B. Riley Financial, Inc

(NASDAQ:RILY)

Latest On B. Riley Financial, Inc (RILY):

Date/Time Type Description Signal Details
2024-05-23 05:52 ESTDividendA dividend of $0.5 has been announced on May 15, 2024. It will be paid Jun 11, 2024 with an ex-dividend date of May 23, 2024.Neutral
2024-03-08 04:52 ESTDividendA dividend of $0.5 has been announced on Feb 29, 2024. It will be paid Mar 22, 2024 with an ex-dividend date of Mar 8, 2024.Neutral
2023-11-17 04:52 ESTDividendA dividend of $1 has been announced on Nov 8, 2023. It will be paid Nov 30, 2023 with an ex-dividend date of Nov 17, 2023.Neutral
2023-08-10 05:52 ESTDividendA dividend of $1 has been announced on Jul 25, 2023. It will be paid Aug 21, 2023 with an ex-dividend date of Aug 10, 2023.Neutral
2023-05-17 21:30 ESTNewsB. Riley buys equity interest in Dutch fashion brand Scotch & SodaN/A
2023-05-15 05:51 ESTDividendA dividend of $1 has been announced on May 4, 2023. It will be paid May 23, 2023 with an ex-dividend date of May 15, 2023.Neutral
2023-05-09 17:45 ESTNewsB. Riley Financial buys certain assets of advisory firm ABTVN/A
2023-05-05 04:58 ESTNewsB. Riley Financial Non-GAAP EPS of $0.51, revenue of $432.1MN/A
2023-05-05 04:58 ESTNewsB. Riley Financial, Inc. (RILY) Q1 2023 Earnings Call TranscriptN/A
2023-05-04 03:36 ESTNewsB. Riley Financial: Sustainability Of Dividend And Interest YieldsN/A
2023-03-30 11:45 ESTNewsB. Riley's Confrontation With Market Headwinds And Internal StrugglesN/A
2023-03-13 18:22 ESTNewsSynchronoss Technologies surges after $1.15 a share bid from B. RileyN/A
2023-03-09 04:52 ESTDividendA dividend of $1 has been announced on Feb 22, 2023. It will be paid Mar 23, 2023 with an ex-dividend date of Mar 9, 2023.Neutral
2023-02-26 14:23 ESTNewsInvestor Insanity Creates Huge Mispricing: 12.5% YTM On B. Riley Baby BondsN/A
2023-02-23 19:06 ESTNewsB. Riley Financial, Inc. 2022 Q4 - Results - Earnings Call PresentationN/A
2023-02-23 05:43 ESTNewsB. Riley Financial GAAP EPS of -$2.08, revenue of $326.81MN/A
2023-02-23 05:43 ESTNewsB. Riley Financial, Inc. (RILY) Q4 2022 Earnings Call TranscriptN/A
2023-02-22 17:10 ESTNewsB. Riley acquires Farber Group's corporate divisionN/A
2023-02-15 15:16 ESTNewsB. Riley Financial - Don't Bet Your ShortsN/A
2023-02-09 01:31 ESTNewsB. Riley drops amid new short report from Wolfpack Research (update)N/A
2023-02-08 11:58 ESTNewsB. Riley drops amid new short report from Wolfpack ResearchN/A
2023-02-06 08:32 ESTNewsB. Riley Financial: The 9%-Yielding Dividend Still Looks SafeN/A
2023-01-31 19:42 ESTNewsGreenidge Generation restructures $11M of debt owed to B. RileyN/A
2023-01-31 19:42 ESTNewsCore Scientific to borrow up to $70M from B. Riley to extend runwayN/A
2022-12-27 11:31 ESTNewsB. Riley sees Q4 operating adjusted EBITDA slipping from Q3 resultsN/A
2022-12-14 22:10 ESTNewsB. Riley Financial proposes debt restructuring for Core Scientific to avoid bankruptcyN/A
2022-11-16 00:27 ESTNewsB. Riley Baby Bonds: Up To 12% Yield Plus Large Potential Price IncreasesN/A
2022-11-14 04:52 ESTDividendA dividend of $1 has been announced on Nov 3, 2022. It will be paid Nov 29, 2022 with an ex-dividend date of Nov 14, 2022.Neutral
2022-11-04 07:46 ESTNewsB. Riley Financial declares $1 dividend, announces $50M stock buyback planN/A
2022-11-04 07:46 ESTNewsB. Riley Financial GAAP EPS of $1.53, revenue of $340.4MN/A
2022-11-04 07:46 ESTNewsB. Riley Financial, Inc. (RILY) Q3 2022 Earnings Call TranscriptN/A
2022-10-25 15:57 ESTNewsB. Riley Financial: High Yield, Significant Insider BuyingN/A
2022-10-19 13:41 ESTNewsB Riley acquires Targus for $250MN/A
2022-10-18 08:49 ESTNewsB. Riley Financial purchases performing receivables from W.S. Badcock for ~$168MN/A
2022-08-10 05:52 ESTDividendA dividend of $1 has been announced on Jul 28, 2022. It will be paid Aug 23, 2022 with an ex-dividend date of Aug 10, 2022.Neutral
2022-08-10 05:05 ESTNewsB. Riley Financial: Capital Market Activities Drive Long-Term Revenue GrowthN/A
2022-08-08 06:47 ESTNews3 Takeaways From B. Riley Financial's Q2 Negative Earnings ReportN/A
2022-07-29 03:59 ESTNewsB. Riley Financial Non-GAAP EPS of -$4.36, revenue of $42.7MN/A
2022-07-29 03:59 ESTNewsB. Riley Financial, Inc's (RILY) Management on Q2 2022 Results - Earnings Call TranscriptN/A
2022-07-29 03:59 ESTNewsB. Riley Financial, Inc. 2022 Q2 - Results - Earnings Call PresentationN/A
2022-05-10 05:51 ESTDividendA dividend of $1 has been announced on Apr 28, 2022. It will be paid May 20, 2022 with an ex-dividend date of May 10, 2022.Neutral
2022-05-09 15:59 ESTNewsInsider Weekends: 'Adjusted' Insider Buying Increases Last WeekN/A
2022-04-30 06:17 ESTNewsB. Riley Financial declares $1.00 dividendN/A
2022-04-30 06:17 ESTNewsB.Riley Financial plunges 16% after first quarter earnings reportN/A
2022-04-29 11:46 ESTNewsB. Riley Financial, Inc. (RILY) Management On Q1 2022 Results - Earnings Call TranscriptN/A
2022-04-28 18:48 ESTNewsB. Riley Financial GAAP EPS of -$0.43, revenue of $205.6MN/A
2022-04-28 18:47 ESTNewsB. Riley Financial, Inc. 2022 Q1 - Results - Earnings Call PresentationN/A
2022-04-17 13:21 ESTNewsB. Riley Financial: A Hidden, Undervalued Powerhouse, 7% Yield, Insiders BuyingN/A
2022-03-11 17:10 ESTNewsLazydays Holdings gains after B. Riley offers $25/share for companyN/A
2022-03-08 04:52 ESTDividendA dividend of $1 has been announced on Feb 23, 2022. It will be paid Mar 23, 2022 with an ex-dividend date of Mar 8, 2022.Neutral

About B. Riley Financial, Inc (RILY):

B. Riley Financial, Inc., through its subsidiaries, provides collaborative financial services and solutions in North America, Australia, and Europe. The Capital Markets segments offers range of investment banking, corporate finance, consulting, financial advisory, research, securities lending, wealth management, and sales and trading services to corporate, institutional, and high net worth clients. This segment also provides merger and acquisitions, restructuring advisory, initial and secondary public offerings, and institutional private placements services; asset management services; manages various private and public funds for institutional and individual investors; and trades in equity securities. The Auction and Liquidation Segment offers retail store liquidation, and wholesale and industrial assets disposition services. The Financial Consulting segment provides bankruptcy, financial advisory, forensic accounting, litigation support, real estate consulting, and valuation and appraisal services. The Principal Investments - United Online and magicJack segment provides consumer subscription services consisting of Internet access services and devices under the NetZero and Juno brands, as well as voice over IP cloud-based technology and communication services. The Brands segments provides licensing of a brand investment portfolio, including Catherine Malandrino, English Laundry, Joan Vass, Kensie Girl, Limited Too, and Nanette Lepore. In addition, it offers advisory services to private funds, and institutional and high net worth investors; brokerage services; senior secured and second lien secured loans to middle market public and the private U.S. companies; and consulting services to shareholders, creditors, and companies. The company was formerly known as Great American Group, Inc. and changed its name to B. Riley Financial, Inc. in November 2014. B. Riley Financial, Inc. was founded in 1973 and is headquartered in Los Angeles, California.

RILY Quotes by TradingView

See Advanced Chart

General

  • Name B. Riley Financial, Inc
  • Symbol RILY
  • Type Common Stock
  • Exchange NASDAQ
  • Currency USD
  • Country USA
  • SectorFinancial Services
  • IndustryFinancial Conglomerates
  • Full Time Employees 996
  • Last Split Factor101:100
  • Last Split Date2016-11-25
  • Fiscal Year EndDecember
  • IPO Date2007-08-02
  • Gic SectorFinancials
  • Gic GroupDiversified Financials
  • Gic IndustryCapital Markets
  • Gic SubIndustryInvestment Banking & Brokerage
  • Web URLhttp://www.brileyfin.com
View More

Valuation

  • Trailing PE 7.56
  • Price/Sales (Trailing 12 Mt.) 1.73
  • Price/Book (Most Recent Quarter) 3.13
  • Enterprise Value Revenue 3.68
  • Enterprise Value EBITDA 9.12
View More

Financials

  • Most Recent Quarter 2020-12-31
  • Profit Margin 26%
  • Operating Margin 37%
  • Return on Assets 8%
  • Return on Equity 44%
  • Revenue 795.02 million
  • Earnings Per Share $7.56
  • Revenue Per Share $31.05
  • Gross Profit 310.02 million
  • Quarterly Earnings Growth 171.5%
View More

Highlights

  • Market Capitalization 1.55 billion
  • PE Ratio -0.85
  • Analyst Target Price $1.5
  • Book Value Per Share $19.89
View More

Share Statistics

  • Shares Outstanding 26.84 million
  • Shares Float 17.8 million
  • % Held by Insiders 4601%
  • % Held by Institutions 45%
  • Shares Short 659055
  • Shares Short Prior Month 596057
  • Short Ratio 3.6
  • Short % of Float 3%
  • Short % of Shares Outstanding 2%
View More

Technicals

  • Beta 1.31
  • 52 Week High $68.71
  • 52 Week Low $13.14
  • 50 Day Moving Average 56.42
  • 200 Day Moving Average 39.2
View More

Dividends

  • Forward Annual Dividend Rate $1.43
  • Forward Annual Dividend Yield 2.42%
  • Payout Ratio 13%
  • Dividend Date 2021-03-24
  • ExDividend Date 2021-03-09
  • Dividend Per Share $1.18
  • Dividend Yield 39.31%
View More

B. Riley Financial, Inc (RILY) Dividend Calendar:

B. Riley Financial, Inc pays an annual dividend of $1.43 per share, with a dividend yield of 39.31%.
RILY's last dividend payment was made to shareholders on March 24, 2021.
B. Riley Financial, Inc pays out 13% of its earnings out as a dividend.

Ex-Dividend Date Payment Date Record Date Declared Date Amount

B. Riley Financial, Inc (RILY) Earnings History:

Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.


Quarter Date Report Date Actual Revenue Reported EPS EPS Estimate Deviation from Estimate
2020-09-302020-12-31$N/A$6.55
2020-06-302020-09-30$N/A$1.75
2020-03-312020-06-30$-206000$3.07
2019-12-312020-03-31$140.6 million-$3.83
2019-09-302019-12-31$157.02 million$0.59
2019-06-302019-09-30$147.59 million$1.21
2019-03-312019-06-30$124.55 million$0.82
2018-12-312019-03-31$85.84 million$0.30
2018-09-302018-12-31$83.92 million-$0.34
2018-06-302018-09-30$110.42 million$0.10
2018-03-312018-06-30$86.38 million$0.64
2017-12-312018-03-07$110.18 million-$0.23
2017-09-302017-11-08$92.43 million$0.01
2017-06-302017-08-07$66.68 million$0.15
2017-03-312017-05-10$52.9 million$0.71
2016-12-312017-03-10$93.18 million$0.64
2016-09-302016-11-14$56.97 million$0.47
2016-06-302016-08-05$20.26 million-$0.01
2016-03-312016-05-16$19.95 million$0.02
2015-12-312016-03-28$19.76 million-$0.06
2015-09-302015-11-09$21.27 million$0.09
2015-06-302015-08-10$45.46 million$0.53
2015-03-312015-05-07$26.03 million$0.17
2014-12-312015-03-30$19.84 million-$0.18
2014-09-302014-11-06$20.67 million-$0.05
2014-06-302014-08-14$14.95 million-$0.16
2014-03-312014-05-13$21.65 million-$0.93
2013-12-312014-03-27$18.19 million$0.62
2013-09-302013-11-15$21.75 million$0.24
2013-06-302013-08-15$15.24 million-$1.07
2013-03-312013-05-14$20.95 million$0.87
2012-12-312013-03-29$30.73 million$1.61
2012-09-302012-11-14$14.24 million-$0.38
2012-06-302012-08-14$19.65 million$0.42
2012-03-312012-05-16$19.32 million$0.72
2011-09-302011-11-14$28.51 million$2.73
2011-06-302011-08-15$9.83 million-$1.60$0.20-900%
2011-03-312011-05-16$13.82 million-$0.40-$0.8050%
2010-12-312011-03-31$11.01 million-$1.40-$0.60-133.33%
2010-09-302010-11-15$13.86 million$0.40-$4.00110%
2010-06-302010-08-16$5.22 million-$4.80-$1.00-380%
2010-03-312010-05-17$12.07 million-$2.20-$2.408.33%
2009-12-312010-03-30$11.46 million-$3.20-$0.20-1500%
2009-09-302009-11-16$15.04 million$3.40$0.40750%

B. Riley Financial, Inc (RILY) Company Financial Statements:

Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.

Income Statement:
Date
Research Development
Income Before Tax
Selling General Administrative
Gross Profit
Ebit
Operating Income
Income Tax Expense
Total Revenue
Cost of Revenue
Total Other Income Expense Net
Net Income From Continuing Operations
Net Income Applicable to Common Shares
Cash Flow:
Date
Investments
Change to Liabilities
Total Cash Flow from Investing Activities
Net Borrowings
Total Cash Flow from Financial Activities
Change to Operating Activities
Change in Cash
Total Cash from Operating Activities
Depreciation
Other Cash Flow from Investing Activities
Change to Inventory
Change to Account Receivables
Other Cash Flow from Financing Activities
Change to Net Income
Capital Expenditures
Balance Sheet:
Date
Total Liabailities
Total Stockholder Equity
Other Current Liabilities
Total Assets
Common Stock
Other Current Assets
Retained Earnings
Other Liabilities
Other Assets
Cash
Total Current Liabilities
Other Stockholder Equity
Property, Plant & Equipment
Total Current Assets
Long Term Investments
Net Tangible Assets
Short Term Investments
Long Term Debt
Inventory
Accounts Payable

B. Riley Financial, Inc (RILY) Chart:

B. Riley Financial, Inc (RILY) News:

Below you will find a list of latest news for B. Riley Financial, Inc (RILY) from major news sources. You can filter the results to only show news from a specific source.

No recent news available

B. Riley Financial, Inc (RILY) Options:

A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.

Expiration Date Strike Last Price Type Volume Open Interest Implied Volatility In The Money Change Change Percent
2026-01-0212.9CALL0 00TRUE00
2026-01-021.52.52CALL0 0535.47TRUE00
2026-01-0220CALL0 00TRUE00
2026-01-022.50CALL0 00TRUE00
2026-01-0232.72CALL0 1307.47TRUE00
2026-01-023.50.37CALL0 10TRUE00
2026-01-0240.72CALL5 3740TRUE0.040.06
2026-01-024.50.41CALL193 591109.71TRUE-0.03-0.07
2026-01-0250.17CALL1108 1514120.6FALSE-0.02-0.11
2026-01-025.50.09CALL488 440129.88FALSE0.010.13
2026-01-0260.05CALL371 830144.8FALSE-0.02-0.29
2026-01-026.50.07CALL10 92194.87FALSE0.070
2026-01-0270.03CALL345 331185.54FALSE0.022
2026-01-027.50.02CALL42 539194.82FALSE0.020
2026-01-0280.27CALL0 1303.58FALSE00
2026-01-028.50.18CALL0 10591.17FALSE00
2026-01-0290CALL0 0299.63FALSE00
2026-01-029.50CALL0 0712.88FALSE00
2026-01-02100.05CALL0 22286.52FALSE00
2026-01-0210PUT0 0648.54FALSE00
2026-01-021.50PUT0 0554.83FALSE00
2026-01-0220PUT0 0985.1FALSE00
2026-01-022.50.03PUT0 2783.21FALSE00
2026-01-0230.09PUT0 62625.5FALSE00
2026-01-023.50.01PUT30 91133.08FALSE00
2026-01-0240.02PUT15 27196.7FALSE-0.04-0.67
2026-01-024.50.16PUT131 394113.66FALSE0.010.07
2026-01-0250.4PUT146 123104.26TRUE-0.07-0.15
2026-01-025.50.85PUT240 55138.87TRUE-0.1-0.11
2026-01-0261.77PUT0 15137.61TRUE00
2026-01-026.50PUT0 0159.94TRUE00
2026-01-0272.27PUT80 81181.47TRUE2.270
2026-01-027.50PUT0 0165.29TRUE00
2026-01-0280PUT0 0185.48TRUE00
2026-01-028.50PUT0 0204.28TRUE00
2026-01-0290PUT0 00TRUE00
2026-01-029.50PUT0 0238.43TRUE00
2026-01-02100PUT0 0254.07TRUE00
2026-01-090.54.75CALL0 10TRUE00
2026-01-0910CALL0 0517.15TRUE00
2026-01-091.50CALL0 00TRUE00
2026-01-0922.86CALL0 10TRUE00
2026-01-092.50CALL0 00TRUE00
2026-01-0931.21CALL0 00TRUE00
2026-01-093.50CALL0 0133.29TRUE00
2026-01-0940.77CALL5 2380TRUE0.040.05
2026-01-094.50.43CALL15 280109.52TRUE0.030.08
2026-01-0950.34CALL48 126126.18FALSE0.070.26
2026-01-095.50.17CALL32 78118.47FALSE0.170
2026-01-0960.12CALL70 462131.97FALSE0.120
2026-01-096.50.01CALL0 194177.84FALSE00
2026-01-0970.2CALL1 47213.15FALSE0.20
2026-01-097.50.38CALL0 5409.33FALSE00
2026-01-0980.36CALL0 35431.56FALSE00
2026-01-098.50CALL0 0451.76FALSE00
2026-01-0990CALL0 0470.24FALSE00
2026-01-099.50CALL0 0487.28FALSE00
2026-01-09100CALL0 0503.08FALSE00
2026-01-090.50.05PUT0 1934.15FALSE00
2026-01-0910PUT0 0439.44FALSE00
2026-01-091.50.01PUT0 21085.63FALSE00
2026-01-0920.38PUT0 6828.52FALSE00
2026-01-092.50.01PUT0 30658.33FALSE00
2026-01-0930.43PUT0 5529.77FALSE00
2026-01-093.50.09PUT5 137153.13FALSE0.090
2026-01-0940.18PUT0 353127.42FALSE00
2026-01-094.50.23PUT20 34095.59FALSE0.230
2026-01-0950.7PUT0 26107.89TRUE00
2026-01-095.51.03PUT0 40116.68TRUE00
2026-01-0961PUT0 5176.24TRUE00
2026-01-096.52.39PUT0 95131.41TRUE00
2026-01-0970PUT0 00TRUE00
2026-01-097.50PUT0 00TRUE00
2026-01-0980PUT0 00TRUE00
2026-01-098.50PUT0 0175.55TRUE00
2026-01-0990PUT0 0189.17TRUE00
2026-01-099.50PUT0 0201.92TRUE00
2026-01-09100PUT0 0213.91TRUE00
2026-01-1610CALL0 0438.41TRUE00
2026-01-161.50CALL0 00TRUE00
2026-01-1620CALL0 00TRUE00
2026-01-162.52.26CALL5 1590193.15TRUE2.260
2026-01-1630CALL0 0151.78TRUE00
2026-01-163.50CALL0 0133.11TRUE00
2026-01-1640.91CALL150 18114.38TRUE0.910
2026-01-164.50.58CALL0 598.85TRUE00
2026-01-1650.45CALL176 9520129.35FALSE-0.01-0.02
2026-01-165.50.31CALL9 68132.68FALSE0.310
2026-01-1660.16CALL10 227120.37FALSE-0.14-0.47
2026-01-166.50.12CALL2 669128.81FALSE0.120
2026-01-1670.08CALL207 236130.95FALSE0.080
2026-01-167.50.09CALL33 21680150.72FALSE00
2026-01-1680.21CALL0 1350.41FALSE00
2026-01-168.50CALL0 0366.66FALSE00
2026-01-1690CALL0 0381.53FALSE00
2026-01-169.50CALL0 0395.25FALSE00
2026-01-16100.04CALL332 8106178.74FALSE-0.06-0.6
2026-01-1612.50.08CALL0 1463233.58FALSE00
2026-01-16150.15CALL0 751374.99FALSE00
2026-01-1617.50.01CALL0 673318.12FALSE00
2026-01-16200.03CALL0 2260340.67FALSE00
2026-01-1622.50.17CALL0 233520.79FALSE00
2026-01-16250.06CALL0 2593560.05FALSE00
2026-01-1627.50.18CALL0 191577.49FALSE00
2026-01-16300.15CALL0 288435.66FALSE00
2026-01-1632.50.01CALL0 13650.35FALSE00
2026-01-16350.11CALL0 99663.45FALSE00
2026-01-1637.50.05CALL0 108675.48FALSE00
2026-01-16400.05CALL0 1102449.39FALSE00
2026-01-1642.50.03CALL0 2696.93FALSE00
2026-01-16450.03CALL0 176662.7FALSE00
2026-01-1647.50.04CALL0 46715.61FALSE00
2026-01-16500.04CALL0 194424.55FALSE00
2026-01-1652.50CALL0 4732.12FALSE00
2026-01-16550CALL0 2739.71FALSE00
2026-01-16600.04CALL0 55461.62FALSE00
2026-01-16650.05CALL0 46472.3FALSE00
2026-01-16700.07CALL0 343482.1FALSE00
2026-01-1610PUT0 0423.55FALSE00
2026-01-161.50PUT0 0874.38FALSE00
2026-01-1620PUT0 0243.7FALSE00
2026-01-162.50.03PUT132 10131167.41FALSE0.010.5
2026-01-1630.05PUT0 1141.65FALSE00
2026-01-163.50.1PUT0 59158.26FALSE00
2026-01-1640.15PUT15 3100.89FALSE0.150
2026-01-164.50.38PUT31 104110.57FALSE-0.15-0.28
2026-01-1650.81PUT0 6224109.91TRUE00
2026-01-165.50.75PUT20 110137.26TRUE-0.48-0.39
2026-01-1660PUT0 0121.31TRUE00
2026-01-166.50PUT0 0155.37TRUE00
2026-01-1672.36PUT80 0123.58TRUE2.360
2026-01-167.52.35PUT0 114386.5TRUE00
2026-01-1680PUT0 0130.24TRUE00
2026-01-168.50PUT0 0142.3TRUE00
2026-01-1690PUT0 0153.56TRUE00
2026-01-169.50PUT0 0164.13TRUE00
2026-01-16105.15PUT0 512260.45TRUE00
2026-01-1612.58.69PUT0 420TRUE00
2026-01-161510.4PUT0 570TRUE00
2026-01-1617.513.46PUT0 70253.32TRUE00
2026-01-162013.25PUT0 3223.2TRUE00
2026-01-1622.518.68PUT0 16329.22TRUE00
2026-01-162518.1PUT0 0324.23TRUE00
2026-01-1627.523.5PUT0 0429.49TRUE00
2026-01-16300PUT0 3359.72TRUE00
2026-01-1632.50PUT0 0375.05TRUE00
2026-01-163529.1PUT0 1389.1TRUE00
2026-01-1637.50PUT0 0485.51TRUE00
2026-01-16400PUT0 1496.98TRUE00
2026-01-1642.50PUT0 0507.71TRUE00
2026-01-16450PUT0 0517.81TRUE00
2026-01-1647.50PUT0 0527.32TRUE00
2026-01-16500PUT0 0536.33TRUE00
2026-01-1652.50PUT0 0531.95TRUE00
2026-01-16550PUT0 0642.7TRUE00
2026-01-16600PUT0 0555.3TRUE00
2026-01-16650PUT0 0569.29TRUE00
2026-01-16700PUT0 0684.84TRUE00
2026-01-230.54.71CALL0 10TRUE00
2026-01-2310CALL0 01234.7TRUE00
2026-01-231.54.04CALL0 1785.65TRUE00
2026-01-2320CALL0 0334.13TRUE00
2026-01-232.50CALL0 0161.97TRUE00
2026-01-2331.99CALL0 34149.94TRUE00
2026-01-233.52.25CALL0 3230TRUE00
2026-01-2341.45CALL0 238126.45TRUE00
2026-01-234.51.12CALL0 142124.05TRUE00
2026-01-2350.55CALL78 823133.26FALSE0.090.2
2026-01-235.50.37CALL1 6128.48FALSE0.370
2026-01-2360.58CALL0 108155.19FALSE00
2026-01-236.50.5CALL0 53252.02FALSE00
2026-01-2370.16CALL8 132139.88FALSE0.160
2026-01-237.50.23CALL0 233136.47FALSE00
2026-01-2380CALL0 0303.7FALSE00
2026-01-2390CALL0 0252.23FALSE00
2026-01-230.50.01PUT0 1536.33FALSE00
2026-01-2310PUT0 00FALSE00
2026-01-231.50.33PUT0 1271.71FALSE00
2026-01-2320.01PUT0 162208.77FALSE00
2026-01-232.50.05PUT0 60164.27FALSE00
2026-01-2330PUT0 0180.45FALSE00
2026-01-233.50.25PUT0 14291.69FALSE00
2026-01-2340.23PUT4 510105.89FALSE-0.08-0.26
2026-01-234.50.47PUT16 171111.47FALSE0.470
2026-01-2350.77PUT106 244113.5TRUE0.120.18
2026-01-235.51.41PUT0 11281.86TRUE00
2026-01-2360PUT0 0158.11TRUE00
2026-01-236.52.7PUT0 5186.75TRUE00
2026-01-2373.25PUT0 1145.21TRUE00
2026-01-237.50PUT0 0115.61TRUE00
2026-01-2380PUT0 084.45TRUE00
2026-01-2390PUT0 0171.57TRUE00
2026-01-300.50CALL0 00TRUE00
2026-01-3010CALL0 0958.38TRUE00
2026-01-301.50CALL0 0682.58TRUE00
2026-01-3023.23CALL0 1523.72TRUE00
2026-01-302.50CALL0 0416.34TRUE00
2026-01-3031.4CALL0 1141.12TRUE00
2026-01-303.50CALL0 0128.23TRUE00
2026-01-3040.91CALL0 10123.37TRUE00
2026-01-304.50.79CALL0 142124.03TRUE00
2026-01-3050.58CALL6 142126.07FALSE0.080.16
2026-01-305.50.41CALL3 100123.5FALSE0.060.17
2026-01-3060.4CALL0 153206.98FALSE00
2026-01-306.50.49CALL0 165226.54FALSE00
2026-01-3070.33CALL0 7243.64FALSE00
2026-01-307.50.23CALL0 25258.83FALSE00
2026-01-3080.15CALL5 0147.46FALSE0.150
2026-01-3090CALL0 0296.29FALSE00
2026-01-300.50PUT0 00FALSE00
2026-01-3010PUT0 0323.33FALSE00
2026-01-301.50.05PUT0 10241.32FALSE00
2026-01-3020.01PUT277 40136.55FALSE0.010
2026-01-302.50.05PUT0 40145.46FALSE00
2026-01-3030PUT0 0324.06FALSE00
2026-01-303.50.29PUT0 13145.57FALSE00
2026-01-3040.42PUT0 1740114.53FALSE00
2026-01-304.50.54PUT12 19110.24FALSE0.040.08
2026-01-3050.86PUT91 118114.65TRUE0.860
2026-01-305.51.14PUT0 20126.89TRUE00
2026-01-3060PUT0 0148.19TRUE00
2026-01-306.50PUT0 0247.53TRUE00
2026-01-3070PUT0 0148.32TRUE00
2026-01-307.50PUT0 00TRUE00
2026-01-3080PUT0 00TRUE00
2026-01-3090PUT0 00TRUE00
2026-02-060.50CALL0 00TRUE00
2026-02-0610CALL0 0907.88TRUE00
2026-02-061.50CALL0 0235.69TRUE00
2026-02-0620CALL0 00TRUE00
2026-02-062.50CALL0 0142.89TRUE00
2026-02-0630CALL0 00TRUE00
2026-02-063.50CALL0 0151.21TRUE00
2026-02-0640CALL0 0146.95TRUE00
2026-02-064.50CALL0 0128.66TRUE00
2026-02-0650CALL0 0128.78FALSE00
2026-02-065.50.32CALL6 098.85FALSE0.320
2026-02-0660CALL0 0136.65FALSE00
2026-02-066.50CALL0 0208.08FALSE00
2026-02-0670CALL0 0223.61FALSE00
2026-02-067.50CALL0 0237.41FALSE00
2026-02-0680CALL0 0249.83FALSE00
2026-02-068.50CALL0 0261.12FALSE00
2026-02-0690CALL0 0521.76FALSE00
2026-02-060.50PUT0 00FALSE00
2026-02-0610PUT0 0915.43FALSE00
2026-02-061.50PUT0 0608.88FALSE00
2026-02-0620PUT0 0323.15FALSE00
2026-02-062.50PUT0 0253.17FALSE00
2026-02-0630PUT0 0192.39FALSE00
2026-02-063.50PUT0 0234.27FALSE00
2026-02-0640PUT0 0154.04FALSE00
2026-02-064.50.56PUT1 1101.95FALSE-0.06-0.1
2026-02-0650.81PUT10 094.01TRUE0.810
2026-02-065.50PUT0 0126.31TRUE00
2026-02-0660PUT0 0108.68TRUE00
2026-02-066.50PUT0 0111.82TRUE00
2026-02-0670PUT0 0118.9TRUE00
2026-02-067.50PUT0 0226.72TRUE00
2026-02-0680PUT0 0239.35TRUE00
2026-02-068.50PUT0 0206.43TRUE00
2026-02-0690PUT0 0125.43TRUE00
2026-02-202.50CALL0 00TRUE00
2026-02-2050.8CALL1 30134.89FALSE0.10.14
2026-02-207.50.25CALL33 67129.71FALSE00
2026-02-20100.15CALL5 11147.87FALSE0.150
2026-02-202.50.08PUT0 60134.04FALSE00
2026-02-2051.1PUT0 697.09TRUE00
2026-02-207.50PUT0 092.03TRUE00
2026-02-20100PUT0 00TRUE00
2026-04-172.52.1CALL0 377191.95TRUE00
2026-04-1751.16CALL76 1877141.66FALSE-0.04-0.03
2026-04-177.50.6CALL12 850138.46FALSE-0.09-0.13
2026-04-17100.43CALL1 562149.51FALSE-0.06-0.12
2026-04-1712.50.35CALL0 364175.56FALSE00
2026-04-17150.21CALL0 254173.61FALSE00
2026-04-172.50.25PUT1135 7447122.97FALSE0.250
2026-04-1751.49PUT14 1592113.87TRUE-0.01-0.01
2026-04-177.53.44PUT0 284102.93TRUE00
2026-04-17105.5PUT0 76106.87TRUE00
2026-04-1712.56.45PUT0 35106.64TRUE00
2026-04-17159.5PUT0 2110.72TRUE00
2026-07-172.52.66CALL5 28172.12TRUE0.260.11
2026-07-1751.76CALL0 35147.45FALSE00
2026-07-177.51.07CALL0 133139.68FALSE00
2026-07-17100.8CALL0 32153.61FALSE00
2026-07-1712.50CALL0 0145.86FALSE00
2026-07-172.50.51PUT0 3953125.39FALSE00
2026-07-1751.7PUT0 124108.13TRUE00
2026-07-177.53.85PUT0 5298.19TRUE00
2026-07-17105.8PUT0 1486.53TRUE00
2026-07-1712.50PUT0 00TRUE00
2027-01-152.52.9CALL0 1071264.76TRUE00
2027-01-1552CALL4 561159.05FALSE0.10.05
2027-01-157.52CALL0 528161FALSE00
2027-01-15101.32CALL0 327158.59FALSE00
2027-01-1512.51.12CALL0 637158.45FALSE00
2027-01-15150.96CALL31 457154.11FALSE0.960
2027-01-152.50.75PUT1346 11959103.22FALSE0.030.04
2027-01-1552.36PUT434 78993.8TRUE00
2027-01-157.54.4PUT6 111890.85TRUE-0.05-0.01
2027-01-15106.9PUT0 286110.44TRUE00
2027-01-1512.58.25PUT0 215113.43TRUE00
2027-01-151510.55PUT0 8750.95TRUE00
2028-01-212.53.2CALL0 13992.97TRUE00
2028-01-2153.1CALL0 103288.66FALSE00
2028-01-217.52.59CALL0 83273.45FALSE00
2028-01-21101.96CALL0 41163.12FALSE00
2028-01-2112.51.85CALL0 18149.59FALSE00
2028-01-21151.19CALL0 99255.92FALSE00
2028-01-212.51.13PUT0 257589.96FALSE00
2028-01-2153.32PUT0 23863.74TRUE00
2028-01-217.50PUT0 079.93TRUE00
2028-01-21107.05PUT0 543.41TRUE00
2028-01-2112.58.69PUT0 150TRUE00
2028-01-211510.45PUT0 242.07TRUE00

Latest RILY Trades:

Date Shares Price
Jun 13, 2022 7:59 PM EST13$46.67
Jun 13, 2022 7:59 PM EST49$46.67
Jun 13, 2022 7:59 PM EST84$46.69
Jun 13, 2022 7:59 PM EST17$46.67
Jun 13, 2022 7:59 PM EST1$46.67

B. Riley Financial, Inc (RILY) SEC Filings:

An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.

Date Form Type Form Name Link
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016563/0001213900-20-016563-index.htm
2019-09-30UPLOADSEC-generated letterhttps://www.sec.gov/Archives/edgar/data/1464790/000000000019014076/0000000000-19-014076-index.htm
2020-02-20UPLOADSEC-generated letterhttps://www.sec.gov/Archives/edgar/data/1464790/000000000020001564/0000000000-20-001564-index.htm
2020-02-07SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000083423720008220/0000834237-20-008220-index.htm
2020-02-10SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000083423720009123/0000834237-20-009123-index.htm
2019-11-27SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000090266419004469/0000902664-19-004469-index.htm
2020-01-13SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000090266420000178/0000902664-20-000178-index.htm
2020-01-23SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000090266420000420/0000902664-20-000420-index.htm
2020-02-14SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000101143820000092/0001011438-20-000092-index.htm
2019-05-093Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000120919119028642/0001209191-19-028642-index.htm
2019-07-12SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012603/0001213900-19-012603-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012906/0001213900-19-012906-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012907/0001213900-19-012907-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012908/0001213900-19-012908-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012909/0001213900-19-012909-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012910/0001213900-19-012910-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012911/0001213900-19-012911-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012912/0001213900-19-012912-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012913/0001213900-19-012913-index.htm
2019-07-188-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013110/0001213900-19-013110-index.htm
2019-07-223Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013315/0001213900-19-013315-index.htm
2019-07-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013318/0001213900-19-013318-index.htm
2019-07-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013320/0001213900-19-013320-index.htm
2019-07-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013322/0001213900-19-013322-index.htm
2019-07-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013323/0001213900-19-013323-index.htm
2019-07-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013325/0001213900-19-013325-index.htm
2019-07-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013326/0001213900-19-013326-index.htm
2019-07-23SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013345/0001213900-19-013345-index.htm
2019-07-29SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013918/0001213900-19-013918-index.htm
2019-07-313Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019014226/0001213900-19-014226-index.htm
2019-08-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019014354/0001213900-19-014354-index.htm
2019-08-0910-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019015003/0001213900-19-015003-index.htm
2019-08-1213F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019015373/0001213900-19-015373-index.htm
2019-08-154Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019015987/0001213900-19-015987-index.htm
2019-08-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019016193/0001213900-19-016193-index.htm
2019-09-18424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019018320/0001213900-19-018320-index.htm
2019-09-188-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019018322/0001213900-19-018322-index.htm
2019-09-18FWPFiling under Securities Act Rules 163/433 of free writing prospectuseshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019018366/0001213900-19-018366-index.htm
2019-09-20424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019018528/0001213900-19-018528-index.htm
2019-09-238-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019018652/0001213900-19-018652-index.htm
2019-09-238-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019018655/0001213900-19-018655-index.htm
2019-09-23S-3Registration statement under Securities Act of 1933https://www.sec.gov/Archives/edgar/data/1464790/000121390019018696/0001213900-19-018696-index.htm
2019-09-27CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1464790/000121390019019225/0001213900-19-019225-index.htm
2019-10-02424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019019461/0001213900-19-019461-index.htm
2019-10-028-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019019462/0001213900-19-019462-index.htm
2019-10-02FWPFiling under Securities Act Rules 163/433 of free writing prospectuseshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019019535/0001213900-19-019535-index.htm
2019-10-03424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019019634/0001213900-19-019634-index.htm
2019-10-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019019870/0001213900-19-019870-index.htm
2019-10-078-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019019883/0001213900-19-019883-index.htm
2019-10-10SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019020130/0001213900-19-020130-index.htm
2019-10-118-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019020229/0001213900-19-020229-index.htm
2019-10-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019020349/0001213900-19-020349-index.htm
2019-10-188-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019020621/0001213900-19-020621-index.htm
2019-10-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019021143/0001213900-19-021143-index.htm
2019-10-28SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390019021200/0001213900-19-021200-index.htm
2019-10-308-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019021523/0001213900-19-021523-index.htm
2019-11-0110-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019021788/0001213900-19-021788-index.htm
2019-11-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019021800/0001213900-19-021800-index.htm
2019-11-01S-8Securities to be offered to employees in employee benefit planshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019021835/0001213900-19-021835-index.htm
2019-11-014Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-11-12SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390019022975/0001213900-19-022975-index.htm
2019-11-1413F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019023523/0001213900-19-023523-index.htm
2019-11-268-K/ACurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019024746/0001213900-19-024746-index.htm
2019-11-27SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019024929/0001213900-19-024929-index.htm
2019-12-02SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390019025131/0001213900-19-025131-index.htm
2019-12-05424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019025358/0001213900-19-025358-index.htm
2019-12-058-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019025407/0001213900-19-025407-index.htm
2019-12-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019025436/0001213900-19-025436-index.htm
2020-01-098-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020000639/0001213900-20-000639-index.htm
2020-01-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-15SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020001025/0001213900-20-001025-index.htm
2020-01-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020001362/0001213900-20-001362-index.htm
2020-01-21SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020001364/0001213900-20-001364-index.htm
2020-01-228-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020001503/0001213900-20-001503-index.htm
2020-01-23SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020001682/0001213900-20-001682-index.htm
2020-01-27SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020001795/0001213900-20-001795-index.htm
2020-01-28SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020002022/0001213900-20-002022-index.htm
2020-01-28SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020002024/0001213900-20-002024-index.htm
2020-01-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020002041/0001213900-20-002041-index.htm
2020-01-314Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020002290/0001213900-20-002290-index.htm
2020-02-0513F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020002682/0001213900-20-002682-index.htm
2020-02-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020002704/0001213900-20-002704-index.htm
2020-02-075Annual statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020002901/0001213900-20-002901-index.htm
2020-02-10424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020003033/0001213900-20-003033-index.htm
2020-02-108-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020003036/0001213900-20-003036-index.htm
2020-02-10S-3MEFRegistration adding securities to prior Form S-3 registration [Rule 462(b)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020003092/0001213900-20-003092-index.htm
2020-02-10FWPFiling under Securities Act Rules 163/433 of free writing prospectuseshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020003113/0001213900-20-003113-index.htm
2020-02-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020003132/0001213900-20-003132-index.htm
2020-02-11424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020003312/0001213900-20-003312-index.htm
2020-02-128-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020003393/0001213900-20-003393-index.htm
2020-02-128-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020003398/0001213900-20-003398-index.htm
2020-02-14S-3Registration statement under Securities Act of 1933https://www.sec.gov/Archives/edgar/data/1464790/000121390020003987/0001213900-20-003987-index.htm
2020-02-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020004034/0001213900-20-004034-index.htm
2020-02-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020004334/0001213900-20-004334-index.htm
2020-02-20CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1464790/000121390020004418/0001213900-20-004418-index.htm
2020-02-218-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020004518/0001213900-20-004518-index.htm
2020-02-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020004686/0001213900-20-004686-index.htm
2020-02-274Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020004958/0001213900-20-004958-index.htm
2020-02-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020005074/0001213900-20-005074-index.htm
2020-03-038-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020005285/0001213900-20-005285-index.htm
2020-03-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020005345/0001213900-20-005345-index.htm
2020-03-1010-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1464790/000121390020005801/0001213900-20-005801-index.htm
2020-03-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020005907/0001213900-20-005907-index.htm
2020-03-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006040/0001213900-20-006040-index.htm
2020-03-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006043/0001213900-20-006043-index.htm
2020-03-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006213/0001213900-20-006213-index.htm
2020-03-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006214/0001213900-20-006214-index.htm
2020-03-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006215/0001213900-20-006215-index.htm
2020-03-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006282/0001213900-20-006282-index.htm
2020-03-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006370/0001213900-20-006370-index.htm
2020-03-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006470/0001213900-20-006470-index.htm
2020-03-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006567/0001213900-20-006567-index.htm
2020-03-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006698/0001213900-20-006698-index.htm
2020-03-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006916/0001213900-20-006916-index.htm
2020-03-204Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020007032/0001213900-20-007032-index.htm
2020-03-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020007394/0001213900-20-007394-index.htm
2020-03-314Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020008264/0001213900-20-008264-index.htm
2020-04-06SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020008667/0001213900-20-008667-index.htm
2020-04-084Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020008840/0001213900-20-008840-index.htm
2020-04-094Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020008911/0001213900-20-008911-index.htm
2020-04-138-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020009040/0001213900-20-009040-index.htm
2020-04-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020009202/0001213900-20-009202-index.htm
2020-04-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020009478/0001213900-20-009478-index.htm
2020-04-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020009862/0001213900-20-009862-index.htm
2020-04-2310-K/AAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1464790/000121390020009864/0001213900-20-009864-index.htm
2020-04-23SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020009868/0001213900-20-009868-index.htm
2020-04-274/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010211/0001213900-20-010211-index.htm
2020-04-274/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010213/0001213900-20-010213-index.htm
2020-04-274/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010215/0001213900-20-010215-index.htm
2020-04-274/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010216/0001213900-20-010216-index.htm
2020-04-274/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010218/0001213900-20-010218-index.htm
2020-04-29SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010312/0001213900-20-010312-index.htm
2020-04-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010318/0001213900-20-010318-index.htm
2020-04-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010320/0001213900-20-010320-index.htm
2020-05-068-K/ACurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020011152/0001213900-20-011152-index.htm
2020-05-118-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020011626/0001213900-20-011626-index.htm
2020-05-1110-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020011680/0001213900-20-011680-index.htm
2020-05-1413F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020012256/0001213900-20-012256-index.htm
2020-05-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020012572/0001213900-20-012572-index.htm
2020-05-18DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020012770/0001213900-20-012770-index.htm
2020-05-193Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013013/0001213900-20-013013-index.htm
2020-05-20SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013119/0001213900-20-013119-index.htm
2020-05-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013374/0001213900-20-013374-index.htm
2020-05-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013461/0001213900-20-013461-index.htm
2020-05-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013462/0001213900-20-013462-index.htm
2020-05-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013463/0001213900-20-013463-index.htm
2020-05-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013464/0001213900-20-013464-index.htm
2020-05-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013465/0001213900-20-013465-index.htm
2020-05-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013467/0001213900-20-013467-index.htm
2020-05-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013469/0001213900-20-013469-index.htm
2020-06-01SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013848/0001213900-20-013848-index.htm
2020-06-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020014060/0001213900-20-014060-index.htm
2020-06-053/AInitial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020014308/0001213900-20-014308-index.htm
2020-06-054/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020014309/0001213900-20-014309-index.htm
2020-06-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020014575/0001213900-20-014575-index.htm
2020-06-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020014641/0001213900-20-014641-index.htm
2020-06-11SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020014697/0001213900-20-014697-index.htm
2020-06-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020014789/0001213900-20-014789-index.htm
2020-06-223Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015444/0001213900-20-015444-index.htm
2020-06-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015455/0001213900-20-015455-index.htm
2020-06-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015459/0001213900-20-015459-index.htm
2020-06-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015462/0001213900-20-015462-index.htm
2020-06-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015464/0001213900-20-015464-index.htm
2020-06-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015466/0001213900-20-015466-index.htm
2020-06-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015468/0001213900-20-015468-index.htm
2020-06-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015470/0001213900-20-015470-index.htm
2020-06-248-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015698/0001213900-20-015698-index.htm
2020-06-30SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016198/0001213900-20-016198-index.htm
2020-06-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016203/0001213900-20-016203-index.htm
2020-06-30SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016204/0001213900-20-016204-index.htm
2020-06-304Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016314/0001213900-20-016314-index.htm
2020-07-02SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016558/0001213900-20-016558-index.htm
2020-07-02SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016560/0001213900-20-016560-index.htm
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016563/0001213900-20-016563-index.htm
2020-07-308-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020019276/0001213900-20-019276-index.htm
2020-07-308-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020019287/0001213900-20-019287-index.htm
2020-08-0310-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020019712/0001213900-20-019712-index.htm
2020-08-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020020790/0001213900-20-020790-index.htm
2020-08-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020020792/0001213900-20-020792-index.htm
2020-08-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020020821/0001213900-20-020821-index.htm
2020-08-1313F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020021876/0001213900-20-021876-index.htm
2020-08-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020023509/0001213900-20-023509-index.htm
2020-08-274Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020023941/0001213900-20-023941-index.htm
2020-09-01424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020024664/0001213900-20-024664-index.htm
2020-09-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020024666/0001213900-20-024666-index.htm
2020-09-02FWPFiling under Securities Act Rules 163/433 of free writing prospectuseshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020024857/0001213900-20-024857-index.htm
2020-09-02424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020025061/0001213900-20-025061-index.htm
2020-09-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020025150/0001213900-20-025150-index.htm
2020-09-048-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020025404/0001213900-20-025404-index.htm
2020-09-048-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020025411/0001213900-20-025411-index.htm
2020-09-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020025413/0001213900-20-025413-index.htm
2020-09-084Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020025528/0001213900-20-025528-index.htm
2020-09-084Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020025534/0001213900-20-025534-index.htm
2020-09-094Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020025899/0001213900-20-025899-index.htm
2020-09-104/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020026035/0001213900-20-026035-index.htm
2020-09-10SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020026037/0001213900-20-026037-index.htm
2020-09-10SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020026043/0001213900-20-026043-index.htm
2020-09-148-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020026458/0001213900-20-026458-index.htm
2020-09-154Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020026727/0001213900-20-026727-index.htm
2020-09-17SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020027051/0001213900-20-027051-index.htm
2020-10-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020029748/0001213900-20-029748-index.htm
2020-10-02SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020029749/0001213900-20-029749-index.htm
2020-10-09424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020030828/0001213900-20-030828-index.htm
2020-10-138-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020030885/0001213900-20-030885-index.htm
2020-10-15SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020031322/0001213900-20-031322-index.htm
2020-10-204/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020032374/0001213900-20-032374-index.htm
2020-10-298-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020033959/0001213900-20-033959-index.htm
2020-10-3010-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020034078/0001213900-20-034078-index.htm
2020-11-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020034779/0001213900-20-034779-index.htm
2020-11-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020034781/0001213900-20-034781-index.htm
2020-11-054/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020035374/0001213900-20-035374-index.htm
2020-11-064Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2019-05-07CERTCertificationhttps://www.sec.gov/Archives/edgar/data/1464790/000135445719000261/0001354457-19-000261-index.htm
2019-09-23CERTCertificationhttps://www.sec.gov/Archives/edgar/data/1464790/000135445719000470/0001354457-19-000470-index.htm
2019-10-08CERTCertificationhttps://www.sec.gov/Archives/edgar/data/1464790/000135445719000503/0001354457-19-000503-index.htm
2019-12-2725-NSENotification filed by national security exchange to report the removal from listing and registration of matured, redeemed or rethttps://www.sec.gov/Archives/edgar/data/1464790/000135445719000685/0001354457-19-000685-index.htm
2020-02-13CERTCertificationhttps://www.sec.gov/Archives/edgar/data/1464790/000135445720000076/0001354457-20-000076-index.htm
2020-09-04CERTCertificationhttps://www.sec.gov/Archives/edgar/data/1464790/000135445720000453/0001354457-20-000453-index.htm
2020-02-18SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000139834420003644/0001398344-20-003644-index.htm
2019-04-228-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000161577419006044/0001615774-19-006044-index.htm
2019-04-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419006145/0001615774-19-006145-index.htm
2019-04-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419006607/0001615774-19-006607-index.htm
2019-05-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000161577419006813/0001615774-19-006813-index.htm
2019-05-0110-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1464790/000161577419006823/0001615774-19-006823-index.htm
2019-05-02424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000161577419006860/0001615774-19-006860-index.htm
2019-05-028-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000161577419006862/0001615774-19-006862-index.htm
2019-05-02FWPFiling under Securities Act Rules 163/433 of free writing prospectuseshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419006986/0001615774-19-006986-index.htm
2019-05-03424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000161577419007064/0001615774-19-007064-index.htm
2019-05-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419007073/0001615774-19-007073-index.htm
2019-05-07SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000161577419007198/0001615774-19-007198-index.htm
2019-05-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000161577419007205/0001615774-19-007205-index.htm
2019-05-078-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1464790/000161577419007215/0001615774-19-007215-index.htm
2019-05-094Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419007361/0001615774-19-007361-index.htm
2019-05-1013F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419007475/0001615774-19-007475-index.htm
2019-05-288-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008512/0001615774-19-008512-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008610/0001615774-19-008610-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008611/0001615774-19-008611-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008612/0001615774-19-008612-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008613/0001615774-19-008613-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008614/0001615774-19-008614-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008615/0001615774-19-008615-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008616/0001615774-19-008616-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008617/0001615774-19-008617-index.htm
2019-09-30EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1464790/999999999519002216/9999999995-19-002216-index.htm
2020-02-24EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1464790/999999999520000408/9999999995-20-000408-index.htm

B. Riley Financial, Inc (RILY) Insider Transactions:

Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of B. Riley Financial, Inc (RILY). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.
Insider Ownership: 4601%
Institutional Ownership: 4500%

Transaction Date Insider Name Insider Title Type Shares Number Shares Price Total Transaction Shares Held After Transaction Link
2020-01-10B. Riley Financial, Inc.10% Share HolderBuy94,151.0010.14954,691.140.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-13B. Riley Financial, Inc.10% Share HolderBuy69,602.0010.14705,764.280.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-13B. Riley Financial, Inc.10% Share HolderBuy146,097.0010.151,482,884.550.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-14B. Riley Financial, Inc.10% Share HolderBuy183,927.0010.181,872,376.860.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-15B. Riley Financial, Inc.10% Share HolderBuy250,000.0010.192,547,500.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001362/0001213900-20-001362-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell900.002.842,551.500.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-01-09B. Riley Financial, Inc.10% Share HolderSell6.0010.1260.720.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-10B. Riley Financial, Inc.10% Share HolderSell126,571.0010.121,280,898.520.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-10B. Riley Financial, Inc.10% Share HolderSell27,600.0010.13279,588.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-13B. Riley Financial, Inc.10% Share HolderSell10,000.0010.14101,400.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-13B. Riley Financial, Inc.10% Share HolderSell350,000.0010.153,552,500.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-13B. Riley Financial, Inc.10% Share HolderSell10,000.0010.16101,600.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-14B. Riley Financial, Inc.10% Share HolderSell19,600.0010.18199,528.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-15B. Riley Financial, Inc.10% Share HolderSell185,000.0010.181,883,300.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001362/0001213900-20-001362-index.htm
2020-01-15B. Riley Financial, Inc.10% Share HolderSell15,000.0010.19152,850.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001362/0001213900-20-001362-index.htm
2020-01-29B. Riley Financial, Inc.10% Share HolderSell969,900.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020002290/0001213900-20-002290-index.htm
2020-04-24B. Riley Financial, Inc.10% Share HolderSell150,000.0010.001,500,000.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020010320/0001213900-20-010320-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell400.002.811,122.0010,005.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-06-28Phillip J. AhnCFO & Chief Operating OfficerBuy1,198.0017.7321,241.74101,284.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019012906/0001213900-19-012906-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell330.002.71894.3010,405.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-03-11Phillip J. AhnCFO & Chief Operating OfficerBuy4,000.0020.2180,853.20105,284.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006213/0001213900-20-006213-index.htm
2019-05-24Phillip J. AhnCFO & Chief Operating OfficerBuy17,958.00106,728.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008614/0001615774-19-008614-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell500.002.701,351.2510,735.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell600.002.711,623.0011,235.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell1,500.002.714,057.5011,835.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-06-11B. Riley Financial, Inc.DirectorBuy11,090.004.0845,226.1311,916.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020014789/0001213900-20-014789-index.htm
2020-05-21Phillip J. AhnCFO & Chief Operating OfficerBuy19,358.00124,642.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013469/0001213900-20-013469-index.htm
2020-03-09THOMAS J /ADV KELLEHERCo-CEOBuy2,500.0020.6751,686.0012,600.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006040/0001213900-20-006040-index.htm
2019-07-18Michael Joseph SheldonDirectorBuy2,610.0012,788.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019013322/0001213900-19-013322-index.htm
2020-06-18ROBERT L ANTINDirectorBuy3,456.0012,934.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020015459/0001213900-20-015459-index.htm
2019-05-24Andrew MooreCEO of B. Riley FBR, Inc.Buy20,523.00132,439.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008611/0001615774-19-008611-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell200.002.67534.0213,335.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-06-18RANDALL E PAULSONDirectorBuy3,456.0013,343.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020015470/0001213900-20-015470-index.htm
2019-06-28Andrew MooreCEO of B. Riley FBR, Inc.Buy1,198.0017.7321,241.74133,637.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019012910/0001213900-19-012910-index.htm
2020-03-13Kenneth M YoungPresidentBuy3,500.0020.2470,824.9513,500.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006567/0001213900-20-006567-index.htm
2019-07-18Agostino Robert P DDirectorBuy2,610.00135,053.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019013320/0001213900-19-013320-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell500.002.661,330.0013,535.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-05-24THOMAS J /ADV KELLEHERCo-CEOBuy38,481.00137,423.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008615/0001615774-19-008615-index.htm
2019-05-03B. Riley Financial, Inc.InsiderSell1,918.007.7514,861.05137,477.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419007073/0001615774-19-007073-index.htm
2020-06-18Agostino Robert P DDirectorBuy3,456.00138,509.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020015462/0001213900-20-015462-index.htm
2019-06-28THOMAS J /ADV KELLEHERCo-CEOBuy1,198.0017.7321,241.74138,621.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019012909/0001213900-19-012909-index.htm
2019-05-02B. Riley Financial, Inc.InsiderSell14,279.007.85112,065.88139,395.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419007073/0001615774-19-007073-index.htm
2020-03-16Andrew MooreCEO of B. Riley FBR, Inc.Buy6,000.0018.08108,470.40139,637.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006470/0001213900-20-006470-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell200.002.67534.0014,035.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell11,265.002.6529,852.2514,235.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-07-18Todd D. SimsDirectorBuy2,610.0014,261.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019013323/0001213900-19-013323-index.htm
2020-08-06Kenneth M YoungPresidentBuy1,000.0027.2827,280.0014,500.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020020792/0001213900-20-020792-index.htm
2020-06-09B. Riley Financial, Inc.DirectorBuy146,666.000.75109,999.50146,666.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016203/0001213900-20-016203-index.htm
2020-06-09B. Riley Financial, Inc.DirectorBuy146,667.000.75110,000.25146,667.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016203/0001213900-20-016203-index.htm
2019-10-23B. Riley Financial, Inc.10% Share HolderBuy1,000,000.0012.0012,000,000.001,475,375.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021143/0001213900-19-021143-index.htm
2020-03-11THOMAS J /ADV KELLEHERCo-CEOBuy2,500.0020.1950,476.5015,100.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006040/0001213900-20-006040-index.htm
2020-09-14Todd D. SimsDirectorSell2,554.0015,163.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020026727/0001213900-20-026727-index.htm
2020-11-05B. Riley Financial, Inc.10% Share HolderBuy1,037,633.0010.1010,480,300.831,527,633.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderBuy100.0010.111,011.001,527,733.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderBuy300.0010.103,029.581,528,033.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderBuy2,785.0010.2528,546.251,530,818.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderBuy4,900.0010.1049,482.161,535,718.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2019-05-01B. Riley Financial, Inc.InsiderSell5,000.007.5437,717.00153,674.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419007073/0001615774-19-007073-index.htm
2020-03-09B. Riley Financial, Inc.10% Share HolderBuy50,000.003.95197,565.001,543,801.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006043/0001213900-20-006043-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderBuy10,000.0010.10101,000.001,545,718.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2019-04-29B. Riley Financial, Inc.10% Share HolderSell10,000.007.3273,165.00158,674.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419006607/0001615774-19-006607-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderBuy48,210.0010.25494,152.501,593,928.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderSell740,000.0010.257,585,000.001,607,930.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2020-05-21Andrew MooreCEO of B. Riley FBR, Inc.Buy22,124.00161,761.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013463/0001213900-20-013463-index.htm
2019-04-26B. Riley Financial, Inc.10% Share HolderSell12,000.007.6591,740.00168,674.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419006607/0001615774-19-006607-index.htm
2020-03-10B. Riley Financial, Inc.10% Share HolderBuy150,000.003.77565,470.001,693,801.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006043/0001213900-20-006043-index.htm
2020-06-18Todd D. SimsDirectorBuy3,456.0017,717.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020015455/0001213900-20-015455-index.htm
2020-05-21THOMAS J /ADV KELLEHERCo-CEOBuy41,482.00180,103.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013461/0001213900-20-013461-index.htm
2019-04-25B. Riley Financial, Inc.10% Share HolderSell100.007.50750.00180,674.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419006607/0001615774-19-006607-index.htm
2019-04-23B. Riley Financial, Inc.10% Share HolderSell5,272.007.6140,096.72180,774.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419006145/0001615774-19-006145-index.htm
2020-03-13Michael Joseph SheldonDirectorBuy5,327.0018.91100,733.5718,115.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006282/0001213900-20-006282-index.htm
2019-04-22B. Riley Financial, Inc.10% Share HolderSell3,000.007.4222,272.90186,046.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419006145/0001615774-19-006145-index.htm
2019-04-18B. Riley Financial, Inc.10% Share HolderSell500.007.663,827.50189,046.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419006145/0001615774-19-006145-index.htm
2020-06-30B. Riley Financial, Inc.DirectorBuy76,069.002.28173,239.541,936,958.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016563/0001213900-20-016563-index.htm
2019-10-30B. Riley Financial, Inc.DirectorBuy200.002.71542.00200.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-06-30B. Riley Financial, Inc.DirectorBuy144,463.002.28329,000.042,003,886.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016563/0001213900-20-016563-index.htm
2020-03-11B. Riley Financial, Inc.10% Share HolderBuy353,846.003.291,164,365.652,047,647.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006043/0001213900-20-006043-index.htm
2020-09-30B. Riley Financial, Inc.DirectorBuy154,403.002.28351,637.392,091,361.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020029748/0001213900-20-029748-index.htm
2020-06-18Michael Joseph SheldonDirectorBuy3,456.0021,571.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020015468/0001213900-20-015468-index.htm
2019-07-18Marian WaltersDirectorBuy2,245.002,245.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019013325/0001213900-19-013325-index.htm
2020-09-30B. Riley Financial, Inc.DirectorBuy282,778.002.28643,998.622,286,664.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020029748/0001213900-20-029748-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderBuy754,002.0010.107,615,420.202,347,930.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2020-06-09B. Riley Financial, Inc.DirectorBuy1,380,000.000.751,035,000.002,453,658.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016203/0001213900-20-016203-index.htm
2019-10-30B. Riley Financial, Inc.DirectorBuy25,000.002.7067,500.0025,500.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-05-24HOWARD WEITZMANSVP, Chief Accounting OfficerSell10,000.0019.49194,900.0028,838.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008617/0001615774-19-008617-index.htm
2019-10-30B. Riley Financial, Inc.DirectorBuy100.002.70269.50300.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-03-09THOMAS J /ADV KELLEHERCo-CEOBuy2,500.0020.6751,686.003,100.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006040/0001213900-20-006040-index.htm
2020-06-26B. Riley Financial, Inc.10% Share HolderBuy50,000.0023.251,162,500.00350,000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016314/0001213900-20-016314-index.htm
2020-06-09B. Riley Financial, Inc.DirectorBuy3,560,167.000.752,670,125.253,560,167.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016203/0001213900-20-016203-index.htm
2020-05-21HOWARD WEITZMANSVP, Chief Accounting OfficerBuy8,296.0037,134.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013465/0001213900-20-013465-index.htm
2020-06-12B. Riley Financial, Inc.DirectorBuy79,385.004.00317,540.00383,279.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020014789/0001213900-20-014789-index.htm
2020-08-07RANDALL E PAULSONDirectorBuy25,000.0026.96674,020.0038,343.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020020821/0001213900-20-020821-index.htm
2020-02-06B. Riley Financial, Inc.10% Share HolderSell67,075.0010.20684,165.003,983,575.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020003132/0001213900-20-003132-index.htm
2020-02-06B. Riley Financial, Inc.10% Share HolderSell108,107.0010.211,103,772.474,005,299.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020003132/0001213900-20-003132-index.htm
2020-01-24B. Riley Financial, Inc.10% Share HolderBuy15,413.0010.24157,878.444,015,863.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020002041/0001213900-20-002041-index.htm
2020-01-27B. Riley Financial, Inc.10% Share HolderBuy9,309.0010.1994,858.714,025,172.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020002041/0001213900-20-002041-index.htm
2020-09-04B. Riley Financial, Inc.DirectorBuy2,040,816.002.454,999,999.204,044,702.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020025534/0001213900-20-025534-index.htm
2020-02-06B. Riley Financial, Inc.10% Share HolderBuy74,400.0010.20758,880.004,050,650.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020003132/0001213900-20-003132-index.htm
2020-02-06B. Riley Financial, Inc.10% Share HolderBuy129,831.0010.211,325,574.514,113,406.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020003132/0001213900-20-003132-index.htm
2020-01-28B. Riley Financial, Inc.10% Share HolderBuy107,553.0010.191,096,061.874,132,725.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020002041/0001213900-20-002041-index.htm
2020-02-06B. Riley Financial, Inc.10% Share HolderBuy157,073.0010.211,603,134.164,162,372.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020003132/0001213900-20-003132-index.htm
2020-02-07B. Riley Financial, Inc.10% Share HolderBuy48.0010.18488.644,162,420.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020003132/0001213900-20-003132-index.htm
2020-02-12B. Riley Financial, Inc.10% Share HolderBuy13,828.0010.32142,681.454,176,248.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004034/0001213900-20-004034-index.htm
2019-05-24HOWARD WEITZMANSVP, Chief Accounting OfficerBuy7,696.0041,990.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008617/0001615774-19-008617-index.htm
2020-02-03B. Riley Financial, Inc.10% Share HolderBuy108,333.0010.211,106,578.264,241,058.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020002704/0001213900-20-002704-index.htm
2020-04-01B. Riley Financial, Inc.10% Share HolderBuy185,598.0012.002,227,176.004,291,326.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008911/0001213900-20-008911-index.htm
2020-04-01B. Riley Financial, Inc.10% Share HolderBuy96,257.0012.001,155,084.004,387,583.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008911/0001213900-20-008911-index.htm
2019-05-07BRYANT R RILEYChairman and Co-CEOBuy4,975.0019.0094,525.004,408,953.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419007361/0001615774-19-007361-index.htm
2019-05-08BRYANT R RILEYChairman and Co-CEOBuy9,738.0019.25187,454.554,418,691.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419007361/0001615774-19-007361-index.htm
2019-05-09BRYANT R RILEYChairman and Co-CEOBuy25,516.0019.28491,838.764,444,207.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419007361/0001615774-19-007361-index.htm
2019-05-24BRYANT R RILEYChairman and Co-CEOBuy38,481.004,482,688.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008612/0001615774-19-008612-index.htm
2019-08-13BRYANT R RILEYChairman and Co-CEOBuy11,731.0020.53240,784.644,494,419.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019015987/0001213900-19-015987-index.htm
2019-08-14BRYANT R RILEYChairman and Co-CEOBuy8,269.0020.09166,106.024,502,688.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019015987/0001213900-19-015987-index.htm
2020-03-11BRYANT R RILEYChairman and Co-CEOBuy4,654.0020.2094,021.504,507,342.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006215/0001213900-20-006215-index.htm
2020-02-14B. Riley Financial, Inc.10% Share HolderSell370,000.004,527,302.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004334/0001213900-20-004334-index.htm
2020-04-01B. Riley Financial, Inc.10% Share HolderBuy154,665.0023.003,557,295.004,542,248.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008911/0001213900-20-008911-index.htm
2020-05-21BRYANT R RILEYChairman and Co-CEOBuy41,482.004,548,824.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013464/0001213900-20-013464-index.htm
2020-05-21BRYANT R RILEYChairman and Co-CEOBuy1,835.0018.2533,485.454,550,659.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013464/0001213900-20-013464-index.htm
2020-06-03BRYANT R RILEYChairman and Co-CEOBuy40,000.0020.81832,260.004,590,659.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020014060/0001213900-20-014060-index.htm
2020-01-29B. Riley Financial, Inc.10% Share HolderBuy969,900.004,597,562.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020002290/0001213900-20-002290-index.htm
2020-06-09BRYANT R RILEYChairman and Co-CEOBuy9,311.0022.98213,946.304,599,970.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020014575/0001213900-20-014575-index.htm
2020-06-10BRYANT R RILEYChairman and Co-CEOBuy10,689.0022.74243,093.514,610,659.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020014575/0001213900-20-014575-index.htm
2020-04-01B. Riley Financial, Inc.10% Share HolderBuy80,214.0023.001,844,922.004,622,462.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008911/0001213900-20-008911-index.htm
2020-08-06BRYANT R RILEYChairman and Co-CEOBuy25,000.0027.15678,745.004,635,659.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020020790/0001213900-20-020790-index.htm
2020-08-26BRYANT R RILEYChairman and Co-CEOBuy20,000.0026.67533,312.004,655,659.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020023941/0001213900-20-023941-index.htm
2020-02-26B. Riley Financial, Inc.10% Share HolderBuy58,700.004.89286,984.304,656,262.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020005074/0001213900-20-005074-index.htm
2020-09-02BRYANT R RILEYChairman and Co-CEOBuy15,000.0027.15407,250.004,670,659.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020025150/0001213900-20-025150-index.htm
2020-09-04BRYANT R RILEYChairman and Co-CEOBuy2,282.0026.2159,815.334,672,941.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020025528/0001213900-20-025528-index.htm
2020-09-08BRYANT R RILEYChairman and Co-CEOBuy1,224.0025.5931,327.554,674,165.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020025899/0001213900-20-025899-index.htm
2020-03-09B. Riley Financial, Inc.10% Share HolderBuy50,465.003.95199,508.334,706,727.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006043/0001213900-20-006043-index.htm
2020-11-03BRYANT R RILEYChairman and Co-CEOBuy60,000.0026.661,599,510.004,734,165.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020034779/0001213900-20-034779-index.htm
2020-08-21B. Riley Financial, Inc.DirectorBuy95,950.005.83559,609.19479,229.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020023509/0001213900-20-023509-index.htm
2020-03-10B. Riley Financial, Inc.10% Share HolderBuy145,600.003.77548,504.324,852,327.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006043/0001213900-20-006043-index.htm
2020-08-24B. Riley Financial, Inc.DirectorBuy6,314.005.8536,932.48485,543.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020023509/0001213900-20-023509-index.htm
2020-02-14B. Riley Financial, Inc.10% Share HolderBuy685,000.004,861,248.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004334/0001213900-20-004334-index.htm
2020-11-04B. Riley Financial, Inc.10% Share HolderBuy490,000.0010.084,940,572.00490,000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2019-10-30B. Riley Financial, Inc.DirectorBuy200.002.70540.00500.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-02-20B. Riley Financial, Inc.10% Share HolderBuy11,202.0010.47117,283.825,003,242.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004686/0001213900-20-004686-index.htm
2020-02-21B. Riley Financial, Inc.10% Share HolderBuy97,027.0010.381,006,907.405,100,269.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004686/0001213900-20-004686-index.htm
2019-07-18Mikel H WilliamsDirectorBuy2,610.0051,712.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019013326/0001213900-19-013326-index.htm
2020-02-24B. Riley Financial, Inc.10% Share HolderBuy100,000.009.65965,180.005,200,269.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004686/0001213900-20-004686-index.htm
2020-03-11B. Riley Financial, Inc.10% Share HolderBuy364,497.003.291,199,231.585,216,824.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006043/0001213900-20-006043-index.htm
2020-02-25B. Riley Financial, Inc.10% Share HolderBuy75,000.009.29696,502.505,275,269.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004958/0001213900-20-004958-index.htm
2020-02-26B. Riley Financial, Inc.10% Share HolderBuy30,638.009.21282,105.515,305,907.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004958/0001213900-20-004958-index.htm
2020-02-27B. Riley Financial, Inc.10% Share HolderBuy140,632.008.961,259,598.635,446,539.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004958/0001213900-20-004958-index.htm
2020-02-28B. Riley Financial, Inc.10% Share HolderBuy29,600.008.87262,525.365,476,139.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020005345/0001213900-20-005345-index.htm
2020-03-02B. Riley Financial, Inc.10% Share HolderBuy90,060.008.65778,838.885,566,199.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020005345/0001213900-20-005345-index.htm
2020-09-02BRYANT R RILEYChairman and Co-CEOBuy700.0027.1519,005.005,575.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020025150/0001213900-20-025150-index.htm
2020-03-03B. Riley Financial, Inc.10% Share HolderBuy21,421.008.45181,007.455,587,620.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020005345/0001213900-20-005345-index.htm
2020-03-11THOMAS J /ADV KELLEHERCo-CEOBuy2,500.0020.1950,476.505,600.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006040/0001213900-20-006040-index.htm
2020-06-18Marian WaltersDirectorBuy3,456.005,701.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020015466/0001213900-20-015466-index.htm
2020-03-03B. Riley Financial, Inc.10% Share HolderBuy167,209.008.401,404,555.605,754,829.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020005345/0001213900-20-005345-index.htm
2020-03-03B. Riley Financial, Inc.10% Share HolderBuy100.008.45844.505,754,929.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020005345/0001213900-20-005345-index.htm
2020-03-03B. Riley Financial, Inc.10% Share HolderBuy552.008.454,663.905,755,481.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020005345/0001213900-20-005345-index.htm
2020-03-11B. Riley Financial, Inc.10% Share HolderBuy29,438.007.31215,100.525,784,919.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006370/0001213900-20-006370-index.htm
2020-03-12B. Riley Financial, Inc.10% Share HolderBuy63,398.006.09386,264.995,848,317.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006370/0001213900-20-006370-index.htm
2020-06-30B. Riley Financial, Inc.DirectorBuy971,839.002.282,213,266.145,875,614.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016563/0001213900-20-016563-index.htm
2020-04-24B. Riley Financial, Inc.10% Share HolderBuy9,036.003.8034,336.805,989,100.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020010318/0001213900-20-010318-index.htm
2020-03-13Mikel H WilliamsDirectorBuy8,870.0019.61173,954.8960,582.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006916/0001213900-20-006916-index.htm
2020-06-18Mikel H WilliamsDirectorBuy3,456.0064,038.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020015464/0001213900-20-015464-index.htm
2020-03-11Alan N FormanEVP, General Counsel, SecBuy4,000.0020.1980,763.2064,587.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006214/0001213900-20-006214-index.htm
2019-05-24Alan N FormanEVP, General Counsel, SecBuy12,827.0065,480.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008610/0001615774-19-008610-index.htm
2020-06-29B. Riley Financial, Inc.10% Share HolderBuy25,000.0021.44535,935.00676,471.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016314/0001213900-20-016314-index.htm
2020-02-14B. Riley Financial, Inc.10% Share HolderBuy2,500,000.007,007,829.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004334/0001213900-20-004334-index.htm
2020-02-14B. Riley Financial, Inc.10% Share HolderBuy100,000.007,107,829.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004334/0001213900-20-004334-index.htm
2020-06-09B. Riley Financial, Inc.DirectorBuy4,666,667.000.753,500,000.257,120,325.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016203/0001213900-20-016203-index.htm
2019-06-28Kenneth M YoungPresidentBuy788.0017.7313,972.0371,418.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019012913/0001213900-19-012913-index.htm
2019-12-31Kenneth M YoungPresidentBuy340.0021.407,277.0271,758.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006567/0001213900-20-006567-index.htm
2019-07-18ROBERT L ANTINDirectorBuy2,610.007,478.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019013318/0001213900-19-013318-index.htm
2019-05-24Kenneth M YoungPresidentBuy20,523.0075,837.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008613/0001615774-19-008613-index.htm
2020-03-13B. Riley Financial, Inc.10% Share HolderBuy339,656.002.55866,904.017,604,127.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006698/0001213900-20-006698-index.htm
2020-03-16B. Riley Financial, Inc.10% Share HolderBuy129,260.002.52325,088.907,733,387.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006698/0001213900-20-006698-index.htm
2020-03-17B. Riley Financial, Inc.10% Share HolderBuy100,000.002.37237,230.007,833,387.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006698/0001213900-20-006698-index.htm
2020-11-03RANDALL E PAULSONDirectorBuy40,000.0026.651,066,008.0078,343.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020034781/0001213900-20-034781-index.htm
2020-05-21Alan N FormanEVP, General Counsel, SecBuy13,827.0078,414.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013462/0001213900-20-013462-index.htm
2020-03-23B. Riley Financial, Inc.10% Share HolderBuy75,000.001.95146,250.007,908,387.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020007394/0001213900-20-007394-index.htm
2020-03-24B. Riley Financial, Inc.10% Share HolderBuy47,574.002.57122,027.317,955,961.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020007394/0001213900-20-007394-index.htm
2020-03-25B. Riley Financial, Inc.10% Share HolderBuy20,640.002.8558,824.007,976,601.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020007394/0001213900-20-007394-index.htm
2020-03-27B. Riley Financial, Inc.10% Share HolderBuy35,400.002.7597,339.388,012,001.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008264/0001213900-20-008264-index.htm
2020-03-31B. Riley Financial, Inc.10% Share HolderBuy18,500.002.8552,678.758,030,501.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008264/0001213900-20-008264-index.htm
2020-04-06B. Riley Financial, Inc.10% Share HolderBuy100,000.002.70270,380.008,130,501.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008840/0001213900-20-008840-index.htm
2020-04-07B. Riley Financial, Inc.10% Share HolderBuy40,184.002.94118,257.498,170,685.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008840/0001213900-20-008840-index.htm
2020-04-07B. Riley Financial, Inc.10% Share HolderBuy40,179.002.94118,307.078,210,864.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008840/0001213900-20-008840-index.htm
2020-04-08B. Riley Financial, Inc.10% Share HolderBuy6,139.003.2319,824.678,217,003.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008840/0001213900-20-008840-index.htm
2020-04-08B. Riley Financial, Inc.10% Share HolderBuy6,136.003.2319,814.988,223,139.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008840/0001213900-20-008840-index.htm
2020-04-09B. Riley Financial, Inc.10% Share HolderBuy19,685.003.6171,023.488,242,824.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009202/0001213900-20-009202-index.htm
2020-06-10B. Riley Financial, Inc.DirectorBuy826.004.303,551.80826.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020014789/0001213900-20-014789-index.htm
2020-04-09B. Riley Financial, Inc.10% Share HolderBuy19,680.003.6371,399.048,262,504.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009202/0001213900-20-009202-index.htm
2020-04-13B. Riley Financial, Inc.10% Share HolderBuy47,742.003.59171,346.048,310,246.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009202/0001213900-20-009202-index.htm
2020-04-13B. Riley Financial, Inc.10% Share HolderBuy47,708.003.59171,224.018,357,954.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009202/0001213900-20-009202-index.htm
2020-04-14B. Riley Financial, Inc.10% Share HolderBuy96,783.003.79366,488.198,454,737.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009202/0001213900-20-009202-index.htm
2020-04-15B. Riley Financial, Inc.10% Share HolderBuy21,842.003.5978,401.868,476,579.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009478/0001213900-20-009478-index.htm
2020-04-16B. Riley Financial, Inc.10% Share HolderBuy425.003.651,551.258,477,004.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009478/0001213900-20-009478-index.htm
2020-04-20B. Riley Financial, Inc.10% Share HolderBuy40,200.003.90156,771.968,517,204.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009862/0001213900-20-009862-index.htm
2020-04-21B. Riley Financial, Inc.10% Share HolderBuy21,371.003.8181,511.138,538,575.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009862/0001213900-20-009862-index.htm
2018-12-31Phillip J. AhnCFO & Chief Operating OfficerBuy573.0012.076,916.1188,770.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008614/0001615774-19-008614-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell8,105.002.8423,018.20900.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell1,000.002.802,800.109,005.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-05-21Kenneth M YoungPresidentBuy22,124.0093,882.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013467/0001213900-20-013467-index.htm
2020-03-20ROBERT L ANTINDirectorBuy2,000.0018.6537,300.009,478.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020007032/0001213900-20-007032-index.htm
2019-12-03B. Riley Financial, Inc.10% Share HolderBuy969,900.00969,900.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019025436/0001213900-19-025436-index.htm
2020-09-30B. Riley Financial, Inc.DirectorBuy1,896,821.002.284,319,820.159,813,251.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020029748/0001213900-20-029748-index.htm