05:51 ESTDividendA dividend of $0.06 has been announced on Feb 8, 2023. It will be paid Apr 19, 2023 with an ex-dividend date of Mar 28, 2023.Neutral
2023-02-23 04:51 ESTDividendA dividend of $0.06 has been announced on Feb 8, 2023. It will be paid Mar 22, 2023 with an ex-dividend date of Feb 23, 2023.Neutral
2023-02-17 20:27 ESTNewsProspect Capital: This 9.4% Yield Is A Potential Value TrapN/A
2023-02-10 17:31 ESTNewsProspect Capital Corporation (PSEC) Q2 2023 Earnings Call TranscriptN/A
2023-02-09 01:08 ESTNewsProspect Capital NII of $0.23 beats by $0.02, Total Investment Income of $212.92M misses by $0.49MN/A
2023-01-26 04:51 ESTDividendA dividend of $0.06 has been announced on Nov 9, 2022. It will be paid Feb 16, 2023 with an ex-dividend date of Jan 26, 2023.Neutral
2022-12-31 03:23 ESTNewsProspect Capital: Better Equipped Than Rivals To Weather Economic DownturnN/A
2022-12-27 04:51 ESTDividendA dividend of $0.06 has been announced on Nov 9, 2022. It will be paid Jan 19, 2023 with an ex-dividend date of Dec 27, 2022.Neutral
2022-12-08 12:38 ESTNewsAvoid Prospect Capital On Stagnant NII, Uncertain REIT Returns, And MoreN/A
2022-11-25 04:51 ESTDividendA dividend of $0.06 has been announced on Nov 9, 2022. It will be paid Dec 20, 2022 with an ex-dividend date of Nov 25, 2022.Neutral
2022-11-20 04:05 ESTNewsProspect Capital: NAV Drop, Dangerous 9.5% Dividend YieldN/A
2022-11-10 22:03 ESTNewsProspect Capital Corporation (PSEC) Q1 2023 Earnings Call TranscriptN/A
2022-11-10 04:43 ESTNewsProspect Capital fiscal Q1 earnings, investment income beat as portfolio stays stableN/A
2022-11-10 04:43 ESTNewsProspect Capital GAAP NII of $0.22 beats by $0.04, total investment income of $202.67M beats by $16.24MN/A
2022-11-08 17:47 ESTNewsProspect Capital FQ1 2023 Earnings Preview: Quick FactsN/A
2022-11-02 22:09 ESTNewsProspect Capital: It's Not Worth ItN/A
2022-10-26 05:51 ESTDividendA dividend of $0.06 has been announced on Aug 29, 2022. It will be paid Nov 17, 2022 with an ex-dividend date of Oct 26, 2022.Neutral
2022-10-11 19:35 ESTNewsProspect Capital: Not Every BDC Is A Buy Through The RecessionN/A
2022-10-07 20:12 ESTNewsProspect Capital announces additions to non-traded preferred stock offeringN/A
2022-09-28 23:28 ESTNewsWhere Prospect Capital Clearly Beats Ares CapitalN/A
2022-09-27 05:51 ESTDividendA dividend of $0.06 has been announced on Aug 29, 2022. It will be paid Oct 20, 2022 with an ex-dividend date of Sep 27, 2022.Neutral
2022-09-10 02:41 ESTNewsProspect Capital: I'll Love It At $5N/A
2022-09-09 09:29 ESTNewsProspect Capital exceeds $1B preferred fundraising milestone and upsizes extended credit facility to $1.584BN/A
2022-08-31 01:33 ESTNewsProspect Capital stock dips after disclosing expected material weaknessN/A
2022-08-31 01:33 ESTNewsProspect Capital Corporation (PSEC) Q4 2022 Earnings Call TranscriptN/A
2022-08-30 08:53 ESTNewsProspect Capital NII EPS of $0.21 beats by $0.03, total Investment Income of $184.62M beats by $8.02MN/A
2022-08-30 08:53 ESTNewsProspect Capital Q4 net investment income tops consensus, rises from Q3N/A
2022-08-26 05:51 ESTDividendA dividend of $0.06 has been announced on May 9, 2022. It will be paid Sep 21, 2022 with an ex-dividend date of Aug 26, 2022.Neutral

About Prospect Capital Corporation (PSEC):

Prospect Capital Corporation is a business development company. It specializes in middle market, mature, mezzanine finance, later stage, emerging growth, leveraged buyouts, refinancing, acquisitions, recapitalizations, turnaround, growth capital, development, capital expenditures and subordinated debt tranches of collateralized loan obligations, cash flow term loans, market place lending and bridge transactions. It also makes real estate investments particularly in multi-family residential real estate asset class. The fund makes secured debt, senior debt, senior and secured term loans, unitranche debt, first-lien and second lien, private debt, private equity, mezzanine debt, and equity investments in private and microcap public businesses. It focuses on both primary origination and secondary loans/portfolios and invests in situations like debt financings for private equity sponsors, acquisitions, dividend recapitalizations, growth financings, bridge loans, cash flow term loans, real estate financings/investments. It also focuses on investing in small-sized and medium-sized private companies rather than large public companies. The fund typically invests across all industry sectors, with a particular expertise in the energy and industrial sectors. It invests in aerospace and defense, chemicals, conglomerate services, consumer services, ecological, electronics, financial services, machinery, manufacturing, media, pharmaceuticals, retail, software, specialty minerals, textiles and leather, transportation, oil and gas production, coal production, materials, industrials, consumer discretionary, information technology, utilities, pipeline, storage, power generation and distribution, renewable and clean energy, oilfield services, healthcare, food and beverage, education, business services, and other select sectors. It prefers to invest in the United States and Canada. The fund seeks to invest between $10 million to $500 million per transaction in companies with EBITDA between $5 million and $150 million, sales value betw

See Advanced Chart

General

  • Name Prospect Capital Corporation
  • Symbol PSEC
  • Type Common Stock
  • Exchange NASDAQ
  • Currency USD
  • Country USA
  • SectorFinancial Services
  • IndustryAsset Management
  • Fiscal Year EndJune
  • IPO Date2004-07-27
  • Gic SectorFinancials
  • Gic GroupDiversified Financials
  • Gic IndustryCapital Markets
  • Gic SubIndustryAsset Management & Custody Banks
  • Web URLhttp://www.prospectstreet.com
View More

Valuation

  • Trailing PE 6.37
  • Price/Sales (Trailing 12 Mt.) 5.75
  • Price/Book (Most Recent Quarter) 0.84
  • Enterprise Value Revenue 9.87
  • Enterprise Value EBITDA 9.42
View More

Financials

  • Most Recent Quarter 2020-12-31
  • Current Year EPS Estimate $0.71
  • Next Year EPS Estimate $0.64
  • Next Quarter EPS Estimate $0.15
  • Profit Margin 73%
  • Operating Margin 66%
  • Return on Assets 5%
  • Return on Equity 14%
  • Revenue 614.9 million
  • Earnings Per Share $1.20
  • Revenue Per Share $1.65
  • Gross Profit 623.53 million
  • Quarterly Earnings Growth 6.4%
View More

Highlights

  • Market Capitalization 2.97 billion
  • PEG Ratio 1.59
  • Analyst Target Price $5.75
  • Book Value Per Share $8.96
View More

Share Statistics

  • Shares Outstanding 387 million
  • % Held by Insiders 2658%
  • % Held by Institutions 11%
  • Shares Short 13.33 million
  • Shares Short Prior Month 15.76 million
  • Short Ratio 3.45
  • Short % of Float 5%
  • Short % of Shares Outstanding 3%
View More

Technicals

  • Beta 0.93
  • 52 Week High $7.97
  • 52 Week Low $3.25
  • 50 Day Moving Average 7.16
  • 200 Day Moving Average 5.78
View More

Dividends

  • Forward Annual Dividend Rate $0.72
  • Forward Annual Dividend Yield 9.24%
  • Payout Ratio 34%
  • Dividend Date 2021-05-20
  • ExDividend Date 2021-03-30
  • Dividend Per Share $0.72
  • Dividend Yield 12.29%
View More

Prospect Capital Corporation (PSEC) Dividend Calendar:

Prospect Capital Corporation pays an annual dividend of $0.72 per share, with a dividend yield of 12.29%.
PSEC's last dividend payment was made to shareholders on May 20, 2021.
Prospect Capital Corporation pays out 34% of its earnings out as a dividend.

Ex-Dividend Date Payment Date Record Date Declared Date Amount

Prospect Capital Corporation (PSEC) Earnings History:

Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.


Quarter Date Report Date Actual Revenue Reported EPS EPS Estimate Deviation from Estimate
2020-12-312021-02-09$N/A$0.21$0.1635.48%
2020-09-302020-11-09$N/A$0.15$0.17-9.09%
2020-06-302020-08-26$N/A$0.16$0.17-3.03%
2020-03-312020-05-11$-181064000$0.19$0.1435.71%
2019-12-312020-02-10$161.92 million$0.18$0.180%
2019-09-302019-11-06$161.88 million$0.19$0.190%
2019-06-302019-08-27$164.35 million$0.19$0.21-7.32%
2019-03-312019-05-08$171.11 million$0.21$0.203.3%
2018-12-312019-02-06$187.88 million$0.22$0.221.52%
2018-09-302018-11-06$180.42 million$0.23$0.2110.84%
2018-06-302018-08-28$174.03 million$0.22$0.2012.82%
2018-03-312018-05-09$162.84 million$0.19$0.186.74%
2017-12-312018-02-07$162.4 million$0.20$0.1813.64%
2017-09-302017-11-08$158.58 million$0.18$0.19-4.26%
2017-06-302017-08-28$166.7 million$0.19$0.21-7.77%
2017-03-312017-05-09$171.03 million$0.20$0.24-15.65%
2016-12-312017-02-08$183.48 million$0.24$0.242.13%
2016-09-302016-11-08$179.83 million$0.22$0.24-9.13%
2016-06-302016-08-29$193.04 million$0.26$0.255.35%
2016-03-312016-05-10$189.49 million$0.25$0.26-2.42%
2015-12-312016-02-09$209.19 million$0.28$0.2510.19%
2015-09-302015-11-04$200.25 million$0.26$0.254%
2015-06-302015-08-26$198.83 million$0.25$0.250%
2015-03-312015-05-06$191.35 million$0.24$0.26-7.69%
2014-12-312015-02-04$198.88 million$0.26$0.27-3.7%
2014-09-302014-11-06$202.02 million$0.28$0.280%
2014-06-302014-08-25$182.02 million$0.25$0.32-21.88%
2014-03-312014-05-06$190.33 million$0.31$0.32-3.13%
2013-12-312014-02-03$178.09 million$0.32$0.320%
2013-09-302013-11-04$156.03 million$0.32$0.33-3.03%
2013-06-302013-08-21$166.47 million$0.38$0.3026.67%
2013-03-312013-05-06$120.2 million$0.27$0.31-12.9%
2012-12-312013-02-07$166.04 million$0.51$0.4221.43%
2012-09-302012-11-08$123.64 million$0.46$0.444.55%
2012-06-302012-08-22$102.68 million$0.51$0.4027.5%
2012-03-312012-05-10$64.89 million$0.51$0.55-7.27%
2011-12-312012-02-09$67.26 million$0.33$0.2913.79%
2011-09-302011-11-09$55.34 million$0.26$0.260%
2011-06-302011-08-29$56.39 million$0.31$0.36-13.89%
2011-03-312011-05-10$44.57 million$0.27$0.258%
2010-12-312011-02-09$33.3 million$0.23$0.28-17.86%
2010-09-302010-11-09$35.21 million$0.28$0.273.7%
2010-06-302010-08-30$29.24 million$0.25$0.28-10.71%
2010-03-312010-05-10$32.01 million$0.30$0.293.45%
2009-12-312010-02-09$23.17 million$0.29$0.277.41%
2009-09-302009-11-09$21.52 million$0.25$0.29-13.79%
2009-06-302009-09-14$21.8 million$0.32$0.39-17.95%
2009-03-312009-05-11$20.67 million$0.39$0.43-9.3%
2008-12-312009-02-09$22.21 million$0.40$0.46-13.04%
2008-09-302008-11-10$35.8 million$0.80$0.5642.86%
2008-06-302008-09-09$23.45 million$0.50$0.468.7%
2008-03-312008-05-12$22 million$0.54$0.4714.89%
2007-12-312008-02-11$18.56 million$0.46$0.444.55%
2007-09-302007-10-01$15.39 million$0.42$0.3616.67%
2007-06-302007-09-30$13.05 million$0.42$0.3616.67%
2007-03-312007-05-10$12.07 million$0.36$0.345.88%
2006-12-312007-02-09$8.17 million$0.33$0.35-5.71%
2006-09-302006-11-10$6.43 million$0.33$0.330%
2006-06-302006-09-28$5.8 million$0.42$0.397.69%
2006-03-312006-05-10$4.03 million$0.34$0.319.68%
2005-12-312006-02-09$3.94 million$0.29$0.283.57%
2005-09-302005-11-09$3.11 million$0.20$0.200%
2005-06-302005-09-16$3.09 million$0.16$0.21-23.81%
2005-03-312005-05-13$1.79 million$0.06$0.22-72.73%
2004-12-312005-02-11$2.95 million$0.17$0.1513.33%
2004-09-302004-11-11$266000-$0.06-$0.01-500%

Prospect Capital Corporation (PSEC) Company Financial Statements:

Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.

Income Statement:
Date
Research Development
Income Before Tax
Selling General Administrative
Gross Profit
Ebit
Operating Income
Income Tax Expense
Total Revenue
Cost of Revenue
Total Other Income Expense Net
Net Income From Continuing Operations
Net Income Applicable to Common Shares
Cash Flow:
Date
Investments
Change to Liabilities
Total Cash Flow from Investing Activities
Net Borrowings
Total Cash Flow from Financial Activities
Change to Operating Activities
Change in Cash
Total Cash from Operating Activities
Depreciation
Other Cash Flow from Investing Activities
Change to Inventory
Change to Account Receivables
Other Cash Flow from Financing Activities
Change to Net Income
Capital Expenditures
Balance Sheet:
Date
Total Liabailities
Total Stockholder Equity
Other Current Liabilities
Total Assets
Common Stock
Other Current Assets
Retained Earnings
Other Liabilities
Other Assets
Cash
Total Current Liabilities
Other Stockholder Equity
Property, Plant & Equipment
Total Current Assets
Long Term Investments
Net Tangible Assets
Short Term Investments
Long Term Debt
Inventory
Accounts Payable

Prospect Capital Corporation (PSEC) Chart:

Prospect Capital Corporation (PSEC) News:

Below you will find a list of latest news for Prospect Capital Corporation (PSEC) from major news sources. You can filter the results to only show news from a specific source.

No recent news available

Prospect Capital Corporation (PSEC) Options:

A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.

Expiration Date Strike Last Price Type Volume Open Interest Implied Volatility In The Money Change Change Percent
2025-11-2111.88CALL0 8279.53TRUE00
2025-11-211.51.27CALL6 8155.56TRUE1.270
2025-11-2120.75CALL0 70TRUE00
2025-11-212.50.45CALL31 94342.1TRUE0.10.29
2025-11-2130.2CALL13 163292.04FALSE0.20
2025-11-213.50.03CALL0 65675.61FALSE00
2025-11-2140.05CALL4 839100.23FALSE0.050
2025-11-214.50.05CALL0 16220.31FALSE00
2025-11-2150.03CALL0 9137.32FALSE00
2025-11-215.50CALL0 0242.12FALSE00
2025-11-2160CALL0 2165.17FALSE00
2025-11-2170CALL0 0187.47FALSE00
2025-11-2180CALL0 0206.03FALSE00
2025-11-2110PUT0 0801.19FALSE00
2025-11-211.50PUT0 0513.64FALSE00
2025-11-2120.07PUT0 14123.19FALSE00
2025-11-212.50.04PUT8 50037.95FALSE-0.01-0.2
2025-11-2130.32PUT13 164341.16TRUE-0.02-0.06
2025-11-213.50.75PUT0 7960TRUE00
2025-11-2141.26PUT0 4108360.27TRUE00
2025-11-214.51.88PUT0 2877.74TRUE00
2025-11-2152.27PUT0 129167.75TRUE00
2025-11-215.52.95PUT0 71157.09TRUE00
2025-11-2163.2PUT0 34251.94TRUE00
2025-11-2170PUT0 0175.02TRUE00
2025-11-2180PUT0 0194.59TRUE00
2025-12-1910CALL0 0265.42TRUE00
2025-12-1920CALL0 060.12TRUE00
2025-12-1930CALL0 045.07FALSE00
2025-12-1940CALL0 0120.36FALSE00
2025-12-1950CALL0 0101.98FALSE00
2025-12-1960CALL0 0309.53FALSE00
2025-12-1910PUT0 0690.05FALSE00
2025-12-1920PUT0 0297.17FALSE00
2025-12-1930PUT0 062.3TRUE00
2025-12-1940PUT0 0100.67TRUE00
2025-12-1950PUT0 0105.37TRUE00
2025-12-1960PUT0 0128.18TRUE00
2026-01-160.52.38CALL0 0268.74TRUE00
2026-01-1611.88CALL0 00TRUE00
2026-01-161.51.25CALL0 388.3TRUE00
2026-01-1620.65CALL0 1551.69TRUE00
2026-01-162.50.3CALL0 32327.47TRUE00
2026-01-1630.06CALL120 320629.22FALSE0.010.2
2026-01-163.50.03CALL0 70047.02FALSE00
2026-01-1640.02CALL0 94462.13FALSE00
2026-01-164.50.02CALL0 20174.46FALSE00
2026-01-1650.03CALL0 1007484.92FALSE00
2026-01-165.50.03CALL0 229247.43FALSE00
2026-01-1670.01CALL0 2731115.74FALSE00
2026-01-16100.01CALL0 108145.41FALSE00
2026-01-160.50PUT0 00FALSE00
2026-01-1610PUT0 0574.02FALSE00
2026-01-161.50.05PUT0 1000354.46FALSE00
2026-01-1620.13PUT0 5168.42FALSE00
2026-01-162.50.2PUT0 61967.96FALSE00
2026-01-1630.42PUT31 365145.41TRUE0.420
2026-01-163.50.81PUT0 19259.45TRUE00
2026-01-1641.22PUT0 1079052.61TRUE00
2026-01-164.51.83PUT0 25291.5TRUE00
2026-01-1652.34PUT20 608792.93TRUE2.340
2026-01-165.52.9PUT0 7470TRUE00
2026-01-1674.3PUT0 12160TRUE00
2026-01-16107.4PUT0 26212.64TRUE00
2026-02-200.52.4CALL0 00TRUE00
2026-02-2011.88CALL0 0140.88TRUE00
2026-02-201.51.38CALL0 00TRUE00
2026-02-2020.74CALL0 13945.45TRUE00
2026-02-202.50CALL0 00TRUE00
2026-02-2030.15CALL1 157040.98FALSE0.040.36
2026-02-203.50CALL0 00FALSE00
2026-02-2040.05CALL0 80552.99FALSE00
2026-02-204.50CALL0 00FALSE00
2026-02-2050.1CALL0 4586.75FALSE00
2026-02-205.50CALL0 00FALSE00
2026-02-2060.05CALL0 11144.96FALSE00
2026-02-200.50PUT0 00FALSE00
2026-02-2010PUT0 0488.6FALSE00
2026-02-201.50PUT0 00FALSE00
2026-02-2020.05PUT0 38209.74FALSE00
2026-02-202.50PUT0 00FALSE00
2026-02-2030.55PUT0 29720.54TRUE00
2026-02-203.50PUT0 00TRUE00
2026-02-2041.38PUT0 13075.79TRUE00
2026-02-204.50PUT0 00TRUE00
2026-02-2052.33PUT0 17132.87TRUE00
2026-02-205.50PUT0 00TRUE00
2026-02-2063.27PUT0 1765.73TRUE00
2026-05-1511.61CALL0 0146.39TRUE00
2026-05-1520.53CALL0 7103.92TRUE00
2026-05-1530.15CALL0 38339.03FALSE00
2026-05-1540.05CALL0 6951.41FALSE00
2026-05-1550CALL0 0156.95FALSE00
2026-05-1560CALL0 0105.79FALSE00
2026-05-1510PUT0 0380.22FALSE00
2026-05-1520.19PUT0 34162.51FALSE00
2026-05-1530.6PUT0 102251.66TRUE00
2026-05-1541.53PUT0 3127.03TRUE00
2026-05-1552.41PUT0 4103.34TRUE00
2026-05-1560PUT0 00TRUE00
2027-01-150.52.84CALL0 10175.14TRUE00
2027-01-1512.42CALL0 1140.24TRUE00
2027-01-151.51.38CALL0 00TRUE00
2027-01-1521CALL0 8634.68TRUE00
2027-01-152.50.35CALL8 173223.6TRUE-0.05-0.13
2027-01-1530.2CALL27 534428.32FALSE-0.05-0.2
2027-01-153.50.1CALL1 827728.87FALSE-0.04-0.29
2027-01-1540.07CALL100 431632.34FALSE0.070
2027-01-154.50.05CALL0 113938.81FALSE00
2027-01-1550.05CALL51 342239.47FALSE0.050
2027-01-155.50.04CALL0 47643.51FALSE00
2027-01-1570.03CALL0 59153.18FALSE00
2027-01-15100.05CALL0 5376.33FALSE00
2027-01-150.50PUT0 22000FALSE00
2027-01-1510.06PUT0 90FALSE00
2027-01-151.50.15PUT0 5678.73FALSE00
2027-01-1520.2PUT0 146200.37FALSE00
2027-01-152.50.61PUT0 8866.55FALSE00
2027-01-1530.98PUT2 265067.43TRUE0.090.1
2027-01-153.51.49PUT0 14686.05TRUE00
2027-01-1541.88PUT0 86398.09TRUE00
2027-01-154.52.3PUT0 69777.76TRUE00
2027-01-1552.79PUT0 139893.67TRUE00
2027-01-155.53.15PUT0 277.21TRUE00
2027-01-1574.6PUT0 89146.07TRUE00
2027-01-15107.3PUT0 21113.82TRUE00
2028-01-2111.61CALL0 30TRUE00
2028-01-2120.8CALL0 530TRUE00
2028-01-2130.2CALL54 296222.94FALSE0.020.11
2028-01-2140.15CALL0 7944.32FALSE00
2028-01-2150.1CALL0 467.81FALSE00
2028-01-2110.3PUT0 830FALSE00
2028-01-2120.6PUT0 6164.15FALSE00
2028-01-2131.47PUT0 109104.48TRUE00
2028-01-2140PUT0 00TRUE00
2028-01-2153PUT0 11866.17TRUE00

Latest PSEC Trades:

Date Shares Price
Jun 13, 2022 7:59 PM EST100$7.095
Jun 13, 2022 7:59 PM EST10$7.095
Jun 13, 2022 7:59 PM EST900$7.095
Jun 13, 2022 7:59 PM EST410$7.095
Jun 13, 2022 7:59 PM EST124$7.095

Prospect Capital Corporation (PSEC) SEC Filings:

An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.

Date Form Type Form Name Link
2020-07-02POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000219/0001287032-20-000219-index.htm
2020-04-10PRE 14AOther preliminary proxy statementshttps://www.sec.gov/Archives/edgar/data/1287032/000110465920045606/0001104659-20-045606-index.htm
2019-09-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184319005825/0001171843-19-005825-index.htm
2020-02-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320000990/0001171843-20-000990-index.htm
2020-02-274Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320001345/0001171843-20-001345-index.htm
2020-03-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320001678/0001171843-20-001678-index.htm
2020-03-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320001711/0001171843-20-001711-index.htm
2020-03-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320001758/0001171843-20-001758-index.htm
2020-03-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320001798/0001171843-20-001798-index.htm
2020-03-184Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320001827/0001171843-20-001827-index.htm
2020-03-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320001850/0001171843-20-001850-index.htm
2020-03-204Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320001873/0001171843-20-001873-index.htm
2020-03-23SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1287032/000117184320001907/0001171843-20-001907-index.htm
2020-03-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320001922/0001171843-20-001922-index.htm
2020-03-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320001949/0001171843-20-001949-index.htm
2020-03-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm
2020-03-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320002044/0001171843-20-002044-index.htm
2020-03-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320002045/0001171843-20-002045-index.htm
2020-04-064/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320002404/0001171843-20-002404-index.htm
2020-08-204/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320006023/0001171843-20-006023-index.htm
2020-10-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320007246/0001171843-20-007246-index.htm
2019-08-2640-APP/AApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1287032/000121390019016703/0001213900-19-016703-index.htm
2019-10-1140-APP/AApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1287032/000121390019020205/0001213900-19-020205-index.htm
2019-12-0240-APP/AApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1287032/000121390019025113/0001213900-19-025113-index.htm
2020-03-1140-APP/AApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1287032/000121390020006007/0001213900-20-006007-index.htm
2020-07-1040-APP/AApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1287032/000121390020017214/0001213900-20-017214-index.htm
2019-07-01497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000213/0001287032-19-000213-index.htm
2019-07-01497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000214/0001287032-19-000214-index.htm
2019-07-05POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000216/0001287032-19-000216-index.htm
2019-07-08497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000220/0001287032-19-000220-index.htm
2019-07-08497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000221/0001287032-19-000221-index.htm
2019-07-11POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000223/0001287032-19-000223-index.htm
2019-07-15497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000226/0001287032-19-000226-index.htm
2019-07-15497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000227/0001287032-19-000227-index.htm
2019-07-18POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000229/0001287032-19-000229-index.htm
2019-07-22497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000234/0001287032-19-000234-index.htm
2019-07-22497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000235/0001287032-19-000235-index.htm
2019-07-2240-17GFidelity Bond [Rule 17G-1(g)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000236/0001287032-19-000236-index.htm
2019-07-25POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000238/0001287032-19-000238-index.htm
2019-07-29SC TO-I/ATender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000241/0001287032-19-000241-index.htm
2019-07-298-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000242/0001287032-19-000242-index.htm
2019-07-29497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000245/0001287032-19-000245-index.htm
2019-07-29497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000246/0001287032-19-000246-index.htm
2019-08-01POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000248/0001287032-19-000248-index.htm
2019-08-02N-2Registration statement for closed-end investment companieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000254/0001287032-19-000254-index.htm
2019-08-05CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000256/0001287032-19-000256-index.htm
2019-08-05497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000259/0001287032-19-000259-index.htm
2019-08-05497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000260/0001287032-19-000260-index.htm
2019-08-08POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000262/0001287032-19-000262-index.htm
2019-08-12497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000267/0001287032-19-000267-index.htm
2019-08-12497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000268/0001287032-19-000268-index.htm
2019-08-12SC TO-ITender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000270/0001287032-19-000270-index.htm
2019-08-128-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000271/0001287032-19-000271-index.htm
2019-08-15POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000273/0001287032-19-000273-index.htm
2019-08-19497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000276/0001287032-19-000276-index.htm
2019-08-19497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000277/0001287032-19-000277-index.htm
2019-08-22POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000279/0001287032-19-000279-index.htm
2019-08-2710-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000284/0001287032-19-000284-index.htm
2019-08-308-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000286/0001287032-19-000286-index.htm
2019-08-30CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000289/0001287032-19-000289-index.htm
2019-09-03N-2/ARegistration statement for closed-end investment companieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000291/0001287032-19-000291-index.htm
2019-09-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000293/0001287032-19-000293-index.htm
2019-09-044/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000295/0001287032-19-000295-index.htm
2019-09-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000297/0001287032-19-000297-index.htm
2019-09-09DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000300/0001287032-19-000300-index.htm
2019-09-10SC TO-I/ATender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000302/0001287032-19-000302-index.htm
2019-09-118-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000305/0001287032-19-000305-index.htm
2019-09-12N-2/ARegistration statement for closed-end investment companieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000310/0001287032-19-000310-index.htm
2019-09-12CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000311/0001287032-19-000311-index.htm
2019-09-12CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000312/0001287032-19-000312-index.htm
2019-09-16497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000314/0001287032-19-000314-index.htm
2019-09-16497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000316/0001287032-19-000316-index.htm
2019-09-23497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000319/0001287032-19-000319-index.htm
2019-09-23497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000320/0001287032-19-000320-index.htm
2019-09-24SC TO-ITender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000322/0001287032-19-000322-index.htm
2019-09-248-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000324/0001287032-19-000324-index.htm
2019-09-26POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000326/0001287032-19-000326-index.htm
2019-09-30497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000330/0001287032-19-000330-index.htm
2019-09-30497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000331/0001287032-19-000331-index.htm
2019-10-03POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000333/0001287032-19-000333-index.htm
2019-10-07497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000336/0001287032-19-000336-index.htm
2019-10-07497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000337/0001287032-19-000337-index.htm
2019-10-08DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000339/0001287032-19-000339-index.htm
2019-10-10POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000341/0001287032-19-000341-index.htm
2019-10-15497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000344/0001287032-19-000344-index.htm
2019-10-15497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000345/0001287032-19-000345-index.htm
2019-10-18POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000347/0001287032-19-000347-index.htm
2019-10-21497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000350/0001287032-19-000350-index.htm
2019-10-21497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000351/0001287032-19-000351-index.htm
2019-10-22DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000353/0001287032-19-000353-index.htm
2019-10-23SC TO-I/ATender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000355/0001287032-19-000355-index.htm
2019-10-24POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000357/0001287032-19-000357-index.htm
2019-10-28497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000360/0001287032-19-000360-index.htm
2019-10-28497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000361/0001287032-19-000361-index.htm
2019-10-31POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000363/0001287032-19-000363-index.htm
2019-11-04497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000365/0001287032-19-000365-index.htm
2019-11-0610-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000370/0001287032-19-000370-index.htm
2019-11-07POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000374/0001287032-19-000374-index.htm
2019-11-07SC TO-ITender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000375/0001287032-19-000375-index.htm
2019-11-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000376/0001287032-19-000376-index.htm
2019-11-088-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000379/0001287032-19-000379-index.htm
2019-11-08497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000380/0001287032-19-000380-index.htm
2019-11-12497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000383/0001287032-19-000383-index.htm
2019-11-18497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000386/0001287032-19-000386-index.htm
2019-11-18497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000387/0001287032-19-000387-index.htm
2019-11-204Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000389/0001287032-19-000389-index.htm
2019-11-21POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000391/0001287032-19-000391-index.htm
2019-11-25497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000394/0001287032-19-000394-index.htm
2019-11-25497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000395/0001287032-19-000395-index.htm
2019-11-29POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000397/0001287032-19-000397-index.htm
2019-12-02497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000400/0001287032-19-000400-index.htm
2019-12-02497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000401/0001287032-19-000401-index.htm
2019-12-05POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000403/0001287032-19-000403-index.htm
2019-12-058-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000405/0001287032-19-000405-index.htm
2019-12-09SC TO-I/ATender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000407/0001287032-19-000407-index.htm
2019-12-09497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000410/0001287032-19-000410-index.htm
2019-12-09497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000411/0001287032-19-000411-index.htm
2019-12-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000413/0001287032-19-000413-index.htm
2019-12-12POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000415/0001287032-19-000415-index.htm
2019-12-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000417/0001287032-19-000417-index.htm
2019-12-16497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000421/0001287032-19-000421-index.htm
2019-12-16497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000422/0001287032-19-000422-index.htm
2019-12-19POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000424/0001287032-19-000424-index.htm
2019-12-23SC TO-ITender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000427/0001287032-19-000427-index.htm
2019-12-23497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000431/0001287032-19-000431-index.htm
2019-12-23497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000432/0001287032-19-000432-index.htm
2019-12-238-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000433/0001287032-19-000433-index.htm
2019-12-27POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000435/0001287032-19-000435-index.htm
2019-12-30497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000439/0001287032-19-000439-index.htm
2019-12-30497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000440/0001287032-19-000440-index.htm
2020-01-03POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000002/0001287032-20-000002-index.htm
2020-01-06497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000005/0001287032-20-000005-index.htm
2020-01-06497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000006/0001287032-20-000006-index.htm
2020-01-06SC TO-I/ATender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000008/0001287032-20-000008-index.htm
2020-01-09POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000010/0001287032-20-000010-index.htm
2020-01-13497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000013/0001287032-20-000013-index.htm
2020-01-13497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000014/0001287032-20-000014-index.htm
2020-01-16POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000016/0001287032-20-000016-index.htm
2020-01-21497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000019/0001287032-20-000019-index.htm
2020-01-21497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000020/0001287032-20-000020-index.htm
2020-01-23SC TO-I/ATender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000022/0001287032-20-000022-index.htm
2020-01-24POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000024/0001287032-20-000024-index.htm
2020-01-27497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000026/0001287032-20-000026-index.htm
2020-01-27497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000028/0001287032-20-000028-index.htm
2020-01-30POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000030/0001287032-20-000030-index.htm
2020-02-03497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000033/0001287032-20-000033-index.htm
2020-02-03497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000035/0001287032-20-000035-index.htm
2020-02-06POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000037/0001287032-20-000037-index.htm
2020-02-07497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000040/0001287032-20-000040-index.htm
2020-02-1010-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000043/0001287032-20-000043-index.htm
2020-02-12POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000046/0001287032-20-000046-index.htm
2020-02-128-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000047/0001287032-20-000047-index.htm
2020-02-13N-2Registration statement for closed-end investment companieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000052/0001287032-20-000052-index.htm
2020-02-13497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000057/0001287032-20-000057-index.htm
2020-02-14497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000059/0001287032-20-000059-index.htm
2020-02-24497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000062/0001287032-20-000062-index.htm
2020-02-24497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000063/0001287032-20-000063-index.htm
2020-02-27POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000065/0001287032-20-000065-index.htm
2020-03-02497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000069/0001287032-20-000069-index.htm
2020-03-02497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000070/0001287032-20-000070-index.htm
2020-03-05POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000072/0001287032-20-000072-index.htm
2020-03-09497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000075/0001287032-20-000075-index.htm
2020-03-09497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000076/0001287032-20-000076-index.htm
2020-03-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000078/0001287032-20-000078-index.htm
2020-03-12POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000081/0001287032-20-000081-index.htm
2020-03-16497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000084/0001287032-20-000084-index.htm
2020-03-16497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000085/0001287032-20-000085-index.htm
2020-03-19POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000089/0001287032-20-000089-index.htm
2020-03-208-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000091/0001287032-20-000091-index.htm
2020-03-23497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000094/0001287032-20-000094-index.htm
2020-03-26POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000096/0001287032-20-000096-index.htm
2020-04-03PRE 14AOther preliminary proxy statementshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000099/0001287032-20-000099-index.htm
2020-04-094Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000101/0001287032-20-000101-index.htm
2020-04-13DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000107/0001287032-20-000107-index.htm
2020-04-13DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000111/0001287032-20-000111-index.htm
2020-04-13497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000115/0001287032-20-000115-index.htm
2020-04-138-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000118/0001287032-20-000118-index.htm
2020-04-178-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000121/0001287032-20-000121-index.htm
2020-04-20DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000126/0001287032-20-000126-index.htm
2020-04-20497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000128/0001287032-20-000128-index.htm
2020-04-20497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000129/0001287032-20-000129-index.htm
2020-04-23POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000134/0001287032-20-000134-index.htm
2020-04-27497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000137/0001287032-20-000137-index.htm
2020-04-27497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000138/0001287032-20-000138-index.htm
2020-04-30POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000140/0001287032-20-000140-index.htm
2020-05-04497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000143/0001287032-20-000143-index.htm
2020-05-0440-17GFidelity Bond [Rule 17G-1(g)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000144/0001287032-20-000144-index.htm
2020-05-04497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000146/0001287032-20-000146-index.htm
2020-05-068-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000148/0001287032-20-000148-index.htm
2020-05-07POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000151/0001287032-20-000151-index.htm
2020-05-08DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000154/0001287032-20-000154-index.htm
2020-05-1110-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000157/0001287032-20-000157-index.htm
2020-05-11497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000159/0001287032-20-000159-index.htm
2020-05-11DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000162/0001287032-20-000162-index.htm
2020-05-128-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000164/0001287032-20-000164-index.htm
2020-05-12DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000166/0001287032-20-000166-index.htm
2020-05-14POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000168/0001287032-20-000168-index.htm
2020-05-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000171/0001287032-20-000171-index.htm
2020-05-18497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000173/0001287032-20-000173-index.htm
2020-05-26497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000176/0001287032-20-000176-index.htm
2020-05-26497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000177/0001287032-20-000177-index.htm
2020-05-29POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000179/0001287032-20-000179-index.htm
2020-06-01497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000181/0001287032-20-000181-index.htm
2020-06-01497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000183/0001287032-20-000183-index.htm
2020-06-03DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000185/0001287032-20-000185-index.htm
2020-06-04POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000187/0001287032-20-000187-index.htm
2020-06-08497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000190/0001287032-20-000190-index.htm
2020-06-08497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000191/0001287032-20-000191-index.htm
2020-06-11POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000194/0001287032-20-000194-index.htm
2020-06-12497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000196/0001287032-20-000196-index.htm
2020-06-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000200/0001287032-20-000200-index.htm
2020-06-15497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000203/0001287032-20-000203-index.htm
2020-06-15497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000204/0001287032-20-000204-index.htm
2020-06-18POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000206/0001287032-20-000206-index.htm
2020-06-22497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000208/0001287032-20-000208-index.htm
2020-06-22497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000210/0001287032-20-000210-index.htm
2020-06-25POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000212/0001287032-20-000212-index.htm
2020-06-29497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000215/0001287032-20-000215-index.htm
2020-06-29497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000216/0001287032-20-000216-index.htm
2020-07-02POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000219/0001287032-20-000219-index.htm
2020-07-06SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000221/0001287032-20-000221-index.htm
2020-07-06497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000224/0001287032-20-000224-index.htm
2020-07-06497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000225/0001287032-20-000225-index.htm
2020-07-09POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000228/0001287032-20-000228-index.htm
2020-07-13497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000231/0001287032-20-000231-index.htm
2020-07-13497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000232/0001287032-20-000232-index.htm
2020-07-16POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000234/0001287032-20-000234-index.htm
2020-07-20497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000237/0001287032-20-000237-index.htm
2020-07-20497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000238/0001287032-20-000238-index.htm
2020-07-23POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000242/0001287032-20-000242-index.htm
2020-07-23SC TO-ITender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000243/0001287032-20-000243-index.htm
2020-07-238-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000244/0001287032-20-000244-index.htm
2020-07-27497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000247/0001287032-20-000247-index.htm
2020-07-27497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000248/0001287032-20-000248-index.htm
2020-07-30POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000250/0001287032-20-000250-index.htm
2020-08-03497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000258/0001287032-20-000258-index.htm
2020-08-03497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000259/0001287032-20-000259-index.htm
2020-08-03497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000262/0001287032-20-000262-index.htm
2020-08-03497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000263/0001287032-20-000263-index.htm
2020-08-058-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000265/0001287032-20-000265-index.htm
2020-08-06POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000267/0001287032-20-000267-index.htm
2020-08-10424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000271/0001287032-20-000271-index.htm
2020-08-10424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000272/0001287032-20-000272-index.htm
2020-08-13POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000274/0001287032-20-000274-index.htm
2020-08-17424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000277/0001287032-20-000277-index.htm
2020-08-17424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000278/0001287032-20-000278-index.htm
2020-08-20SC TO-I/ATender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000282/0001287032-20-000282-index.htm
2020-08-20POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000284/0001287032-20-000284-index.htm
2020-08-24424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000286/0001287032-20-000286-index.htm
2020-08-2610-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000290/0001287032-20-000290-index.htm
2020-08-27POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000292/0001287032-20-000292-index.htm
2020-08-31424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000295/0001287032-20-000295-index.htm
2020-08-318-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000298/0001287032-20-000298-index.htm
2020-09-014Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000300/0001287032-20-000300-index.htm
2020-09-03SC TO-ITender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000304/0001287032-20-000304-index.htm
2020-09-038-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000305/0001287032-20-000305-index.htm
2020-09-08424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000309/0001287032-20-000309-index.htm
2020-09-08424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000311/0001287032-20-000311-index.htm
2020-09-088-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000312/0001287032-20-000312-index.htm
2020-09-11POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000314/0001287032-20-000314-index.htm
2020-09-14424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000317/0001287032-20-000317-index.htm
2020-09-14424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000318/0001287032-20-000318-index.htm
2020-09-17POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000320/0001287032-20-000320-index.htm
2020-09-18PRE 14AOther preliminary proxy statementshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000323/0001287032-20-000323-index.htm
2020-09-21424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000327/0001287032-20-000327-index.htm
2020-09-21424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000328/0001287032-20-000328-index.htm
2020-09-24POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000330/0001287032-20-000330-index.htm
2020-09-28424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000338/0001287032-20-000338-index.htm
2020-09-28424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000339/0001287032-20-000339-index.htm
2020-09-28DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000340/0001287032-20-000340-index.htm
2020-10-01DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000343/0001287032-20-000343-index.htm
2020-10-01POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000345/0001287032-20-000345-index.htm
2020-10-02SC TO-I/ATender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000347/0001287032-20-000347-index.htm
2020-10-05424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000350/0001287032-20-000350-index.htm
2020-10-05424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000351/0001287032-20-000351-index.htm
2020-10-08POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000353/0001287032-20-000353-index.htm
2020-10-13424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000356/0001287032-20-000356-index.htm
2020-10-13424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000357/0001287032-20-000357-index.htm
2020-10-16POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000359/0001287032-20-000359-index.htm
2020-10-19SC TO-ITender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000364/0001287032-20-000364-index.htm
2020-10-198-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000365/0001287032-20-000365-index.htm
2020-10-19424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000366/0001287032-20-000366-index.htm
2020-10-19424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000367/0001287032-20-000367-index.htm
2020-10-21DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000369/0001287032-20-000369-index.htm
2020-10-22POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000371/0001287032-20-000371-index.htm
2020-10-26424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000374/0001287032-20-000374-index.htm
2020-10-26424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000375/0001287032-20-000375-index.htm
2020-10-29POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000378/0001287032-20-000378-index.htm
2020-10-30497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000381/0001287032-20-000381-index.htm
2020-11-02424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000383/0001287032-20-000383-index.htm
2020-11-048-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000385/0001287032-20-000385-index.htm
2020-11-05POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000388/0001287032-20-000388-index.htm
2020-03-1140-APPApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1287032/000134100420000083/0001341004-20-000083-index.htm
2020-08-0740-APP/AApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1287032/000134100420000323/0001341004-20-000323-index.htm
2019-09-16EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1287032/999999999519002106/9999999995-19-002106-index.htm

Prospect Capital Corporation (PSEC) Insider Transactions:

Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Prospect Capital Corporation (PSEC). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.
Insider Ownership: 2658%
Institutional Ownership: 1100%

Transaction Date Insider Name Insider Title Type Shares Number Shares Price Total Transaction Shares Held After Transaction Link
2020-03-24M Grier EliasekCHIEF OPERATING OFFICERBuy100,000.004.45445,000.001,352,195.80https://www.sec.gov/Archives/edgar/data/1287032/000117184320002044/0001171843-20-002044-index.htm
2019-11-08William GrempDirectorBuy5,000.006.4532,232.5021,512.07https://www.sec.gov/Archives/edgar/data/1287032/000128703219000389/0001287032-19-000389-index.htm
2019-11-08William GrempDirectorBuy5,000.006.4632,299.5026,512.07https://www.sec.gov/Archives/edgar/data/1287032/000128703219000389/0001287032-19-000389-index.htm
2020-02-12William GrempDirectorBuy1,000.006.546,536.8028,149.17https://www.sec.gov/Archives/edgar/data/1287032/000117184320000990/0001171843-20-000990-index.htm
2020-02-21William GrempDirectorBuy2,000.006.5413,070.0030,149.17https://www.sec.gov/Archives/edgar/data/1287032/000128703220000101/0001287032-20-000101-index.htm
2019-12-09Dask Kristin Lea VanCFO, TREASURER, SECRETARY, CCOBuy3,250.006.5421,241.3536,250.00https://www.sec.gov/Archives/edgar/data/1287032/000128703219000413/0001287032-19-000413-index.htm
2019-08-29John F BarryCHIEF EXECUTIVE OFFICERBuy139,761.006.40894,414.5039,460,913.60https://www.sec.gov/Archives/edgar/data/1287032/000128703219000293/0001287032-19-000293-index.htm
2019-08-30John F BarryCHIEF EXECUTIVE OFFICERBuy201,548.006.391,288,456.0539,668,194.20https://www.sec.gov/Archives/edgar/data/1287032/000128703219000297/0001287032-19-000297-index.htm
2019-09-03John F BarryCHIEF EXECUTIVE OFFICERBuy237,857.006.341,508,179.8839,906,051.20https://www.sec.gov/Archives/edgar/data/1287032/000117184319005825/0001171843-19-005825-index.htm
2020-03-09John F BarryCHIEF EXECUTIVE OFFICERBuy33,004.004.98164,284.0139,974,925.10https://www.sec.gov/Archives/edgar/data/1287032/000128703220000078/0001287032-20-000078-index.htm
2020-03-10John F BarryCHIEF EXECUTIVE OFFICERBuy6,500.004.9432,102.2039,981,425.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001678/0001171843-20-001678-index.htm
2020-03-10John F BarryCHIEF EXECUTIVE OFFICERBuy187,304.005.01938,580.3440,168,729.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001678/0001171843-20-001678-index.htm
2020-03-10John F BarryCHIEF EXECUTIVE OFFICERBuy139,051.005.02697,855.2540,307,780.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001678/0001171843-20-001678-index.htm
2020-03-11John F BarryCHIEF EXECUTIVE OFFICERBuy698,091.004.793,346,438.8341,005,871.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001711/0001171843-20-001711-index.htm
2020-02-25Dask Kristin Lea VanCFO, TREASURER, SECRETARY, CCOBuy5,000.006.1830,899.5041,250.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001345/0001171843-20-001345-index.htm
2019-12-10Eugene S StarkDirectorBuy1,000.006.526,520.0043,500.35https://www.sec.gov/Archives/edgar/data/1287032/000128703219000417/0001287032-19-000417-index.htm
2020-03-12John F BarryCHIEF EXECUTIVE OFFICERBuy2,783,638.004.4712,433,954.2243,789,509.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001758/0001171843-20-001758-index.htm
2020-03-12John F BarryCHIEF EXECUTIVE OFFICERBuy92,017.004.31396,814.1143,881,526.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001758/0001171843-20-001758-index.htm
2020-03-12John F BarryCHIEF EXECUTIVE OFFICERBuy1,686,051.004.737,981,765.4345,567,577.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001758/0001171843-20-001758-index.htm
2020-08-28Eugene S StarkDirectorBuy2,500.005.1012,750.0046,000.35https://www.sec.gov/Archives/edgar/data/1287032/000128703220000300/0001287032-20-000300-index.htm
2020-03-13John F BarryCHIEF EXECUTIVE OFFICERBuy3,252,951.004.9216,008,422.4648,820,528.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001798/0001171843-20-001798-index.htm
2020-03-16John F BarryCHIEF EXECUTIVE OFFICERBuy4,610,490.004.7722,006,790.8753,431,018.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001827/0001171843-20-001827-index.htm
2020-03-17John F BarryCHIEF EXECUTIVE OFFICERBuy265,200.005.001,325,946.9653,696,217.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001850/0001171843-20-001850-index.htm
2020-03-17John F BarryCHIEF EXECUTIVE OFFICERBuy4,000,000.004.9719,863,600.0057,696,218.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001850/0001171843-20-001850-index.htm
2020-03-18John F BarryCHIEF EXECUTIVE OFFICERBuy3,353,654.004.5615,294,003.7061,049,872.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001873/0001171843-20-001873-index.htm
2020-03-18John F BarryCHIEF EXECUTIVE OFFICERBuy1,974,530.004.218,320,274.5163,024,402.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001873/0001171843-20-001873-index.htm
2020-03-19John F BarryCHIEF EXECUTIVE OFFICERBuy1,500,000.004.676,997,800.0064,533,207.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001922/0001171843-20-001922-index.htm
2020-03-19John F BarryCHIEF EXECUTIVE OFFICERBuy645,160.004.863,133,090.5165,178,367.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001922/0001171843-20-001922-index.htm
2020-03-20John F BarryCHIEF EXECUTIVE OFFICERBuy190,000.004.81914,356.0065,368,367.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001949/0001171843-20-001949-index.htm
2020-03-20John F BarryCHIEF EXECUTIVE OFFICERBuy150,000.004.94741,270.0065,518,367.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001949/0001171843-20-001949-index.htm
2020-03-20John F BarryCHIEF EXECUTIVE OFFICERBuy127,693.004.95631,850.5065,646,060.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001949/0001171843-20-001949-index.htm
2020-03-20John F BarryCHIEF EXECUTIVE OFFICERBuy1,000,000.004.964,963,300.0066,646,060.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001949/0001171843-20-001949-index.htm
2020-03-20John F BarryCHIEF EXECUTIVE OFFICERBuy832,307.005.034,189,167.5967,478,367.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001949/0001171843-20-001949-index.htm
2020-03-23John F BarryCHIEF EXECUTIVE OFFICERBuy1,002,662.004.134,145,806.8468,481,029.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm
2020-03-23John F BarryCHIEF EXECUTIVE OFFICERBuy700.004.152,901.9968,481,729.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm
2020-03-23John F BarryCHIEF EXECUTIVE OFFICERBuy265.004.151,098.7468,481,994.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm
2020-03-23John F BarryCHIEF EXECUTIVE OFFICERBuy650.004.162,701.3468,482,644.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm
2020-03-23John F BarryCHIEF EXECUTIVE OFFICERBuy4,700.004.1919,716.0368,487,344.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm
2020-03-23John F BarryCHIEF EXECUTIVE OFFICERBuy10,200.004.2042,881.8268,497,544.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm
2020-03-23John F BarryCHIEF EXECUTIVE OFFICERBuy4,400.004.2618,722.8868,501,944.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm
2020-03-23John F BarryCHIEF EXECUTIVE OFFICERBuy17,000.004.2672,384.3068,518,944.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm
2020-03-23John F BarryCHIEF EXECUTIVE OFFICERBuy1,400.004.316,034.0068,520,344.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm
2020-03-24John F BarryCHIEF EXECUTIVE OFFICERBuy3,377.004.2014,183.4068,523,721.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320002045/0001171843-20-002045-index.htm
2020-03-24John F BarryCHIEF EXECUTIVE OFFICERBuy50.004.50225.0068,523,771.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320002045/0001171843-20-002045-index.htm
2020-03-24John F BarryCHIEF EXECUTIVE OFFICERBuy4,100.004.6018,853.8568,527,871.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320002045/0001171843-20-002045-index.htm
2020-03-24John F BarryCHIEF EXECUTIVE OFFICERBuy900.004.614,153.3268,528,771.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320002045/0001171843-20-002045-index.htm
2020-03-24John F BarryCHIEF EXECUTIVE OFFICERBuy333,685.004.641,547,731.1468,862,456.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320002045/0001171843-20-002045-index.htm