Prospect Capital Corporation

(NASDAQ:PSEC)

Latest On Prospect Capital Corporation (PSEC):

Date/Time Type Description Signal Details
2024-06-26 05:51 ESTDividendA dividend of $0.06 has been announced on May 8, 2024. It will be paid Jul 18, 2024 with an ex-dividend date of Jun 26, 2024.Neutral
2024-05-29 05:51 ESTDividendA dividend of $0.06 has been announced on May 8, 2024. It will be paid Jun 18, 2024 with an ex-dividend date of May 29, 2024.Neutral
2024-04-25 05:51 ESTDividendA dividend of $0.06 has been announced on Feb 8, 2024. It will be paid May 21, 2024 with an ex-dividend date of Apr 25, 2024.Neutral
2024-03-26 05:51 ESTDividendA dividend of $0.06 has been announced on Feb 8, 2024. It will be paid Apr 18, 2024 with an ex-dividend date of Mar 26, 2024.Neutral
2024-02-26 04:58 ESTDividendA dividend of $0.06 has been announced on Feb 8, 2024. It will be paid Mar 20, 2024 with an ex-dividend date of Feb 26, 2024.Neutral
2024-01-26 04:52 ESTDividendA dividend of $0.06 has been announced on Nov 8, 2023. It will be paid Feb 20, 2024 with an ex-dividend date of Jan 26, 2024.Neutral
2023-12-26 04:51 ESTDividendA dividend of $0.06 has been announced on Nov 8, 2023. It will be paid Jan 18, 2024 with an ex-dividend date of Dec 26, 2023.Neutral
2023-11-27 04:51 ESTDividendA dividend of $0.06 has been announced on Nov 8, 2023. It will be paid Dec 19, 2023 with an ex-dividend date of Nov 27, 2023.Neutral
2023-10-26 05:51 ESTDividendA dividend of $0.06 has been announced on Aug 29, 2023. It will be paid Nov 20, 2023 with an ex-dividend date of Oct 26, 2023.Neutral
2023-09-26 05:51 ESTDividendA dividend of $0.06 has been announced on Aug 29, 2023. It will be paid Oct 19, 2023 with an ex-dividend date of Sep 26, 2023.Neutral
2023-08-28 05:51 ESTDividendA dividend of $0.06 has been announced on May 9, 2023. It will be paid Sep 20, 2023 with an ex-dividend date of Aug 28, 2023.Neutral
2023-07-26 05:51 ESTDividendA dividend of $0.06 has been announced on May 9, 2023. It will be paid Aug 22, 2023 with an ex-dividend date of Jul 26, 2023.Neutral
2023-06-27 05:51 ESTDividendA dividend of $0.06 has been announced on May 9, 2023. It will be paid Jul 20, 2023 with an ex-dividend date of Jun 27, 2023.Neutral
2023-05-26 15:27 ESTNewsProspect Capital: Is The 11.6% Yield Paid Monthly Going To Remain Stable?N/A
2023-05-25 05:51 ESTDividendA dividend of $0.06 has been announced on May 9, 2023. It will be paid Jun 21, 2023 with an ex-dividend date of May 25, 2023.Neutral
2023-05-10 19:40 ESTNewsProspect Capital Corporation (PSEC) Q3 2023 Earnings Call TranscriptN/A
2023-05-09 17:21 ESTNewsProspect Capital NII of $0.21 misses by $0.02, total investment income of $215.12M misses by $5.76MN/A
2023-05-09 17:20 ESTNewsProspect Capital fiscal Q3 NII declines, but debt-to-equity level hits 10-year lowN/A
2023-05-09 03:27 ESTNewsProspect Capital FQ3 2023 Earnings PreviewN/A
2023-04-25 05:51 ESTDividendA dividend of $0.06 has been announced on Feb 8, 2023. It will be paid May 18, 2023 with an ex-dividend date of Apr 25, 2023.Neutral
2023-03-28 05:51 ESTDividendA dividend of $0.06 has been announced on Feb 8, 2023. It will be paid Apr 19, 2023 with an ex-dividend date of Mar 28, 2023.Neutral
2023-02-23 04:51 ESTDividendA dividend of $0.06 has been announced on Feb 8, 2023. It will be paid Mar 22, 2023 with an ex-dividend date of Feb 23, 2023.Neutral
2023-02-17 20:27 ESTNewsProspect Capital: This 9.4% Yield Is A Potential Value TrapN/A
2023-02-10 17:31 ESTNewsProspect Capital Corporation (PSEC) Q2 2023 Earnings Call TranscriptN/A
2023-02-09 01:08 ESTNewsProspect Capital NII of $0.23 beats by $0.02, Total Investment Income of $212.92M misses by $0.49MN/A
2023-01-26 04:51 ESTDividendA dividend of $0.06 has been announced on Nov 9, 2022. It will be paid Feb 16, 2023 with an ex-dividend date of Jan 26, 2023.Neutral
2022-12-31 03:23 ESTNewsProspect Capital: Better Equipped Than Rivals To Weather Economic DownturnN/A
2022-12-27 04:51 ESTDividendA dividend of $0.06 has been announced on Nov 9, 2022. It will be paid Jan 19, 2023 with an ex-dividend date of Dec 27, 2022.Neutral
2022-12-08 12:38 ESTNewsAvoid Prospect Capital On Stagnant NII, Uncertain REIT Returns, And MoreN/A
2022-11-25 04:51 ESTDividendA dividend of $0.06 has been announced on Nov 9, 2022. It will be paid Dec 20, 2022 with an ex-dividend date of Nov 25, 2022.Neutral
2022-11-20 04:05 ESTNewsProspect Capital: NAV Drop, Dangerous 9.5% Dividend YieldN/A
2022-11-10 22:03 ESTNewsProspect Capital Corporation (PSEC) Q1 2023 Earnings Call TranscriptN/A
2022-11-10 04:43 ESTNewsProspect Capital fiscal Q1 earnings, investment income beat as portfolio stays stableN/A
2022-11-10 04:43 ESTNewsProspect Capital GAAP NII of $0.22 beats by $0.04, total investment income of $202.67M beats by $16.24MN/A
2022-11-08 17:47 ESTNewsProspect Capital FQ1 2023 Earnings Preview: Quick FactsN/A
2022-11-02 22:09 ESTNewsProspect Capital: It's Not Worth ItN/A
2022-10-26 05:51 ESTDividendA dividend of $0.06 has been announced on Aug 29, 2022. It will be paid Nov 17, 2022 with an ex-dividend date of Oct 26, 2022.Neutral
2022-10-11 19:35 ESTNewsProspect Capital: Not Every BDC Is A Buy Through The RecessionN/A
2022-10-07 20:12 ESTNewsProspect Capital announces additions to non-traded preferred stock offeringN/A
2022-09-28 23:28 ESTNewsWhere Prospect Capital Clearly Beats Ares CapitalN/A
2022-09-27 05:51 ESTDividendA dividend of $0.06 has been announced on Aug 29, 2022. It will be paid Oct 20, 2022 with an ex-dividend date of Sep 27, 2022.Neutral
2022-09-10 02:41 ESTNewsProspect Capital: I'll Love It At $5N/A
2022-09-09 09:29 ESTNewsProspect Capital exceeds $1B preferred fundraising milestone and upsizes extended credit facility to $1.584BN/A
2022-08-31 01:33 ESTNewsProspect Capital stock dips after disclosing expected material weaknessN/A
2022-08-31 01:33 ESTNewsProspect Capital Corporation (PSEC) Q4 2022 Earnings Call TranscriptN/A
2022-08-30 08:53 ESTNewsProspect Capital NII EPS of $0.21 beats by $0.03, total Investment Income of $184.62M beats by $8.02MN/A
2022-08-30 08:53 ESTNewsProspect Capital Q4 net investment income tops consensus, rises from Q3N/A
2022-08-26 05:51 ESTDividendA dividend of $0.06 has been announced on May 9, 2022. It will be paid Sep 21, 2022 with an ex-dividend date of Aug 26, 2022.Neutral
2022-08-24 08:43 ESTNewsProspect Capital FY 2022 Earnings PreviewN/A
2022-08-22 03:32 ESTNewsThe Best Way To Invest In Prospect CapitalN/A

About Prospect Capital Corporation (PSEC):

Prospect Capital Corporation is a business development company. It specializes in middle market, mature, mezzanine finance, later stage, emerging growth, leveraged buyouts, refinancing, acquisitions, recapitalizations, turnaround, growth capital, development, capital expenditures and subordinated debt tranches of collateralized loan obligations, cash flow term loans, market place lending and bridge transactions. It also makes real estate investments particularly in multi-family residential real estate asset class. The fund makes secured debt, senior debt, senior and secured term loans, unitranche debt, first-lien and second lien, private debt, private equity, mezzanine debt, and equity investments in private and microcap public businesses. It focuses on both primary origination and secondary loans/portfolios and invests in situations like debt financings for private equity sponsors, acquisitions, dividend recapitalizations, growth financings, bridge loans, cash flow term loans, real estate financings/investments. It also focuses on investing in small-sized and medium-sized private companies rather than large public companies. The fund typically invests across all industry sectors, with a particular expertise in the energy and industrial sectors. It invests in aerospace and defense, chemicals, conglomerate services, consumer services, ecological, electronics, financial services, machinery, manufacturing, media, pharmaceuticals, retail, software, specialty minerals, textiles and leather, transportation, oil and gas production, coal production, materials, industrials, consumer discretionary, information technology, utilities, pipeline, storage, power generation and distribution, renewable and clean energy, oilfield services, healthcare, food and beverage, education, business services, and other select sectors. It prefers to invest in the United States and Canada. The fund seeks to invest between $10 million to $500 million per transaction in companies with EBITDA between $5 million and $150 million, sales value betw

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General

  • Name Prospect Capital Corporation
  • Symbol PSEC
  • Type Common Stock
  • Exchange NASDAQ
  • Currency USD
  • Country USA
  • SectorFinancial Services
  • IndustryAsset Management
  • Fiscal Year EndJune
  • IPO Date2004-07-27
  • Gic SectorFinancials
  • Gic GroupDiversified Financials
  • Gic IndustryCapital Markets
  • Gic SubIndustryAsset Management & Custody Banks
  • Web URLhttp://www.prospectstreet.com
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Valuation

  • Trailing PE 6.37
  • Price/Sales (Trailing 12 Mt.) 5.75
  • Price/Book (Most Recent Quarter) 0.84
  • Enterprise Value Revenue 9.87
  • Enterprise Value EBITDA 9.42
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Financials

  • Most Recent Quarter 2020-12-31
  • Current Year EPS Estimate $0.71
  • Next Year EPS Estimate $0.64
  • Next Quarter EPS Estimate $0.15
  • Profit Margin 73%
  • Operating Margin 66%
  • Return on Assets 5%
  • Return on Equity 14%
  • Revenue 614.9 million
  • Earnings Per Share $1.20
  • Revenue Per Share $1.65
  • Gross Profit 623.53 million
  • Quarterly Earnings Growth 6.4%
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Highlights

  • Market Capitalization 2.97 billion
  • PEG Ratio 1.59
  • Analyst Target Price $5.75
  • Book Value Per Share $8.96
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Share Statistics

  • Shares Outstanding 387 million
  • % Held by Insiders 2658%
  • % Held by Institutions 11%
  • Shares Short 13.33 million
  • Shares Short Prior Month 15.76 million
  • Short Ratio 3.45
  • Short % of Float 5%
  • Short % of Shares Outstanding 3%
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Technicals

  • Beta 0.93
  • 52 Week High $7.97
  • 52 Week Low $3.25
  • 50 Day Moving Average 7.16
  • 200 Day Moving Average 5.78
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Dividends

  • Forward Annual Dividend Rate $0.72
  • Forward Annual Dividend Yield 9.24%
  • Payout Ratio 34%
  • Dividend Date 2021-05-20
  • ExDividend Date 2021-03-30
  • Dividend Per Share $0.72
  • Dividend Yield 11.54%
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Prospect Capital Corporation (PSEC) Dividend Calendar:

Prospect Capital Corporation pays an annual dividend of $0.72 per share, with a dividend yield of 11.54%.
PSEC's last dividend payment was made to shareholders on May 20, 2021.
Prospect Capital Corporation pays out 34% of its earnings out as a dividend.

Ex-Dividend Date Payment Date Record Date Declared Date Amount
2024-06-262024-07-182024-06-262024-05-08$0.06
2024-05-292024-06-182024-05-292024-05-08$0.06
2024-04-252024-05-212024-04-262024-02-08$0.06
2024-03-262024-04-182024-03-272024-02-08$0.06
2024-02-262024-03-202024-02-272024-02-08$0.06
2024-01-262024-02-202024-01-292023-11-08$0.06
2023-12-262024-01-182023-12-272023-11-08$0.06
2023-11-272023-12-192023-11-282023-11-08$0.06
2023-10-262023-11-202023-10-272023-08-29$0.06
2023-09-262023-10-192023-09-272023-08-29$0.06
2023-08-282023-09-202023-08-292023-05-09$0.06
2023-07-262023-08-222023-07-272023-05-09$0.06
2023-06-272023-07-202023-06-282023-05-09$0.06
2023-05-252023-06-212023-05-262023-05-09$0.06
2023-04-252023-05-182023-04-262023-02-08$0.06
2023-03-282023-04-192023-03-292023-02-08$0.06
2023-02-232023-03-222023-02-242023-02-08$0.06
2023-01-262023-02-162023-01-272022-11-09$0.06
2022-12-272023-01-192022-12-282022-11-09$0.06
2022-11-252022-12-202022-11-282022-11-09$0.06
2022-10-262022-11-172022-10-272022-08-29$0.06
2022-09-272022-10-202022-09-282022-08-29$0.06
2022-08-262022-09-212022-08-292022-05-09$0.06
2022-07-262022-08-182022-07-272022-05-09$0.06
2022-06-272022-07-202022-06-282022-05-09$0.06
2022-05-262022-06-212022-05-272022-05-09$0.06
2022-04-262022-05-192022-04-272022-02-08$0.06
2022-03-282022-04-202022-03-292022-02-08$0.06
2022-02-232022-03-222022-02-242022-02-08$0.06
2022-01-262022-02-172022-01-272021-11-08$0.06
2021-12-282022-01-202021-12-292021-11-08$0.06
2021-11-242021-12-232021-11-262021-11-08$0.06
2021-10-262021-11-182021-10-272021-08-24$0.06
2021-09-272021-10-212021-09-282021-08-24$0.06
2021-08-262021-09-232021-08-272021-05-10$0.06
2021-07-272021-08-192021-07-282021-05-10$0.06
2021-06-252021-07-222021-06-282021-05-10$0.06
2021-05-262021-06-172021-05-272021-05-10$0.06
2021-04-292021-05-202021-04-302021-02-09$0.06
2021-03-302021-04-222021-03-312021-02-09$0.06
2021-02-252021-03-182021-02-262021-02-09$0.06
2021-01-282021-02-182021-01-292020-11-09$0.06
2020-12-302021-01-212020-12-312020-11-09$0.06
2020-11-272020-12-242020-11-302020-11-09$0.06
2020-10-292020-11-192020-10-302020-08-26$0.06
2020-09-292020-10-222020-09-302020-08-26$0.06
2020-08-282020-09-172020-08-312020-05-08$0.06
2020-07-302020-08-202020-07-312020-05-08$0.06
2020-06-292020-07-232020-06-302020-05-08$0.06
2020-05-282020-06-182020-05-292020-05-08$0.06
2020-04-292020-05-212020-04-302020-02-07$0.06
2020-03-302020-04-232020-03-312020-02-07$0.06
2020-02-272020-03-192020-02-282020-02-07$0.06
2020-01-302020-02-202020-01-312019-11-06$0.06
2019-12-312020-01-232020-01-022019-11-06$0.06
2019-11-272019-12-192019-11-292019-11-06$0.06
2019-10-302019-11-202019-10-312019-08-22$0.06
2019-09-272019-10-242019-09-302019-08-22$0.06
2019-08-292019-09-192019-08-302019-05-08$0.06
2019-07-302019-08-222019-07-312019-05-08$0.06
2019-06-272019-07-182019-06-282019-05-08$0.06
2019-05-302019-06-202019-05-312019-05-08$0.06
2019-04-292019-05-232019-04-302019-02-06$0.06
2019-03-282019-04-182019-03-292019-02-06$0.06
2019-02-272019-03-212019-02-282019-02-06$0.06
2019-01-302019-02-212019-01-312018-11-06$0.06
2018-12-312019-01-242019-01-022018-11-06$0.06
2018-11-292018-12-202018-11-302018-11-06$0.06
2018-10-302018-11-212018-10-312018-08-23$0.06
2018-09-272018-10-182018-09-282018-08-23$0.06
2018-08-302018-09-202018-08-312018-05-08$0.06
2018-07-302018-08-232018-07-312018-05-08$0.06
2018-06-282018-07-192018-06-292018-05-08$0.06
2018-05-302018-06-212018-05-312018-05-08$0.06
2018-04-272018-05-242018-04-302018-02-07$0.06
2018-03-282018-04-192018-03-302018-02-07$0.06
2018-02-272018-03-222018-02-282018-02-07$0.06
2018-01-302018-02-152018-01-312017-11-08$0.06
2017-12-282018-01-182017-12-292017-11-08$0.06
2017-11-292017-12-212017-11-302017-11-08$0.06
2017-10-302017-11-222017-10-312017-08-28$0.06
2017-09-282017-10-192017-09-292017-08-28$0.06
2017-08-292017-09-212017-08-312017-05-08$0.08
2017-07-272017-08-242017-07-312017-05-08$0.08
2017-06-282017-07-202017-06-302017-05-08$0.08
2017-05-262017-06-222017-05-312017-05-08$0.08
2017-04-262017-05-182017-04-282017-02-07$0.08
2017-03-292017-04-202017-03-312017-02-07$0.08
2017-02-242017-03-232017-02-282017-02-07$0.08
2017-01-272017-02-162017-01-312016-11-08$0.08
2016-12-282017-01-192016-12-302016-11-08$0.08
2016-11-282016-12-222016-11-302016-11-08$0.08
2016-10-272016-11-172016-10-312016-08-25$0.08
2016-09-282016-10-202016-09-302016-08-25$0.08
2016-08-292016-09-222016-08-312016-05-09$0.08
2016-07-272016-08-182016-07-292016-05-09$0.08
2016-06-282016-07-212016-06-302016-05-09$0.08
2016-05-262016-06-232016-05-312016-05-09$0.08
2016-04-272016-05-192016-04-292016-02-09$0.08
2016-03-292016-04-212016-03-312016-02-09$0.08
2016-02-252016-03-242016-02-292016-02-09$0.08
2016-01-272016-02-182016-01-292015-11-03$0.08
2015-12-292016-01-212015-12-312015-11-03$0.08
2015-11-252015-12-242015-11-302015-11-03$0.08
2015-10-282015-11-192015-10-302015-08-21$0.08
2015-09-282015-10-222015-09-302015-08-21$0.08
2015-08-272015-09-172015-08-312015-05-05$0.08
2015-07-292015-08-202015-07-312015-05-05$0.08
2015-06-262015-07-232015-06-302015-05-05$0.08
2015-05-272015-06-182015-05-292015-05-05$0.08
2015-04-282015-05-212015-04-302014-12-05$0.08
2015-03-272015-04-232015-03-312014-12-05$0.08
2015-02-252015-03-192015-02-272014-12-05$0.08
2015-01-282015-02-192015-01-302014-09-24$0.11
2014-12-292015-01-222014-12-312014-05-05$0.11
2014-11-252014-12-182014-11-282014-05-05$0.11

Prospect Capital Corporation (PSEC) Earnings History:

Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.


Quarter Date Report Date Actual Revenue Reported EPS EPS Estimate Deviation from Estimate
2020-12-312021-02-09$N/A$0.21$0.1635.48%
2020-09-302020-11-09$N/A$0.15$0.17-9.09%
2020-06-302020-08-26$N/A$0.16$0.17-3.03%
2020-03-312020-05-11$-181064000$0.19$0.1435.71%
2019-12-312020-02-10$161.92 million$0.18$0.180%
2019-09-302019-11-06$161.88 million$0.19$0.190%
2019-06-302019-08-27$164.35 million$0.19$0.21-7.32%
2019-03-312019-05-08$171.11 million$0.21$0.203.3%
2018-12-312019-02-06$187.88 million$0.22$0.221.52%
2018-09-302018-11-06$180.42 million$0.23$0.2110.84%
2018-06-302018-08-28$174.03 million$0.22$0.2012.82%
2018-03-312018-05-09$162.84 million$0.19$0.186.74%
2017-12-312018-02-07$162.4 million$0.20$0.1813.64%
2017-09-302017-11-08$158.58 million$0.18$0.19-4.26%
2017-06-302017-08-28$166.7 million$0.19$0.21-7.77%
2017-03-312017-05-09$171.03 million$0.20$0.24-15.65%
2016-12-312017-02-08$183.48 million$0.24$0.242.13%
2016-09-302016-11-08$179.83 million$0.22$0.24-9.13%
2016-06-302016-08-29$193.04 million$0.26$0.255.35%
2016-03-312016-05-10$189.49 million$0.25$0.26-2.42%
2015-12-312016-02-09$209.19 million$0.28$0.2510.19%
2015-09-302015-11-04$200.25 million$0.26$0.254%
2015-06-302015-08-26$198.83 million$0.25$0.250%
2015-03-312015-05-06$191.35 million$0.24$0.26-7.69%
2014-12-312015-02-04$198.88 million$0.26$0.27-3.7%
2014-09-302014-11-06$202.02 million$0.28$0.280%
2014-06-302014-08-25$182.02 million$0.25$0.32-21.88%
2014-03-312014-05-06$190.33 million$0.31$0.32-3.13%
2013-12-312014-02-03$178.09 million$0.32$0.320%
2013-09-302013-11-04$156.03 million$0.32$0.33-3.03%
2013-06-302013-08-21$166.47 million$0.38$0.3026.67%
2013-03-312013-05-06$120.2 million$0.27$0.31-12.9%
2012-12-312013-02-07$166.04 million$0.51$0.4221.43%
2012-09-302012-11-08$123.64 million$0.46$0.444.55%
2012-06-302012-08-22$102.68 million$0.51$0.4027.5%
2012-03-312012-05-10$64.89 million$0.51$0.55-7.27%
2011-12-312012-02-09$67.26 million$0.33$0.2913.79%
2011-09-302011-11-09$55.34 million$0.26$0.260%
2011-06-302011-08-29$56.39 million$0.31$0.36-13.89%
2011-03-312011-05-10$44.57 million$0.27$0.258%
2010-12-312011-02-09$33.3 million$0.23$0.28-17.86%
2010-09-302010-11-09$35.21 million$0.28$0.273.7%
2010-06-302010-08-30$29.24 million$0.25$0.28-10.71%
2010-03-312010-05-10$32.01 million$0.30$0.293.45%
2009-12-312010-02-09$23.17 million$0.29$0.277.41%
2009-09-302009-11-09$21.52 million$0.25$0.29-13.79%
2009-06-302009-09-14$21.8 million$0.32$0.39-17.95%
2009-03-312009-05-11$20.67 million$0.39$0.43-9.3%
2008-12-312009-02-09$22.21 million$0.40$0.46-13.04%
2008-09-302008-11-10$35.8 million$0.80$0.5642.86%
2008-06-302008-09-09$23.45 million$0.50$0.468.7%
2008-03-312008-05-12$22 million$0.54$0.4714.89%
2007-12-312008-02-11$18.56 million$0.46$0.444.55%
2007-09-302007-10-01$15.39 million$0.42$0.3616.67%
2007-06-302007-09-30$13.05 million$0.42$0.3616.67%
2007-03-312007-05-10$12.07 million$0.36$0.345.88%
2006-12-312007-02-09$8.17 million$0.33$0.35-5.71%
2006-09-302006-11-10$6.43 million$0.33$0.330%
2006-06-302006-09-28$5.8 million$0.42$0.397.69%
2006-03-312006-05-10$4.03 million$0.34$0.319.68%
2005-12-312006-02-09$3.94 million$0.29$0.283.57%
2005-09-302005-11-09$3.11 million$0.20$0.200%
2005-06-302005-09-16$3.09 million$0.16$0.21-23.81%
2005-03-312005-05-13$1.79 million$0.06$0.22-72.73%
2004-12-312005-02-11$2.95 million$0.17$0.1513.33%
2004-09-302004-11-11$266000-$0.06-$0.01-500%

Prospect Capital Corporation (PSEC) Company Financial Statements:

Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.

Income Statement:
Date
Research Development
Income Before Tax
Selling General Administrative
Gross Profit
Ebit
Operating Income
Income Tax Expense
Total Revenue
Cost of Revenue
Total Other Income Expense Net
Net Income From Continuing Operations
Net Income Applicable to Common Shares
Cash Flow:
Date
Investments
Change to Liabilities
Total Cash Flow from Investing Activities
Net Borrowings
Total Cash Flow from Financial Activities
Change to Operating Activities
Change in Cash
Total Cash from Operating Activities
Depreciation
Other Cash Flow from Investing Activities
Change to Inventory
Change to Account Receivables
Other Cash Flow from Financing Activities
Change to Net Income
Capital Expenditures
Balance Sheet:
Date
Total Liabailities
Total Stockholder Equity
Other Current Liabilities
Total Assets
Common Stock
Other Current Assets
Retained Earnings
Other Liabilities
Other Assets
Cash
Total Current Liabilities
Other Stockholder Equity
Property, Plant & Equipment
Total Current Assets
Long Term Investments
Net Tangible Assets
Short Term Investments
Long Term Debt
Inventory
Accounts Payable

Prospect Capital Corporation (PSEC) Chart:

Prospect Capital Corporation (PSEC) News:

Below you will find a list of latest news for Prospect Capital Corporation (PSEC) from major news sources. You can filter the results to only show news from a specific source.

No recent news available

Prospect Capital Corporation (PSEC) Options:

A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.

Expiration Date Strike Last Price Type Volume Open Interest Implied Volatility In The Money Change Change Percent
2024-08-1614.8CALL0 0556.83TRUE00
2024-08-1623.5CALL0 3275.76TRUE00
2024-08-1632.2CALL0 0296.88TRUE00
2024-08-1641.45CALL0 7139.98TRUE00
2024-08-1650.57CALL257 20752.2TRUE-0.03-0.05
2024-08-1660.02CALL0 123110FALSE00
2024-08-1670.03CALL0 7750FALSE00
2024-08-1680.05CALL0 50FALSE00
2024-08-1690CALL0 00FALSE00
2024-08-16100CALL0 00FALSE00
2024-08-16110CALL0 00FALSE00
2024-08-16120CALL0 00FALSE00
2024-08-1610PUT0 00FALSE00
2024-08-1620.06PUT0 10FALSE00
2024-08-1630.04PUT0 50FALSE00
2024-08-1640.03PUT0 83340FALSE00
2024-08-1650.06PUT1 2044843.19FALSE00
2024-08-1660.56PUT15 215550.17TRUE0.060.12
2024-08-1671.5PUT0 977.28TRUE00
2024-08-1680PUT0 0159.78TRUE00
2024-08-1690PUT0 0142.43TRUE00
2024-08-16100PUT0 0129.29TRUE00
2024-08-16116.1PUT0 1145.46TRUE00
2024-08-16126.5PUT0 1159.9TRUE00
2024-11-1514.5CALL0 0330.88TRUE00
2024-11-1520CALL0 00TRUE00
2024-11-1532.59CALL1 0119.99TRUE2.590
2024-11-1541.65CALL0 282.62TRUE00
2024-11-1550.6CALL1 14318.62TRUE0.60
2024-11-1560.1CALL23 622118.5FALSE00
2024-11-1570.04CALL0 1930FALSE00
2024-11-1580.01CALL0 320FALSE00
2024-11-1590.01CALL0 10FALSE00
2024-11-15100CALL0 00FALSE00
2024-11-15110CALL0 00FALSE00
2024-11-1510PUT0 00FALSE00
2024-11-1520PUT0 00FALSE00
2024-11-1530.05PUT0 35720FALSE00
2024-11-1540.1PUT0 20549.69FALSE00
2024-11-1550.25PUT36 753141.68FALSE0.010.04
2024-11-1560.8PUT0 3520TRUE00
2024-11-1571.9PUT1 3877.06TRUE1.90
2024-11-1582.67PUT0 474.56TRUE00
2024-11-1590PUT0 085.61TRUE00
2024-11-15104.89PUT0 097.12TRUE00
2024-11-15115.5PUT0 2107.21TRUE00
2025-01-1710CALL0 0274.23TRUE00
2025-01-1723.4CALL0 0161.21TRUE00
2025-01-1731.8CALL0 2118.69TRUE00
2025-01-1741.35CALL0 077.44TRUE00
2025-01-1750.65CALL0 36511.19TRUE00
2025-01-1760.13CALL0 171914.91FALSE00
2025-01-1770.03CALL0 40650FALSE00
2025-01-1780.03CALL0 100FALSE00
2025-01-1790CALL0 00FALSE00
2025-01-17100.01CALL0 140FALSE00
2025-01-17110CALL0 00FALSE00
2025-01-1710PUT0 00FALSE00
2025-01-1720.2PUT0 10FALSE00
2025-01-1730.05PUT0 8610FALSE00
2025-01-1740.19PUT0 4547.47FALSE00
2025-01-1750.37PUT222 765743.07FALSE0.020.06
2025-01-1761.1PUT0 820TRUE00
2025-01-1771.95PUT0 28654.8TRUE00
2025-01-1782.32PUT0 198.11TRUE00
2025-01-1793.7PUT0 246.16TRUE00
2025-01-17105.28PUT0 4196.57TRUE00
2025-01-17110PUT0 093.52TRUE00
2025-02-2114.55CALL0 1254.42TRUE00
2025-02-2120CALL0 0149.02TRUE00
2025-02-2130CALL0 0126.63TRUE00
2025-02-2140.65CALL0 055.01TRUE00
2025-02-2150CALL0 00TRUE00
2025-02-2160.1CALL0 2680FALSE00
2025-02-2170.04CALL0 40FALSE00
2025-02-2180.02CALL0 10FALSE00
2025-02-2190.01CALL0 10FALSE00
2025-02-21100.01CALL0 10FALSE00
2025-02-21110CALL0 00FALSE00
2025-02-2110PUT0 00FALSE00
2025-02-2120PUT0 00FALSE00
2025-02-2130PUT0 00FALSE00
2025-02-2140.15PUT0 150FALSE00
2025-02-2150.39PUT0 13641.7FALSE00
2025-02-2161.1PUT0 100TRUE00
2025-02-2170PUT0 079.54TRUE00
2025-02-2180PUT0 096.62TRUE00
2025-02-2190PUT0 073.26TRUE00
2025-02-21100PUT0 00TRUE00
2025-02-21110PUT0 090.73TRUE00
2026-01-1632.6CALL0 173.5TRUE00
2026-01-1650.68CALL1 35610.95TRUE0.030.05
2026-01-1670.05CALL1 95213.89FALSE-0.02-0.29
2026-01-16100.01CALL0 1080FALSE00
2026-01-1630.2PUT1 39851.94FALSE0.20
2026-01-1650.7PUT0 122542.36FALSE00
2026-01-1672.5PUT1 41962.44TRUE2.50
2026-01-16105.3PUT0 1846.52TRUE00

Latest PSEC Trades:

Date Shares Price
Jun 13, 2022 7:59 PM EST100$7.095
Jun 13, 2022 7:59 PM EST10$7.095
Jun 13, 2022 7:59 PM EST900$7.095
Jun 13, 2022 7:59 PM EST410$7.095
Jun 13, 2022 7:59 PM EST124$7.095

Prospect Capital Corporation (PSEC) SEC Filings:

An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.

Date Form Type Form Name Link
2020-07-02POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000219/0001287032-20-000219-index.htm
2020-04-10PRE 14AOther preliminary proxy statementshttps://www.sec.gov/Archives/edgar/data/1287032/000110465920045606/0001104659-20-045606-index.htm
2019-09-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184319005825/0001171843-19-005825-index.htm
2020-02-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320000990/0001171843-20-000990-index.htm
2020-02-274Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320001345/0001171843-20-001345-index.htm
2020-03-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320001678/0001171843-20-001678-index.htm
2020-03-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320001711/0001171843-20-001711-index.htm
2020-03-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320001758/0001171843-20-001758-index.htm
2020-03-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320001798/0001171843-20-001798-index.htm
2020-03-184Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320001827/0001171843-20-001827-index.htm
2020-03-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320001850/0001171843-20-001850-index.htm
2020-03-204Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320001873/0001171843-20-001873-index.htm
2020-03-23SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1287032/000117184320001907/0001171843-20-001907-index.htm
2020-03-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320001922/0001171843-20-001922-index.htm
2020-03-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320001949/0001171843-20-001949-index.htm
2020-03-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm
2020-03-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320002044/0001171843-20-002044-index.htm
2020-03-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320002045/0001171843-20-002045-index.htm
2020-04-064/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320002404/0001171843-20-002404-index.htm
2020-08-204/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320006023/0001171843-20-006023-index.htm
2020-10-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320007246/0001171843-20-007246-index.htm
2019-08-2640-APP/AApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1287032/000121390019016703/0001213900-19-016703-index.htm
2019-10-1140-APP/AApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1287032/000121390019020205/0001213900-19-020205-index.htm
2019-12-0240-APP/AApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1287032/000121390019025113/0001213900-19-025113-index.htm
2020-03-1140-APP/AApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1287032/000121390020006007/0001213900-20-006007-index.htm
2020-07-1040-APP/AApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1287032/000121390020017214/0001213900-20-017214-index.htm
2019-07-01497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000213/0001287032-19-000213-index.htm
2019-07-01497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000214/0001287032-19-000214-index.htm
2019-07-05POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000216/0001287032-19-000216-index.htm
2019-07-08497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000220/0001287032-19-000220-index.htm
2019-07-08497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000221/0001287032-19-000221-index.htm
2019-07-11POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000223/0001287032-19-000223-index.htm
2019-07-15497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000226/0001287032-19-000226-index.htm
2019-07-15497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000227/0001287032-19-000227-index.htm
2019-07-18POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000229/0001287032-19-000229-index.htm
2019-07-22497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000234/0001287032-19-000234-index.htm
2019-07-22497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000235/0001287032-19-000235-index.htm
2019-07-2240-17GFidelity Bond [Rule 17G-1(g)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000236/0001287032-19-000236-index.htm
2019-07-25POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000238/0001287032-19-000238-index.htm
2019-07-29SC TO-I/ATender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000241/0001287032-19-000241-index.htm
2019-07-298-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000242/0001287032-19-000242-index.htm
2019-07-29497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000245/0001287032-19-000245-index.htm
2019-07-29497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000246/0001287032-19-000246-index.htm
2019-08-01POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000248/0001287032-19-000248-index.htm
2019-08-02N-2Registration statement for closed-end investment companieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000254/0001287032-19-000254-index.htm
2019-08-05CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000256/0001287032-19-000256-index.htm
2019-08-05497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000259/0001287032-19-000259-index.htm
2019-08-05497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000260/0001287032-19-000260-index.htm
2019-08-08POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000262/0001287032-19-000262-index.htm
2019-08-12497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000267/0001287032-19-000267-index.htm
2019-08-12497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000268/0001287032-19-000268-index.htm
2019-08-12SC TO-ITender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000270/0001287032-19-000270-index.htm
2019-08-128-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000271/0001287032-19-000271-index.htm
2019-08-15POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000273/0001287032-19-000273-index.htm
2019-08-19497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000276/0001287032-19-000276-index.htm
2019-08-19497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000277/0001287032-19-000277-index.htm
2019-08-22POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000279/0001287032-19-000279-index.htm
2019-08-2710-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000284/0001287032-19-000284-index.htm
2019-08-308-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000286/0001287032-19-000286-index.htm
2019-08-30CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000289/0001287032-19-000289-index.htm
2019-09-03N-2/ARegistration statement for closed-end investment companieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000291/0001287032-19-000291-index.htm
2019-09-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000293/0001287032-19-000293-index.htm
2019-09-044/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000295/0001287032-19-000295-index.htm
2019-09-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000297/0001287032-19-000297-index.htm
2019-09-09DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000300/0001287032-19-000300-index.htm
2019-09-10SC TO-I/ATender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000302/0001287032-19-000302-index.htm
2019-09-118-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000305/0001287032-19-000305-index.htm
2019-09-12N-2/ARegistration statement for closed-end investment companieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000310/0001287032-19-000310-index.htm
2019-09-12CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000311/0001287032-19-000311-index.htm
2019-09-12CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000312/0001287032-19-000312-index.htm
2019-09-16497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000314/0001287032-19-000314-index.htm
2019-09-16497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000316/0001287032-19-000316-index.htm
2019-09-23497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000319/0001287032-19-000319-index.htm
2019-09-23497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000320/0001287032-19-000320-index.htm
2019-09-24SC TO-ITender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000322/0001287032-19-000322-index.htm
2019-09-248-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000324/0001287032-19-000324-index.htm
2019-09-26POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000326/0001287032-19-000326-index.htm
2019-09-30497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000330/0001287032-19-000330-index.htm
2019-09-30497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000331/0001287032-19-000331-index.htm
2019-10-03POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000333/0001287032-19-000333-index.htm
2019-10-07497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000336/0001287032-19-000336-index.htm
2019-10-07497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000337/0001287032-19-000337-index.htm
2019-10-08DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000339/0001287032-19-000339-index.htm
2019-10-10POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000341/0001287032-19-000341-index.htm
2019-10-15497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000344/0001287032-19-000344-index.htm
2019-10-15497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000345/0001287032-19-000345-index.htm
2019-10-18POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000347/0001287032-19-000347-index.htm
2019-10-21497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000350/0001287032-19-000350-index.htm
2019-10-21497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000351/0001287032-19-000351-index.htm
2019-10-22DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000353/0001287032-19-000353-index.htm
2019-10-23SC TO-I/ATender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000355/0001287032-19-000355-index.htm
2019-10-24POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000357/0001287032-19-000357-index.htm
2019-10-28497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000360/0001287032-19-000360-index.htm
2019-10-28497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000361/0001287032-19-000361-index.htm
2019-10-31POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000363/0001287032-19-000363-index.htm
2019-11-04497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000365/0001287032-19-000365-index.htm
2019-11-0610-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000370/0001287032-19-000370-index.htm
2019-11-07POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000374/0001287032-19-000374-index.htm
2019-11-07SC TO-ITender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000375/0001287032-19-000375-index.htm
2019-11-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000376/0001287032-19-000376-index.htm
2019-11-088-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000379/0001287032-19-000379-index.htm
2019-11-08497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000380/0001287032-19-000380-index.htm
2019-11-12497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000383/0001287032-19-000383-index.htm
2019-11-18497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000386/0001287032-19-000386-index.htm
2019-11-18497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000387/0001287032-19-000387-index.htm
2019-11-204Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000389/0001287032-19-000389-index.htm
2019-11-21POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000391/0001287032-19-000391-index.htm
2019-11-25497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000394/0001287032-19-000394-index.htm
2019-11-25497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000395/0001287032-19-000395-index.htm
2019-11-29POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000397/0001287032-19-000397-index.htm
2019-12-02497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000400/0001287032-19-000400-index.htm
2019-12-02497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000401/0001287032-19-000401-index.htm
2019-12-05POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000403/0001287032-19-000403-index.htm
2019-12-058-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000405/0001287032-19-000405-index.htm
2019-12-09SC TO-I/ATender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000407/0001287032-19-000407-index.htm
2019-12-09497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000410/0001287032-19-000410-index.htm
2019-12-09497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000411/0001287032-19-000411-index.htm
2019-12-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000413/0001287032-19-000413-index.htm
2019-12-12POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000415/0001287032-19-000415-index.htm
2019-12-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000417/0001287032-19-000417-index.htm
2019-12-16497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000421/0001287032-19-000421-index.htm
2019-12-16497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000422/0001287032-19-000422-index.htm
2019-12-19POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000424/0001287032-19-000424-index.htm
2019-12-23SC TO-ITender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000427/0001287032-19-000427-index.htm
2019-12-23497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000431/0001287032-19-000431-index.htm
2019-12-23497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000432/0001287032-19-000432-index.htm
2019-12-238-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000433/0001287032-19-000433-index.htm
2019-12-27POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000435/0001287032-19-000435-index.htm
2019-12-30497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000439/0001287032-19-000439-index.htm
2019-12-30497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000440/0001287032-19-000440-index.htm
2020-01-03POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000002/0001287032-20-000002-index.htm
2020-01-06497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000005/0001287032-20-000005-index.htm
2020-01-06497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000006/0001287032-20-000006-index.htm
2020-01-06SC TO-I/ATender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000008/0001287032-20-000008-index.htm
2020-01-09POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000010/0001287032-20-000010-index.htm
2020-01-13497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000013/0001287032-20-000013-index.htm
2020-01-13497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000014/0001287032-20-000014-index.htm
2020-01-16POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000016/0001287032-20-000016-index.htm
2020-01-21497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000019/0001287032-20-000019-index.htm
2020-01-21497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000020/0001287032-20-000020-index.htm
2020-01-23SC TO-I/ATender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000022/0001287032-20-000022-index.htm
2020-01-24POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000024/0001287032-20-000024-index.htm
2020-01-27497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000026/0001287032-20-000026-index.htm
2020-01-27497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000028/0001287032-20-000028-index.htm
2020-01-30POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000030/0001287032-20-000030-index.htm
2020-02-03497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000033/0001287032-20-000033-index.htm
2020-02-03497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000035/0001287032-20-000035-index.htm
2020-02-06POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000037/0001287032-20-000037-index.htm
2020-02-07497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000040/0001287032-20-000040-index.htm
2020-02-1010-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000043/0001287032-20-000043-index.htm
2020-02-12POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000046/0001287032-20-000046-index.htm
2020-02-128-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000047/0001287032-20-000047-index.htm
2020-02-13N-2Registration statement for closed-end investment companieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000052/0001287032-20-000052-index.htm
2020-02-13497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000057/0001287032-20-000057-index.htm
2020-02-14497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000059/0001287032-20-000059-index.htm
2020-02-24497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000062/0001287032-20-000062-index.htm
2020-02-24497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000063/0001287032-20-000063-index.htm
2020-02-27POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000065/0001287032-20-000065-index.htm
2020-03-02497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000069/0001287032-20-000069-index.htm
2020-03-02497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000070/0001287032-20-000070-index.htm
2020-03-05POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000072/0001287032-20-000072-index.htm
2020-03-09497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000075/0001287032-20-000075-index.htm
2020-03-09497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000076/0001287032-20-000076-index.htm
2020-03-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000078/0001287032-20-000078-index.htm
2020-03-12POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000081/0001287032-20-000081-index.htm
2020-03-16497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000084/0001287032-20-000084-index.htm
2020-03-16497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000085/0001287032-20-000085-index.htm
2020-03-19POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000089/0001287032-20-000089-index.htm
2020-03-208-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000091/0001287032-20-000091-index.htm
2020-03-23497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000094/0001287032-20-000094-index.htm
2020-03-26POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000096/0001287032-20-000096-index.htm
2020-04-03PRE 14AOther preliminary proxy statementshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000099/0001287032-20-000099-index.htm
2020-04-094Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000101/0001287032-20-000101-index.htm
2020-04-13DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000107/0001287032-20-000107-index.htm
2020-04-13DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000111/0001287032-20-000111-index.htm
2020-04-13497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000115/0001287032-20-000115-index.htm
2020-04-138-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000118/0001287032-20-000118-index.htm
2020-04-178-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000121/0001287032-20-000121-index.htm
2020-04-20DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000126/0001287032-20-000126-index.htm
2020-04-20497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000128/0001287032-20-000128-index.htm
2020-04-20497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000129/0001287032-20-000129-index.htm
2020-04-23POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000134/0001287032-20-000134-index.htm
2020-04-27497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000137/0001287032-20-000137-index.htm
2020-04-27497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000138/0001287032-20-000138-index.htm
2020-04-30POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000140/0001287032-20-000140-index.htm
2020-05-04497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000143/0001287032-20-000143-index.htm
2020-05-0440-17GFidelity Bond [Rule 17G-1(g)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000144/0001287032-20-000144-index.htm
2020-05-04497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000146/0001287032-20-000146-index.htm
2020-05-068-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000148/0001287032-20-000148-index.htm
2020-05-07POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000151/0001287032-20-000151-index.htm
2020-05-08DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000154/0001287032-20-000154-index.htm
2020-05-1110-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000157/0001287032-20-000157-index.htm
2020-05-11497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000159/0001287032-20-000159-index.htm
2020-05-11DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000162/0001287032-20-000162-index.htm
2020-05-128-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000164/0001287032-20-000164-index.htm
2020-05-12DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000166/0001287032-20-000166-index.htm
2020-05-14POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000168/0001287032-20-000168-index.htm
2020-05-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000171/0001287032-20-000171-index.htm
2020-05-18497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000173/0001287032-20-000173-index.htm
2020-05-26497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000176/0001287032-20-000176-index.htm
2020-05-26497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000177/0001287032-20-000177-index.htm
2020-05-29POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000179/0001287032-20-000179-index.htm
2020-06-01497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000181/0001287032-20-000181-index.htm
2020-06-01497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000183/0001287032-20-000183-index.htm
2020-06-03DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000185/0001287032-20-000185-index.htm
2020-06-04POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000187/0001287032-20-000187-index.htm
2020-06-08497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000190/0001287032-20-000190-index.htm
2020-06-08497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000191/0001287032-20-000191-index.htm
2020-06-11POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000194/0001287032-20-000194-index.htm
2020-06-12497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000196/0001287032-20-000196-index.htm
2020-06-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000200/0001287032-20-000200-index.htm
2020-06-15497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000203/0001287032-20-000203-index.htm
2020-06-15497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000204/0001287032-20-000204-index.htm
2020-06-18POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000206/0001287032-20-000206-index.htm
2020-06-22497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000208/0001287032-20-000208-index.htm
2020-06-22497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000210/0001287032-20-000210-index.htm
2020-06-25POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000212/0001287032-20-000212-index.htm
2020-06-29497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000215/0001287032-20-000215-index.htm
2020-06-29497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000216/0001287032-20-000216-index.htm
2020-07-02POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000219/0001287032-20-000219-index.htm
2020-07-06SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000221/0001287032-20-000221-index.htm
2020-07-06497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000224/0001287032-20-000224-index.htm
2020-07-06497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000225/0001287032-20-000225-index.htm
2020-07-09POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000228/0001287032-20-000228-index.htm
2020-07-13497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000231/0001287032-20-000231-index.htm
2020-07-13497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000232/0001287032-20-000232-index.htm
2020-07-16POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000234/0001287032-20-000234-index.htm
2020-07-20497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000237/0001287032-20-000237-index.htm
2020-07-20497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000238/0001287032-20-000238-index.htm
2020-07-23POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000242/0001287032-20-000242-index.htm
2020-07-23SC TO-ITender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000243/0001287032-20-000243-index.htm
2020-07-238-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000244/0001287032-20-000244-index.htm
2020-07-27497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000247/0001287032-20-000247-index.htm
2020-07-27497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000248/0001287032-20-000248-index.htm
2020-07-30POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000250/0001287032-20-000250-index.htm
2020-08-03497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000258/0001287032-20-000258-index.htm
2020-08-03497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000259/0001287032-20-000259-index.htm
2020-08-03497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000262/0001287032-20-000262-index.htm
2020-08-03497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000263/0001287032-20-000263-index.htm
2020-08-058-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000265/0001287032-20-000265-index.htm
2020-08-06POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000267/0001287032-20-000267-index.htm
2020-08-10424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000271/0001287032-20-000271-index.htm
2020-08-10424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000272/0001287032-20-000272-index.htm
2020-08-13POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000274/0001287032-20-000274-index.htm
2020-08-17424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000277/0001287032-20-000277-index.htm
2020-08-17424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000278/0001287032-20-000278-index.htm
2020-08-20SC TO-I/ATender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000282/0001287032-20-000282-index.htm
2020-08-20POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000284/0001287032-20-000284-index.htm
2020-08-24424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000286/0001287032-20-000286-index.htm
2020-08-2610-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000290/0001287032-20-000290-index.htm
2020-08-27POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000292/0001287032-20-000292-index.htm
2020-08-31424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000295/0001287032-20-000295-index.htm
2020-08-318-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000298/0001287032-20-000298-index.htm
2020-09-014Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000300/0001287032-20-000300-index.htm
2020-09-03SC TO-ITender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000304/0001287032-20-000304-index.htm
2020-09-038-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000305/0001287032-20-000305-index.htm
2020-09-08424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000309/0001287032-20-000309-index.htm
2020-09-08424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000311/0001287032-20-000311-index.htm
2020-09-088-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000312/0001287032-20-000312-index.htm
2020-09-11POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000314/0001287032-20-000314-index.htm
2020-09-14424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000317/0001287032-20-000317-index.htm
2020-09-14424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000318/0001287032-20-000318-index.htm
2020-09-17POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000320/0001287032-20-000320-index.htm
2020-09-18PRE 14AOther preliminary proxy statementshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000323/0001287032-20-000323-index.htm
2020-09-21424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000327/0001287032-20-000327-index.htm
2020-09-21424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000328/0001287032-20-000328-index.htm
2020-09-24POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000330/0001287032-20-000330-index.htm
2020-09-28424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000338/0001287032-20-000338-index.htm
2020-09-28424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000339/0001287032-20-000339-index.htm
2020-09-28DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000340/0001287032-20-000340-index.htm
2020-10-01DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000343/0001287032-20-000343-index.htm
2020-10-01POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000345/0001287032-20-000345-index.htm
2020-10-02SC TO-I/ATender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000347/0001287032-20-000347-index.htm
2020-10-05424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000350/0001287032-20-000350-index.htm
2020-10-05424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000351/0001287032-20-000351-index.htm
2020-10-08POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000353/0001287032-20-000353-index.htm
2020-10-13424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000356/0001287032-20-000356-index.htm
2020-10-13424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000357/0001287032-20-000357-index.htm
2020-10-16POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000359/0001287032-20-000359-index.htm
2020-10-19SC TO-ITender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000364/0001287032-20-000364-index.htm
2020-10-198-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000365/0001287032-20-000365-index.htm
2020-10-19424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000366/0001287032-20-000366-index.htm
2020-10-19424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000367/0001287032-20-000367-index.htm
2020-10-21DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000369/0001287032-20-000369-index.htm
2020-10-22POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000371/0001287032-20-000371-index.htm
2020-10-26424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000374/0001287032-20-000374-index.htm
2020-10-26424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000375/0001287032-20-000375-index.htm
2020-10-29POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000378/0001287032-20-000378-index.htm
2020-10-30497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000381/0001287032-20-000381-index.htm
2020-11-02424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000383/0001287032-20-000383-index.htm
2020-11-048-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000385/0001287032-20-000385-index.htm
2020-11-05POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000388/0001287032-20-000388-index.htm
2020-03-1140-APPApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1287032/000134100420000083/0001341004-20-000083-index.htm
2020-08-0740-APP/AApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1287032/000134100420000323/0001341004-20-000323-index.htm
2019-09-16EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1287032/999999999519002106/9999999995-19-002106-index.htm

Prospect Capital Corporation (PSEC) Insider Transactions:

Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Prospect Capital Corporation (PSEC). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.
Insider Ownership: 2658%
Institutional Ownership: 1100%

Transaction Date Insider Name Insider Title Type Shares Number Shares Price Total Transaction Shares Held After Transaction Link
2020-03-24M Grier EliasekCHIEF OPERATING OFFICERBuy100,000.004.45445,000.001,352,195.80https://www.sec.gov/Archives/edgar/data/1287032/000117184320002044/0001171843-20-002044-index.htm
2019-11-08William GrempDirectorBuy5,000.006.4532,232.5021,512.07https://www.sec.gov/Archives/edgar/data/1287032/000128703219000389/0001287032-19-000389-index.htm
2019-11-08William GrempDirectorBuy5,000.006.4632,299.5026,512.07https://www.sec.gov/Archives/edgar/data/1287032/000128703219000389/0001287032-19-000389-index.htm
2020-02-12William GrempDirectorBuy1,000.006.546,536.8028,149.17https://www.sec.gov/Archives/edgar/data/1287032/000117184320000990/0001171843-20-000990-index.htm
2020-02-21William GrempDirectorBuy2,000.006.5413,070.0030,149.17https://www.sec.gov/Archives/edgar/data/1287032/000128703220000101/0001287032-20-000101-index.htm
2019-12-09Dask Kristin Lea VanCFO, TREASURER, SECRETARY, CCOBuy3,250.006.5421,241.3536,250.00https://www.sec.gov/Archives/edgar/data/1287032/000128703219000413/0001287032-19-000413-index.htm
2019-08-29John F BarryCHIEF EXECUTIVE OFFICERBuy139,761.006.40894,414.5039,460,913.60https://www.sec.gov/Archives/edgar/data/1287032/000128703219000293/0001287032-19-000293-index.htm
2019-08-30John F BarryCHIEF EXECUTIVE OFFICERBuy201,548.006.391,288,456.0539,668,194.20https://www.sec.gov/Archives/edgar/data/1287032/000128703219000297/0001287032-19-000297-index.htm
2019-09-03John F BarryCHIEF EXECUTIVE OFFICERBuy237,857.006.341,508,179.8839,906,051.20https://www.sec.gov/Archives/edgar/data/1287032/000117184319005825/0001171843-19-005825-index.htm
2020-03-09John F BarryCHIEF EXECUTIVE OFFICERBuy33,004.004.98164,284.0139,974,925.10https://www.sec.gov/Archives/edgar/data/1287032/000128703220000078/0001287032-20-000078-index.htm
2020-03-10John F BarryCHIEF EXECUTIVE OFFICERBuy6,500.004.9432,102.2039,981,425.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001678/0001171843-20-001678-index.htm
2020-03-10John F BarryCHIEF EXECUTIVE OFFICERBuy187,304.005.01938,580.3440,168,729.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001678/0001171843-20-001678-index.htm
2020-03-10John F BarryCHIEF EXECUTIVE OFFICERBuy139,051.005.02697,855.2540,307,780.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001678/0001171843-20-001678-index.htm
2020-03-11John F BarryCHIEF EXECUTIVE OFFICERBuy698,091.004.793,346,438.8341,005,871.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001711/0001171843-20-001711-index.htm
2020-02-25Dask Kristin Lea VanCFO, TREASURER, SECRETARY, CCOBuy5,000.006.1830,899.5041,250.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001345/0001171843-20-001345-index.htm
2019-12-10Eugene S StarkDirectorBuy1,000.006.526,520.0043,500.35https://www.sec.gov/Archives/edgar/data/1287032/000128703219000417/0001287032-19-000417-index.htm
2020-03-12John F BarryCHIEF EXECUTIVE OFFICERBuy2,783,638.004.4712,433,954.2243,789,509.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001758/0001171843-20-001758-index.htm
2020-03-12John F BarryCHIEF EXECUTIVE OFFICERBuy92,017.004.31396,814.1143,881,526.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001758/0001171843-20-001758-index.htm
2020-03-12John F BarryCHIEF EXECUTIVE OFFICERBuy1,686,051.004.737,981,765.4345,567,577.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001758/0001171843-20-001758-index.htm
2020-08-28Eugene S StarkDirectorBuy2,500.005.1012,750.0046,000.35https://www.sec.gov/Archives/edgar/data/1287032/000128703220000300/0001287032-20-000300-index.htm
2020-03-13John F BarryCHIEF EXECUTIVE OFFICERBuy3,252,951.004.9216,008,422.4648,820,528.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001798/0001171843-20-001798-index.htm
2020-03-16John F BarryCHIEF EXECUTIVE OFFICERBuy4,610,490.004.7722,006,790.8753,431,018.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001827/0001171843-20-001827-index.htm
2020-03-17John F BarryCHIEF EXECUTIVE OFFICERBuy265,200.005.001,325,946.9653,696,217.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001850/0001171843-20-001850-index.htm
2020-03-17John F BarryCHIEF EXECUTIVE OFFICERBuy4,000,000.004.9719,863,600.0057,696,218.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001850/0001171843-20-001850-index.htm
2020-03-18John F BarryCHIEF EXECUTIVE OFFICERBuy3,353,654.004.5615,294,003.7061,049,872.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001873/0001171843-20-001873-index.htm
2020-03-18John F BarryCHIEF EXECUTIVE OFFICERBuy1,974,530.004.218,320,274.5163,024,402.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001873/0001171843-20-001873-index.htm
2020-03-19John F BarryCHIEF EXECUTIVE OFFICERBuy1,500,000.004.676,997,800.0064,533,207.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001922/0001171843-20-001922-index.htm
2020-03-19John F BarryCHIEF EXECUTIVE OFFICERBuy645,160.004.863,133,090.5165,178,367.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001922/0001171843-20-001922-index.htm
2020-03-20John F BarryCHIEF EXECUTIVE OFFICERBuy190,000.004.81914,356.0065,368,367.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001949/0001171843-20-001949-index.htm
2020-03-20John F BarryCHIEF EXECUTIVE OFFICERBuy150,000.004.94741,270.0065,518,367.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001949/0001171843-20-001949-index.htm
2020-03-20John F BarryCHIEF EXECUTIVE OFFICERBuy127,693.004.95631,850.5065,646,060.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001949/0001171843-20-001949-index.htm
2020-03-20John F BarryCHIEF EXECUTIVE OFFICERBuy1,000,000.004.964,963,300.0066,646,060.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001949/0001171843-20-001949-index.htm
2020-03-20John F BarryCHIEF EXECUTIVE OFFICERBuy832,307.005.034,189,167.5967,478,367.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001949/0001171843-20-001949-index.htm
2020-03-23John F BarryCHIEF EXECUTIVE OFFICERBuy1,002,662.004.134,145,806.8468,481,029.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm
2020-03-23John F BarryCHIEF EXECUTIVE OFFICERBuy700.004.152,901.9968,481,729.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm
2020-03-23John F BarryCHIEF EXECUTIVE OFFICERBuy265.004.151,098.7468,481,994.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm
2020-03-23John F BarryCHIEF EXECUTIVE OFFICERBuy650.004.162,701.3468,482,644.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm
2020-03-23John F BarryCHIEF EXECUTIVE OFFICERBuy4,700.004.1919,716.0368,487,344.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm
2020-03-23John F BarryCHIEF EXECUTIVE OFFICERBuy10,200.004.2042,881.8268,497,544.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm
2020-03-23John F BarryCHIEF EXECUTIVE OFFICERBuy4,400.004.2618,722.8868,501,944.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm
2020-03-23John F BarryCHIEF EXECUTIVE OFFICERBuy17,000.004.2672,384.3068,518,944.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm
2020-03-23John F BarryCHIEF EXECUTIVE OFFICERBuy1,400.004.316,034.0068,520,344.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm
2020-03-24John F BarryCHIEF EXECUTIVE OFFICERBuy3,377.004.2014,183.4068,523,721.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320002045/0001171843-20-002045-index.htm
2020-03-24John F BarryCHIEF EXECUTIVE OFFICERBuy50.004.50225.0068,523,771.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320002045/0001171843-20-002045-index.htm
2020-03-24John F BarryCHIEF EXECUTIVE OFFICERBuy4,100.004.6018,853.8568,527,871.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320002045/0001171843-20-002045-index.htm
2020-03-24John F BarryCHIEF EXECUTIVE OFFICERBuy900.004.614,153.3268,528,771.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320002045/0001171843-20-002045-index.htm
2020-03-24John F BarryCHIEF EXECUTIVE OFFICERBuy333,685.004.641,547,731.1468,862,456.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320002045/0001171843-20-002045-index.htm