Latest On Prospect Capital Corporation (PSEC):
About Prospect Capital Corporation (PSEC):
Prospect Capital Corporation is a business development company. It specializes in middle market, mature, mezzanine finance, later stage, emerging growth, leveraged buyouts, refinancing, acquisitions, recapitalizations, turnaround, growth capital, development, capital expenditures and subordinated debt tranches of collateralized loan obligations, cash flow term loans, market place lending and bridge transactions. It also makes real estate investments particularly in multi-family residential real estate asset class. The fund makes secured debt, senior debt, senior and secured term loans, unitranche debt, first-lien and second lien, private debt, private equity, mezzanine debt, and equity investments in private and microcap public businesses. It focuses on both primary origination and secondary loans/portfolios and invests in situations like debt financings for private equity sponsors, acquisitions, dividend recapitalizations, growth financings, bridge loans, cash flow term loans, real estate financings/investments. It also focuses on investing in small-sized and medium-sized private companies rather than large public companies. The fund typically invests across all industry sectors, with a particular expertise in the energy and industrial sectors. It invests in aerospace and defense, chemicals, conglomerate services, consumer services, ecological, electronics, financial services, machinery, manufacturing, media, pharmaceuticals, retail, software, specialty minerals, textiles and leather, transportation, oil and gas production, coal production, materials, industrials, consumer discretionary, information technology, utilities, pipeline, storage, power generation and distribution, renewable and clean energy, oilfield services, healthcare, food and beverage, education, business services, and other select sectors. It prefers to invest in the United States and Canada. The fund seeks to invest between $10 million to $500 million per transaction in companies with EBITDA between $5 million and $150 million, sales value betw
General
- Name Prospect Capital Corporation
- Symbol PSEC
- Type Common Stock
- Exchange NASDAQ
- Currency USD
- Country USA
- SectorFinancial Services
- IndustryAsset Management
- Fiscal Year EndJune
- IPO Date2004-07-27
- Gic SectorFinancials
- Gic GroupDiversified Financials
- Gic IndustryCapital Markets
- Gic SubIndustryAsset Management & Custody Banks
- Web URLhttp://www.prospectstreet.com
Valuation
- Trailing PE 6.37
- Price/Sales (Trailing 12 Mt.) 5.75
- Price/Book (Most Recent Quarter) 0.84
- Enterprise Value Revenue 9.87
- Enterprise Value EBITDA 9.42
Financials
- Most Recent Quarter 2020-12-31
- Current Year EPS Estimate $0.71
- Next Year EPS Estimate $0.64
- Next Quarter EPS Estimate $0.15
- Profit Margin 73%
- Operating Margin 66%
- Return on Assets 5%
- Return on Equity 14%
- Revenue 614.9 million
- Earnings Per Share $1.20
- Revenue Per Share $1.65
- Gross Profit 623.53 million
- Quarterly Earnings Growth 6.4%
Highlights
- Market Capitalization 2.97 billion
- PEG Ratio 1.59
- Analyst Target Price $5.75
- Book Value Per Share $8.96
Share Statistics
- Shares Outstanding 387 million
- % Held by Insiders 2658%
- % Held by Institutions 11%
- Shares Short 13.33 million
- Shares Short Prior Month 15.76 million
- Short Ratio 3.45
- Short % of Float 5%
- Short % of Shares Outstanding 3%
Technicals
- Beta 0.93
- 52 Week High $7.97
- 52 Week Low $3.25
- 50 Day Moving Average 7.16
- 200 Day Moving Average 5.78
Dividends
- Forward Annual Dividend Rate $0.72
- Forward Annual Dividend Yield 9.24%
- Payout Ratio 34%
- Dividend Date 2021-05-20
- ExDividend Date 2021-03-30
- Dividend Per Share $0.72
- Dividend Yield 12.29%
Prospect Capital Corporation (PSEC) Dividend Calendar:
Prospect Capital Corporation pays an annual dividend of $0.72 per share, with a dividend yield of 12.29%.
PSEC's last dividend payment was made to shareholders on May 20, 2021.
Prospect Capital Corporation pays out 34% of its earnings out as a dividend.
Ex-Dividend Date | Payment Date | Record Date | Declared Date | Amount |
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Prospect Capital Corporation (PSEC) Earnings History:
Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.
Quarter Date | Report Date | Actual Revenue | Reported EPS | EPS Estimate | Deviation from Estimate |
---|---|---|---|---|---|
2020-12-31 | 2021-02-09 | $N/A | $0.21 | $0.16 | 35.48% |
2020-09-30 | 2020-11-09 | $N/A | $0.15 | $0.17 | -9.09% |
2020-06-30 | 2020-08-26 | $N/A | $0.16 | $0.17 | -3.03% |
2020-03-31 | 2020-05-11 | $-181064000 | $0.19 | $0.14 | 35.71% |
2019-12-31 | 2020-02-10 | $161.92 million | $0.18 | $0.18 | 0% |
2019-09-30 | 2019-11-06 | $161.88 million | $0.19 | $0.19 | 0% |
2019-06-30 | 2019-08-27 | $164.35 million | $0.19 | $0.21 | -7.32% |
2019-03-31 | 2019-05-08 | $171.11 million | $0.21 | $0.20 | 3.3% |
2018-12-31 | 2019-02-06 | $187.88 million | $0.22 | $0.22 | 1.52% |
2018-09-30 | 2018-11-06 | $180.42 million | $0.23 | $0.21 | 10.84% |
2018-06-30 | 2018-08-28 | $174.03 million | $0.22 | $0.20 | 12.82% |
2018-03-31 | 2018-05-09 | $162.84 million | $0.19 | $0.18 | 6.74% |
2017-12-31 | 2018-02-07 | $162.4 million | $0.20 | $0.18 | 13.64% |
2017-09-30 | 2017-11-08 | $158.58 million | $0.18 | $0.19 | -4.26% |
2017-06-30 | 2017-08-28 | $166.7 million | $0.19 | $0.21 | -7.77% |
2017-03-31 | 2017-05-09 | $171.03 million | $0.20 | $0.24 | -15.65% |
2016-12-31 | 2017-02-08 | $183.48 million | $0.24 | $0.24 | 2.13% |
2016-09-30 | 2016-11-08 | $179.83 million | $0.22 | $0.24 | -9.13% |
2016-06-30 | 2016-08-29 | $193.04 million | $0.26 | $0.25 | 5.35% |
2016-03-31 | 2016-05-10 | $189.49 million | $0.25 | $0.26 | -2.42% |
2015-12-31 | 2016-02-09 | $209.19 million | $0.28 | $0.25 | 10.19% |
2015-09-30 | 2015-11-04 | $200.25 million | $0.26 | $0.25 | 4% |
2015-06-30 | 2015-08-26 | $198.83 million | $0.25 | $0.25 | 0% |
2015-03-31 | 2015-05-06 | $191.35 million | $0.24 | $0.26 | -7.69% |
2014-12-31 | 2015-02-04 | $198.88 million | $0.26 | $0.27 | -3.7% |
2014-09-30 | 2014-11-06 | $202.02 million | $0.28 | $0.28 | 0% |
2014-06-30 | 2014-08-25 | $182.02 million | $0.25 | $0.32 | -21.88% |
2014-03-31 | 2014-05-06 | $190.33 million | $0.31 | $0.32 | -3.13% |
2013-12-31 | 2014-02-03 | $178.09 million | $0.32 | $0.32 | 0% |
2013-09-30 | 2013-11-04 | $156.03 million | $0.32 | $0.33 | -3.03% |
2013-06-30 | 2013-08-21 | $166.47 million | $0.38 | $0.30 | 26.67% |
2013-03-31 | 2013-05-06 | $120.2 million | $0.27 | $0.31 | -12.9% |
2012-12-31 | 2013-02-07 | $166.04 million | $0.51 | $0.42 | 21.43% |
2012-09-30 | 2012-11-08 | $123.64 million | $0.46 | $0.44 | 4.55% |
2012-06-30 | 2012-08-22 | $102.68 million | $0.51 | $0.40 | 27.5% |
2012-03-31 | 2012-05-10 | $64.89 million | $0.51 | $0.55 | -7.27% |
2011-12-31 | 2012-02-09 | $67.26 million | $0.33 | $0.29 | 13.79% |
2011-09-30 | 2011-11-09 | $55.34 million | $0.26 | $0.26 | 0% |
2011-06-30 | 2011-08-29 | $56.39 million | $0.31 | $0.36 | -13.89% |
2011-03-31 | 2011-05-10 | $44.57 million | $0.27 | $0.25 | 8% |
2010-12-31 | 2011-02-09 | $33.3 million | $0.23 | $0.28 | -17.86% |
2010-09-30 | 2010-11-09 | $35.21 million | $0.28 | $0.27 | 3.7% |
2010-06-30 | 2010-08-30 | $29.24 million | $0.25 | $0.28 | -10.71% |
2010-03-31 | 2010-05-10 | $32.01 million | $0.30 | $0.29 | 3.45% |
2009-12-31 | 2010-02-09 | $23.17 million | $0.29 | $0.27 | 7.41% |
2009-09-30 | 2009-11-09 | $21.52 million | $0.25 | $0.29 | -13.79% |
2009-06-30 | 2009-09-14 | $21.8 million | $0.32 | $0.39 | -17.95% |
2009-03-31 | 2009-05-11 | $20.67 million | $0.39 | $0.43 | -9.3% |
2008-12-31 | 2009-02-09 | $22.21 million | $0.40 | $0.46 | -13.04% |
2008-09-30 | 2008-11-10 | $35.8 million | $0.80 | $0.56 | 42.86% |
2008-06-30 | 2008-09-09 | $23.45 million | $0.50 | $0.46 | 8.7% |
2008-03-31 | 2008-05-12 | $22 million | $0.54 | $0.47 | 14.89% |
2007-12-31 | 2008-02-11 | $18.56 million | $0.46 | $0.44 | 4.55% |
2007-09-30 | 2007-10-01 | $15.39 million | $0.42 | $0.36 | 16.67% |
2007-06-30 | 2007-09-30 | $13.05 million | $0.42 | $0.36 | 16.67% |
2007-03-31 | 2007-05-10 | $12.07 million | $0.36 | $0.34 | 5.88% |
2006-12-31 | 2007-02-09 | $8.17 million | $0.33 | $0.35 | -5.71% |
2006-09-30 | 2006-11-10 | $6.43 million | $0.33 | $0.33 | 0% |
2006-06-30 | 2006-09-28 | $5.8 million | $0.42 | $0.39 | 7.69% |
2006-03-31 | 2006-05-10 | $4.03 million | $0.34 | $0.31 | 9.68% |
2005-12-31 | 2006-02-09 | $3.94 million | $0.29 | $0.28 | 3.57% |
2005-09-30 | 2005-11-09 | $3.11 million | $0.20 | $0.20 | 0% |
2005-06-30 | 2005-09-16 | $3.09 million | $0.16 | $0.21 | -23.81% |
2005-03-31 | 2005-05-13 | $1.79 million | $0.06 | $0.22 | -72.73% |
2004-12-31 | 2005-02-11 | $2.95 million | $0.17 | $0.15 | 13.33% |
2004-09-30 | 2004-11-11 | $266000 | -$0.06 | -$0.01 | -500% |
Prospect Capital Corporation (PSEC) Company Financial Statements:
Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.
Income Statement:
Date |
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Research Development |
Income Before Tax |
Selling General Administrative |
Gross Profit |
Ebit |
Operating Income |
Income Tax Expense |
Total Revenue |
Cost of Revenue |
Total Other Income Expense Net |
Net Income From Continuing Operations |
Net Income Applicable to Common Shares |
Cash Flow:
Date |
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Investments |
Change to Liabilities |
Total Cash Flow from Investing Activities |
Net Borrowings |
Total Cash Flow from Financial Activities |
Change to Operating Activities |
Change in Cash |
Total Cash from Operating Activities |
Depreciation |
Other Cash Flow from Investing Activities |
Change to Inventory |
Change to Account Receivables |
Other Cash Flow from Financing Activities |
Change to Net Income |
Capital Expenditures |
Balance Sheet:
Date |
---|
Total Liabailities |
Total Stockholder Equity |
Other Current Liabilities |
Total Assets |
Common Stock |
Other Current Assets |
Retained Earnings |
Other Liabilities |
Other Assets |
Cash |
Total Current Liabilities |
Other Stockholder Equity |
Property, Plant & Equipment |
Total Current Assets |
Long Term Investments |
Net Tangible Assets |
Short Term Investments |
Long Term Debt |
Inventory |
Accounts Payable |
Prospect Capital Corporation (PSEC) Chart:
Prospect Capital Corporation (PSEC) News:
Below you will find a list of latest news for Prospect Capital Corporation (PSEC) from major news sources. You can filter the results to only show news from a specific source.
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Prospect Capital Corporation (PSEC) Options:
A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.
Expiration Date | Strike | Last Price | Type | Volume | Open Interest | Implied Volatility | In The Money | Change | Change Percent |
---|---|---|---|---|---|---|---|---|---|
2025-01-17 | 1 | 0 | CALL | 0 | 0 | 219.02 | TRUE | 0 | 0 |
2025-01-17 | 2 | 3.4 | CALL | 0 | 0 | 101.19 | TRUE | 0 | 0 |
2025-01-17 | 3 | 2.46 | CALL | 0 | 2 | 93.6 | TRUE | 0 | 0 |
2025-01-17 | 4 | 1.5 | CALL | 0 | 80 | 89.13 | TRUE | 0 | 0 |
2025-01-17 | 5 | 0.42 | CALL | 21 | 2014 | 18.65 | TRUE | 0.02 | 0.05 |
2025-01-17 | 6 | 0.05 | CALL | 0 | 3079 | 0 | FALSE | 0 | 0 |
2025-01-17 | 7 | 0.02 | CALL | 0 | 3985 | 0 | FALSE | 0 | 0 |
2025-01-17 | 8 | 0.01 | CALL | 0 | 11 | 0 | FALSE | 0 | 0 |
2025-01-17 | 9 | 0 | CALL | 0 | 0 | 0 | FALSE | 0 | 0 |
2025-01-17 | 10 | 0.01 | CALL | 0 | 14 | 0 | FALSE | 0 | 0 |
2025-01-17 | 11 | 0 | CALL | 0 | 0 | 0 | FALSE | 0 | 0 |
2025-01-17 | 1 | 0.05 | PUT | 0 | 100 | 0 | FALSE | 0 | 0 |
2025-01-17 | 2 | 0.2 | PUT | 0 | 1 | 0 | FALSE | 0 | 0 |
2025-01-17 | 3 | 0.05 | PUT | 0 | 908 | 0 | FALSE | 0 | 0 |
2025-01-17 | 4 | 0.1 | PUT | 0 | 14370 | 51.63 | FALSE | 0 | 0 |
2025-01-17 | 5 | 0.29 | PUT | 21 | 8089 | 39.68 | FALSE | 0.03 | 0.12 |
2025-01-17 | 6 | 1 | PUT | 0 | 115 | 49.02 | TRUE | 0 | 0 |
2025-01-17 | 7 | 1.87 | PUT | 0 | 292 | 78.65 | TRUE | 0 | 0 |
2025-01-17 | 8 | 2.32 | PUT | 0 | 1 | 74.41 | TRUE | 0 | 0 |
2025-01-17 | 9 | 3.7 | PUT | 0 | 2 | 93.91 | TRUE | 0 | 0 |
2025-01-17 | 10 | 5.28 | PUT | 0 | 41 | 99.16 | TRUE | 0 | 0 |
2025-01-17 | 11 | 0 | PUT | 0 | 0 | 109.2 | TRUE | 0 | 0 |
2025-02-21 | 1 | 4.2 | CALL | 0 | 0 | 244.17 | TRUE | 0 | 0 |
2025-02-21 | 2 | 0 | CALL | 0 | 0 | 156.59 | TRUE | 0 | 0 |
2025-02-21 | 3 | 2.3 | CALL | 0 | 0 | 165 | TRUE | 0 | 0 |
2025-02-21 | 4 | 1.45 | CALL | 0 | 4 | 54.77 | TRUE | 0 | 0 |
2025-02-21 | 5 | 0.43 | CALL | 1 | 572 | 17.22 | TRUE | 0.43 | 0 |
2025-02-21 | 6 | 0.05 | CALL | 84 | 1729 | 18.02 | FALSE | 0 | 0 |
2025-02-21 | 7 | 0.03 | CALL | 0 | 14 | 0 | FALSE | 0 | 0 |
2025-02-21 | 8 | 0.02 | CALL | 0 | 1 | 0 | FALSE | 0 | 0 |
2025-02-21 | 9 | 0.01 | CALL | 0 | 1 | 0 | FALSE | 0 | 0 |
2025-02-21 | 10 | 0.01 | CALL | 0 | 1 | 0 | FALSE | 0 | 0 |
2025-02-21 | 11 | 0 | CALL | 0 | 0 | 0 | FALSE | 0 | 0 |
2025-02-21 | 1 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
2025-02-21 | 2 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
2025-02-21 | 3 | 0.08 | PUT | 0 | 1 | 0 | FALSE | 0 | 0 |
2025-02-21 | 4 | 0.12 | PUT | 0 | 663 | 48.59 | FALSE | 0 | 0 |
2025-02-21 | 5 | 0.36 | PUT | 1 | 1275 | 40.38 | FALSE | 0.36 | 0 |
2025-02-21 | 6 | 0.82 | PUT | 0 | 40 | 28.32 | TRUE | 0 | 0 |
2025-02-21 | 7 | 2.25 | PUT | 0 | 2 | 64.72 | TRUE | 0 | 0 |
2025-02-21 | 8 | 3.2 | PUT | 0 | 1 | 70.58 | TRUE | 0 | 0 |
2025-02-21 | 9 | 0 | PUT | 0 | 0 | 82.68 | TRUE | 0 | 0 |
2025-02-21 | 10 | 0 | PUT | 0 | 0 | 93.05 | TRUE | 0 | 0 |
2025-02-21 | 11 | 0 | PUT | 0 | 0 | 107.45 | TRUE | 0 | 0 |
2025-05-16 | 1 | 0 | CALL | 0 | 0 | 201.04 | TRUE | 0 | 0 |
2025-05-16 | 2 | 0 | CALL | 0 | 0 | 118.39 | TRUE | 0 | 0 |
2025-05-16 | 3 | 0 | CALL | 0 | 0 | 75.06 | TRUE | 0 | 0 |
2025-05-16 | 4 | 0 | CALL | 0 | 0 | 44.7 | TRUE | 0 | 0 |
2025-05-16 | 5 | 0.45 | CALL | 0 | 13 | 15.65 | TRUE | 0 | 0 |
2025-05-16 | 6 | 0.1 | CALL | 1 | 212 | 18.76 | FALSE | 0.1 | 0 |
2025-05-16 | 7 | 0.05 | CALL | 3 | 0 | 25.6 | FALSE | 0.05 | 0 |
2025-05-16 | 8 | 0 | CALL | 0 | 0 | 0 | FALSE | 0 | 0 |
2025-05-16 | 9 | 0 | CALL | 0 | 0 | 0 | FALSE | 0 | 0 |
2025-05-16 | 10 | 0 | CALL | 0 | 0 | 0 | FALSE | 0 | 0 |
2025-05-16 | 1 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
2025-05-16 | 2 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
2025-05-16 | 3 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
2025-05-16 | 4 | 0.2 | PUT | 0 | 317 | 0 | FALSE | 0 | 0 |
2025-05-16 | 5 | 0.55 | PUT | 3 | 20 | 44.45 | FALSE | 0.55 | 0 |
2025-05-16 | 6 | 1.4 | PUT | 0 | 12 | 48.2 | TRUE | 0 | 0 |
2025-05-16 | 7 | 0 | PUT | 0 | 0 | 64.92 | TRUE | 0 | 0 |
2025-05-16 | 8 | 0 | PUT | 0 | 0 | 69.5 | TRUE | 0 | 0 |
2025-05-16 | 9 | 0 | PUT | 0 | 0 | 81.7 | TRUE | 0 | 0 |
2025-05-16 | 10 | 0 | PUT | 0 | 0 | 87.04 | TRUE | 0 | 0 |
2026-01-16 | 3 | 2.4 | CALL | 0 | 2 | 51.15 | TRUE | 0 | 0 |
2026-01-16 | 5 | 0.5 | CALL | 0 | 1341 | 11.96 | TRUE | 0 | 0 |
2026-01-16 | 7 | 0.05 | CALL | 0 | 2303 | 0 | FALSE | 0 | 0 |
2026-01-16 | 10 | 0.01 | CALL | 0 | 108 | 0 | FALSE | 0 | 0 |
2026-01-16 | 3 | 0.24 | PUT | 0 | 594 | 52.41 | FALSE | 0 | 0 |
2026-01-16 | 5 | 1 | PUT | 30 | 1557 | 51.59 | FALSE | 1 | 0 |
2026-01-16 | 7 | 2.62 | PUT | 5 | 1041 | 64.18 | TRUE | 0.12 | 0.05 |
2026-01-16 | 10 | 5.51 | PUT | 2 | 22 | 84.22 | TRUE | 5.51 | 0 |
2027-01-15 | 3 | 2.31 | CALL | 1 | 0 | 171.21 | TRUE | 2.31 | 0 |
2027-01-15 | 5 | 0.61 | CALL | 0 | 2 | 50.79 | TRUE | 0 | 0 |
2027-01-15 | 7 | 0.1 | CALL | 0 | 108 | 17.25 | FALSE | 0 | 0 |
2027-01-15 | 10 | 0 | CALL | 0 | 0 | 0 | FALSE | 0 | 0 |
2027-01-15 | 3 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
2027-01-15 | 5 | 1.4 | PUT | 0 | 17 | 0 | FALSE | 0 | 0 |
2027-01-15 | 7 | 3.15 | PUT | 0 | 15 | 39.99 | TRUE | 0 | 0 |
2027-01-15 | 10 | 0 | PUT | 0 | 0 | 82.02 | TRUE | 0 | 0 |
Latest PSEC Trades:
Date | Shares | Price |
---|---|---|
Jun 13, 2022 7:59 PM EST | 100 | $7.095 |
Jun 13, 2022 7:59 PM EST | 10 | $7.095 |
Jun 13, 2022 7:59 PM EST | 900 | $7.095 |
Jun 13, 2022 7:59 PM EST | 410 | $7.095 |
Jun 13, 2022 7:59 PM EST | 124 | $7.095 |
Prospect Capital Corporation (PSEC) SEC Filings:
An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.
Date | Form Type | Form Name | Link |
---|---|---|---|
2020-07-02 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000219/0001287032-20-000219-index.htm |
2020-04-10 | PRE 14A | Other preliminary proxy statements | https://www.sec.gov/Archives/edgar/data/1287032/000110465920045606/0001104659-20-045606-index.htm |
2019-09-05 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1287032/000117184319005825/0001171843-19-005825-index.htm |
2020-02-14 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1287032/000117184320000990/0001171843-20-000990-index.htm |
2020-02-27 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001345/0001171843-20-001345-index.htm |
2020-03-12 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001678/0001171843-20-001678-index.htm |
2020-03-13 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001711/0001171843-20-001711-index.htm |
2020-03-16 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001758/0001171843-20-001758-index.htm |
2020-03-17 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001798/0001171843-20-001798-index.htm |
2020-03-18 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001827/0001171843-20-001827-index.htm |
2020-03-19 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001850/0001171843-20-001850-index.htm |
2020-03-20 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001873/0001171843-20-001873-index.htm |
2020-03-23 | SC 13D/A | General statement of acquisition of beneficial ownership | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001907/0001171843-20-001907-index.htm |
2020-03-23 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001922/0001171843-20-001922-index.htm |
2020-03-24 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001949/0001171843-20-001949-index.htm |
2020-03-25 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm |
2020-03-26 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1287032/000117184320002044/0001171843-20-002044-index.htm |
2020-03-26 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1287032/000117184320002045/0001171843-20-002045-index.htm |
2020-04-06 | 4/A | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1287032/000117184320002404/0001171843-20-002404-index.htm |
2020-08-20 | 4/A | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1287032/000117184320006023/0001171843-20-006023-index.htm |
2020-10-26 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1287032/000117184320007246/0001171843-20-007246-index.htm |
2019-08-26 | 40-APP/A | Application for exemption and other relief filed under the Investment Company Act of 1940 | https://www.sec.gov/Archives/edgar/data/1287032/000121390019016703/0001213900-19-016703-index.htm |
2019-10-11 | 40-APP/A | Application for exemption and other relief filed under the Investment Company Act of 1940 | https://www.sec.gov/Archives/edgar/data/1287032/000121390019020205/0001213900-19-020205-index.htm |
2019-12-02 | 40-APP/A | Application for exemption and other relief filed under the Investment Company Act of 1940 | https://www.sec.gov/Archives/edgar/data/1287032/000121390019025113/0001213900-19-025113-index.htm |
2020-03-11 | 40-APP/A | Application for exemption and other relief filed under the Investment Company Act of 1940 | https://www.sec.gov/Archives/edgar/data/1287032/000121390020006007/0001213900-20-006007-index.htm |
2020-07-10 | 40-APP/A | Application for exemption and other relief filed under the Investment Company Act of 1940 | https://www.sec.gov/Archives/edgar/data/1287032/000121390020017214/0001213900-20-017214-index.htm |
2019-07-01 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000213/0001287032-19-000213-index.htm |
2019-07-01 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000214/0001287032-19-000214-index.htm |
2019-07-05 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000216/0001287032-19-000216-index.htm |
2019-07-08 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000220/0001287032-19-000220-index.htm |
2019-07-08 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000221/0001287032-19-000221-index.htm |
2019-07-11 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000223/0001287032-19-000223-index.htm |
2019-07-15 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000226/0001287032-19-000226-index.htm |
2019-07-15 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000227/0001287032-19-000227-index.htm |
2019-07-18 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000229/0001287032-19-000229-index.htm |
2019-07-22 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000234/0001287032-19-000234-index.htm |
2019-07-22 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000235/0001287032-19-000235-index.htm |
2019-07-22 | 40-17G | Fidelity Bond [Rule 17G-1(g)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000236/0001287032-19-000236-index.htm |
2019-07-25 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000238/0001287032-19-000238-index.htm |
2019-07-29 | SC TO-I/A | Tender offer statement by Issuer | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000241/0001287032-19-000241-index.htm |
2019-07-29 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000242/0001287032-19-000242-index.htm |
2019-07-29 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000245/0001287032-19-000245-index.htm |
2019-07-29 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000246/0001287032-19-000246-index.htm |
2019-08-01 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000248/0001287032-19-000248-index.htm |
2019-08-02 | N-2 | Registration statement for closed-end investment companies | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000254/0001287032-19-000254-index.htm |
2019-08-05 | CORRESP | Correspondence | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000256/0001287032-19-000256-index.htm |
2019-08-05 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000259/0001287032-19-000259-index.htm |
2019-08-05 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000260/0001287032-19-000260-index.htm |
2019-08-08 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000262/0001287032-19-000262-index.htm |
2019-08-12 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000267/0001287032-19-000267-index.htm |
2019-08-12 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000268/0001287032-19-000268-index.htm |
2019-08-12 | SC TO-I | Tender offer statement by Issuer | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000270/0001287032-19-000270-index.htm |
2019-08-12 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000271/0001287032-19-000271-index.htm |
2019-08-15 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000273/0001287032-19-000273-index.htm |
2019-08-19 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000276/0001287032-19-000276-index.htm |
2019-08-19 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000277/0001287032-19-000277-index.htm |
2019-08-22 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000279/0001287032-19-000279-index.htm |
2019-08-27 | 10-K | Annual report [Section 13 and 15(d), not S-K Item 405] | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000284/0001287032-19-000284-index.htm |
2019-08-30 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000286/0001287032-19-000286-index.htm |
2019-08-30 | CORRESP | Correspondence | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000289/0001287032-19-000289-index.htm |
2019-09-03 | N-2/A | Registration statement for closed-end investment companies | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000291/0001287032-19-000291-index.htm |
2019-09-03 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000293/0001287032-19-000293-index.htm |
2019-09-04 | 4/A | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000295/0001287032-19-000295-index.htm |
2019-09-04 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000297/0001287032-19-000297-index.htm |
2019-09-09 | DEF 14A | Other definitive proxy statements | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000300/0001287032-19-000300-index.htm |
2019-09-10 | SC TO-I/A | Tender offer statement by Issuer | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000302/0001287032-19-000302-index.htm |
2019-09-11 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000305/0001287032-19-000305-index.htm |
2019-09-12 | N-2/A | Registration statement for closed-end investment companies | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000310/0001287032-19-000310-index.htm |
2019-09-12 | CORRESP | Correspondence | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000311/0001287032-19-000311-index.htm |
2019-09-12 | CORRESP | Correspondence | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000312/0001287032-19-000312-index.htm |
2019-09-16 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000314/0001287032-19-000314-index.htm |
2019-09-16 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000316/0001287032-19-000316-index.htm |
2019-09-23 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000319/0001287032-19-000319-index.htm |
2019-09-23 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000320/0001287032-19-000320-index.htm |
2019-09-24 | SC TO-I | Tender offer statement by Issuer | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000322/0001287032-19-000322-index.htm |
2019-09-24 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000324/0001287032-19-000324-index.htm |
2019-09-26 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000326/0001287032-19-000326-index.htm |
2019-09-30 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000330/0001287032-19-000330-index.htm |
2019-09-30 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000331/0001287032-19-000331-index.htm |
2019-10-03 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000333/0001287032-19-000333-index.htm |
2019-10-07 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000336/0001287032-19-000336-index.htm |
2019-10-07 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000337/0001287032-19-000337-index.htm |
2019-10-08 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000339/0001287032-19-000339-index.htm |
2019-10-10 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000341/0001287032-19-000341-index.htm |
2019-10-15 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000344/0001287032-19-000344-index.htm |
2019-10-15 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000345/0001287032-19-000345-index.htm |
2019-10-18 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000347/0001287032-19-000347-index.htm |
2019-10-21 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000350/0001287032-19-000350-index.htm |
2019-10-21 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000351/0001287032-19-000351-index.htm |
2019-10-22 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000353/0001287032-19-000353-index.htm |
2019-10-23 | SC TO-I/A | Tender offer statement by Issuer | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000355/0001287032-19-000355-index.htm |
2019-10-24 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000357/0001287032-19-000357-index.htm |
2019-10-28 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000360/0001287032-19-000360-index.htm |
2019-10-28 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000361/0001287032-19-000361-index.htm |
2019-10-31 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000363/0001287032-19-000363-index.htm |
2019-11-04 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000365/0001287032-19-000365-index.htm |
2019-11-06 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000370/0001287032-19-000370-index.htm |
2019-11-07 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000374/0001287032-19-000374-index.htm |
2019-11-07 | SC TO-I | Tender offer statement by Issuer | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000375/0001287032-19-000375-index.htm |
2019-11-07 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000376/0001287032-19-000376-index.htm |
2019-11-08 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000379/0001287032-19-000379-index.htm |
2019-11-08 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000380/0001287032-19-000380-index.htm |
2019-11-12 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000383/0001287032-19-000383-index.htm |
2019-11-18 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000386/0001287032-19-000386-index.htm |
2019-11-18 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000387/0001287032-19-000387-index.htm |
2019-11-20 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000389/0001287032-19-000389-index.htm |
2019-11-21 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000391/0001287032-19-000391-index.htm |
2019-11-25 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000394/0001287032-19-000394-index.htm |
2019-11-25 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000395/0001287032-19-000395-index.htm |
2019-11-29 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000397/0001287032-19-000397-index.htm |
2019-12-02 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000400/0001287032-19-000400-index.htm |
2019-12-02 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000401/0001287032-19-000401-index.htm |
2019-12-05 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000403/0001287032-19-000403-index.htm |
2019-12-05 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000405/0001287032-19-000405-index.htm |
2019-12-09 | SC TO-I/A | Tender offer statement by Issuer | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000407/0001287032-19-000407-index.htm |
2019-12-09 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000410/0001287032-19-000410-index.htm |
2019-12-09 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000411/0001287032-19-000411-index.htm |
2019-12-11 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000413/0001287032-19-000413-index.htm |
2019-12-12 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000415/0001287032-19-000415-index.htm |
2019-12-12 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000417/0001287032-19-000417-index.htm |
2019-12-16 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000421/0001287032-19-000421-index.htm |
2019-12-16 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000422/0001287032-19-000422-index.htm |
2019-12-19 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000424/0001287032-19-000424-index.htm |
2019-12-23 | SC TO-I | Tender offer statement by Issuer | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000427/0001287032-19-000427-index.htm |
2019-12-23 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000431/0001287032-19-000431-index.htm |
2019-12-23 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000432/0001287032-19-000432-index.htm |
2019-12-23 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000433/0001287032-19-000433-index.htm |
2019-12-27 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000435/0001287032-19-000435-index.htm |
2019-12-30 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000439/0001287032-19-000439-index.htm |
2019-12-30 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000440/0001287032-19-000440-index.htm |
2020-01-03 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000002/0001287032-20-000002-index.htm |
2020-01-06 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000005/0001287032-20-000005-index.htm |
2020-01-06 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000006/0001287032-20-000006-index.htm |
2020-01-06 | SC TO-I/A | Tender offer statement by Issuer | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000008/0001287032-20-000008-index.htm |
2020-01-09 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000010/0001287032-20-000010-index.htm |
2020-01-13 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000013/0001287032-20-000013-index.htm |
2020-01-13 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000014/0001287032-20-000014-index.htm |
2020-01-16 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000016/0001287032-20-000016-index.htm |
2020-01-21 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000019/0001287032-20-000019-index.htm |
2020-01-21 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000020/0001287032-20-000020-index.htm |
2020-01-23 | SC TO-I/A | Tender offer statement by Issuer | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000022/0001287032-20-000022-index.htm |
2020-01-24 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000024/0001287032-20-000024-index.htm |
2020-01-27 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000026/0001287032-20-000026-index.htm |
2020-01-27 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000028/0001287032-20-000028-index.htm |
2020-01-30 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000030/0001287032-20-000030-index.htm |
2020-02-03 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000033/0001287032-20-000033-index.htm |
2020-02-03 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000035/0001287032-20-000035-index.htm |
2020-02-06 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000037/0001287032-20-000037-index.htm |
2020-02-07 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000040/0001287032-20-000040-index.htm |
2020-02-10 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000043/0001287032-20-000043-index.htm |
2020-02-12 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000046/0001287032-20-000046-index.htm |
2020-02-12 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000047/0001287032-20-000047-index.htm |
2020-02-13 | N-2 | Registration statement for closed-end investment companies | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000052/0001287032-20-000052-index.htm |
2020-02-13 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000057/0001287032-20-000057-index.htm |
2020-02-14 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000059/0001287032-20-000059-index.htm |
2020-02-24 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000062/0001287032-20-000062-index.htm |
2020-02-24 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000063/0001287032-20-000063-index.htm |
2020-02-27 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000065/0001287032-20-000065-index.htm |
2020-03-02 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000069/0001287032-20-000069-index.htm |
2020-03-02 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000070/0001287032-20-000070-index.htm |
2020-03-05 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000072/0001287032-20-000072-index.htm |
2020-03-09 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000075/0001287032-20-000075-index.htm |
2020-03-09 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000076/0001287032-20-000076-index.htm |
2020-03-11 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000078/0001287032-20-000078-index.htm |
2020-03-12 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000081/0001287032-20-000081-index.htm |
2020-03-16 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000084/0001287032-20-000084-index.htm |
2020-03-16 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000085/0001287032-20-000085-index.htm |
2020-03-19 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000089/0001287032-20-000089-index.htm |
2020-03-20 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000091/0001287032-20-000091-index.htm |
2020-03-23 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000094/0001287032-20-000094-index.htm |
2020-03-26 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000096/0001287032-20-000096-index.htm |
2020-04-03 | PRE 14A | Other preliminary proxy statements | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000099/0001287032-20-000099-index.htm |
2020-04-09 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000101/0001287032-20-000101-index.htm |
2020-04-13 | DEF 14A | Other definitive proxy statements | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000107/0001287032-20-000107-index.htm |
2020-04-13 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000111/0001287032-20-000111-index.htm |
2020-04-13 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000115/0001287032-20-000115-index.htm |
2020-04-13 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000118/0001287032-20-000118-index.htm |
2020-04-17 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000121/0001287032-20-000121-index.htm |
2020-04-20 | DEF 14A | Other definitive proxy statements | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000126/0001287032-20-000126-index.htm |
2020-04-20 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000128/0001287032-20-000128-index.htm |
2020-04-20 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000129/0001287032-20-000129-index.htm |
2020-04-23 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000134/0001287032-20-000134-index.htm |
2020-04-27 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000137/0001287032-20-000137-index.htm |
2020-04-27 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000138/0001287032-20-000138-index.htm |
2020-04-30 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000140/0001287032-20-000140-index.htm |
2020-05-04 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000143/0001287032-20-000143-index.htm |
2020-05-04 | 40-17G | Fidelity Bond [Rule 17G-1(g)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000144/0001287032-20-000144-index.htm |
2020-05-04 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000146/0001287032-20-000146-index.htm |
2020-05-06 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000148/0001287032-20-000148-index.htm |
2020-05-07 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000151/0001287032-20-000151-index.htm |
2020-05-08 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000154/0001287032-20-000154-index.htm |
2020-05-11 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000157/0001287032-20-000157-index.htm |
2020-05-11 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000159/0001287032-20-000159-index.htm |
2020-05-11 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000162/0001287032-20-000162-index.htm |
2020-05-12 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000164/0001287032-20-000164-index.htm |
2020-05-12 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000166/0001287032-20-000166-index.htm |
2020-05-14 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000168/0001287032-20-000168-index.htm |
2020-05-15 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000171/0001287032-20-000171-index.htm |
2020-05-18 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000173/0001287032-20-000173-index.htm |
2020-05-26 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000176/0001287032-20-000176-index.htm |
2020-05-26 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000177/0001287032-20-000177-index.htm |
2020-05-29 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000179/0001287032-20-000179-index.htm |
2020-06-01 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000181/0001287032-20-000181-index.htm |
2020-06-01 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000183/0001287032-20-000183-index.htm |
2020-06-03 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000185/0001287032-20-000185-index.htm |
2020-06-04 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000187/0001287032-20-000187-index.htm |
2020-06-08 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000190/0001287032-20-000190-index.htm |
2020-06-08 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000191/0001287032-20-000191-index.htm |
2020-06-11 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000194/0001287032-20-000194-index.htm |
2020-06-12 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000196/0001287032-20-000196-index.htm |
2020-06-15 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000200/0001287032-20-000200-index.htm |
2020-06-15 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000203/0001287032-20-000203-index.htm |
2020-06-15 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000204/0001287032-20-000204-index.htm |
2020-06-18 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000206/0001287032-20-000206-index.htm |
2020-06-22 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000208/0001287032-20-000208-index.htm |
2020-06-22 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000210/0001287032-20-000210-index.htm |
2020-06-25 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000212/0001287032-20-000212-index.htm |
2020-06-29 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000215/0001287032-20-000215-index.htm |
2020-06-29 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000216/0001287032-20-000216-index.htm |
2020-07-02 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000219/0001287032-20-000219-index.htm |
2020-07-06 | SC 13D/A | General statement of acquisition of beneficial ownership | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000221/0001287032-20-000221-index.htm |
2020-07-06 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000224/0001287032-20-000224-index.htm |
2020-07-06 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000225/0001287032-20-000225-index.htm |
2020-07-09 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000228/0001287032-20-000228-index.htm |
2020-07-13 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000231/0001287032-20-000231-index.htm |
2020-07-13 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000232/0001287032-20-000232-index.htm |
2020-07-16 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000234/0001287032-20-000234-index.htm |
2020-07-20 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000237/0001287032-20-000237-index.htm |
2020-07-20 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000238/0001287032-20-000238-index.htm |
2020-07-23 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000242/0001287032-20-000242-index.htm |
2020-07-23 | SC TO-I | Tender offer statement by Issuer | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000243/0001287032-20-000243-index.htm |
2020-07-23 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000244/0001287032-20-000244-index.htm |
2020-07-27 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000247/0001287032-20-000247-index.htm |
2020-07-27 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000248/0001287032-20-000248-index.htm |
2020-07-30 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000250/0001287032-20-000250-index.htm |
2020-08-03 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000258/0001287032-20-000258-index.htm |
2020-08-03 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000259/0001287032-20-000259-index.htm |
2020-08-03 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000262/0001287032-20-000262-index.htm |
2020-08-03 | 497AD | Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000263/0001287032-20-000263-index.htm |
2020-08-05 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000265/0001287032-20-000265-index.htm |
2020-08-06 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000267/0001287032-20-000267-index.htm |
2020-08-10 | 424B2 | Prospectus [Rule 424(b)(2)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000271/0001287032-20-000271-index.htm |
2020-08-10 | 424B2 | Prospectus [Rule 424(b)(2)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000272/0001287032-20-000272-index.htm |
2020-08-13 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000274/0001287032-20-000274-index.htm |
2020-08-17 | 424B2 | Prospectus [Rule 424(b)(2)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000277/0001287032-20-000277-index.htm |
2020-08-17 | 424B2 | Prospectus [Rule 424(b)(2)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000278/0001287032-20-000278-index.htm |
2020-08-20 | SC TO-I/A | Tender offer statement by Issuer | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000282/0001287032-20-000282-index.htm |
2020-08-20 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000284/0001287032-20-000284-index.htm |
2020-08-24 | 424B2 | Prospectus [Rule 424(b)(2)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000286/0001287032-20-000286-index.htm |
2020-08-26 | 10-K | Annual report [Section 13 and 15(d), not S-K Item 405] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000290/0001287032-20-000290-index.htm |
2020-08-27 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000292/0001287032-20-000292-index.htm |
2020-08-31 | 424B2 | Prospectus [Rule 424(b)(2)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000295/0001287032-20-000295-index.htm |
2020-08-31 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000298/0001287032-20-000298-index.htm |
2020-09-01 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000300/0001287032-20-000300-index.htm |
2020-09-03 | SC TO-I | Tender offer statement by Issuer | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000304/0001287032-20-000304-index.htm |
2020-09-03 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000305/0001287032-20-000305-index.htm |
2020-09-08 | 424B2 | Prospectus [Rule 424(b)(2)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000309/0001287032-20-000309-index.htm |
2020-09-08 | 424B2 | Prospectus [Rule 424(b)(2)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000311/0001287032-20-000311-index.htm |
2020-09-08 | 8-A12B | Registration of securities [Section 12(b)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000312/0001287032-20-000312-index.htm |
2020-09-11 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000314/0001287032-20-000314-index.htm |
2020-09-14 | 424B2 | Prospectus [Rule 424(b)(2)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000317/0001287032-20-000317-index.htm |
2020-09-14 | 424B2 | Prospectus [Rule 424(b)(2)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000318/0001287032-20-000318-index.htm |
2020-09-17 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000320/0001287032-20-000320-index.htm |
2020-09-18 | PRE 14A | Other preliminary proxy statements | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000323/0001287032-20-000323-index.htm |
2020-09-21 | 424B2 | Prospectus [Rule 424(b)(2)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000327/0001287032-20-000327-index.htm |
2020-09-21 | 424B2 | Prospectus [Rule 424(b)(2)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000328/0001287032-20-000328-index.htm |
2020-09-24 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000330/0001287032-20-000330-index.htm |
2020-09-28 | 424B2 | Prospectus [Rule 424(b)(2)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000338/0001287032-20-000338-index.htm |
2020-09-28 | 424B2 | Prospectus [Rule 424(b)(2)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000339/0001287032-20-000339-index.htm |
2020-09-28 | DEF 14A | Other definitive proxy statements | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000340/0001287032-20-000340-index.htm |
2020-10-01 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000343/0001287032-20-000343-index.htm |
2020-10-01 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000345/0001287032-20-000345-index.htm |
2020-10-02 | SC TO-I/A | Tender offer statement by Issuer | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000347/0001287032-20-000347-index.htm |
2020-10-05 | 424B2 | Prospectus [Rule 424(b)(2)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000350/0001287032-20-000350-index.htm |
2020-10-05 | 424B2 | Prospectus [Rule 424(b)(2)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000351/0001287032-20-000351-index.htm |
2020-10-08 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000353/0001287032-20-000353-index.htm |
2020-10-13 | 424B2 | Prospectus [Rule 424(b)(2)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000356/0001287032-20-000356-index.htm |
2020-10-13 | 424B2 | Prospectus [Rule 424(b)(2)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000357/0001287032-20-000357-index.htm |
2020-10-16 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000359/0001287032-20-000359-index.htm |
2020-10-19 | SC TO-I | Tender offer statement by Issuer | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000364/0001287032-20-000364-index.htm |
2020-10-19 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000365/0001287032-20-000365-index.htm |
2020-10-19 | 424B2 | Prospectus [Rule 424(b)(2)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000366/0001287032-20-000366-index.htm |
2020-10-19 | 424B2 | Prospectus [Rule 424(b)(2)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000367/0001287032-20-000367-index.htm |
2020-10-21 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000369/0001287032-20-000369-index.htm |
2020-10-22 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000371/0001287032-20-000371-index.htm |
2020-10-26 | 424B2 | Prospectus [Rule 424(b)(2)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000374/0001287032-20-000374-index.htm |
2020-10-26 | 424B2 | Prospectus [Rule 424(b)(2)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000375/0001287032-20-000375-index.htm |
2020-10-29 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000378/0001287032-20-000378-index.htm |
2020-10-30 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000381/0001287032-20-000381-index.htm |
2020-11-02 | 424B2 | Prospectus [Rule 424(b)(2)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000383/0001287032-20-000383-index.htm |
2020-11-04 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000385/0001287032-20-000385-index.htm |
2020-11-05 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000388/0001287032-20-000388-index.htm |
2020-03-11 | 40-APP | Application for exemption and other relief filed under the Investment Company Act of 1940 | https://www.sec.gov/Archives/edgar/data/1287032/000134100420000083/0001341004-20-000083-index.htm |
2020-08-07 | 40-APP/A | Application for exemption and other relief filed under the Investment Company Act of 1940 | https://www.sec.gov/Archives/edgar/data/1287032/000134100420000323/0001341004-20-000323-index.htm |
2019-09-16 | EFFECT | Notice of Effectiveness | https://www.sec.gov/Archives/edgar/data/1287032/999999999519002106/9999999995-19-002106-index.htm |
Prospect Capital Corporation (PSEC) Insider Transactions:
Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Prospect Capital Corporation (PSEC). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.Insider Ownership: 2658%Institutional Ownership: 1100%
Transaction Date | Insider Name | Insider Title | Type | Shares Number | Shares Price | Total Transaction | Shares Held After Transaction | Link |
---|---|---|---|---|---|---|---|---|
2020-03-24 | M Grier Eliasek | CHIEF OPERATING OFFICER | Buy | 100,000.00 | 4.45 | 445,000.00 | 1,352,195.80 | https://www.sec.gov/Archives/edgar/data/1287032/000117184320002044/0001171843-20-002044-index.htm |
2019-11-08 | William Gremp | Director | Buy | 5,000.00 | 6.45 | 32,232.50 | 21,512.07 | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000389/0001287032-19-000389-index.htm |
2019-11-08 | William Gremp | Director | Buy | 5,000.00 | 6.46 | 32,299.50 | 26,512.07 | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000389/0001287032-19-000389-index.htm |
2020-02-12 | William Gremp | Director | Buy | 1,000.00 | 6.54 | 6,536.80 | 28,149.17 | https://www.sec.gov/Archives/edgar/data/1287032/000117184320000990/0001171843-20-000990-index.htm |
2020-02-21 | William Gremp | Director | Buy | 2,000.00 | 6.54 | 13,070.00 | 30,149.17 | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000101/0001287032-20-000101-index.htm |
2019-12-09 | Dask Kristin Lea Van | CFO, TREASURER, SECRETARY, CCO | Buy | 3,250.00 | 6.54 | 21,241.35 | 36,250.00 | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000413/0001287032-19-000413-index.htm |
2019-08-29 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 139,761.00 | 6.40 | 894,414.50 | 39,460,913.60 | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000293/0001287032-19-000293-index.htm |
2019-08-30 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 201,548.00 | 6.39 | 1,288,456.05 | 39,668,194.20 | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000297/0001287032-19-000297-index.htm |
2019-09-03 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 237,857.00 | 6.34 | 1,508,179.88 | 39,906,051.20 | https://www.sec.gov/Archives/edgar/data/1287032/000117184319005825/0001171843-19-005825-index.htm |
2020-03-09 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 33,004.00 | 4.98 | 164,284.01 | 39,974,925.10 | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000078/0001287032-20-000078-index.htm |
2020-03-10 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 6,500.00 | 4.94 | 32,102.20 | 39,981,425.10 | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001678/0001171843-20-001678-index.htm |
2020-03-10 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 187,304.00 | 5.01 | 938,580.34 | 40,168,729.10 | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001678/0001171843-20-001678-index.htm |
2020-03-10 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 139,051.00 | 5.02 | 697,855.25 | 40,307,780.10 | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001678/0001171843-20-001678-index.htm |
2020-03-11 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 698,091.00 | 4.79 | 3,346,438.83 | 41,005,871.10 | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001711/0001171843-20-001711-index.htm |
2020-02-25 | Dask Kristin Lea Van | CFO, TREASURER, SECRETARY, CCO | Buy | 5,000.00 | 6.18 | 30,899.50 | 41,250.00 | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001345/0001171843-20-001345-index.htm |
2019-12-10 | Eugene S Stark | Director | Buy | 1,000.00 | 6.52 | 6,520.00 | 43,500.35 | https://www.sec.gov/Archives/edgar/data/1287032/000128703219000417/0001287032-19-000417-index.htm |
2020-03-12 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 2,783,638.00 | 4.47 | 12,433,954.22 | 43,789,509.10 | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001758/0001171843-20-001758-index.htm |
2020-03-12 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 92,017.00 | 4.31 | 396,814.11 | 43,881,526.10 | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001758/0001171843-20-001758-index.htm |
2020-03-12 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 1,686,051.00 | 4.73 | 7,981,765.43 | 45,567,577.10 | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001758/0001171843-20-001758-index.htm |
2020-08-28 | Eugene S Stark | Director | Buy | 2,500.00 | 5.10 | 12,750.00 | 46,000.35 | https://www.sec.gov/Archives/edgar/data/1287032/000128703220000300/0001287032-20-000300-index.htm |
2020-03-13 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 3,252,951.00 | 4.92 | 16,008,422.46 | 48,820,528.10 | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001798/0001171843-20-001798-index.htm |
2020-03-16 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 4,610,490.00 | 4.77 | 22,006,790.87 | 53,431,018.10 | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001827/0001171843-20-001827-index.htm |
2020-03-17 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 265,200.00 | 5.00 | 1,325,946.96 | 53,696,217.10 | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001850/0001171843-20-001850-index.htm |
2020-03-17 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 4,000,000.00 | 4.97 | 19,863,600.00 | 57,696,218.10 | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001850/0001171843-20-001850-index.htm |
2020-03-18 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 3,353,654.00 | 4.56 | 15,294,003.70 | 61,049,872.10 | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001873/0001171843-20-001873-index.htm |
2020-03-18 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 1,974,530.00 | 4.21 | 8,320,274.51 | 63,024,402.10 | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001873/0001171843-20-001873-index.htm |
2020-03-19 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 1,500,000.00 | 4.67 | 6,997,800.00 | 64,533,207.00 | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001922/0001171843-20-001922-index.htm |
2020-03-19 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 645,160.00 | 4.86 | 3,133,090.51 | 65,178,367.00 | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001922/0001171843-20-001922-index.htm |
2020-03-20 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 190,000.00 | 4.81 | 914,356.00 | 65,368,367.00 | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001949/0001171843-20-001949-index.htm |
2020-03-20 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 150,000.00 | 4.94 | 741,270.00 | 65,518,367.00 | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001949/0001171843-20-001949-index.htm |
2020-03-20 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 127,693.00 | 4.95 | 631,850.50 | 65,646,060.00 | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001949/0001171843-20-001949-index.htm |
2020-03-20 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 1,000,000.00 | 4.96 | 4,963,300.00 | 66,646,060.00 | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001949/0001171843-20-001949-index.htm |
2020-03-20 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 832,307.00 | 5.03 | 4,189,167.59 | 67,478,367.00 | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001949/0001171843-20-001949-index.htm |
2020-03-23 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 1,002,662.00 | 4.13 | 4,145,806.84 | 68,481,029.00 | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm |
2020-03-23 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 700.00 | 4.15 | 2,901.99 | 68,481,729.00 | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm |
2020-03-23 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 265.00 | 4.15 | 1,098.74 | 68,481,994.00 | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm |
2020-03-23 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 650.00 | 4.16 | 2,701.34 | 68,482,644.00 | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm |
2020-03-23 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 4,700.00 | 4.19 | 19,716.03 | 68,487,344.00 | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm |
2020-03-23 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 10,200.00 | 4.20 | 42,881.82 | 68,497,544.00 | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm |
2020-03-23 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 4,400.00 | 4.26 | 18,722.88 | 68,501,944.00 | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm |
2020-03-23 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 17,000.00 | 4.26 | 72,384.30 | 68,518,944.00 | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm |
2020-03-23 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 1,400.00 | 4.31 | 6,034.00 | 68,520,344.00 | https://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm |
2020-03-24 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 3,377.00 | 4.20 | 14,183.40 | 68,523,721.00 | https://www.sec.gov/Archives/edgar/data/1287032/000117184320002045/0001171843-20-002045-index.htm |
2020-03-24 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 50.00 | 4.50 | 225.00 | 68,523,771.00 | https://www.sec.gov/Archives/edgar/data/1287032/000117184320002045/0001171843-20-002045-index.htm |
2020-03-24 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 4,100.00 | 4.60 | 18,853.85 | 68,527,871.00 | https://www.sec.gov/Archives/edgar/data/1287032/000117184320002045/0001171843-20-002045-index.htm |
2020-03-24 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 900.00 | 4.61 | 4,153.32 | 68,528,771.00 | https://www.sec.gov/Archives/edgar/data/1287032/000117184320002045/0001171843-20-002045-index.htm |
2020-03-24 | John F Barry | CHIEF EXECUTIVE OFFICER | Buy | 333,685.00 | 4.64 | 1,547,731.14 | 68,862,456.00 | https://www.sec.gov/Archives/edgar/data/1287032/000117184320002045/0001171843-20-002045-index.htm |