B. Riley Financial, Inc

(NASDAQ:RILY)

Latest On B. Riley Financial, Inc (RILY):

Date/Time Type Description Signal Details
2024-05-23 05:52 ESTDividendA dividend of $0.5 has been announced on May 15, 2024. It will be paid Jun 11, 2024 with an ex-dividend date of May 23, 2024.Neutral
2024-03-08 04:52 ESTDividendA dividend of $0.5 has been announced on Feb 29, 2024. It will be paid Mar 22, 2024 with an ex-dividend date of Mar 8, 2024.Neutral
2023-11-17 04:52 ESTDividendA dividend of $1 has been announced on Nov 8, 2023. It will be paid Nov 30, 2023 with an ex-dividend date of Nov 17, 2023.Neutral
2023-08-10 05:52 ESTDividendA dividend of $1 has been announced on Jul 25, 2023. It will be paid Aug 21, 2023 with an ex-dividend date of Aug 10, 2023.Neutral
2023-05-17 21:30 ESTNewsB. Riley buys equity interest in Dutch fashion brand Scotch & SodaN/A
2023-05-15 05:51 ESTDividendA dividend of $1 has been announced on May 4, 2023. It will be paid May 23, 2023 with an ex-dividend date of May 15, 2023.Neutral
2023-05-09 17:45 ESTNewsB. Riley Financial buys certain assets of advisory firm ABTVN/A
2023-05-05 04:58 ESTNewsB. Riley Financial Non-GAAP EPS of $0.51, revenue of $432.1MN/A
2023-05-05 04:58 ESTNewsB. Riley Financial, Inc. (RILY) Q1 2023 Earnings Call TranscriptN/A
2023-05-04 03:36 ESTNewsB. Riley Financial: Sustainability Of Dividend And Interest YieldsN/A
2023-03-30 11:45 ESTNewsB. Riley's Confrontation With Market Headwinds And Internal StrugglesN/A
2023-03-13 18:22 ESTNewsSynchronoss Technologies surges after $1.15 a share bid from B. RileyN/A
2023-03-09 04:52 ESTDividendA dividend of $1 has been announced on Feb 22, 2023. It will be paid Mar 23, 2023 with an ex-dividend date of Mar 9, 2023.Neutral
2023-02-26 14:23 ESTNewsInvestor Insanity Creates Huge Mispricing: 12.5% YTM On B. Riley Baby BondsN/A
2023-02-23 19:06 ESTNewsB. Riley Financial, Inc. 2022 Q4 - Results - Earnings Call PresentationN/A
2023-02-23 05:43 ESTNewsB. Riley Financial GAAP EPS of -$2.08, revenue of $326.81MN/A
2023-02-23 05:43 ESTNewsB. Riley Financial, Inc. (RILY) Q4 2022 Earnings Call TranscriptN/A
2023-02-22 17:10 ESTNewsB. Riley acquires Farber Group's corporate divisionN/A
2023-02-15 15:16 ESTNewsB. Riley Financial - Don't Bet Your ShortsN/A
2023-02-09 01:31 ESTNewsB. Riley drops amid new short report from Wolfpack Research (update)N/A
2023-02-08 11:58 ESTNewsB. Riley drops amid new short report from Wolfpack ResearchN/A
2023-02-06 08:32 ESTNewsB. Riley Financial: The 9%-Yielding Dividend Still Looks SafeN/A
2023-01-31 19:42 ESTNewsGreenidge Generation restructures $11M of debt owed to B. RileyN/A
2023-01-31 19:42 ESTNewsCore Scientific to borrow up to $70M from B. Riley to extend runwayN/A
2022-12-27 11:31 ESTNewsB. Riley sees Q4 operating adjusted EBITDA slipping from Q3 resultsN/A
2022-12-14 22:10 ESTNewsB. Riley Financial proposes debt restructuring for Core Scientific to avoid bankruptcyN/A
2022-11-16 00:27 ESTNewsB. Riley Baby Bonds: Up To 12% Yield Plus Large Potential Price IncreasesN/A
2022-11-14 04:52 ESTDividendA dividend of $1 has been announced on Nov 3, 2022. It will be paid Nov 29, 2022 with an ex-dividend date of Nov 14, 2022.Neutral
2022-11-04 07:46 ESTNewsB. Riley Financial declares $1 dividend, announces $50M stock buyback planN/A
2022-11-04 07:46 ESTNewsB. Riley Financial GAAP EPS of $1.53, revenue of $340.4MN/A
2022-11-04 07:46 ESTNewsB. Riley Financial, Inc. (RILY) Q3 2022 Earnings Call TranscriptN/A
2022-10-25 15:57 ESTNewsB. Riley Financial: High Yield, Significant Insider BuyingN/A
2022-10-19 13:41 ESTNewsB Riley acquires Targus for $250MN/A
2022-10-18 08:49 ESTNewsB. Riley Financial purchases performing receivables from W.S. Badcock for ~$168MN/A
2022-08-10 05:52 ESTDividendA dividend of $1 has been announced on Jul 28, 2022. It will be paid Aug 23, 2022 with an ex-dividend date of Aug 10, 2022.Neutral
2022-08-10 05:05 ESTNewsB. Riley Financial: Capital Market Activities Drive Long-Term Revenue GrowthN/A
2022-08-08 06:47 ESTNews3 Takeaways From B. Riley Financial's Q2 Negative Earnings ReportN/A
2022-07-29 03:59 ESTNewsB. Riley Financial Non-GAAP EPS of -$4.36, revenue of $42.7MN/A
2022-07-29 03:59 ESTNewsB. Riley Financial, Inc's (RILY) Management on Q2 2022 Results - Earnings Call TranscriptN/A
2022-07-29 03:59 ESTNewsB. Riley Financial, Inc. 2022 Q2 - Results - Earnings Call PresentationN/A
2022-05-10 05:51 ESTDividendA dividend of $1 has been announced on Apr 28, 2022. It will be paid May 20, 2022 with an ex-dividend date of May 10, 2022.Neutral
2022-05-09 15:59 ESTNewsInsider Weekends: 'Adjusted' Insider Buying Increases Last WeekN/A
2022-04-30 06:17 ESTNewsB. Riley Financial declares $1.00 dividendN/A
2022-04-30 06:17 ESTNewsB.Riley Financial plunges 16% after first quarter earnings reportN/A
2022-04-29 11:46 ESTNewsB. Riley Financial, Inc. (RILY) Management On Q1 2022 Results - Earnings Call TranscriptN/A
2022-04-28 18:48 ESTNewsB. Riley Financial GAAP EPS of -$0.43, revenue of $205.6MN/A
2022-04-28 18:47 ESTNewsB. Riley Financial, Inc. 2022 Q1 - Results - Earnings Call PresentationN/A
2022-04-17 13:21 ESTNewsB. Riley Financial: A Hidden, Undervalued Powerhouse, 7% Yield, Insiders BuyingN/A
2022-03-11 17:10 ESTNewsLazydays Holdings gains after B. Riley offers $25/share for companyN/A
2022-03-08 04:52 ESTDividendA dividend of $1 has been announced on Feb 23, 2022. It will be paid Mar 23, 2022 with an ex-dividend date of Mar 8, 2022.Neutral

About B. Riley Financial, Inc (RILY):

B. Riley Financial, Inc., through its subsidiaries, provides collaborative financial services and solutions in North America, Australia, and Europe. The Capital Markets segments offers range of investment banking, corporate finance, consulting, financial advisory, research, securities lending, wealth management, and sales and trading services to corporate, institutional, and high net worth clients. This segment also provides merger and acquisitions, restructuring advisory, initial and secondary public offerings, and institutional private placements services; asset management services; manages various private and public funds for institutional and individual investors; and trades in equity securities. The Auction and Liquidation Segment offers retail store liquidation, and wholesale and industrial assets disposition services. The Financial Consulting segment provides bankruptcy, financial advisory, forensic accounting, litigation support, real estate consulting, and valuation and appraisal services. The Principal Investments - United Online and magicJack segment provides consumer subscription services consisting of Internet access services and devices under the NetZero and Juno brands, as well as voice over IP cloud-based technology and communication services. The Brands segments provides licensing of a brand investment portfolio, including Catherine Malandrino, English Laundry, Joan Vass, Kensie Girl, Limited Too, and Nanette Lepore. In addition, it offers advisory services to private funds, and institutional and high net worth investors; brokerage services; senior secured and second lien secured loans to middle market public and the private U.S. companies; and consulting services to shareholders, creditors, and companies. The company was formerly known as Great American Group, Inc. and changed its name to B. Riley Financial, Inc. in November 2014. B. Riley Financial, Inc. was founded in 1973 and is headquartered in Los Angeles, California.

RILY Quotes by TradingView

See Advanced Chart

General

  • Name B. Riley Financial, Inc
  • Symbol RILY
  • Type Common Stock
  • Exchange NASDAQ
  • Currency USD
  • Country USA
  • SectorFinancial Services
  • IndustryFinancial Conglomerates
  • Full Time Employees 996
  • Last Split Factor101:100
  • Last Split Date2016-11-25
  • Fiscal Year EndDecember
  • IPO Date2007-08-02
  • Gic SectorFinancials
  • Gic GroupDiversified Financials
  • Gic IndustryCapital Markets
  • Gic SubIndustryInvestment Banking & Brokerage
  • Web URLhttp://www.brileyfin.com
View More

Valuation

  • Trailing PE 7.56
  • Price/Sales (Trailing 12 Mt.) 1.73
  • Price/Book (Most Recent Quarter) 3.13
  • Enterprise Value Revenue 3.68
  • Enterprise Value EBITDA 9.12
View More

Financials

  • Most Recent Quarter 2020-12-31
  • Profit Margin 26%
  • Operating Margin 37%
  • Return on Assets 8%
  • Return on Equity 44%
  • Revenue 795.02 million
  • Earnings Per Share $7.56
  • Revenue Per Share $31.05
  • Gross Profit 310.02 million
  • Quarterly Earnings Growth 171.5%
View More

Highlights

  • Market Capitalization 1.55 billion
  • PE Ratio -0.85
  • Analyst Target Price $1.5
  • Book Value Per Share $19.89
View More

Share Statistics

  • Shares Outstanding 26.84 million
  • Shares Float 17.8 million
  • % Held by Insiders 4601%
  • % Held by Institutions 45%
  • Shares Short 659055
  • Shares Short Prior Month 596057
  • Short Ratio 3.6
  • Short % of Float 3%
  • Short % of Shares Outstanding 2%
View More

Technicals

  • Beta 1.31
  • 52 Week High $68.71
  • 52 Week Low $13.14
  • 50 Day Moving Average 56.42
  • 200 Day Moving Average 39.2
View More

Dividends

  • Forward Annual Dividend Rate $1.43
  • Forward Annual Dividend Yield 2.42%
  • Payout Ratio 13%
  • Dividend Date 2021-03-24
  • ExDividend Date 2021-03-09
  • Dividend Per Share $1.18
  • Dividend Yield 39.31%
View More

B. Riley Financial, Inc (RILY) Dividend Calendar:

B. Riley Financial, Inc pays an annual dividend of $1.43 per share, with a dividend yield of 39.31%.
RILY's last dividend payment was made to shareholders on March 24, 2021.
B. Riley Financial, Inc pays out 13% of its earnings out as a dividend.

Ex-Dividend Date Payment Date Record Date Declared Date Amount

B. Riley Financial, Inc (RILY) Earnings History:

Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.


Quarter Date Report Date Actual Revenue Reported EPS EPS Estimate Deviation from Estimate
2020-09-302020-12-31$N/A$6.55
2020-06-302020-09-30$N/A$1.75
2020-03-312020-06-30$-206000$3.07
2019-12-312020-03-31$140.6 million-$3.83
2019-09-302019-12-31$157.02 million$0.59
2019-06-302019-09-30$147.59 million$1.21
2019-03-312019-06-30$124.55 million$0.82
2018-12-312019-03-31$85.84 million$0.30
2018-09-302018-12-31$83.92 million-$0.34
2018-06-302018-09-30$110.42 million$0.10
2018-03-312018-06-30$86.38 million$0.64
2017-12-312018-03-07$110.18 million-$0.23
2017-09-302017-11-08$92.43 million$0.01
2017-06-302017-08-07$66.68 million$0.15
2017-03-312017-05-10$52.9 million$0.71
2016-12-312017-03-10$93.18 million$0.64
2016-09-302016-11-14$56.97 million$0.47
2016-06-302016-08-05$20.26 million-$0.01
2016-03-312016-05-16$19.95 million$0.02
2015-12-312016-03-28$19.76 million-$0.06
2015-09-302015-11-09$21.27 million$0.09
2015-06-302015-08-10$45.46 million$0.53
2015-03-312015-05-07$26.03 million$0.17
2014-12-312015-03-30$19.84 million-$0.18
2014-09-302014-11-06$20.67 million-$0.05
2014-06-302014-08-14$14.95 million-$0.16
2014-03-312014-05-13$21.65 million-$0.93
2013-12-312014-03-27$18.19 million$0.62
2013-09-302013-11-15$21.75 million$0.24
2013-06-302013-08-15$15.24 million-$1.07
2013-03-312013-05-14$20.95 million$0.87
2012-12-312013-03-29$30.73 million$1.61
2012-09-302012-11-14$14.24 million-$0.38
2012-06-302012-08-14$19.65 million$0.42
2012-03-312012-05-16$19.32 million$0.72
2011-09-302011-11-14$28.51 million$2.73
2011-06-302011-08-15$9.83 million-$1.60$0.20-900%
2011-03-312011-05-16$13.82 million-$0.40-$0.8050%
2010-12-312011-03-31$11.01 million-$1.40-$0.60-133.33%
2010-09-302010-11-15$13.86 million$0.40-$4.00110%
2010-06-302010-08-16$5.22 million-$4.80-$1.00-380%
2010-03-312010-05-17$12.07 million-$2.20-$2.408.33%
2009-12-312010-03-30$11.46 million-$3.20-$0.20-1500%
2009-09-302009-11-16$15.04 million$3.40$0.40750%

B. Riley Financial, Inc (RILY) Company Financial Statements:

Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.

Income Statement:
Date
Research Development
Income Before Tax
Selling General Administrative
Gross Profit
Ebit
Operating Income
Income Tax Expense
Total Revenue
Cost of Revenue
Total Other Income Expense Net
Net Income From Continuing Operations
Net Income Applicable to Common Shares
Cash Flow:
Date
Investments
Change to Liabilities
Total Cash Flow from Investing Activities
Net Borrowings
Total Cash Flow from Financial Activities
Change to Operating Activities
Change in Cash
Total Cash from Operating Activities
Depreciation
Other Cash Flow from Investing Activities
Change to Inventory
Change to Account Receivables
Other Cash Flow from Financing Activities
Change to Net Income
Capital Expenditures
Balance Sheet:
Date
Total Liabailities
Total Stockholder Equity
Other Current Liabilities
Total Assets
Common Stock
Other Current Assets
Retained Earnings
Other Liabilities
Other Assets
Cash
Total Current Liabilities
Other Stockholder Equity
Property, Plant & Equipment
Total Current Assets
Long Term Investments
Net Tangible Assets
Short Term Investments
Long Term Debt
Inventory
Accounts Payable

B. Riley Financial, Inc (RILY) Chart:

B. Riley Financial, Inc (RILY) News:

Below you will find a list of latest news for B. Riley Financial, Inc (RILY) from major news sources. You can filter the results to only show news from a specific source.

No recent news available

B. Riley Financial, Inc (RILY) Options:

A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.

Expiration Date Strike Last Price Type Volume Open Interest Implied Volatility In The Money Change Change Percent
2025-09-1910CALL0 00TRUE00
2025-09-191.50CALL0 00TRUE00
2025-09-1924.4CALL0 00TRUE00
2025-09-192.53.17CALL0 10TRUE00
2025-09-1930CALL0 00TRUE00
2025-09-193.51.94CALL0 20TRUE00
2025-09-1942.71CALL5 220TRUE2.710
2025-09-194.52.15CALL12 970TRUE0.180.09
2025-09-1951.72CALL256 9870TRUE0.250.17
2025-09-195.51.19CALL104 2766138.74TRUE0.190.19
2025-09-1960.85CALL833 3438159.6TRUE0.250.42
2025-09-196.50.48CALL1253 1760145.1TRUE0.120.33
2025-09-1970.26CALL9386 3658151.52FALSE0.070.37
2025-09-197.50.15CALL1058 3088166.1FALSE0.040.36
2025-09-1980.09CALL261 187179.83FALSE0.020.29
2025-09-198.50.06CALL1 435195.82FALSE0.010.2
2025-09-1990.3CALL8 11381.14FALSE0.2814
2025-09-199.50.42CALL0 57531.39FALSE00
2025-09-19100.03CALL243 3466249.07FALSE0.022
2025-09-19110.2CALL0 3521.16FALSE00
2025-09-19120CALL0 0608.94FALSE00
2025-09-1912.50.05CALL0 312300.52FALSE00
2025-09-19130.01CALL125 0316.25FALSE0.010
2025-09-19140.01CALL52 5345.55FALSE00
2025-09-1910PUT0 0953.68FALSE00
2025-09-191.50.06PUT0 11473.95FALSE00
2025-09-1920.16PUT0 1802.25FALSE00
2025-09-192.50.01PUT0 301602.67FALSE00
2025-09-1930.05PUT0 10FALSE00
2025-09-193.50.05PUT0 4345.52FALSE00
2025-09-1940.01PUT0 40281.7FALSE00
2025-09-194.50.01PUT1 1031224.8FALSE00
2025-09-1950.01PUT69 3051173.02FALSE-0.12-0.92
2025-09-195.50.02PUT95 1889143.25FALSE-0.05-0.71
2025-09-1960.09PUT496 830147.22FALSE-0.1-0.53
2025-09-196.50.26PUT14 303153.4FALSE-0.29-0.53
2025-09-1970.52PUT222 214150.97TRUE-0.29-0.36
2025-09-197.51PUT65 136208.41TRUE-0.3-0.23
2025-09-1981.61PUT7 0111.25TRUE1.610
2025-09-198.50PUT0 00TRUE00
2025-09-1990PUT0 0187.25TRUE00
2025-09-199.53.95PUT0 0229.31TRUE00
2025-09-19103.59PUT0 00TRUE00
2025-09-19114.55PUT1 0509.57TRUE4.550
2025-09-19125.45PUT1 0497.83TRUE5.450
2025-09-1912.50PUT0 0481.95TRUE00
2025-09-19136.49PUT2 0571.24TRUE6.490
2025-09-19147.39PUT2 0532.98TRUE7.390
2025-09-2615.51CALL0 01495.29TRUE00
2025-09-261.55.56CALL0 11108.41TRUE00
2025-09-2623.05CALL0 11220.93TRUE00
2025-09-262.50CALL0 0999.47TRUE00
2025-09-2632.15CALL0 1657.55TRUE00
2025-09-263.52.44CALL0 1426.63TRUE00
2025-09-2641.5CALL0 5606.15TRUE00
2025-09-264.51.27CALL0 440TRUE00
2025-09-2651.45CALL0 1260TRUE00
2025-09-265.51.22CALL55 202130.29TRUE0.190.18
2025-09-2661CALL535 896121.16TRUE0.340.52
2025-09-266.50.65CALL743 286122.92TRUE0.160.33
2025-09-2670.44CALL380 290126.48FALSE0.090.26
2025-09-267.50.32CALL169 993136.29FALSE0.090.39
2025-09-2680.21CALL14 199137.42FALSE0.070.5
2025-09-268.50.12CALL141 316132.99FALSE0.020.2
2025-09-2690.08CALL77 197136.52FALSE0.077
2025-09-269.50.06CALL2 19143.36FALSE0.010.2
2025-09-26100.03CALL0 109145.5FALSE00
2025-09-26110CALL0 0613.05FALSE00
2025-09-26120.05CALL0 20544.7FALSE00
2025-09-26130CALL0 0223.22FALSE00
2025-09-26140.03CALL0 1232.89FALSE00
2025-09-2610.5PUT0 1684.66FALSE00
2025-09-261.50.02PUT0 1514.84FALSE00
2025-09-2620.04PUT0 1397.88FALSE00
2025-09-262.50.01PUT0 369490.04FALSE00
2025-09-2630.05PUT0 91345.7FALSE00
2025-09-263.50.06PUT0 255350.81FALSE00
2025-09-2640.01PUT0 158705.1FALSE00
2025-09-264.50.04PUT0 359219.27FALSE00
2025-09-2650.05PUT16 1328130.76FALSE-0.02-0.29
2025-09-265.50.12PUT14 304128.08FALSE-0.2-0.63
2025-09-2660.27PUT23 190132.56FALSE-0.31-0.53
2025-09-266.50.45PUT26 32126.17FALSE0.450
2025-09-2670.76PUT212 38133.94TRUE-0.49-0.39
2025-09-267.52PUT0 2128.37TRUE00
2025-09-2682.58PUT0 1163.59TRUE00
2025-09-268.50PUT0 0197.82TRUE00
2025-09-2690PUT0 0146.53TRUE00
2025-09-269.50PUT0 00TRUE00
2025-09-26100PUT0 00TRUE00
2025-09-26110PUT0 0372.14TRUE00
2025-09-26120PUT0 0436.08TRUE00
2025-09-26130PUT0 0458.59TRUE00
2025-09-26140PUT0 0515.95TRUE00
2025-10-0310CALL0 01238.51TRUE00
2025-10-031.50CALL0 0904.39TRUE00
2025-10-0320CALL0 0933.42TRUE00
2025-10-032.50CALL0 0764.35TRUE00
2025-10-0330CALL0 0642.85TRUE00
2025-10-033.50CALL0 0489.39TRUE00
2025-10-0341.47CALL0 10474.97TRUE00
2025-10-034.51.94CALL0 5309.81TRUE00
2025-10-0351.8CALL103 87118.87TRUE0.740.7
2025-10-035.51.36CALL27 137108.86TRUE0.30.28
2025-10-0361CALL21 92107.92TRUE0.150.18
2025-10-036.50.69CALL6 285122.76TRUE0.110.19
2025-10-0370.6CALL48 150126.82FALSE0.20.5
2025-10-037.50.42CALL46 226124.56FALSE0.070.2
2025-10-0380.34CALL22 958127.41FALSE0.120.55
2025-10-038.50.09CALL0 111143.21FALSE00
2025-10-0390.12CALL0 25142.41FALSE00
2025-10-039.50CALL0 0141.52FALSE00
2025-10-03100.1CALL38 59138.54FALSE0.030.43
2025-10-0310.50CALL0 0146.28FALSE00
2025-10-03110CALL0 0156.87FALSE00
2025-10-03120CALL0 0454.91FALSE00
2025-10-03130CALL0 0468.97FALSE00
2025-10-0310PUT0 00FALSE00
2025-10-031.50PUT0 0411.84FALSE00
2025-10-0320.05PUT0 50335.53FALSE00
2025-10-032.50.01PUT0 37277.76FALSE00
2025-10-0330.04PUT0 60264.28FALSE00
2025-10-033.50.04PUT0 2478.74FALSE00
2025-10-0340.07PUT45 55170.73FALSE0.070
2025-10-034.50.05PUT450 199127.17FALSE-0.05-0.5
2025-10-0350.11PUT0 115131.52FALSE00
2025-10-035.50.31PUT1 118116.41FALSE-0.15-0.33
2025-10-0360.35PUT1355 1451116.62FALSE-0.27-0.44
2025-10-036.50.62PUT527 624125.28FALSE-0.18-0.23
2025-10-0371.07PUT0 5120.33TRUE00
2025-10-037.51.89PUT0 0134.9TRUE00
2025-10-0381.71PUT10 0144.37TRUE1.710
2025-10-038.50PUT0 0184.45TRUE00
2025-10-0390PUT0 099.31TRUE00
2025-10-039.50PUT0 0207.6TRUE00
2025-10-03100PUT0 0185.24TRUE00
2025-10-0310.50PUT0 00TRUE00
2025-10-03110PUT0 0301.93TRUE00
2025-10-03120PUT0 0322.06TRUE00
2025-10-03130PUT0 0318.45TRUE00
2025-10-101.50CALL0 0896.12TRUE00
2025-10-1020CALL0 0795.81TRUE00
2025-10-102.50CALL0 0651.18TRUE00
2025-10-1030CALL0 0547.5TRUE00
2025-10-103.52.99CALL2 0374.57TRUE0.250.09
2025-10-1040CALL0 0315.14TRUE00
2025-10-104.50CALL0 0214.56TRUE00
2025-10-1051.65CALL3 00TRUE1.650
2025-10-105.51.52CALL6 37129.19TRUE1.520
2025-10-1061.2CALL27 110127.42TRUE0.621.07
2025-10-106.50.92CALL1 73124.28TRUE0.320.53
2025-10-1070.75CALL11 9130.49FALSE0.41.14
2025-10-107.50.45CALL15 26110.86FALSE0.20.8
2025-10-1080.48CALL28 1135.89FALSE0.480
2025-10-108.50.28CALL0 57170.99FALSE00
2025-10-1090CALL0 0202.75FALSE00
2025-10-109.50.05CALL0 45203.29FALSE00
2025-10-10100.13CALL13 0126FALSE0.130
2025-10-101.50PUT0 0331.16FALSE00
2025-10-1020PUT0 0281.76FALSE00
2025-10-102.50.01PUT0 37640.65FALSE00
2025-10-1030PUT0 0472.83FALSE00
2025-10-103.50PUT0 0402.11FALSE00
2025-10-1040.07PUT0 135312.95FALSE00
2025-10-104.50.11PUT15 78131.19FALSE-0.05-0.31
2025-10-1050.23PUT0 79145.29FALSE00
2025-10-105.50.32PUT110 324123.67FALSE-0.22-0.41
2025-10-1060.52PUT35 16125.32FALSE-0.2-0.28
2025-10-106.50.73PUT726 13120.44FALSE-0.45-0.38
2025-10-1070PUT0 0163.41TRUE00
2025-10-107.50PUT0 068.48TRUE00
2025-10-1080PUT0 0127.62TRUE00
2025-10-108.50PUT0 0102.31TRUE00
2025-10-1090PUT0 0172.65TRUE00
2025-10-109.50PUT0 0118.66TRUE00
2025-10-10100PUT0 0139.79TRUE00
2025-10-172.54.05CALL2 2760TRUE4.050
2025-10-1752CALL63 8885126.58TRUE0.350.21
2025-10-177.50.72CALL516 2450134.54FALSE0.190.36
2025-10-17100.25CALL454 9478144.37FALSE00
2025-10-1712.50.12CALL4 3907147.62FALSE0.120
2025-10-172.50.01PUT0 3123179.34FALSE00
2025-10-1750.24PUT410 3393120.7FALSE-0.14-0.37
2025-10-177.51.68PUT1 201147.33TRUE1.680
2025-10-17105.03PUT0 78129.89TRUE00
2025-10-1712.56.81PUT0 18132.55TRUE00
2025-10-241.50CALL0 0566.12TRUE00
2025-10-2420CALL0 0585.13TRUE00
2025-10-242.50CALL0 0513.45TRUE00
2025-10-2430CALL0 0418.64TRUE00
2025-10-243.50CALL0 0343.1TRUE00
2025-10-2440CALL0 00TRUE00
2025-10-244.50CALL0 0108.16TRUE00
2025-10-2451.3CALL0 26210.88TRUE00
2025-10-245.50.99CALL0 30281.18TRUE00
2025-10-2461.29CALL100 40116.98TRUE0.40.45
2025-10-246.51.05CALL101 48117.76TRUE1.050
2025-10-2470.94CALL8 19128.89FALSE0.190.25
2025-10-247.50.72CALL15 11122.81FALSE0.250.53
2025-10-2480.4CALL0 2130.53FALSE00
2025-10-248.50CALL0 0178.17FALSE00
2025-10-2490CALL0 0143.28FALSE00
2025-10-249.50.37CALL2 7132.75FALSE0.370
2025-10-24100.21CALL0 5224.04FALSE00
2025-10-241.50PUT0 0262.23FALSE00
2025-10-2420PUT0 0222.9FALSE00
2025-10-242.50PUT0 0198.1FALSE00
2025-10-2430.06PUT0 90479.66FALSE00
2025-10-243.50PUT0 0667.43FALSE00
2025-10-2440.25PUT0 11300.4FALSE00
2025-10-244.50.53PUT0 3113.47FALSE00
2025-10-2450.39PUT0 29159.82FALSE00
2025-10-245.50.61PUT0 14138.02FALSE00
2025-10-2460.69PUT2 10119.6FALSE0.690
2025-10-246.50PUT0 0184.85FALSE00
2025-10-2470PUT0 0131.77TRUE00
2025-10-247.50PUT0 0124.36TRUE00
2025-10-2480PUT0 0115.53TRUE00
2025-10-248.50PUT0 0221.07TRUE00
2025-10-2490PUT0 0159.93TRUE00
2025-10-249.50PUT0 0129.97TRUE00
2025-10-24100PUT0 0149.66TRUE00
2025-10-311.50CALL0 0515.76TRUE00
2025-10-3120CALL0 0572.9TRUE00
2025-10-312.50CALL0 0477.08TRUE00
2025-10-3130CALL0 0278.33TRUE00
2025-10-313.52.45CALL0 3326.14TRUE00
2025-10-3140CALL0 0111.07TRUE00
2025-10-314.50CALL0 0120.99TRUE00
2025-10-3150CALL0 0126.92TRUE00
2025-10-315.50CALL0 0189.09TRUE00
2025-10-3160CALL0 0291.72TRUE00
2025-10-316.50.93CALL0 12143.42TRUE00
2025-10-3170.6CALL0 1143.8FALSE00
2025-10-317.50.89CALL1 6132.54FALSE0.890
2025-10-3180CALL0 0124.94FALSE00
2025-10-318.50CALL0 0169.85FALSE00
2025-10-3190CALL0 0188.08FALSE00
2025-10-319.50CALL0 0234.06FALSE00
2025-10-31100CALL0 0220.28FALSE00
2025-10-311.50PUT0 0228.07FALSE00
2025-10-3120PUT0 0219.59FALSE00
2025-10-312.50PUT0 0175.43FALSE00
2025-10-3130PUT0 0452.77FALSE00
2025-10-313.50PUT0 0621.52FALSE00
2025-10-3140PUT0 0375.31FALSE00
2025-10-314.50PUT0 0253.82FALSE00
2025-10-3150.35PUT7 0116.89FALSE0.350
2025-10-315.50.78PUT0 8221.64FALSE00
2025-10-3160PUT0 0327.28FALSE00
2025-10-316.51.41PUT0 10136.95FALSE00
2025-10-3171.36PUT3 1120.89TRUE1.360
2025-10-317.50PUT0 0123.22TRUE00
2025-10-3180PUT0 0139.87TRUE00
2025-10-318.50PUT0 0196.48TRUE00
2025-10-3190PUT0 0143.48TRUE00
2025-10-319.50PUT0 0127.08TRUE00
2025-10-31100PUT0 0134.59TRUE00
2026-01-162.54CALL0 17130TRUE00
2026-01-1652.45CALL119 5486130.14TRUE0.330.16
2026-01-167.51.44CALL108 2982126.3FALSE0.240.2
2026-01-16100.77CALL0 3320123.85FALSE00
2026-01-1612.50.59CALL0 510122.78FALSE00
2026-01-16150.35CALL0 849118.77FALSE00
2026-01-1617.50.13CALL0 674133.8FALSE00
2026-01-16200.23CALL133 2243132.02FALSE0.050.28
2026-01-1622.50.08CALL0 183139.48FALSE00
2026-01-16250.17CALL0 111144.25FALSE00
2026-01-1627.50.18CALL0 191146.22FALSE00
2026-01-16300.15CALL0 276142.88FALSE00
2026-01-1632.50.02CALL0 14221.4FALSE00
2026-01-16350.11CALL0 99315.16FALSE00
2026-01-1637.50.01CALL0 108232.01FALSE00
2026-01-16400.05CALL0 929141.66FALSE00
2026-01-1642.50CALL0 2316.09FALSE00
2026-01-16450.04CALL0 177208.41FALSE00
2026-01-1647.50CALL0 46248.88FALSE00
2026-01-16500.05CALL0 225144.97FALSE00
2026-01-1652.50CALL0 4255.8FALSE00
2026-01-16550CALL0 2258.98FALSE00
2026-01-16600.03CALL0 51166.61FALSE00
2026-01-16650.05CALL0 46168.99FALSE00
2026-01-16700.01CALL0 343173.01FALSE00
2026-01-162.50.09PUT100 9321113.47FALSE0.090
2026-01-1650.88PUT5 3988113.24FALSE-0.02-0.02
2026-01-167.52.67PUT0 1098122.02TRUE00
2026-01-16104.38PUT2 420113.94TRUE4.380
2026-01-1612.56.7PUT100 215125.5TRUE6.70
2026-01-161510PUT0 373136.58TRUE00
2026-01-1617.50PUT0 146152.68TRUE00
2026-01-162013.25PUT0 20193.06TRUE00
2026-01-1622.518.3PUT0 31116.85TRUE00
2026-01-162518.1PUT0 84172.13TRUE00
2026-01-1627.523.5PUT0 0176.48TRUE00
2026-01-16300PUT0 3185.09TRUE00
2026-01-1632.50PUT0 1190.36TRUE00
2026-01-16350PUT0 15195TRUE00
2026-01-1637.50PUT0 0206.88TRUE00
2026-01-16400PUT0 6148.91TRUE00
2026-01-1642.50PUT0 0211.31TRUE00
2026-01-16450PUT0 0229.33TRUE00
2026-01-1647.50PUT0 0232.15TRUE00
2026-01-16500PUT0 0229.67TRUE00
2026-01-1652.50PUT0 0231.83TRUE00
2026-01-16550PUT0 0236.34TRUE00
2026-01-16600PUT0 0244.81TRUE00
2026-01-16650PUT0 0275.86TRUE00
2026-01-16700PUT0 0259.83TRUE00
2026-04-172.50CALL0 00TRUE00
2026-04-1752.85CALL5 4393.71TRUE0.410.17
2026-04-177.51.68CALL2 60116.73FALSE0.130.08
2026-04-17100.72CALL0 62132.14FALSE00
2026-04-1712.50.86CALL0 18133.98FALSE00
2026-04-172.50.25PUT0 62798.77FALSE00
2026-04-1751.38PUT0 21114.91FALSE00
2026-04-177.53.26PUT0 24100.42TRUE00
2026-04-17105.67PUT0 31144.62TRUE00
2026-04-1712.56.55PUT0 20125.63TRUE00
2027-01-152.54.5CALL1 902149.78TRUE0.840.23
2027-01-1553.35CALL5 554139.5TRUE0.420.14
2027-01-157.52.4CALL34 481123.05FALSE0.140.06
2027-01-15101.99CALL100 332123.62FALSE1.990
2027-01-1512.51.7CALL1 679124.04FALSE0.210.14
2027-01-152.50.52PUT0 277087.84FALSE00
2027-01-1551.82PUT5 63386.65FALSE-0.03-0.02
2027-01-157.53.93PUT0 65383.99TRUE00
2027-01-15105.45PUT4 28376.45TRUE5.450
2027-01-1512.58.32PUT0 20069.47TRUE00
2028-01-212.54.22CALL0 9140.77TRUE00
2028-01-2150CALL0 0114.73TRUE00
2028-01-217.53.55CALL1 2159.71FALSE0.30.09
2028-01-21100CALL0 0255.77FALSE00
2028-01-2112.50CALL0 0165.78FALSE00
2028-01-212.50.76PUT1 078.96FALSE0.760
2028-01-2152.29PUT2 074.66FALSE2.290
2028-01-217.50PUT0 060.53TRUE00
2028-01-21100PUT0 068.86TRUE00
2028-01-2112.50PUT0 078.13TRUE00

Latest RILY Trades:

Date Shares Price
Jun 13, 2022 7:59 PM EST13$46.67
Jun 13, 2022 7:59 PM EST49$46.67
Jun 13, 2022 7:59 PM EST84$46.69
Jun 13, 2022 7:59 PM EST17$46.67
Jun 13, 2022 7:59 PM EST1$46.67

B. Riley Financial, Inc (RILY) SEC Filings:

An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.

Date Form Type Form Name Link
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016563/0001213900-20-016563-index.htm
2019-09-30UPLOADSEC-generated letterhttps://www.sec.gov/Archives/edgar/data/1464790/000000000019014076/0000000000-19-014076-index.htm
2020-02-20UPLOADSEC-generated letterhttps://www.sec.gov/Archives/edgar/data/1464790/000000000020001564/0000000000-20-001564-index.htm
2020-02-07SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000083423720008220/0000834237-20-008220-index.htm
2020-02-10SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000083423720009123/0000834237-20-009123-index.htm
2019-11-27SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000090266419004469/0000902664-19-004469-index.htm
2020-01-13SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000090266420000178/0000902664-20-000178-index.htm
2020-01-23SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000090266420000420/0000902664-20-000420-index.htm
2020-02-14SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000101143820000092/0001011438-20-000092-index.htm
2019-05-093Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000120919119028642/0001209191-19-028642-index.htm
2019-07-12SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012603/0001213900-19-012603-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012906/0001213900-19-012906-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012907/0001213900-19-012907-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012908/0001213900-19-012908-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012909/0001213900-19-012909-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012910/0001213900-19-012910-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012911/0001213900-19-012911-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012912/0001213900-19-012912-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012913/0001213900-19-012913-index.htm
2019-07-188-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013110/0001213900-19-013110-index.htm
2019-07-223Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013315/0001213900-19-013315-index.htm
2019-07-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013318/0001213900-19-013318-index.htm
2019-07-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013320/0001213900-19-013320-index.htm
2019-07-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013322/0001213900-19-013322-index.htm
2019-07-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013323/0001213900-19-013323-index.htm
2019-07-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013325/0001213900-19-013325-index.htm
2019-07-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013326/0001213900-19-013326-index.htm
2019-07-23SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013345/0001213900-19-013345-index.htm
2019-07-29SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013918/0001213900-19-013918-index.htm
2019-07-313Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019014226/0001213900-19-014226-index.htm
2019-08-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019014354/0001213900-19-014354-index.htm
2019-08-0910-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019015003/0001213900-19-015003-index.htm
2019-08-1213F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019015373/0001213900-19-015373-index.htm
2019-08-154Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019015987/0001213900-19-015987-index.htm
2019-08-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019016193/0001213900-19-016193-index.htm
2019-09-18424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019018320/0001213900-19-018320-index.htm
2019-09-188-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019018322/0001213900-19-018322-index.htm
2019-09-18FWPFiling under Securities Act Rules 163/433 of free writing prospectuseshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019018366/0001213900-19-018366-index.htm
2019-09-20424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019018528/0001213900-19-018528-index.htm
2019-09-238-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019018652/0001213900-19-018652-index.htm
2019-09-238-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019018655/0001213900-19-018655-index.htm
2019-09-23S-3Registration statement under Securities Act of 1933https://www.sec.gov/Archives/edgar/data/1464790/000121390019018696/0001213900-19-018696-index.htm
2019-09-27CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1464790/000121390019019225/0001213900-19-019225-index.htm
2019-10-02424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019019461/0001213900-19-019461-index.htm
2019-10-028-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019019462/0001213900-19-019462-index.htm
2019-10-02FWPFiling under Securities Act Rules 163/433 of free writing prospectuseshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019019535/0001213900-19-019535-index.htm
2019-10-03424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019019634/0001213900-19-019634-index.htm
2019-10-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019019870/0001213900-19-019870-index.htm
2019-10-078-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019019883/0001213900-19-019883-index.htm
2019-10-10SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019020130/0001213900-19-020130-index.htm
2019-10-118-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019020229/0001213900-19-020229-index.htm
2019-10-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019020349/0001213900-19-020349-index.htm
2019-10-188-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019020621/0001213900-19-020621-index.htm
2019-10-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019021143/0001213900-19-021143-index.htm
2019-10-28SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390019021200/0001213900-19-021200-index.htm
2019-10-308-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019021523/0001213900-19-021523-index.htm
2019-11-0110-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019021788/0001213900-19-021788-index.htm
2019-11-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019021800/0001213900-19-021800-index.htm
2019-11-01S-8Securities to be offered to employees in employee benefit planshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019021835/0001213900-19-021835-index.htm
2019-11-014Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-11-12SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390019022975/0001213900-19-022975-index.htm
2019-11-1413F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019023523/0001213900-19-023523-index.htm
2019-11-268-K/ACurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019024746/0001213900-19-024746-index.htm
2019-11-27SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019024929/0001213900-19-024929-index.htm
2019-12-02SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390019025131/0001213900-19-025131-index.htm
2019-12-05424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019025358/0001213900-19-025358-index.htm
2019-12-058-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019025407/0001213900-19-025407-index.htm
2019-12-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019025436/0001213900-19-025436-index.htm
2020-01-098-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020000639/0001213900-20-000639-index.htm
2020-01-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-15SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020001025/0001213900-20-001025-index.htm
2020-01-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020001362/0001213900-20-001362-index.htm
2020-01-21SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020001364/0001213900-20-001364-index.htm
2020-01-228-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020001503/0001213900-20-001503-index.htm
2020-01-23SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020001682/0001213900-20-001682-index.htm
2020-01-27SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020001795/0001213900-20-001795-index.htm
2020-01-28SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020002022/0001213900-20-002022-index.htm
2020-01-28SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020002024/0001213900-20-002024-index.htm
2020-01-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020002041/0001213900-20-002041-index.htm
2020-01-314Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020002290/0001213900-20-002290-index.htm
2020-02-0513F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020002682/0001213900-20-002682-index.htm
2020-02-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020002704/0001213900-20-002704-index.htm
2020-02-075Annual statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020002901/0001213900-20-002901-index.htm
2020-02-10424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020003033/0001213900-20-003033-index.htm
2020-02-108-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020003036/0001213900-20-003036-index.htm
2020-02-10S-3MEFRegistration adding securities to prior Form S-3 registration [Rule 462(b)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020003092/0001213900-20-003092-index.htm
2020-02-10FWPFiling under Securities Act Rules 163/433 of free writing prospectuseshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020003113/0001213900-20-003113-index.htm
2020-02-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020003132/0001213900-20-003132-index.htm
2020-02-11424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020003312/0001213900-20-003312-index.htm
2020-02-128-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020003393/0001213900-20-003393-index.htm
2020-02-128-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020003398/0001213900-20-003398-index.htm
2020-02-14S-3Registration statement under Securities Act of 1933https://www.sec.gov/Archives/edgar/data/1464790/000121390020003987/0001213900-20-003987-index.htm
2020-02-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020004034/0001213900-20-004034-index.htm
2020-02-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020004334/0001213900-20-004334-index.htm
2020-02-20CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1464790/000121390020004418/0001213900-20-004418-index.htm
2020-02-218-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020004518/0001213900-20-004518-index.htm
2020-02-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020004686/0001213900-20-004686-index.htm
2020-02-274Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020004958/0001213900-20-004958-index.htm
2020-02-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020005074/0001213900-20-005074-index.htm
2020-03-038-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020005285/0001213900-20-005285-index.htm
2020-03-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020005345/0001213900-20-005345-index.htm
2020-03-1010-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1464790/000121390020005801/0001213900-20-005801-index.htm
2020-03-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020005907/0001213900-20-005907-index.htm
2020-03-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006040/0001213900-20-006040-index.htm
2020-03-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006043/0001213900-20-006043-index.htm
2020-03-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006213/0001213900-20-006213-index.htm
2020-03-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006214/0001213900-20-006214-index.htm
2020-03-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006215/0001213900-20-006215-index.htm
2020-03-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006282/0001213900-20-006282-index.htm
2020-03-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006370/0001213900-20-006370-index.htm
2020-03-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006470/0001213900-20-006470-index.htm
2020-03-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006567/0001213900-20-006567-index.htm
2020-03-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006698/0001213900-20-006698-index.htm
2020-03-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006916/0001213900-20-006916-index.htm
2020-03-204Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020007032/0001213900-20-007032-index.htm
2020-03-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020007394/0001213900-20-007394-index.htm
2020-03-314Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020008264/0001213900-20-008264-index.htm
2020-04-06SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020008667/0001213900-20-008667-index.htm
2020-04-084Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020008840/0001213900-20-008840-index.htm
2020-04-094Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020008911/0001213900-20-008911-index.htm
2020-04-138-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020009040/0001213900-20-009040-index.htm
2020-04-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020009202/0001213900-20-009202-index.htm
2020-04-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020009478/0001213900-20-009478-index.htm
2020-04-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020009862/0001213900-20-009862-index.htm
2020-04-2310-K/AAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1464790/000121390020009864/0001213900-20-009864-index.htm
2020-04-23SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020009868/0001213900-20-009868-index.htm
2020-04-274/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010211/0001213900-20-010211-index.htm
2020-04-274/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010213/0001213900-20-010213-index.htm
2020-04-274/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010215/0001213900-20-010215-index.htm
2020-04-274/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010216/0001213900-20-010216-index.htm
2020-04-274/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010218/0001213900-20-010218-index.htm
2020-04-29SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010312/0001213900-20-010312-index.htm
2020-04-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010318/0001213900-20-010318-index.htm
2020-04-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010320/0001213900-20-010320-index.htm
2020-05-068-K/ACurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020011152/0001213900-20-011152-index.htm
2020-05-118-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020011626/0001213900-20-011626-index.htm
2020-05-1110-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020011680/0001213900-20-011680-index.htm
2020-05-1413F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020012256/0001213900-20-012256-index.htm
2020-05-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020012572/0001213900-20-012572-index.htm
2020-05-18DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020012770/0001213900-20-012770-index.htm
2020-05-193Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013013/0001213900-20-013013-index.htm
2020-05-20SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013119/0001213900-20-013119-index.htm
2020-05-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013374/0001213900-20-013374-index.htm
2020-05-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013461/0001213900-20-013461-index.htm
2020-05-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013462/0001213900-20-013462-index.htm
2020-05-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013463/0001213900-20-013463-index.htm
2020-05-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013464/0001213900-20-013464-index.htm
2020-05-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013465/0001213900-20-013465-index.htm
2020-05-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013467/0001213900-20-013467-index.htm
2020-05-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013469/0001213900-20-013469-index.htm
2020-06-01SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013848/0001213900-20-013848-index.htm
2020-06-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020014060/0001213900-20-014060-index.htm
2020-06-053/AInitial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020014308/0001213900-20-014308-index.htm
2020-06-054/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020014309/0001213900-20-014309-index.htm
2020-06-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020014575/0001213900-20-014575-index.htm
2020-06-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020014641/0001213900-20-014641-index.htm
2020-06-11SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020014697/0001213900-20-014697-index.htm
2020-06-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020014789/0001213900-20-014789-index.htm
2020-06-223Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015444/0001213900-20-015444-index.htm
2020-06-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015455/0001213900-20-015455-index.htm
2020-06-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015459/0001213900-20-015459-index.htm
2020-06-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015462/0001213900-20-015462-index.htm
2020-06-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015464/0001213900-20-015464-index.htm
2020-06-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015466/0001213900-20-015466-index.htm
2020-06-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015468/0001213900-20-015468-index.htm
2020-06-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015470/0001213900-20-015470-index.htm
2020-06-248-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015698/0001213900-20-015698-index.htm
2020-06-30SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016198/0001213900-20-016198-index.htm
2020-06-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016203/0001213900-20-016203-index.htm
2020-06-30SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016204/0001213900-20-016204-index.htm
2020-06-304Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016314/0001213900-20-016314-index.htm
2020-07-02SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016558/0001213900-20-016558-index.htm
2020-07-02SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016560/0001213900-20-016560-index.htm
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016563/0001213900-20-016563-index.htm
2020-07-308-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020019276/0001213900-20-019276-index.htm
2020-07-308-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020019287/0001213900-20-019287-index.htm
2020-08-0310-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020019712/0001213900-20-019712-index.htm
2020-08-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020020790/0001213900-20-020790-index.htm
2020-08-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020020792/0001213900-20-020792-index.htm
2020-08-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020020821/0001213900-20-020821-index.htm
2020-08-1313F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020021876/0001213900-20-021876-index.htm
2020-08-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020023509/0001213900-20-023509-index.htm
2020-08-274Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020023941/0001213900-20-023941-index.htm
2020-09-01424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020024664/0001213900-20-024664-index.htm
2020-09-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020024666/0001213900-20-024666-index.htm
2020-09-02FWPFiling under Securities Act Rules 163/433 of free writing prospectuseshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020024857/0001213900-20-024857-index.htm
2020-09-02424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020025061/0001213900-20-025061-index.htm
2020-09-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020025150/0001213900-20-025150-index.htm
2020-09-048-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020025404/0001213900-20-025404-index.htm
2020-09-048-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020025411/0001213900-20-025411-index.htm
2020-09-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020025413/0001213900-20-025413-index.htm
2020-09-084Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020025528/0001213900-20-025528-index.htm
2020-09-084Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020025534/0001213900-20-025534-index.htm
2020-09-094Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020025899/0001213900-20-025899-index.htm
2020-09-104/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020026035/0001213900-20-026035-index.htm
2020-09-10SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020026037/0001213900-20-026037-index.htm
2020-09-10SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020026043/0001213900-20-026043-index.htm
2020-09-148-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020026458/0001213900-20-026458-index.htm
2020-09-154Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020026727/0001213900-20-026727-index.htm
2020-09-17SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020027051/0001213900-20-027051-index.htm
2020-10-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020029748/0001213900-20-029748-index.htm
2020-10-02SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020029749/0001213900-20-029749-index.htm
2020-10-09424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020030828/0001213900-20-030828-index.htm
2020-10-138-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020030885/0001213900-20-030885-index.htm
2020-10-15SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020031322/0001213900-20-031322-index.htm
2020-10-204/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020032374/0001213900-20-032374-index.htm
2020-10-298-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020033959/0001213900-20-033959-index.htm
2020-10-3010-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020034078/0001213900-20-034078-index.htm
2020-11-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020034779/0001213900-20-034779-index.htm
2020-11-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020034781/0001213900-20-034781-index.htm
2020-11-054/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020035374/0001213900-20-035374-index.htm
2020-11-064Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2019-05-07CERTCertificationhttps://www.sec.gov/Archives/edgar/data/1464790/000135445719000261/0001354457-19-000261-index.htm
2019-09-23CERTCertificationhttps://www.sec.gov/Archives/edgar/data/1464790/000135445719000470/0001354457-19-000470-index.htm
2019-10-08CERTCertificationhttps://www.sec.gov/Archives/edgar/data/1464790/000135445719000503/0001354457-19-000503-index.htm
2019-12-2725-NSENotification filed by national security exchange to report the removal from listing and registration of matured, redeemed or rethttps://www.sec.gov/Archives/edgar/data/1464790/000135445719000685/0001354457-19-000685-index.htm
2020-02-13CERTCertificationhttps://www.sec.gov/Archives/edgar/data/1464790/000135445720000076/0001354457-20-000076-index.htm
2020-09-04CERTCertificationhttps://www.sec.gov/Archives/edgar/data/1464790/000135445720000453/0001354457-20-000453-index.htm
2020-02-18SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000139834420003644/0001398344-20-003644-index.htm
2019-04-228-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000161577419006044/0001615774-19-006044-index.htm
2019-04-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419006145/0001615774-19-006145-index.htm
2019-04-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419006607/0001615774-19-006607-index.htm
2019-05-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000161577419006813/0001615774-19-006813-index.htm
2019-05-0110-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1464790/000161577419006823/0001615774-19-006823-index.htm
2019-05-02424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000161577419006860/0001615774-19-006860-index.htm
2019-05-028-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000161577419006862/0001615774-19-006862-index.htm
2019-05-02FWPFiling under Securities Act Rules 163/433 of free writing prospectuseshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419006986/0001615774-19-006986-index.htm
2019-05-03424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000161577419007064/0001615774-19-007064-index.htm
2019-05-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419007073/0001615774-19-007073-index.htm
2019-05-07SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000161577419007198/0001615774-19-007198-index.htm
2019-05-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000161577419007205/0001615774-19-007205-index.htm
2019-05-078-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1464790/000161577419007215/0001615774-19-007215-index.htm
2019-05-094Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419007361/0001615774-19-007361-index.htm
2019-05-1013F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419007475/0001615774-19-007475-index.htm
2019-05-288-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008512/0001615774-19-008512-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008610/0001615774-19-008610-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008611/0001615774-19-008611-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008612/0001615774-19-008612-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008613/0001615774-19-008613-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008614/0001615774-19-008614-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008615/0001615774-19-008615-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008616/0001615774-19-008616-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008617/0001615774-19-008617-index.htm
2019-09-30EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1464790/999999999519002216/9999999995-19-002216-index.htm
2020-02-24EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1464790/999999999520000408/9999999995-20-000408-index.htm

B. Riley Financial, Inc (RILY) Insider Transactions:

Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of B. Riley Financial, Inc (RILY). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.
Insider Ownership: 4601%
Institutional Ownership: 4500%

Transaction Date Insider Name Insider Title Type Shares Number Shares Price Total Transaction Shares Held After Transaction Link
2020-01-10B. Riley Financial, Inc.10% Share HolderBuy94,151.0010.14954,691.140.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-13B. Riley Financial, Inc.10% Share HolderBuy69,602.0010.14705,764.280.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-13B. Riley Financial, Inc.10% Share HolderBuy146,097.0010.151,482,884.550.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-14B. Riley Financial, Inc.10% Share HolderBuy183,927.0010.181,872,376.860.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-15B. Riley Financial, Inc.10% Share HolderBuy250,000.0010.192,547,500.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001362/0001213900-20-001362-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell900.002.842,551.500.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-01-09B. Riley Financial, Inc.10% Share HolderSell6.0010.1260.720.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-10B. Riley Financial, Inc.10% Share HolderSell126,571.0010.121,280,898.520.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-10B. Riley Financial, Inc.10% Share HolderSell27,600.0010.13279,588.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-13B. Riley Financial, Inc.10% Share HolderSell10,000.0010.14101,400.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-13B. Riley Financial, Inc.10% Share HolderSell350,000.0010.153,552,500.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-13B. Riley Financial, Inc.10% Share HolderSell10,000.0010.16101,600.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-14B. Riley Financial, Inc.10% Share HolderSell19,600.0010.18199,528.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-15B. Riley Financial, Inc.10% Share HolderSell185,000.0010.181,883,300.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001362/0001213900-20-001362-index.htm
2020-01-15B. Riley Financial, Inc.10% Share HolderSell15,000.0010.19152,850.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001362/0001213900-20-001362-index.htm
2020-01-29B. Riley Financial, Inc.10% Share HolderSell969,900.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020002290/0001213900-20-002290-index.htm
2020-04-24B. Riley Financial, Inc.10% Share HolderSell150,000.0010.001,500,000.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020010320/0001213900-20-010320-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell400.002.811,122.0010,005.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-06-28Phillip J. AhnCFO & Chief Operating OfficerBuy1,198.0017.7321,241.74101,284.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019012906/0001213900-19-012906-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell330.002.71894.3010,405.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-03-11Phillip J. AhnCFO & Chief Operating OfficerBuy4,000.0020.2180,853.20105,284.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006213/0001213900-20-006213-index.htm
2019-05-24Phillip J. AhnCFO & Chief Operating OfficerBuy17,958.00106,728.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008614/0001615774-19-008614-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell500.002.701,351.2510,735.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell600.002.711,623.0011,235.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell1,500.002.714,057.5011,835.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-06-11B. Riley Financial, Inc.DirectorBuy11,090.004.0845,226.1311,916.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020014789/0001213900-20-014789-index.htm
2020-05-21Phillip J. AhnCFO & Chief Operating OfficerBuy19,358.00124,642.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013469/0001213900-20-013469-index.htm
2020-03-09THOMAS J /ADV KELLEHERCo-CEOBuy2,500.0020.6751,686.0012,600.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006040/0001213900-20-006040-index.htm
2019-07-18Michael Joseph SheldonDirectorBuy2,610.0012,788.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019013322/0001213900-19-013322-index.htm
2020-06-18ROBERT L ANTINDirectorBuy3,456.0012,934.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020015459/0001213900-20-015459-index.htm
2019-05-24Andrew MooreCEO of B. Riley FBR, Inc.Buy20,523.00132,439.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008611/0001615774-19-008611-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell200.002.67534.0213,335.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-06-18RANDALL E PAULSONDirectorBuy3,456.0013,343.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020015470/0001213900-20-015470-index.htm
2019-06-28Andrew MooreCEO of B. Riley FBR, Inc.Buy1,198.0017.7321,241.74133,637.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019012910/0001213900-19-012910-index.htm
2020-03-13Kenneth M YoungPresidentBuy3,500.0020.2470,824.9513,500.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006567/0001213900-20-006567-index.htm
2019-07-18Agostino Robert P DDirectorBuy2,610.00135,053.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019013320/0001213900-19-013320-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell500.002.661,330.0013,535.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-05-24THOMAS J /ADV KELLEHERCo-CEOBuy38,481.00137,423.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008615/0001615774-19-008615-index.htm
2019-05-03B. Riley Financial, Inc.InsiderSell1,918.007.7514,861.05137,477.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419007073/0001615774-19-007073-index.htm
2020-06-18Agostino Robert P DDirectorBuy3,456.00138,509.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020015462/0001213900-20-015462-index.htm
2019-06-28THOMAS J /ADV KELLEHERCo-CEOBuy1,198.0017.7321,241.74138,621.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019012909/0001213900-19-012909-index.htm
2019-05-02B. Riley Financial, Inc.InsiderSell14,279.007.85112,065.88139,395.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419007073/0001615774-19-007073-index.htm
2020-03-16Andrew MooreCEO of B. Riley FBR, Inc.Buy6,000.0018.08108,470.40139,637.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006470/0001213900-20-006470-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell200.002.67534.0014,035.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell11,265.002.6529,852.2514,235.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-07-18Todd D. SimsDirectorBuy2,610.0014,261.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019013323/0001213900-19-013323-index.htm
2020-08-06Kenneth M YoungPresidentBuy1,000.0027.2827,280.0014,500.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020020792/0001213900-20-020792-index.htm
2020-06-09B. Riley Financial, Inc.DirectorBuy146,666.000.75109,999.50146,666.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016203/0001213900-20-016203-index.htm
2020-06-09B. Riley Financial, Inc.DirectorBuy146,667.000.75110,000.25146,667.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016203/0001213900-20-016203-index.htm
2019-10-23B. Riley Financial, Inc.10% Share HolderBuy1,000,000.0012.0012,000,000.001,475,375.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021143/0001213900-19-021143-index.htm
2020-03-11THOMAS J /ADV KELLEHERCo-CEOBuy2,500.0020.1950,476.5015,100.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006040/0001213900-20-006040-index.htm
2020-09-14Todd D. SimsDirectorSell2,554.0015,163.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020026727/0001213900-20-026727-index.htm
2020-11-05B. Riley Financial, Inc.10% Share HolderBuy1,037,633.0010.1010,480,300.831,527,633.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderBuy100.0010.111,011.001,527,733.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderBuy300.0010.103,029.581,528,033.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderBuy2,785.0010.2528,546.251,530,818.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderBuy4,900.0010.1049,482.161,535,718.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2019-05-01B. Riley Financial, Inc.InsiderSell5,000.007.5437,717.00153,674.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419007073/0001615774-19-007073-index.htm
2020-03-09B. Riley Financial, Inc.10% Share HolderBuy50,000.003.95197,565.001,543,801.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006043/0001213900-20-006043-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderBuy10,000.0010.10101,000.001,545,718.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2019-04-29B. Riley Financial, Inc.10% Share HolderSell10,000.007.3273,165.00158,674.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419006607/0001615774-19-006607-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderBuy48,210.0010.25494,152.501,593,928.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderSell740,000.0010.257,585,000.001,607,930.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2020-05-21Andrew MooreCEO of B. Riley FBR, Inc.Buy22,124.00161,761.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013463/0001213900-20-013463-index.htm
2019-04-26B. Riley Financial, Inc.10% Share HolderSell12,000.007.6591,740.00168,674.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419006607/0001615774-19-006607-index.htm
2020-03-10B. Riley Financial, Inc.10% Share HolderBuy150,000.003.77565,470.001,693,801.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006043/0001213900-20-006043-index.htm
2020-06-18Todd D. SimsDirectorBuy3,456.0017,717.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020015455/0001213900-20-015455-index.htm
2020-05-21THOMAS J /ADV KELLEHERCo-CEOBuy41,482.00180,103.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013461/0001213900-20-013461-index.htm
2019-04-25B. Riley Financial, Inc.10% Share HolderSell100.007.50750.00180,674.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419006607/0001615774-19-006607-index.htm
2019-04-23B. Riley Financial, Inc.10% Share HolderSell5,272.007.6140,096.72180,774.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419006145/0001615774-19-006145-index.htm
2020-03-13Michael Joseph SheldonDirectorBuy5,327.0018.91100,733.5718,115.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006282/0001213900-20-006282-index.htm
2019-04-22B. Riley Financial, Inc.10% Share HolderSell3,000.007.4222,272.90186,046.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419006145/0001615774-19-006145-index.htm
2019-04-18B. Riley Financial, Inc.10% Share HolderSell500.007.663,827.50189,046.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419006145/0001615774-19-006145-index.htm
2020-06-30B. Riley Financial, Inc.DirectorBuy76,069.002.28173,239.541,936,958.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016563/0001213900-20-016563-index.htm
2019-10-30B. Riley Financial, Inc.DirectorBuy200.002.71542.00200.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-06-30B. Riley Financial, Inc.DirectorBuy144,463.002.28329,000.042,003,886.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016563/0001213900-20-016563-index.htm
2020-03-11B. Riley Financial, Inc.10% Share HolderBuy353,846.003.291,164,365.652,047,647.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006043/0001213900-20-006043-index.htm
2020-09-30B. Riley Financial, Inc.DirectorBuy154,403.002.28351,637.392,091,361.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020029748/0001213900-20-029748-index.htm
2020-06-18Michael Joseph SheldonDirectorBuy3,456.0021,571.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020015468/0001213900-20-015468-index.htm
2019-07-18Marian WaltersDirectorBuy2,245.002,245.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019013325/0001213900-19-013325-index.htm
2020-09-30B. Riley Financial, Inc.DirectorBuy282,778.002.28643,998.622,286,664.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020029748/0001213900-20-029748-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderBuy754,002.0010.107,615,420.202,347,930.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2020-06-09B. Riley Financial, Inc.DirectorBuy1,380,000.000.751,035,000.002,453,658.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016203/0001213900-20-016203-index.htm
2019-10-30B. Riley Financial, Inc.DirectorBuy25,000.002.7067,500.0025,500.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-05-24HOWARD WEITZMANSVP, Chief Accounting OfficerSell10,000.0019.49194,900.0028,838.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008617/0001615774-19-008617-index.htm
2019-10-30B. Riley Financial, Inc.DirectorBuy100.002.70269.50300.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-03-09THOMAS J /ADV KELLEHERCo-CEOBuy2,500.0020.6751,686.003,100.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006040/0001213900-20-006040-index.htm
2020-06-26B. Riley Financial, Inc.10% Share HolderBuy50,000.0023.251,162,500.00350,000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016314/0001213900-20-016314-index.htm
2020-06-09B. Riley Financial, Inc.DirectorBuy3,560,167.000.752,670,125.253,560,167.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016203/0001213900-20-016203-index.htm
2020-05-21HOWARD WEITZMANSVP, Chief Accounting OfficerBuy8,296.0037,134.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013465/0001213900-20-013465-index.htm
2020-06-12B. Riley Financial, Inc.DirectorBuy79,385.004.00317,540.00383,279.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020014789/0001213900-20-014789-index.htm
2020-08-07RANDALL E PAULSONDirectorBuy25,000.0026.96674,020.0038,343.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020020821/0001213900-20-020821-index.htm
2020-02-06B. Riley Financial, Inc.10% Share HolderSell67,075.0010.20684,165.003,983,575.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020003132/0001213900-20-003132-index.htm
2020-02-06B. Riley Financial, Inc.10% Share HolderSell108,107.0010.211,103,772.474,005,299.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020003132/0001213900-20-003132-index.htm
2020-01-24B. Riley Financial, Inc.10% Share HolderBuy15,413.0010.24157,878.444,015,863.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020002041/0001213900-20-002041-index.htm
2020-01-27B. Riley Financial, Inc.10% Share HolderBuy9,309.0010.1994,858.714,025,172.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020002041/0001213900-20-002041-index.htm
2020-09-04B. Riley Financial, Inc.DirectorBuy2,040,816.002.454,999,999.204,044,702.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020025534/0001213900-20-025534-index.htm
2020-02-06B. Riley Financial, Inc.10% Share HolderBuy74,400.0010.20758,880.004,050,650.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020003132/0001213900-20-003132-index.htm
2020-02-06B. Riley Financial, Inc.10% Share HolderBuy129,831.0010.211,325,574.514,113,406.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020003132/0001213900-20-003132-index.htm
2020-01-28B. Riley Financial, Inc.10% Share HolderBuy107,553.0010.191,096,061.874,132,725.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020002041/0001213900-20-002041-index.htm
2020-02-06B. Riley Financial, Inc.10% Share HolderBuy157,073.0010.211,603,134.164,162,372.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020003132/0001213900-20-003132-index.htm
2020-02-07B. Riley Financial, Inc.10% Share HolderBuy48.0010.18488.644,162,420.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020003132/0001213900-20-003132-index.htm
2020-02-12B. Riley Financial, Inc.10% Share HolderBuy13,828.0010.32142,681.454,176,248.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004034/0001213900-20-004034-index.htm
2019-05-24HOWARD WEITZMANSVP, Chief Accounting OfficerBuy7,696.0041,990.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008617/0001615774-19-008617-index.htm
2020-02-03B. Riley Financial, Inc.10% Share HolderBuy108,333.0010.211,106,578.264,241,058.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020002704/0001213900-20-002704-index.htm
2020-04-01B. Riley Financial, Inc.10% Share HolderBuy185,598.0012.002,227,176.004,291,326.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008911/0001213900-20-008911-index.htm
2020-04-01B. Riley Financial, Inc.10% Share HolderBuy96,257.0012.001,155,084.004,387,583.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008911/0001213900-20-008911-index.htm
2019-05-07BRYANT R RILEYChairman and Co-CEOBuy4,975.0019.0094,525.004,408,953.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419007361/0001615774-19-007361-index.htm
2019-05-08BRYANT R RILEYChairman and Co-CEOBuy9,738.0019.25187,454.554,418,691.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419007361/0001615774-19-007361-index.htm
2019-05-09BRYANT R RILEYChairman and Co-CEOBuy25,516.0019.28491,838.764,444,207.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419007361/0001615774-19-007361-index.htm
2019-05-24BRYANT R RILEYChairman and Co-CEOBuy38,481.004,482,688.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008612/0001615774-19-008612-index.htm
2019-08-13BRYANT R RILEYChairman and Co-CEOBuy11,731.0020.53240,784.644,494,419.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019015987/0001213900-19-015987-index.htm
2019-08-14BRYANT R RILEYChairman and Co-CEOBuy8,269.0020.09166,106.024,502,688.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019015987/0001213900-19-015987-index.htm
2020-03-11BRYANT R RILEYChairman and Co-CEOBuy4,654.0020.2094,021.504,507,342.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006215/0001213900-20-006215-index.htm
2020-02-14B. Riley Financial, Inc.10% Share HolderSell370,000.004,527,302.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004334/0001213900-20-004334-index.htm
2020-04-01B. Riley Financial, Inc.10% Share HolderBuy154,665.0023.003,557,295.004,542,248.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008911/0001213900-20-008911-index.htm
2020-05-21BRYANT R RILEYChairman and Co-CEOBuy41,482.004,548,824.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013464/0001213900-20-013464-index.htm
2020-05-21BRYANT R RILEYChairman and Co-CEOBuy1,835.0018.2533,485.454,550,659.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013464/0001213900-20-013464-index.htm
2020-06-03BRYANT R RILEYChairman and Co-CEOBuy40,000.0020.81832,260.004,590,659.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020014060/0001213900-20-014060-index.htm
2020-01-29B. Riley Financial, Inc.10% Share HolderBuy969,900.004,597,562.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020002290/0001213900-20-002290-index.htm
2020-06-09BRYANT R RILEYChairman and Co-CEOBuy9,311.0022.98213,946.304,599,970.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020014575/0001213900-20-014575-index.htm
2020-06-10BRYANT R RILEYChairman and Co-CEOBuy10,689.0022.74243,093.514,610,659.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020014575/0001213900-20-014575-index.htm
2020-04-01B. Riley Financial, Inc.10% Share HolderBuy80,214.0023.001,844,922.004,622,462.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008911/0001213900-20-008911-index.htm
2020-08-06BRYANT R RILEYChairman and Co-CEOBuy25,000.0027.15678,745.004,635,659.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020020790/0001213900-20-020790-index.htm
2020-08-26BRYANT R RILEYChairman and Co-CEOBuy20,000.0026.67533,312.004,655,659.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020023941/0001213900-20-023941-index.htm
2020-02-26B. Riley Financial, Inc.10% Share HolderBuy58,700.004.89286,984.304,656,262.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020005074/0001213900-20-005074-index.htm
2020-09-02BRYANT R RILEYChairman and Co-CEOBuy15,000.0027.15407,250.004,670,659.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020025150/0001213900-20-025150-index.htm
2020-09-04BRYANT R RILEYChairman and Co-CEOBuy2,282.0026.2159,815.334,672,941.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020025528/0001213900-20-025528-index.htm
2020-09-08BRYANT R RILEYChairman and Co-CEOBuy1,224.0025.5931,327.554,674,165.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020025899/0001213900-20-025899-index.htm
2020-03-09B. Riley Financial, Inc.10% Share HolderBuy50,465.003.95199,508.334,706,727.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006043/0001213900-20-006043-index.htm
2020-11-03BRYANT R RILEYChairman and Co-CEOBuy60,000.0026.661,599,510.004,734,165.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020034779/0001213900-20-034779-index.htm
2020-08-21B. Riley Financial, Inc.DirectorBuy95,950.005.83559,609.19479,229.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020023509/0001213900-20-023509-index.htm
2020-03-10B. Riley Financial, Inc.10% Share HolderBuy145,600.003.77548,504.324,852,327.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006043/0001213900-20-006043-index.htm
2020-08-24B. Riley Financial, Inc.DirectorBuy6,314.005.8536,932.48485,543.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020023509/0001213900-20-023509-index.htm
2020-02-14B. Riley Financial, Inc.10% Share HolderBuy685,000.004,861,248.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004334/0001213900-20-004334-index.htm
2020-11-04B. Riley Financial, Inc.10% Share HolderBuy490,000.0010.084,940,572.00490,000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2019-10-30B. Riley Financial, Inc.DirectorBuy200.002.70540.00500.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-02-20B. Riley Financial, Inc.10% Share HolderBuy11,202.0010.47117,283.825,003,242.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004686/0001213900-20-004686-index.htm
2020-02-21B. Riley Financial, Inc.10% Share HolderBuy97,027.0010.381,006,907.405,100,269.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004686/0001213900-20-004686-index.htm
2019-07-18Mikel H WilliamsDirectorBuy2,610.0051,712.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019013326/0001213900-19-013326-index.htm
2020-02-24B. Riley Financial, Inc.10% Share HolderBuy100,000.009.65965,180.005,200,269.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004686/0001213900-20-004686-index.htm
2020-03-11B. Riley Financial, Inc.10% Share HolderBuy364,497.003.291,199,231.585,216,824.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006043/0001213900-20-006043-index.htm
2020-02-25B. Riley Financial, Inc.10% Share HolderBuy75,000.009.29696,502.505,275,269.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004958/0001213900-20-004958-index.htm
2020-02-26B. Riley Financial, Inc.10% Share HolderBuy30,638.009.21282,105.515,305,907.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004958/0001213900-20-004958-index.htm
2020-02-27B. Riley Financial, Inc.10% Share HolderBuy140,632.008.961,259,598.635,446,539.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004958/0001213900-20-004958-index.htm
2020-02-28B. Riley Financial, Inc.10% Share HolderBuy29,600.008.87262,525.365,476,139.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020005345/0001213900-20-005345-index.htm
2020-03-02B. Riley Financial, Inc.10% Share HolderBuy90,060.008.65778,838.885,566,199.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020005345/0001213900-20-005345-index.htm
2020-09-02BRYANT R RILEYChairman and Co-CEOBuy700.0027.1519,005.005,575.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020025150/0001213900-20-025150-index.htm
2020-03-03B. Riley Financial, Inc.10% Share HolderBuy21,421.008.45181,007.455,587,620.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020005345/0001213900-20-005345-index.htm
2020-03-11THOMAS J /ADV KELLEHERCo-CEOBuy2,500.0020.1950,476.505,600.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006040/0001213900-20-006040-index.htm
2020-06-18Marian WaltersDirectorBuy3,456.005,701.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020015466/0001213900-20-015466-index.htm
2020-03-03B. Riley Financial, Inc.10% Share HolderBuy167,209.008.401,404,555.605,754,829.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020005345/0001213900-20-005345-index.htm
2020-03-03B. Riley Financial, Inc.10% Share HolderBuy100.008.45844.505,754,929.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020005345/0001213900-20-005345-index.htm
2020-03-03B. Riley Financial, Inc.10% Share HolderBuy552.008.454,663.905,755,481.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020005345/0001213900-20-005345-index.htm
2020-03-11B. Riley Financial, Inc.10% Share HolderBuy29,438.007.31215,100.525,784,919.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006370/0001213900-20-006370-index.htm
2020-03-12B. Riley Financial, Inc.10% Share HolderBuy63,398.006.09386,264.995,848,317.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006370/0001213900-20-006370-index.htm
2020-06-30B. Riley Financial, Inc.DirectorBuy971,839.002.282,213,266.145,875,614.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016563/0001213900-20-016563-index.htm
2020-04-24B. Riley Financial, Inc.10% Share HolderBuy9,036.003.8034,336.805,989,100.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020010318/0001213900-20-010318-index.htm
2020-03-13Mikel H WilliamsDirectorBuy8,870.0019.61173,954.8960,582.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006916/0001213900-20-006916-index.htm
2020-06-18Mikel H WilliamsDirectorBuy3,456.0064,038.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020015464/0001213900-20-015464-index.htm
2020-03-11Alan N FormanEVP, General Counsel, SecBuy4,000.0020.1980,763.2064,587.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006214/0001213900-20-006214-index.htm
2019-05-24Alan N FormanEVP, General Counsel, SecBuy12,827.0065,480.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008610/0001615774-19-008610-index.htm
2020-06-29B. Riley Financial, Inc.10% Share HolderBuy25,000.0021.44535,935.00676,471.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016314/0001213900-20-016314-index.htm
2020-02-14B. Riley Financial, Inc.10% Share HolderBuy2,500,000.007,007,829.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004334/0001213900-20-004334-index.htm
2020-02-14B. Riley Financial, Inc.10% Share HolderBuy100,000.007,107,829.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004334/0001213900-20-004334-index.htm
2020-06-09B. Riley Financial, Inc.DirectorBuy4,666,667.000.753,500,000.257,120,325.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016203/0001213900-20-016203-index.htm
2019-06-28Kenneth M YoungPresidentBuy788.0017.7313,972.0371,418.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019012913/0001213900-19-012913-index.htm
2019-12-31Kenneth M YoungPresidentBuy340.0021.407,277.0271,758.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006567/0001213900-20-006567-index.htm
2019-07-18ROBERT L ANTINDirectorBuy2,610.007,478.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019013318/0001213900-19-013318-index.htm
2019-05-24Kenneth M YoungPresidentBuy20,523.0075,837.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008613/0001615774-19-008613-index.htm
2020-03-13B. Riley Financial, Inc.10% Share HolderBuy339,656.002.55866,904.017,604,127.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006698/0001213900-20-006698-index.htm
2020-03-16B. Riley Financial, Inc.10% Share HolderBuy129,260.002.52325,088.907,733,387.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006698/0001213900-20-006698-index.htm
2020-03-17B. Riley Financial, Inc.10% Share HolderBuy100,000.002.37237,230.007,833,387.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006698/0001213900-20-006698-index.htm
2020-11-03RANDALL E PAULSONDirectorBuy40,000.0026.651,066,008.0078,343.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020034781/0001213900-20-034781-index.htm
2020-05-21Alan N FormanEVP, General Counsel, SecBuy13,827.0078,414.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013462/0001213900-20-013462-index.htm
2020-03-23B. Riley Financial, Inc.10% Share HolderBuy75,000.001.95146,250.007,908,387.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020007394/0001213900-20-007394-index.htm
2020-03-24B. Riley Financial, Inc.10% Share HolderBuy47,574.002.57122,027.317,955,961.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020007394/0001213900-20-007394-index.htm
2020-03-25B. Riley Financial, Inc.10% Share HolderBuy20,640.002.8558,824.007,976,601.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020007394/0001213900-20-007394-index.htm
2020-03-27B. Riley Financial, Inc.10% Share HolderBuy35,400.002.7597,339.388,012,001.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008264/0001213900-20-008264-index.htm
2020-03-31B. Riley Financial, Inc.10% Share HolderBuy18,500.002.8552,678.758,030,501.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008264/0001213900-20-008264-index.htm
2020-04-06B. Riley Financial, Inc.10% Share HolderBuy100,000.002.70270,380.008,130,501.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008840/0001213900-20-008840-index.htm
2020-04-07B. Riley Financial, Inc.10% Share HolderBuy40,184.002.94118,257.498,170,685.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008840/0001213900-20-008840-index.htm
2020-04-07B. Riley Financial, Inc.10% Share HolderBuy40,179.002.94118,307.078,210,864.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008840/0001213900-20-008840-index.htm
2020-04-08B. Riley Financial, Inc.10% Share HolderBuy6,139.003.2319,824.678,217,003.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008840/0001213900-20-008840-index.htm
2020-04-08B. Riley Financial, Inc.10% Share HolderBuy6,136.003.2319,814.988,223,139.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008840/0001213900-20-008840-index.htm
2020-04-09B. Riley Financial, Inc.10% Share HolderBuy19,685.003.6171,023.488,242,824.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009202/0001213900-20-009202-index.htm
2020-06-10B. Riley Financial, Inc.DirectorBuy826.004.303,551.80826.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020014789/0001213900-20-014789-index.htm
2020-04-09B. Riley Financial, Inc.10% Share HolderBuy19,680.003.6371,399.048,262,504.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009202/0001213900-20-009202-index.htm
2020-04-13B. Riley Financial, Inc.10% Share HolderBuy47,742.003.59171,346.048,310,246.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009202/0001213900-20-009202-index.htm
2020-04-13B. Riley Financial, Inc.10% Share HolderBuy47,708.003.59171,224.018,357,954.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009202/0001213900-20-009202-index.htm
2020-04-14B. Riley Financial, Inc.10% Share HolderBuy96,783.003.79366,488.198,454,737.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009202/0001213900-20-009202-index.htm
2020-04-15B. Riley Financial, Inc.10% Share HolderBuy21,842.003.5978,401.868,476,579.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009478/0001213900-20-009478-index.htm
2020-04-16B. Riley Financial, Inc.10% Share HolderBuy425.003.651,551.258,477,004.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009478/0001213900-20-009478-index.htm
2020-04-20B. Riley Financial, Inc.10% Share HolderBuy40,200.003.90156,771.968,517,204.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009862/0001213900-20-009862-index.htm
2020-04-21B. Riley Financial, Inc.10% Share HolderBuy21,371.003.8181,511.138,538,575.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009862/0001213900-20-009862-index.htm
2018-12-31Phillip J. AhnCFO & Chief Operating OfficerBuy573.0012.076,916.1188,770.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008614/0001615774-19-008614-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell8,105.002.8423,018.20900.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell1,000.002.802,800.109,005.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-05-21Kenneth M YoungPresidentBuy22,124.0093,882.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013467/0001213900-20-013467-index.htm
2020-03-20ROBERT L ANTINDirectorBuy2,000.0018.6537,300.009,478.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020007032/0001213900-20-007032-index.htm
2019-12-03B. Riley Financial, Inc.10% Share HolderBuy969,900.00969,900.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019025436/0001213900-19-025436-index.htm
2020-09-30B. Riley Financial, Inc.DirectorBuy1,896,821.002.284,319,820.159,813,251.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020029748/0001213900-20-029748-index.htm