B. Riley Financial, Inc

(NASDAQ:RILY)

Latest On B. Riley Financial, Inc (RILY):

Date/Time Type Description Signal Details
2024-05-23 05:52 ESTDividendA dividend of $0.5 has been announced on May 15, 2024. It will be paid Jun 11, 2024 with an ex-dividend date of May 23, 2024.Neutral
2024-03-08 04:52 ESTDividendA dividend of $0.5 has been announced on Feb 29, 2024. It will be paid Mar 22, 2024 with an ex-dividend date of Mar 8, 2024.Neutral
2023-11-17 04:52 ESTDividendA dividend of $1 has been announced on Nov 8, 2023. It will be paid Nov 30, 2023 with an ex-dividend date of Nov 17, 2023.Neutral
2023-08-10 05:52 ESTDividendA dividend of $1 has been announced on Jul 25, 2023. It will be paid Aug 21, 2023 with an ex-dividend date of Aug 10, 2023.Neutral
2023-05-17 21:30 ESTNewsB. Riley buys equity interest in Dutch fashion brand Scotch & SodaN/A
2023-05-15 05:51 ESTDividendA dividend of $1 has been announced on May 4, 2023. It will be paid May 23, 2023 with an ex-dividend date of May 15, 2023.Neutral
2023-05-09 17:45 ESTNewsB. Riley Financial buys certain assets of advisory firm ABTVN/A
2023-05-05 04:58 ESTNewsB. Riley Financial Non-GAAP EPS of $0.51, revenue of $432.1MN/A
2023-05-05 04:58 ESTNewsB. Riley Financial, Inc. (RILY) Q1 2023 Earnings Call TranscriptN/A
2023-05-04 03:36 ESTNewsB. Riley Financial: Sustainability Of Dividend And Interest YieldsN/A
2023-03-30 11:45 ESTNewsB. Riley's Confrontation With Market Headwinds And Internal StrugglesN/A
2023-03-13 18:22 ESTNewsSynchronoss Technologies surges after $1.15 a share bid from B. RileyN/A
2023-03-09 04:52 ESTDividendA dividend of $1 has been announced on Feb 22, 2023. It will be paid Mar 23, 2023 with an ex-dividend date of Mar 9, 2023.Neutral
2023-02-26 14:23 ESTNewsInvestor Insanity Creates Huge Mispricing: 12.5% YTM On B. Riley Baby BondsN/A
2023-02-23 19:06 ESTNewsB. Riley Financial, Inc. 2022 Q4 - Results - Earnings Call PresentationN/A
2023-02-23 05:43 ESTNewsB. Riley Financial GAAP EPS of -$2.08, revenue of $326.81MN/A
2023-02-23 05:43 ESTNewsB. Riley Financial, Inc. (RILY) Q4 2022 Earnings Call TranscriptN/A
2023-02-22 17:10 ESTNewsB. Riley acquires Farber Group's corporate divisionN/A
2023-02-15 15:16 ESTNewsB. Riley Financial - Don't Bet Your ShortsN/A
2023-02-09 01:31 ESTNewsB. Riley drops amid new short report from Wolfpack Research (update)N/A
2023-02-08 11:58 ESTNewsB. Riley drops amid new short report from Wolfpack ResearchN/A
2023-02-06 08:32 ESTNewsB. Riley Financial: The 9%-Yielding Dividend Still Looks SafeN/A
2023-01-31 19:42 ESTNewsGreenidge Generation restructures $11M of debt owed to B. RileyN/A
2023-01-31 19:42 ESTNewsCore Scientific to borrow up to $70M from B. Riley to extend runwayN/A
2022-12-27 11:31 ESTNewsB. Riley sees Q4 operating adjusted EBITDA slipping from Q3 resultsN/A
2022-12-14 22:10 ESTNewsB. Riley Financial proposes debt restructuring for Core Scientific to avoid bankruptcyN/A
2022-11-16 00:27 ESTNewsB. Riley Baby Bonds: Up To 12% Yield Plus Large Potential Price IncreasesN/A
2022-11-14 04:52 ESTDividendA dividend of $1 has been announced on Nov 3, 2022. It will be paid Nov 29, 2022 with an ex-dividend date of Nov 14, 2022.Neutral
2022-11-04 07:46 ESTNewsB. Riley Financial declares $1 dividend, announces $50M stock buyback planN/A
2022-11-04 07:46 ESTNewsB. Riley Financial GAAP EPS of $1.53, revenue of $340.4MN/A
2022-11-04 07:46 ESTNewsB. Riley Financial, Inc. (RILY) Q3 2022 Earnings Call TranscriptN/A
2022-10-25 15:57 ESTNewsB. Riley Financial: High Yield, Significant Insider BuyingN/A
2022-10-19 13:41 ESTNewsB Riley acquires Targus for $250MN/A
2022-10-18 08:49 ESTNewsB. Riley Financial purchases performing receivables from W.S. Badcock for ~$168MN/A
2022-08-10 05:52 ESTDividendA dividend of $1 has been announced on Jul 28, 2022. It will be paid Aug 23, 2022 with an ex-dividend date of Aug 10, 2022.Neutral
2022-08-10 05:05 ESTNewsB. Riley Financial: Capital Market Activities Drive Long-Term Revenue GrowthN/A
2022-08-08 06:47 ESTNews3 Takeaways From B. Riley Financial's Q2 Negative Earnings ReportN/A
2022-07-29 03:59 ESTNewsB. Riley Financial Non-GAAP EPS of -$4.36, revenue of $42.7MN/A
2022-07-29 03:59 ESTNewsB. Riley Financial, Inc's (RILY) Management on Q2 2022 Results - Earnings Call TranscriptN/A
2022-07-29 03:59 ESTNewsB. Riley Financial, Inc. 2022 Q2 - Results - Earnings Call PresentationN/A
2022-05-10 05:51 ESTDividendA dividend of $1 has been announced on Apr 28, 2022. It will be paid May 20, 2022 with an ex-dividend date of May 10, 2022.Neutral
2022-05-09 15:59 ESTNewsInsider Weekends: 'Adjusted' Insider Buying Increases Last WeekN/A
2022-04-30 06:17 ESTNewsB. Riley Financial declares $1.00 dividendN/A
2022-04-30 06:17 ESTNewsB.Riley Financial plunges 16% after first quarter earnings reportN/A
2022-04-29 11:46 ESTNewsB. Riley Financial, Inc. (RILY) Management On Q1 2022 Results - Earnings Call TranscriptN/A
2022-04-28 18:48 ESTNewsB. Riley Financial GAAP EPS of -$0.43, revenue of $205.6MN/A
2022-04-28 18:47 ESTNewsB. Riley Financial, Inc. 2022 Q1 - Results - Earnings Call PresentationN/A
2022-04-17 13:21 ESTNewsB. Riley Financial: A Hidden, Undervalued Powerhouse, 7% Yield, Insiders BuyingN/A
2022-03-11 17:10 ESTNewsLazydays Holdings gains after B. Riley offers $25/share for companyN/A
2022-03-08 04:52 ESTDividendA dividend of $1 has been announced on Feb 23, 2022. It will be paid Mar 23, 2022 with an ex-dividend date of Mar 8, 2022.Neutral

About B. Riley Financial, Inc (RILY):

B. Riley Financial, Inc., through its subsidiaries, provides collaborative financial services and solutions in North America, Australia, and Europe. The Capital Markets segments offers range of investment banking, corporate finance, consulting, financial advisory, research, securities lending, wealth management, and sales and trading services to corporate, institutional, and high net worth clients. This segment also provides merger and acquisitions, restructuring advisory, initial and secondary public offerings, and institutional private placements services; asset management services; manages various private and public funds for institutional and individual investors; and trades in equity securities. The Auction and Liquidation Segment offers retail store liquidation, and wholesale and industrial assets disposition services. The Financial Consulting segment provides bankruptcy, financial advisory, forensic accounting, litigation support, real estate consulting, and valuation and appraisal services. The Principal Investments - United Online and magicJack segment provides consumer subscription services consisting of Internet access services and devices under the NetZero and Juno brands, as well as voice over IP cloud-based technology and communication services. The Brands segments provides licensing of a brand investment portfolio, including Catherine Malandrino, English Laundry, Joan Vass, Kensie Girl, Limited Too, and Nanette Lepore. In addition, it offers advisory services to private funds, and institutional and high net worth investors; brokerage services; senior secured and second lien secured loans to middle market public and the private U.S. companies; and consulting services to shareholders, creditors, and companies. The company was formerly known as Great American Group, Inc. and changed its name to B. Riley Financial, Inc. in November 2014. B. Riley Financial, Inc. was founded in 1973 and is headquartered in Los Angeles, California.

RILY Quotes by TradingView

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General

  • Name B. Riley Financial, Inc
  • Symbol RILY
  • Type Common Stock
  • Exchange NASDAQ
  • Currency USD
  • Country USA
  • SectorFinancial Services
  • IndustryFinancial Conglomerates
  • Full Time Employees 996
  • Last Split Factor101:100
  • Last Split Date2016-11-25
  • Fiscal Year EndDecember
  • IPO Date2007-08-02
  • Gic SectorFinancials
  • Gic GroupDiversified Financials
  • Gic IndustryCapital Markets
  • Gic SubIndustryInvestment Banking & Brokerage
  • Web URLhttp://www.brileyfin.com
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Valuation

  • Trailing PE 7.56
  • Price/Sales (Trailing 12 Mt.) 1.73
  • Price/Book (Most Recent Quarter) 3.13
  • Enterprise Value Revenue 3.68
  • Enterprise Value EBITDA 9.12
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Financials

  • Most Recent Quarter 2020-12-31
  • Profit Margin 26%
  • Operating Margin 37%
  • Return on Assets 8%
  • Return on Equity 44%
  • Revenue 795.02 million
  • Earnings Per Share $7.56
  • Revenue Per Share $31.05
  • Gross Profit 310.02 million
  • Quarterly Earnings Growth 171.5%
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Highlights

  • Market Capitalization 1.55 billion
  • PE Ratio -0.85
  • Analyst Target Price $1.5
  • Book Value Per Share $19.89
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Share Statistics

  • Shares Outstanding 26.84 million
  • Shares Float 17.8 million
  • % Held by Insiders 4601%
  • % Held by Institutions 45%
  • Shares Short 659055
  • Shares Short Prior Month 596057
  • Short Ratio 3.6
  • Short % of Float 3%
  • Short % of Shares Outstanding 2%
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Technicals

  • Beta 1.31
  • 52 Week High $68.71
  • 52 Week Low $13.14
  • 50 Day Moving Average 56.42
  • 200 Day Moving Average 39.2
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Dividends

  • Forward Annual Dividend Rate $1.43
  • Forward Annual Dividend Yield 2.42%
  • Payout Ratio 13%
  • Dividend Date 2021-03-24
  • ExDividend Date 2021-03-09
  • Dividend Per Share $1.18
  • Dividend Yield 39.31%
View More

B. Riley Financial, Inc (RILY) Dividend Calendar:

B. Riley Financial, Inc pays an annual dividend of $1.43 per share, with a dividend yield of 39.31%.
RILY's last dividend payment was made to shareholders on March 24, 2021.
B. Riley Financial, Inc pays out 13% of its earnings out as a dividend.

Ex-Dividend Date Payment Date Record Date Declared Date Amount
2024-05-232024-06-112024-05-272024-05-15$0.5
2024-03-082024-03-222024-03-112024-02-29$0.5
2023-11-172023-11-302023-11-202023-11-08$1
2023-08-102023-08-212023-08-112023-07-25$1
2023-05-152023-05-232023-05-162023-05-04$1
2023-03-092023-03-232023-03-102023-02-22$1
2022-11-142022-11-292022-11-152022-11-03$1
2022-08-102022-08-232022-08-112022-07-28$1
2022-05-102022-05-202022-05-112022-04-28$1
2022-03-082022-03-232022-03-092022-02-23$1
2021-11-082021-11-232021-11-092021-10-28$3
2021-08-122021-08-262021-08-132021-07-29$1.5
2021-05-142021-05-282021-05-172021-05-03$2.5
2021-03-092021-03-242021-03-102021-02-25$0.5
2020-11-092020-11-242020-11-102020-10-29$0.38
2020-08-132020-08-282020-08-142020-07-30$0.3
2020-05-292020-06-102020-06-012020-05-11$0.25
2020-03-162020-03-312020-03-172020-03-03$0.25
2019-11-132019-11-262019-11-142019-10-30$0.18
2019-08-142019-08-292019-08-152019-08-01$0.18
2019-05-142019-05-292019-05-152019-05-01$0.18
2019-03-182019-03-282019-03-192019-03-05$0.08
2018-11-152018-11-302018-11-162018-11-05$0.08
2018-08-152018-08-312018-08-162018-08-02$0.08
2018-05-182018-06-052018-05-212018-05-07$0.08
2018-03-192018-04-032018-03-202018-03-07$0.08
2017-11-212017-11-302017-11-222017-11-08$0.08
2017-08-172017-08-292017-08-21$0.08
2017-05-192017-05-312017-05-232017-05-10$0.08
2017-03-022017-03-132017-03-062017-02-20$0.08
2016-11-252016-12-142016-11-292016-11-13$0.08
2016-08-182016-09-082016-08-222016-08-04$0.03
2015-11-202015-12-092015-11-242015-11-09$0.06
2015-08-212015-09-102015-08-252015-08-10$0.2

B. Riley Financial, Inc (RILY) Earnings History:

Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.


Quarter Date Report Date Actual Revenue Reported EPS EPS Estimate Deviation from Estimate
2020-09-302020-12-31$N/A$6.55
2020-06-302020-09-30$N/A$1.75
2020-03-312020-06-30$-206000$3.07
2019-12-312020-03-31$140.6 million-$3.83
2019-09-302019-12-31$157.02 million$0.59
2019-06-302019-09-30$147.59 million$1.21
2019-03-312019-06-30$124.55 million$0.82
2018-12-312019-03-31$85.84 million$0.30
2018-09-302018-12-31$83.92 million-$0.34
2018-06-302018-09-30$110.42 million$0.10
2018-03-312018-06-30$86.38 million$0.64
2017-12-312018-03-07$110.18 million-$0.23
2017-09-302017-11-08$92.43 million$0.01
2017-06-302017-08-07$66.68 million$0.15
2017-03-312017-05-10$52.9 million$0.71
2016-12-312017-03-10$93.18 million$0.64
2016-09-302016-11-14$56.97 million$0.47
2016-06-302016-08-05$20.26 million-$0.01
2016-03-312016-05-16$19.95 million$0.02
2015-12-312016-03-28$19.76 million-$0.06
2015-09-302015-11-09$21.27 million$0.09
2015-06-302015-08-10$45.46 million$0.53
2015-03-312015-05-07$26.03 million$0.17
2014-12-312015-03-30$19.84 million-$0.18
2014-09-302014-11-06$20.67 million-$0.05
2014-06-302014-08-14$14.95 million-$0.16
2014-03-312014-05-13$21.65 million-$0.93
2013-12-312014-03-27$18.19 million$0.62
2013-09-302013-11-15$21.75 million$0.24
2013-06-302013-08-15$15.24 million-$1.07
2013-03-312013-05-14$20.95 million$0.87
2012-12-312013-03-29$30.73 million$1.61
2012-09-302012-11-14$14.24 million-$0.38
2012-06-302012-08-14$19.65 million$0.42
2012-03-312012-05-16$19.32 million$0.72
2011-09-302011-11-14$28.51 million$2.73
2011-06-302011-08-15$9.83 million-$1.60$0.20-900%
2011-03-312011-05-16$13.82 million-$0.40-$0.8050%
2010-12-312011-03-31$11.01 million-$1.40-$0.60-133.33%
2010-09-302010-11-15$13.86 million$0.40-$4.00110%
2010-06-302010-08-16$5.22 million-$4.80-$1.00-380%
2010-03-312010-05-17$12.07 million-$2.20-$2.408.33%
2009-12-312010-03-30$11.46 million-$3.20-$0.20-1500%
2009-09-302009-11-16$15.04 million$3.40$0.40750%

B. Riley Financial, Inc (RILY) Company Financial Statements:

Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.

Income Statement:
Date
Research Development
Income Before Tax
Selling General Administrative
Gross Profit
Ebit
Operating Income
Income Tax Expense
Total Revenue
Cost of Revenue
Total Other Income Expense Net
Net Income From Continuing Operations
Net Income Applicable to Common Shares
Cash Flow:
Date
Investments
Change to Liabilities
Total Cash Flow from Investing Activities
Net Borrowings
Total Cash Flow from Financial Activities
Change to Operating Activities
Change in Cash
Total Cash from Operating Activities
Depreciation
Other Cash Flow from Investing Activities
Change to Inventory
Change to Account Receivables
Other Cash Flow from Financing Activities
Change to Net Income
Capital Expenditures
Balance Sheet:
Date
Total Liabailities
Total Stockholder Equity
Other Current Liabilities
Total Assets
Common Stock
Other Current Assets
Retained Earnings
Other Liabilities
Other Assets
Cash
Total Current Liabilities
Other Stockholder Equity
Property, Plant & Equipment
Total Current Assets
Long Term Investments
Net Tangible Assets
Short Term Investments
Long Term Debt
Inventory
Accounts Payable

B. Riley Financial, Inc (RILY) Chart:

B. Riley Financial, Inc (RILY) News:

Below you will find a list of latest news for B. Riley Financial, Inc (RILY) from major news sources. You can filter the results to only show news from a specific source.

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B. Riley Financial, Inc (RILY) Options:

A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.

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Latest RILY Trades:

Date Shares Price
Jun 13, 2022 7:59 PM EST13$46.67
Jun 13, 2022 7:59 PM EST49$46.67
Jun 13, 2022 7:59 PM EST84$46.69
Jun 13, 2022 7:59 PM EST17$46.67
Jun 13, 2022 7:59 PM EST1$46.67

B. Riley Financial, Inc (RILY) SEC Filings:

An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.

Date Form Type Form Name Link
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016563/0001213900-20-016563-index.htm
2019-09-30UPLOADSEC-generated letterhttps://www.sec.gov/Archives/edgar/data/1464790/000000000019014076/0000000000-19-014076-index.htm
2020-02-20UPLOADSEC-generated letterhttps://www.sec.gov/Archives/edgar/data/1464790/000000000020001564/0000000000-20-001564-index.htm
2020-02-07SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000083423720008220/0000834237-20-008220-index.htm
2020-02-10SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000083423720009123/0000834237-20-009123-index.htm
2019-11-27SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000090266419004469/0000902664-19-004469-index.htm
2020-01-13SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000090266420000178/0000902664-20-000178-index.htm
2020-01-23SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000090266420000420/0000902664-20-000420-index.htm
2020-02-14SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000101143820000092/0001011438-20-000092-index.htm
2019-05-093Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000120919119028642/0001209191-19-028642-index.htm
2019-07-12SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012603/0001213900-19-012603-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012906/0001213900-19-012906-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012907/0001213900-19-012907-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012908/0001213900-19-012908-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012909/0001213900-19-012909-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012910/0001213900-19-012910-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012911/0001213900-19-012911-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012912/0001213900-19-012912-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012913/0001213900-19-012913-index.htm
2019-07-188-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013110/0001213900-19-013110-index.htm
2019-07-223Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013315/0001213900-19-013315-index.htm
2019-07-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013318/0001213900-19-013318-index.htm
2019-07-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013320/0001213900-19-013320-index.htm
2019-07-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013322/0001213900-19-013322-index.htm
2019-07-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013323/0001213900-19-013323-index.htm
2019-07-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013325/0001213900-19-013325-index.htm
2019-07-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013326/0001213900-19-013326-index.htm
2019-07-23SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013345/0001213900-19-013345-index.htm
2019-07-29SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013918/0001213900-19-013918-index.htm
2019-07-313Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019014226/0001213900-19-014226-index.htm
2019-08-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019014354/0001213900-19-014354-index.htm
2019-08-0910-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019015003/0001213900-19-015003-index.htm
2019-08-1213F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019015373/0001213900-19-015373-index.htm
2019-08-154Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019015987/0001213900-19-015987-index.htm
2019-08-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019016193/0001213900-19-016193-index.htm
2019-09-18424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019018320/0001213900-19-018320-index.htm
2019-09-188-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019018322/0001213900-19-018322-index.htm
2019-09-18FWPFiling under Securities Act Rules 163/433 of free writing prospectuseshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019018366/0001213900-19-018366-index.htm
2019-09-20424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019018528/0001213900-19-018528-index.htm
2019-09-238-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019018652/0001213900-19-018652-index.htm
2019-09-238-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019018655/0001213900-19-018655-index.htm
2019-09-23S-3Registration statement under Securities Act of 1933https://www.sec.gov/Archives/edgar/data/1464790/000121390019018696/0001213900-19-018696-index.htm
2019-09-27CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1464790/000121390019019225/0001213900-19-019225-index.htm
2019-10-02424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019019461/0001213900-19-019461-index.htm
2019-10-028-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019019462/0001213900-19-019462-index.htm
2019-10-02FWPFiling under Securities Act Rules 163/433 of free writing prospectuseshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019019535/0001213900-19-019535-index.htm
2019-10-03424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019019634/0001213900-19-019634-index.htm
2019-10-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019019870/0001213900-19-019870-index.htm
2019-10-078-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019019883/0001213900-19-019883-index.htm
2019-10-10SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019020130/0001213900-19-020130-index.htm
2019-10-118-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019020229/0001213900-19-020229-index.htm
2019-10-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019020349/0001213900-19-020349-index.htm
2019-10-188-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019020621/0001213900-19-020621-index.htm
2019-10-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019021143/0001213900-19-021143-index.htm
2019-10-28SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390019021200/0001213900-19-021200-index.htm
2019-10-308-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019021523/0001213900-19-021523-index.htm
2019-11-0110-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019021788/0001213900-19-021788-index.htm
2019-11-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019021800/0001213900-19-021800-index.htm
2019-11-01S-8Securities to be offered to employees in employee benefit planshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019021835/0001213900-19-021835-index.htm
2019-11-014Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-11-12SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390019022975/0001213900-19-022975-index.htm
2019-11-1413F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019023523/0001213900-19-023523-index.htm
2019-11-268-K/ACurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019024746/0001213900-19-024746-index.htm
2019-11-27SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019024929/0001213900-19-024929-index.htm
2019-12-02SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390019025131/0001213900-19-025131-index.htm
2019-12-05424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019025358/0001213900-19-025358-index.htm
2019-12-058-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019025407/0001213900-19-025407-index.htm
2019-12-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019025436/0001213900-19-025436-index.htm
2020-01-098-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020000639/0001213900-20-000639-index.htm
2020-01-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-15SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020001025/0001213900-20-001025-index.htm
2020-01-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020001362/0001213900-20-001362-index.htm
2020-01-21SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020001364/0001213900-20-001364-index.htm
2020-01-228-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020001503/0001213900-20-001503-index.htm
2020-01-23SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020001682/0001213900-20-001682-index.htm
2020-01-27SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020001795/0001213900-20-001795-index.htm
2020-01-28SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020002022/0001213900-20-002022-index.htm
2020-01-28SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020002024/0001213900-20-002024-index.htm
2020-01-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020002041/0001213900-20-002041-index.htm
2020-01-314Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020002290/0001213900-20-002290-index.htm
2020-02-0513F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020002682/0001213900-20-002682-index.htm
2020-02-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020002704/0001213900-20-002704-index.htm
2020-02-075Annual statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020002901/0001213900-20-002901-index.htm
2020-02-10424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020003033/0001213900-20-003033-index.htm
2020-02-108-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020003036/0001213900-20-003036-index.htm
2020-02-10S-3MEFRegistration adding securities to prior Form S-3 registration [Rule 462(b)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020003092/0001213900-20-003092-index.htm
2020-02-10FWPFiling under Securities Act Rules 163/433 of free writing prospectuseshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020003113/0001213900-20-003113-index.htm
2020-02-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020003132/0001213900-20-003132-index.htm
2020-02-11424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020003312/0001213900-20-003312-index.htm
2020-02-128-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020003393/0001213900-20-003393-index.htm
2020-02-128-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020003398/0001213900-20-003398-index.htm
2020-02-14S-3Registration statement under Securities Act of 1933https://www.sec.gov/Archives/edgar/data/1464790/000121390020003987/0001213900-20-003987-index.htm
2020-02-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020004034/0001213900-20-004034-index.htm
2020-02-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020004334/0001213900-20-004334-index.htm
2020-02-20CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1464790/000121390020004418/0001213900-20-004418-index.htm
2020-02-218-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020004518/0001213900-20-004518-index.htm
2020-02-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020004686/0001213900-20-004686-index.htm
2020-02-274Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020004958/0001213900-20-004958-index.htm
2020-02-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020005074/0001213900-20-005074-index.htm
2020-03-038-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020005285/0001213900-20-005285-index.htm
2020-03-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020005345/0001213900-20-005345-index.htm
2020-03-1010-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1464790/000121390020005801/0001213900-20-005801-index.htm
2020-03-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020005907/0001213900-20-005907-index.htm
2020-03-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006040/0001213900-20-006040-index.htm
2020-03-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006043/0001213900-20-006043-index.htm
2020-03-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006213/0001213900-20-006213-index.htm
2020-03-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006214/0001213900-20-006214-index.htm
2020-03-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006215/0001213900-20-006215-index.htm
2020-03-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006282/0001213900-20-006282-index.htm
2020-03-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006370/0001213900-20-006370-index.htm
2020-03-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006470/0001213900-20-006470-index.htm
2020-03-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006567/0001213900-20-006567-index.htm
2020-03-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006698/0001213900-20-006698-index.htm
2020-03-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006916/0001213900-20-006916-index.htm
2020-03-204Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020007032/0001213900-20-007032-index.htm
2020-03-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020007394/0001213900-20-007394-index.htm
2020-03-314Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020008264/0001213900-20-008264-index.htm
2020-04-06SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020008667/0001213900-20-008667-index.htm
2020-04-084Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020008840/0001213900-20-008840-index.htm
2020-04-094Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020008911/0001213900-20-008911-index.htm
2020-04-138-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020009040/0001213900-20-009040-index.htm
2020-04-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020009202/0001213900-20-009202-index.htm
2020-04-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020009478/0001213900-20-009478-index.htm
2020-04-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020009862/0001213900-20-009862-index.htm
2020-04-2310-K/AAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1464790/000121390020009864/0001213900-20-009864-index.htm
2020-04-23SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020009868/0001213900-20-009868-index.htm
2020-04-274/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010211/0001213900-20-010211-index.htm
2020-04-274/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010213/0001213900-20-010213-index.htm
2020-04-274/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010215/0001213900-20-010215-index.htm
2020-04-274/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010216/0001213900-20-010216-index.htm
2020-04-274/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010218/0001213900-20-010218-index.htm
2020-04-29SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010312/0001213900-20-010312-index.htm
2020-04-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010318/0001213900-20-010318-index.htm
2020-04-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010320/0001213900-20-010320-index.htm
2020-05-068-K/ACurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020011152/0001213900-20-011152-index.htm
2020-05-118-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020011626/0001213900-20-011626-index.htm
2020-05-1110-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020011680/0001213900-20-011680-index.htm
2020-05-1413F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020012256/0001213900-20-012256-index.htm
2020-05-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020012572/0001213900-20-012572-index.htm
2020-05-18DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020012770/0001213900-20-012770-index.htm
2020-05-193Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013013/0001213900-20-013013-index.htm
2020-05-20SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013119/0001213900-20-013119-index.htm
2020-05-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013374/0001213900-20-013374-index.htm
2020-05-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013461/0001213900-20-013461-index.htm
2020-05-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013462/0001213900-20-013462-index.htm
2020-05-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013463/0001213900-20-013463-index.htm
2020-05-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013464/0001213900-20-013464-index.htm
2020-05-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013465/0001213900-20-013465-index.htm
2020-05-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013467/0001213900-20-013467-index.htm
2020-05-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013469/0001213900-20-013469-index.htm
2020-06-01SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013848/0001213900-20-013848-index.htm
2020-06-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020014060/0001213900-20-014060-index.htm
2020-06-053/AInitial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020014308/0001213900-20-014308-index.htm
2020-06-054/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020014309/0001213900-20-014309-index.htm
2020-06-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020014575/0001213900-20-014575-index.htm
2020-06-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020014641/0001213900-20-014641-index.htm
2020-06-11SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020014697/0001213900-20-014697-index.htm
2020-06-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020014789/0001213900-20-014789-index.htm
2020-06-223Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015444/0001213900-20-015444-index.htm
2020-06-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015455/0001213900-20-015455-index.htm
2020-06-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015459/0001213900-20-015459-index.htm
2020-06-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015462/0001213900-20-015462-index.htm
2020-06-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015464/0001213900-20-015464-index.htm
2020-06-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015466/0001213900-20-015466-index.htm
2020-06-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015468/0001213900-20-015468-index.htm
2020-06-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015470/0001213900-20-015470-index.htm
2020-06-248-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015698/0001213900-20-015698-index.htm
2020-06-30SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016198/0001213900-20-016198-index.htm
2020-06-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016203/0001213900-20-016203-index.htm
2020-06-30SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016204/0001213900-20-016204-index.htm
2020-06-304Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016314/0001213900-20-016314-index.htm
2020-07-02SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016558/0001213900-20-016558-index.htm
2020-07-02SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016560/0001213900-20-016560-index.htm
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016563/0001213900-20-016563-index.htm
2020-07-308-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020019276/0001213900-20-019276-index.htm
2020-07-308-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020019287/0001213900-20-019287-index.htm
2020-08-0310-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020019712/0001213900-20-019712-index.htm
2020-08-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020020790/0001213900-20-020790-index.htm
2020-08-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020020792/0001213900-20-020792-index.htm
2020-08-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020020821/0001213900-20-020821-index.htm
2020-08-1313F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020021876/0001213900-20-021876-index.htm
2020-08-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020023509/0001213900-20-023509-index.htm
2020-08-274Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020023941/0001213900-20-023941-index.htm
2020-09-01424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020024664/0001213900-20-024664-index.htm
2020-09-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020024666/0001213900-20-024666-index.htm
2020-09-02FWPFiling under Securities Act Rules 163/433 of free writing prospectuseshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020024857/0001213900-20-024857-index.htm
2020-09-02424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020025061/0001213900-20-025061-index.htm
2020-09-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020025150/0001213900-20-025150-index.htm
2020-09-048-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020025404/0001213900-20-025404-index.htm
2020-09-048-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020025411/0001213900-20-025411-index.htm
2020-09-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020025413/0001213900-20-025413-index.htm
2020-09-084Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020025528/0001213900-20-025528-index.htm
2020-09-084Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020025534/0001213900-20-025534-index.htm
2020-09-094Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020025899/0001213900-20-025899-index.htm
2020-09-104/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020026035/0001213900-20-026035-index.htm
2020-09-10SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020026037/0001213900-20-026037-index.htm
2020-09-10SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020026043/0001213900-20-026043-index.htm
2020-09-148-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020026458/0001213900-20-026458-index.htm
2020-09-154Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020026727/0001213900-20-026727-index.htm
2020-09-17SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020027051/0001213900-20-027051-index.htm
2020-10-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020029748/0001213900-20-029748-index.htm
2020-10-02SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020029749/0001213900-20-029749-index.htm
2020-10-09424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020030828/0001213900-20-030828-index.htm
2020-10-138-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020030885/0001213900-20-030885-index.htm
2020-10-15SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020031322/0001213900-20-031322-index.htm
2020-10-204/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020032374/0001213900-20-032374-index.htm
2020-10-298-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020033959/0001213900-20-033959-index.htm
2020-10-3010-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020034078/0001213900-20-034078-index.htm
2020-11-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020034779/0001213900-20-034779-index.htm
2020-11-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020034781/0001213900-20-034781-index.htm
2020-11-054/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020035374/0001213900-20-035374-index.htm
2020-11-064Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2019-05-07CERTCertificationhttps://www.sec.gov/Archives/edgar/data/1464790/000135445719000261/0001354457-19-000261-index.htm
2019-09-23CERTCertificationhttps://www.sec.gov/Archives/edgar/data/1464790/000135445719000470/0001354457-19-000470-index.htm
2019-10-08CERTCertificationhttps://www.sec.gov/Archives/edgar/data/1464790/000135445719000503/0001354457-19-000503-index.htm
2019-12-2725-NSENotification filed by national security exchange to report the removal from listing and registration of matured, redeemed or rethttps://www.sec.gov/Archives/edgar/data/1464790/000135445719000685/0001354457-19-000685-index.htm
2020-02-13CERTCertificationhttps://www.sec.gov/Archives/edgar/data/1464790/000135445720000076/0001354457-20-000076-index.htm
2020-09-04CERTCertificationhttps://www.sec.gov/Archives/edgar/data/1464790/000135445720000453/0001354457-20-000453-index.htm
2020-02-18SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000139834420003644/0001398344-20-003644-index.htm
2019-04-228-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000161577419006044/0001615774-19-006044-index.htm
2019-04-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419006145/0001615774-19-006145-index.htm
2019-04-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419006607/0001615774-19-006607-index.htm
2019-05-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000161577419006813/0001615774-19-006813-index.htm
2019-05-0110-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1464790/000161577419006823/0001615774-19-006823-index.htm
2019-05-02424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000161577419006860/0001615774-19-006860-index.htm
2019-05-028-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000161577419006862/0001615774-19-006862-index.htm
2019-05-02FWPFiling under Securities Act Rules 163/433 of free writing prospectuseshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419006986/0001615774-19-006986-index.htm
2019-05-03424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000161577419007064/0001615774-19-007064-index.htm
2019-05-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419007073/0001615774-19-007073-index.htm
2019-05-07SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000161577419007198/0001615774-19-007198-index.htm
2019-05-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000161577419007205/0001615774-19-007205-index.htm
2019-05-078-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1464790/000161577419007215/0001615774-19-007215-index.htm
2019-05-094Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419007361/0001615774-19-007361-index.htm
2019-05-1013F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419007475/0001615774-19-007475-index.htm
2019-05-288-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008512/0001615774-19-008512-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008610/0001615774-19-008610-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008611/0001615774-19-008611-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008612/0001615774-19-008612-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008613/0001615774-19-008613-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008614/0001615774-19-008614-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008615/0001615774-19-008615-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008616/0001615774-19-008616-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008617/0001615774-19-008617-index.htm
2019-09-30EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1464790/999999999519002216/9999999995-19-002216-index.htm
2020-02-24EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1464790/999999999520000408/9999999995-20-000408-index.htm

B. Riley Financial, Inc (RILY) Insider Transactions:

Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of B. Riley Financial, Inc (RILY). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.
Insider Ownership: 4601%
Institutional Ownership: 4500%

Transaction Date Insider Name Insider Title Type Shares Number Shares Price Total Transaction Shares Held After Transaction Link
2020-01-10B. Riley Financial, Inc.10% Share HolderBuy94,151.0010.14954,691.140.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-13B. Riley Financial, Inc.10% Share HolderBuy69,602.0010.14705,764.280.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-13B. Riley Financial, Inc.10% Share HolderBuy146,097.0010.151,482,884.550.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-14B. Riley Financial, Inc.10% Share HolderBuy183,927.0010.181,872,376.860.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-15B. Riley Financial, Inc.10% Share HolderBuy250,000.0010.192,547,500.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001362/0001213900-20-001362-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell900.002.842,551.500.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-01-09B. Riley Financial, Inc.10% Share HolderSell6.0010.1260.720.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-10B. Riley Financial, Inc.10% Share HolderSell126,571.0010.121,280,898.520.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-10B. Riley Financial, Inc.10% Share HolderSell27,600.0010.13279,588.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-13B. Riley Financial, Inc.10% Share HolderSell10,000.0010.14101,400.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-13B. Riley Financial, Inc.10% Share HolderSell350,000.0010.153,552,500.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-13B. Riley Financial, Inc.10% Share HolderSell10,000.0010.16101,600.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-14B. Riley Financial, Inc.10% Share HolderSell19,600.0010.18199,528.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-15B. Riley Financial, Inc.10% Share HolderSell185,000.0010.181,883,300.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001362/0001213900-20-001362-index.htm
2020-01-15B. Riley Financial, Inc.10% Share HolderSell15,000.0010.19152,850.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001362/0001213900-20-001362-index.htm
2020-01-29B. Riley Financial, Inc.10% Share HolderSell969,900.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020002290/0001213900-20-002290-index.htm
2020-04-24B. Riley Financial, Inc.10% Share HolderSell150,000.0010.001,500,000.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020010320/0001213900-20-010320-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell400.002.811,122.0010,005.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-06-28Phillip J. AhnCFO & Chief Operating OfficerBuy1,198.0017.7321,241.74101,284.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019012906/0001213900-19-012906-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell330.002.71894.3010,405.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-03-11Phillip J. AhnCFO & Chief Operating OfficerBuy4,000.0020.2180,853.20105,284.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006213/0001213900-20-006213-index.htm
2019-05-24Phillip J. AhnCFO & Chief Operating OfficerBuy17,958.00106,728.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008614/0001615774-19-008614-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell500.002.701,351.2510,735.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell600.002.711,623.0011,235.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell1,500.002.714,057.5011,835.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-06-11B. Riley Financial, Inc.DirectorBuy11,090.004.0845,226.1311,916.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020014789/0001213900-20-014789-index.htm
2020-05-21Phillip J. AhnCFO & Chief Operating OfficerBuy19,358.00124,642.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013469/0001213900-20-013469-index.htm
2020-03-09THOMAS J /ADV KELLEHERCo-CEOBuy2,500.0020.6751,686.0012,600.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006040/0001213900-20-006040-index.htm
2019-07-18Michael Joseph SheldonDirectorBuy2,610.0012,788.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019013322/0001213900-19-013322-index.htm
2020-06-18ROBERT L ANTINDirectorBuy3,456.0012,934.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020015459/0001213900-20-015459-index.htm
2019-05-24Andrew MooreCEO of B. Riley FBR, Inc.Buy20,523.00132,439.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008611/0001615774-19-008611-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell200.002.67534.0213,335.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-06-18RANDALL E PAULSONDirectorBuy3,456.0013,343.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020015470/0001213900-20-015470-index.htm
2019-06-28Andrew MooreCEO of B. Riley FBR, Inc.Buy1,198.0017.7321,241.74133,637.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019012910/0001213900-19-012910-index.htm
2020-03-13Kenneth M YoungPresidentBuy3,500.0020.2470,824.9513,500.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006567/0001213900-20-006567-index.htm
2019-07-18Agostino Robert P DDirectorBuy2,610.00135,053.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019013320/0001213900-19-013320-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell500.002.661,330.0013,535.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-05-24THOMAS J /ADV KELLEHERCo-CEOBuy38,481.00137,423.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008615/0001615774-19-008615-index.htm
2019-05-03B. Riley Financial, Inc.InsiderSell1,918.007.7514,861.05137,477.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419007073/0001615774-19-007073-index.htm
2020-06-18Agostino Robert P DDirectorBuy3,456.00138,509.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020015462/0001213900-20-015462-index.htm
2019-06-28THOMAS J /ADV KELLEHERCo-CEOBuy1,198.0017.7321,241.74138,621.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019012909/0001213900-19-012909-index.htm
2019-05-02B. Riley Financial, Inc.InsiderSell14,279.007.85112,065.88139,395.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419007073/0001615774-19-007073-index.htm
2020-03-16Andrew MooreCEO of B. Riley FBR, Inc.Buy6,000.0018.08108,470.40139,637.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006470/0001213900-20-006470-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell200.002.67534.0014,035.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell11,265.002.6529,852.2514,235.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-07-18Todd D. SimsDirectorBuy2,610.0014,261.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019013323/0001213900-19-013323-index.htm
2020-08-06Kenneth M YoungPresidentBuy1,000.0027.2827,280.0014,500.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020020792/0001213900-20-020792-index.htm
2020-06-09B. Riley Financial, Inc.DirectorBuy146,666.000.75109,999.50146,666.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016203/0001213900-20-016203-index.htm
2020-06-09B. Riley Financial, Inc.DirectorBuy146,667.000.75110,000.25146,667.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016203/0001213900-20-016203-index.htm
2019-10-23B. Riley Financial, Inc.10% Share HolderBuy1,000,000.0012.0012,000,000.001,475,375.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021143/0001213900-19-021143-index.htm
2020-03-11THOMAS J /ADV KELLEHERCo-CEOBuy2,500.0020.1950,476.5015,100.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006040/0001213900-20-006040-index.htm
2020-09-14Todd D. SimsDirectorSell2,554.0015,163.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020026727/0001213900-20-026727-index.htm
2020-11-05B. Riley Financial, Inc.10% Share HolderBuy1,037,633.0010.1010,480,300.831,527,633.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderBuy100.0010.111,011.001,527,733.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderBuy300.0010.103,029.581,528,033.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderBuy2,785.0010.2528,546.251,530,818.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderBuy4,900.0010.1049,482.161,535,718.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2019-05-01B. Riley Financial, Inc.InsiderSell5,000.007.5437,717.00153,674.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419007073/0001615774-19-007073-index.htm
2020-03-09B. Riley Financial, Inc.10% Share HolderBuy50,000.003.95197,565.001,543,801.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006043/0001213900-20-006043-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderBuy10,000.0010.10101,000.001,545,718.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2019-04-29B. Riley Financial, Inc.10% Share HolderSell10,000.007.3273,165.00158,674.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419006607/0001615774-19-006607-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderBuy48,210.0010.25494,152.501,593,928.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderSell740,000.0010.257,585,000.001,607,930.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2020-05-21Andrew MooreCEO of B. Riley FBR, Inc.Buy22,124.00161,761.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013463/0001213900-20-013463-index.htm
2019-04-26B. Riley Financial, Inc.10% Share HolderSell12,000.007.6591,740.00168,674.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419006607/0001615774-19-006607-index.htm
2020-03-10B. Riley Financial, Inc.10% Share HolderBuy150,000.003.77565,470.001,693,801.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006043/0001213900-20-006043-index.htm
2020-06-18Todd D. SimsDirectorBuy3,456.0017,717.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020015455/0001213900-20-015455-index.htm
2020-05-21THOMAS J /ADV KELLEHERCo-CEOBuy41,482.00180,103.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013461/0001213900-20-013461-index.htm
2019-04-25B. Riley Financial, Inc.10% Share HolderSell100.007.50750.00180,674.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419006607/0001615774-19-006607-index.htm
2019-04-23B. Riley Financial, Inc.10% Share HolderSell5,272.007.6140,096.72180,774.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419006145/0001615774-19-006145-index.htm
2020-03-13Michael Joseph SheldonDirectorBuy5,327.0018.91100,733.5718,115.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006282/0001213900-20-006282-index.htm
2019-04-22B. Riley Financial, Inc.10% Share HolderSell3,000.007.4222,272.90186,046.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419006145/0001615774-19-006145-index.htm
2019-04-18B. Riley Financial, Inc.10% Share HolderSell500.007.663,827.50189,046.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419006145/0001615774-19-006145-index.htm
2020-06-30B. Riley Financial, Inc.DirectorBuy76,069.002.28173,239.541,936,958.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016563/0001213900-20-016563-index.htm
2019-10-30B. Riley Financial, Inc.DirectorBuy200.002.71542.00200.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-06-30B. Riley Financial, Inc.DirectorBuy144,463.002.28329,000.042,003,886.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016563/0001213900-20-016563-index.htm
2020-03-11B. Riley Financial, Inc.10% Share HolderBuy353,846.003.291,164,365.652,047,647.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006043/0001213900-20-006043-index.htm
2020-09-30B. Riley Financial, Inc.DirectorBuy154,403.002.28351,637.392,091,361.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020029748/0001213900-20-029748-index.htm
2020-06-18Michael Joseph SheldonDirectorBuy3,456.0021,571.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020015468/0001213900-20-015468-index.htm
2019-07-18Marian WaltersDirectorBuy2,245.002,245.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019013325/0001213900-19-013325-index.htm
2020-09-30B. Riley Financial, Inc.DirectorBuy282,778.002.28643,998.622,286,664.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020029748/0001213900-20-029748-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderBuy754,002.0010.107,615,420.202,347,930.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2020-06-09B. Riley Financial, Inc.DirectorBuy1,380,000.000.751,035,000.002,453,658.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016203/0001213900-20-016203-index.htm
2019-10-30B. Riley Financial, Inc.DirectorBuy25,000.002.7067,500.0025,500.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-05-24HOWARD WEITZMANSVP, Chief Accounting OfficerSell10,000.0019.49194,900.0028,838.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008617/0001615774-19-008617-index.htm
2019-10-30B. Riley Financial, Inc.DirectorBuy100.002.70269.50300.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-03-09THOMAS J /ADV KELLEHERCo-CEOBuy2,500.0020.6751,686.003,100.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006040/0001213900-20-006040-index.htm
2020-06-26B. Riley Financial, Inc.10% Share HolderBuy50,000.0023.251,162,500.00350,000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016314/0001213900-20-016314-index.htm
2020-06-09B. Riley Financial, Inc.DirectorBuy3,560,167.000.752,670,125.253,560,167.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016203/0001213900-20-016203-index.htm
2020-05-21HOWARD WEITZMANSVP, Chief Accounting OfficerBuy8,296.0037,134.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013465/0001213900-20-013465-index.htm
2020-06-12B. Riley Financial, Inc.DirectorBuy79,385.004.00317,540.00383,279.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020014789/0001213900-20-014789-index.htm
2020-08-07RANDALL E PAULSONDirectorBuy25,000.0026.96674,020.0038,343.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020020821/0001213900-20-020821-index.htm
2020-02-06B. Riley Financial, Inc.10% Share HolderSell67,075.0010.20684,165.003,983,575.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020003132/0001213900-20-003132-index.htm
2020-02-06B. Riley Financial, Inc.10% Share HolderSell108,107.0010.211,103,772.474,005,299.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020003132/0001213900-20-003132-index.htm
2020-01-24B. Riley Financial, Inc.10% Share HolderBuy15,413.0010.24157,878.444,015,863.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020002041/0001213900-20-002041-index.htm
2020-01-27B. Riley Financial, Inc.10% Share HolderBuy9,309.0010.1994,858.714,025,172.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020002041/0001213900-20-002041-index.htm
2020-09-04B. Riley Financial, Inc.DirectorBuy2,040,816.002.454,999,999.204,044,702.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020025534/0001213900-20-025534-index.htm
2020-02-06B. Riley Financial, Inc.10% Share HolderBuy74,400.0010.20758,880.004,050,650.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020003132/0001213900-20-003132-index.htm
2020-02-06B. Riley Financial, Inc.10% Share HolderBuy129,831.0010.211,325,574.514,113,406.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020003132/0001213900-20-003132-index.htm
2020-01-28B. Riley Financial, Inc.10% Share HolderBuy107,553.0010.191,096,061.874,132,725.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020002041/0001213900-20-002041-index.htm
2020-02-06B. Riley Financial, Inc.10% Share HolderBuy157,073.0010.211,603,134.164,162,372.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020003132/0001213900-20-003132-index.htm
2020-02-07B. Riley Financial, Inc.10% Share HolderBuy48.0010.18488.644,162,420.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020003132/0001213900-20-003132-index.htm
2020-02-12B. Riley Financial, Inc.10% Share HolderBuy13,828.0010.32142,681.454,176,248.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004034/0001213900-20-004034-index.htm
2019-05-24HOWARD WEITZMANSVP, Chief Accounting OfficerBuy7,696.0041,990.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008617/0001615774-19-008617-index.htm
2020-02-03B. Riley Financial, Inc.10% Share HolderBuy108,333.0010.211,106,578.264,241,058.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020002704/0001213900-20-002704-index.htm
2020-04-01B. Riley Financial, Inc.10% Share HolderBuy185,598.0012.002,227,176.004,291,326.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008911/0001213900-20-008911-index.htm
2020-04-01B. Riley Financial, Inc.10% Share HolderBuy96,257.0012.001,155,084.004,387,583.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008911/0001213900-20-008911-index.htm
2019-05-07BRYANT R RILEYChairman and Co-CEOBuy4,975.0019.0094,525.004,408,953.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419007361/0001615774-19-007361-index.htm
2019-05-08BRYANT R RILEYChairman and Co-CEOBuy9,738.0019.25187,454.554,418,691.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419007361/0001615774-19-007361-index.htm
2019-05-09BRYANT R RILEYChairman and Co-CEOBuy25,516.0019.28491,838.764,444,207.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419007361/0001615774-19-007361-index.htm
2019-05-24BRYANT R RILEYChairman and Co-CEOBuy38,481.004,482,688.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008612/0001615774-19-008612-index.htm
2019-08-13BRYANT R RILEYChairman and Co-CEOBuy11,731.0020.53240,784.644,494,419.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019015987/0001213900-19-015987-index.htm
2019-08-14BRYANT R RILEYChairman and Co-CEOBuy8,269.0020.09166,106.024,502,688.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019015987/0001213900-19-015987-index.htm
2020-03-11BRYANT R RILEYChairman and Co-CEOBuy4,654.0020.2094,021.504,507,342.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006215/0001213900-20-006215-index.htm
2020-02-14B. Riley Financial, Inc.10% Share HolderSell370,000.004,527,302.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004334/0001213900-20-004334-index.htm
2020-04-01B. Riley Financial, Inc.10% Share HolderBuy154,665.0023.003,557,295.004,542,248.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008911/0001213900-20-008911-index.htm
2020-05-21BRYANT R RILEYChairman and Co-CEOBuy41,482.004,548,824.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013464/0001213900-20-013464-index.htm
2020-05-21BRYANT R RILEYChairman and Co-CEOBuy1,835.0018.2533,485.454,550,659.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013464/0001213900-20-013464-index.htm
2020-06-03BRYANT R RILEYChairman and Co-CEOBuy40,000.0020.81832,260.004,590,659.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020014060/0001213900-20-014060-index.htm
2020-01-29B. Riley Financial, Inc.10% Share HolderBuy969,900.004,597,562.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020002290/0001213900-20-002290-index.htm
2020-06-09BRYANT R RILEYChairman and Co-CEOBuy9,311.0022.98213,946.304,599,970.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020014575/0001213900-20-014575-index.htm
2020-06-10BRYANT R RILEYChairman and Co-CEOBuy10,689.0022.74243,093.514,610,659.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020014575/0001213900-20-014575-index.htm
2020-04-01B. Riley Financial, Inc.10% Share HolderBuy80,214.0023.001,844,922.004,622,462.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008911/0001213900-20-008911-index.htm
2020-08-06BRYANT R RILEYChairman and Co-CEOBuy25,000.0027.15678,745.004,635,659.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020020790/0001213900-20-020790-index.htm
2020-08-26BRYANT R RILEYChairman and Co-CEOBuy20,000.0026.67533,312.004,655,659.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020023941/0001213900-20-023941-index.htm
2020-02-26B. Riley Financial, Inc.10% Share HolderBuy58,700.004.89286,984.304,656,262.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020005074/0001213900-20-005074-index.htm
2020-09-02BRYANT R RILEYChairman and Co-CEOBuy15,000.0027.15407,250.004,670,659.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020025150/0001213900-20-025150-index.htm
2020-09-04BRYANT R RILEYChairman and Co-CEOBuy2,282.0026.2159,815.334,672,941.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020025528/0001213900-20-025528-index.htm
2020-09-08BRYANT R RILEYChairman and Co-CEOBuy1,224.0025.5931,327.554,674,165.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020025899/0001213900-20-025899-index.htm
2020-03-09B. Riley Financial, Inc.10% Share HolderBuy50,465.003.95199,508.334,706,727.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006043/0001213900-20-006043-index.htm
2020-11-03BRYANT R RILEYChairman and Co-CEOBuy60,000.0026.661,599,510.004,734,165.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020034779/0001213900-20-034779-index.htm
2020-08-21B. Riley Financial, Inc.DirectorBuy95,950.005.83559,609.19479,229.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020023509/0001213900-20-023509-index.htm
2020-03-10B. Riley Financial, Inc.10% Share HolderBuy145,600.003.77548,504.324,852,327.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006043/0001213900-20-006043-index.htm
2020-08-24B. Riley Financial, Inc.DirectorBuy6,314.005.8536,932.48485,543.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020023509/0001213900-20-023509-index.htm
2020-02-14B. Riley Financial, Inc.10% Share HolderBuy685,000.004,861,248.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004334/0001213900-20-004334-index.htm
2020-11-04B. Riley Financial, Inc.10% Share HolderBuy490,000.0010.084,940,572.00490,000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2019-10-30B. Riley Financial, Inc.DirectorBuy200.002.70540.00500.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-02-20B. Riley Financial, Inc.10% Share HolderBuy11,202.0010.47117,283.825,003,242.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004686/0001213900-20-004686-index.htm
2020-02-21B. Riley Financial, Inc.10% Share HolderBuy97,027.0010.381,006,907.405,100,269.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004686/0001213900-20-004686-index.htm
2019-07-18Mikel H WilliamsDirectorBuy2,610.0051,712.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019013326/0001213900-19-013326-index.htm
2020-02-24B. Riley Financial, Inc.10% Share HolderBuy100,000.009.65965,180.005,200,269.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004686/0001213900-20-004686-index.htm
2020-03-11B. Riley Financial, Inc.10% Share HolderBuy364,497.003.291,199,231.585,216,824.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006043/0001213900-20-006043-index.htm
2020-02-25B. Riley Financial, Inc.10% Share HolderBuy75,000.009.29696,502.505,275,269.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004958/0001213900-20-004958-index.htm
2020-02-26B. Riley Financial, Inc.10% Share HolderBuy30,638.009.21282,105.515,305,907.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004958/0001213900-20-004958-index.htm
2020-02-27B. Riley Financial, Inc.10% Share HolderBuy140,632.008.961,259,598.635,446,539.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004958/0001213900-20-004958-index.htm
2020-02-28B. Riley Financial, Inc.10% Share HolderBuy29,600.008.87262,525.365,476,139.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020005345/0001213900-20-005345-index.htm
2020-03-02B. Riley Financial, Inc.10% Share HolderBuy90,060.008.65778,838.885,566,199.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020005345/0001213900-20-005345-index.htm
2020-09-02BRYANT R RILEYChairman and Co-CEOBuy700.0027.1519,005.005,575.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020025150/0001213900-20-025150-index.htm
2020-03-03B. Riley Financial, Inc.10% Share HolderBuy21,421.008.45181,007.455,587,620.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020005345/0001213900-20-005345-index.htm
2020-03-11THOMAS J /ADV KELLEHERCo-CEOBuy2,500.0020.1950,476.505,600.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006040/0001213900-20-006040-index.htm
2020-06-18Marian WaltersDirectorBuy3,456.005,701.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020015466/0001213900-20-015466-index.htm
2020-03-03B. Riley Financial, Inc.10% Share HolderBuy167,209.008.401,404,555.605,754,829.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020005345/0001213900-20-005345-index.htm
2020-03-03B. Riley Financial, Inc.10% Share HolderBuy100.008.45844.505,754,929.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020005345/0001213900-20-005345-index.htm
2020-03-03B. Riley Financial, Inc.10% Share HolderBuy552.008.454,663.905,755,481.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020005345/0001213900-20-005345-index.htm
2020-03-11B. Riley Financial, Inc.10% Share HolderBuy29,438.007.31215,100.525,784,919.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006370/0001213900-20-006370-index.htm
2020-03-12B. Riley Financial, Inc.10% Share HolderBuy63,398.006.09386,264.995,848,317.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006370/0001213900-20-006370-index.htm
2020-06-30B. Riley Financial, Inc.DirectorBuy971,839.002.282,213,266.145,875,614.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016563/0001213900-20-016563-index.htm
2020-04-24B. Riley Financial, Inc.10% Share HolderBuy9,036.003.8034,336.805,989,100.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020010318/0001213900-20-010318-index.htm
2020-03-13Mikel H WilliamsDirectorBuy8,870.0019.61173,954.8960,582.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006916/0001213900-20-006916-index.htm
2020-06-18Mikel H WilliamsDirectorBuy3,456.0064,038.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020015464/0001213900-20-015464-index.htm
2020-03-11Alan N FormanEVP, General Counsel, SecBuy4,000.0020.1980,763.2064,587.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006214/0001213900-20-006214-index.htm
2019-05-24Alan N FormanEVP, General Counsel, SecBuy12,827.0065,480.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008610/0001615774-19-008610-index.htm
2020-06-29B. Riley Financial, Inc.10% Share HolderBuy25,000.0021.44535,935.00676,471.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016314/0001213900-20-016314-index.htm
2020-02-14B. Riley Financial, Inc.10% Share HolderBuy2,500,000.007,007,829.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004334/0001213900-20-004334-index.htm
2020-02-14B. Riley Financial, Inc.10% Share HolderBuy100,000.007,107,829.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004334/0001213900-20-004334-index.htm
2020-06-09B. Riley Financial, Inc.DirectorBuy4,666,667.000.753,500,000.257,120,325.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016203/0001213900-20-016203-index.htm
2019-06-28Kenneth M YoungPresidentBuy788.0017.7313,972.0371,418.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019012913/0001213900-19-012913-index.htm
2019-12-31Kenneth M YoungPresidentBuy340.0021.407,277.0271,758.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006567/0001213900-20-006567-index.htm
2019-07-18ROBERT L ANTINDirectorBuy2,610.007,478.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019013318/0001213900-19-013318-index.htm
2019-05-24Kenneth M YoungPresidentBuy20,523.0075,837.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008613/0001615774-19-008613-index.htm
2020-03-13B. Riley Financial, Inc.10% Share HolderBuy339,656.002.55866,904.017,604,127.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006698/0001213900-20-006698-index.htm
2020-03-16B. Riley Financial, Inc.10% Share HolderBuy129,260.002.52325,088.907,733,387.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006698/0001213900-20-006698-index.htm
2020-03-17B. Riley Financial, Inc.10% Share HolderBuy100,000.002.37237,230.007,833,387.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006698/0001213900-20-006698-index.htm
2020-11-03RANDALL E PAULSONDirectorBuy40,000.0026.651,066,008.0078,343.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020034781/0001213900-20-034781-index.htm
2020-05-21Alan N FormanEVP, General Counsel, SecBuy13,827.0078,414.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013462/0001213900-20-013462-index.htm
2020-03-23B. Riley Financial, Inc.10% Share HolderBuy75,000.001.95146,250.007,908,387.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020007394/0001213900-20-007394-index.htm
2020-03-24B. Riley Financial, Inc.10% Share HolderBuy47,574.002.57122,027.317,955,961.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020007394/0001213900-20-007394-index.htm
2020-03-25B. Riley Financial, Inc.10% Share HolderBuy20,640.002.8558,824.007,976,601.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020007394/0001213900-20-007394-index.htm
2020-03-27B. Riley Financial, Inc.10% Share HolderBuy35,400.002.7597,339.388,012,001.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008264/0001213900-20-008264-index.htm
2020-03-31B. Riley Financial, Inc.10% Share HolderBuy18,500.002.8552,678.758,030,501.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008264/0001213900-20-008264-index.htm
2020-04-06B. Riley Financial, Inc.10% Share HolderBuy100,000.002.70270,380.008,130,501.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008840/0001213900-20-008840-index.htm
2020-04-07B. Riley Financial, Inc.10% Share HolderBuy40,184.002.94118,257.498,170,685.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008840/0001213900-20-008840-index.htm
2020-04-07B. Riley Financial, Inc.10% Share HolderBuy40,179.002.94118,307.078,210,864.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008840/0001213900-20-008840-index.htm
2020-04-08B. Riley Financial, Inc.10% Share HolderBuy6,139.003.2319,824.678,217,003.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008840/0001213900-20-008840-index.htm
2020-04-08B. Riley Financial, Inc.10% Share HolderBuy6,136.003.2319,814.988,223,139.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008840/0001213900-20-008840-index.htm
2020-04-09B. Riley Financial, Inc.10% Share HolderBuy19,685.003.6171,023.488,242,824.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009202/0001213900-20-009202-index.htm
2020-06-10B. Riley Financial, Inc.DirectorBuy826.004.303,551.80826.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020014789/0001213900-20-014789-index.htm
2020-04-09B. Riley Financial, Inc.10% Share HolderBuy19,680.003.6371,399.048,262,504.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009202/0001213900-20-009202-index.htm
2020-04-13B. Riley Financial, Inc.10% Share HolderBuy47,742.003.59171,346.048,310,246.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009202/0001213900-20-009202-index.htm
2020-04-13B. Riley Financial, Inc.10% Share HolderBuy47,708.003.59171,224.018,357,954.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009202/0001213900-20-009202-index.htm
2020-04-14B. Riley Financial, Inc.10% Share HolderBuy96,783.003.79366,488.198,454,737.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009202/0001213900-20-009202-index.htm
2020-04-15B. Riley Financial, Inc.10% Share HolderBuy21,842.003.5978,401.868,476,579.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009478/0001213900-20-009478-index.htm
2020-04-16B. Riley Financial, Inc.10% Share HolderBuy425.003.651,551.258,477,004.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009478/0001213900-20-009478-index.htm
2020-04-20B. Riley Financial, Inc.10% Share HolderBuy40,200.003.90156,771.968,517,204.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009862/0001213900-20-009862-index.htm
2020-04-21B. Riley Financial, Inc.10% Share HolderBuy21,371.003.8181,511.138,538,575.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009862/0001213900-20-009862-index.htm
2018-12-31Phillip J. AhnCFO & Chief Operating OfficerBuy573.0012.076,916.1188,770.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008614/0001615774-19-008614-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell8,105.002.8423,018.20900.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell1,000.002.802,800.109,005.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-05-21Kenneth M YoungPresidentBuy22,124.0093,882.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013467/0001213900-20-013467-index.htm
2020-03-20ROBERT L ANTINDirectorBuy2,000.0018.6537,300.009,478.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020007032/0001213900-20-007032-index.htm
2019-12-03B. Riley Financial, Inc.10% Share HolderBuy969,900.00969,900.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019025436/0001213900-19-025436-index.htm
2020-09-30B. Riley Financial, Inc.DirectorBuy1,896,821.002.284,319,820.159,813,251.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020029748/0001213900-20-029748-index.htm