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Latest On PennyMac Financial Services, Inc (PFSI):

Updated on: March 18, 2021

Date/Time	Type	Description	Signal
2024-08-13 05:51 EST	Dividend	A dividend of $0.3 has been announced on Jul 23, 2024. It will be paid Aug 23, 2024 with an ex-dividend date of Aug 13, 2024.	Neutral
2024-05-13 05:51 EST	Dividend	A dividend of $0.2 has been announced on Apr 24, 2024. It will be paid May 24, 2024 with an ex-dividend date of May 13, 2024.	Neutral
2024-02-12 04:54 EST	Dividend	A dividend of $0.2 has been announced on Feb 1, 2024. It will be paid Feb 23, 2024 with an ex-dividend date of Feb 12, 2024.	Neutral
2023-11-10 04:51 EST	Dividend	A dividend of $0.2 has been announced on Oct 26, 2023. It will be paid Nov 22, 2023 with an ex-dividend date of Nov 10, 2023.	Neutral
2023-08-14 05:51 EST	Dividend	A dividend of $0.2 has been announced on Jul 27, 2023. It will be paid Aug 25, 2023 with an ex-dividend date of Aug 14, 2023.	Neutral
2023-05-15 05:51 EST	Dividend	A dividend of $0.2 has been announced on Apr 27, 2023. It will be paid May 26, 2023 with an ex-dividend date of May 15, 2023.	Neutral
2023-05-01 12:50 EST	News	PennyMac Financial Services, Inc. 2023 Q1 - Results - Earnings Call Presentation	N/A
2023-04-27 22:02 EST	News	PennyMac Financial GAAP EPS of $0.57 misses by $0.39, revenue of $302.86M misses by $51.22M	N/A
2023-04-26 20:58 EST	News	PennyMac Financial Q1 2023 Earnings Preview	N/A
2023-02-13 04:51 EST	Dividend	A dividend of $0.2 has been announced on Feb 2, 2023. It will be paid Feb 24, 2023 with an ex-dividend date of Feb 13, 2023.	Neutral
2023-02-10 17:18 EST	News	PennyMac Financial goes ex-dividend on Monday	N/A
2023-02-02 22:30 EST	News	PennyMac Financial GAAP EPS of -$0.07 misses by $1.14	N/A
2023-02-02 22:30 EST	News	PennyMac Financial Services, Inc. (PFSI) Q4 2022 Earnings Call Transcript	N/A
2023-02-01 20:11 EST	News	PennyMac Financial Q4 2022 Earnings Preview	N/A
2023-01-18 10:19 EST	News	PennyMac Financial cut to Market Perform at JMP after recent rally	N/A
2022-12-06 23:56 EST	News	PennyMac upgraded to Overweight at Wells Fargo as mortgage rates improve	N/A
2022-11-21 13:37 EST	News	Consumers see lower likelihood of applying for auto loans, mortgages for year ahead: New York Fed survey	N/A
2022-11-10 04:51 EST	Dividend	A dividend of $0.2 has been announced on Oct 27, 2022. It will be paid Nov 23, 2022 with an ex-dividend date of Nov 10, 2022.	Neutral
2022-11-02 21:54 EST	News	PennyMac Financial Services, Inc. 2022 Q3 - Results - Earnings Call Presentation	N/A
2022-10-30 13:49 EST	News	PennyMac Financial Services, Inc. (PFSI) Q3 2022 Earnings Call Transcript	N/A
2022-10-30 00:00 EST	News	Credit Suisse leads week's financial losers, while OneMain dominates the winners	N/A
2022-10-28 04:50 EST	News	PennyMac Financial GAAP EPS of $2.46 beats by $1.16, revenue of $476.29M beats by $60.99M	N/A
2022-10-17 18:45 EST	News	Housing market becomes more balanced as falling home sales lead to higher inventory	N/A
2022-08-15 05:51 EST	Dividend	A dividend of $0.2 has been announced on Aug 2, 2022. It will be paid Aug 26, 2022 with an ex-dividend date of Aug 15, 2022.	Neutral
2022-08-04 00:43 EST	News	PennyMac Financial Services, Inc. 2022 Q2 - Results - Earnings Call Presentation	N/A
2022-08-04 00:43 EST	News	PennyMac Financial Services, Inc. (PFSI) CEO David Spector on Q2 2022 Results - Earnings Call Transcript	N/A
2022-08-02 19:39 EST	News	PennyMac Financial GAAP EPS of $2.28, revenue of $511.5M	N/A
2022-07-20 10:43 EST	News	PennyMac Financial Services: Hard Landing Of The Mortgage Refinance Market To Undermine Favorable Internal Factors	N/A
2022-05-16 05:50 EST	Dividend	A dividend of $0.2 has been announced on May 5, 2022. It will be paid May 27, 2022 with an ex-dividend date of May 16, 2022.	Neutral
2022-05-14 01:41 EST	News	PennyMac Financial goes ex dividend tomorrow	N/A
2022-05-08 21:38 EST	News	PennyMac Financial Services, Inc. (PFSI) CEO David Spector on Q1 2022 Results - Earnings Call Transcript	N/A
2022-05-07 06:17 EST	News	PennyMac Financial Services, Inc. 2022 Q1 - Results - Earnings Call Presentation	N/A
2022-05-06 06:25 EST	News	PennyMac Financial GAAP EPS of -$0.32 misses by $2.68, revenue of $81.8M	N/A
2022-05-05 07:46 EST	News	PennyMac Financial Q1 2022 Earnings Preview	N/A
2022-02-14 04:51 EST	Dividend	A dividend of $0.2 has been announced on Feb 3, 2022. It will be paid Feb 25, 2022 with an ex-dividend date of Feb 14, 2022.	Neutral
2022-02-04 08:42 EST	News	PennyMac Financial GAAP EPS of $2.79 misses by $0.80, revenue of $693.81M misses by $56.54M	N/A
2022-02-04 08:42 EST	News	PennyMac Financial Services Q4 revenue slides as loan origination fees fade	N/A
2022-02-04 08:41 EST	News	PennyMac Financial Services, Inc. (PFSI) CEO David Spector on Q4 2021 Results - Earnings Call Transcript	N/A
2022-02-04 08:41 EST	News	PennyMac Financial Services, Inc. 2021 Q4 - Results - Earnings Call Presentation	N/A
2022-02-02 23:13 EST	News	PennyMac Financial Q4 2021 Earnings Preview	N/A
2022-01-07 08:57 EST	News	The Prognosis For PennyMac Financial Services	N/A
2021-11-18 21:04 EST	News	PennyMac chief operating officer to leave company at year-end	N/A
2021-11-12 04:51 EST	Dividend	A dividend of $0.2 has been announced on Nov 4, 2021. It will be paid Nov 24, 2021 with an ex-dividend date of Nov 12, 2021.	Neutral
2021-11-07 20:41 EST	News	PennyMac Financial Services, Inc. (PFSI) CEO David Spector on Q3 2021 Results - Earnings Call Transcript	N/A
2021-11-06 06:53 EST	News	PennyMac Financial Services, Inc. 2021 Q3 - Results - Earnings Call Presentation	N/A
2021-11-05 11:44 EST	News	PennyMac Financial EPS beats by $0.33, misses on revenue	N/A
2021-11-05 11:44 EST	News	PennyMac Financial declares $0.20 dividend	N/A
2021-11-04 14:39 EST	News	PennyMac Financial Q3 2021 Earnings Preview	N/A
2021-10-14 03:18 EST	News	PennyMac Financial: Mortgage Revenues Proving To Be Quite Resilient	N/A
2021-09-22 03:52 EST	News	PennyMac Financial goes ex-dividend tomorrow	N/A

About PennyMac Financial Services, Inc (PFSI):

PennyMac Financial Services, Inc., through its subsidiaries, engages in the mortgage banking and investment management activities in the United States. It operates through three segments: Production, Servicing, and Investment Management. The Production segment is involved in the origination, acquisition, and sale of loans. It sources first-lien residential conventional and government-insured or guaranteed mortgage loans. The Servicing segment engages in the servicing of newly originated loans, and execution and management of early buyout transactions and servicing of loans. It performs loan administration, collection, and default management activities, including the collection and remittance of loan payments; response to customer inquiries; accounting for principal and interest; holding custodial funds for the payment of property taxes and insurance premiums; counseling delinquent borrowers; and supervising foreclosures and property dispositions. The Investment Management segment is involved in sourcing, performing diligence, bidding, and closing investment asset acquisitions; managing correspondent production activities for PennyMac Mortgage Investment Trust; and managing acquired assets. The company was founded in 2008 and is headquartered in Westlake Village, California.

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General

Name PennyMac Financial Services, Inc
Symbol PFSI
Type Common Stock
Exchange NYSE
Currency USD
Country USA
SectorFinancial Services
IndustryMortgage Finance
Full Time Employees 6,632
Fiscal Year EndDecember
IPO Date2013-05-09
Gic SectorFinancials
Gic GroupBanks
Gic IndustryThrifts & Mortgage Finance
Gic SubIndustryThrifts & Mortgage Finance
Web URLhttp://ir.pennymacfinancial.com

Valuation

Trailing PE 3.34
Forward PE 2.9
Price/Sales (Trailing 12 Mt.) 1.31
Price/Book (Most Recent Quarter) 1.35
Enterprise Value Revenue 7.76
Enterprise Value EBITDA 13.32

Financials

Most Recent Quarter 2020-12-31
Current Year EPS Estimate $17.89
Next Year EPS Estimate $12.02
Next Quarter EPS Estimate $4.24
Profit Margin 32%
Operating Margin 43%
Return on Assets 8%
Return on Equity 60%
Revenue 5.18 billion
Earnings Per Share $20.92
Revenue Per Share $68.94
Gross Profit 4.7 billion
Quarterly Earnings Growth 162.4%

Highlights

Market Capitalization 4.83 billion
PE Ratio 28.56
PEG Ratio 4.67
Analyst Target Price $85.88
Book Value Per Share $47.80

Share Statistics

Shares Outstanding 69.81 million
Shares Float 43.08 million
% Held by Insiders 4428%
% Held by Institutions 52.81%
Shares Short 2.25 million
Shares Short Prior Month 2.78 million
Short Ratio 2.56
Short % of Float 8%
Short % of Shares Outstanding 3%

Technicals

Beta 1.13
52 Week High $69.78
52 Week Low $14.38
50 Day Moving Average 62.73
200 Day Moving Average 59.59

Dividends

Forward Annual Dividend Rate $0.8
Forward Annual Dividend Yield 1.23%
Payout Ratio 3%
Dividend Date 2021-02-25
ExDividend Date 2021-02-11
Dividend Per Share $0.59
Dividend Yield 0.83%

PennyMac Financial Services, Inc (PFSI) Dividend Calendar:

PennyMac Financial Services, Inc pays an annual dividend of $0.8 per share, with a dividend yield of 0.83%.
PFSI's last dividend payment was made to shareholders on February 25, 2021.
PennyMac Financial Services, Inc pays out 3% of its earnings out as a dividend.

Ex-Dividend Date	Payment Date	Record Date	Declared Date	Amount

PennyMac Financial Services, Inc (PFSI) Earnings History:

Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.

Quarter Date	Report Date	Actual Revenue	Reported EPS	EPS Estimate	Deviation from Estimate
2020-12-31	2021-02-04	$N/A	$5.97	$6.02	-0.9%
2020-09-30	2020-11-05	$N/A	$7.03	$5.49	28.13%
2020-06-30	2020-08-06	$N/A	$4.39	$2.91	51.12%
2020-03-31	2020-05-07	$N/A	$3.73	$3.19	16.78%
2019-12-31	2020-02-06	$637.78 million	$1.88	$1.64	14.49%
2019-09-30	2019-10-31	$594.88 million	$1.51	$1.35	11.58%
2019-06-30	2019-08-01	$461.43 million	$0.92	$0.76	20.73%
2019-03-31	2019-05-02	$366.24 million	$0.58	$0.62	-6.78%
2018-12-31	2019-02-07	$338.86 million	$0.52	$0.55	-5.16%
2018-09-30	2018-11-01	$315.29 million	$0.57	$0.59	-2.85%
2018-06-30	2018-08-02	$292.54 million	$0.70	$0.65	8.17%
2018-03-31	2018-05-03	$282.11 million	$0.67	$0.73	-7.59%
2017-12-31	2018-02-08	$302.31 million	$1.19	$0.66	79.25%
2017-09-30	2017-11-02	$293.13 million	$0.71	$0.67	5.75%
2017-06-30	2017-08-03	$238.6 million	$0.44	$0.65	-32.2%
2017-03-31	2017-05-04	$233.95 million	$0.47	$0.64	-26.1%
2016-12-31	2017-02-02	$321.52 million	$1.00	$0.79	26.28%
2016-09-30	2016-11-03	$318.91 million	$1.06	$0.91	15.91%
2016-06-30	2016-08-03	$233.27 million	$0.65	$0.63	3.65%
2016-03-31	2016-05-05	$164.39 million	$0.62	$0.54	15.7%
2015-12-31	2016-02-03	$206.66 million	$0.58	$0.57	2.08%
2015-09-30	2015-11-04	$210.15 million	$0.58	$0.61	-4.92%
2015-06-30	2015-08-05	$212.7 million	$0.59	$0.59	0%
2015-03-31	2015-05-06	$152.14 million	$0.42	$0.45	-6.67%
2014-12-31	2015-02-04	$152.15 million	$0.41	$0.47	-12.77%
2014-09-30	2014-11-05	$152.34 million	$0.49	$0.47	4.26%
2014-06-30	2014-08-06	$139.17 million	$0.45	$0.41	9.76%
2014-03-31	2014-05-07	$111.88 million	$0.38	$0.38	0%
2013-12-31	2014-02-05	$95.41 million	$0.32	$0.34	-5.88%
2013-09-30	2013-11-06	$91.35 million	$0.28	$0.37	-24.32%
2013-06-30	2013-08-08	$110.78 million	$0.43	$0.59	-27.12%

PennyMac Financial Services, Inc (PFSI) Company Financial Statements:

Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.

Income Statement:

Date
Research Development
Income Before Tax
Selling General Administrative
Gross Profit
Ebit
Operating Income
Income Tax Expense
Total Revenue
Cost of Revenue
Total Other Income Expense Net
Net Income From Continuing Operations
Net Income Applicable to Common Shares

Cash Flow:

Date
Investments
Change to Liabilities
Total Cash Flow from Investing Activities
Net Borrowings
Total Cash Flow from Financial Activities
Change to Operating Activities
Change in Cash
Total Cash from Operating Activities
Depreciation
Other Cash Flow from Investing Activities
Change to Inventory
Change to Account Receivables
Other Cash Flow from Financing Activities
Change to Net Income
Capital Expenditures

Balance Sheet:

Date
Total Liabailities
Total Stockholder Equity
Other Current Liabilities
Total Assets
Common Stock
Other Current Assets
Retained Earnings
Other Liabilities
Other Assets
Cash
Total Current Liabilities
Other Stockholder Equity
Property, Plant & Equipment
Total Current Assets
Long Term Investments
Net Tangible Assets
Short Term Investments
Long Term Debt
Inventory
Accounts Payable

PennyMac Financial Services, Inc (PFSI) Chart:

PennyMac Financial Services, Inc (PFSI) News:

Below you will find a list of latest news for PennyMac Financial Services, Inc (PFSI) from major news sources. You can filter the results to only show news from a specific source.

No recent news available

PennyMac Financial Services, Inc (PFSI) Options:

A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.

Expiration Date:

Options Type:

Moneyness:

Expiration Date	Strike	Last Price	Type	Volume	Open Interest	Implied Volatility	In The Money	Change	Change Percent
2026-07-17	45	0	CALL	0	0	0	TRUE	0	0
2026-07-17	50	0	CALL	0	0	0	TRUE	0	0
2026-07-17	55	0	CALL	0	0	0	TRUE	0	0
2026-07-17	60	0	CALL	0	0	0	TRUE	0	0
2026-07-17	65	0	CALL	0	0	0	TRUE	0	0
2026-07-17	70	0	CALL	0	0	0	TRUE	0	0
2026-07-17	75	0	CALL	0	0	0	TRUE	0	0
2026-07-17	80	0	CALL	0	32	43.15	TRUE	0	0
2026-07-17	85	0	CALL	0	232	41.79	FALSE	0	0
2026-07-17	90	0	CALL	0	2004	58.39	FALSE	0	0
2026-07-17	95	0	CALL	0	819	81.99	FALSE	0	0
2026-07-17	100	0	CALL	0	0	102.86	FALSE	0	0
2026-07-17	105	0	CALL	0	0	121.78	FALSE	0	0
2026-07-17	110	0	CALL	0	0	139.17	FALSE	0	0
2026-07-17	115	0	CALL	0	0	155.31	FALSE	0	0
2026-07-17	120	0	CALL	0	0	170.4	FALSE	0	0
2026-07-17	125	0	CALL	0	0	184.57	FALSE	0	0
2026-07-17	130	0	CALL	0	0	197.94	FALSE	0	0
2026-07-17	45	0	PUT	0	0	347.64	FALSE	0	0
2026-07-17	50	0	PUT	0	0	275.69	FALSE	0	0
2026-07-17	55	0	PUT	0	0	205.17	FALSE	0	0
2026-07-17	60	0	PUT	0	0	159.58	FALSE	0	0
2026-07-17	65	0	PUT	0	0	126.18	FALSE	0	0
2026-07-17	70	0	PUT	0	2	94.13	FALSE	0	0
2026-07-17	75	0	PUT	0	6	73.64	FALSE	0	0
2026-07-17	80	1.15	PUT	0	64	47.32	FALSE	0	0
2026-07-17	85	0	PUT	0	81	32.36	TRUE	0	0
2026-07-17	90	0	PUT	0	50	0	TRUE	0	0
2026-07-17	95	0	PUT	0	0	0	TRUE	0	0
2026-07-17	100	0	PUT	0	0	0	TRUE	0	0
2026-07-17	105	0	PUT	0	0	0	TRUE	0	0
2026-07-17	110	0	PUT	0	0	0	TRUE	0	0
2026-07-17	115	0	PUT	0	0	0	TRUE	0	0
2026-07-17	120	0	PUT	0	0	0	TRUE	0	0
2026-07-17	125	0	PUT	0	0	0	TRUE	0	0
2026-07-17	130	0	PUT	0	0	0	TRUE	0	0
2026-08-21	45	0	CALL	0	0	109.23	TRUE	0	0
2026-08-21	50	0	CALL	0	0	77.99	TRUE	0	0
2026-08-21	55	0	CALL	0	0	74.11	TRUE	0	0
2026-08-21	60	0	CALL	0	1	53.26	TRUE	0	0
2026-08-21	65	0	CALL	0	0	52.48	TRUE	0	0
2026-08-21	70	0	CALL	0	2	51.69	TRUE	0	0
2026-08-21	75	0	CALL	0	4	44.97	TRUE	0	0
2026-08-21	80	0	CALL	0	231	45.99	TRUE	0	0
2026-08-21	85	3.45	CALL	1	1409	45.06	FALSE	3.45	0
2026-08-21	90	1.7	CALL	20	2059	42.86	FALSE	0	0
2026-08-21	95	0	CALL	0	568	39.27	FALSE	0	0
2026-08-21	100	0	CALL	0	959	41.84	FALSE	0	0
2026-08-21	105	0	CALL	0	2199	48.81	FALSE	0	0
2026-08-21	110	0.05	CALL	0	134	52.94	FALSE	0	0
2026-08-21	115	0	CALL	0	343	59.13	FALSE	0	0
2026-08-21	120	0	CALL	0	64	64.91	FALSE	0	0
2026-08-21	125	0	CALL	0	2099	69.44	FALSE	0	0
2026-08-21	130	0	CALL	0	348	64.91	FALSE	0	0
2026-08-21	135	0	CALL	0	721	80.31	FALSE	0	0
2026-08-21	140	0	CALL	0	1284	84.91	FALSE	0	0
2026-08-21	145	0	CALL	0	21	89.3	FALSE	0	0
2026-08-21	150	0	CALL	0	771	93.49	FALSE	0	0
2026-08-21	155	0	CALL	0	89	97.49	FALSE	0	0
2026-08-21	160	0	CALL	0	7	101.33	FALSE	0	0
2026-08-21	165	0	CALL	0	400	105.02	FALSE	0	0
2026-08-21	170	0	CALL	0	42	90.25	FALSE	0	0
2026-08-21	175	0	CALL	0	41	93.26	FALSE	0	0
2026-08-21	180	0	CALL	0	1	115.28	FALSE	0	0
2026-08-21	185	0	CALL	0	0	122.98	FALSE	0	0
2026-08-21	190	0	CALL	0	0	121.53	FALSE	0	0
2026-08-21	195	0	CALL	0	0	124.51	FALSE	0	0
2026-08-21	200	0	CALL	0	0	127.39	FALSE	0	0
2026-08-21	210	0	CALL	0	0	137.76	FALSE	0	0
2026-08-21	45	0	PUT	0	1	110.66	FALSE	0	0
2026-08-21	50	0	PUT	0	3	89.57	FALSE	0	0
2026-08-21	55	0	PUT	0	0	74.95	FALSE	0	0
2026-08-21	60	0	PUT	0	1	63.11	FALSE	0	0
2026-08-21	65	0	PUT	0	17	56.39	FALSE	0	0
2026-08-21	70	0	PUT	0	9	50.98	FALSE	0	0
2026-08-21	75	2.22	PUT	0	24	49.26	FALSE	0	0
2026-08-21	80	0	PUT	0	1425	42.8	FALSE	0	0
2026-08-21	85	6.2	PUT	6	1352	40.46	TRUE	-0.7	-0.1
2026-08-21	90	0	PUT	0	801	41.56	TRUE	0	0
2026-08-21	95	0	PUT	0	1013	41.39	TRUE	0	0
2026-08-21	100	0	PUT	0	846	46.51	TRUE	0	0
2026-08-21	105	0	PUT	0	42	52.57	TRUE	0	0
2026-08-21	110	0	PUT	0	0	58.71	TRUE	0	0
2026-08-21	115	0	PUT	0	0	0	TRUE	0	0
2026-08-21	120	0	PUT	0	1	0	TRUE	0	0
2026-08-21	125	0	PUT	0	0	0	TRUE	0	0
2026-08-21	130	0	PUT	0	0	0	TRUE	0	0
2026-08-21	135	0	PUT	0	0	0	TRUE	0	0
2026-08-21	140	0	PUT	0	0	0	TRUE	0	0
2026-08-21	145	0	PUT	0	0	0	TRUE	0	0
2026-08-21	150	0	PUT	0	0	0	TRUE	0	0
2026-08-21	155	0	PUT	0	0	104.34	TRUE	0	0
2026-08-21	160	0	PUT	0	0	94.45	TRUE	0	0
2026-08-21	165	0	PUT	0	0	114.65	TRUE	0	0
2026-08-21	170	0	PUT	0	0	101.98	TRUE	0	0
2026-08-21	175	0	PUT	0	0	0	TRUE	0	0
2026-08-21	180	0	PUT	0	0	126.22	TRUE	0	0
2026-08-21	185	0	PUT	0	0	0	TRUE	0	0
2026-08-21	190	0	PUT	0	0	115.72	TRUE	0	0
2026-08-21	195	0	PUT	0	0	0	TRUE	0	0
2026-08-21	200	0	PUT	0	0	0	TRUE	0	0
2026-08-21	210	0	PUT	0	0	0	TRUE	0	0
2026-11-20	45	0	CALL	0	0	64.87	TRUE	0	0
2026-11-20	50	0	CALL	0	0	58.99	TRUE	0	0
2026-11-20	55	0	CALL	0	1	56.8	TRUE	0	0
2026-11-20	60	0	CALL	0	0	50.56	TRUE	0	0
2026-11-20	65	0	CALL	0	0	43.91	TRUE	0	0
2026-11-20	70	0	CALL	0	0	40.85	TRUE	0	0
2026-11-20	75	0	CALL	0	0	39.58	TRUE	0	0
2026-11-20	80	0	CALL	0	6	38.52	TRUE	0	0
2026-11-20	85	0	CALL	0	1	38.24	FALSE	0	0
2026-11-20	90	0	CALL	0	117	38.54	FALSE	0	0
2026-11-20	95	0	CALL	0	129	38.73	FALSE	0	0
2026-11-20	100	0	CALL	0	1	37.36	FALSE	0	0
2026-11-20	105	0	CALL	0	251	38.34	FALSE	0	0
2026-11-20	110	0	CALL	0	1	35.99	FALSE	0	0
2026-11-20	115	0	CALL	0	0	35.97	FALSE	0	0
2026-11-20	120	0	CALL	0	0	36.67	FALSE	0	0
2026-11-20	125	0	CALL	0	0	38.82	FALSE	0	0
2026-11-20	130	0	CALL	0	1	41.68	FALSE	0	0
2026-11-20	135	0	CALL	0	0	44.39	FALSE	0	0
2026-11-20	45	0	PUT	0	1	60.79	FALSE	0	0
2026-11-20	50	0	PUT	0	1	56.68	FALSE	0	0
2026-11-20	55	0	PUT	0	2	51.42	FALSE	0	0
2026-11-20	60	0	PUT	0	0	48.71	FALSE	0	0
2026-11-20	65	0	PUT	0	2	41.58	FALSE	0	0
2026-11-20	70	0	PUT	0	0	43.65	FALSE	0	0
2026-11-20	75	0	PUT	0	491	41.23	FALSE	0	0
2026-11-20	80	0	PUT	0	256	39.73	FALSE	0	0
2026-11-20	85	0	PUT	0	132	39.09	TRUE	0	0
2026-11-20	90	0	PUT	0	0	37.98	TRUE	0	0
2026-11-20	95	0	PUT	0	0	36.17	TRUE	0	0
2026-11-20	100	0	PUT	0	0	36	TRUE	0	0
2026-11-20	105	0	PUT	0	0	36.56	TRUE	0	0
2026-11-20	110	0	PUT	0	0	37.12	TRUE	0	0
2026-11-20	115	0	PUT	0	0	35.62	TRUE	0	0
2026-11-20	120	0	PUT	0	0	0	TRUE	0	0
2026-11-20	125	0	PUT	0	0	0	TRUE	0	0
2026-11-20	130	0	PUT	0	0	0	TRUE	0	0
2026-11-20	135	0	PUT	0	0	0	TRUE	0	0
2026-12-18	45	0	CALL	0	0	57.13	TRUE	0	0
2026-12-18	50	0	CALL	0	0	55.4	TRUE	0	0
2026-12-18	55	0	CALL	0	0	49.78	TRUE	0	0
2026-12-18	60	0	CALL	0	0	46.35	TRUE	0	0
2026-12-18	65	0	CALL	0	0	42.16	TRUE	0	0
2026-12-18	70	0	CALL	0	4	40.81	TRUE	0	0
2026-12-18	75	0	CALL	0	4	38.81	TRUE	0	0
2026-12-18	80	0	CALL	0	10	37.35	TRUE	0	0
2026-12-18	85	6.8	CALL	0	330	41.67	FALSE	0	0
2026-12-18	90	4.9	CALL	0	673	39.75	FALSE	0	0
2026-12-18	95	0	CALL	0	388	37.92	FALSE	0	0
2026-12-18	100	2.2	CALL	0	464	36.11	FALSE	0	0
2026-12-18	105	1.7	CALL	0	642	38.16	FALSE	0	0
2026-12-18	110	0	CALL	0	660	37.01	FALSE	0	0
2026-12-18	115	0	CALL	0	421	35.35	FALSE	0	0
2026-12-18	120	0	CALL	0	428	35.67	FALSE	0	0
2026-12-18	125	0	CALL	0	504	36	FALSE	0	0
2026-12-18	130	0	CALL	0	10	37.75	FALSE	0	0
2026-12-18	135	0	CALL	0	2	42	FALSE	0	0
2026-12-18	140	0	CALL	0	18	42.56	FALSE	0	0
2026-12-18	145	0	CALL	0	109	45.77	FALSE	0	0
2026-12-18	150	0	CALL	0	203	50.61	FALSE	0	0
2026-12-18	155	0	CALL	0	203	52.75	FALSE	0	0
2026-12-18	160	0	CALL	0	12	54.79	FALSE	0	0
2026-12-18	165	0	CALL	0	517	52.77	FALSE	0	0
2026-12-18	170	0	CALL	0	2	54.57	FALSE	0	0
2026-12-18	175	0	CALL	0	211	56.3	FALSE	0	0
2026-12-18	180	0	CALL	0	259	57.97	FALSE	0	0
2026-12-18	185	0	CALL	0	44	59.58	FALSE	0	0
2026-12-18	190	0	CALL	0	319	61.14	FALSE	0	0
2026-12-18	195	0	CALL	0	211	62.65	FALSE	0	0
2026-12-18	200	0	CALL	0	269	64.11	FALSE	0	0
2026-12-18	210	0	CALL	0	0	66.91	FALSE	0	0
2026-12-18	220	0	CALL	0	10	69.54	FALSE	0	0
2026-12-18	45	0	PUT	0	2	57.21	FALSE	0	0
2026-12-18	50	0	PUT	0	4	52.52	FALSE	0	0
2026-12-18	55	0	PUT	0	2	46.86	FALSE	0	0
2026-12-18	60	0	PUT	0	0	42.6	FALSE	0	0
2026-12-18	65	0	PUT	0	11	39.61	FALSE	0	0
2026-12-18	70	0	PUT	0	4	41.11	FALSE	0	0
2026-12-18	75	0	PUT	0	302	39.29	FALSE	0	0
2026-12-18	80	6.8	PUT	0	274	37.58	FALSE	0	0
2026-12-18	85	0	PUT	0	1302	38.63	TRUE	0	0
2026-12-18	90	0	PUT	0	1525	36.11	TRUE	0	0
2026-12-18	95	0	PUT	0	349	35.48	TRUE	0	0
2026-12-18	100	0	PUT	0	950	34.88	TRUE	0	0
2026-12-18	105	0	PUT	0	1	35.11	TRUE	0	0
2026-12-18	110	0	PUT	0	576	34.01	TRUE	0	0
2026-12-18	115	0	PUT	0	0	34.35	TRUE	0	0
2026-12-18	120	0	PUT	0	0	0	TRUE	0	0
2026-12-18	125	0	PUT	0	23	0	TRUE	0	0
2026-12-18	130	0	PUT	0	0	0	TRUE	0	0
2026-12-18	135	0	PUT	0	0	44.52	TRUE	0	0
2026-12-18	140	0	PUT	0	0	0	TRUE	0	0
2026-12-18	145	0	PUT	0	0	49.9	TRUE	0	0
2026-12-18	150	0	PUT	0	0	0	TRUE	0	0
2026-12-18	155	0	PUT	0	0	54.9	TRUE	0	0
2026-12-18	160	0	PUT	0	0	0	TRUE	0	0
2026-12-18	165	0	PUT	0	0	59.56	TRUE	0	0
2026-12-18	170	0	PUT	0	0	0	TRUE	0	0
2026-12-18	175	0	PUT	0	0	63.93	TRUE	0	0
2026-12-18	180	0	PUT	0	0	66.02	TRUE	0	0
2026-12-18	185	0	PUT	0	0	68.04	TRUE	0	0
2026-12-18	190	0	PUT	0	0	0	TRUE	0	0
2026-12-18	195	0	PUT	0	0	0	TRUE	0	0
2026-12-18	200	0	PUT	0	0	73.81	TRUE	0	0
2026-12-18	210	0	PUT	0	0	0	TRUE	0	0
2026-12-18	220	0	PUT	0	0	0	TRUE	0	0
2027-01-15	50	0	CALL	0	0	53.75	TRUE	0	0
2027-01-15	55	0	CALL	0	0	47.93	TRUE	0	0
2027-01-15	60	0	CALL	0	1	43.81	TRUE	0	0
2027-01-15	65	0	CALL	0	0	41.09	TRUE	0	0
2027-01-15	70	0	CALL	0	1	39.42	TRUE	0	0
2027-01-15	75	0	CALL	0	0	38.57	TRUE	0	0
2027-01-15	80	0	CALL	0	0	36.99	TRUE	0	0
2027-01-15	85	6.8	CALL	0	6	37.29	FALSE	0	0
2027-01-15	90	0	CALL	0	6	37.27	FALSE	0	0
2027-01-15	95	0	CALL	0	0	36.93	FALSE	0	0
2027-01-15	100	0	CALL	0	7	35.81	FALSE	0	0
2027-01-15	105	0	CALL	0	0	34.87	FALSE	0	0
2027-01-15	110	0	CALL	0	1	29.66	FALSE	0	0
2027-01-15	115	0	CALL	0	0	32.22	FALSE	0	0
2027-01-15	120	0	CALL	0	1	32.16	FALSE	0	0
2027-01-15	125	0	CALL	0	2	35.15	FALSE	0	0
2027-01-15	130	0	CALL	0	2	41.5	FALSE	0	0
2027-01-15	135	0	CALL	0	0	36.97	FALSE	0	0
2027-01-15	50	0	PUT	0	1	52.05	FALSE	0	0
2027-01-15	55	0	PUT	0	2	51.28	FALSE	0	0
2027-01-15	60	0	PUT	0	6	43.46	FALSE	0	0
2027-01-15	65	0	PUT	0	8	39.33	FALSE	0	0
2027-01-15	70	0	PUT	0	3	37.18	FALSE	0	0
2027-01-15	75	0	PUT	0	4	37.53	FALSE	0	0
2027-01-15	80	0	PUT	0	6	36.79	FALSE	0	0
2027-01-15	85	0	PUT	0	4	37.34	TRUE	0	0
2027-01-15	90	0	PUT	0	10	36.21	TRUE	0	0
2027-01-15	95	0	PUT	0	0	35.21	TRUE	0	0
2027-01-15	100	0	PUT	0	0	33.41	TRUE	0	0
2027-01-15	105	0	PUT	0	1	33.2	TRUE	0	0
2027-01-15	110	0	PUT	0	0	33.3	TRUE	0	0
2027-01-15	115	0	PUT	0	0	34.86	TRUE	0	0
2027-01-15	120	0	PUT	0	0	0	TRUE	0	0
2027-01-15	125	0	PUT	0	0	0	TRUE	0	0
2027-01-15	130	0	PUT	0	0	0	TRUE	0	0
2027-01-15	135	0	PUT	0	0	0	TRUE	0	0
2027-02-19	45	0	CALL	0	0	56.93	TRUE	0	0
2027-02-19	50	0	CALL	0	0	52.89	TRUE	0	0
2027-02-19	55	0	CALL	0	0	47.3	TRUE	0	0
2027-02-19	60	0	CALL	0	0	46.13	TRUE	0	0
2027-02-19	65	0	CALL	0	0	42.52	TRUE	0	0
2027-02-19	70	0	CALL	0	6	40.68	TRUE	0	0
2027-02-19	75	0	CALL	0	0	38.65	TRUE	0	0
2027-02-19	80	0	CALL	0	0	37.14	TRUE	0	0
2027-02-19	85	0	CALL	0	20	37.32	FALSE	0	0
2027-02-19	90	0	CALL	0	2	36.37	FALSE	0	0
2027-02-19	95	0	CALL	0	50	35.37	FALSE	0	0
2027-02-19	100	0	CALL	0	0	36.65	FALSE	0	0
2027-02-19	105	0	CALL	0	600	36.69	FALSE	0	0
2027-02-19	110	0	CALL	0	0	35.44	FALSE	0	0
2027-02-19	115	0	CALL	0	0	36.73	FALSE	0	0
2027-02-19	120	0	CALL	0	1	38.82	FALSE	0	0
2027-02-19	125	0	CALL	0	0	41.5	FALSE	0	0
2027-02-19	45	0	PUT	0	0	53.28	FALSE	0	0
2027-02-19	50	0	PUT	0	0	49.86	FALSE	0	0
2027-02-19	55	0	PUT	0	0	44.38	FALSE	0	0
2027-02-19	60	0	PUT	0	0	39.07	FALSE	0	0
2027-02-19	65	0	PUT	0	0	38.42	FALSE	0	0
2027-02-19	70	0	PUT	0	0	38.04	FALSE	0	0
2027-02-19	75	0	PUT	0	0	37.87	FALSE	0	0
2027-02-19	80	0	PUT	0	0	36.55	FALSE	0	0
2027-02-19	85	0	PUT	0	0	36.63	TRUE	0	0
2027-02-19	90	0	PUT	0	0	36.08	TRUE	0	0
2027-02-19	95	0	PUT	0	0	35.83	TRUE	0	0
2027-02-19	100	0	PUT	0	0	34.48	TRUE	0	0
2027-02-19	105	0	PUT	0	0	34.15	TRUE	0	0
2027-02-19	110	0	PUT	0	0	33.36	TRUE	0	0
2027-02-19	115	0	PUT	0	0	33.94	TRUE	0	0
2027-02-19	120	0	PUT	0	0	33.37	TRUE	0	0
2027-02-19	125	0	PUT	0	0	35.07	TRUE	0	0

Latest PFSI Trades:

Date	Shares	Price
Jun 13, 2022 7:59 PM EST	100	$43.24
Jun 13, 2022 7:59 PM EST	100	$43.25
Jun 13, 2022 7:59 PM EST	100	$43.25
Jun 13, 2022 7:59 PM EST	47	$43.29
Jun 13, 2022 7:59 PM EST	17	$43.33

PennyMac Financial Services, Inc (PFSI) SEC Filings:

An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.

Form Type:

Date	Form Type	Form Name	Link
2020-07-02	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1745916/000110465920080558/0001104659-20-080558-index.htm
2020-02-14	SC 13G/A	Statement of acquisition of beneficial ownership by individuals	https://www.sec.gov/Archives/edgar/data/1745916/000008025520001368/0000080255-20-001368-index.htm
2018-11-01	25-NSE	Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or ret	https://www.sec.gov/Archives/edgar/data/1568669/000087666118001157/0000876661-18-001157-index.htm
2020-02-21	SC 13G	Statement of acquisition of beneficial ownership by individuals	https://www.sec.gov/Archives/edgar/data/1745916/000089375020000013/0000893750-20-000013-index.htm
2019-02-11	SC 13G/A	Statement of acquisition of beneficial ownership by individuals	https://www.sec.gov/Archives/edgar/data/1568669/000089914019000148/0000899140-19-000148-index.htm
2020-02-13	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000089924320004513/0000899243-20-004513-index.htm
2019-02-08	SC 13G/A	Statement of acquisition of beneficial ownership by individuals	https://www.sec.gov/Archives/edgar/data/1568669/000090266419000735/0000902664-19-000735-index.htm
2018-09-18	DEFM14A	Definitive proxy statement relating to merger or acquisition	https://www.sec.gov/Archives/edgar/data/1568669/000104746918006280/0001047469-18-006280-index.htm
2019-12-31	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000106299319004857/0001062993-19-004857-index.htm
2020-02-14	SC 13G/A	Statement of acquisition of beneficial ownership by individuals	https://www.sec.gov/Archives/edgar/data/1745916/000106299320000941/0001062993-20-000941-index.htm
2018-08-02	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1568669/000110465918049201/0001104659-18-049201-index.htm
2018-08-02	425	Prospectuses and communications, business combinations	https://www.sec.gov/Archives/edgar/data/1568669/000110465918049202/0001104659-18-049202-index.htm
2018-08-02	425	Prospectuses and communications, business combinations	https://www.sec.gov/Archives/edgar/data/1568669/000110465918049203/0001104659-18-049203-index.htm
2018-08-02	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1568669/000110465918049241/0001104659-18-049241-index.htm
2018-08-02	DEFA14A	Additional definitive proxy soliciting materials and Rule 14(a)(12) material	https://www.sec.gov/Archives/edgar/data/1568669/000110465918049242/0001104659-18-049242-index.htm
2018-08-02	425	Prospectuses and communications, business combinations	https://www.sec.gov/Archives/edgar/data/1568669/000110465918049243/0001104659-18-049243-index.htm
2018-09-12	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1568669/000110465918056275/0001104659-18-056275-index.htm
2018-09-12	425	Prospectuses and communications, business combinations	https://www.sec.gov/Archives/edgar/data/1568669/000110465918056276/0001104659-18-056276-index.htm
2018-10-25	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1568669/000110465918063753/0001104659-18-063753-index.htm
2018-11-01	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1568669/000110465918065455/0001104659-18-065455-index.htm
2018-11-13	15-12B	Securities registration termination [Section 12(b)]	https://www.sec.gov/Archives/edgar/data/1568669/000110465918067965/0001104659-18-067965-index.htm
2019-09-09	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1745916/000110465919049170/0001104659-19-049170-index.htm
2019-11-06	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1745916/000110465919060273/0001104659-19-060273-index.htm
2020-02-12	SC 13G/A	Statement of acquisition of beneficial ownership by individuals	https://www.sec.gov/Archives/edgar/data/1745916/000110465920018935/0001104659-20-018935-index.htm
2020-02-13	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1745916/000110465920019681/0001104659-20-019681-index.htm
2020-03-16	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1745916/000110465920033581/0001104659-20-033581-index.htm
2020-04-09	424B3	Prospectus [Rule 424(b)(3)]	https://www.sec.gov/Archives/edgar/data/1745916/000110465920045224/0001104659-20-045224-index.htm
2020-05-07	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1745916/000110465920058172/0001104659-20-058172-index.htm
2020-06-05	S-8	Securities to be offered to employees in employee benefit plans	https://www.sec.gov/Archives/edgar/data/1745916/000110465920070313/0001104659-20-070313-index.htm
2020-06-10	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1745916/000110465920072072/0001104659-20-072072-index.htm
2020-06-29	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000110465920078254/0001104659-20-078254-index.htm
2020-07-02	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1745916/000110465920080558/0001104659-20-080558-index.htm
2020-07-09	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000110465920082476/0001104659-20-082476-index.htm
2020-09-15	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1745916/000110465920105009/0001104659-20-105009-index.htm
2020-09-21	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1745916/000110465920106962/0001104659-20-106962-index.htm
2020-09-24	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1745916/000110465920108302/0001104659-20-108302-index.htm
2020-09-29	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1745916/000110465920109816/0001104659-20-109816-index.htm
2020-10-15	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1745916/000110465920115057/0001104659-20-115057-index.htm
2020-10-16	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1745916/000110465920115503/0001104659-20-115503-index.htm
2020-11-05	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1745916/000110465920121835/0001104659-20-121835-index.htm
2018-07-17	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1568669/000112760218023448/0001127602-18-023448-index.htm
2018-07-17	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1568669/000112760218023450/0001127602-18-023450-index.htm
2018-07-19	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1568669/000112760218023593/0001127602-18-023593-index.htm
2018-07-25	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1568669/000112760218023834/0001127602-18-023834-index.htm
2018-08-01	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1568669/000112760218024274/0001127602-18-024274-index.htm
2018-08-01	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1568669/000112760218024292/0001127602-18-024292-index.htm
2018-08-01	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1568669/000112760218024295/0001127602-18-024295-index.htm
2018-08-07	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1568669/000112760218024834/0001127602-18-024834-index.htm
2018-08-07	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1568669/000112760218024835/0001127602-18-024835-index.htm
2018-08-07	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1568669/000112760218024836/0001127602-18-024836-index.htm
2018-08-08	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1568669/000112760218024993/0001127602-18-024993-index.htm
2018-08-15	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1568669/000112760218025500/0001127602-18-025500-index.htm
2018-08-17	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1568669/000112760218025719/0001127602-18-025719-index.htm
2018-08-29	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1568669/000112760218026476/0001127602-18-026476-index.htm
2018-09-13	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1568669/000112760218027523/0001127602-18-027523-index.htm
2018-09-26	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1568669/000112760218028444/0001127602-18-028444-index.htm
2018-10-12	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1568669/000112760218030060/0001127602-18-030060-index.htm
2018-10-25	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1568669/000112760218030931/0001127602-18-030931-index.htm
2019-03-06	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219010135/0001127602-19-010135-index.htm
2019-03-07	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219010389/0001127602-19-010389-index.htm
2019-03-07	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219010391/0001127602-19-010391-index.htm
2019-03-07	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219010395/0001127602-19-010395-index.htm
2019-03-07	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219010397/0001127602-19-010397-index.htm
2019-03-07	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219010399/0001127602-19-010399-index.htm
2019-03-07	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219010403/0001127602-19-010403-index.htm
2019-03-07	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219010405/0001127602-19-010405-index.htm
2019-03-12	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219011092/0001127602-19-011092-index.htm
2019-03-12	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219011096/0001127602-19-011096-index.htm
2019-03-12	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219011101/0001127602-19-011101-index.htm
2019-03-12	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219011108/0001127602-19-011108-index.htm
2019-03-12	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219011112/0001127602-19-011112-index.htm
2019-03-12	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219011114/0001127602-19-011114-index.htm
2019-03-12	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219011118/0001127602-19-011118-index.htm
2019-03-18	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219011703/0001127602-19-011703-index.htm
2019-03-18	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219011705/0001127602-19-011705-index.htm
2019-03-18	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219011709/0001127602-19-011709-index.htm
2019-03-18	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219011711/0001127602-19-011711-index.htm
2019-03-18	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219011715/0001127602-19-011715-index.htm
2019-03-18	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219011719/0001127602-19-011719-index.htm
2019-03-18	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219011726/0001127602-19-011726-index.htm
2019-03-18	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219011730/0001127602-19-011730-index.htm
2019-03-18	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219011740/0001127602-19-011740-index.htm
2019-03-19	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219012237/0001127602-19-012237-index.htm
2019-03-19	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219012242/0001127602-19-012242-index.htm
2019-03-19	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219012247/0001127602-19-012247-index.htm
2019-03-19	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219012271/0001127602-19-012271-index.htm
2019-03-19	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219012283/0001127602-19-012283-index.htm
2019-03-19	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219012288/0001127602-19-012288-index.htm
2019-03-19	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219012295/0001127602-19-012295-index.htm
2019-03-19	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219012298/0001127602-19-012298-index.htm
2019-03-22	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219012935/0001127602-19-012935-index.htm
2019-04-03	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219014615/0001127602-19-014615-index.htm
2019-04-05	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219014916/0001127602-19-014916-index.htm
2019-04-16	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219015603/0001127602-19-015603-index.htm
2019-04-17	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219015736/0001127602-19-015736-index.htm
2019-05-07	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219017617/0001127602-19-017617-index.htm
2019-05-07	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219017621/0001127602-19-017621-index.htm
2019-05-08	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219017782/0001127602-19-017782-index.htm
2019-05-16	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219018749/0001127602-19-018749-index.htm
2019-05-24	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219019888/0001127602-19-019888-index.htm
2019-06-05	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219020920/0001127602-19-020920-index.htm
2019-06-19	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219022288/0001127602-19-022288-index.htm
2019-06-24	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219022670/0001127602-19-022670-index.htm
2019-06-24	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219022672/0001127602-19-022672-index.htm
2019-07-03	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219024033/0001127602-19-024033-index.htm
2019-07-10	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219024352/0001127602-19-024352-index.htm
2019-07-17	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219024761/0001127602-19-024761-index.htm
2019-07-19	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219024936/0001127602-19-024936-index.htm
2019-08-01	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219025673/0001127602-19-025673-index.htm
2019-08-06	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219026184/0001127602-19-026184-index.htm
2019-08-06	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219026186/0001127602-19-026186-index.htm
2019-08-09	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219026358/0001127602-19-026358-index.htm
2019-08-23	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219027330/0001127602-19-027330-index.htm
2019-09-12	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219028267/0001127602-19-028267-index.htm
2019-09-24	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219029063/0001127602-19-029063-index.htm
2019-10-10	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219030391/0001127602-19-030391-index.htm
2019-10-21	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219030884/0001127602-19-030884-index.htm
2019-10-25	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219031084/0001127602-19-031084-index.htm
2019-11-06	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219032056/0001127602-19-032056-index.htm
2019-11-06	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219032059/0001127602-19-032059-index.htm
2019-11-06	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219032062/0001127602-19-032062-index.htm
2019-11-06	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219032064/0001127602-19-032064-index.htm
2019-11-08	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219032369/0001127602-19-032369-index.htm
2019-11-13	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219032661/0001127602-19-032661-index.htm
2019-11-19	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219033282/0001127602-19-033282-index.htm
2019-11-21	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219033514/0001127602-19-033514-index.htm
2019-11-21	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219033516/0001127602-19-033516-index.htm
2019-12-06	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219034474/0001127602-19-034474-index.htm
2019-12-06	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219034476/0001127602-19-034476-index.htm
2019-12-06	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219034487/0001127602-19-034487-index.htm
2019-12-20	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760219035684/0001127602-19-035684-index.htm
2020-01-09	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220001376/0001127602-20-001376-index.htm
2020-01-09	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220001378/0001127602-20-001378-index.htm
2020-01-16	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220001862/0001127602-20-001862-index.htm
2020-01-16	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220001864/0001127602-20-001864-index.htm
2020-01-24	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220002370/0001127602-20-002370-index.htm
2020-01-24	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220002372/0001127602-20-002372-index.htm
2020-02-05	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220003837/0001127602-20-003837-index.htm
2020-02-05	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220003839/0001127602-20-003839-index.htm
2020-02-07	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220004431/0001127602-20-004431-index.htm
2020-02-12	5	Annual statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220005113/0001127602-20-005113-index.htm
2020-02-12	5	Annual statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220005116/0001127602-20-005116-index.htm
2020-02-12	5	Annual statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220005120/0001127602-20-005120-index.htm
2020-02-12	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220005123/0001127602-20-005123-index.htm
2020-02-12	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220005125/0001127602-20-005125-index.htm
2020-02-12	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220005138/0001127602-20-005138-index.htm
2020-02-12	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220005142/0001127602-20-005142-index.htm
2020-02-14	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220005668/0001127602-20-005668-index.htm
2020-02-14	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220005775/0001127602-20-005775-index.htm
2020-02-24	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220007369/0001127602-20-007369-index.htm
2020-02-24	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220007373/0001127602-20-007373-index.htm
2020-02-27	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220008216/0001127602-20-008216-index.htm
2020-02-27	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220008218/0001127602-20-008218-index.htm
2020-02-27	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220008220/0001127602-20-008220-index.htm
2020-02-27	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220008222/0001127602-20-008222-index.htm
2020-02-27	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220008224/0001127602-20-008224-index.htm
2020-02-27	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220008228/0001127602-20-008228-index.htm
2020-02-27	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220008233/0001127602-20-008233-index.htm
2020-02-27	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220008238/0001127602-20-008238-index.htm
2020-02-27	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220008241/0001127602-20-008241-index.htm
2020-02-27	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220008243/0001127602-20-008243-index.htm
2020-02-27	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220008245/0001127602-20-008245-index.htm
2020-02-27	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220008247/0001127602-20-008247-index.htm
2020-02-27	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220008249/0001127602-20-008249-index.htm
2020-02-27	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220008252/0001127602-20-008252-index.htm
2020-02-27	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220008254/0001127602-20-008254-index.htm
2020-02-27	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220008256/0001127602-20-008256-index.htm
2020-02-27	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220008258/0001127602-20-008258-index.htm
2020-03-03	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220009255/0001127602-20-009255-index.htm
2020-03-06	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220009853/0001127602-20-009853-index.htm
2020-03-06	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220009861/0001127602-20-009861-index.htm
2020-03-10	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220010138/0001127602-20-010138-index.htm
2020-03-10	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220010141/0001127602-20-010141-index.htm
2020-03-10	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220010143/0001127602-20-010143-index.htm
2020-03-10	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220010145/0001127602-20-010145-index.htm
2020-03-10	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220010148/0001127602-20-010148-index.htm
2020-03-10	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220010151/0001127602-20-010151-index.htm
2020-03-10	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220010154/0001127602-20-010154-index.htm
2020-03-10	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220010155/0001127602-20-010155-index.htm
2020-03-11	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220010307/0001127602-20-010307-index.htm
2020-03-13	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220010635/0001127602-20-010635-index.htm
2020-03-13	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220010637/0001127602-20-010637-index.htm
2020-03-18	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220011346/0001127602-20-011346-index.htm
2020-03-18	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220011348/0001127602-20-011348-index.htm
2020-03-18	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220011351/0001127602-20-011351-index.htm
2020-03-18	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220011354/0001127602-20-011354-index.htm
2020-03-18	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220011356/0001127602-20-011356-index.htm
2020-03-18	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220011358/0001127602-20-011358-index.htm
2020-03-18	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220011360/0001127602-20-011360-index.htm
2020-03-18	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220011362/0001127602-20-011362-index.htm
2020-03-18	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220011364/0001127602-20-011364-index.htm
2020-03-19	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220011565/0001127602-20-011565-index.htm
2020-03-20	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220011649/0001127602-20-011649-index.htm
2020-03-26	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220012027/0001127602-20-012027-index.htm
2020-04-09	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220013524/0001127602-20-013524-index.htm
2020-04-13	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220013649/0001127602-20-013649-index.htm
2020-04-15	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220013755/0001127602-20-013755-index.htm
2020-04-15	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220013757/0001127602-20-013757-index.htm
2020-04-15	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220013759/0001127602-20-013759-index.htm
2020-04-24	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220014499/0001127602-20-014499-index.htm
2020-04-30	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220014926/0001127602-20-014926-index.htm
2020-04-30	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220014928/0001127602-20-014928-index.htm
2020-04-30	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220014930/0001127602-20-014930-index.htm
2020-05-05	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220015455/0001127602-20-015455-index.htm
2020-05-05	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220015461/0001127602-20-015461-index.htm
2020-05-08	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220015989/0001127602-20-015989-index.htm
2020-05-13	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220016466/0001127602-20-016466-index.htm
2020-05-13	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220016470/0001127602-20-016470-index.htm
2020-05-14	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220016658/0001127602-20-016658-index.htm
2020-05-15	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220016800/0001127602-20-016800-index.htm
2020-05-21	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220017608/0001127602-20-017608-index.htm
2020-05-28	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220018099/0001127602-20-018099-index.htm
2020-05-28	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220018101/0001127602-20-018101-index.htm
2020-06-03	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220018759/0001127602-20-018759-index.htm
2020-06-03	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220018761/0001127602-20-018761-index.htm
2020-06-03	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220018763/0001127602-20-018763-index.htm
2020-06-10	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220019384/0001127602-20-019384-index.htm
2020-06-11	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220019462/0001127602-20-019462-index.htm
2020-06-19	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220020101/0001127602-20-020101-index.htm
2020-06-25	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220020379/0001127602-20-020379-index.htm
2020-06-26	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220020457/0001127602-20-020457-index.htm
2020-07-06	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220021219/0001127602-20-021219-index.htm
2020-07-06	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220021222/0001127602-20-021222-index.htm
2020-07-10	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220021336/0001127602-20-021336-index.htm
2020-07-15	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220021583/0001127602-20-021583-index.htm
2020-07-17	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220021784/0001127602-20-021784-index.htm
2020-07-17	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220021786/0001127602-20-021786-index.htm
2020-07-22	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220022011/0001127602-20-022011-index.htm
2020-07-23	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220022049/0001127602-20-022049-index.htm
2020-07-23	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220022051/0001127602-20-022051-index.htm
2020-07-31	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220022434/0001127602-20-022434-index.htm
2020-08-05	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220022941/0001127602-20-022941-index.htm
2020-08-05	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220022944/0001127602-20-022944-index.htm
2020-08-10	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220023299/0001127602-20-023299-index.htm
2020-08-12	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220023490/0001127602-20-023490-index.htm
2020-08-12	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220023492/0001127602-20-023492-index.htm
2020-08-12	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220023494/0001127602-20-023494-index.htm
2020-08-19	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220023938/0001127602-20-023938-index.htm
2020-08-19	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220023940/0001127602-20-023940-index.htm
2020-08-27	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220024338/0001127602-20-024338-index.htm
2020-09-03	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220024724/0001127602-20-024724-index.htm
2020-09-03	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220024730/0001127602-20-024730-index.htm
2020-09-03	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220024734/0001127602-20-024734-index.htm
2020-09-11	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220024990/0001127602-20-024990-index.htm
2020-09-18	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220025442/0001127602-20-025442-index.htm
2020-09-21	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220025505/0001127602-20-025505-index.htm
2020-09-28	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220025808/0001127602-20-025808-index.htm
2020-10-02	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220026395/0001127602-20-026395-index.htm
2020-10-02	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220026399/0001127602-20-026399-index.htm
2020-10-09	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220026753/0001127602-20-026753-index.htm
2020-10-09	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220026755/0001127602-20-026755-index.htm
2020-10-15	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220026988/0001127602-20-026988-index.htm
2020-10-16	3	Initial statement of beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220027103/0001127602-20-027103-index.htm
2020-10-26	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220027527/0001127602-20-027527-index.htm
2020-10-29	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220027674/0001127602-20-027674-index.htm
2020-11-03	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220028045/0001127602-20-028045-index.htm
2020-11-06	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1745916/000112760220028405/0001127602-20-028405-index.htm
2018-08-06	SC 13D/A	General statement of acquisition of beneficial ownership	https://www.sec.gov/Archives/edgar/data/1568669/000114036118035609/0001140361-18-035609-index.htm
2018-11-05	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1568669/000114036118042406/0001140361-18-042406-index.htm
2019-04-17	DEF 14A	Other definitive proxy statements	https://www.sec.gov/Archives/edgar/data/1745916/000119312519109093/0001193125-19-109093-index.htm
2019-04-17	DEFA14A	Additional definitive proxy soliciting materials and Rule 14(a)(12) material	https://www.sec.gov/Archives/edgar/data/1745916/000119312519109107/0001193125-19-109107-index.htm
2020-02-13	SC 13D/A	General statement of acquisition of beneficial ownership	https://www.sec.gov/Archives/edgar/data/1745916/000119312520035779/0001193125-20-035779-index.htm
2020-04-03	DEF 14A	Other definitive proxy statements	https://www.sec.gov/Archives/edgar/data/1745916/000119312520098165/0001193125-20-098165-index.htm
2020-04-03	DEFA14A	Additional definitive proxy soliciting materials and Rule 14(a)(12) material	https://www.sec.gov/Archives/edgar/data/1745916/000119312520098186/0001193125-20-098186-index.htm
2020-04-28	DEFA14A	Additional definitive proxy soliciting materials and Rule 14(a)(12) material	https://www.sec.gov/Archives/edgar/data/1745916/000119312520123261/0001193125-20-123261-index.htm
2020-06-10	SC 13D/A	General statement of acquisition of beneficial ownership	https://www.sec.gov/Archives/edgar/data/1745916/000119312520165806/0001193125-20-165806-index.htm
2018-08-02	10-Q	Quarterly report [Sections 13 or 15(d)]	https://www.sec.gov/Archives/edgar/data/1568669/000155837018006239/0001558370-18-006239-index.htm
2018-08-15	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1568669/000155837018007134/0001558370-18-007134-index.htm
2018-08-29	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1568669/000155837018007260/0001558370-18-007260-index.htm
2018-10-03	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1568669/000155837018007627/0001558370-18-007627-index.htm
2018-10-31	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1568669/000155837018008181/0001558370-18-008181-index.htm
2019-03-05	10-K	Annual report [Section 13 and 15(d), not S-K Item 405]	https://www.sec.gov/Archives/edgar/data/1745916/000155837019001499/0001558370-19-001499-index.htm
2019-04-04	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1745916/000155837019002802/0001558370-19-002802-index.htm
2019-05-03	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1745916/000155837019003964/0001558370-19-003964-index.htm
2019-05-06	10-Q	Quarterly report [Sections 13 or 15(d)]	https://www.sec.gov/Archives/edgar/data/1745916/000155837019004088/0001558370-19-004088-index.htm
2019-06-05	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1745916/000155837019005515/0001558370-19-005515-index.htm
2019-06-12	S-8	Securities to be offered to employees in employee benefit plans	https://www.sec.gov/Archives/edgar/data/1745916/000155837019005648/0001558370-19-005648-index.htm
2019-07-25	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1745916/000155837019006340/0001558370-19-006340-index.htm
2019-08-02	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1745916/000155837019006874/0001558370-19-006874-index.htm
2019-08-06	10-Q	Quarterly report [Sections 13 or 15(d)]	https://www.sec.gov/Archives/edgar/data/1745916/000155837019007184/0001558370-19-007184-index.htm
2019-11-01	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1745916/000155837019009721/0001558370-19-009721-index.htm
2019-11-04	10-Q	Quarterly report [Sections 13 or 15(d)]	https://www.sec.gov/Archives/edgar/data/1745916/000155837019009815/0001558370-19-009815-index.htm
2020-02-10	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1745916/000155837020000614/0001558370-20-000614-index.htm
2020-02-14	SC 13G/A	Statement of acquisition of beneficial ownership by individuals	https://www.sec.gov/Archives/edgar/data/1745916/000155837020000841/0001558370-20-000841-index.htm
2020-02-28	10-K	Annual report [Section 13 and 15(d), not S-K Item 405]	https://www.sec.gov/Archives/edgar/data/1745916/000155837020001774/0001558370-20-001774-index.htm
2020-03-11	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1745916/000155837020002432/0001558370-20-002432-index.htm
2020-03-17	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1745916/000155837020002815/0001558370-20-002815-index.htm
2020-04-07	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1745916/000155837020003685/0001558370-20-003685-index.htm
2020-04-30	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1745916/000155837020004828/0001558370-20-004828-index.htm
2020-05-07	10-Q	Quarterly report [Sections 13 or 15(d)]	https://www.sec.gov/Archives/edgar/data/1745916/000155837020005779/0001558370-20-005779-index.htm
2020-05-19	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1745916/000155837020006846/0001558370-20-006846-index.htm
2020-05-29	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1745916/000155837020007141/0001558370-20-007141-index.htm
2020-08-06	10-Q	Quarterly report [Sections 13 or 15(d)]	https://www.sec.gov/Archives/edgar/data/1745916/000155837020009706/0001558370-20-009706-index.htm
2020-08-06	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1745916/000155837020009729/0001558370-20-009729-index.htm
2020-11-06	10-Q	Quarterly report [Sections 13 or 15(d)]	https://www.sec.gov/Archives/edgar/data/1745916/000155837020013132/0001558370-20-013132-index.htm

PennyMac Financial Services, Inc (PFSI) Insider Transactions:

Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of PennyMac Financial Services, Inc (PFSI). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.
Insider Ownership: 4428%
Institutional Ownership: 5281%

Transaction Date	Insider Name	Insider Title	Type	Shares Number	Shares Price	Total Transaction	Shares Held After Transaction	Link
2018-07-18	ANNE MCCALLION	Chief Enterprise Ops Officer	Sell	5,000.00	19.60	98,000.00	0.00	https://www.sec.gov/Archives/edgar/data/1568669/000112760218023593/0001127602-18-023593-index.htm
2018-07-30	ANNE MCCALLION	Chief Enterprise Ops Officer	Sell	5,000.00	19.26	96,300.00	0.00	https://www.sec.gov/Archives/edgar/data/1568669/000112760218024292/0001127602-18-024292-index.htm
2018-08-16	ANNE MCCALLION	Chief Enterprise Ops Officer	Sell	5,000.00	21.22	106,100.00	0.00	https://www.sec.gov/Archives/edgar/data/1568669/000112760218025719/0001127602-18-025719-index.htm
2018-08-28	ANNE MCCALLION	Chief Enterprise Ops Officer	Sell	5,000.00	21.00	104,992.50	0.00	https://www.sec.gov/Archives/edgar/data/1568669/000112760218026476/0001127602-18-026476-index.htm
2018-09-12	ANNE MCCALLION	Chief Enterprise Ops Officer	Sell	5,000.00	21.68	108,400.00	0.00	https://www.sec.gov/Archives/edgar/data/1568669/000112760218027523/0001127602-18-027523-index.htm
2018-09-25	ANNE MCCALLION	Chief Enterprise Ops Officer	Sell	5,000.00	20.88	104,400.00	0.00	https://www.sec.gov/Archives/edgar/data/1568669/000112760218028444/0001127602-18-028444-index.htm
2018-10-11	ANNE MCCALLION	Chief Enterprise Ops Officer	Sell	5,000.00	19.37	96,850.00	0.00	https://www.sec.gov/Archives/edgar/data/1568669/000112760218030060/0001127602-18-030060-index.htm
2018-10-23	ANNE MCCALLION	Chief Enterprise Ops Officer	Sell	5,000.00	19.44	97,200.00	0.00	https://www.sec.gov/Archives/edgar/data/1568669/000112760218030931/0001127602-18-030931-index.htm
2020-01-15	STANFORD L KURLAND	Director	Sell	1,000.00	33.93	33,932.00	105,695.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220001862/0001127602-20-001862-index.htm
2020-01-15	STANFORD L KURLAND	Director	Sell	14,000.00	33.97	475,510.00	106,695.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220001862/0001127602-20-001862-index.htm
2019-03-15	Theodore W Tozer	Director	Buy	4,450.00			11,673.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219011719/0001127602-19-011719-index.htm
2020-10-08	DAVID SPECTOR	President & CEO	Sell	3,500.00	61.40	214,900.00	1,183,878.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220026753/0001127602-20-026753-index.htm
2020-10-08	DAVID SPECTOR	President & CEO	Sell	5,900.00	60.82	358,838.00	1,187,378.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220026753/0001127602-20-026753-index.htm
2020-10-08	DAVID SPECTOR	President & CEO	Sell	5,600.00	59.89	335,384.00	1,193,278.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220026753/0001127602-20-026753-index.htm
2020-10-07	DAVID SPECTOR	President & CEO	Sell	10,600.00	60.04	636,424.00	1,198,878.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220026753/0001127602-20-026753-index.htm
2020-01-14	STANFORD L KURLAND	Director	Sell	14,000.00	34.06	476,814.80	120,695.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220001862/0001127602-20-001862-index.htm
2019-07-01	ANNE MCCALLION	Director	Buy	4,485.00	22.74	101,988.90	12,074.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219024033/0001127602-19-024033-index.htm
2020-10-07	DAVID SPECTOR	President & CEO	Sell	4,400.00	59.07	259,908.00	1,209,478.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220026753/0001127602-20-026753-index.htm
2020-09-17	DAVID SPECTOR	President & CEO	Sell	3,100.00	57.96	179,676.00	1,213,878.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220025442/0001127602-20-025442-index.htm
2020-09-17	DAVID SPECTOR	President & CEO	Sell	11,900.00	57.21	680,799.00	1,216,978.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220025442/0001127602-20-025442-index.htm
2020-09-16	DAVID SPECTOR	President & CEO	Sell	8,700.00	58.69	510,603.00	1,228,878.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220025442/0001127602-20-025442-index.htm
2020-11-05	David M Walker	Chief Risk Officer	Sell	2,000.00	58.45	116,907.80	123,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220028405/0001127602-20-028405-index.htm
2020-09-16	DAVID SPECTOR	President & CEO	Sell	6,300.00	58.12	366,156.00	1,237,578.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220025442/0001127602-20-025442-index.htm
2020-08-18	DAVID SPECTOR	President & CEO	Sell	5,101.00	48.84	249,111.42	1,243,878.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220023938/0001127602-20-023938-index.htm
2020-08-18	DAVID SPECTOR	President & CEO	Sell	9,899.00	48.22	477,348.59	1,248,979.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220023938/0001127602-20-023938-index.htm
2020-11-05	David M Walker	Chief Risk Officer	Sell	1,100.00	57.71	63,482.98	125,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220028405/0001127602-20-028405-index.htm
2020-08-17	DAVID SPECTOR	President & CEO	Sell	978.00	49.70	48,601.71	1,258,878.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220023938/0001127602-20-023938-index.htm
2020-08-17	DAVID SPECTOR	President & CEO	Sell	14,022.00	49.32	691,584.67	1,259,856.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220023938/0001127602-20-023938-index.htm
2020-11-05	David M Walker	Chief Risk Officer	Sell	6,900.00	56.64	390,804.96	126,185.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220028405/0001127602-20-028405-index.htm
2020-07-17	DAVID SPECTOR	President & CEO	Sell	6,300.00	43.80	275,923.62	1,273,878.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220021786/0001127602-20-021786-index.htm
2020-03-11	DAVID SPECTOR	President & CEO	Sell	4,617.00	35.28	162,874.83	1,279,449.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220010637/0001127602-20-010637-index.htm
2019-04-16	DAVID SPECTOR	President & CEO	Sell	18,434.00	22.72	418,796.52	1,279,670.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219015603/0001127602-19-015603-index.htm
2020-07-17	DAVID SPECTOR	President & CEO	Sell	8,700.00	43.35	377,142.39	1,280,178.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220021786/0001127602-20-021786-index.htm
2020-03-10	DAVID SPECTOR	President & CEO	Sell	6,040.00	36.42	219,947.20	1,284,066.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220010151/0001127602-20-010151-index.htm
2020-07-22	ANNE MCCALLION	Director	Sell	5,000.00	44.69	223,450.00	128,606.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220022049/0001127602-20-022049-index.htm
2020-07-16	DAVID SPECTOR	President & CEO	Sell	7,099.00	42.92	304,689.08	1,288,878.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220021786/0001127602-20-021786-index.htm
2019-03-15	DAVID SPECTOR	President & CEO	Buy	22,195.00			1,290,299.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219012295/0001127602-19-012295-index.htm
2020-02-26	DAVID SPECTOR	President & CEO	Buy	16,071.00			1,295,741.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220008218/0001127602-20-008218-index.htm
2020-07-16	DAVID SPECTOR	President & CEO	Sell	7,901.00	42.46	335,476.46	1,295,977.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220021786/0001127602-20-021786-index.htm
2019-04-15	DAVID SPECTOR	President & CEO	Sell	8,478.00	22.51	190,841.48	1,298,104.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219015603/0001127602-19-015603-index.htm
2019-04-12	DAVID SPECTOR	President & CEO	Sell	13,028.00	22.50	293,119.58	1,306,582.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219015603/0001127602-19-015603-index.htm
2020-11-04	David M Walker	Chief Risk Officer	Sell	2,494.00	55.96	139,570.72	133,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220028405/0001127602-20-028405-index.htm
2020-03-17	DAVID SPECTOR	President & CEO	Buy	55,726.00			1,331,507.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220011362/0001127602-20-011362-index.htm
2020-07-21	ANNE MCCALLION	Director	Sell	32.00	44.44	1,422.08	133,606.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220022049/0001127602-20-022049-index.htm
2020-07-21	ANNE MCCALLION	Director	Sell	4,968.00	43.94	218,315.28	133,638.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220022049/0001127602-20-022049-index.htm
2020-01-14	STANFORD L KURLAND	Director	Sell	1,000.00	34.09	34,092.00	134,695.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220001862/0001127602-20-001862-index.htm
2019-03-15	DAVID SPECTOR	President & CEO	Buy	58,134.00			1,348,433.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219012295/0001127602-19-012295-index.htm
2020-11-04	David M Walker	Chief Risk Officer	Sell	6,806.00	55.59	378,346.22	135,579.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220028405/0001127602-20-028405-index.htm
2019-12-06	STANFORD L KURLAND	Executive Chairman	Sell	15,000.00	33.99	509,904.00	135,695.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219034476/0001127602-19-034476-index.htm
2020-07-08	ANNE MCCALLION	Director	Sell	5,000.00	40.05	200,250.00	138,606.00	https://www.sec.gov/Archives/edgar/data/1745916/000110465920082476/0001104659-20-082476-index.htm
2020-11-04	David M Walker	Chief Risk Officer	Sell	700.00	54.34	38,038.00	142,385.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220028405/0001127602-20-028405-index.htm
2020-10-23	David M Walker	Chief Risk Officer	Sell	100.00	58.81	5,881.00	143,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220027527/0001127602-20-027527-index.htm
2020-10-23	David M Walker	Chief Risk Officer	Sell	5,373.00	58.03	311,797.88	143,185.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220027527/0001127602-20-027527-index.htm
2020-07-07	ANNE MCCALLION	Director	Sell	100.00	40.80	4,080.00	143,606.00	https://www.sec.gov/Archives/edgar/data/1745916/000110465920082476/0001104659-20-082476-index.htm
2020-07-07	ANNE MCCALLION	Director	Sell	4,900.00	40.21	197,029.00	143,706.00	https://www.sec.gov/Archives/edgar/data/1745916/000110465920082476/0001104659-20-082476-index.htm
2020-02-26	Theodore W Tozer	Director	Buy	2,911.00			14,584.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220008252/0001127602-20-008252-index.htm
2019-11-19	Jeffrey Grogin	Chief Enterprise Ops Officer	Sell	2,355.00	33.36	78,554.09	14,811.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219033282/0001127602-19-033282-index.htm
2020-10-23	David M Walker	Chief Risk Officer	Sell	4,527.00	57.19	258,906.37	148,558.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220027527/0001127602-20-027527-index.htm
2020-06-25	ANNE MCCALLION	Director	Sell	3,900.00	42.50	165,734.40	148,606.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220020457/0001127602-20-020457-index.htm
2020-02-26	ANNE MCCALLION	Director	Buy	2,911.00			14,985.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220008258/0001127602-20-008258-index.htm
2019-12-05	STANFORD L KURLAND	Executive Chairman	Sell	15,000.00	33.83	507,441.00	150,695.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219034476/0001127602-19-034476-index.htm
2020-10-01	JOSEPH F MAZZELLA	Director	Sell	200.00	59.09	11,817.00	152,031.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220026399/0001127602-20-026399-index.htm
2020-10-01	JOSEPH F MAZZELLA	Director	Sell	12,118.00	58.56	709,660.38	152,231.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220026399/0001127602-20-026399-index.htm
2020-06-25	ANNE MCCALLION	Director	Sell	1,100.00	41.96	46,150.50	152,506.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220020457/0001127602-20-020457-index.htm
2020-10-22	David M Walker	Chief Risk Officer	Sell	184.00	57.99	10,669.99	153,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220027527/0001127602-20-027527-index.htm
2020-10-22	David M Walker	Chief Risk Officer	Sell	3,500.00	57.29	200,503.80	153,269.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220027527/0001127602-20-027527-index.htm
2020-06-24	ANNE MCCALLION	Director	Sell	2,300.00	41.44	95,318.90	153,606.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220020457/0001127602-20-020457-index.htm
2020-06-24	ANNE MCCALLION	Director	Sell	2,700.00	40.44	109,196.10	155,906.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220020457/0001127602-20-020457-index.htm
2020-10-22	David M Walker	Chief Risk Officer	Sell	6,316.00	56.30	355,569.33	156,769.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220027527/0001127602-20-027527-index.htm
2020-06-09	ANNE MCCALLION	Director	Sell	5,000.00	35.49	177,450.00	158,606.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220019384/0001127602-20-019384-index.htm
2020-10-08	David M Walker	Chief Risk Officer	Sell	2,030.00	61.38	124,609.93	163,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220026755/0001127602-20-026755-index.htm
2020-06-08	ANNE MCCALLION	Director	Sell	1,000.00	36.79	36,794.50	163,606.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220019384/0001127602-20-019384-index.htm
2020-03-17	STANFORD L KURLAND	Director	Buy	156,739.00			164,018.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220011358/0001127602-20-011358-index.htm
2020-10-01	JOSEPH F MAZZELLA	Director	Sell	5,682.00	57.66	327,630.37	164,349.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220026399/0001127602-20-026399-index.htm
2020-06-08	ANNE MCCALLION	Director	Sell	4,000.00	36.30	145,218.00	164,606.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220019384/0001127602-20-019384-index.htm
2020-10-08	David M Walker	Chief Risk Officer	Sell	4,470.00	60.74	271,503.78	165,115.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220026755/0001127602-20-026755-index.htm
2019-12-04	STANFORD L KURLAND	Executive Chairman	Sell	15,000.00	33.86	507,918.00	165,695.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219034476/0001127602-19-034476-index.htm
2020-08-10	FARHAD NANJI	Director	Sell	42,000.00	53.00	2,226,163.80	167,149.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220023492/0001127602-20-023492-index.htm
2020-05-28	ANNE MCCALLION	Director	Sell	5,000.00	34.03	170,150.00	168,606.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220018099/0001127602-20-018099-index.htm
2020-10-08	David M Walker	Chief Risk Officer	Sell	3,500.00	59.90	209,647.90	169,585.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220026755/0001127602-20-026755-index.htm
2020-09-01	JOSEPH F MAZZELLA	Director	Sell	6,841.00	53.47	365,818.37	170,031.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220024730/0001127602-20-024730-index.htm
2019-11-19	Jeffrey Grogin	Chief Enterprise Ops Officer	Sell	7,640.00	32.85	250,956.43	17,166.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219033282/0001127602-19-033282-index.htm
2020-10-07	David M Walker	Chief Risk Officer	Sell	110.00	60.42	6,646.10	173,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220026755/0001127602-20-026755-index.htm
2020-10-07	David M Walker	Chief Risk Officer	Sell	7,490.00	60.00	449,391.01	173,195.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220026755/0001127602-20-026755-index.htm
2020-05-27	ANNE MCCALLION	Director	Sell	1,300.00	34.32	44,618.47	173,606.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220018099/0001127602-20-018099-index.htm
2020-05-27	ANNE MCCALLION	Director	Sell	3,700.00	33.26	123,063.11	174,906.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220018099/0001127602-20-018099-index.htm
2020-09-01	JOSEPH F MAZZELLA	Director	Sell	11,159.00	52.57	586,659.88	176,872.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220024730/0001127602-20-024730-index.htm
2020-05-13	ANNE MCCALLION	Director	Sell	300.00	28.18	8,454.06	178,606.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220016658/0001127602-20-016658-index.htm
2020-05-13	ANNE MCCALLION	Director	Sell	4,700.00	27.77	130,522.76	178,906.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220016658/0001127602-20-016658-index.htm
2020-10-07	David M Walker	Chief Risk Officer	Sell	2,400.00	58.96	141,502.56	180,685.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220026755/0001127602-20-026755-index.htm
2019-11-12	STANFORD L KURLAND	Executive Chairman	Sell	15,000.00	31.08	466,255.50	180,695.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219032661/0001127602-19-032661-index.htm
2020-09-18	David M Walker	Chief Risk Officer	Sell	1,000.00	60.02	60,017.00	183,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220025505/0001127602-20-025505-index.htm
2020-05-12	ANNE MCCALLION	Director	Sell	400.00	29.26	11,703.00	183,606.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220016658/0001127602-20-016658-index.htm
2020-05-12	ANNE MCCALLION	Director	Sell	4,600.00	28.81	132,514.04	184,006.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220016658/0001127602-20-016658-index.htm
2020-09-18	David M Walker	Chief Risk Officer	Sell	5,742.00	59.25	340,205.46	184,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220025505/0001127602-20-025505-index.htm
2020-02-10	FARHAD NANJI	Director	Buy	685.00	34.08	23,344.80	186,925.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220005125/0001127602-20-005125-index.htm
2020-08-03	JOSEPH F MAZZELLA	Director	Sell	2,265.00	48.83	110,593.16	188,031.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220022944/0001127602-20-022944-index.htm
2020-04-29	ANNE MCCALLION	Director	Sell	1,000.00	31.60	31,600.00	188,606.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220014926/0001127602-20-014926-index.htm
2019-03-15	FARHAD NANJI	Director	Buy	4,450.00			189,454.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219011711/0001127602-19-011711-index.htm
2020-04-29	ANNE MCCALLION	Director	Sell	4,000.00	31.07	124,290.40	189,606.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220014926/0001127602-20-014926-index.htm
2020-09-18	David M Walker	Chief Risk Officer	Sell	3,258.00	58.46	190,462.35	189,827.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220025505/0001127602-20-025505-index.htm
2020-02-26	FARHAD NANJI	Director	Buy	2,911.00			189,836.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220008233/0001127602-20-008233-index.htm
2020-08-03	JOSEPH F MAZZELLA	Director	Sell	15,735.00	48.29	759,784.93	190,296.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220022944/0001127602-20-022944-index.htm
2019-05-06	FARHAD NANJI	Director	Buy	1,116.00	22.58	25,199.28	190,570.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219017621/0001127602-19-017621-index.htm
2020-05-11	FARHAD NANJI	Director	Buy	897.00	26.05	23,366.85	190,733.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220016470/0001127602-20-016470-index.htm
2019-08-05	FARHAD NANJI	Director	Buy	1,018.00	22.94	23,352.92	191,588.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219026186/0001127602-19-026186-index.htm
2019-11-04	FARHAD NANJI	Director	Buy	752.00	31.08	23,372.16	192,340.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219032064/0001127602-19-032064-index.htm
2020-09-17	David M Walker	Chief Risk Officer	Sell	2,200.00	57.93	127,456.34	193,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220025505/0001127602-20-025505-index.htm
2020-04-28	ANNE MCCALLION	Director	Sell	5,000.00	28.80	144,000.00	193,606.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220014926/0001127602-20-014926-index.htm
2020-09-17	David M Walker	Chief Risk Officer	Sell	7,800.00	57.18	446,007.12	195,285.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220025505/0001127602-20-025505-index.htm
2019-11-11	STANFORD L KURLAND	Executive Chairman	Sell	15,000.00	30.89	463,342.50	195,695.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219032661/0001127602-19-032661-index.htm
2020-02-26	Jeffrey Grogin	Chief Enterprise Ops Officer	Buy	4,817.00			19,628.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220008220/0001127602-20-008220-index.htm
2020-04-14	ANNE MCCALLION	Director	Sell	1,100.00	26.88	29,567.01	198,606.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220013755/0001127602-20-013755-index.htm
2020-04-14	ANNE MCCALLION	Director	Sell	3,900.00	26.23	102,284.13	199,706.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220013755/0001127602-20-013755-index.htm
2020-09-02	David M Walker	Chief Risk Officer	Sell	4,900.00	53.77	263,465.65	203,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220024734/0001127602-20-024734-index.htm
2020-04-14	ANNE MCCALLION	Director	Sell	1,800.00	26.84	48,306.96	203,606.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220013755/0001127602-20-013755-index.htm
2020-04-14	ANNE MCCALLION	Director	Sell	3,200.00	26.07	83,411.84	205,406.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220013755/0001127602-20-013755-index.htm
2020-07-01	JOSEPH F MAZZELLA	Director	Sell	18,000.00	41.56	748,168.20	206,031.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220021222/0001127602-20-021222-index.htm
2020-09-02	David M Walker	Chief Risk Officer	Sell	5,100.00	53.07	270,631.50	207,985.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220024734/0001127602-20-024734-index.htm
2020-06-23	FARHAD NANJI	Director	Sell	50,000.00	41.34	2,066,950.00	208,571.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220020379/0001127602-20-020379-index.htm
2020-04-13	ANNE MCCALLION	Director	Sell	3,900.00	26.35	102,754.47	208,606.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220013755/0001127602-20-013755-index.htm
2020-03-05	ANNE MCCALLION	Director	Sell	1,000.00	38.38	38,377.50	208,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220009853/0001127602-20-009853-index.htm
2020-08-10	FARHAD NANJI	Director	Buy	578.00	40.44	23,374.32	209,149.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220023492/0001127602-20-023492-index.htm
2020-03-05	ANNE MCCALLION	Director	Sell	4,000.00	37.56	150,224.40	209,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220009853/0001127602-20-009853-index.htm
2019-11-08	STANFORD L KURLAND	Executive Chairman	Sell	15,000.00	30.72	460,839.00	210,695.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219032661/0001127602-19-032661-index.htm
2020-04-13	ANNE MCCALLION	Director	Sell	11,100.00	25.76	285,907.14	212,506.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220013755/0001127602-20-013755-index.htm
2020-09-01	David M Walker	Chief Risk Officer	Sell	3,800.00	53.41	202,947.36	213,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220024734/0001127602-20-024734-index.htm
2020-03-04	ANNE MCCALLION	Director	Sell	1,900.00	38.16	72,513.12	213,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220009853/0001127602-20-009853-index.htm
2020-03-04	ANNE MCCALLION	Director	Sell	3,100.00	37.36	115,824.06	215,820.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220009853/0001127602-20-009853-index.htm
2020-09-01	David M Walker	Chief Risk Officer	Sell	6,200.00	52.57	325,935.86	216,885.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220024734/0001127602-20-024734-index.htm
2020-02-21	ANNE MCCALLION	Director	Sell	5,000.00	35.33	176,650.00	218,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220007373/0001127602-20-007373-index.htm
2020-08-19	David M Walker	Chief Risk Officer	Sell	10,000.00	48.67	486,701.00	223,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220023940/0001127602-20-023940-index.htm
2020-04-13	ANNE MCCALLION	Director	Sell	400.00	26.57	10,628.00	223,606.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220013755/0001127602-20-013755-index.htm
2020-02-20	ANNE MCCALLION	Director	Sell	5,000.00	34.93	174,650.00	223,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220007373/0001127602-20-007373-index.htm
2020-04-13	ANNE MCCALLION	Director	Sell	4,600.00	25.94	119,335.04	224,006.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220013755/0001127602-20-013755-index.htm
2020-06-01	JOSEPH F MAZZELLA	Director	Sell	14,776.00	34.38	507,941.25	224,031.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220018761/0001127602-20-018761-index.htm
2019-10-21	STANFORD L KURLAND	Executive Chairman	Sell	15,000.00	33.18	497,743.50	225,695.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219030884/0001127602-19-030884-index.htm
2020-02-07	ANNE MCCALLION	Director	Sell	100.00	38.95	3,894.50	228,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220004431/0001127602-20-004431-index.htm
2020-02-07	ANNE MCCALLION	Director	Sell	4,100.00	38.20	156,639.27	229,020.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220004431/0001127602-20-004431-index.htm
2020-08-18	David M Walker	Chief Risk Officer	Sell	2,503.00	48.83	122,212.23	233,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220023940/0001127602-20-023940-index.htm
2020-02-07	ANNE MCCALLION	Director	Sell	800.00	37.71	30,169.04	233,120.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220004431/0001127602-20-004431-index.htm
2020-02-06	ANNE MCCALLION	Director	Sell	5,000.00	36.03	180,150.00	233,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220004431/0001127602-20-004431-index.htm
2020-08-18	David M Walker	Chief Risk Officer	Sell	7,497.00	48.20	361,370.39	235,588.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220023940/0001127602-20-023940-index.htm
2020-06-01	JOSEPH F MAZZELLA	Director	Sell	3,224.00	33.92	109,356.79	238,807.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220018761/0001127602-20-018761-index.htm
2020-01-23	ANNE MCCALLION	Director	Sell	5,000.00	33.83	169,150.00	238,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220002370/0001127602-20-002370-index.htm
2019-10-18	STANFORD L KURLAND	Executive Chairman	Sell	15,000.00	32.74	491,119.50	240,695.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219030884/0001127602-19-030884-index.htm
2020-05-01	JOSEPH F MAZZELLA	Director	Sell	1,320.00	28.85	38,086.75	242,031.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220015455/0001127602-20-015455-index.htm
2020-08-07	David M Walker	Chief Risk Officer	Sell	100.00	55.23	5,523.00	243,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220023299/0001127602-20-023299-index.htm
2020-08-07	David M Walker	Chief Risk Officer	Sell	400.00	53.61	21,443.52	243,185.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220023299/0001127602-20-023299-index.htm
2020-05-01	JOSEPH F MAZZELLA	Director	Sell	16,680.00	28.06	468,045.80	243,351.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220015455/0001127602-20-015455-index.htm
2020-08-07	David M Walker	Chief Risk Officer	Sell	1,252.00	52.71	65,998.43	243,585.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220023299/0001127602-20-023299-index.htm
2020-01-22	ANNE MCCALLION	Director	Sell	5,000.00	33.94	169,700.00	243,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220002370/0001127602-20-002370-index.htm
2020-08-07	David M Walker	Chief Risk Officer	Sell	4,218.00	51.79	218,436.72	244,837.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220023299/0001127602-20-023299-index.htm
2019-11-18	Jeffrey Grogin	Chief Enterprise Ops Officer	Sell	8,628.00	32.12	277,112.38	24,806.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219033282/0001127602-19-033282-index.htm
2020-01-08	ANNE MCCALLION	Director	Sell	5,000.00	33.24	166,200.00	248,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220001376/0001127602-20-001376-index.htm
2020-08-07	David M Walker	Chief Risk Officer	Sell	4,030.00	51.07	205,792.76	249,055.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220023299/0001127602-20-023299-index.htm
2020-08-06	David M Walker	Chief Risk Officer	Sell	1,100.00	50.99	56,093.95	253,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220023299/0001127602-20-023299-index.htm
2020-01-07	ANNE MCCALLION	Director	Sell	5,000.00	33.53	167,650.00	253,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220001376/0001127602-20-001376-index.htm
2020-08-06	David M Walker	Chief Risk Officer	Sell	8,900.00	50.25	447,204.53	254,185.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220023299/0001127602-20-023299-index.htm
2019-10-17	STANFORD L KURLAND	Executive Chairman	Sell	15,000.00	32.25	483,819.00	255,695.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219030884/0001127602-19-030884-index.htm
2019-12-19	ANNE MCCALLION	Director	Sell	5,000.00	33.85	169,250.00	258,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219035684/0001127602-19-035684-index.htm
2018-07-17	Matthew Botein	Director	Sell	10,000.00	19.41	194,095.00	25,893.00	https://www.sec.gov/Archives/edgar/data/1568669/000112760218023450/0001127602-18-023450-index.htm
2018-07-24	Matthew Botein	Director	Sell	10,000.00	19.64	196,443.00	25,893.00	https://www.sec.gov/Archives/edgar/data/1568669/000112760218023834/0001127602-18-023834-index.htm
2018-07-31	Matthew Botein	Director	Sell	10,000.00	19.11	191,097.00	25,893.00	https://www.sec.gov/Archives/edgar/data/1568669/000112760218024295/0001127602-18-024295-index.htm
2018-08-07	Matthew Botein	Director	Sell	10,000.00	21.17	211,654.00	25,893.00	https://www.sec.gov/Archives/edgar/data/1568669/000112760218024993/0001127602-18-024993-index.htm
2018-08-14	Matthew Botein	Director	Sell	10,000.00	21.12	211,238.00	25,893.00	https://www.sec.gov/Archives/edgar/data/1568669/000112760218025500/0001127602-18-025500-index.htm
2020-04-14	JOSEPH F MAZZELLA	Director	Sell	8,768.00	27.17	238,184.47	260,031.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220013757/0001127602-20-013757-index.htm
2019-12-18	ANNE MCCALLION	Director	Sell	5,000.00	33.74	168,700.00	263,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219035684/0001127602-19-035684-index.htm
2019-03-15	David M Walker	Chief Risk Officer	Buy	5,551.00			26,563.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219012298/0001127602-19-012298-index.htm
2020-07-22	David M Walker	Chief Risk Officer	Sell	5,000.00	44.71	223,565.50	268,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220022051/0001127602-20-022051-index.htm
2020-04-09	JOSEPH F MAZZELLA	Director	Sell	9,232.00	27.07	249,895.47	268,799.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220013649/0001127602-20-013649-index.htm
2019-12-06	ANNE MCCALLION	Director	Sell	5,000.00	33.98	169,900.00	268,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219034487/0001127602-19-034487-index.htm
2019-09-12	STANFORD L KURLAND	Executive Chairman	Sell	5,000.00	30.64	153,222.50	270,695.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219028267/0001127602-19-028267-index.htm
2020-07-21	David M Walker	Chief Risk Officer	Sell	300.00	44.48	13,343.01	273,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220022051/0001127602-20-022051-index.htm
2020-07-21	David M Walker	Chief Risk Officer	Sell	9,700.00	43.96	426,397.45	273,385.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220022051/0001127602-20-022051-index.htm
2019-12-05	ANNE MCCALLION	Director	Sell	5,000.00	33.82	169,100.00	273,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219034487/0001127602-19-034487-index.htm
2019-09-12	STANFORD L KURLAND	Executive Chairman	Sell	10,000.00	30.65	306,452.00	275,695.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219028267/0001127602-19-028267-index.htm
2020-03-02	JOSEPH F MAZZELLA	Director	Sell	2,830.00	36.06	102,060.55	278,031.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220009255/0001127602-20-009255-index.htm
2019-11-20	ANNE MCCALLION	Director	Sell	700.00	34.35	24,045.00	278,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219033516/0001127602-19-033516-index.htm
2019-11-20	ANNE MCCALLION	Director	Sell	4,300.00	33.59	144,437.00	279,620.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219033516/0001127602-19-033516-index.htm
2020-03-02	JOSEPH F MAZZELLA	Director	Sell	15,170.00	35.50	538,484.94	280,861.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220009255/0001127602-20-009255-index.htm
2019-03-15	Doug Jones	Chief Mtge Bnkg Ofcr	Buy	11,097.00			28,100.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219012271/0001127602-19-012271-index.htm
2020-07-09	David M Walker	Chief Risk Officer	Sell	10,000.00	40.07	400,654.00	283,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220021336/0001127602-20-021336-index.htm
2019-11-19	ANNE MCCALLION	Director	Sell	1,900.00	33.80	64,227.60	283,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219033516/0001127602-19-033516-index.htm
2019-09-11	STANFORD L KURLAND	Executive Chairman	Sell	5,000.00	31.11	155,559.50	285,695.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219028267/0001127602-19-028267-index.htm
2019-11-19	ANNE MCCALLION	Director	Sell	3,100.00	33.26	103,114.99	285,820.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219033516/0001127602-19-033516-index.htm
2020-04-28	Jeffrey Grogin	Chief Enterprise Ops Officer	Sell	36,900.00	29.06	1,072,487.43	28,761.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220014928/0001127602-20-014928-index.htm
2020-05-01	Jeffrey Grogin	Chief Enterprise Ops Officer	Sell	4,617.00	29.24	135,020.01	28,761.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220015461/0001127602-20-015461-index.htm
2020-05-05	Jeffrey Grogin	Chief Enterprise Ops Officer	Sell	4,609.00	29.35	135,295.35	28,761.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220015461/0001127602-20-015461-index.htm
2020-06-01	Jeffrey Grogin	Chief Enterprise Ops Officer	Sell	4,522.00	34.28	155,007.38	28,761.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220018759/0001127602-20-018759-index.htm
2020-07-01	Jeffrey Grogin	Chief Enterprise Ops Officer	Sell	9,225.00	41.40	381,944.52	28,761.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220021219/0001127602-20-021219-index.htm
2020-08-03	Jeffrey Grogin	Chief Enterprise Ops Officer	Sell	9,225.00	48.00	442,754.80	28,761.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220022941/0001127602-20-022941-index.htm
2020-09-01	Jeffrey Grogin	Chief Enterprise Ops Officer	Sell	1,017.00	52.96	53,857.47	28,761.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220024724/0001127602-20-024724-index.htm
2020-10-01	Jeffrey Grogin	Chief Enterprise Ops Officer	Sell	400.00	59.02	23,609.00	28,761.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220026395/0001127602-20-026395-index.htm
2020-11-02	Jeffrey Grogin	Chief Enterprise Ops Officer	Sell	2,900.00	51.67	149,835.17	28,761.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220028045/0001127602-20-028045-index.htm
2019-11-05	ANNE MCCALLION	Director	Sell	5,000.00	30.34	151,700.00	288,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219032056/0001127602-19-032056-index.htm
2020-05-05	Jeffrey Grogin	Chief Enterprise Ops Officer	Buy	156.00	17.26	2,692.56	28,917.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220015461/0001127602-20-015461-index.htm
2019-09-11	STANFORD L KURLAND	Executive Chairman	Sell	10,000.00	31.10	311,037.00	290,695.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219028267/0001127602-19-028267-index.htm
2020-10-01	Jeffrey Grogin	Chief Enterprise Ops Officer	Sell	3,700.00	58.51	216,498.84	29,161.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220026395/0001127602-20-026395-index.htm
2020-07-08	David M Walker	Chief Risk Officer	Sell	1,027.00	40.62	41,713.66	293,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220021336/0001127602-20-021336-index.htm
2019-11-04	ANNE MCCALLION	Director	Sell	700.00	30.72	21,503.51	293,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219032056/0001127602-19-032056-index.htm
2020-07-08	David M Walker	Chief Risk Officer	Sell	8,973.00	39.99	358,812.32	294,112.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220021336/0001127602-20-021336-index.htm
2019-11-04	ANNE MCCALLION	Director	Sell	4,300.00	29.92	128,652.13	294,620.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219032056/0001127602-19-032056-index.htm
2020-02-03	JOSEPH F MAZZELLA	Director	Sell	18,000.00	33.94	610,948.80	296,031.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220003837/0001127602-20-003837-index.htm
2020-09-01	Jeffrey Grogin	Chief Enterprise Ops Officer	Sell	8,208.00	52.53	431,191.68	29,778.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220024724/0001127602-20-024724-index.htm
2019-10-24	ANNE MCCALLION	Director	Sell	5,000.00	31.62	158,100.00	298,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219031084/0001127602-19-031084-index.htm
2018-07-16	David M Walker	Chief Risk Officer	Sell	5,000.00	19.34	96,694.00	30.00	https://www.sec.gov/Archives/edgar/data/1568669/000112760218023448/0001127602-18-023448-index.htm
2018-07-17	David M Walker	Chief Risk Officer	Sell	5,000.00	19.36	96,788.00	30.00	https://www.sec.gov/Archives/edgar/data/1568669/000112760218023448/0001127602-18-023448-index.htm
2018-07-30	David M Walker	Chief Risk Officer	Sell	5,000.00	19.28	96,419.00	30.00	https://www.sec.gov/Archives/edgar/data/1568669/000112760218024274/0001127602-18-024274-index.htm
2018-07-31	David M Walker	Chief Risk Officer	Sell	5,000.00	19.11	95,559.50	30.00	https://www.sec.gov/Archives/edgar/data/1568669/000112760218024274/0001127602-18-024274-index.htm
2019-09-10	STANFORD L KURLAND	Executive Chairman	Sell	5,000.00	30.38	151,897.50	300,695.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219028267/0001127602-19-028267-index.htm
2019-03-15	ANNE MCCALLION	Chief Enterprise Ops Officer	Buy	22,687.00			30,276.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219012288/0001127602-19-012288-index.htm
2020-06-18	David M Walker	Chief Risk Officer	Sell	900.00	42.77	38,489.40	303,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220020101/0001127602-20-020101-index.htm
2019-10-23	ANNE MCCALLION	Director	Sell	5,000.00	32.29	161,450.00	303,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219031084/0001127602-19-031084-index.htm
2020-06-18	David M Walker	Chief Risk Officer	Sell	9,100.00	42.09	382,991.70	303,985.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220020101/0001127602-20-020101-index.htm
2019-09-10	STANFORD L KURLAND	Executive Chairman	Sell	10,000.00	30.39	303,871.00	305,695.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219028267/0001127602-19-028267-index.htm
2019-10-09	ANNE MCCALLION	Director	Sell	5,000.00	31.19	155,950.00	308,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219030391/0001127602-19-030391-index.htm
2020-05-01	Jeffrey Grogin	Chief Enterprise Ops Officer	Buy	2,317.00	17.26	39,991.42	31,078.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220015461/0001127602-20-015461-index.htm
2020-07-22	Matthew Botein	Director	Sell	3,190.00	44.66	142,464.12	311,802.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220022011/0001127602-20-022011-index.htm
2020-06-17	David M Walker	Chief Risk Officer	Sell	1,700.00	42.33	71,959.30	313,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220020101/0001127602-20-020101-index.htm
2019-03-15	Patrick Kinsella	Director	Buy	4,450.00			31,335.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219011740/0001127602-19-011740-index.htm
2019-08-23	STANFORD L KURLAND	Executive Chairman	Sell	5,000.00	28.41	142,036.00	31,347.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219027330/0001127602-19-027330-index.htm
2020-03-17	ANNE MCCALLION	Director	Buy	18,110.00			31,354.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220011360/0001127602-20-011360-index.htm
2019-10-08	ANNE MCCALLION	Director	Sell	5,000.00	31.22	156,100.00	313,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219030391/0001127602-19-030391-index.htm
2020-01-15	JOSEPH F MAZZELLA	Director	Sell	18,000.00	33.96	611,285.40	314,031.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220001864/0001127602-20-001864-index.htm
2020-06-17	David M Walker	Chief Risk Officer	Sell	8,300.00	41.86	347,404.80	314,785.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220020101/0001127602-20-020101-index.htm
2020-07-21	Matthew Botein	Director	Sell	3,095.00	44.16	136,687.27	314,992.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220022011/0001127602-20-022011-index.htm
2020-11-02	Jeffrey Grogin	Chief Enterprise Ops Officer	Sell	6,325.00	51.08	323,077.21	31,661.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220028045/0001127602-20-028045-index.htm
2020-07-20	Matthew Botein	Director	Sell	13,615.00	44.04	599,574.65	318,087.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220022011/0001127602-20-022011-index.htm
2019-09-24	ANNE MCCALLION	Director	Sell	5,000.00	31.10	155,500.00	318,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219029063/0001127602-19-029063-index.htm
2020-11-02	Jeffrey Grogin	Chief Enterprise Ops Officer	Buy	3,446.00	17.52	60,373.92	32,207.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220028045/0001127602-20-028045-index.htm
2020-06-03	David M Walker	Chief Risk Officer	Sell	1,204.00	36.33	43,739.03	323,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220018763/0001127602-20-018763-index.htm
2019-09-23	ANNE MCCALLION	Director	Sell	5,000.00	31.63	158,150.00	323,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219029063/0001127602-19-029063-index.htm
2020-06-03	David M Walker	Chief Risk Officer	Sell	8,796.00	35.80	314,864.25	324,289.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220018763/0001127602-20-018763-index.htm
2020-10-01	Jeffrey Grogin	Chief Enterprise Ops Officer	Sell	5,125.00	57.29	293,603.56	32,861.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220026395/0001127602-20-026395-index.htm
2019-08-09	ANNE MCCALLION	Director	Sell	5,000.00	26.67	133,350.00	328,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219026358/0001127602-19-026358-index.htm
2020-07-17	Matthew Botein	Director	Sell	100.00	44.01	4,401.00	331,702.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220021784/0001127602-20-021784-index.htm
2020-07-17	Matthew Botein	Director	Sell	16,289.00	43.52	708,890.76	331,802.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220021784/0001127602-20-021784-index.htm
2019-11-20	JOSEPH F MAZZELLA	Director	Sell	395.00	34.26	13,532.74	332,031.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219033514/0001127602-19-033514-index.htm
2019-12-06	Doug Jones	Chief Mtge Bnkg Ofcr	Sell	9,000.00	33.97	305,696.70	33,205.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219034474/0001127602-19-034474-index.htm
2019-11-20	JOSEPH F MAZZELLA	Director	Sell	34,605.00	33.77	1,168,576.25	332,426.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219033514/0001127602-19-033514-index.htm
2020-06-01	Jeffrey Grogin	Chief Enterprise Ops Officer	Sell	4,704.00	33.85	159,237.93	33,283.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220018759/0001127602-20-018759-index.htm
2019-03-15	Emily Ann Youssouf	Director	Buy	4,450.00			33,292.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219011730/0001127602-19-011730-index.htm
2020-06-02	David M Walker	Chief Risk Officer	Sell	100.00	35.50	3,549.97	333,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220018763/0001127602-20-018763-index.htm
2020-06-02	David M Walker	Chief Risk Officer	Sell	9,900.00	35.19	348,398.82	333,185.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220018763/0001127602-20-018763-index.htm
2018-08-07	James K Hunt	Director	Buy	1,865.00	19.30	35,994.50	33,325.00	https://www.sec.gov/Archives/edgar/data/1568669/000112760218024834/0001127602-18-024834-index.htm
2020-05-05	Jeffrey Grogin	Chief Enterprise Ops Officer	Buy	4,453.00	21.03	93,646.59	33,370.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220015461/0001127602-20-015461-index.htm
2020-05-01	Jeffrey Grogin	Chief Enterprise Ops Officer	Buy	2,300.00	21.03	48,369.00	33,378.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220015461/0001127602-20-015461-index.htm
2019-08-08	ANNE MCCALLION	Director	Sell	5,000.00	26.78	133,900.00	333,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219026358/0001127602-19-026358-index.htm
2020-03-11	STANFORD L KURLAND	Director	Sell	100.00	36.87	3,687.00	33,695.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220010307/0001127602-20-010307-index.htm
2020-03-11	STANFORD L KURLAND	Director	Sell	500.00	35.95	17,976.50	33,795.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220010307/0001127602-20-010307-index.htm
2019-07-31	ANNE MCCALLION	Director	Sell	5,000.00	24.27	121,350.00	338,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219025673/0001127602-19-025673-index.htm
2020-02-26	Patrick Kinsella	Director	Buy	2,911.00			34,246.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220008245/0001127602-20-008245-index.htm
2020-03-11	STANFORD L KURLAND	Director	Sell	400.00	35.11	14,042.12	34,295.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220010307/0001127602-20-010307-index.htm
2020-05-20	David M Walker	Chief Risk Officer	Sell	10,000.00	31.71	317,085.00	343,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220017608/0001127602-20-017608-index.htm
2019-07-30	ANNE MCCALLION	Director	Sell	5,000.00	24.41	122,050.00	343,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219025673/0001127602-19-025673-index.htm
2020-03-10	STANFORD L KURLAND	Director	Sell	900.00	36.61	32,948.01	34,695.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220010307/0001127602-20-010307-index.htm
2020-07-16	Matthew Botein	Director	Sell	3,711.00	43.03	159,674.31	348,091.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220021784/0001127602-20-021784-index.htm
2019-07-18	ANNE MCCALLION	Director	Sell	5,000.00	23.65	118,250.00	348,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219024936/0001127602-19-024936-index.htm
2020-03-17	Jeffrey Grogin	Chief Enterprise Ops Officer	Buy	18,110.00			35,024.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220011351/0001127602-20-011351-index.htm
2020-07-15	Matthew Botein	Director	Sell	20,000.00	42.23	844,568.00	351,802.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220021784/0001127602-20-021784-index.htm
2020-05-19	David M Walker	Chief Risk Officer	Sell	7,400.00	30.39	224,857.14	353,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220017608/0001127602-20-017608-index.htm
2019-07-17	ANNE MCCALLION	Director	Sell	5,000.00	23.27	116,350.00	353,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219024936/0001127602-19-024936-index.htm
2020-03-10	STANFORD L KURLAND	Director	Sell	2,200.00	35.76	78,677.28	35,595.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220010307/0001127602-20-010307-index.htm
2019-07-03	ANNE MCCALLION	Director	Sell	5,000.00	22.93	114,650.00	358,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219024033/0001127602-19-024033-index.htm
2018-07-17	Matthew Botein	Director	Buy	10,000.00			35,893.00	https://www.sec.gov/Archives/edgar/data/1568669/000112760218023450/0001127602-18-023450-index.htm
2018-07-24	Matthew Botein	Director	Buy	10,000.00			35,893.00	https://www.sec.gov/Archives/edgar/data/1568669/000112760218023834/0001127602-18-023834-index.htm
2018-07-31	Matthew Botein	Director	Buy	10,000.00			35,893.00	https://www.sec.gov/Archives/edgar/data/1568669/000112760218024295/0001127602-18-024295-index.htm
2018-08-07	Matthew Botein	Director	Buy	10,000.00			35,893.00	https://www.sec.gov/Archives/edgar/data/1568669/000112760218024993/0001127602-18-024993-index.htm
2018-08-14	Matthew Botein	Director	Buy	10,000.00			35,893.00	https://www.sec.gov/Archives/edgar/data/1568669/000112760218025500/0001127602-18-025500-index.htm
2020-05-19	David M Walker	Chief Risk Officer	Sell	2,600.00	29.33	76,255.92	360,485.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220017608/0001127602-20-017608-index.htm
2020-08-03	Jeffrey Grogin	Chief Enterprise Ops Officer	Buy	7,292.00	17.26	125,859.92	36,053.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220022941/0001127602-20-022941-index.htm
2020-02-26	Emily Ann Youssouf	Director	Buy	2,911.00			36,203.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220008254/0001127602-20-008254-index.htm
2020-05-08	David M Walker	Chief Risk Officer	Sell	4,698.00	31.25	146,803.57	363,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220015989/0001127602-20-015989-index.htm
2019-08-23	STANFORD L KURLAND	Executive Chairman	Sell	10,000.00	28.41	284,081.00	36,347.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219027330/0001127602-19-027330-index.htm
2019-07-02	ANNE MCCALLION	Director	Sell	5,000.00	22.70	113,500.00	363,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219024033/0001127602-19-024033-index.htm
2019-11-19	JOSEPH F MAZZELLA	Director	Sell	40,000.00	33.66	1,346,420.00	367,031.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219033514/0001127602-19-033514-index.htm
2020-05-08	David M Walker	Chief Risk Officer	Sell	5,302.00	30.53	161,884.91	367,783.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220015989/0001127602-20-015989-index.htm
2019-06-21	ANNE MCCALLION	Chief Enterprise Ops Officer	Sell	5,000.00	22.03	110,150.00	368,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219022670/0001127602-19-022670-index.htm
2020-07-15	Matthew Botein	Director	Sell	3,812.00	42.53	162,130.84	371,802.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220021784/0001127602-20-021784-index.htm
2020-05-07	David M Walker	Chief Risk Officer	Sell	10,000.00	28.72	287,162.00	373,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220015989/0001127602-20-015989-index.htm
2019-06-20	ANNE MCCALLION	Chief Enterprise Ops Officer	Sell	5,000.00	21.78	108,900.00	373,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219022670/0001127602-19-022670-index.htm
2020-07-15	Matthew Botein	Director	Sell	16,188.00	42.06	680,902.89	375,614.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220021784/0001127602-20-021784-index.htm
2020-03-10	STANFORD L KURLAND	Director	Sell	1,900.00	34.95	66,411.84	37,795.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220010307/0001127602-20-010307-index.htm
2019-06-04	ANNE MCCALLION	Chief Enterprise Ops Officer	Sell	5,000.00	21.51	107,550.00	378,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219020920/0001127602-19-020920-index.htm
2020-07-01	Jeffrey Grogin	Chief Enterprise Ops Officer	Buy	9,225.00	17.26	159,223.50	37,986.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220021219/0001127602-20-021219-index.htm
2020-08-03	Jeffrey Grogin	Chief Enterprise Ops Officer	Buy	1,933.00	17.52	33,866.16	37,986.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220022941/0001127602-20-022941-index.htm
2020-09-01	Jeffrey Grogin	Chief Enterprise Ops Officer	Buy	9,225.00	17.52	161,622.00	37,986.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220024724/0001127602-20-024724-index.htm
2020-10-01	Jeffrey Grogin	Chief Enterprise Ops Officer	Buy	9,225.00	17.52	161,622.00	37,986.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220026395/0001127602-20-026395-index.htm
2020-11-02	Jeffrey Grogin	Chief Enterprise Ops Officer	Buy	5,779.00	18.05	104,310.95	37,986.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220028045/0001127602-20-028045-index.htm
2020-06-01	Jeffrey Grogin	Chief Enterprise Ops Officer	Buy	9,226.00	17.26	159,240.76	37,987.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220018759/0001127602-20-018759-index.htm
2019-03-15	Gregory L Hendry	MD, Chief Accounting Officer	Buy	1,354.00			38,063.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219012247/0001127602-19-012247-index.htm
2020-04-24	David M Walker	Chief Risk Officer	Sell	200.00	27.10	5,419.02	383,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220014499/0001127602-20-014499-index.htm
2020-02-10	JOSEPH F MAZZELLA	Director	Buy	728.00	34.08	24,810.24	383,238.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220005123/0001127602-20-005123-index.htm
2020-04-24	David M Walker	Chief Risk Officer	Sell	4,800.00	26.57	127,530.72	383,285.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220014499/0001127602-20-014499-index.htm
2019-05-23	ANNE MCCALLION	Chief Enterprise Ops Officer	Sell	5,000.00	22.53	112,650.00	383,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219019888/0001127602-19-019888-index.htm
2020-02-26	JOSEPH F MAZZELLA	Director	Buy	2,911.00			386,149.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220008241/0001127602-20-008241-index.htm
2020-05-11	JOSEPH F MAZZELLA	Director	Buy	952.00	26.05	24,799.60	387,101.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220016466/0001127602-20-016466-index.htm
2020-08-10	JOSEPH F MAZZELLA	Director	Buy	613.00	40.44	24,789.72	387,714.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220023490/0001127602-20-023490-index.htm
2020-04-23	David M Walker	Chief Risk Officer	Sell	500.00	28.31	14,154.55	388,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220014499/0001127602-20-014499-index.htm
2020-04-23	David M Walker	Chief Risk Officer	Sell	9,500.00	27.70	263,176.60	388,585.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220014499/0001127602-20-014499-index.htm
2019-05-22	ANNE MCCALLION	Chief Enterprise Ops Officer	Sell	5,000.00	22.94	114,700.00	388,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219019888/0001127602-19-019888-index.htm
2020-07-15	Matthew Botein	Director	Sell	1,400.00	42.59	59,630.06	391,802.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220021784/0001127602-20-021784-index.htm
2020-07-15	Matthew Botein	Director	Sell	18,600.00	42.11	783,277.62	393,202.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220021784/0001127602-20-021784-index.htm
2019-05-07	ANNE MCCALLION	Chief Enterprise Ops Officer	Sell	5,000.00	23.31	116,550.00	393,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219017782/0001127602-19-017782-index.htm
2019-03-15	JOSEPH F MAZZELLA	Director	Buy	4,450.00			394,533.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219011709/0001127602-19-011709-index.htm
2019-05-06	JOSEPH F MAZZELLA	Director	Buy	1,098.00	22.58	24,792.84	395,631.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219017617/0001127602-19-017617-index.htm
2019-08-05	JOSEPH F MAZZELLA	Director	Buy	1,081.00	22.94	24,798.14	396,712.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219026184/0001127602-19-026184-index.htm
2020-03-10	STANFORD L KURLAND	Director	Sell	1,349.00	36.60	49,370.57	39,695.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220010307/0001127602-20-010307-index.htm
2019-11-04	JOSEPH F MAZZELLA	Director	Buy	798.00	31.08	24,801.84	397,510.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219032062/0001127602-19-032062-index.htm
2020-04-08	David M Walker	Chief Risk Officer	Sell	15,000.00	24.18	362,649.00	398,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220013524/0001127602-20-013524-index.htm
2019-05-06	ANNE MCCALLION	Chief Enterprise Ops Officer	Sell	5,000.00	23.47	117,350.00	398,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219017782/0001127602-19-017782-index.htm
2019-03-15	James K Hunt	Director	Buy	4,450.00			40,007.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219011705/0001127602-19-011705-index.htm
2020-03-20	Patrick Kinsella	Director	Buy	5,800.00	17.05	98,880.72	40,046.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220011649/0001127602-20-011649-index.htm
2019-03-15	Gregory L Hendry	MD, Chief Accounting Officer	Buy	2,307.00			40,370.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219012247/0001127602-19-012247-index.htm
2019-04-17	ANNE MCCALLION	Chief Enterprise Ops Officer	Sell	5,000.00	22.71	113,550.00	403,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219015736/0001127602-19-015736-index.htm
2020-02-26	Gregory L Hendry	MD, Chief Accounting Officer	Buy	999.00			40,582.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220008228/0001127602-20-008228-index.htm
2019-04-16	ANNE MCCALLION	Chief Enterprise Ops Officer	Sell	5,000.00	22.69	113,450.00	408,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219015736/0001127602-19-015736-index.htm
2020-03-10	STANFORD L KURLAND	Director	Sell	3,451.00	35.76	123,413.63	41,044.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220010307/0001127602-20-010307-index.htm
2020-03-06	Matthew Botein	Director	Sell	5,687.00	37.18	211,426.74	411,802.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220009861/0001127602-20-009861-index.htm
2020-03-12	David M Walker	Chief Risk Officer	Sell	532.00	32.22	17,143.59	413,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220010635/0001127602-20-010635-index.htm
2020-03-12	David M Walker	Chief Risk Officer	Sell	1,568.00	31.39	49,219.99	413,617.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220010635/0001127602-20-010635-index.htm
2019-04-04	ANNE MCCALLION	Chief Enterprise Ops Officer	Sell	5,000.00	22.60	113,000.00	413,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219014916/0001127602-19-014916-index.htm
2020-02-26	Doug Jones	Chief Mtge Bnkg Ofcr	Buy	8,207.00			41,412.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220008224/0001127602-20-008224-index.htm
2020-02-13	Matthew Botein	Director	Sell	15,000.00	35.35	530,203.50	414,578.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220005668/0001127602-20-005668-index.htm
2020-03-12	David M Walker	Chief Risk Officer	Sell	2,900.00	30.51	88,482.48	415,185.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220010635/0001127602-20-010635-index.htm
2020-02-26	Matthew Botein	Director	Buy	2,911.00			417,489.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220008243/0001127602-20-008243-index.htm
2020-03-17	Gregory L Hendry	MD, Chief Accounting Officer	Buy	1,775.00			41,781.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220011354/0001127602-20-011354-index.htm
2020-03-11	David M Walker	Chief Risk Officer	Sell	700.00	36.68	25,675.44	418,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220010635/0001127602-20-010635-index.htm
2020-03-11	David M Walker	Chief Risk Officer	Sell	3,400.00	35.86	121,909.04	418,785.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220010635/0001127602-20-010635-index.htm
2019-04-03	ANNE MCCALLION	Chief Enterprise Ops Officer	Sell	5,000.00	22.50	112,500.00	418,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219014916/0001127602-19-014916-index.htm
2020-03-11	David M Walker	Chief Risk Officer	Sell	900.00	34.65	31,185.99	422,185.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220010635/0001127602-20-010635-index.htm
2020-02-26	David M Walker	Chief Risk Officer	Sell	200.00	35.70	7,140.00	423,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220008216/0001127602-20-008216-index.htm
2020-02-26	David M Walker	Chief Risk Officer	Sell	4,800.00	35.16	168,771.36	423,285.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220008216/0001127602-20-008216-index.htm
2019-03-21	ANNE MCCALLION	Chief Enterprise Ops Officer	Sell	1,800.00	21.98	39,564.00	423,920.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219012935/0001127602-19-012935-index.htm
2019-03-20	ANNE MCCALLION	Chief Enterprise Ops Officer	Sell	5,000.00	22.29	111,450.00	425,720.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219012935/0001127602-19-012935-index.htm
2020-02-25	David M Walker	Chief Risk Officer	Sell	5,000.00	35.66	178,277.00	428,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220008216/0001127602-20-008216-index.htm
2020-02-26	James K Hunt	Director	Buy	2,911.00			42,918.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220008249/0001127602-20-008249-index.htm
2020-02-12	Matthew Botein	Director	Sell	3,004.00	38.21	114,778.33	429,578.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220005138/0001127602-20-005138-index.htm
2019-03-05	ANNE MCCALLION	Chief Enterprise Ops Officer	Sell	5,000.00	22.90	114,500.00	430,720.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219010135/0001127602-19-010135-index.htm
2020-02-12	Matthew Botein	Director	Sell	16,996.00	37.50	637,356.80	432,582.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220005138/0001127602-20-005138-index.htm
2020-02-14	David M Walker	Chief Risk Officer	Sell	5,000.00	35.26	176,317.00	433,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220005775/0001127602-20-005775-index.htm
2019-03-04	ANNE MCCALLION	Chief Enterprise Ops Officer	Sell	5,000.00	23.08	115,400.00	435,720.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219010135/0001127602-19-010135-index.htm
2020-02-13	David M Walker	Chief Risk Officer	Sell	5,000.00	35.30	176,508.50	438,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220005775/0001127602-20-005775-index.htm
2020-01-24	David M Walker	Chief Risk Officer	Sell	5,000.00	33.91	169,559.50	443,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220002372/0001127602-20-002372-index.htm
2020-03-10	STANFORD L KURLAND	Director	Sell	2,700.00	34.95	94,376.34	44,495.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220010307/0001127602-20-010307-index.htm
2019-03-15	Vandad Fartaj	Chief Investment Officer	Buy	8,998.00			44,712.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219012242/0001127602-19-012242-index.htm
2020-01-23	David M Walker	Chief Risk Officer	Sell	5,000.00	33.83	169,146.00	448,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220002372/0001127602-20-002372-index.htm
2020-02-11	Matthew Botein	Director	Sell	20,000.00	37.95	758,918.00	449,578.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220005138/0001127602-20-005138-index.htm
2020-01-08	David M Walker	Chief Risk Officer	Sell	5,000.00	33.24	166,218.50	453,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220001378/0001127602-20-001378-index.htm
2019-03-15	STANFORD L KURLAND	Executive Chairman	Buy	153,653.00			453,877.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219012283/0001127602-19-012283-index.htm
2020-02-26	David M Walker	Chief Risk Officer	Buy	3,746.00			45,683.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220008216/0001127602-20-008216-index.htm
2020-01-07	David M Walker	Chief Risk Officer	Sell	5,000.00	33.52	167,602.50	458,085.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220001378/0001127602-20-001378-index.htm
2019-08-22	STANFORD L KURLAND	Executive Chairman	Sell	5,000.00	28.42	142,085.00	46,347.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219027330/0001127602-19-027330-index.htm
2019-03-15	Jeffrey A. Perlowitz	Director	Buy	4,450.00			4,645.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219011715/0001127602-19-011715-index.htm
2019-11-19	Jeffrey Grogin	Chief Enterprise Ops Officer	Sell	5,600.00	32.73	183,305.36	468,580.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219033282/0001127602-19-033282-index.htm
2020-02-10	Matthew Botein	Director	Sell	1,631.00	39.13	63,827.23	469,578.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220005138/0001127602-20-005138-index.htm
2020-02-10	Matthew Botein	Director	Sell	18,369.00	38.22	702,022.77	471,209.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220005138/0001127602-20-005138-index.htm
2020-03-10	STANFORD L KURLAND	Director	Sell	200.00	36.76	7,351.50	47,195.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220010307/0001127602-20-010307-index.htm
2020-03-10	STANFORD L KURLAND	Director	Sell	1,300.00	35.89	46,656.61	47,395.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220010307/0001127602-20-010307-index.htm
2019-11-18	Jeffrey Grogin	Chief Enterprise Ops Officer	Sell	8,400.00	32.11	269,760.96	474,180.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219033282/0001127602-19-033282-index.htm
2020-03-10	STANFORD L KURLAND	Director	Sell	1,000.00	35.00	35,001.50	48,695.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220010307/0001127602-20-010307-index.htm
2019-11-08	Matthew Botein	Director	Sell	20,000.00	30.72	614,428.00	489,578.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219032369/0001127602-19-032369-index.htm
2019-03-15	David M Walker	Chief Risk Officer	Buy	22,687.00			49,250.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219012298/0001127602-19-012298-index.htm
2020-03-09	STANFORD L KURLAND	Director	Sell	100.00	36.73	3,673.00	49,695.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220010307/0001127602-20-010307-index.htm
2020-03-09	STANFORD L KURLAND	Director	Sell	7,400.00	36.18	267,723.12	49,795.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220010307/0001127602-20-010307-index.htm
2018-07-18	ANNE MCCALLION	Chief Enterprise Ops Officer	Buy	5,000.00			5,000.00	https://www.sec.gov/Archives/edgar/data/1568669/000112760218023593/0001127602-18-023593-index.htm
2018-07-30	ANNE MCCALLION	Chief Enterprise Ops Officer	Buy	5,000.00			5,000.00	https://www.sec.gov/Archives/edgar/data/1568669/000112760218024292/0001127602-18-024292-index.htm
2018-08-16	ANNE MCCALLION	Chief Enterprise Ops Officer	Buy	5,000.00			5,000.00	https://www.sec.gov/Archives/edgar/data/1568669/000112760218025719/0001127602-18-025719-index.htm
2018-08-28	ANNE MCCALLION	Chief Enterprise Ops Officer	Buy	5,000.00			5,000.00	https://www.sec.gov/Archives/edgar/data/1568669/000112760218026476/0001127602-18-026476-index.htm
2018-09-12	ANNE MCCALLION	Chief Enterprise Ops Officer	Buy	5,000.00			5,000.00	https://www.sec.gov/Archives/edgar/data/1568669/000112760218027523/0001127602-18-027523-index.htm
2018-09-25	ANNE MCCALLION	Chief Enterprise Ops Officer	Buy	5,000.00			5,000.00	https://www.sec.gov/Archives/edgar/data/1568669/000112760218028444/0001127602-18-028444-index.htm
2018-10-11	ANNE MCCALLION	Chief Enterprise Ops Officer	Buy	5,000.00			5,000.00	https://www.sec.gov/Archives/edgar/data/1568669/000112760218030060/0001127602-18-030060-index.htm
2018-10-23	ANNE MCCALLION	Chief Enterprise Ops Officer	Buy	5,000.00			5,000.00	https://www.sec.gov/Archives/edgar/data/1568669/000112760218030931/0001127602-18-030931-index.htm
2018-07-16	David M Walker	Chief Risk Officer	Buy	5,000.00			5,030.00	https://www.sec.gov/Archives/edgar/data/1568669/000112760218023448/0001127602-18-023448-index.htm
2018-07-17	David M Walker	Chief Risk Officer	Buy	5,000.00			5,030.00	https://www.sec.gov/Archives/edgar/data/1568669/000112760218023448/0001127602-18-023448-index.htm
2018-07-30	David M Walker	Chief Risk Officer	Buy	5,000.00			5,030.00	https://www.sec.gov/Archives/edgar/data/1568669/000112760218024274/0001127602-18-024274-index.htm
2018-07-31	David M Walker	Chief Risk Officer	Buy	5,000.00			5,030.00	https://www.sec.gov/Archives/edgar/data/1568669/000112760218024274/0001127602-18-024274-index.htm
2019-03-15	Doug Jones	Chief Mtge Bnkg Ofcr	Buy	22,687.00			50,787.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219012271/0001127602-19-012271-index.htm
2019-11-07	Matthew Botein	Director	Sell	20,000.00	31.00	620,064.00	509,578.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219032369/0001127602-19-032369-index.htm
2019-08-22	STANFORD L KURLAND	Executive Chairman	Sell	10,000.00	28.41	284,130.00	51,347.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219027330/0001127602-19-027330-index.htm
2019-11-06	Matthew Botein	Director	Sell	20,000.00	31.16	623,170.00	529,578.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219032369/0001127602-19-032369-index.htm
2019-11-05	Matthew Botein	Director	Sell	20,000.00	30.33	606,606.00	549,578.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219032059/0001127602-19-032059-index.htm
2020-04-28	Jeffrey Grogin	Chief Enterprise Ops Officer	Buy	27,771.00	11.28	313,256.88	56,532.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220014928/0001127602-20-014928-index.htm
2018-08-07	JOSEPH F MAZZELLA	Director	Buy	1,220.00	19.30	23,546.00	56,649.00	https://www.sec.gov/Archives/edgar/data/1568669/000112760218024835/0001127602-18-024835-index.htm
2019-11-04	Matthew Botein	Director	Sell	3,635.00	30.73	111,710.82	569,578.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219032059/0001127602-19-032059-index.htm
2020-03-09	STANFORD L KURLAND	Director	Sell	2,500.00	36.18	90,451.00	57,195.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220010307/0001127602-20-010307-index.htm
2019-11-04	Matthew Botein	Director	Sell	16,365.00	29.86	488,635.99	573,213.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219032059/0001127602-19-032059-index.htm
2020-03-17	David M Walker	Chief Risk Officer	Buy	13,930.00			57,561.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220011364/0001127602-20-011364-index.htm
2020-03-09	STANFORD L KURLAND	Director	Sell	5,000.00	36.19	180,932.50	59,695.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220010307/0001127602-20-010307-index.htm
2018-08-07	FARHAD NANJI	Director	Buy	1,311.00	19.30	25,302.30	60,341.00	https://www.sec.gov/Archives/edgar/data/1568669/000112760218024836/0001127602-18-024836-index.htm
2019-08-21	STANFORD L KURLAND	Executive Chairman	Sell	5,000.00	27.92	139,588.50	61,347.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219027330/0001127602-19-027330-index.htm
2019-06-21	Matthew Botein	Director	Sell	20,000.00	21.93	438,554.00	614,578.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219022672/0001127602-19-022672-index.htm
2019-06-20	Matthew Botein	Director	Sell	20,000.00	21.80	436,088.00	634,578.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219022672/0001127602-19-022672-index.htm
2020-02-05	STANFORD L KURLAND	Director	Sell	200.00	36.07	7,214.00	64,695.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220003839/0001127602-20-003839-index.htm
2020-02-05	STANFORD L KURLAND	Director	Sell	800.00	35.36	28,291.52	64,895.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220003839/0001127602-20-003839-index.htm
2020-03-17	Doug Jones	Chief Mtge Bnkg Ofcr	Buy	27,862.00			65,177.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220011356/0001127602-20-011356-index.htm
2020-02-26	Vandad Fartaj	Chief Investment Officer	Buy	6,423.00			65,192.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220008256/0001127602-20-008256-index.htm
2019-06-19	Matthew Botein	Director	Sell	20,000.00	21.84	436,854.00	654,578.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219022288/0001127602-19-022288-index.htm
2020-04-28	Jeffrey Grogin	Chief Enterprise Ops Officer	Buy	9,129.00	21.03	191,982.87	65,661.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220014928/0001127602-20-014928-index.htm
2020-02-04	STANFORD L KURLAND	Director	Sell	5,000.00	34.29	171,431.50	65,695.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220003839/0001127602-20-003839-index.htm
2019-08-21	STANFORD L KURLAND	Executive Chairman	Sell	10,000.00	27.91	279,123.00	66,347.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219027330/0001127602-19-027330-index.htm
2019-03-15	Vandad Fartaj	Chief Investment Officer	Buy	22,687.00			67,399.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219012242/0001127602-19-012242-index.htm
2019-06-18	Matthew Botein	Director	Sell	20,000.00	21.66	433,246.00	674,578.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219022288/0001127602-19-022288-index.htm
2019-06-17	Matthew Botein	Director	Sell	20,000.00	21.27	425,308.00	694,578.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219022288/0001127602-19-022288-index.htm
2020-02-04	STANFORD L KURLAND	Director	Sell	7,500.00	34.28	257,086.50	70,695.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220003839/0001127602-20-003839-index.htm
2019-03-15	Matthew Botein	Director	Buy	4,450.00			714,578.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219011703/0001127602-19-011703-index.htm
2020-02-26	STANFORD L KURLAND	Director	Buy	7,279.00			7,279.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220008238/0001127602-20-008238-index.htm
2020-02-26	Jeffrey A. Perlowitz	Director	Buy	2,911.00			7,556.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220008247/0001127602-20-008247-index.htm
2019-03-15	Mark Wiedman	Director	Buy	4,450.00			75,563.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219011726/0001127602-19-011726-index.htm
2019-03-12	ANNE MCCALLION	Chief Enterprise Ops Officer	Sell	1,500.00	22.43	33,645.00	7,589.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219011092/0001127602-19-011092-index.htm
2019-04-01	ANNE MCCALLION	Chief Enterprise Ops Officer	Sell	14,559.00	22.46	326,967.48	7,589.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219014615/0001127602-19-014615-index.htm
2019-07-15	STANFORD L KURLAND	Executive Chairman	Sell	11,000.00	22.94	252,316.90	76,347.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219024761/0001127602-19-024761-index.htm
2020-10-29	STANFORD L KURLAND	Director	Sell	1,000.00	51.22	51,220.00	7,750,990.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220027674/0001127602-20-027674-index.htm
2020-10-28	STANFORD L KURLAND	Director	Sell	4,801.00	52.94	254,164.94	7,751,990.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220027674/0001127602-20-027674-index.htm
2020-10-28	STANFORD L KURLAND	Director	Sell	10,199.00	52.07	531,061.93	7,756,791.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220027674/0001127602-20-027674-index.htm
2020-10-27	STANFORD L KURLAND	Director	Sell	600.00	54.86	32,916.00	7,766,990.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220027674/0001127602-20-027674-index.htm
2020-10-27	STANFORD L KURLAND	Director	Sell	9,333.00	53.93	503,328.69	7,767,590.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220027674/0001127602-20-027674-index.htm
2020-10-27	STANFORD L KURLAND	Director	Sell	5,067.00	53.13	269,209.71	7,776,923.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220027674/0001127602-20-027674-index.htm
2020-10-15	STANFORD L KURLAND	Director	Sell	600.00	66.82	40,092.00	7,781,990.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220026988/0001127602-20-026988-index.htm
2020-10-15	STANFORD L KURLAND	Director	Sell	400.00	66.22	26,488.00	7,782,590.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220026988/0001127602-20-026988-index.htm
2020-10-14	STANFORD L KURLAND	Director	Sell	5,800.00	67.15	389,470.00	7,782,990.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220026988/0001127602-20-026988-index.htm
2020-10-14	STANFORD L KURLAND	Director	Sell	9,200.00	66.27	609,684.00	7,788,790.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220026988/0001127602-20-026988-index.htm
2020-10-13	STANFORD L KURLAND	Director	Sell	3,290.00	66.29	218,094.10	7,797,990.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220026988/0001127602-20-026988-index.htm
2020-10-13	STANFORD L KURLAND	Director	Sell	11,710.00	65.73	769,698.30	7,801,280.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220026988/0001127602-20-026988-index.htm
2020-09-28	STANFORD L KURLAND	Director	Sell	500.00	58.81	29,405.00	7,812,990.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220025808/0001127602-20-025808-index.htm
2020-09-28	STANFORD L KURLAND	Director	Sell	500.00	58.24	29,120.00	7,813,490.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220025808/0001127602-20-025808-index.htm
2020-09-25	STANFORD L KURLAND	Director	Sell	600.00	56.34	33,804.00	7,813,990.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220025808/0001127602-20-025808-index.htm
2020-09-25	STANFORD L KURLAND	Director	Sell	14,400.00	55.75	802,800.00	7,814,590.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220025808/0001127602-20-025808-index.htm
2020-02-04	STANFORD L KURLAND	Director	Sell	2,500.00	34.29	85,727.00	78,195.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220003839/0001127602-20-003839-index.htm
2020-09-24	STANFORD L KURLAND	Director	Sell	200.00	56.39	11,278.00	7,828,990.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220025808/0001127602-20-025808-index.htm
2020-09-24	STANFORD L KURLAND	Director	Sell	9,002.00	55.69	501,321.38	7,829,190.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220025808/0001127602-20-025808-index.htm
2020-09-24	STANFORD L KURLAND	Director	Sell	5,798.00	55.15	319,759.70	7,838,192.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220025808/0001127602-20-025808-index.htm
2020-09-11	STANFORD L KURLAND	Director	Sell	600.00	53.40	32,040.00	7,843,990.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220024990/0001127602-20-024990-index.htm
2020-09-11	STANFORD L KURLAND	Director	Sell	600.00	52.56	31,536.00	7,844,590.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220024990/0001127602-20-024990-index.htm
2020-09-10	STANFORD L KURLAND	Director	Sell	4,200.00	54.13	227,346.00	7,845,190.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220024990/0001127602-20-024990-index.htm
2020-09-10	STANFORD L KURLAND	Director	Sell	10,800.00	53.53	578,124.00	7,849,390.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220024990/0001127602-20-024990-index.htm
2020-09-09	STANFORD L KURLAND	Director	Sell	4,706.00	53.24	250,547.44	7,860,190.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220024990/0001127602-20-024990-index.htm
2020-09-09	STANFORD L KURLAND	Director	Sell	7,494.00	52.76	395,383.44	7,864,896.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220024990/0001127602-20-024990-index.htm
2020-09-09	STANFORD L KURLAND	Director	Sell	2,800.00	51.70	144,760.00	7,872,390.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220024990/0001127602-20-024990-index.htm
2020-08-27	STANFORD L KURLAND	Director	Sell	808.00	51.90	41,935.20	7,875,190.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220024338/0001127602-20-024338-index.htm
2020-08-27	STANFORD L KURLAND	Director	Sell	14,192.00	51.23	727,056.16	7,875,998.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220024338/0001127602-20-024338-index.htm
2020-08-26	STANFORD L KURLAND	Director	Sell	1,600.00	50.80	81,280.00	7,890,190.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220024338/0001127602-20-024338-index.htm
2020-08-26	STANFORD L KURLAND	Director	Sell	13,400.00	50.34	674,556.00	7,891,790.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220024338/0001127602-20-024338-index.htm
2020-08-25	STANFORD L KURLAND	Director	Sell	339.00	51.04	17,302.56	7,905,190.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220024338/0001127602-20-024338-index.htm
2020-08-25	STANFORD L KURLAND	Director	Sell	3,849.00	50.30	193,604.70	7,905,529.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220024338/0001127602-20-024338-index.htm
2020-08-25	STANFORD L KURLAND	Director	Sell	10,812.00	49.48	534,977.76	7,909,378.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220024338/0001127602-20-024338-index.htm
2020-08-12	STANFORD L KURLAND	Director	Sell	1,959.00	53.51	104,826.09	7,920,190.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220023494/0001127602-20-023494-index.htm
2020-08-12	STANFORD L KURLAND	Director	Sell	13,041.00	52.96	690,651.36	7,922,149.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220023494/0001127602-20-023494-index.htm
2020-08-11	STANFORD L KURLAND	Director	Sell	600.00	53.00	31,800.00	7,935,190.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220023494/0001127602-20-023494-index.htm
2020-08-11	STANFORD L KURLAND	Director	Sell	14,400.00	52.40	754,560.00	7,935,790.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220023494/0001127602-20-023494-index.htm
2020-08-10	STANFORD L KURLAND	Director	Sell	800.00	53.67	42,936.00	7,950,190.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220023494/0001127602-20-023494-index.htm
2020-08-10	STANFORD L KURLAND	Director	Sell	1,900.00	52.93	100,567.00	7,950,990.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220023494/0001127602-20-023494-index.htm
2020-08-10	STANFORD L KURLAND	Director	Sell	12,300.00	51.93	638,739.00	7,952,890.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220023494/0001127602-20-023494-index.htm
2020-07-31	STANFORD L KURLAND	Director	Sell	1,800.00	48.23	86,814.00	7,965,190.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220022434/0001127602-20-022434-index.htm
2020-07-31	STANFORD L KURLAND	Director	Sell	13,200.00	47.64	628,848.00	7,966,990.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220022434/0001127602-20-022434-index.htm
2020-07-30	STANFORD L KURLAND	Director	Sell	4,000.00	48.60	194,400.00	7,980,190.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220022434/0001127602-20-022434-index.htm
2020-07-30	STANFORD L KURLAND	Director	Sell	9,300.00	47.62	442,866.00	7,984,190.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220022434/0001127602-20-022434-index.htm
2020-07-30	STANFORD L KURLAND	Director	Sell	1,700.00	46.56	79,152.00	7,993,490.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220022434/0001127602-20-022434-index.htm
2020-07-29	STANFORD L KURLAND	Director	Sell	2,855.00	46.94	134,013.70	7,995,190.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220022434/0001127602-20-022434-index.htm
2020-07-29	STANFORD L KURLAND	Director	Sell	12,145.00	46.48	564,499.60	7,998,045.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220022434/0001127602-20-022434-index.htm
2020-07-15	STANFORD L KURLAND	Director	Sell	2,398.00	42.50	101,915.00	8,010,190.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220021583/0001127602-20-021583-index.htm
2020-07-15	STANFORD L KURLAND	Director	Sell	12,602.00	42.01	529,410.02	8,012,588.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220021583/0001127602-20-021583-index.htm
2020-07-14	STANFORD L KURLAND	Director	Sell	15,000.00	40.10	601,507.50	8,025,190.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220021583/0001127602-20-021583-index.htm
2020-07-13	STANFORD L KURLAND	Director	Sell	5,300.00	41.41	219,473.00	8,040,190.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220021583/0001127602-20-021583-index.htm
2020-07-13	STANFORD L KURLAND	Director	Sell	9,700.00	40.93	397,021.00	8,045,490.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220021583/0001127602-20-021583-index.htm
2020-06-29	STANFORD L KURLAND	Director	Sell	5,100.00	41.57	212,007.00	8,055,190.00	https://www.sec.gov/Archives/edgar/data/1745916/000110465920078254/0001104659-20-078254-index.htm
2020-06-29	STANFORD L KURLAND	Director	Sell	9,900.00	40.61	402,039.00	8,060,290.00	https://www.sec.gov/Archives/edgar/data/1745916/000110465920078254/0001104659-20-078254-index.htm
2020-02-03	STANFORD L KURLAND	Director	Sell	5,000.00	33.93	169,667.00	80,695.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220003839/0001127602-20-003839-index.htm
2020-06-26	STANFORD L KURLAND	Director	Sell	5,300.00	42.58	225,674.00	8,070,190.00	https://www.sec.gov/Archives/edgar/data/1745916/000110465920078254/0001104659-20-078254-index.htm
2020-06-26	STANFORD L KURLAND	Director	Sell	9,700.00	42.08	408,176.00	8,075,490.00	https://www.sec.gov/Archives/edgar/data/1745916/000110465920078254/0001104659-20-078254-index.htm
2020-06-25	STANFORD L KURLAND	Director	Sell	13,100.00	42.45	556,095.00	8,085,190.00	https://www.sec.gov/Archives/edgar/data/1745916/000110465920078254/0001104659-20-078254-index.htm
2020-06-25	STANFORD L KURLAND	Director	Sell	1,900.00	41.74	79,306.00	8,098,290.00	https://www.sec.gov/Archives/edgar/data/1745916/000110465920078254/0001104659-20-078254-index.htm
2020-06-11	STANFORD L KURLAND	Director	Sell	6,200.00	37.78	234,236.00	8,100,190.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220019462/0001127602-20-019462-index.htm
2020-06-11	STANFORD L KURLAND	Director	Sell	8,800.00	37.20	327,360.00	8,106,390.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220019462/0001127602-20-019462-index.htm
2020-06-10	STANFORD L KURLAND	Director	Sell	5,400.00	36.21	195,534.00	8,115,190.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220019462/0001127602-20-019462-index.htm
2020-06-10	STANFORD L KURLAND	Director	Sell	9,600.00	35.55	341,280.00	8,120,590.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220019462/0001127602-20-019462-index.htm
2020-06-09	STANFORD L KURLAND	Director	Sell	5,000.00	35.49	177,451.00	8,130,190.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220019462/0001127602-20-019462-index.htm
2020-06-09	STANFORD L KURLAND	Director	Sell	10,000.00	35.51	355,070.00	8,135,190.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220019462/0001127602-20-019462-index.htm
2020-05-28	STANFORD L KURLAND	Director	Sell	1,713.00	34.38	58,892.94	8,145,190.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220018101/0001127602-20-018101-index.htm
2020-05-28	STANFORD L KURLAND	Director	Sell	13,287.00	34.01	451,890.87	8,146,903.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220018101/0001127602-20-018101-index.htm
2020-05-27	STANFORD L KURLAND	Director	Sell	800.00	34.84	27,872.00	8,160,190.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220018101/0001127602-20-018101-index.htm
2020-05-27	STANFORD L KURLAND	Director	Sell	3,489.00	34.11	119,009.79	8,160,990.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220018101/0001127602-20-018101-index.htm
2020-05-27	STANFORD L KURLAND	Director	Sell	10,711.00	33.27	356,354.97	8,164,479.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220018101/0001127602-20-018101-index.htm
2020-05-26	STANFORD L KURLAND	Director	Sell	300.00	33.87	10,161.00	8,175,190.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220018101/0001127602-20-018101-index.htm
2020-05-26	STANFORD L KURLAND	Director	Sell	14,700.00	33.21	488,187.00	8,175,490.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220018101/0001127602-20-018101-index.htm
2020-05-15	STANFORD L KURLAND	Director	Sell	600.00	29.01	17,407.98	8,190,190.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220016800/0001127602-20-016800-index.htm
2020-05-13	STANFORD L KURLAND	Director	Sell	419.00	28.25	11,836.75	8,190,790.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220016800/0001127602-20-016800-index.htm
2020-05-13	STANFORD L KURLAND	Director	Sell	13,481.00	27.80	374,771.80	8,191,209.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220016800/0001127602-20-016800-index.htm
2020-04-30	STANFORD L KURLAND	Director	Sell	500.00	30.94	15,470.00	8,204,690.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220014930/0001127602-20-014930-index.htm
2020-04-30	STANFORD L KURLAND	Director	Sell	14,500.00	30.10	436,450.00	8,205,190.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220014930/0001127602-20-014930-index.htm
2020-04-29	STANFORD L KURLAND	Director	Sell	9,200.00	31.44	289,248.00	8,219,690.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220014930/0001127602-20-014930-index.htm
2020-04-29	STANFORD L KURLAND	Director	Sell	5,800.00	30.75	178,364.50	8,228,890.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220014930/0001127602-20-014930-index.htm
2020-04-28	STANFORD L KURLAND	Director	Sell	15,000.00	28.82	432,264.00	8,234,690.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220014930/0001127602-20-014930-index.htm
2020-04-14	STANFORD L KURLAND	Director	Sell	300.00	27.08	8,122.98	8,249,690.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220013759/0001127602-20-013759-index.htm
2020-02-24	STANFORD L KURLAND	Director	Sell	2,500.00	35.48	88,694.00	8,249,990.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220007369/0001127602-20-007369-index.htm
2020-02-21	STANFORD L KURLAND	Director	Sell	3,500.00	35.59	124,552.75	8,252,490.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220007369/0001127602-20-007369-index.htm
2020-02-21	STANFORD L KURLAND	Director	Sell	4,500.00	35.10	157,939.20	8,255,990.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220007369/0001127602-20-007369-index.htm
2020-02-21	STANFORD L KURLAND	Director	Sell	1,000.00	35.62	35,623.00	8,260,490.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220007369/0001127602-20-007369-index.htm
2020-02-21	STANFORD L KURLAND	Director	Sell	4,500.00	35.26	158,678.55	8,261,490.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220007369/0001127602-20-007369-index.htm
2020-02-21	STANFORD L KURLAND	Director	Sell	1,500.00	35.34	53,003.55	8,265,990.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220007369/0001127602-20-007369-index.htm
2020-02-20	STANFORD L KURLAND	Director	Sell	5,500.00	34.93	192,132.05	8,267,490.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220007369/0001127602-20-007369-index.htm
2020-02-20	STANFORD L KURLAND	Director	Sell	8,000.00	34.95	279,570.40	8,272,990.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220007369/0001127602-20-007369-index.htm
2020-02-20	STANFORD L KURLAND	Director	Sell	1,500.00	34.95	52,429.95	8,280,990.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220007369/0001127602-20-007369-index.htm
2020-02-12	STANFORD L KURLAND	Director	Sell	700.00	38.27	26,789.00	8,282,490.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220005142/0001127602-20-005142-index.htm
2020-02-12	STANFORD L KURLAND	Director	Sell	1,800.00	37.63	67,734.36	8,283,190.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220005142/0001127602-20-005142-index.htm
2020-02-11	STANFORD L KURLAND	Director	Sell	1,500.00	37.99	56,982.60	8,284,990.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220005142/0001127602-20-005142-index.htm
2020-02-11	STANFORD L KURLAND	Director	Sell	5,500.00	37.99	208,940.05	8,286,490.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220005142/0001127602-20-005142-index.htm
2020-02-11	STANFORD L KURLAND	Director	Sell	8,000.00	37.99	303,906.40	8,291,990.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220005142/0001127602-20-005142-index.htm
2020-02-10	STANFORD L KURLAND	Director	Sell	1,500.00	38.18	57,264.15	8,299,990.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220005142/0001127602-20-005142-index.htm
2020-02-10	STANFORD L KURLAND	Director	Sell	400.00	39.12	15,649.00	8,301,490.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220005142/0001127602-20-005142-index.htm
2020-02-10	STANFORD L KURLAND	Director	Sell	7,600.00	38.17	290,121.64	8,301,890.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220005142/0001127602-20-005142-index.htm
2020-02-10	STANFORD L KURLAND	Director	Sell	200.00	39.01	7,801.00	8,309,490.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220005142/0001127602-20-005142-index.htm
2020-02-10	STANFORD L KURLAND	Director	Sell	5,300.00	38.17	202,298.35	8,309,690.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220005142/0001127602-20-005142-index.htm
2020-03-17	Vandad Fartaj	Chief Investment Officer	Buy	22,290.00			84,189.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220011348/0001127602-20-011348-index.htm
2020-02-03	STANFORD L KURLAND	Director	Sell	7,500.00	33.94	254,519.25	85,695.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220003839/0001127602-20-003839-index.htm
2019-05-14	STANFORD L KURLAND	Executive Chairman	Sell	6,000.00	22.63	135,769.20	87,347.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219018749/0001127602-19-018749-index.htm
2019-03-15	Andrew S Chang	Chief Financial Officer	Buy	8,909.00			918,124.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219012237/0001127602-19-012237-index.htm
2020-02-03	STANFORD L KURLAND	Director	Sell	2,500.00	33.94	84,838.50	93,195.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220003839/0001127602-20-003839-index.htm
2020-02-26	Andrew S Chang	Chief Financial Officer	Buy	6,423.00			938,895.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220008222/0001127602-20-008222-index.htm
2019-03-15	Andrew S Chang	Chief Financial Officer	Buy	22,687.00			940,811.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219012237/0001127602-19-012237-index.htm
2020-01-16	STANFORD L KURLAND	Director	Sell	10,000.00	34.10	341,046.00	95,695.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220001862/0001127602-20-001862-index.htm
2020-03-17	Andrew S Chang	Chief Financial Officer	Buy	22,290.00			957,914.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220011346/0001127602-20-011346-index.htm
2020-03-19	Andrew S Chang	Chief Financial Officer	Buy	35,841.00	16.60	594,842.32	982,703.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760220011565/0001127602-20-011565-index.htm
2019-03-08	ANNE MCCALLION	Chief Enterprise Ops Officer	Sell	1,963.00	22.12	43,421.56	9,882.00	https://www.sec.gov/Archives/edgar/data/1745916/000112760219011092/0001127602-19-011092-index.htm

PennyMac Financial Services, Inc

(NYSE:PFSI)