PennyMac Financial Services, Inc

(NYSE:PFSI)

Latest On PennyMac Financial Services, Inc (PFSI):

Date/Time Type Description Signal Details
2024-08-13 05:51 ESTDividendA dividend of $0.3 has been announced on Jul 23, 2024. It will be paid Aug 23, 2024 with an ex-dividend date of Aug 13, 2024.Neutral
2024-05-13 05:51 ESTDividendA dividend of $0.2 has been announced on Apr 24, 2024. It will be paid May 24, 2024 with an ex-dividend date of May 13, 2024.Neutral
2024-02-12 04:54 ESTDividendA dividend of $0.2 has been announced on Feb 1, 2024. It will be paid Feb 23, 2024 with an ex-dividend date of Feb 12, 2024.Neutral
2023-11-10 04:51 ESTDividendA dividend of $0.2 has been announced on Oct 26, 2023. It will be paid Nov 22, 2023 with an ex-dividend date of Nov 10, 2023.Neutral
2023-08-14 05:51 ESTDividendA dividend of $0.2 has been announced on Jul 27, 2023. It will be paid Aug 25, 2023 with an ex-dividend date of Aug 14, 2023.Neutral
2023-05-15 05:51 ESTDividendA dividend of $0.2 has been announced on Apr 27, 2023. It will be paid May 26, 2023 with an ex-dividend date of May 15, 2023.Neutral
2023-05-01 12:50 ESTNewsPennyMac Financial Services, Inc. 2023 Q1 - Results - Earnings Call PresentationN/A
2023-04-27 22:02 ESTNewsPennyMac Financial GAAP EPS of $0.57 misses by $0.39, revenue of $302.86M misses by $51.22MN/A
2023-04-26 20:58 ESTNewsPennyMac Financial Q1 2023 Earnings PreviewN/A
2023-02-13 04:51 ESTDividendA dividend of $0.2 has been announced on Feb 2, 2023. It will be paid Feb 24, 2023 with an ex-dividend date of Feb 13, 2023.Neutral
2023-02-10 17:18 ESTNewsPennyMac Financial goes ex-dividend on MondayN/A
2023-02-02 22:30 ESTNewsPennyMac Financial GAAP EPS of -$0.07 misses by $1.14N/A
2023-02-02 22:30 ESTNewsPennyMac Financial Services, Inc. (PFSI) Q4 2022 Earnings Call TranscriptN/A
2023-02-01 20:11 ESTNewsPennyMac Financial Q4 2022 Earnings PreviewN/A
2023-01-18 10:19 ESTNewsPennyMac Financial cut to Market Perform at JMP after recent rallyN/A
2022-12-06 23:56 ESTNewsPennyMac upgraded to Overweight at Wells Fargo as mortgage rates improveN/A
2022-11-21 13:37 ESTNewsConsumers see lower likelihood of applying for auto loans, mortgages for year ahead: New York Fed surveyN/A
2022-11-10 04:51 ESTDividendA dividend of $0.2 has been announced on Oct 27, 2022. It will be paid Nov 23, 2022 with an ex-dividend date of Nov 10, 2022.Neutral
2022-11-02 21:54 ESTNewsPennyMac Financial Services, Inc. 2022 Q3 - Results - Earnings Call PresentationN/A
2022-10-30 13:49 ESTNewsPennyMac Financial Services, Inc. (PFSI) Q3 2022 Earnings Call TranscriptN/A
2022-10-30 00:00 ESTNewsCredit Suisse leads week's financial losers, while OneMain dominates the winnersN/A
2022-10-28 04:50 ESTNewsPennyMac Financial GAAP EPS of $2.46 beats by $1.16, revenue of $476.29M beats by $60.99MN/A
2022-10-17 18:45 ESTNewsHousing market becomes more balanced as falling home sales lead to higher inventoryN/A
2022-08-15 05:51 ESTDividendA dividend of $0.2 has been announced on Aug 2, 2022. It will be paid Aug 26, 2022 with an ex-dividend date of Aug 15, 2022.Neutral
2022-08-04 00:43 ESTNewsPennyMac Financial Services, Inc. 2022 Q2 - Results - Earnings Call PresentationN/A
2022-08-04 00:43 ESTNewsPennyMac Financial Services, Inc. (PFSI) CEO David Spector on Q2 2022 Results - Earnings Call TranscriptN/A
2022-08-02 19:39 ESTNewsPennyMac Financial GAAP EPS of $2.28, revenue of $511.5MN/A
2022-07-20 10:43 ESTNewsPennyMac Financial Services: Hard Landing Of The Mortgage Refinance Market To Undermine Favorable Internal FactorsN/A
2022-05-16 05:50 ESTDividendA dividend of $0.2 has been announced on May 5, 2022. It will be paid May 27, 2022 with an ex-dividend date of May 16, 2022.Neutral
2022-05-14 01:41 ESTNewsPennyMac Financial goes ex dividend tomorrowN/A
2022-05-08 21:38 ESTNewsPennyMac Financial Services, Inc. (PFSI) CEO David Spector on Q1 2022 Results - Earnings Call TranscriptN/A
2022-05-07 06:17 ESTNewsPennyMac Financial Services, Inc. 2022 Q1 - Results - Earnings Call PresentationN/A
2022-05-06 06:25 ESTNewsPennyMac Financial GAAP EPS of -$0.32 misses by $2.68, revenue of $81.8MN/A
2022-05-05 07:46 ESTNewsPennyMac Financial Q1 2022 Earnings PreviewN/A
2022-02-14 04:51 ESTDividendA dividend of $0.2 has been announced on Feb 3, 2022. It will be paid Feb 25, 2022 with an ex-dividend date of Feb 14, 2022.Neutral
2022-02-04 08:42 ESTNewsPennyMac Financial GAAP EPS of $2.79 misses by $0.80, revenue of $693.81M misses by $56.54MN/A
2022-02-04 08:42 ESTNewsPennyMac Financial Services Q4 revenue slides as loan origination fees fadeN/A
2022-02-04 08:41 ESTNewsPennyMac Financial Services, Inc. (PFSI) CEO David Spector on Q4 2021 Results - Earnings Call TranscriptN/A
2022-02-04 08:41 ESTNewsPennyMac Financial Services, Inc. 2021 Q4 - Results - Earnings Call PresentationN/A
2022-02-02 23:13 ESTNewsPennyMac Financial Q4 2021 Earnings PreviewN/A
2022-01-07 08:57 ESTNewsThe Prognosis For PennyMac Financial ServicesN/A
2021-11-18 21:04 ESTNewsPennyMac chief operating officer to leave company at year-endN/A
2021-11-12 04:51 ESTDividendA dividend of $0.2 has been announced on Nov 4, 2021. It will be paid Nov 24, 2021 with an ex-dividend date of Nov 12, 2021.Neutral
2021-11-07 20:41 ESTNewsPennyMac Financial Services, Inc. (PFSI) CEO David Spector on Q3 2021 Results - Earnings Call TranscriptN/A
2021-11-06 06:53 ESTNewsPennyMac Financial Services, Inc. 2021 Q3 - Results - Earnings Call PresentationN/A
2021-11-05 11:44 ESTNewsPennyMac Financial EPS beats by $0.33, misses on revenueN/A
2021-11-05 11:44 ESTNewsPennyMac Financial declares $0.20 dividendN/A
2021-11-04 14:39 ESTNewsPennyMac Financial Q3 2021 Earnings PreviewN/A
2021-10-14 03:18 ESTNewsPennyMac Financial: Mortgage Revenues Proving To Be Quite ResilientN/A
2021-09-22 03:52 ESTNewsPennyMac Financial goes ex-dividend tomorrowN/A

About PennyMac Financial Services, Inc (PFSI):

PennyMac Financial Services, Inc., through its subsidiaries, engages in the mortgage banking and investment management activities in the United States. It operates through three segments: Production, Servicing, and Investment Management. The Production segment is involved in the origination, acquisition, and sale of loans. It sources first-lien residential conventional and government-insured or guaranteed mortgage loans. The Servicing segment engages in the servicing of newly originated loans, and execution and management of early buyout transactions and servicing of loans. It performs loan administration, collection, and default management activities, including the collection and remittance of loan payments; response to customer inquiries; accounting for principal and interest; holding custodial funds for the payment of property taxes and insurance premiums; counseling delinquent borrowers; and supervising foreclosures and property dispositions. The Investment Management segment is involved in sourcing, performing diligence, bidding, and closing investment asset acquisitions; managing correspondent production activities for PennyMac Mortgage Investment Trust; and managing acquired assets. The company was founded in 2008 and is headquartered in Westlake Village, California.

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General

  • Name PennyMac Financial Services, Inc
  • Symbol PFSI
  • Type Common Stock
  • Exchange NYSE
  • Currency USD
  • Country USA
  • SectorFinancial Services
  • IndustryMortgage Finance
  • Full Time Employees 6,632
  • Fiscal Year EndDecember
  • IPO Date2013-05-09
  • Gic SectorFinancials
  • Gic GroupBanks
  • Gic IndustryThrifts & Mortgage Finance
  • Gic SubIndustryThrifts & Mortgage Finance
  • Web URLhttp://ir.pennymacfinancial.com
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Valuation

  • Trailing PE 3.34
  • Forward PE 2.9
  • Price/Sales (Trailing 12 Mt.) 1.31
  • Price/Book (Most Recent Quarter) 1.35
  • Enterprise Value Revenue 7.76
  • Enterprise Value EBITDA 13.32
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Financials

  • Most Recent Quarter 2020-12-31
  • Current Year EPS Estimate $17.89
  • Next Year EPS Estimate $12.02
  • Next Quarter EPS Estimate $4.24
  • Profit Margin 32%
  • Operating Margin 43%
  • Return on Assets 8%
  • Return on Equity 60%
  • Revenue 5.18 billion
  • Earnings Per Share $20.92
  • Revenue Per Share $68.94
  • Gross Profit 4.7 billion
  • Quarterly Earnings Growth 162.4%
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Highlights

  • Market Capitalization 4.83 billion
  • PE Ratio 28.56
  • PEG Ratio 4.67
  • Analyst Target Price $85.88
  • Book Value Per Share $47.80
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Share Statistics

  • Shares Outstanding 69.81 million
  • Shares Float 43.08 million
  • % Held by Insiders 4428%
  • % Held by Institutions 52.81%
  • Shares Short 2.25 million
  • Shares Short Prior Month 2.78 million
  • Short Ratio 2.56
  • Short % of Float 8%
  • Short % of Shares Outstanding 3%
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Technicals

  • Beta 1.13
  • 52 Week High $69.78
  • 52 Week Low $14.38
  • 50 Day Moving Average 62.73
  • 200 Day Moving Average 59.59
View More

Dividends

  • Forward Annual Dividend Rate $0.8
  • Forward Annual Dividend Yield 1.23%
  • Payout Ratio 3%
  • Dividend Date 2021-02-25
  • ExDividend Date 2021-02-11
  • Dividend Per Share $0.59
  • Dividend Yield 0.83%
View More

PennyMac Financial Services, Inc (PFSI) Dividend Calendar:

PennyMac Financial Services, Inc pays an annual dividend of $0.8 per share, with a dividend yield of 0.83%.
PFSI's last dividend payment was made to shareholders on February 25, 2021.
PennyMac Financial Services, Inc pays out 3% of its earnings out as a dividend.

Ex-Dividend Date Payment Date Record Date Declared Date Amount
2024-08-132024-08-232024-08-132024-07-23$0.3
2024-05-132024-05-242024-05-142024-04-24$0.2
2024-02-122024-02-232024-02-132024-02-01$0.2
2023-11-102023-11-222023-11-132023-10-26$0.2
2023-08-142023-08-252023-08-152023-07-27$0.2
2023-05-152023-05-262023-05-162023-04-27$0.2
2023-02-132023-02-242023-02-142023-02-02$0.2
2022-11-102022-11-232022-11-142022-10-27$0.2
2022-08-152022-08-262022-08-162022-08-02$0.2
2022-05-162022-05-272022-05-172022-05-05$0.2
2022-02-142022-02-252022-02-152022-02-03$0.2
2021-11-122021-11-242021-11-152021-11-04$0.2
2021-08-132021-08-262021-08-162021-08-05$0.2
2021-05-142021-05-272021-05-172021-05-06$0.2
2021-02-112021-02-252021-02-122021-02-04$0.2
2020-11-132020-11-252020-11-162020-11-05$0.15
2020-08-142020-08-282020-08-172020-08-06$0.15
2020-05-152020-05-282020-05-182020-05-07$0.12
2020-02-132020-02-272020-02-142020-02-06$0.12
2019-11-142019-11-292019-11-152019-10-31$0.12

PennyMac Financial Services, Inc (PFSI) Earnings History:

Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.


Quarter Date Report Date Actual Revenue Reported EPS EPS Estimate Deviation from Estimate
2020-12-312021-02-04$N/A$5.97$6.02-0.9%
2020-09-302020-11-05$N/A$7.03$5.4928.13%
2020-06-302020-08-06$N/A$4.39$2.9151.12%
2020-03-312020-05-07$N/A$3.73$3.1916.78%
2019-12-312020-02-06$637.78 million$1.88$1.6414.49%
2019-09-302019-10-31$594.88 million$1.51$1.3511.58%
2019-06-302019-08-01$461.43 million$0.92$0.7620.73%
2019-03-312019-05-02$366.24 million$0.58$0.62-6.78%
2018-12-312019-02-07$338.86 million$0.52$0.55-5.16%
2018-09-302018-11-01$315.29 million$0.57$0.59-2.85%
2018-06-302018-08-02$292.54 million$0.70$0.658.17%
2018-03-312018-05-03$282.11 million$0.67$0.73-7.59%
2017-12-312018-02-08$302.31 million$1.19$0.6679.25%
2017-09-302017-11-02$293.13 million$0.71$0.675.75%
2017-06-302017-08-03$238.6 million$0.44$0.65-32.2%
2017-03-312017-05-04$233.95 million$0.47$0.64-26.1%
2016-12-312017-02-02$321.52 million$1.00$0.7926.28%
2016-09-302016-11-03$318.91 million$1.06$0.9115.91%
2016-06-302016-08-03$233.27 million$0.65$0.633.65%
2016-03-312016-05-05$164.39 million$0.62$0.5415.7%
2015-12-312016-02-03$206.66 million$0.58$0.572.08%
2015-09-302015-11-04$210.15 million$0.58$0.61-4.92%
2015-06-302015-08-05$212.7 million$0.59$0.590%
2015-03-312015-05-06$152.14 million$0.42$0.45-6.67%
2014-12-312015-02-04$152.15 million$0.41$0.47-12.77%
2014-09-302014-11-05$152.34 million$0.49$0.474.26%
2014-06-302014-08-06$139.17 million$0.45$0.419.76%
2014-03-312014-05-07$111.88 million$0.38$0.380%
2013-12-312014-02-05$95.41 million$0.32$0.34-5.88%
2013-09-302013-11-06$91.35 million$0.28$0.37-24.32%
2013-06-302013-08-08$110.78 million$0.43$0.59-27.12%

PennyMac Financial Services, Inc (PFSI) Company Financial Statements:

Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.

Income Statement:
Date
Research Development
Income Before Tax
Selling General Administrative
Gross Profit
Ebit
Operating Income
Income Tax Expense
Total Revenue
Cost of Revenue
Total Other Income Expense Net
Net Income From Continuing Operations
Net Income Applicable to Common Shares
Cash Flow:
Date
Investments
Change to Liabilities
Total Cash Flow from Investing Activities
Net Borrowings
Total Cash Flow from Financial Activities
Change to Operating Activities
Change in Cash
Total Cash from Operating Activities
Depreciation
Other Cash Flow from Investing Activities
Change to Inventory
Change to Account Receivables
Other Cash Flow from Financing Activities
Change to Net Income
Capital Expenditures
Balance Sheet:
Date
Total Liabailities
Total Stockholder Equity
Other Current Liabilities
Total Assets
Common Stock
Other Current Assets
Retained Earnings
Other Liabilities
Other Assets
Cash
Total Current Liabilities
Other Stockholder Equity
Property, Plant & Equipment
Total Current Assets
Long Term Investments
Net Tangible Assets
Short Term Investments
Long Term Debt
Inventory
Accounts Payable

PennyMac Financial Services, Inc (PFSI) Chart:

PennyMac Financial Services, Inc (PFSI) News:

Below you will find a list of latest news for PennyMac Financial Services, Inc (PFSI) from major news sources. You can filter the results to only show news from a specific source.

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PennyMac Financial Services, Inc (PFSI) Options:

A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.

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Latest PFSI Trades:

Date Shares Price
Jun 13, 2022 7:59 PM EST100$43.24
Jun 13, 2022 7:59 PM EST100$43.25
Jun 13, 2022 7:59 PM EST100$43.25
Jun 13, 2022 7:59 PM EST47$43.29
Jun 13, 2022 7:59 PM EST17$43.33

PennyMac Financial Services, Inc (PFSI) SEC Filings:

An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.

Date Form Type Form Name Link
2020-07-028-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1745916/000110465920080558/0001104659-20-080558-index.htm
2020-02-14SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1745916/000008025520001368/0000080255-20-001368-index.htm
2018-11-0125-NSENotification filed by national security exchange to report the removal from listing and registration of matured, redeemed or rethttps://www.sec.gov/Archives/edgar/data/1568669/000087666118001157/0000876661-18-001157-index.htm
2020-02-21SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1745916/000089375020000013/0000893750-20-000013-index.htm
2019-02-11SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1568669/000089914019000148/0000899140-19-000148-index.htm
2020-02-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000089924320004513/0000899243-20-004513-index.htm
2019-02-08SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1568669/000090266419000735/0000902664-19-000735-index.htm
2018-09-18DEFM14ADefinitive proxy statement relating to merger or acquisitionhttps://www.sec.gov/Archives/edgar/data/1568669/000104746918006280/0001047469-18-006280-index.htm
2019-12-314Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000106299319004857/0001062993-19-004857-index.htm
2020-02-14SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1745916/000106299320000941/0001062993-20-000941-index.htm
2018-08-028-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1568669/000110465918049201/0001104659-18-049201-index.htm
2018-08-02425Prospectuses and communications, business combinationshttps://www.sec.gov/Archives/edgar/data/1568669/000110465918049202/0001104659-18-049202-index.htm
2018-08-02425Prospectuses and communications, business combinationshttps://www.sec.gov/Archives/edgar/data/1568669/000110465918049203/0001104659-18-049203-index.htm
2018-08-028-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1568669/000110465918049241/0001104659-18-049241-index.htm
2018-08-02DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1568669/000110465918049242/0001104659-18-049242-index.htm
2018-08-02425Prospectuses and communications, business combinationshttps://www.sec.gov/Archives/edgar/data/1568669/000110465918049243/0001104659-18-049243-index.htm
2018-09-128-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1568669/000110465918056275/0001104659-18-056275-index.htm
2018-09-12425Prospectuses and communications, business combinationshttps://www.sec.gov/Archives/edgar/data/1568669/000110465918056276/0001104659-18-056276-index.htm
2018-10-258-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1568669/000110465918063753/0001104659-18-063753-index.htm
2018-11-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1568669/000110465918065455/0001104659-18-065455-index.htm
2018-11-1315-12BSecurities registration termination [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1568669/000110465918067965/0001104659-18-067965-index.htm
2019-09-098-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1745916/000110465919049170/0001104659-19-049170-index.htm
2019-11-068-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1745916/000110465919060273/0001104659-19-060273-index.htm
2020-02-12SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1745916/000110465920018935/0001104659-20-018935-index.htm
2020-02-138-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1745916/000110465920019681/0001104659-20-019681-index.htm
2020-03-168-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1745916/000110465920033581/0001104659-20-033581-index.htm
2020-04-09424B3Prospectus [Rule 424(b)(3)]https://www.sec.gov/Archives/edgar/data/1745916/000110465920045224/0001104659-20-045224-index.htm
2020-05-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1745916/000110465920058172/0001104659-20-058172-index.htm
2020-06-05S-8Securities to be offered to employees in employee benefit planshttps://www.sec.gov/Archives/edgar/data/1745916/000110465920070313/0001104659-20-070313-index.htm
2020-06-108-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1745916/000110465920072072/0001104659-20-072072-index.htm
2020-06-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000110465920078254/0001104659-20-078254-index.htm
2020-07-028-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1745916/000110465920080558/0001104659-20-080558-index.htm
2020-07-094Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000110465920082476/0001104659-20-082476-index.htm
2020-09-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1745916/000110465920105009/0001104659-20-105009-index.htm
2020-09-218-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1745916/000110465920106962/0001104659-20-106962-index.htm
2020-09-248-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1745916/000110465920108302/0001104659-20-108302-index.htm
2020-09-298-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1745916/000110465920109816/0001104659-20-109816-index.htm
2020-10-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1745916/000110465920115057/0001104659-20-115057-index.htm
2020-10-168-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1745916/000110465920115503/0001104659-20-115503-index.htm
2020-11-058-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1745916/000110465920121835/0001104659-20-121835-index.htm
2018-07-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1568669/000112760218023448/0001127602-18-023448-index.htm
2018-07-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1568669/000112760218023450/0001127602-18-023450-index.htm
2018-07-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1568669/000112760218023593/0001127602-18-023593-index.htm
2018-07-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1568669/000112760218023834/0001127602-18-023834-index.htm
2018-08-014Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1568669/000112760218024274/0001127602-18-024274-index.htm
2018-08-014Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1568669/000112760218024292/0001127602-18-024292-index.htm
2018-08-014Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1568669/000112760218024295/0001127602-18-024295-index.htm
2018-08-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1568669/000112760218024834/0001127602-18-024834-index.htm
2018-08-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1568669/000112760218024835/0001127602-18-024835-index.htm
2018-08-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1568669/000112760218024836/0001127602-18-024836-index.htm
2018-08-084Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1568669/000112760218024993/0001127602-18-024993-index.htm
2018-08-154Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1568669/000112760218025500/0001127602-18-025500-index.htm
2018-08-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1568669/000112760218025719/0001127602-18-025719-index.htm
2018-08-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1568669/000112760218026476/0001127602-18-026476-index.htm
2018-09-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1568669/000112760218027523/0001127602-18-027523-index.htm
2018-09-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1568669/000112760218028444/0001127602-18-028444-index.htm
2018-10-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1568669/000112760218030060/0001127602-18-030060-index.htm
2018-10-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1568669/000112760218030931/0001127602-18-030931-index.htm
2019-03-064Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760219010135/0001127602-19-010135-index.htm
2019-03-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760219010389/0001127602-19-010389-index.htm
2019-03-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760219010391/0001127602-19-010391-index.htm
2019-03-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760219010395/0001127602-19-010395-index.htm
2019-03-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760219010397/0001127602-19-010397-index.htm
2019-03-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760219010399/0001127602-19-010399-index.htm
2019-03-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760219010403/0001127602-19-010403-index.htm
2019-03-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760219010405/0001127602-19-010405-index.htm
2019-03-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760219011092/0001127602-19-011092-index.htm
2019-03-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760219011096/0001127602-19-011096-index.htm
2019-03-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760219011101/0001127602-19-011101-index.htm
2019-03-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760219011108/0001127602-19-011108-index.htm
2019-03-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760219011112/0001127602-19-011112-index.htm
2019-03-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760219011114/0001127602-19-011114-index.htm
2019-03-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760219011118/0001127602-19-011118-index.htm
2019-03-184Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760219011703/0001127602-19-011703-index.htm
2019-03-184Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760219011705/0001127602-19-011705-index.htm
2019-03-184Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760219011709/0001127602-19-011709-index.htm
2019-03-184Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760219011711/0001127602-19-011711-index.htm
2019-03-184Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760219011715/0001127602-19-011715-index.htm
2019-03-184Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760219011719/0001127602-19-011719-index.htm
2019-03-184Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760219011726/0001127602-19-011726-index.htm
2019-03-184Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760219011730/0001127602-19-011730-index.htm
2019-03-184Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760219011740/0001127602-19-011740-index.htm
2019-03-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760219012237/0001127602-19-012237-index.htm
2019-03-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760219012242/0001127602-19-012242-index.htm
2019-03-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760219012247/0001127602-19-012247-index.htm
2019-03-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760219012271/0001127602-19-012271-index.htm
2019-03-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760219012283/0001127602-19-012283-index.htm
2019-03-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760219012288/0001127602-19-012288-index.htm
2019-03-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760219012295/0001127602-19-012295-index.htm
2019-03-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760219012298/0001127602-19-012298-index.htm
2019-03-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760219012935/0001127602-19-012935-index.htm
2019-04-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760219014615/0001127602-19-014615-index.htm
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2020-06-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760220020101/0001127602-20-020101-index.htm
2020-06-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760220020379/0001127602-20-020379-index.htm
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2020-08-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760220022941/0001127602-20-022941-index.htm
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2020-08-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760220023938/0001127602-20-023938-index.htm
2020-08-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760220023940/0001127602-20-023940-index.htm
2020-08-274Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760220024338/0001127602-20-024338-index.htm
2020-09-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760220024724/0001127602-20-024724-index.htm
2020-09-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760220024730/0001127602-20-024730-index.htm
2020-09-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760220024734/0001127602-20-024734-index.htm
2020-09-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760220024990/0001127602-20-024990-index.htm
2020-09-184Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760220025442/0001127602-20-025442-index.htm
2020-09-214Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760220025505/0001127602-20-025505-index.htm
2020-09-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760220025808/0001127602-20-025808-index.htm
2020-10-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760220026395/0001127602-20-026395-index.htm
2020-10-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760220026399/0001127602-20-026399-index.htm
2020-10-094Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760220026753/0001127602-20-026753-index.htm
2020-10-094Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760220026755/0001127602-20-026755-index.htm
2020-10-154Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760220026988/0001127602-20-026988-index.htm
2020-10-163Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760220027103/0001127602-20-027103-index.htm
2020-10-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760220027527/0001127602-20-027527-index.htm
2020-10-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760220027674/0001127602-20-027674-index.htm
2020-11-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760220028045/0001127602-20-028045-index.htm
2020-11-064Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1745916/000112760220028405/0001127602-20-028405-index.htm
2018-08-06SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1568669/000114036118035609/0001140361-18-035609-index.htm
2018-11-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1568669/000114036118042406/0001140361-18-042406-index.htm
2019-04-17DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1745916/000119312519109093/0001193125-19-109093-index.htm
2019-04-17DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1745916/000119312519109107/0001193125-19-109107-index.htm
2020-02-13SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1745916/000119312520035779/0001193125-20-035779-index.htm
2020-04-03DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1745916/000119312520098165/0001193125-20-098165-index.htm
2020-04-03DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1745916/000119312520098186/0001193125-20-098186-index.htm
2020-04-28DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1745916/000119312520123261/0001193125-20-123261-index.htm
2020-06-10SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1745916/000119312520165806/0001193125-20-165806-index.htm
2018-08-0210-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1568669/000155837018006239/0001558370-18-006239-index.htm
2018-08-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1568669/000155837018007134/0001558370-18-007134-index.htm
2018-08-298-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1568669/000155837018007260/0001558370-18-007260-index.htm
2018-10-038-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1568669/000155837018007627/0001558370-18-007627-index.htm
2018-10-318-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1568669/000155837018008181/0001558370-18-008181-index.htm
2019-03-0510-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1745916/000155837019001499/0001558370-19-001499-index.htm
2019-04-048-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1745916/000155837019002802/0001558370-19-002802-index.htm
2019-05-038-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1745916/000155837019003964/0001558370-19-003964-index.htm
2019-05-0610-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1745916/000155837019004088/0001558370-19-004088-index.htm
2019-06-058-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1745916/000155837019005515/0001558370-19-005515-index.htm
2019-06-12S-8Securities to be offered to employees in employee benefit planshttps://www.sec.gov/Archives/edgar/data/1745916/000155837019005648/0001558370-19-005648-index.htm
2019-07-258-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1745916/000155837019006340/0001558370-19-006340-index.htm
2019-08-028-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1745916/000155837019006874/0001558370-19-006874-index.htm
2019-08-0610-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1745916/000155837019007184/0001558370-19-007184-index.htm
2019-11-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1745916/000155837019009721/0001558370-19-009721-index.htm
2019-11-0410-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1745916/000155837019009815/0001558370-19-009815-index.htm
2020-02-108-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1745916/000155837020000614/0001558370-20-000614-index.htm
2020-02-14SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1745916/000155837020000841/0001558370-20-000841-index.htm
2020-02-2810-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1745916/000155837020001774/0001558370-20-001774-index.htm
2020-03-118-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1745916/000155837020002432/0001558370-20-002432-index.htm
2020-03-178-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1745916/000155837020002815/0001558370-20-002815-index.htm
2020-04-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1745916/000155837020003685/0001558370-20-003685-index.htm
2020-04-308-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1745916/000155837020004828/0001558370-20-004828-index.htm
2020-05-0710-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1745916/000155837020005779/0001558370-20-005779-index.htm
2020-05-198-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1745916/000155837020006846/0001558370-20-006846-index.htm
2020-05-298-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1745916/000155837020007141/0001558370-20-007141-index.htm
2020-08-0610-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1745916/000155837020009706/0001558370-20-009706-index.htm
2020-08-068-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1745916/000155837020009729/0001558370-20-009729-index.htm
2020-11-0610-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1745916/000155837020013132/0001558370-20-013132-index.htm

PennyMac Financial Services, Inc (PFSI) Insider Transactions:

Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of PennyMac Financial Services, Inc (PFSI). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.
Insider Ownership: 4428%
Institutional Ownership: 5281%

Transaction Date Insider Name Insider Title Type Shares Number Shares Price Total Transaction Shares Held After Transaction Link
2018-07-18ANNE MCCALLIONChief Enterprise Ops OfficerSell5,000.0019.6098,000.000.00https://www.sec.gov/Archives/edgar/data/1568669/000112760218023593/0001127602-18-023593-index.htm
2018-07-30ANNE MCCALLIONChief Enterprise Ops OfficerSell5,000.0019.2696,300.000.00https://www.sec.gov/Archives/edgar/data/1568669/000112760218024292/0001127602-18-024292-index.htm
2018-08-16ANNE MCCALLIONChief Enterprise Ops OfficerSell5,000.0021.22106,100.000.00https://www.sec.gov/Archives/edgar/data/1568669/000112760218025719/0001127602-18-025719-index.htm
2018-08-28ANNE MCCALLIONChief Enterprise Ops OfficerSell5,000.0021.00104,992.500.00https://www.sec.gov/Archives/edgar/data/1568669/000112760218026476/0001127602-18-026476-index.htm
2018-09-12ANNE MCCALLIONChief Enterprise Ops OfficerSell5,000.0021.68108,400.000.00https://www.sec.gov/Archives/edgar/data/1568669/000112760218027523/0001127602-18-027523-index.htm
2018-09-25ANNE MCCALLIONChief Enterprise Ops OfficerSell5,000.0020.88104,400.000.00https://www.sec.gov/Archives/edgar/data/1568669/000112760218028444/0001127602-18-028444-index.htm
2018-10-11ANNE MCCALLIONChief Enterprise Ops OfficerSell5,000.0019.3796,850.000.00https://www.sec.gov/Archives/edgar/data/1568669/000112760218030060/0001127602-18-030060-index.htm
2018-10-23ANNE MCCALLIONChief Enterprise Ops OfficerSell5,000.0019.4497,200.000.00https://www.sec.gov/Archives/edgar/data/1568669/000112760218030931/0001127602-18-030931-index.htm
2020-01-15STANFORD L KURLANDDirectorSell1,000.0033.9333,932.00105,695.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220001862/0001127602-20-001862-index.htm
2020-01-15STANFORD L KURLANDDirectorSell14,000.0033.97475,510.00106,695.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220001862/0001127602-20-001862-index.htm
2019-03-15Theodore W TozerDirectorBuy4,450.0011,673.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219011719/0001127602-19-011719-index.htm
2020-10-08DAVID SPECTORPresident & CEOSell3,500.0061.40214,900.001,183,878.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220026753/0001127602-20-026753-index.htm
2020-10-08DAVID SPECTORPresident & CEOSell5,900.0060.82358,838.001,187,378.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220026753/0001127602-20-026753-index.htm
2020-10-08DAVID SPECTORPresident & CEOSell5,600.0059.89335,384.001,193,278.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220026753/0001127602-20-026753-index.htm
2020-10-07DAVID SPECTORPresident & CEOSell10,600.0060.04636,424.001,198,878.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220026753/0001127602-20-026753-index.htm
2020-01-14STANFORD L KURLANDDirectorSell14,000.0034.06476,814.80120,695.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220001862/0001127602-20-001862-index.htm
2019-07-01ANNE MCCALLIONDirectorBuy4,485.0022.74101,988.9012,074.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219024033/0001127602-19-024033-index.htm
2020-10-07DAVID SPECTORPresident & CEOSell4,400.0059.07259,908.001,209,478.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220026753/0001127602-20-026753-index.htm
2020-09-17DAVID SPECTORPresident & CEOSell3,100.0057.96179,676.001,213,878.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220025442/0001127602-20-025442-index.htm
2020-09-17DAVID SPECTORPresident & CEOSell11,900.0057.21680,799.001,216,978.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220025442/0001127602-20-025442-index.htm
2020-09-16DAVID SPECTORPresident & CEOSell8,700.0058.69510,603.001,228,878.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220025442/0001127602-20-025442-index.htm
2020-11-05David M WalkerChief Risk OfficerSell2,000.0058.45116,907.80123,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220028405/0001127602-20-028405-index.htm
2020-09-16DAVID SPECTORPresident & CEOSell6,300.0058.12366,156.001,237,578.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220025442/0001127602-20-025442-index.htm
2020-08-18DAVID SPECTORPresident & CEOSell5,101.0048.84249,111.421,243,878.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220023938/0001127602-20-023938-index.htm
2020-08-18DAVID SPECTORPresident & CEOSell9,899.0048.22477,348.591,248,979.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220023938/0001127602-20-023938-index.htm
2020-11-05David M WalkerChief Risk OfficerSell1,100.0057.7163,482.98125,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220028405/0001127602-20-028405-index.htm
2020-08-17DAVID SPECTORPresident & CEOSell978.0049.7048,601.711,258,878.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220023938/0001127602-20-023938-index.htm
2020-08-17DAVID SPECTORPresident & CEOSell14,022.0049.32691,584.671,259,856.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220023938/0001127602-20-023938-index.htm
2020-11-05David M WalkerChief Risk OfficerSell6,900.0056.64390,804.96126,185.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220028405/0001127602-20-028405-index.htm
2020-07-17DAVID SPECTORPresident & CEOSell6,300.0043.80275,923.621,273,878.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220021786/0001127602-20-021786-index.htm
2020-03-11DAVID SPECTORPresident & CEOSell4,617.0035.28162,874.831,279,449.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220010637/0001127602-20-010637-index.htm
2019-04-16DAVID SPECTORPresident & CEOSell18,434.0022.72418,796.521,279,670.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219015603/0001127602-19-015603-index.htm
2020-07-17DAVID SPECTORPresident & CEOSell8,700.0043.35377,142.391,280,178.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220021786/0001127602-20-021786-index.htm
2020-03-10DAVID SPECTORPresident & CEOSell6,040.0036.42219,947.201,284,066.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220010151/0001127602-20-010151-index.htm
2020-07-22ANNE MCCALLIONDirectorSell5,000.0044.69223,450.00128,606.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220022049/0001127602-20-022049-index.htm
2020-07-16DAVID SPECTORPresident & CEOSell7,099.0042.92304,689.081,288,878.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220021786/0001127602-20-021786-index.htm
2019-03-15DAVID SPECTORPresident & CEOBuy22,195.001,290,299.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219012295/0001127602-19-012295-index.htm
2020-02-26DAVID SPECTORPresident & CEOBuy16,071.001,295,741.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220008218/0001127602-20-008218-index.htm
2020-07-16DAVID SPECTORPresident & CEOSell7,901.0042.46335,476.461,295,977.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220021786/0001127602-20-021786-index.htm
2019-04-15DAVID SPECTORPresident & CEOSell8,478.0022.51190,841.481,298,104.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219015603/0001127602-19-015603-index.htm
2019-04-12DAVID SPECTORPresident & CEOSell13,028.0022.50293,119.581,306,582.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219015603/0001127602-19-015603-index.htm
2020-11-04David M WalkerChief Risk OfficerSell2,494.0055.96139,570.72133,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220028405/0001127602-20-028405-index.htm
2020-03-17DAVID SPECTORPresident & CEOBuy55,726.001,331,507.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220011362/0001127602-20-011362-index.htm
2020-07-21ANNE MCCALLIONDirectorSell32.0044.441,422.08133,606.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220022049/0001127602-20-022049-index.htm
2020-07-21ANNE MCCALLIONDirectorSell4,968.0043.94218,315.28133,638.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220022049/0001127602-20-022049-index.htm
2020-01-14STANFORD L KURLANDDirectorSell1,000.0034.0934,092.00134,695.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220001862/0001127602-20-001862-index.htm
2019-03-15DAVID SPECTORPresident & CEOBuy58,134.001,348,433.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219012295/0001127602-19-012295-index.htm
2020-11-04David M WalkerChief Risk OfficerSell6,806.0055.59378,346.22135,579.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220028405/0001127602-20-028405-index.htm
2019-12-06STANFORD L KURLANDExecutive ChairmanSell15,000.0033.99509,904.00135,695.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219034476/0001127602-19-034476-index.htm
2020-07-08ANNE MCCALLIONDirectorSell5,000.0040.05200,250.00138,606.00https://www.sec.gov/Archives/edgar/data/1745916/000110465920082476/0001104659-20-082476-index.htm
2020-11-04David M WalkerChief Risk OfficerSell700.0054.3438,038.00142,385.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220028405/0001127602-20-028405-index.htm
2020-10-23David M WalkerChief Risk OfficerSell100.0058.815,881.00143,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220027527/0001127602-20-027527-index.htm
2020-10-23David M WalkerChief Risk OfficerSell5,373.0058.03311,797.88143,185.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220027527/0001127602-20-027527-index.htm
2020-07-07ANNE MCCALLIONDirectorSell100.0040.804,080.00143,606.00https://www.sec.gov/Archives/edgar/data/1745916/000110465920082476/0001104659-20-082476-index.htm
2020-07-07ANNE MCCALLIONDirectorSell4,900.0040.21197,029.00143,706.00https://www.sec.gov/Archives/edgar/data/1745916/000110465920082476/0001104659-20-082476-index.htm
2020-02-26Theodore W TozerDirectorBuy2,911.0014,584.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220008252/0001127602-20-008252-index.htm
2019-11-19Jeffrey GroginChief Enterprise Ops OfficerSell2,355.0033.3678,554.0914,811.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219033282/0001127602-19-033282-index.htm
2020-10-23David M WalkerChief Risk OfficerSell4,527.0057.19258,906.37148,558.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220027527/0001127602-20-027527-index.htm
2020-06-25ANNE MCCALLIONDirectorSell3,900.0042.50165,734.40148,606.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220020457/0001127602-20-020457-index.htm
2020-02-26ANNE MCCALLIONDirectorBuy2,911.0014,985.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220008258/0001127602-20-008258-index.htm
2019-12-05STANFORD L KURLANDExecutive ChairmanSell15,000.0033.83507,441.00150,695.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219034476/0001127602-19-034476-index.htm
2020-10-01JOSEPH F MAZZELLADirectorSell200.0059.0911,817.00152,031.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220026399/0001127602-20-026399-index.htm
2020-10-01JOSEPH F MAZZELLADirectorSell12,118.0058.56709,660.38152,231.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220026399/0001127602-20-026399-index.htm
2020-06-25ANNE MCCALLIONDirectorSell1,100.0041.9646,150.50152,506.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220020457/0001127602-20-020457-index.htm
2020-10-22David M WalkerChief Risk OfficerSell184.0057.9910,669.99153,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220027527/0001127602-20-027527-index.htm
2020-10-22David M WalkerChief Risk OfficerSell3,500.0057.29200,503.80153,269.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220027527/0001127602-20-027527-index.htm
2020-06-24ANNE MCCALLIONDirectorSell2,300.0041.4495,318.90153,606.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220020457/0001127602-20-020457-index.htm
2020-06-24ANNE MCCALLIONDirectorSell2,700.0040.44109,196.10155,906.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220020457/0001127602-20-020457-index.htm
2020-10-22David M WalkerChief Risk OfficerSell6,316.0056.30355,569.33156,769.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220027527/0001127602-20-027527-index.htm
2020-06-09ANNE MCCALLIONDirectorSell5,000.0035.49177,450.00158,606.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220019384/0001127602-20-019384-index.htm
2020-10-08David M WalkerChief Risk OfficerSell2,030.0061.38124,609.93163,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220026755/0001127602-20-026755-index.htm
2020-06-08ANNE MCCALLIONDirectorSell1,000.0036.7936,794.50163,606.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220019384/0001127602-20-019384-index.htm
2020-03-17STANFORD L KURLANDDirectorBuy156,739.00164,018.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220011358/0001127602-20-011358-index.htm
2020-10-01JOSEPH F MAZZELLADirectorSell5,682.0057.66327,630.37164,349.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220026399/0001127602-20-026399-index.htm
2020-06-08ANNE MCCALLIONDirectorSell4,000.0036.30145,218.00164,606.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220019384/0001127602-20-019384-index.htm
2020-10-08David M WalkerChief Risk OfficerSell4,470.0060.74271,503.78165,115.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220026755/0001127602-20-026755-index.htm
2019-12-04STANFORD L KURLANDExecutive ChairmanSell15,000.0033.86507,918.00165,695.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219034476/0001127602-19-034476-index.htm
2020-08-10FARHAD NANJIDirectorSell42,000.0053.002,226,163.80167,149.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220023492/0001127602-20-023492-index.htm
2020-05-28ANNE MCCALLIONDirectorSell5,000.0034.03170,150.00168,606.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220018099/0001127602-20-018099-index.htm
2020-10-08David M WalkerChief Risk OfficerSell3,500.0059.90209,647.90169,585.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220026755/0001127602-20-026755-index.htm
2020-09-01JOSEPH F MAZZELLADirectorSell6,841.0053.47365,818.37170,031.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220024730/0001127602-20-024730-index.htm
2019-11-19Jeffrey GroginChief Enterprise Ops OfficerSell7,640.0032.85250,956.4317,166.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219033282/0001127602-19-033282-index.htm
2020-10-07David M WalkerChief Risk OfficerSell110.0060.426,646.10173,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220026755/0001127602-20-026755-index.htm
2020-10-07David M WalkerChief Risk OfficerSell7,490.0060.00449,391.01173,195.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220026755/0001127602-20-026755-index.htm
2020-05-27ANNE MCCALLIONDirectorSell1,300.0034.3244,618.47173,606.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220018099/0001127602-20-018099-index.htm
2020-05-27ANNE MCCALLIONDirectorSell3,700.0033.26123,063.11174,906.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220018099/0001127602-20-018099-index.htm
2020-09-01JOSEPH F MAZZELLADirectorSell11,159.0052.57586,659.88176,872.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220024730/0001127602-20-024730-index.htm
2020-05-13ANNE MCCALLIONDirectorSell300.0028.188,454.06178,606.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220016658/0001127602-20-016658-index.htm
2020-05-13ANNE MCCALLIONDirectorSell4,700.0027.77130,522.76178,906.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220016658/0001127602-20-016658-index.htm
2020-10-07David M WalkerChief Risk OfficerSell2,400.0058.96141,502.56180,685.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220026755/0001127602-20-026755-index.htm
2019-11-12STANFORD L KURLANDExecutive ChairmanSell15,000.0031.08466,255.50180,695.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219032661/0001127602-19-032661-index.htm
2020-09-18David M WalkerChief Risk OfficerSell1,000.0060.0260,017.00183,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220025505/0001127602-20-025505-index.htm
2020-05-12ANNE MCCALLIONDirectorSell400.0029.2611,703.00183,606.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220016658/0001127602-20-016658-index.htm
2020-05-12ANNE MCCALLIONDirectorSell4,600.0028.81132,514.04184,006.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220016658/0001127602-20-016658-index.htm
2020-09-18David M WalkerChief Risk OfficerSell5,742.0059.25340,205.46184,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220025505/0001127602-20-025505-index.htm
2020-02-10FARHAD NANJIDirectorBuy685.0034.0823,344.80186,925.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220005125/0001127602-20-005125-index.htm
2020-08-03JOSEPH F MAZZELLADirectorSell2,265.0048.83110,593.16188,031.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220022944/0001127602-20-022944-index.htm
2020-04-29ANNE MCCALLIONDirectorSell1,000.0031.6031,600.00188,606.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220014926/0001127602-20-014926-index.htm
2019-03-15FARHAD NANJIDirectorBuy4,450.00189,454.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219011711/0001127602-19-011711-index.htm
2020-04-29ANNE MCCALLIONDirectorSell4,000.0031.07124,290.40189,606.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220014926/0001127602-20-014926-index.htm
2020-09-18David M WalkerChief Risk OfficerSell3,258.0058.46190,462.35189,827.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220025505/0001127602-20-025505-index.htm
2020-02-26FARHAD NANJIDirectorBuy2,911.00189,836.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220008233/0001127602-20-008233-index.htm
2020-08-03JOSEPH F MAZZELLADirectorSell15,735.0048.29759,784.93190,296.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220022944/0001127602-20-022944-index.htm
2019-05-06FARHAD NANJIDirectorBuy1,116.0022.5825,199.28190,570.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219017621/0001127602-19-017621-index.htm
2020-05-11FARHAD NANJIDirectorBuy897.0026.0523,366.85190,733.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220016470/0001127602-20-016470-index.htm
2019-08-05FARHAD NANJIDirectorBuy1,018.0022.9423,352.92191,588.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219026186/0001127602-19-026186-index.htm
2019-11-04FARHAD NANJIDirectorBuy752.0031.0823,372.16192,340.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219032064/0001127602-19-032064-index.htm
2020-09-17David M WalkerChief Risk OfficerSell2,200.0057.93127,456.34193,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220025505/0001127602-20-025505-index.htm
2020-04-28ANNE MCCALLIONDirectorSell5,000.0028.80144,000.00193,606.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220014926/0001127602-20-014926-index.htm
2020-09-17David M WalkerChief Risk OfficerSell7,800.0057.18446,007.12195,285.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220025505/0001127602-20-025505-index.htm
2019-11-11STANFORD L KURLANDExecutive ChairmanSell15,000.0030.89463,342.50195,695.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219032661/0001127602-19-032661-index.htm
2020-02-26Jeffrey GroginChief Enterprise Ops OfficerBuy4,817.0019,628.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220008220/0001127602-20-008220-index.htm
2020-04-14ANNE MCCALLIONDirectorSell1,100.0026.8829,567.01198,606.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220013755/0001127602-20-013755-index.htm
2020-04-14ANNE MCCALLIONDirectorSell3,900.0026.23102,284.13199,706.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220013755/0001127602-20-013755-index.htm
2020-09-02David M WalkerChief Risk OfficerSell4,900.0053.77263,465.65203,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220024734/0001127602-20-024734-index.htm
2020-04-14ANNE MCCALLIONDirectorSell1,800.0026.8448,306.96203,606.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220013755/0001127602-20-013755-index.htm
2020-04-14ANNE MCCALLIONDirectorSell3,200.0026.0783,411.84205,406.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220013755/0001127602-20-013755-index.htm
2020-07-01JOSEPH F MAZZELLADirectorSell18,000.0041.56748,168.20206,031.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220021222/0001127602-20-021222-index.htm
2020-09-02David M WalkerChief Risk OfficerSell5,100.0053.07270,631.50207,985.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220024734/0001127602-20-024734-index.htm
2020-06-23FARHAD NANJIDirectorSell50,000.0041.342,066,950.00208,571.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220020379/0001127602-20-020379-index.htm
2020-04-13ANNE MCCALLIONDirectorSell3,900.0026.35102,754.47208,606.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220013755/0001127602-20-013755-index.htm
2020-03-05ANNE MCCALLIONDirectorSell1,000.0038.3838,377.50208,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220009853/0001127602-20-009853-index.htm
2020-08-10FARHAD NANJIDirectorBuy578.0040.4423,374.32209,149.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220023492/0001127602-20-023492-index.htm
2020-03-05ANNE MCCALLIONDirectorSell4,000.0037.56150,224.40209,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220009853/0001127602-20-009853-index.htm
2019-11-08STANFORD L KURLANDExecutive ChairmanSell15,000.0030.72460,839.00210,695.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219032661/0001127602-19-032661-index.htm
2020-04-13ANNE MCCALLIONDirectorSell11,100.0025.76285,907.14212,506.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220013755/0001127602-20-013755-index.htm
2020-09-01David M WalkerChief Risk OfficerSell3,800.0053.41202,947.36213,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220024734/0001127602-20-024734-index.htm
2020-03-04ANNE MCCALLIONDirectorSell1,900.0038.1672,513.12213,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220009853/0001127602-20-009853-index.htm
2020-03-04ANNE MCCALLIONDirectorSell3,100.0037.36115,824.06215,820.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220009853/0001127602-20-009853-index.htm
2020-09-01David M WalkerChief Risk OfficerSell6,200.0052.57325,935.86216,885.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220024734/0001127602-20-024734-index.htm
2020-02-21ANNE MCCALLIONDirectorSell5,000.0035.33176,650.00218,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220007373/0001127602-20-007373-index.htm
2020-08-19David M WalkerChief Risk OfficerSell10,000.0048.67486,701.00223,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220023940/0001127602-20-023940-index.htm
2020-04-13ANNE MCCALLIONDirectorSell400.0026.5710,628.00223,606.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220013755/0001127602-20-013755-index.htm
2020-02-20ANNE MCCALLIONDirectorSell5,000.0034.93174,650.00223,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220007373/0001127602-20-007373-index.htm
2020-04-13ANNE MCCALLIONDirectorSell4,600.0025.94119,335.04224,006.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220013755/0001127602-20-013755-index.htm
2020-06-01JOSEPH F MAZZELLADirectorSell14,776.0034.38507,941.25224,031.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220018761/0001127602-20-018761-index.htm
2019-10-21STANFORD L KURLANDExecutive ChairmanSell15,000.0033.18497,743.50225,695.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219030884/0001127602-19-030884-index.htm
2020-02-07ANNE MCCALLIONDirectorSell100.0038.953,894.50228,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220004431/0001127602-20-004431-index.htm
2020-02-07ANNE MCCALLIONDirectorSell4,100.0038.20156,639.27229,020.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220004431/0001127602-20-004431-index.htm
2020-08-18David M WalkerChief Risk OfficerSell2,503.0048.83122,212.23233,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220023940/0001127602-20-023940-index.htm
2020-02-07ANNE MCCALLIONDirectorSell800.0037.7130,169.04233,120.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220004431/0001127602-20-004431-index.htm
2020-02-06ANNE MCCALLIONDirectorSell5,000.0036.03180,150.00233,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220004431/0001127602-20-004431-index.htm
2020-08-18David M WalkerChief Risk OfficerSell7,497.0048.20361,370.39235,588.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220023940/0001127602-20-023940-index.htm
2020-06-01JOSEPH F MAZZELLADirectorSell3,224.0033.92109,356.79238,807.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220018761/0001127602-20-018761-index.htm
2020-01-23ANNE MCCALLIONDirectorSell5,000.0033.83169,150.00238,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220002370/0001127602-20-002370-index.htm
2019-10-18STANFORD L KURLANDExecutive ChairmanSell15,000.0032.74491,119.50240,695.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219030884/0001127602-19-030884-index.htm
2020-05-01JOSEPH F MAZZELLADirectorSell1,320.0028.8538,086.75242,031.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220015455/0001127602-20-015455-index.htm
2020-08-07David M WalkerChief Risk OfficerSell100.0055.235,523.00243,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220023299/0001127602-20-023299-index.htm
2020-08-07David M WalkerChief Risk OfficerSell400.0053.6121,443.52243,185.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220023299/0001127602-20-023299-index.htm
2020-05-01JOSEPH F MAZZELLADirectorSell16,680.0028.06468,045.80243,351.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220015455/0001127602-20-015455-index.htm
2020-08-07David M WalkerChief Risk OfficerSell1,252.0052.7165,998.43243,585.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220023299/0001127602-20-023299-index.htm
2020-01-22ANNE MCCALLIONDirectorSell5,000.0033.94169,700.00243,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220002370/0001127602-20-002370-index.htm
2020-08-07David M WalkerChief Risk OfficerSell4,218.0051.79218,436.72244,837.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220023299/0001127602-20-023299-index.htm
2019-11-18Jeffrey GroginChief Enterprise Ops OfficerSell8,628.0032.12277,112.3824,806.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219033282/0001127602-19-033282-index.htm
2020-01-08ANNE MCCALLIONDirectorSell5,000.0033.24166,200.00248,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220001376/0001127602-20-001376-index.htm
2020-08-07David M WalkerChief Risk OfficerSell4,030.0051.07205,792.76249,055.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220023299/0001127602-20-023299-index.htm
2020-08-06David M WalkerChief Risk OfficerSell1,100.0050.9956,093.95253,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220023299/0001127602-20-023299-index.htm
2020-01-07ANNE MCCALLIONDirectorSell5,000.0033.53167,650.00253,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220001376/0001127602-20-001376-index.htm
2020-08-06David M WalkerChief Risk OfficerSell8,900.0050.25447,204.53254,185.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220023299/0001127602-20-023299-index.htm
2019-10-17STANFORD L KURLANDExecutive ChairmanSell15,000.0032.25483,819.00255,695.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219030884/0001127602-19-030884-index.htm
2019-12-19ANNE MCCALLIONDirectorSell5,000.0033.85169,250.00258,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219035684/0001127602-19-035684-index.htm
2018-07-17Matthew BoteinDirectorSell10,000.0019.41194,095.0025,893.00https://www.sec.gov/Archives/edgar/data/1568669/000112760218023450/0001127602-18-023450-index.htm
2018-07-24Matthew BoteinDirectorSell10,000.0019.64196,443.0025,893.00https://www.sec.gov/Archives/edgar/data/1568669/000112760218023834/0001127602-18-023834-index.htm
2018-07-31Matthew BoteinDirectorSell10,000.0019.11191,097.0025,893.00https://www.sec.gov/Archives/edgar/data/1568669/000112760218024295/0001127602-18-024295-index.htm
2018-08-07Matthew BoteinDirectorSell10,000.0021.17211,654.0025,893.00https://www.sec.gov/Archives/edgar/data/1568669/000112760218024993/0001127602-18-024993-index.htm
2018-08-14Matthew BoteinDirectorSell10,000.0021.12211,238.0025,893.00https://www.sec.gov/Archives/edgar/data/1568669/000112760218025500/0001127602-18-025500-index.htm
2020-04-14JOSEPH F MAZZELLADirectorSell8,768.0027.17238,184.47260,031.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220013757/0001127602-20-013757-index.htm
2019-12-18ANNE MCCALLIONDirectorSell5,000.0033.74168,700.00263,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219035684/0001127602-19-035684-index.htm
2019-03-15David M WalkerChief Risk OfficerBuy5,551.0026,563.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219012298/0001127602-19-012298-index.htm
2020-07-22David M WalkerChief Risk OfficerSell5,000.0044.71223,565.50268,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220022051/0001127602-20-022051-index.htm
2020-04-09JOSEPH F MAZZELLADirectorSell9,232.0027.07249,895.47268,799.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220013649/0001127602-20-013649-index.htm
2019-12-06ANNE MCCALLIONDirectorSell5,000.0033.98169,900.00268,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219034487/0001127602-19-034487-index.htm
2019-09-12STANFORD L KURLANDExecutive ChairmanSell5,000.0030.64153,222.50270,695.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219028267/0001127602-19-028267-index.htm
2020-07-21David M WalkerChief Risk OfficerSell300.0044.4813,343.01273,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220022051/0001127602-20-022051-index.htm
2020-07-21David M WalkerChief Risk OfficerSell9,700.0043.96426,397.45273,385.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220022051/0001127602-20-022051-index.htm
2019-12-05ANNE MCCALLIONDirectorSell5,000.0033.82169,100.00273,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219034487/0001127602-19-034487-index.htm
2019-09-12STANFORD L KURLANDExecutive ChairmanSell10,000.0030.65306,452.00275,695.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219028267/0001127602-19-028267-index.htm
2020-03-02JOSEPH F MAZZELLADirectorSell2,830.0036.06102,060.55278,031.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220009255/0001127602-20-009255-index.htm
2019-11-20ANNE MCCALLIONDirectorSell700.0034.3524,045.00278,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219033516/0001127602-19-033516-index.htm
2019-11-20ANNE MCCALLIONDirectorSell4,300.0033.59144,437.00279,620.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219033516/0001127602-19-033516-index.htm
2020-03-02JOSEPH F MAZZELLADirectorSell15,170.0035.50538,484.94280,861.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220009255/0001127602-20-009255-index.htm
2019-03-15Doug JonesChief Mtge Bnkg OfcrBuy11,097.0028,100.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219012271/0001127602-19-012271-index.htm
2020-07-09David M WalkerChief Risk OfficerSell10,000.0040.07400,654.00283,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220021336/0001127602-20-021336-index.htm
2019-11-19ANNE MCCALLIONDirectorSell1,900.0033.8064,227.60283,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219033516/0001127602-19-033516-index.htm
2019-09-11STANFORD L KURLANDExecutive ChairmanSell5,000.0031.11155,559.50285,695.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219028267/0001127602-19-028267-index.htm
2019-11-19ANNE MCCALLIONDirectorSell3,100.0033.26103,114.99285,820.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219033516/0001127602-19-033516-index.htm
2020-04-28Jeffrey GroginChief Enterprise Ops OfficerSell36,900.0029.061,072,487.4328,761.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220014928/0001127602-20-014928-index.htm
2020-05-01Jeffrey GroginChief Enterprise Ops OfficerSell4,617.0029.24135,020.0128,761.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220015461/0001127602-20-015461-index.htm
2020-05-05Jeffrey GroginChief Enterprise Ops OfficerSell4,609.0029.35135,295.3528,761.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220015461/0001127602-20-015461-index.htm
2020-06-01Jeffrey GroginChief Enterprise Ops OfficerSell4,522.0034.28155,007.3828,761.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220018759/0001127602-20-018759-index.htm
2020-07-01Jeffrey GroginChief Enterprise Ops OfficerSell9,225.0041.40381,944.5228,761.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220021219/0001127602-20-021219-index.htm
2020-08-03Jeffrey GroginChief Enterprise Ops OfficerSell9,225.0048.00442,754.8028,761.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220022941/0001127602-20-022941-index.htm
2020-09-01Jeffrey GroginChief Enterprise Ops OfficerSell1,017.0052.9653,857.4728,761.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220024724/0001127602-20-024724-index.htm
2020-10-01Jeffrey GroginChief Enterprise Ops OfficerSell400.0059.0223,609.0028,761.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220026395/0001127602-20-026395-index.htm
2020-11-02Jeffrey GroginChief Enterprise Ops OfficerSell2,900.0051.67149,835.1728,761.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220028045/0001127602-20-028045-index.htm
2019-11-05ANNE MCCALLIONDirectorSell5,000.0030.34151,700.00288,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219032056/0001127602-19-032056-index.htm
2020-05-05Jeffrey GroginChief Enterprise Ops OfficerBuy156.0017.262,692.5628,917.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220015461/0001127602-20-015461-index.htm
2019-09-11STANFORD L KURLANDExecutive ChairmanSell10,000.0031.10311,037.00290,695.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219028267/0001127602-19-028267-index.htm
2020-10-01Jeffrey GroginChief Enterprise Ops OfficerSell3,700.0058.51216,498.8429,161.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220026395/0001127602-20-026395-index.htm
2020-07-08David M WalkerChief Risk OfficerSell1,027.0040.6241,713.66293,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220021336/0001127602-20-021336-index.htm
2019-11-04ANNE MCCALLIONDirectorSell700.0030.7221,503.51293,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219032056/0001127602-19-032056-index.htm
2020-07-08David M WalkerChief Risk OfficerSell8,973.0039.99358,812.32294,112.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220021336/0001127602-20-021336-index.htm
2019-11-04ANNE MCCALLIONDirectorSell4,300.0029.92128,652.13294,620.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219032056/0001127602-19-032056-index.htm
2020-02-03JOSEPH F MAZZELLADirectorSell18,000.0033.94610,948.80296,031.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220003837/0001127602-20-003837-index.htm
2020-09-01Jeffrey GroginChief Enterprise Ops OfficerSell8,208.0052.53431,191.6829,778.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220024724/0001127602-20-024724-index.htm
2019-10-24ANNE MCCALLIONDirectorSell5,000.0031.62158,100.00298,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219031084/0001127602-19-031084-index.htm
2018-07-16David M WalkerChief Risk OfficerSell5,000.0019.3496,694.0030.00https://www.sec.gov/Archives/edgar/data/1568669/000112760218023448/0001127602-18-023448-index.htm
2018-07-17David M WalkerChief Risk OfficerSell5,000.0019.3696,788.0030.00https://www.sec.gov/Archives/edgar/data/1568669/000112760218023448/0001127602-18-023448-index.htm
2018-07-30David M WalkerChief Risk OfficerSell5,000.0019.2896,419.0030.00https://www.sec.gov/Archives/edgar/data/1568669/000112760218024274/0001127602-18-024274-index.htm
2018-07-31David M WalkerChief Risk OfficerSell5,000.0019.1195,559.5030.00https://www.sec.gov/Archives/edgar/data/1568669/000112760218024274/0001127602-18-024274-index.htm
2019-09-10STANFORD L KURLANDExecutive ChairmanSell5,000.0030.38151,897.50300,695.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219028267/0001127602-19-028267-index.htm
2019-03-15ANNE MCCALLIONChief Enterprise Ops OfficerBuy22,687.0030,276.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219012288/0001127602-19-012288-index.htm
2020-06-18David M WalkerChief Risk OfficerSell900.0042.7738,489.40303,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220020101/0001127602-20-020101-index.htm
2019-10-23ANNE MCCALLIONDirectorSell5,000.0032.29161,450.00303,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219031084/0001127602-19-031084-index.htm
2020-06-18David M WalkerChief Risk OfficerSell9,100.0042.09382,991.70303,985.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220020101/0001127602-20-020101-index.htm
2019-09-10STANFORD L KURLANDExecutive ChairmanSell10,000.0030.39303,871.00305,695.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219028267/0001127602-19-028267-index.htm
2019-10-09ANNE MCCALLIONDirectorSell5,000.0031.19155,950.00308,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219030391/0001127602-19-030391-index.htm
2020-05-01Jeffrey GroginChief Enterprise Ops OfficerBuy2,317.0017.2639,991.4231,078.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220015461/0001127602-20-015461-index.htm
2020-07-22Matthew BoteinDirectorSell3,190.0044.66142,464.12311,802.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220022011/0001127602-20-022011-index.htm
2020-06-17David M WalkerChief Risk OfficerSell1,700.0042.3371,959.30313,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220020101/0001127602-20-020101-index.htm
2019-03-15Patrick KinsellaDirectorBuy4,450.0031,335.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219011740/0001127602-19-011740-index.htm
2019-08-23STANFORD L KURLANDExecutive ChairmanSell5,000.0028.41142,036.0031,347.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219027330/0001127602-19-027330-index.htm
2020-03-17ANNE MCCALLIONDirectorBuy18,110.0031,354.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220011360/0001127602-20-011360-index.htm
2019-10-08ANNE MCCALLIONDirectorSell5,000.0031.22156,100.00313,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219030391/0001127602-19-030391-index.htm
2020-01-15JOSEPH F MAZZELLADirectorSell18,000.0033.96611,285.40314,031.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220001864/0001127602-20-001864-index.htm
2020-06-17David M WalkerChief Risk OfficerSell8,300.0041.86347,404.80314,785.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220020101/0001127602-20-020101-index.htm
2020-07-21Matthew BoteinDirectorSell3,095.0044.16136,687.27314,992.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220022011/0001127602-20-022011-index.htm
2020-11-02Jeffrey GroginChief Enterprise Ops OfficerSell6,325.0051.08323,077.2131,661.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220028045/0001127602-20-028045-index.htm
2020-07-20Matthew BoteinDirectorSell13,615.0044.04599,574.65318,087.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220022011/0001127602-20-022011-index.htm
2019-09-24ANNE MCCALLIONDirectorSell5,000.0031.10155,500.00318,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219029063/0001127602-19-029063-index.htm
2020-11-02Jeffrey GroginChief Enterprise Ops OfficerBuy3,446.0017.5260,373.9232,207.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220028045/0001127602-20-028045-index.htm
2020-06-03David M WalkerChief Risk OfficerSell1,204.0036.3343,739.03323,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220018763/0001127602-20-018763-index.htm
2019-09-23ANNE MCCALLIONDirectorSell5,000.0031.63158,150.00323,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219029063/0001127602-19-029063-index.htm
2020-06-03David M WalkerChief Risk OfficerSell8,796.0035.80314,864.25324,289.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220018763/0001127602-20-018763-index.htm
2020-10-01Jeffrey GroginChief Enterprise Ops OfficerSell5,125.0057.29293,603.5632,861.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220026395/0001127602-20-026395-index.htm
2019-08-09ANNE MCCALLIONDirectorSell5,000.0026.67133,350.00328,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219026358/0001127602-19-026358-index.htm
2020-07-17Matthew BoteinDirectorSell100.0044.014,401.00331,702.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220021784/0001127602-20-021784-index.htm
2020-07-17Matthew BoteinDirectorSell16,289.0043.52708,890.76331,802.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220021784/0001127602-20-021784-index.htm
2019-11-20JOSEPH F MAZZELLADirectorSell395.0034.2613,532.74332,031.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219033514/0001127602-19-033514-index.htm
2019-12-06Doug JonesChief Mtge Bnkg OfcrSell9,000.0033.97305,696.7033,205.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219034474/0001127602-19-034474-index.htm
2019-11-20JOSEPH F MAZZELLADirectorSell34,605.0033.771,168,576.25332,426.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219033514/0001127602-19-033514-index.htm
2020-06-01Jeffrey GroginChief Enterprise Ops OfficerSell4,704.0033.85159,237.9333,283.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220018759/0001127602-20-018759-index.htm
2019-03-15Emily Ann YoussoufDirectorBuy4,450.0033,292.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219011730/0001127602-19-011730-index.htm
2020-06-02David M WalkerChief Risk OfficerSell100.0035.503,549.97333,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220018763/0001127602-20-018763-index.htm
2020-06-02David M WalkerChief Risk OfficerSell9,900.0035.19348,398.82333,185.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220018763/0001127602-20-018763-index.htm
2018-08-07James K HuntDirectorBuy1,865.0019.3035,994.5033,325.00https://www.sec.gov/Archives/edgar/data/1568669/000112760218024834/0001127602-18-024834-index.htm
2020-05-05Jeffrey GroginChief Enterprise Ops OfficerBuy4,453.0021.0393,646.5933,370.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220015461/0001127602-20-015461-index.htm
2020-05-01Jeffrey GroginChief Enterprise Ops OfficerBuy2,300.0021.0348,369.0033,378.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220015461/0001127602-20-015461-index.htm
2019-08-08ANNE MCCALLIONDirectorSell5,000.0026.78133,900.00333,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219026358/0001127602-19-026358-index.htm
2020-03-11STANFORD L KURLANDDirectorSell100.0036.873,687.0033,695.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220010307/0001127602-20-010307-index.htm
2020-03-11STANFORD L KURLANDDirectorSell500.0035.9517,976.5033,795.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220010307/0001127602-20-010307-index.htm
2019-07-31ANNE MCCALLIONDirectorSell5,000.0024.27121,350.00338,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219025673/0001127602-19-025673-index.htm
2020-02-26Patrick KinsellaDirectorBuy2,911.0034,246.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220008245/0001127602-20-008245-index.htm
2020-03-11STANFORD L KURLANDDirectorSell400.0035.1114,042.1234,295.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220010307/0001127602-20-010307-index.htm
2020-05-20David M WalkerChief Risk OfficerSell10,000.0031.71317,085.00343,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220017608/0001127602-20-017608-index.htm
2019-07-30ANNE MCCALLIONDirectorSell5,000.0024.41122,050.00343,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219025673/0001127602-19-025673-index.htm
2020-03-10STANFORD L KURLANDDirectorSell900.0036.6132,948.0134,695.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220010307/0001127602-20-010307-index.htm
2020-07-16Matthew BoteinDirectorSell3,711.0043.03159,674.31348,091.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220021784/0001127602-20-021784-index.htm
2019-07-18ANNE MCCALLIONDirectorSell5,000.0023.65118,250.00348,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219024936/0001127602-19-024936-index.htm
2020-03-17Jeffrey GroginChief Enterprise Ops OfficerBuy18,110.0035,024.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220011351/0001127602-20-011351-index.htm
2020-07-15Matthew BoteinDirectorSell20,000.0042.23844,568.00351,802.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220021784/0001127602-20-021784-index.htm
2020-05-19David M WalkerChief Risk OfficerSell7,400.0030.39224,857.14353,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220017608/0001127602-20-017608-index.htm
2019-07-17ANNE MCCALLIONDirectorSell5,000.0023.27116,350.00353,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219024936/0001127602-19-024936-index.htm
2020-03-10STANFORD L KURLANDDirectorSell2,200.0035.7678,677.2835,595.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220010307/0001127602-20-010307-index.htm
2019-07-03ANNE MCCALLIONDirectorSell5,000.0022.93114,650.00358,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219024033/0001127602-19-024033-index.htm
2018-07-17Matthew BoteinDirectorBuy10,000.0035,893.00https://www.sec.gov/Archives/edgar/data/1568669/000112760218023450/0001127602-18-023450-index.htm
2018-07-24Matthew BoteinDirectorBuy10,000.0035,893.00https://www.sec.gov/Archives/edgar/data/1568669/000112760218023834/0001127602-18-023834-index.htm
2018-07-31Matthew BoteinDirectorBuy10,000.0035,893.00https://www.sec.gov/Archives/edgar/data/1568669/000112760218024295/0001127602-18-024295-index.htm
2018-08-07Matthew BoteinDirectorBuy10,000.0035,893.00https://www.sec.gov/Archives/edgar/data/1568669/000112760218024993/0001127602-18-024993-index.htm
2018-08-14Matthew BoteinDirectorBuy10,000.0035,893.00https://www.sec.gov/Archives/edgar/data/1568669/000112760218025500/0001127602-18-025500-index.htm
2020-05-19David M WalkerChief Risk OfficerSell2,600.0029.3376,255.92360,485.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220017608/0001127602-20-017608-index.htm
2020-08-03Jeffrey GroginChief Enterprise Ops OfficerBuy7,292.0017.26125,859.9236,053.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220022941/0001127602-20-022941-index.htm
2020-02-26Emily Ann YoussoufDirectorBuy2,911.0036,203.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220008254/0001127602-20-008254-index.htm
2020-05-08David M WalkerChief Risk OfficerSell4,698.0031.25146,803.57363,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220015989/0001127602-20-015989-index.htm
2019-08-23STANFORD L KURLANDExecutive ChairmanSell10,000.0028.41284,081.0036,347.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219027330/0001127602-19-027330-index.htm
2019-07-02ANNE MCCALLIONDirectorSell5,000.0022.70113,500.00363,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219024033/0001127602-19-024033-index.htm
2019-11-19JOSEPH F MAZZELLADirectorSell40,000.0033.661,346,420.00367,031.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219033514/0001127602-19-033514-index.htm
2020-05-08David M WalkerChief Risk OfficerSell5,302.0030.53161,884.91367,783.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220015989/0001127602-20-015989-index.htm
2019-06-21ANNE MCCALLIONChief Enterprise Ops OfficerSell5,000.0022.03110,150.00368,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219022670/0001127602-19-022670-index.htm
2020-07-15Matthew BoteinDirectorSell3,812.0042.53162,130.84371,802.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220021784/0001127602-20-021784-index.htm
2020-05-07David M WalkerChief Risk OfficerSell10,000.0028.72287,162.00373,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220015989/0001127602-20-015989-index.htm
2019-06-20ANNE MCCALLIONChief Enterprise Ops OfficerSell5,000.0021.78108,900.00373,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219022670/0001127602-19-022670-index.htm
2020-07-15Matthew BoteinDirectorSell16,188.0042.06680,902.89375,614.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220021784/0001127602-20-021784-index.htm
2020-03-10STANFORD L KURLANDDirectorSell1,900.0034.9566,411.8437,795.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220010307/0001127602-20-010307-index.htm
2019-06-04ANNE MCCALLIONChief Enterprise Ops OfficerSell5,000.0021.51107,550.00378,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219020920/0001127602-19-020920-index.htm
2020-07-01Jeffrey GroginChief Enterprise Ops OfficerBuy9,225.0017.26159,223.5037,986.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220021219/0001127602-20-021219-index.htm
2020-08-03Jeffrey GroginChief Enterprise Ops OfficerBuy1,933.0017.5233,866.1637,986.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220022941/0001127602-20-022941-index.htm
2020-09-01Jeffrey GroginChief Enterprise Ops OfficerBuy9,225.0017.52161,622.0037,986.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220024724/0001127602-20-024724-index.htm
2020-10-01Jeffrey GroginChief Enterprise Ops OfficerBuy9,225.0017.52161,622.0037,986.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220026395/0001127602-20-026395-index.htm
2020-11-02Jeffrey GroginChief Enterprise Ops OfficerBuy5,779.0018.05104,310.9537,986.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220028045/0001127602-20-028045-index.htm
2020-06-01Jeffrey GroginChief Enterprise Ops OfficerBuy9,226.0017.26159,240.7637,987.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220018759/0001127602-20-018759-index.htm
2019-03-15Gregory L HendryMD, Chief Accounting OfficerBuy1,354.0038,063.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219012247/0001127602-19-012247-index.htm
2020-04-24David M WalkerChief Risk OfficerSell200.0027.105,419.02383,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220014499/0001127602-20-014499-index.htm
2020-02-10JOSEPH F MAZZELLADirectorBuy728.0034.0824,810.24383,238.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220005123/0001127602-20-005123-index.htm
2020-04-24David M WalkerChief Risk OfficerSell4,800.0026.57127,530.72383,285.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220014499/0001127602-20-014499-index.htm
2019-05-23ANNE MCCALLIONChief Enterprise Ops OfficerSell5,000.0022.53112,650.00383,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219019888/0001127602-19-019888-index.htm
2020-02-26JOSEPH F MAZZELLADirectorBuy2,911.00386,149.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220008241/0001127602-20-008241-index.htm
2020-05-11JOSEPH F MAZZELLADirectorBuy952.0026.0524,799.60387,101.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220016466/0001127602-20-016466-index.htm
2020-08-10JOSEPH F MAZZELLADirectorBuy613.0040.4424,789.72387,714.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220023490/0001127602-20-023490-index.htm
2020-04-23David M WalkerChief Risk OfficerSell500.0028.3114,154.55388,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220014499/0001127602-20-014499-index.htm
2020-04-23David M WalkerChief Risk OfficerSell9,500.0027.70263,176.60388,585.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220014499/0001127602-20-014499-index.htm
2019-05-22ANNE MCCALLIONChief Enterprise Ops OfficerSell5,000.0022.94114,700.00388,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219019888/0001127602-19-019888-index.htm
2020-07-15Matthew BoteinDirectorSell1,400.0042.5959,630.06391,802.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220021784/0001127602-20-021784-index.htm
2020-07-15Matthew BoteinDirectorSell18,600.0042.11783,277.62393,202.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220021784/0001127602-20-021784-index.htm
2019-05-07ANNE MCCALLIONChief Enterprise Ops OfficerSell5,000.0023.31116,550.00393,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219017782/0001127602-19-017782-index.htm
2019-03-15JOSEPH F MAZZELLADirectorBuy4,450.00394,533.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219011709/0001127602-19-011709-index.htm
2019-05-06JOSEPH F MAZZELLADirectorBuy1,098.0022.5824,792.84395,631.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219017617/0001127602-19-017617-index.htm
2019-08-05JOSEPH F MAZZELLADirectorBuy1,081.0022.9424,798.14396,712.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219026184/0001127602-19-026184-index.htm
2020-03-10STANFORD L KURLANDDirectorSell1,349.0036.6049,370.5739,695.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220010307/0001127602-20-010307-index.htm
2019-11-04JOSEPH F MAZZELLADirectorBuy798.0031.0824,801.84397,510.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219032062/0001127602-19-032062-index.htm
2020-04-08David M WalkerChief Risk OfficerSell15,000.0024.18362,649.00398,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220013524/0001127602-20-013524-index.htm
2019-05-06ANNE MCCALLIONChief Enterprise Ops OfficerSell5,000.0023.47117,350.00398,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219017782/0001127602-19-017782-index.htm
2019-03-15James K HuntDirectorBuy4,450.0040,007.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219011705/0001127602-19-011705-index.htm
2020-03-20Patrick KinsellaDirectorBuy5,800.0017.0598,880.7240,046.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220011649/0001127602-20-011649-index.htm
2019-03-15Gregory L HendryMD, Chief Accounting OfficerBuy2,307.0040,370.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219012247/0001127602-19-012247-index.htm
2019-04-17ANNE MCCALLIONChief Enterprise Ops OfficerSell5,000.0022.71113,550.00403,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219015736/0001127602-19-015736-index.htm
2020-02-26Gregory L HendryMD, Chief Accounting OfficerBuy999.0040,582.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220008228/0001127602-20-008228-index.htm
2019-04-16ANNE MCCALLIONChief Enterprise Ops OfficerSell5,000.0022.69113,450.00408,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219015736/0001127602-19-015736-index.htm
2020-03-10STANFORD L KURLANDDirectorSell3,451.0035.76123,413.6341,044.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220010307/0001127602-20-010307-index.htm
2020-03-06Matthew BoteinDirectorSell5,687.0037.18211,426.74411,802.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220009861/0001127602-20-009861-index.htm
2020-03-12David M WalkerChief Risk OfficerSell532.0032.2217,143.59413,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220010635/0001127602-20-010635-index.htm
2020-03-12David M WalkerChief Risk OfficerSell1,568.0031.3949,219.99413,617.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220010635/0001127602-20-010635-index.htm
2019-04-04ANNE MCCALLIONChief Enterprise Ops OfficerSell5,000.0022.60113,000.00413,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219014916/0001127602-19-014916-index.htm
2020-02-26Doug JonesChief Mtge Bnkg OfcrBuy8,207.0041,412.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220008224/0001127602-20-008224-index.htm
2020-02-13Matthew BoteinDirectorSell15,000.0035.35530,203.50414,578.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220005668/0001127602-20-005668-index.htm
2020-03-12David M WalkerChief Risk OfficerSell2,900.0030.5188,482.48415,185.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220010635/0001127602-20-010635-index.htm
2020-02-26Matthew BoteinDirectorBuy2,911.00417,489.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220008243/0001127602-20-008243-index.htm
2020-03-17Gregory L HendryMD, Chief Accounting OfficerBuy1,775.0041,781.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220011354/0001127602-20-011354-index.htm
2020-03-11David M WalkerChief Risk OfficerSell700.0036.6825,675.44418,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220010635/0001127602-20-010635-index.htm
2020-03-11David M WalkerChief Risk OfficerSell3,400.0035.86121,909.04418,785.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220010635/0001127602-20-010635-index.htm
2019-04-03ANNE MCCALLIONChief Enterprise Ops OfficerSell5,000.0022.50112,500.00418,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219014916/0001127602-19-014916-index.htm
2020-03-11David M WalkerChief Risk OfficerSell900.0034.6531,185.99422,185.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220010635/0001127602-20-010635-index.htm
2020-02-26David M WalkerChief Risk OfficerSell200.0035.707,140.00423,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220008216/0001127602-20-008216-index.htm
2020-02-26David M WalkerChief Risk OfficerSell4,800.0035.16168,771.36423,285.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220008216/0001127602-20-008216-index.htm
2019-03-21ANNE MCCALLIONChief Enterprise Ops OfficerSell1,800.0021.9839,564.00423,920.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219012935/0001127602-19-012935-index.htm
2019-03-20ANNE MCCALLIONChief Enterprise Ops OfficerSell5,000.0022.29111,450.00425,720.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219012935/0001127602-19-012935-index.htm
2020-02-25David M WalkerChief Risk OfficerSell5,000.0035.66178,277.00428,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220008216/0001127602-20-008216-index.htm
2020-02-26James K HuntDirectorBuy2,911.0042,918.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220008249/0001127602-20-008249-index.htm
2020-02-12Matthew BoteinDirectorSell3,004.0038.21114,778.33429,578.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220005138/0001127602-20-005138-index.htm
2019-03-05ANNE MCCALLIONChief Enterprise Ops OfficerSell5,000.0022.90114,500.00430,720.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219010135/0001127602-19-010135-index.htm
2020-02-12Matthew BoteinDirectorSell16,996.0037.50637,356.80432,582.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220005138/0001127602-20-005138-index.htm
2020-02-14David M WalkerChief Risk OfficerSell5,000.0035.26176,317.00433,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220005775/0001127602-20-005775-index.htm
2019-03-04ANNE MCCALLIONChief Enterprise Ops OfficerSell5,000.0023.08115,400.00435,720.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219010135/0001127602-19-010135-index.htm
2020-02-13David M WalkerChief Risk OfficerSell5,000.0035.30176,508.50438,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220005775/0001127602-20-005775-index.htm
2020-01-24David M WalkerChief Risk OfficerSell5,000.0033.91169,559.50443,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220002372/0001127602-20-002372-index.htm
2020-03-10STANFORD L KURLANDDirectorSell2,700.0034.9594,376.3444,495.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220010307/0001127602-20-010307-index.htm
2019-03-15Vandad FartajChief Investment OfficerBuy8,998.0044,712.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219012242/0001127602-19-012242-index.htm
2020-01-23David M WalkerChief Risk OfficerSell5,000.0033.83169,146.00448,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220002372/0001127602-20-002372-index.htm
2020-02-11Matthew BoteinDirectorSell20,000.0037.95758,918.00449,578.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220005138/0001127602-20-005138-index.htm
2020-01-08David M WalkerChief Risk OfficerSell5,000.0033.24166,218.50453,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220001378/0001127602-20-001378-index.htm
2019-03-15STANFORD L KURLANDExecutive ChairmanBuy153,653.00453,877.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219012283/0001127602-19-012283-index.htm
2020-02-26David M WalkerChief Risk OfficerBuy3,746.0045,683.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220008216/0001127602-20-008216-index.htm
2020-01-07David M WalkerChief Risk OfficerSell5,000.0033.52167,602.50458,085.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220001378/0001127602-20-001378-index.htm
2019-08-22STANFORD L KURLANDExecutive ChairmanSell5,000.0028.42142,085.0046,347.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219027330/0001127602-19-027330-index.htm
2019-03-15Jeffrey A. PerlowitzDirectorBuy4,450.004,645.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219011715/0001127602-19-011715-index.htm
2019-11-19Jeffrey GroginChief Enterprise Ops OfficerSell5,600.0032.73183,305.36468,580.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219033282/0001127602-19-033282-index.htm
2020-02-10Matthew BoteinDirectorSell1,631.0039.1363,827.23469,578.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220005138/0001127602-20-005138-index.htm
2020-02-10Matthew BoteinDirectorSell18,369.0038.22702,022.77471,209.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220005138/0001127602-20-005138-index.htm
2020-03-10STANFORD L KURLANDDirectorSell200.0036.767,351.5047,195.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220010307/0001127602-20-010307-index.htm
2020-03-10STANFORD L KURLANDDirectorSell1,300.0035.8946,656.6147,395.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220010307/0001127602-20-010307-index.htm
2019-11-18Jeffrey GroginChief Enterprise Ops OfficerSell8,400.0032.11269,760.96474,180.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219033282/0001127602-19-033282-index.htm
2020-03-10STANFORD L KURLANDDirectorSell1,000.0035.0035,001.5048,695.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220010307/0001127602-20-010307-index.htm
2019-11-08Matthew BoteinDirectorSell20,000.0030.72614,428.00489,578.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219032369/0001127602-19-032369-index.htm
2019-03-15David M WalkerChief Risk OfficerBuy22,687.0049,250.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219012298/0001127602-19-012298-index.htm
2020-03-09STANFORD L KURLANDDirectorSell100.0036.733,673.0049,695.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220010307/0001127602-20-010307-index.htm
2020-03-09STANFORD L KURLANDDirectorSell7,400.0036.18267,723.1249,795.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220010307/0001127602-20-010307-index.htm
2018-07-18ANNE MCCALLIONChief Enterprise Ops OfficerBuy5,000.005,000.00https://www.sec.gov/Archives/edgar/data/1568669/000112760218023593/0001127602-18-023593-index.htm
2018-07-30ANNE MCCALLIONChief Enterprise Ops OfficerBuy5,000.005,000.00https://www.sec.gov/Archives/edgar/data/1568669/000112760218024292/0001127602-18-024292-index.htm
2018-08-16ANNE MCCALLIONChief Enterprise Ops OfficerBuy5,000.005,000.00https://www.sec.gov/Archives/edgar/data/1568669/000112760218025719/0001127602-18-025719-index.htm
2018-08-28ANNE MCCALLIONChief Enterprise Ops OfficerBuy5,000.005,000.00https://www.sec.gov/Archives/edgar/data/1568669/000112760218026476/0001127602-18-026476-index.htm
2018-09-12ANNE MCCALLIONChief Enterprise Ops OfficerBuy5,000.005,000.00https://www.sec.gov/Archives/edgar/data/1568669/000112760218027523/0001127602-18-027523-index.htm
2018-09-25ANNE MCCALLIONChief Enterprise Ops OfficerBuy5,000.005,000.00https://www.sec.gov/Archives/edgar/data/1568669/000112760218028444/0001127602-18-028444-index.htm
2018-10-11ANNE MCCALLIONChief Enterprise Ops OfficerBuy5,000.005,000.00https://www.sec.gov/Archives/edgar/data/1568669/000112760218030060/0001127602-18-030060-index.htm
2018-10-23ANNE MCCALLIONChief Enterprise Ops OfficerBuy5,000.005,000.00https://www.sec.gov/Archives/edgar/data/1568669/000112760218030931/0001127602-18-030931-index.htm
2018-07-16David M WalkerChief Risk OfficerBuy5,000.005,030.00https://www.sec.gov/Archives/edgar/data/1568669/000112760218023448/0001127602-18-023448-index.htm
2018-07-17David M WalkerChief Risk OfficerBuy5,000.005,030.00https://www.sec.gov/Archives/edgar/data/1568669/000112760218023448/0001127602-18-023448-index.htm
2018-07-30David M WalkerChief Risk OfficerBuy5,000.005,030.00https://www.sec.gov/Archives/edgar/data/1568669/000112760218024274/0001127602-18-024274-index.htm
2018-07-31David M WalkerChief Risk OfficerBuy5,000.005,030.00https://www.sec.gov/Archives/edgar/data/1568669/000112760218024274/0001127602-18-024274-index.htm
2019-03-15Doug JonesChief Mtge Bnkg OfcrBuy22,687.0050,787.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219012271/0001127602-19-012271-index.htm
2019-11-07Matthew BoteinDirectorSell20,000.0031.00620,064.00509,578.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219032369/0001127602-19-032369-index.htm
2019-08-22STANFORD L KURLANDExecutive ChairmanSell10,000.0028.41284,130.0051,347.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219027330/0001127602-19-027330-index.htm
2019-11-06Matthew BoteinDirectorSell20,000.0031.16623,170.00529,578.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219032369/0001127602-19-032369-index.htm
2019-11-05Matthew BoteinDirectorSell20,000.0030.33606,606.00549,578.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219032059/0001127602-19-032059-index.htm
2020-04-28Jeffrey GroginChief Enterprise Ops OfficerBuy27,771.0011.28313,256.8856,532.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220014928/0001127602-20-014928-index.htm
2018-08-07JOSEPH F MAZZELLADirectorBuy1,220.0019.3023,546.0056,649.00https://www.sec.gov/Archives/edgar/data/1568669/000112760218024835/0001127602-18-024835-index.htm
2019-11-04Matthew BoteinDirectorSell3,635.0030.73111,710.82569,578.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219032059/0001127602-19-032059-index.htm
2020-03-09STANFORD L KURLANDDirectorSell2,500.0036.1890,451.0057,195.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220010307/0001127602-20-010307-index.htm
2019-11-04Matthew BoteinDirectorSell16,365.0029.86488,635.99573,213.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219032059/0001127602-19-032059-index.htm
2020-03-17David M WalkerChief Risk OfficerBuy13,930.0057,561.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220011364/0001127602-20-011364-index.htm
2020-03-09STANFORD L KURLANDDirectorSell5,000.0036.19180,932.5059,695.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220010307/0001127602-20-010307-index.htm
2018-08-07FARHAD NANJIDirectorBuy1,311.0019.3025,302.3060,341.00https://www.sec.gov/Archives/edgar/data/1568669/000112760218024836/0001127602-18-024836-index.htm
2019-08-21STANFORD L KURLANDExecutive ChairmanSell5,000.0027.92139,588.5061,347.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219027330/0001127602-19-027330-index.htm
2019-06-21Matthew BoteinDirectorSell20,000.0021.93438,554.00614,578.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219022672/0001127602-19-022672-index.htm
2019-06-20Matthew BoteinDirectorSell20,000.0021.80436,088.00634,578.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219022672/0001127602-19-022672-index.htm
2020-02-05STANFORD L KURLANDDirectorSell200.0036.077,214.0064,695.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220003839/0001127602-20-003839-index.htm
2020-02-05STANFORD L KURLANDDirectorSell800.0035.3628,291.5264,895.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220003839/0001127602-20-003839-index.htm
2020-03-17Doug JonesChief Mtge Bnkg OfcrBuy27,862.0065,177.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220011356/0001127602-20-011356-index.htm
2020-02-26Vandad FartajChief Investment OfficerBuy6,423.0065,192.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220008256/0001127602-20-008256-index.htm
2019-06-19Matthew BoteinDirectorSell20,000.0021.84436,854.00654,578.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219022288/0001127602-19-022288-index.htm
2020-04-28Jeffrey GroginChief Enterprise Ops OfficerBuy9,129.0021.03191,982.8765,661.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220014928/0001127602-20-014928-index.htm
2020-02-04STANFORD L KURLANDDirectorSell5,000.0034.29171,431.5065,695.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220003839/0001127602-20-003839-index.htm
2019-08-21STANFORD L KURLANDExecutive ChairmanSell10,000.0027.91279,123.0066,347.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219027330/0001127602-19-027330-index.htm
2019-03-15Vandad FartajChief Investment OfficerBuy22,687.0067,399.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219012242/0001127602-19-012242-index.htm
2019-06-18Matthew BoteinDirectorSell20,000.0021.66433,246.00674,578.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219022288/0001127602-19-022288-index.htm
2019-06-17Matthew BoteinDirectorSell20,000.0021.27425,308.00694,578.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219022288/0001127602-19-022288-index.htm
2020-02-04STANFORD L KURLANDDirectorSell7,500.0034.28257,086.5070,695.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220003839/0001127602-20-003839-index.htm
2019-03-15Matthew BoteinDirectorBuy4,450.00714,578.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219011703/0001127602-19-011703-index.htm
2020-02-26STANFORD L KURLANDDirectorBuy7,279.007,279.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220008238/0001127602-20-008238-index.htm
2020-02-26Jeffrey A. PerlowitzDirectorBuy2,911.007,556.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220008247/0001127602-20-008247-index.htm
2019-03-15Mark WiedmanDirectorBuy4,450.0075,563.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219011726/0001127602-19-011726-index.htm
2019-03-12ANNE MCCALLIONChief Enterprise Ops OfficerSell1,500.0022.4333,645.007,589.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219011092/0001127602-19-011092-index.htm
2019-04-01ANNE MCCALLIONChief Enterprise Ops OfficerSell14,559.0022.46326,967.487,589.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219014615/0001127602-19-014615-index.htm
2019-07-15STANFORD L KURLANDExecutive ChairmanSell11,000.0022.94252,316.9076,347.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219024761/0001127602-19-024761-index.htm
2020-10-29STANFORD L KURLANDDirectorSell1,000.0051.2251,220.007,750,990.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220027674/0001127602-20-027674-index.htm
2020-10-28STANFORD L KURLANDDirectorSell4,801.0052.94254,164.947,751,990.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220027674/0001127602-20-027674-index.htm
2020-10-28STANFORD L KURLANDDirectorSell10,199.0052.07531,061.937,756,791.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220027674/0001127602-20-027674-index.htm
2020-10-27STANFORD L KURLANDDirectorSell600.0054.8632,916.007,766,990.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220027674/0001127602-20-027674-index.htm
2020-10-27STANFORD L KURLANDDirectorSell9,333.0053.93503,328.697,767,590.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220027674/0001127602-20-027674-index.htm
2020-10-27STANFORD L KURLANDDirectorSell5,067.0053.13269,209.717,776,923.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220027674/0001127602-20-027674-index.htm
2020-10-15STANFORD L KURLANDDirectorSell600.0066.8240,092.007,781,990.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220026988/0001127602-20-026988-index.htm
2020-10-15STANFORD L KURLANDDirectorSell400.0066.2226,488.007,782,590.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220026988/0001127602-20-026988-index.htm
2020-10-14STANFORD L KURLANDDirectorSell5,800.0067.15389,470.007,782,990.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220026988/0001127602-20-026988-index.htm
2020-10-14STANFORD L KURLANDDirectorSell9,200.0066.27609,684.007,788,790.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220026988/0001127602-20-026988-index.htm
2020-10-13STANFORD L KURLANDDirectorSell3,290.0066.29218,094.107,797,990.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220026988/0001127602-20-026988-index.htm
2020-10-13STANFORD L KURLANDDirectorSell11,710.0065.73769,698.307,801,280.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220026988/0001127602-20-026988-index.htm
2020-09-28STANFORD L KURLANDDirectorSell500.0058.8129,405.007,812,990.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220025808/0001127602-20-025808-index.htm
2020-09-28STANFORD L KURLANDDirectorSell500.0058.2429,120.007,813,490.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220025808/0001127602-20-025808-index.htm
2020-09-25STANFORD L KURLANDDirectorSell600.0056.3433,804.007,813,990.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220025808/0001127602-20-025808-index.htm
2020-09-25STANFORD L KURLANDDirectorSell14,400.0055.75802,800.007,814,590.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220025808/0001127602-20-025808-index.htm
2020-02-04STANFORD L KURLANDDirectorSell2,500.0034.2985,727.0078,195.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220003839/0001127602-20-003839-index.htm
2020-09-24STANFORD L KURLANDDirectorSell200.0056.3911,278.007,828,990.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220025808/0001127602-20-025808-index.htm
2020-09-24STANFORD L KURLANDDirectorSell9,002.0055.69501,321.387,829,190.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220025808/0001127602-20-025808-index.htm
2020-09-24STANFORD L KURLANDDirectorSell5,798.0055.15319,759.707,838,192.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220025808/0001127602-20-025808-index.htm
2020-09-11STANFORD L KURLANDDirectorSell600.0053.4032,040.007,843,990.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220024990/0001127602-20-024990-index.htm
2020-09-11STANFORD L KURLANDDirectorSell600.0052.5631,536.007,844,590.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220024990/0001127602-20-024990-index.htm
2020-09-10STANFORD L KURLANDDirectorSell4,200.0054.13227,346.007,845,190.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220024990/0001127602-20-024990-index.htm
2020-09-10STANFORD L KURLANDDirectorSell10,800.0053.53578,124.007,849,390.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220024990/0001127602-20-024990-index.htm
2020-09-09STANFORD L KURLANDDirectorSell4,706.0053.24250,547.447,860,190.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220024990/0001127602-20-024990-index.htm
2020-09-09STANFORD L KURLANDDirectorSell7,494.0052.76395,383.447,864,896.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220024990/0001127602-20-024990-index.htm
2020-09-09STANFORD L KURLANDDirectorSell2,800.0051.70144,760.007,872,390.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220024990/0001127602-20-024990-index.htm
2020-08-27STANFORD L KURLANDDirectorSell808.0051.9041,935.207,875,190.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220024338/0001127602-20-024338-index.htm
2020-08-27STANFORD L KURLANDDirectorSell14,192.0051.23727,056.167,875,998.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220024338/0001127602-20-024338-index.htm
2020-08-26STANFORD L KURLANDDirectorSell1,600.0050.8081,280.007,890,190.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220024338/0001127602-20-024338-index.htm
2020-08-26STANFORD L KURLANDDirectorSell13,400.0050.34674,556.007,891,790.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220024338/0001127602-20-024338-index.htm
2020-08-25STANFORD L KURLANDDirectorSell339.0051.0417,302.567,905,190.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220024338/0001127602-20-024338-index.htm
2020-08-25STANFORD L KURLANDDirectorSell3,849.0050.30193,604.707,905,529.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220024338/0001127602-20-024338-index.htm
2020-08-25STANFORD L KURLANDDirectorSell10,812.0049.48534,977.767,909,378.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220024338/0001127602-20-024338-index.htm
2020-08-12STANFORD L KURLANDDirectorSell1,959.0053.51104,826.097,920,190.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220023494/0001127602-20-023494-index.htm
2020-08-12STANFORD L KURLANDDirectorSell13,041.0052.96690,651.367,922,149.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220023494/0001127602-20-023494-index.htm
2020-08-11STANFORD L KURLANDDirectorSell600.0053.0031,800.007,935,190.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220023494/0001127602-20-023494-index.htm
2020-08-11STANFORD L KURLANDDirectorSell14,400.0052.40754,560.007,935,790.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220023494/0001127602-20-023494-index.htm
2020-08-10STANFORD L KURLANDDirectorSell800.0053.6742,936.007,950,190.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220023494/0001127602-20-023494-index.htm
2020-08-10STANFORD L KURLANDDirectorSell1,900.0052.93100,567.007,950,990.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220023494/0001127602-20-023494-index.htm
2020-08-10STANFORD L KURLANDDirectorSell12,300.0051.93638,739.007,952,890.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220023494/0001127602-20-023494-index.htm
2020-07-31STANFORD L KURLANDDirectorSell1,800.0048.2386,814.007,965,190.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220022434/0001127602-20-022434-index.htm
2020-07-31STANFORD L KURLANDDirectorSell13,200.0047.64628,848.007,966,990.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220022434/0001127602-20-022434-index.htm
2020-07-30STANFORD L KURLANDDirectorSell4,000.0048.60194,400.007,980,190.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220022434/0001127602-20-022434-index.htm
2020-07-30STANFORD L KURLANDDirectorSell9,300.0047.62442,866.007,984,190.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220022434/0001127602-20-022434-index.htm
2020-07-30STANFORD L KURLANDDirectorSell1,700.0046.5679,152.007,993,490.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220022434/0001127602-20-022434-index.htm
2020-07-29STANFORD L KURLANDDirectorSell2,855.0046.94134,013.707,995,190.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220022434/0001127602-20-022434-index.htm
2020-07-29STANFORD L KURLANDDirectorSell12,145.0046.48564,499.607,998,045.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220022434/0001127602-20-022434-index.htm
2020-07-15STANFORD L KURLANDDirectorSell2,398.0042.50101,915.008,010,190.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220021583/0001127602-20-021583-index.htm
2020-07-15STANFORD L KURLANDDirectorSell12,602.0042.01529,410.028,012,588.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220021583/0001127602-20-021583-index.htm
2020-07-14STANFORD L KURLANDDirectorSell15,000.0040.10601,507.508,025,190.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220021583/0001127602-20-021583-index.htm
2020-07-13STANFORD L KURLANDDirectorSell5,300.0041.41219,473.008,040,190.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220021583/0001127602-20-021583-index.htm
2020-07-13STANFORD L KURLANDDirectorSell9,700.0040.93397,021.008,045,490.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220021583/0001127602-20-021583-index.htm
2020-06-29STANFORD L KURLANDDirectorSell5,100.0041.57212,007.008,055,190.00https://www.sec.gov/Archives/edgar/data/1745916/000110465920078254/0001104659-20-078254-index.htm
2020-06-29STANFORD L KURLANDDirectorSell9,900.0040.61402,039.008,060,290.00https://www.sec.gov/Archives/edgar/data/1745916/000110465920078254/0001104659-20-078254-index.htm
2020-02-03STANFORD L KURLANDDirectorSell5,000.0033.93169,667.0080,695.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220003839/0001127602-20-003839-index.htm
2020-06-26STANFORD L KURLANDDirectorSell5,300.0042.58225,674.008,070,190.00https://www.sec.gov/Archives/edgar/data/1745916/000110465920078254/0001104659-20-078254-index.htm
2020-06-26STANFORD L KURLANDDirectorSell9,700.0042.08408,176.008,075,490.00https://www.sec.gov/Archives/edgar/data/1745916/000110465920078254/0001104659-20-078254-index.htm
2020-06-25STANFORD L KURLANDDirectorSell13,100.0042.45556,095.008,085,190.00https://www.sec.gov/Archives/edgar/data/1745916/000110465920078254/0001104659-20-078254-index.htm
2020-06-25STANFORD L KURLANDDirectorSell1,900.0041.7479,306.008,098,290.00https://www.sec.gov/Archives/edgar/data/1745916/000110465920078254/0001104659-20-078254-index.htm
2020-06-11STANFORD L KURLANDDirectorSell6,200.0037.78234,236.008,100,190.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220019462/0001127602-20-019462-index.htm
2020-06-11STANFORD L KURLANDDirectorSell8,800.0037.20327,360.008,106,390.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220019462/0001127602-20-019462-index.htm
2020-06-10STANFORD L KURLANDDirectorSell5,400.0036.21195,534.008,115,190.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220019462/0001127602-20-019462-index.htm
2020-06-10STANFORD L KURLANDDirectorSell9,600.0035.55341,280.008,120,590.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220019462/0001127602-20-019462-index.htm
2020-06-09STANFORD L KURLANDDirectorSell5,000.0035.49177,451.008,130,190.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220019462/0001127602-20-019462-index.htm
2020-06-09STANFORD L KURLANDDirectorSell10,000.0035.51355,070.008,135,190.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220019462/0001127602-20-019462-index.htm
2020-05-28STANFORD L KURLANDDirectorSell1,713.0034.3858,892.948,145,190.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220018101/0001127602-20-018101-index.htm
2020-05-28STANFORD L KURLANDDirectorSell13,287.0034.01451,890.878,146,903.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220018101/0001127602-20-018101-index.htm
2020-05-27STANFORD L KURLANDDirectorSell800.0034.8427,872.008,160,190.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220018101/0001127602-20-018101-index.htm
2020-05-27STANFORD L KURLANDDirectorSell3,489.0034.11119,009.798,160,990.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220018101/0001127602-20-018101-index.htm
2020-05-27STANFORD L KURLANDDirectorSell10,711.0033.27356,354.978,164,479.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220018101/0001127602-20-018101-index.htm
2020-05-26STANFORD L KURLANDDirectorSell300.0033.8710,161.008,175,190.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220018101/0001127602-20-018101-index.htm
2020-05-26STANFORD L KURLANDDirectorSell14,700.0033.21488,187.008,175,490.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220018101/0001127602-20-018101-index.htm
2020-05-15STANFORD L KURLANDDirectorSell600.0029.0117,407.988,190,190.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220016800/0001127602-20-016800-index.htm
2020-05-13STANFORD L KURLANDDirectorSell419.0028.2511,836.758,190,790.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220016800/0001127602-20-016800-index.htm
2020-05-13STANFORD L KURLANDDirectorSell13,481.0027.80374,771.808,191,209.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220016800/0001127602-20-016800-index.htm
2020-04-30STANFORD L KURLANDDirectorSell500.0030.9415,470.008,204,690.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220014930/0001127602-20-014930-index.htm
2020-04-30STANFORD L KURLANDDirectorSell14,500.0030.10436,450.008,205,190.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220014930/0001127602-20-014930-index.htm
2020-04-29STANFORD L KURLANDDirectorSell9,200.0031.44289,248.008,219,690.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220014930/0001127602-20-014930-index.htm
2020-04-29STANFORD L KURLANDDirectorSell5,800.0030.75178,364.508,228,890.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220014930/0001127602-20-014930-index.htm
2020-04-28STANFORD L KURLANDDirectorSell15,000.0028.82432,264.008,234,690.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220014930/0001127602-20-014930-index.htm
2020-04-14STANFORD L KURLANDDirectorSell300.0027.088,122.988,249,690.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220013759/0001127602-20-013759-index.htm
2020-02-24STANFORD L KURLANDDirectorSell2,500.0035.4888,694.008,249,990.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220007369/0001127602-20-007369-index.htm
2020-02-21STANFORD L KURLANDDirectorSell3,500.0035.59124,552.758,252,490.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220007369/0001127602-20-007369-index.htm
2020-02-21STANFORD L KURLANDDirectorSell4,500.0035.10157,939.208,255,990.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220007369/0001127602-20-007369-index.htm
2020-02-21STANFORD L KURLANDDirectorSell1,000.0035.6235,623.008,260,490.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220007369/0001127602-20-007369-index.htm
2020-02-21STANFORD L KURLANDDirectorSell4,500.0035.26158,678.558,261,490.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220007369/0001127602-20-007369-index.htm
2020-02-21STANFORD L KURLANDDirectorSell1,500.0035.3453,003.558,265,990.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220007369/0001127602-20-007369-index.htm
2020-02-20STANFORD L KURLANDDirectorSell5,500.0034.93192,132.058,267,490.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220007369/0001127602-20-007369-index.htm
2020-02-20STANFORD L KURLANDDirectorSell8,000.0034.95279,570.408,272,990.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220007369/0001127602-20-007369-index.htm
2020-02-20STANFORD L KURLANDDirectorSell1,500.0034.9552,429.958,280,990.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220007369/0001127602-20-007369-index.htm
2020-02-12STANFORD L KURLANDDirectorSell700.0038.2726,789.008,282,490.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220005142/0001127602-20-005142-index.htm
2020-02-12STANFORD L KURLANDDirectorSell1,800.0037.6367,734.368,283,190.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220005142/0001127602-20-005142-index.htm
2020-02-11STANFORD L KURLANDDirectorSell1,500.0037.9956,982.608,284,990.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220005142/0001127602-20-005142-index.htm
2020-02-11STANFORD L KURLANDDirectorSell5,500.0037.99208,940.058,286,490.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220005142/0001127602-20-005142-index.htm
2020-02-11STANFORD L KURLANDDirectorSell8,000.0037.99303,906.408,291,990.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220005142/0001127602-20-005142-index.htm
2020-02-10STANFORD L KURLANDDirectorSell1,500.0038.1857,264.158,299,990.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220005142/0001127602-20-005142-index.htm
2020-02-10STANFORD L KURLANDDirectorSell400.0039.1215,649.008,301,490.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220005142/0001127602-20-005142-index.htm
2020-02-10STANFORD L KURLANDDirectorSell7,600.0038.17290,121.648,301,890.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220005142/0001127602-20-005142-index.htm
2020-02-10STANFORD L KURLANDDirectorSell200.0039.017,801.008,309,490.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220005142/0001127602-20-005142-index.htm
2020-02-10STANFORD L KURLANDDirectorSell5,300.0038.17202,298.358,309,690.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220005142/0001127602-20-005142-index.htm
2020-03-17Vandad FartajChief Investment OfficerBuy22,290.0084,189.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220011348/0001127602-20-011348-index.htm
2020-02-03STANFORD L KURLANDDirectorSell7,500.0033.94254,519.2585,695.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220003839/0001127602-20-003839-index.htm
2019-05-14STANFORD L KURLANDExecutive ChairmanSell6,000.0022.63135,769.2087,347.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219018749/0001127602-19-018749-index.htm
2019-03-15Andrew S ChangChief Financial OfficerBuy8,909.00918,124.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219012237/0001127602-19-012237-index.htm
2020-02-03STANFORD L KURLANDDirectorSell2,500.0033.9484,838.5093,195.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220003839/0001127602-20-003839-index.htm
2020-02-26Andrew S ChangChief Financial OfficerBuy6,423.00938,895.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220008222/0001127602-20-008222-index.htm
2019-03-15Andrew S ChangChief Financial OfficerBuy22,687.00940,811.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219012237/0001127602-19-012237-index.htm
2020-01-16STANFORD L KURLANDDirectorSell10,000.0034.10341,046.0095,695.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220001862/0001127602-20-001862-index.htm
2020-03-17Andrew S ChangChief Financial OfficerBuy22,290.00957,914.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220011346/0001127602-20-011346-index.htm
2020-03-19Andrew S ChangChief Financial OfficerBuy35,841.0016.60594,842.32982,703.00https://www.sec.gov/Archives/edgar/data/1745916/000112760220011565/0001127602-20-011565-index.htm
2019-03-08ANNE MCCALLIONChief Enterprise Ops OfficerSell1,963.0022.1243,421.569,882.00https://www.sec.gov/Archives/edgar/data/1745916/000112760219011092/0001127602-19-011092-index.htm