B. Riley Financial, Inc

(NASDAQ:RILY)

Latest On B. Riley Financial, Inc (RILY):

Date/Time Type Description Signal Details
2024-05-23 05:52 ESTDividendA dividend of $0.5 has been announced on May 15, 2024. It will be paid Jun 11, 2024 with an ex-dividend date of May 23, 2024.Neutral
2024-03-08 04:52 ESTDividendA dividend of $0.5 has been announced on Feb 29, 2024. It will be paid Mar 22, 2024 with an ex-dividend date of Mar 8, 2024.Neutral
2023-11-17 04:52 ESTDividendA dividend of $1 has been announced on Nov 8, 2023. It will be paid Nov 30, 2023 with an ex-dividend date of Nov 17, 2023.Neutral
2023-08-10 05:52 ESTDividendA dividend of $1 has been announced on Jul 25, 2023. It will be paid Aug 21, 2023 with an ex-dividend date of Aug 10, 2023.Neutral
2023-05-17 21:30 ESTNewsB. Riley buys equity interest in Dutch fashion brand Scotch & SodaN/A
2023-05-15 05:51 ESTDividendA dividend of $1 has been announced on May 4, 2023. It will be paid May 23, 2023 with an ex-dividend date of May 15, 2023.Neutral
2023-05-09 17:45 ESTNewsB. Riley Financial buys certain assets of advisory firm ABTVN/A
2023-05-05 04:58 ESTNewsB. Riley Financial Non-GAAP EPS of $0.51, revenue of $432.1MN/A
2023-05-05 04:58 ESTNewsB. Riley Financial, Inc. (RILY) Q1 2023 Earnings Call TranscriptN/A
2023-05-04 03:36 ESTNewsB. Riley Financial: Sustainability Of Dividend And Interest YieldsN/A
2023-03-30 11:45 ESTNewsB. Riley's Confrontation With Market Headwinds And Internal StrugglesN/A
2023-03-13 18:22 ESTNewsSynchronoss Technologies surges after $1.15 a share bid from B. RileyN/A
2023-03-09 04:52 ESTDividendA dividend of $1 has been announced on Feb 22, 2023. It will be paid Mar 23, 2023 with an ex-dividend date of Mar 9, 2023.Neutral
2023-02-26 14:23 ESTNewsInvestor Insanity Creates Huge Mispricing: 12.5% YTM On B. Riley Baby BondsN/A
2023-02-23 19:06 ESTNewsB. Riley Financial, Inc. 2022 Q4 - Results - Earnings Call PresentationN/A
2023-02-23 05:43 ESTNewsB. Riley Financial GAAP EPS of -$2.08, revenue of $326.81MN/A
2023-02-23 05:43 ESTNewsB. Riley Financial, Inc. (RILY) Q4 2022 Earnings Call TranscriptN/A
2023-02-22 17:10 ESTNewsB. Riley acquires Farber Group's corporate divisionN/A
2023-02-15 15:16 ESTNewsB. Riley Financial - Don't Bet Your ShortsN/A
2023-02-09 01:31 ESTNewsB. Riley drops amid new short report from Wolfpack Research (update)N/A
2023-02-08 11:58 ESTNewsB. Riley drops amid new short report from Wolfpack ResearchN/A
2023-02-06 08:32 ESTNewsB. Riley Financial: The 9%-Yielding Dividend Still Looks SafeN/A
2023-01-31 19:42 ESTNewsGreenidge Generation restructures $11M of debt owed to B. RileyN/A
2023-01-31 19:42 ESTNewsCore Scientific to borrow up to $70M from B. Riley to extend runwayN/A
2022-12-27 11:31 ESTNewsB. Riley sees Q4 operating adjusted EBITDA slipping from Q3 resultsN/A
2022-12-14 22:10 ESTNewsB. Riley Financial proposes debt restructuring for Core Scientific to avoid bankruptcyN/A
2022-11-16 00:27 ESTNewsB. Riley Baby Bonds: Up To 12% Yield Plus Large Potential Price IncreasesN/A
2022-11-14 04:52 ESTDividendA dividend of $1 has been announced on Nov 3, 2022. It will be paid Nov 29, 2022 with an ex-dividend date of Nov 14, 2022.Neutral
2022-11-04 07:46 ESTNewsB. Riley Financial declares $1 dividend, announces $50M stock buyback planN/A
2022-11-04 07:46 ESTNewsB. Riley Financial GAAP EPS of $1.53, revenue of $340.4MN/A
2022-11-04 07:46 ESTNewsB. Riley Financial, Inc. (RILY) Q3 2022 Earnings Call TranscriptN/A
2022-10-25 15:57 ESTNewsB. Riley Financial: High Yield, Significant Insider BuyingN/A
2022-10-19 13:41 ESTNewsB Riley acquires Targus for $250MN/A
2022-10-18 08:49 ESTNewsB. Riley Financial purchases performing receivables from W.S. Badcock for ~$168MN/A
2022-08-10 05:52 ESTDividendA dividend of $1 has been announced on Jul 28, 2022. It will be paid Aug 23, 2022 with an ex-dividend date of Aug 10, 2022.Neutral
2022-08-10 05:05 ESTNewsB. Riley Financial: Capital Market Activities Drive Long-Term Revenue GrowthN/A
2022-08-08 06:47 ESTNews3 Takeaways From B. Riley Financial's Q2 Negative Earnings ReportN/A
2022-07-29 03:59 ESTNewsB. Riley Financial Non-GAAP EPS of -$4.36, revenue of $42.7MN/A
2022-07-29 03:59 ESTNewsB. Riley Financial, Inc's (RILY) Management on Q2 2022 Results - Earnings Call TranscriptN/A
2022-07-29 03:59 ESTNewsB. Riley Financial, Inc. 2022 Q2 - Results - Earnings Call PresentationN/A
2022-05-10 05:51 ESTDividendA dividend of $1 has been announced on Apr 28, 2022. It will be paid May 20, 2022 with an ex-dividend date of May 10, 2022.Neutral
2022-05-09 15:59 ESTNewsInsider Weekends: 'Adjusted' Insider Buying Increases Last WeekN/A
2022-04-30 06:17 ESTNewsB. Riley Financial declares $1.00 dividendN/A
2022-04-30 06:17 ESTNewsB.Riley Financial plunges 16% after first quarter earnings reportN/A
2022-04-29 11:46 ESTNewsB. Riley Financial, Inc. (RILY) Management On Q1 2022 Results - Earnings Call TranscriptN/A
2022-04-28 18:48 ESTNewsB. Riley Financial GAAP EPS of -$0.43, revenue of $205.6MN/A
2022-04-28 18:47 ESTNewsB. Riley Financial, Inc. 2022 Q1 - Results - Earnings Call PresentationN/A
2022-04-17 13:21 ESTNewsB. Riley Financial: A Hidden, Undervalued Powerhouse, 7% Yield, Insiders BuyingN/A
2022-03-11 17:10 ESTNewsLazydays Holdings gains after B. Riley offers $25/share for companyN/A
2022-03-08 04:52 ESTDividendA dividend of $1 has been announced on Feb 23, 2022. It will be paid Mar 23, 2022 with an ex-dividend date of Mar 8, 2022.Neutral

About B. Riley Financial, Inc (RILY):

B. Riley Financial, Inc., through its subsidiaries, provides collaborative financial services and solutions in North America, Australia, and Europe. The Capital Markets segments offers range of investment banking, corporate finance, consulting, financial advisory, research, securities lending, wealth management, and sales and trading services to corporate, institutional, and high net worth clients. This segment also provides merger and acquisitions, restructuring advisory, initial and secondary public offerings, and institutional private placements services; asset management services; manages various private and public funds for institutional and individual investors; and trades in equity securities. The Auction and Liquidation Segment offers retail store liquidation, and wholesale and industrial assets disposition services. The Financial Consulting segment provides bankruptcy, financial advisory, forensic accounting, litigation support, real estate consulting, and valuation and appraisal services. The Principal Investments - United Online and magicJack segment provides consumer subscription services consisting of Internet access services and devices under the NetZero and Juno brands, as well as voice over IP cloud-based technology and communication services. The Brands segments provides licensing of a brand investment portfolio, including Catherine Malandrino, English Laundry, Joan Vass, Kensie Girl, Limited Too, and Nanette Lepore. In addition, it offers advisory services to private funds, and institutional and high net worth investors; brokerage services; senior secured and second lien secured loans to middle market public and the private U.S. companies; and consulting services to shareholders, creditors, and companies. The company was formerly known as Great American Group, Inc. and changed its name to B. Riley Financial, Inc. in November 2014. B. Riley Financial, Inc. was founded in 1973 and is headquartered in Los Angeles, California.

See Advanced Chart

General

  • Name B. Riley Financial, Inc
  • Symbol RILY
  • Type Common Stock
  • Exchange NASDAQ
  • Currency USD
  • Country USA
  • SectorFinancial Services
  • IndustryFinancial Conglomerates
  • Full Time Employees 996
  • Last Split Factor101:100
  • Last Split Date2016-11-25
  • Fiscal Year EndDecember
  • IPO Date2007-08-02
  • Gic SectorFinancials
  • Gic GroupDiversified Financials
  • Gic IndustryCapital Markets
  • Gic SubIndustryInvestment Banking & Brokerage
  • Web URLhttp://www.brileyfin.com
View More

Valuation

  • Trailing PE 7.56
  • Price/Sales (Trailing 12 Mt.) 1.73
  • Price/Book (Most Recent Quarter) 3.13
  • Enterprise Value Revenue 3.68
  • Enterprise Value EBITDA 9.12
View More

Financials

  • Most Recent Quarter 2020-12-31
  • Profit Margin 26%
  • Operating Margin 37%
  • Return on Assets 8%
  • Return on Equity 44%
  • Revenue 795.02 million
  • Earnings Per Share $7.56
  • Revenue Per Share $31.05
  • Gross Profit 310.02 million
  • Quarterly Earnings Growth 171.5%
View More

Highlights

  • Market Capitalization 1.55 billion
  • PE Ratio -0.85
  • Analyst Target Price $1.5
  • Book Value Per Share $19.89
View More

Share Statistics

  • Shares Outstanding 26.84 million
  • Shares Float 17.8 million
  • % Held by Insiders 4601%
  • % Held by Institutions 45%
  • Shares Short 659055
  • Shares Short Prior Month 596057
  • Short Ratio 3.6
  • Short % of Float 3%
  • Short % of Shares Outstanding 2%
View More

Technicals

  • Beta 1.31
  • 52 Week High $68.71
  • 52 Week Low $13.14
  • 50 Day Moving Average 56.42
  • 200 Day Moving Average 39.2
View More

Dividends

  • Forward Annual Dividend Rate $1.43
  • Forward Annual Dividend Yield 2.42%
  • Payout Ratio 13%
  • Dividend Date 2021-03-24
  • ExDividend Date 2021-03-09
  • Dividend Per Share $1.18
  • Dividend Yield 39.31%
View More

B. Riley Financial, Inc (RILY) Dividend Calendar:

B. Riley Financial, Inc pays an annual dividend of $1.43 per share, with a dividend yield of 39.31%.
RILY's last dividend payment was made to shareholders on March 24, 2021.
B. Riley Financial, Inc pays out 13% of its earnings out as a dividend.

Ex-Dividend Date Payment Date Record Date Declared Date Amount
2024-05-232024-06-112024-05-272024-05-15$0.5
2024-03-082024-03-222024-03-112024-02-29$0.5
2023-11-172023-11-302023-11-202023-11-08$1
2023-08-102023-08-212023-08-112023-07-25$1
2023-05-152023-05-232023-05-162023-05-04$1
2023-03-092023-03-232023-03-102023-02-22$1
2022-11-142022-11-292022-11-152022-11-03$1
2022-08-102022-08-232022-08-112022-07-28$1
2022-05-102022-05-202022-05-112022-04-28$1
2022-03-082022-03-232022-03-092022-02-23$1
2021-11-082021-11-232021-11-092021-10-28$3
2021-08-122021-08-262021-08-132021-07-29$1.5
2021-05-142021-05-282021-05-172021-05-03$2.5
2021-03-092021-03-242021-03-102021-02-25$0.5
2020-11-092020-11-242020-11-102020-10-29$0.38
2020-08-132020-08-282020-08-142020-07-30$0.3
2020-05-292020-06-102020-06-012020-05-11$0.25
2020-03-162020-03-312020-03-172020-03-03$0.25
2019-11-132019-11-262019-11-142019-10-30$0.18
2019-08-142019-08-292019-08-152019-08-01$0.18
2019-05-142019-05-292019-05-152019-05-01$0.18
2019-03-182019-03-282019-03-192019-03-05$0.08
2018-11-152018-11-302018-11-162018-11-05$0.08
2018-08-152018-08-312018-08-162018-08-02$0.08
2018-05-182018-06-052018-05-212018-05-07$0.08
2018-03-192018-04-032018-03-202018-03-07$0.08
2017-11-212017-11-302017-11-222017-11-08$0.08
2017-08-172017-08-292017-08-21$0.08
2017-05-192017-05-312017-05-232017-05-10$0.08
2017-03-022017-03-132017-03-062017-02-20$0.08
2016-11-252016-12-142016-11-292016-11-13$0.08
2016-08-182016-09-082016-08-222016-08-04$0.03
2015-11-202015-12-092015-11-242015-11-09$0.06
2015-08-212015-09-102015-08-252015-08-10$0.2

B. Riley Financial, Inc (RILY) Earnings History:

Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.


Quarter Date Report Date Actual Revenue Reported EPS EPS Estimate Deviation from Estimate
2020-09-302020-12-31$N/A$6.55
2020-06-302020-09-30$N/A$1.75
2020-03-312020-06-30$-206000$3.07
2019-12-312020-03-31$140.6 million-$3.83
2019-09-302019-12-31$157.02 million$0.59
2019-06-302019-09-30$147.59 million$1.21
2019-03-312019-06-30$124.55 million$0.82
2018-12-312019-03-31$85.84 million$0.30
2018-09-302018-12-31$83.92 million-$0.34
2018-06-302018-09-30$110.42 million$0.10
2018-03-312018-06-30$86.38 million$0.64
2017-12-312018-03-07$110.18 million-$0.23
2017-09-302017-11-08$92.43 million$0.01
2017-06-302017-08-07$66.68 million$0.15
2017-03-312017-05-10$52.9 million$0.71
2016-12-312017-03-10$93.18 million$0.64
2016-09-302016-11-14$56.97 million$0.47
2016-06-302016-08-05$20.26 million-$0.01
2016-03-312016-05-16$19.95 million$0.02
2015-12-312016-03-28$19.76 million-$0.06
2015-09-302015-11-09$21.27 million$0.09
2015-06-302015-08-10$45.46 million$0.53
2015-03-312015-05-07$26.03 million$0.17
2014-12-312015-03-30$19.84 million-$0.18
2014-09-302014-11-06$20.67 million-$0.05
2014-06-302014-08-14$14.95 million-$0.16
2014-03-312014-05-13$21.65 million-$0.93
2013-12-312014-03-27$18.19 million$0.62
2013-09-302013-11-15$21.75 million$0.24
2013-06-302013-08-15$15.24 million-$1.07
2013-03-312013-05-14$20.95 million$0.87
2012-12-312013-03-29$30.73 million$1.61
2012-09-302012-11-14$14.24 million-$0.38
2012-06-302012-08-14$19.65 million$0.42
2012-03-312012-05-16$19.32 million$0.72
2011-09-302011-11-14$28.51 million$2.73
2011-06-302011-08-15$9.83 million-$1.60$0.20-900%
2011-03-312011-05-16$13.82 million-$0.40-$0.8050%
2010-12-312011-03-31$11.01 million-$1.40-$0.60-133.33%
2010-09-302010-11-15$13.86 million$0.40-$4.00110%
2010-06-302010-08-16$5.22 million-$4.80-$1.00-380%
2010-03-312010-05-17$12.07 million-$2.20-$2.408.33%
2009-12-312010-03-30$11.46 million-$3.20-$0.20-1500%
2009-09-302009-11-16$15.04 million$3.40$0.40750%

B. Riley Financial, Inc (RILY) Company Financial Statements:

Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.

Income Statement:
Date
Research Development
Income Before Tax
Selling General Administrative
Gross Profit
Ebit
Operating Income
Income Tax Expense
Total Revenue
Cost of Revenue
Total Other Income Expense Net
Net Income From Continuing Operations
Net Income Applicable to Common Shares
Cash Flow:
Date
Investments
Change to Liabilities
Total Cash Flow from Investing Activities
Net Borrowings
Total Cash Flow from Financial Activities
Change to Operating Activities
Change in Cash
Total Cash from Operating Activities
Depreciation
Other Cash Flow from Investing Activities
Change to Inventory
Change to Account Receivables
Other Cash Flow from Financing Activities
Change to Net Income
Capital Expenditures
Balance Sheet:
Date
Total Liabailities
Total Stockholder Equity
Other Current Liabilities
Total Assets
Common Stock
Other Current Assets
Retained Earnings
Other Liabilities
Other Assets
Cash
Total Current Liabilities
Other Stockholder Equity
Property, Plant & Equipment
Total Current Assets
Long Term Investments
Net Tangible Assets
Short Term Investments
Long Term Debt
Inventory
Accounts Payable

B. Riley Financial, Inc (RILY) Chart:

B. Riley Financial, Inc (RILY) News:

Below you will find a list of latest news for B. Riley Financial, Inc (RILY) from major news sources. You can filter the results to only show news from a specific source.

No recent news available

B. Riley Financial, Inc (RILY) Options:

A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.

Expiration Date Strike Last Price Type Volume Open Interest Implied Volatility In The Money Change Change Percent
2025-07-250.54.7CALL2 00TRUE4.70
2025-07-2514.18CALL1 01380.12TRUE4.180
2025-07-251.53.7CALL1 01074.43TRUE3.70
2025-07-2521.2CALL0 01440.81TRUE00
2025-07-252.50.42CALL0 5837.41TRUE00
2025-07-2532.55CALL0 70549.18TRUE00
2025-07-253.51.69CALL32 187298.21TRUE1.690
2025-07-2541.05CALL1080 810182.65TRUE-0.46-0.3
2025-07-254.50.53CALL128 75390.98TRUE-0.35-0.4
2025-07-2550.19CALL362 86092TRUE-0.28-0.6
2025-07-255.50.08CALL1327 1288117.61FALSE-0.17-0.68
2025-07-2560.05CALL625 1001148.74FALSE-0.09-0.64
2025-07-256.50.03CALL73 0168.69FALSE0.030
2025-07-2570.02CALL401 1446187.18FALSE-0.02-0.5
2025-07-257.50.01CALL13 596192.58FALSE-0.02-0.67
2025-07-2580.01CALL1 1235217.16FALSE-0.03-0.75
2025-07-258.50CALL0 0698.11FALSE00
2025-07-2590.01CALL1 11260.62FALSE-0.02-0.67
2025-07-259.50CALL0 0888.71FALSE00
2025-07-25100CALL0 0868.23FALSE00
2025-07-2510.50CALL0 0817.97FALSE00
2025-07-25110CALL0 0995.6FALSE00
2025-07-2511.50CALL0 0931.64FALSE00
2025-07-25120CALL0 0744.45FALSE00
2025-07-250.50.1PUT0 3949.99FALSE00
2025-07-2510.01PUT0 2660.47FALSE00
2025-07-251.50.03PUT0 2613.25FALSE00
2025-07-2520.01PUT0 102495.64FALSE00
2025-07-252.50.01PUT2 342329.12FALSE0.010
2025-07-2530.01PUT3 116250.68FALSE0.010
2025-07-253.50.01PUT11 532183.32FALSE-0.04-0.8
2025-07-2540.02PUT121 618142.42FALSE0.020
2025-07-254.50.1PUT756 691141.76FALSE0.061.5
2025-07-2550.24PUT852 1095113.68FALSE0.020.09
2025-07-255.50.59PUT172 295120.42TRUE0.20.51
2025-07-2560.99PUT76 271176.04TRUE0.150.18
2025-07-256.50PUT0 0288.12TRUE00
2025-07-2571.13PUT0 2253.2TRUE00
2025-07-257.50PUT0 0411.31TRUE00
2025-07-2580PUT0 0602.47TRUE00
2025-07-258.50PUT0 0659.88TRUE00
2025-07-2590PUT0 0830.76TRUE00
2025-07-259.50PUT0 0773.92TRUE00
2025-07-25100PUT0 0763.16TRUE00
2025-07-2510.50PUT0 0855.59TRUE00
2025-07-25110PUT0 0880.84TRUE00
2025-07-2511.50PUT0 0917.51TRUE00
2025-07-25120PUT0 0773.75TRUE00
2025-08-010.53.2CALL0 10TRUE00
2025-08-0114.33CALL1 01081.33TRUE4.330
2025-08-011.50CALL0 01220.19TRUE00
2025-08-0120.96CALL0 0935.44TRUE00
2025-08-012.51.99CALL0 0638.18TRUE00
2025-08-0132.85CALL0 3411.65TRUE00
2025-08-013.51.97CALL0 198202.93TRUE00
2025-08-0140.95CALL24 704131.01TRUE-0.57-0.38
2025-08-014.50.55CALL203 932130.36TRUE-0.55-0.5
2025-08-0150.35CALL451 694105.5TRUE-0.47-0.57
2025-08-015.50.27CALL622 762135.57FALSE-0.28-0.51
2025-08-0160.13CALL233 1595126.7FALSE-0.12-0.48
2025-08-016.50.1CALL51 1251143.08FALSE-0.1-0.5
2025-08-0170.08CALL258 116157.24FALSE-0.17-0.68
2025-08-017.50.05CALL105 74159.01FALSE-0.08-0.62
2025-08-0180.04CALL11 85168.7FALSE-0.04-0.5
2025-08-018.50CALL0 0305.8FALSE00
2025-08-0190CALL0 0404.11FALSE00
2025-08-019.50CALL0 0422.35FALSE00
2025-08-01100CALL0 0439.25FALSE00
2025-08-0110.50CALL0 0496.05FALSE00
2025-08-01110CALL0 0461.09FALSE00
2025-08-0111.50CALL0 0525.14FALSE00
2025-08-01120CALL0 0538.4FALSE00
2025-08-010.50.01PUT0 50707.28FALSE00
2025-08-0110.03PUT1 0525.93FALSE0.030
2025-08-011.50PUT0 0383.59FALSE00
2025-08-0120.04PUT0 194285.69FALSE00
2025-08-012.50.01PUT2 68197.22FALSE0.010
2025-08-0130.01PUT1 44149.86FALSE0.010
2025-08-013.50.02PUT15 249124.59FALSE-0.02-0.5
2025-08-0140.06PUT11 159113.35FALSE0.010.2
2025-08-014.50.15PUT97 41101.67FALSE0.050.5
2025-08-0150.34PUT1461 13893.75FALSE-0.08-0.19
2025-08-015.50.77PUT1208 1483125.92TRUE0.270.54
2025-08-0161.07PUT4 24384.62TRUE0.290.37
2025-08-016.51.53PUT10 10281.41TRUE0.480.46
2025-08-0170PUT0 0311.95TRUE00
2025-08-017.50PUT0 0175.21TRUE00
2025-08-0180PUT0 0374.22TRUE00
2025-08-018.50PUT0 0396.26TRUE00
2025-08-0190PUT0 0435.61TRUE00
2025-08-019.50PUT0 0446.34TRUE00
2025-08-01100PUT0 0471.72TRUE00
2025-08-0110.50PUT0 0471.55TRUE00
2025-08-01110PUT0 0542.83TRUE00
2025-08-0111.50PUT0 0549.39TRUE00
2025-08-01120PUT0 0514.02TRUE00
2025-08-080.50CALL0 00TRUE00
2025-08-0810CALL0 00TRUE00
2025-08-081.50CALL0 01036.52TRUE00
2025-08-0820CALL0 0820.58TRUE00
2025-08-082.50CALL0 0691.58TRUE00
2025-08-0833.04CALL0 59524.15TRUE00
2025-08-083.51.98CALL0 133139.71TRUE00
2025-08-0841.6CALL0 9591.59TRUE00
2025-08-084.51.25CALL0 6482.41TRUE00
2025-08-0851.1CALL0 537191.22TRUE00
2025-08-085.50.44CALL13 1851148.11FALSE-0.6-0.58
2025-08-0860.2CALL29 219120.72FALSE-0.29-0.59
2025-08-086.50.42CALL10 0202.92FALSE0.420
2025-08-0870.1CALL1 4132.53FALSE-0.25-0.71
2025-08-087.50.08CALL16 45140.81FALSE-0.44-0.85
2025-08-0880.06CALL204 0145.34FALSE0.060
2025-08-0890CALL0 0214.54FALSE00
2025-08-08100CALL0 0332.05FALSE00
2025-08-080.50.01PUT0 50446.3FALSE00
2025-08-0810PUT0 0380.96FALSE00
2025-08-081.50PUT0 0298.9FALSE00
2025-08-0820.08PUT0 100231.61FALSE00
2025-08-082.50.01PUT4 79153.19FALSE-0.36-0.97
2025-08-0830.04PUT2 5152.28FALSE-0.35-0.9
2025-08-083.50.11PUT0 56105.18FALSE00
2025-08-0840.1PUT14 400103.94FALSE00
2025-08-084.50.3PUT4 9117.34FALSE0.060.25
2025-08-0850.46PUT52 4397.74FALSE0.030.07
2025-08-085.50.47PUT0 29286.94TRUE00
2025-08-0860PUT0 075.66TRUE00
2025-08-086.50PUT0 0211.37TRUE00
2025-08-0870PUT0 0251.01TRUE00
2025-08-087.50PUT0 0275.89TRUE00
2025-08-0880PUT0 0292.46TRUE00
2025-08-0890PUT0 0324.24TRUE00
2025-08-08100PUT0 0352.3TRUE00
2025-08-1510CALL0 0482.69TRUE00
2025-08-151.50CALL0 0338.78TRUE00
2025-08-1520CALL0 0336.59TRUE00
2025-08-152.52.72CALL10 82262.43TRUE-0.78-0.22
2025-08-1530CALL0 0249.81TRUE00
2025-08-153.50CALL0 0147.6TRUE00
2025-08-1541.31CALL5 0125.28TRUE1.310
2025-08-154.50CALL0 0134.58TRUE00
2025-08-1550.66CALL34 1261115.61TRUE-0.26-0.28
2025-08-155.50CALL0 0113.84FALSE00
2025-08-1560.29CALL266 0124.06FALSE0.290
2025-08-156.50CALL0 0106.4FALSE00
2025-08-1570.32CALL6 0171.64FALSE0.320
2025-08-157.50.12CALL294 891134.89FALSE-0.12-0.5
2025-08-1580CALL0 0135.26FALSE00
2025-08-1590CALL0 0150.58FALSE00
2025-08-15100.08CALL50 31173.96FALSE-0.02-0.2
2025-08-1512.50CALL0 0310.35FALSE00
2025-08-1510PUT0 0632.19FALSE00
2025-08-151.50PUT0 0639.59FALSE00
2025-08-1520PUT0 0545.29FALSE00
2025-08-152.50.03PUT90 551157.36FALSE0.022
2025-08-1530PUT0 0352.05FALSE00
2025-08-153.50.07PUT14 0110.19FALSE0.070
2025-08-1540.16PUT1 0105.18FALSE0.160
2025-08-154.50PUT0 0134.39FALSE00
2025-08-1550.65PUT1202 204117.64FALSE0.150.3
2025-08-155.50PUT0 0133.38TRUE00
2025-08-1560PUT0 0127.88TRUE00
2025-08-156.50PUT0 0189.52TRUE00
2025-08-1570PUT0 0221.2TRUE00
2025-08-157.52.05PUT0 6777.68TRUE00
2025-08-1580PUT0 0211.23TRUE00
2025-08-1590PUT0 0293.46TRUE00
2025-08-15100PUT0 0301.26TRUE00
2025-08-1512.50PUT0 0354.73TRUE00
2025-08-220.50CALL0 00TRUE00
2025-08-2210CALL0 01454.04TRUE00
2025-08-221.50CALL0 0838.63TRUE00
2025-08-2220CALL0 0630.13TRUE00
2025-08-222.52.57CALL0 2501.54TRUE00
2025-08-2232.95CALL0 53359.04TRUE00
2025-08-223.52.34CALL0 64253.53TRUE00
2025-08-2241.97CALL0 121294.45TRUE00
2025-08-224.51.18CALL1 1122175.79TRUE-0.07-0.06
2025-08-2251.31CALL0 105090.34TRUE00
2025-08-225.51.9CALL0 5259.44FALSE00
2025-08-2260.6CALL90 13167.32FALSE-0.01-0.02
2025-08-226.50.27CALL10 120126.37FALSE-0.13-0.33
2025-08-227.50.56CALL0 21156.24FALSE00
2025-08-2280CALL0 0328.75FALSE00
2025-08-2290CALL0 0291.89FALSE00
2025-08-22100CALL0 0309.52FALSE00
2025-08-220.50PUT0 0412.84FALSE00
2025-08-2210PUT0 0284.38FALSE00
2025-08-221.50.04PUT0 20213.96FALSE00
2025-08-2220.03PUT0 15165.25FALSE00
2025-08-222.50.15PUT0 80133.3FALSE00
2025-08-2230.11PUT0 2109.02FALSE00
2025-08-223.50.07PUT0 17107.82FALSE00
2025-08-2240.42PUT0 20127.16FALSE00
2025-08-224.50.67PUT0 6258.57FALSE00
2025-08-2250.49PUT0 5220.73FALSE00
2025-08-225.50PUT0 0193.04TRUE00
2025-08-2260PUT0 0166.45TRUE00
2025-08-226.50PUT0 0136.13TRUE00
2025-08-227.50PUT0 095.72TRUE00
2025-08-2280PUT0 072.83TRUE00
2025-08-2290PUT0 0256.71TRUE00
2025-08-22100PUT0 0268.39TRUE00
2025-08-290.50CALL0 00TRUE00
2025-08-2910CALL0 01157.85TRUE00
2025-08-291.50CALL0 0721.04TRUE00
2025-08-2923.06CALL0 21576.17TRUE00
2025-08-292.50CALL0 0458.38TRUE00
2025-08-2930CALL0 0171.75TRUE00
2025-08-293.52.06CALL0 5226.51TRUE00
2025-08-2941.97CALL0 3772.17TRUE00
2025-08-294.51.09CALL9 122146.15TRUE1.090
2025-08-2950.7CALL75 1220118.54TRUE-0.4-0.36
2025-08-295.50.85CALL0 29245.36FALSE00
2025-08-2960.38CALL7 21117.41FALSE-0.23-0.38
2025-08-296.50CALL0 0269.36FALSE00
2025-08-2970.2CALL0 1281.18FALSE00
2025-08-297.50CALL0 0150.59FALSE00
2025-08-2980.08CALL0 1303.64FALSE00
2025-08-2990CALL0 0322.76FALSE00
2025-08-29100CALL0 0179.4FALSE00
2025-08-290.50PUT0 0355.15FALSE00
2025-08-2910PUT0 0293.23FALSE00
2025-08-291.50PUT0 0201.08FALSE00
2025-08-2920PUT0 0149FALSE00
2025-08-292.50.01PUT16 3102.07FALSE0.010
2025-08-2930.05PUT0 15106.62FALSE00
2025-08-293.50.09PUT50 1793.38FALSE-0.03-0.25
2025-08-2940.25PUT0 3134.93FALSE00
2025-08-294.50.35PUT0 25113.96FALSE00
2025-08-2950.65PUT0 1158.55FALSE00
2025-08-295.50.75PUT0 5114.17TRUE00
2025-08-2961PUT0 10148.5TRUE00
2025-08-296.52.08PUT0 1122.88TRUE00
2025-08-2970PUT0 0104.04TRUE00
2025-08-297.50PUT0 085.56TRUE00
2025-08-2980PUT0 051.71TRUE00
2025-08-2990PUT0 0453.02TRUE00
2025-08-29100PUT0 0240.54TRUE00
2025-09-192.53.49CALL0 1134.42TRUE00
2025-09-1950.94CALL278 22122.96TRUE-0.07-0.07
2025-09-197.50.3CALL45 44123.65FALSE-0.2-0.4
2025-09-19100.2CALL0 5129.68FALSE00
2025-09-1912.50CALL0 0182.49FALSE00
2025-09-192.50PUT0 094.97FALSE00
2025-09-1950.88PUT10 2497.88FALSE0.280.47
2025-09-197.50PUT0 0182.69TRUE00
2025-09-19100PUT0 0206.11TRUE00
2025-09-1912.50PUT0 0219.15TRUE00
2025-10-172.52.65CALL3 282170.46TRUE-0.72-0.21
2025-10-1750.89CALL98 8727108.24TRUE-0.32-0.26
2025-10-177.50.34CALL72 489110.6FALSE-0.16-0.32
2025-10-17100.09CALL1069 332118.37FALSE-0.26-0.74
2025-10-1712.50.07CALL50 3410115.02FALSE-0.03-0.3
2025-10-172.50.1PUT450 3342107.12FALSE0.10
2025-10-1751.01PUT80 267489.98FALSE0.160.19
2025-10-177.52.5PUT0 174125.88TRUE00
2025-10-17105.05PUT0 69143.26TRUE00
2025-10-1712.56.81PUT0 18177.3TRUE00
2026-01-162.52.88CALL6 1907180.04TRUE-0.47-0.14
2026-01-1651.23CALL60 3723114.55TRUE-0.27-0.18
2026-01-167.50.62CALL221 2048109.79FALSE-0.18-0.23
2026-01-16100.38CALL171 1368112.36FALSE-0.1-0.21
2026-01-1612.50.27CALL5 419116.65FALSE0.270
2026-01-16150.16CALL10 752113.65FALSE-0.11-0.41
2026-01-1617.50.1CALL20 563111.98FALSE-0.1-0.5
2026-01-16200.15CALL1 1970129.15FALSE0.030.25
2026-01-1622.50.03CALL0 174121.22FALSE00
2026-01-16250.06CALL0 109173.15FALSE00
2026-01-1627.50.03CALL0 190179.36FALSE00
2026-01-16300.05CALL0 241126.86FALSE00
2026-01-1632.50.02CALL0 14188.39FALSE00
2026-01-16350.03CALL0 99192.56FALSE00
2026-01-1637.50.01CALL0 108196.39FALSE00
2026-01-16400.05CALL0 906162.6FALSE00
2026-01-1642.50CALL0 2203.24FALSE00
2026-01-16450.01CALL0 166206.92FALSE00
2026-01-1647.50CALL0 46209.2FALSE00
2026-01-16500.01CALL0 205151FALSE00
2026-01-1652.50CALL0 4153.23FALSE00
2026-01-16550CALL0 2155.33FALSE00
2026-01-16600.06CALL0 40146.47FALSE00
2026-01-16650.03CALL0 46149.88FALSE00
2026-01-16700.01CALL0 347153FALSE00
2026-01-162.50.24PUT20 944095.55FALSE0.10.71
2026-01-1651.31PUT4 381375.66FALSE0.010.01
2026-01-167.52.92PUT0 101861.37TRUE00
2026-01-16105PUT0 381107.37TRUE00
2026-01-1612.57.14PUT0 216148.62TRUE00
2026-01-16159.62PUT0 372115.33TRUE00
2026-01-1617.50PUT0 146143.98TRUE00
2026-01-16200PUT0 7144.66TRUE00
2026-01-1622.518.3PUT0 31159.23TRUE00
2026-01-162522PUT0 84166.34TRUE00
2026-01-1627.523.5PUT0 0180.98TRUE00
2026-01-16300PUT0 17199.34TRUE00
2026-01-1632.50PUT0 1145.5TRUE00
2026-01-16350PUT0 15213.33TRUE00
2026-01-1637.50PUT0 0219.57TRUE00
2026-01-16400PUT0 6212.97TRUE00
2026-01-1642.50PUT0 0213.36TRUE00
2026-01-16450PUT0 0226.4TRUE00
2026-01-1647.50PUT0 0223.78TRUE00
2026-01-16500PUT0 0243.47TRUE00
2026-01-1652.50PUT0 0235.67TRUE00
2026-01-16550PUT0 0237.49TRUE00
2026-01-16600PUT0 0267.25TRUE00
2026-01-16650PUT0 0260.67TRUE00
2026-01-16700PUT0 0272.5TRUE00
2027-01-152.53.32CALL0 745152.56TRUE00
2027-01-1552.24CALL0 475134.67TRUE00
2027-01-157.51.37CALL3 243123.37FALSE-0.25-0.15
2027-01-15101CALL19 166117.53FALSE-0.45-0.31
2027-01-1512.50.35CALL1 625112.23FALSE0.350
2027-01-152.50.52PUT16 260164.3FALSE0.030.06
2027-01-1551.65PUT0 72856.96FALSE00
2027-01-157.54.1PUT0 348105.01TRUE00
2027-01-15105.35PUT0 28081.55TRUE00
2027-01-1512.510.3PUT0 23399.04TRUE00

Latest RILY Trades:

Date Shares Price
Jun 13, 2022 7:59 PM EST13$46.67
Jun 13, 2022 7:59 PM EST49$46.67
Jun 13, 2022 7:59 PM EST84$46.69
Jun 13, 2022 7:59 PM EST17$46.67
Jun 13, 2022 7:59 PM EST1$46.67

B. Riley Financial, Inc (RILY) SEC Filings:

An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.

Date Form Type Form Name Link
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016563/0001213900-20-016563-index.htm
2019-09-30UPLOADSEC-generated letterhttps://www.sec.gov/Archives/edgar/data/1464790/000000000019014076/0000000000-19-014076-index.htm
2020-02-20UPLOADSEC-generated letterhttps://www.sec.gov/Archives/edgar/data/1464790/000000000020001564/0000000000-20-001564-index.htm
2020-02-07SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000083423720008220/0000834237-20-008220-index.htm
2020-02-10SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000083423720009123/0000834237-20-009123-index.htm
2019-11-27SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000090266419004469/0000902664-19-004469-index.htm
2020-01-13SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000090266420000178/0000902664-20-000178-index.htm
2020-01-23SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000090266420000420/0000902664-20-000420-index.htm
2020-02-14SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000101143820000092/0001011438-20-000092-index.htm
2019-05-093Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000120919119028642/0001209191-19-028642-index.htm
2019-07-12SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012603/0001213900-19-012603-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012906/0001213900-19-012906-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012907/0001213900-19-012907-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012908/0001213900-19-012908-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012909/0001213900-19-012909-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012910/0001213900-19-012910-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012911/0001213900-19-012911-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012912/0001213900-19-012912-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012913/0001213900-19-012913-index.htm
2019-07-188-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013110/0001213900-19-013110-index.htm
2019-07-223Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013315/0001213900-19-013315-index.htm
2019-07-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013318/0001213900-19-013318-index.htm
2019-07-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013320/0001213900-19-013320-index.htm
2019-07-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013322/0001213900-19-013322-index.htm
2019-07-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013323/0001213900-19-013323-index.htm
2019-07-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013325/0001213900-19-013325-index.htm
2019-07-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013326/0001213900-19-013326-index.htm
2019-07-23SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013345/0001213900-19-013345-index.htm
2019-07-29SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013918/0001213900-19-013918-index.htm
2019-07-313Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019014226/0001213900-19-014226-index.htm
2019-08-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019014354/0001213900-19-014354-index.htm
2019-08-0910-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019015003/0001213900-19-015003-index.htm
2019-08-1213F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019015373/0001213900-19-015373-index.htm
2019-08-154Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019015987/0001213900-19-015987-index.htm
2019-08-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019016193/0001213900-19-016193-index.htm
2019-09-18424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019018320/0001213900-19-018320-index.htm
2019-09-188-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019018322/0001213900-19-018322-index.htm
2019-09-18FWPFiling under Securities Act Rules 163/433 of free writing prospectuseshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019018366/0001213900-19-018366-index.htm
2019-09-20424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019018528/0001213900-19-018528-index.htm
2019-09-238-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019018652/0001213900-19-018652-index.htm
2019-09-238-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019018655/0001213900-19-018655-index.htm
2019-09-23S-3Registration statement under Securities Act of 1933https://www.sec.gov/Archives/edgar/data/1464790/000121390019018696/0001213900-19-018696-index.htm
2019-09-27CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1464790/000121390019019225/0001213900-19-019225-index.htm
2019-10-02424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019019461/0001213900-19-019461-index.htm
2019-10-028-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019019462/0001213900-19-019462-index.htm
2019-10-02FWPFiling under Securities Act Rules 163/433 of free writing prospectuseshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019019535/0001213900-19-019535-index.htm
2019-10-03424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019019634/0001213900-19-019634-index.htm
2019-10-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019019870/0001213900-19-019870-index.htm
2019-10-078-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019019883/0001213900-19-019883-index.htm
2019-10-10SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019020130/0001213900-19-020130-index.htm
2019-10-118-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019020229/0001213900-19-020229-index.htm
2019-10-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019020349/0001213900-19-020349-index.htm
2019-10-188-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019020621/0001213900-19-020621-index.htm
2019-10-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019021143/0001213900-19-021143-index.htm
2019-10-28SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390019021200/0001213900-19-021200-index.htm
2019-10-308-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019021523/0001213900-19-021523-index.htm
2019-11-0110-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019021788/0001213900-19-021788-index.htm
2019-11-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019021800/0001213900-19-021800-index.htm
2019-11-01S-8Securities to be offered to employees in employee benefit planshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019021835/0001213900-19-021835-index.htm
2019-11-014Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-11-12SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390019022975/0001213900-19-022975-index.htm
2019-11-1413F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019023523/0001213900-19-023523-index.htm
2019-11-268-K/ACurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019024746/0001213900-19-024746-index.htm
2019-11-27SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019024929/0001213900-19-024929-index.htm
2019-12-02SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390019025131/0001213900-19-025131-index.htm
2019-12-05424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019025358/0001213900-19-025358-index.htm
2019-12-058-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019025407/0001213900-19-025407-index.htm
2019-12-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019025436/0001213900-19-025436-index.htm
2020-01-098-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020000639/0001213900-20-000639-index.htm
2020-01-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-15SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020001025/0001213900-20-001025-index.htm
2020-01-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020001362/0001213900-20-001362-index.htm
2020-01-21SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020001364/0001213900-20-001364-index.htm
2020-01-228-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020001503/0001213900-20-001503-index.htm
2020-01-23SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020001682/0001213900-20-001682-index.htm
2020-01-27SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020001795/0001213900-20-001795-index.htm
2020-01-28SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020002022/0001213900-20-002022-index.htm
2020-01-28SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020002024/0001213900-20-002024-index.htm
2020-01-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020002041/0001213900-20-002041-index.htm
2020-01-314Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020002290/0001213900-20-002290-index.htm
2020-02-0513F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020002682/0001213900-20-002682-index.htm
2020-02-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020002704/0001213900-20-002704-index.htm
2020-02-075Annual statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020002901/0001213900-20-002901-index.htm
2020-02-10424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020003033/0001213900-20-003033-index.htm
2020-02-108-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020003036/0001213900-20-003036-index.htm
2020-02-10S-3MEFRegistration adding securities to prior Form S-3 registration [Rule 462(b)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020003092/0001213900-20-003092-index.htm
2020-02-10FWPFiling under Securities Act Rules 163/433 of free writing prospectuseshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020003113/0001213900-20-003113-index.htm
2020-02-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020003132/0001213900-20-003132-index.htm
2020-02-11424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020003312/0001213900-20-003312-index.htm
2020-02-128-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020003393/0001213900-20-003393-index.htm
2020-02-128-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020003398/0001213900-20-003398-index.htm
2020-02-14S-3Registration statement under Securities Act of 1933https://www.sec.gov/Archives/edgar/data/1464790/000121390020003987/0001213900-20-003987-index.htm
2020-02-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020004034/0001213900-20-004034-index.htm
2020-02-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020004334/0001213900-20-004334-index.htm
2020-02-20CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1464790/000121390020004418/0001213900-20-004418-index.htm
2020-02-218-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020004518/0001213900-20-004518-index.htm
2020-02-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020004686/0001213900-20-004686-index.htm
2020-02-274Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020004958/0001213900-20-004958-index.htm
2020-02-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020005074/0001213900-20-005074-index.htm
2020-03-038-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020005285/0001213900-20-005285-index.htm
2020-03-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020005345/0001213900-20-005345-index.htm
2020-03-1010-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1464790/000121390020005801/0001213900-20-005801-index.htm
2020-03-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020005907/0001213900-20-005907-index.htm
2020-03-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006040/0001213900-20-006040-index.htm
2020-03-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006043/0001213900-20-006043-index.htm
2020-03-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006213/0001213900-20-006213-index.htm
2020-03-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006214/0001213900-20-006214-index.htm
2020-03-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006215/0001213900-20-006215-index.htm
2020-03-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006282/0001213900-20-006282-index.htm
2020-03-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006370/0001213900-20-006370-index.htm
2020-03-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006470/0001213900-20-006470-index.htm
2020-03-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006567/0001213900-20-006567-index.htm
2020-03-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006698/0001213900-20-006698-index.htm
2020-03-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006916/0001213900-20-006916-index.htm
2020-03-204Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020007032/0001213900-20-007032-index.htm
2020-03-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020007394/0001213900-20-007394-index.htm
2020-03-314Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020008264/0001213900-20-008264-index.htm
2020-04-06SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020008667/0001213900-20-008667-index.htm
2020-04-084Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020008840/0001213900-20-008840-index.htm
2020-04-094Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020008911/0001213900-20-008911-index.htm
2020-04-138-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020009040/0001213900-20-009040-index.htm
2020-04-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020009202/0001213900-20-009202-index.htm
2020-04-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020009478/0001213900-20-009478-index.htm
2020-04-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020009862/0001213900-20-009862-index.htm
2020-04-2310-K/AAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1464790/000121390020009864/0001213900-20-009864-index.htm
2020-04-23SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020009868/0001213900-20-009868-index.htm
2020-04-274/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010211/0001213900-20-010211-index.htm
2020-04-274/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010213/0001213900-20-010213-index.htm
2020-04-274/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010215/0001213900-20-010215-index.htm
2020-04-274/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010216/0001213900-20-010216-index.htm
2020-04-274/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010218/0001213900-20-010218-index.htm
2020-04-29SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010312/0001213900-20-010312-index.htm
2020-04-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010318/0001213900-20-010318-index.htm
2020-04-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010320/0001213900-20-010320-index.htm
2020-05-068-K/ACurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020011152/0001213900-20-011152-index.htm
2020-05-118-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020011626/0001213900-20-011626-index.htm
2020-05-1110-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020011680/0001213900-20-011680-index.htm
2020-05-1413F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020012256/0001213900-20-012256-index.htm
2020-05-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020012572/0001213900-20-012572-index.htm
2020-05-18DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020012770/0001213900-20-012770-index.htm
2020-05-193Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013013/0001213900-20-013013-index.htm
2020-05-20SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013119/0001213900-20-013119-index.htm
2020-05-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013374/0001213900-20-013374-index.htm
2020-05-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013461/0001213900-20-013461-index.htm
2020-05-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013462/0001213900-20-013462-index.htm
2020-05-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013463/0001213900-20-013463-index.htm
2020-05-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013464/0001213900-20-013464-index.htm
2020-05-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013465/0001213900-20-013465-index.htm
2020-05-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013467/0001213900-20-013467-index.htm
2020-05-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013469/0001213900-20-013469-index.htm
2020-06-01SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013848/0001213900-20-013848-index.htm
2020-06-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020014060/0001213900-20-014060-index.htm
2020-06-053/AInitial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020014308/0001213900-20-014308-index.htm
2020-06-054/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020014309/0001213900-20-014309-index.htm
2020-06-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020014575/0001213900-20-014575-index.htm
2020-06-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020014641/0001213900-20-014641-index.htm
2020-06-11SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020014697/0001213900-20-014697-index.htm
2020-06-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020014789/0001213900-20-014789-index.htm
2020-06-223Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015444/0001213900-20-015444-index.htm
2020-06-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015455/0001213900-20-015455-index.htm
2020-06-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015459/0001213900-20-015459-index.htm
2020-06-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015462/0001213900-20-015462-index.htm
2020-06-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015464/0001213900-20-015464-index.htm
2020-06-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015466/0001213900-20-015466-index.htm
2020-06-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015468/0001213900-20-015468-index.htm
2020-06-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015470/0001213900-20-015470-index.htm
2020-06-248-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015698/0001213900-20-015698-index.htm
2020-06-30SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016198/0001213900-20-016198-index.htm
2020-06-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016203/0001213900-20-016203-index.htm
2020-06-30SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016204/0001213900-20-016204-index.htm
2020-06-304Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016314/0001213900-20-016314-index.htm
2020-07-02SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016558/0001213900-20-016558-index.htm
2020-07-02SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016560/0001213900-20-016560-index.htm
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016563/0001213900-20-016563-index.htm
2020-07-308-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020019276/0001213900-20-019276-index.htm
2020-07-308-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020019287/0001213900-20-019287-index.htm
2020-08-0310-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020019712/0001213900-20-019712-index.htm
2020-08-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020020790/0001213900-20-020790-index.htm
2020-08-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020020792/0001213900-20-020792-index.htm
2020-08-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020020821/0001213900-20-020821-index.htm
2020-08-1313F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020021876/0001213900-20-021876-index.htm
2020-08-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020023509/0001213900-20-023509-index.htm
2020-08-274Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020023941/0001213900-20-023941-index.htm
2020-09-01424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020024664/0001213900-20-024664-index.htm
2020-09-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020024666/0001213900-20-024666-index.htm
2020-09-02FWPFiling under Securities Act Rules 163/433 of free writing prospectuseshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020024857/0001213900-20-024857-index.htm
2020-09-02424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020025061/0001213900-20-025061-index.htm
2020-09-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020025150/0001213900-20-025150-index.htm
2020-09-048-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020025404/0001213900-20-025404-index.htm
2020-09-048-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020025411/0001213900-20-025411-index.htm
2020-09-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020025413/0001213900-20-025413-index.htm
2020-09-084Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020025528/0001213900-20-025528-index.htm
2020-09-084Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020025534/0001213900-20-025534-index.htm
2020-09-094Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020025899/0001213900-20-025899-index.htm
2020-09-104/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020026035/0001213900-20-026035-index.htm
2020-09-10SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020026037/0001213900-20-026037-index.htm
2020-09-10SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020026043/0001213900-20-026043-index.htm
2020-09-148-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020026458/0001213900-20-026458-index.htm
2020-09-154Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020026727/0001213900-20-026727-index.htm
2020-09-17SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020027051/0001213900-20-027051-index.htm
2020-10-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020029748/0001213900-20-029748-index.htm
2020-10-02SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020029749/0001213900-20-029749-index.htm
2020-10-09424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020030828/0001213900-20-030828-index.htm
2020-10-138-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020030885/0001213900-20-030885-index.htm
2020-10-15SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020031322/0001213900-20-031322-index.htm
2020-10-204/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020032374/0001213900-20-032374-index.htm
2020-10-298-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020033959/0001213900-20-033959-index.htm
2020-10-3010-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020034078/0001213900-20-034078-index.htm
2020-11-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020034779/0001213900-20-034779-index.htm
2020-11-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020034781/0001213900-20-034781-index.htm
2020-11-054/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020035374/0001213900-20-035374-index.htm
2020-11-064Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2019-05-07CERTCertificationhttps://www.sec.gov/Archives/edgar/data/1464790/000135445719000261/0001354457-19-000261-index.htm
2019-09-23CERTCertificationhttps://www.sec.gov/Archives/edgar/data/1464790/000135445719000470/0001354457-19-000470-index.htm
2019-10-08CERTCertificationhttps://www.sec.gov/Archives/edgar/data/1464790/000135445719000503/0001354457-19-000503-index.htm
2019-12-2725-NSENotification filed by national security exchange to report the removal from listing and registration of matured, redeemed or rethttps://www.sec.gov/Archives/edgar/data/1464790/000135445719000685/0001354457-19-000685-index.htm
2020-02-13CERTCertificationhttps://www.sec.gov/Archives/edgar/data/1464790/000135445720000076/0001354457-20-000076-index.htm
2020-09-04CERTCertificationhttps://www.sec.gov/Archives/edgar/data/1464790/000135445720000453/0001354457-20-000453-index.htm
2020-02-18SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000139834420003644/0001398344-20-003644-index.htm
2019-04-228-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000161577419006044/0001615774-19-006044-index.htm
2019-04-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419006145/0001615774-19-006145-index.htm
2019-04-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419006607/0001615774-19-006607-index.htm
2019-05-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000161577419006813/0001615774-19-006813-index.htm
2019-05-0110-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1464790/000161577419006823/0001615774-19-006823-index.htm
2019-05-02424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000161577419006860/0001615774-19-006860-index.htm
2019-05-028-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000161577419006862/0001615774-19-006862-index.htm
2019-05-02FWPFiling under Securities Act Rules 163/433 of free writing prospectuseshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419006986/0001615774-19-006986-index.htm
2019-05-03424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000161577419007064/0001615774-19-007064-index.htm
2019-05-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419007073/0001615774-19-007073-index.htm
2019-05-07SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000161577419007198/0001615774-19-007198-index.htm
2019-05-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000161577419007205/0001615774-19-007205-index.htm
2019-05-078-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1464790/000161577419007215/0001615774-19-007215-index.htm
2019-05-094Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419007361/0001615774-19-007361-index.htm
2019-05-1013F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419007475/0001615774-19-007475-index.htm
2019-05-288-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008512/0001615774-19-008512-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008610/0001615774-19-008610-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008611/0001615774-19-008611-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008612/0001615774-19-008612-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008613/0001615774-19-008613-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008614/0001615774-19-008614-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008615/0001615774-19-008615-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008616/0001615774-19-008616-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008617/0001615774-19-008617-index.htm
2019-09-30EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1464790/999999999519002216/9999999995-19-002216-index.htm
2020-02-24EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1464790/999999999520000408/9999999995-20-000408-index.htm

B. Riley Financial, Inc (RILY) Insider Transactions:

Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of B. Riley Financial, Inc (RILY). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.
Insider Ownership: 4601%
Institutional Ownership: 4500%

Transaction Date Insider Name Insider Title Type Shares Number Shares Price Total Transaction Shares Held After Transaction Link
2020-01-10B. Riley Financial, Inc.10% Share HolderBuy94,151.0010.14954,691.140.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-13B. Riley Financial, Inc.10% Share HolderBuy69,602.0010.14705,764.280.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-13B. Riley Financial, Inc.10% Share HolderBuy146,097.0010.151,482,884.550.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-14B. Riley Financial, Inc.10% Share HolderBuy183,927.0010.181,872,376.860.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-15B. Riley Financial, Inc.10% Share HolderBuy250,000.0010.192,547,500.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001362/0001213900-20-001362-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell900.002.842,551.500.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-01-09B. Riley Financial, Inc.10% Share HolderSell6.0010.1260.720.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-10B. Riley Financial, Inc.10% Share HolderSell126,571.0010.121,280,898.520.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-10B. Riley Financial, Inc.10% Share HolderSell27,600.0010.13279,588.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-13B. Riley Financial, Inc.10% Share HolderSell10,000.0010.14101,400.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-13B. Riley Financial, Inc.10% Share HolderSell350,000.0010.153,552,500.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-13B. Riley Financial, Inc.10% Share HolderSell10,000.0010.16101,600.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-14B. Riley Financial, Inc.10% Share HolderSell19,600.0010.18199,528.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-15B. Riley Financial, Inc.10% Share HolderSell185,000.0010.181,883,300.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001362/0001213900-20-001362-index.htm
2020-01-15B. Riley Financial, Inc.10% Share HolderSell15,000.0010.19152,850.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001362/0001213900-20-001362-index.htm
2020-01-29B. Riley Financial, Inc.10% Share HolderSell969,900.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020002290/0001213900-20-002290-index.htm
2020-04-24B. Riley Financial, Inc.10% Share HolderSell150,000.0010.001,500,000.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020010320/0001213900-20-010320-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell400.002.811,122.0010,005.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-06-28Phillip J. AhnCFO & Chief Operating OfficerBuy1,198.0017.7321,241.74101,284.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019012906/0001213900-19-012906-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell330.002.71894.3010,405.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-03-11Phillip J. AhnCFO & Chief Operating OfficerBuy4,000.0020.2180,853.20105,284.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006213/0001213900-20-006213-index.htm
2019-05-24Phillip J. AhnCFO & Chief Operating OfficerBuy17,958.00106,728.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008614/0001615774-19-008614-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell500.002.701,351.2510,735.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell600.002.711,623.0011,235.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell1,500.002.714,057.5011,835.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-06-11B. Riley Financial, Inc.DirectorBuy11,090.004.0845,226.1311,916.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020014789/0001213900-20-014789-index.htm
2020-05-21Phillip J. AhnCFO & Chief Operating OfficerBuy19,358.00124,642.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013469/0001213900-20-013469-index.htm
2020-03-09THOMAS J /ADV KELLEHERCo-CEOBuy2,500.0020.6751,686.0012,600.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006040/0001213900-20-006040-index.htm
2019-07-18Michael Joseph SheldonDirectorBuy2,610.0012,788.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019013322/0001213900-19-013322-index.htm
2020-06-18ROBERT L ANTINDirectorBuy3,456.0012,934.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020015459/0001213900-20-015459-index.htm
2019-05-24Andrew MooreCEO of B. Riley FBR, Inc.Buy20,523.00132,439.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008611/0001615774-19-008611-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell200.002.67534.0213,335.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-06-18RANDALL E PAULSONDirectorBuy3,456.0013,343.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020015470/0001213900-20-015470-index.htm
2019-06-28Andrew MooreCEO of B. Riley FBR, Inc.Buy1,198.0017.7321,241.74133,637.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019012910/0001213900-19-012910-index.htm
2020-03-13Kenneth M YoungPresidentBuy3,500.0020.2470,824.9513,500.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006567/0001213900-20-006567-index.htm
2019-07-18Agostino Robert P DDirectorBuy2,610.00135,053.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019013320/0001213900-19-013320-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell500.002.661,330.0013,535.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-05-24THOMAS J /ADV KELLEHERCo-CEOBuy38,481.00137,423.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008615/0001615774-19-008615-index.htm
2019-05-03B. Riley Financial, Inc.InsiderSell1,918.007.7514,861.05137,477.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419007073/0001615774-19-007073-index.htm
2020-06-18Agostino Robert P DDirectorBuy3,456.00138,509.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020015462/0001213900-20-015462-index.htm
2019-06-28THOMAS J /ADV KELLEHERCo-CEOBuy1,198.0017.7321,241.74138,621.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019012909/0001213900-19-012909-index.htm
2019-05-02B. Riley Financial, Inc.InsiderSell14,279.007.85112,065.88139,395.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419007073/0001615774-19-007073-index.htm
2020-03-16Andrew MooreCEO of B. Riley FBR, Inc.Buy6,000.0018.08108,470.40139,637.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006470/0001213900-20-006470-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell200.002.67534.0014,035.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell11,265.002.6529,852.2514,235.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-07-18Todd D. SimsDirectorBuy2,610.0014,261.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019013323/0001213900-19-013323-index.htm
2020-08-06Kenneth M YoungPresidentBuy1,000.0027.2827,280.0014,500.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020020792/0001213900-20-020792-index.htm
2020-06-09B. Riley Financial, Inc.DirectorBuy146,666.000.75109,999.50146,666.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016203/0001213900-20-016203-index.htm
2020-06-09B. Riley Financial, Inc.DirectorBuy146,667.000.75110,000.25146,667.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016203/0001213900-20-016203-index.htm
2019-10-23B. Riley Financial, Inc.10% Share HolderBuy1,000,000.0012.0012,000,000.001,475,375.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021143/0001213900-19-021143-index.htm
2020-03-11THOMAS J /ADV KELLEHERCo-CEOBuy2,500.0020.1950,476.5015,100.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006040/0001213900-20-006040-index.htm
2020-09-14Todd D. SimsDirectorSell2,554.0015,163.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020026727/0001213900-20-026727-index.htm
2020-11-05B. Riley Financial, Inc.10% Share HolderBuy1,037,633.0010.1010,480,300.831,527,633.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderBuy100.0010.111,011.001,527,733.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderBuy300.0010.103,029.581,528,033.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderBuy2,785.0010.2528,546.251,530,818.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderBuy4,900.0010.1049,482.161,535,718.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2019-05-01B. Riley Financial, Inc.InsiderSell5,000.007.5437,717.00153,674.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419007073/0001615774-19-007073-index.htm
2020-03-09B. Riley Financial, Inc.10% Share HolderBuy50,000.003.95197,565.001,543,801.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006043/0001213900-20-006043-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderBuy10,000.0010.10101,000.001,545,718.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2019-04-29B. Riley Financial, Inc.10% Share HolderSell10,000.007.3273,165.00158,674.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419006607/0001615774-19-006607-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderBuy48,210.0010.25494,152.501,593,928.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderSell740,000.0010.257,585,000.001,607,930.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2020-05-21Andrew MooreCEO of B. Riley FBR, Inc.Buy22,124.00161,761.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013463/0001213900-20-013463-index.htm
2019-04-26B. Riley Financial, Inc.10% Share HolderSell12,000.007.6591,740.00168,674.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419006607/0001615774-19-006607-index.htm
2020-03-10B. Riley Financial, Inc.10% Share HolderBuy150,000.003.77565,470.001,693,801.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006043/0001213900-20-006043-index.htm
2020-06-18Todd D. SimsDirectorBuy3,456.0017,717.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020015455/0001213900-20-015455-index.htm
2020-05-21THOMAS J /ADV KELLEHERCo-CEOBuy41,482.00180,103.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013461/0001213900-20-013461-index.htm
2019-04-25B. Riley Financial, Inc.10% Share HolderSell100.007.50750.00180,674.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419006607/0001615774-19-006607-index.htm
2019-04-23B. Riley Financial, Inc.10% Share HolderSell5,272.007.6140,096.72180,774.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419006145/0001615774-19-006145-index.htm
2020-03-13Michael Joseph SheldonDirectorBuy5,327.0018.91100,733.5718,115.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006282/0001213900-20-006282-index.htm
2019-04-22B. Riley Financial, Inc.10% Share HolderSell3,000.007.4222,272.90186,046.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419006145/0001615774-19-006145-index.htm
2019-04-18B. Riley Financial, Inc.10% Share HolderSell500.007.663,827.50189,046.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419006145/0001615774-19-006145-index.htm
2020-06-30B. Riley Financial, Inc.DirectorBuy76,069.002.28173,239.541,936,958.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016563/0001213900-20-016563-index.htm
2019-10-30B. Riley Financial, Inc.DirectorBuy200.002.71542.00200.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-06-30B. Riley Financial, Inc.DirectorBuy144,463.002.28329,000.042,003,886.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016563/0001213900-20-016563-index.htm
2020-03-11B. Riley Financial, Inc.10% Share HolderBuy353,846.003.291,164,365.652,047,647.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006043/0001213900-20-006043-index.htm
2020-09-30B. Riley Financial, Inc.DirectorBuy154,403.002.28351,637.392,091,361.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020029748/0001213900-20-029748-index.htm
2020-06-18Michael Joseph SheldonDirectorBuy3,456.0021,571.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020015468/0001213900-20-015468-index.htm
2019-07-18Marian WaltersDirectorBuy2,245.002,245.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019013325/0001213900-19-013325-index.htm
2020-09-30B. Riley Financial, Inc.DirectorBuy282,778.002.28643,998.622,286,664.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020029748/0001213900-20-029748-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderBuy754,002.0010.107,615,420.202,347,930.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2020-06-09B. Riley Financial, Inc.DirectorBuy1,380,000.000.751,035,000.002,453,658.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016203/0001213900-20-016203-index.htm
2019-10-30B. Riley Financial, Inc.DirectorBuy25,000.002.7067,500.0025,500.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-05-24HOWARD WEITZMANSVP, Chief Accounting OfficerSell10,000.0019.49194,900.0028,838.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008617/0001615774-19-008617-index.htm
2019-10-30B. Riley Financial, Inc.DirectorBuy100.002.70269.50300.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-03-09THOMAS J /ADV KELLEHERCo-CEOBuy2,500.0020.6751,686.003,100.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006040/0001213900-20-006040-index.htm
2020-06-26B. Riley Financial, Inc.10% Share HolderBuy50,000.0023.251,162,500.00350,000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016314/0001213900-20-016314-index.htm
2020-06-09B. Riley Financial, Inc.DirectorBuy3,560,167.000.752,670,125.253,560,167.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016203/0001213900-20-016203-index.htm
2020-05-21HOWARD WEITZMANSVP, Chief Accounting OfficerBuy8,296.0037,134.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013465/0001213900-20-013465-index.htm
2020-06-12B. Riley Financial, Inc.DirectorBuy79,385.004.00317,540.00383,279.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020014789/0001213900-20-014789-index.htm
2020-08-07RANDALL E PAULSONDirectorBuy25,000.0026.96674,020.0038,343.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020020821/0001213900-20-020821-index.htm
2020-02-06B. Riley Financial, Inc.10% Share HolderSell67,075.0010.20684,165.003,983,575.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020003132/0001213900-20-003132-index.htm
2020-02-06B. Riley Financial, Inc.10% Share HolderSell108,107.0010.211,103,772.474,005,299.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020003132/0001213900-20-003132-index.htm
2020-01-24B. Riley Financial, Inc.10% Share HolderBuy15,413.0010.24157,878.444,015,863.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020002041/0001213900-20-002041-index.htm
2020-01-27B. Riley Financial, Inc.10% Share HolderBuy9,309.0010.1994,858.714,025,172.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020002041/0001213900-20-002041-index.htm
2020-09-04B. Riley Financial, Inc.DirectorBuy2,040,816.002.454,999,999.204,044,702.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020025534/0001213900-20-025534-index.htm
2020-02-06B. Riley Financial, Inc.10% Share HolderBuy74,400.0010.20758,880.004,050,650.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020003132/0001213900-20-003132-index.htm
2020-02-06B. Riley Financial, Inc.10% Share HolderBuy129,831.0010.211,325,574.514,113,406.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020003132/0001213900-20-003132-index.htm
2020-01-28B. Riley Financial, Inc.10% Share HolderBuy107,553.0010.191,096,061.874,132,725.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020002041/0001213900-20-002041-index.htm
2020-02-06B. Riley Financial, Inc.10% Share HolderBuy157,073.0010.211,603,134.164,162,372.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020003132/0001213900-20-003132-index.htm
2020-02-07B. Riley Financial, Inc.10% Share HolderBuy48.0010.18488.644,162,420.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020003132/0001213900-20-003132-index.htm
2020-02-12B. Riley Financial, Inc.10% Share HolderBuy13,828.0010.32142,681.454,176,248.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004034/0001213900-20-004034-index.htm
2019-05-24HOWARD WEITZMANSVP, Chief Accounting OfficerBuy7,696.0041,990.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008617/0001615774-19-008617-index.htm
2020-02-03B. Riley Financial, Inc.10% Share HolderBuy108,333.0010.211,106,578.264,241,058.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020002704/0001213900-20-002704-index.htm
2020-04-01B. Riley Financial, Inc.10% Share HolderBuy185,598.0012.002,227,176.004,291,326.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008911/0001213900-20-008911-index.htm
2020-04-01B. Riley Financial, Inc.10% Share HolderBuy96,257.0012.001,155,084.004,387,583.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008911/0001213900-20-008911-index.htm
2019-05-07BRYANT R RILEYChairman and Co-CEOBuy4,975.0019.0094,525.004,408,953.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419007361/0001615774-19-007361-index.htm
2019-05-08BRYANT R RILEYChairman and Co-CEOBuy9,738.0019.25187,454.554,418,691.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419007361/0001615774-19-007361-index.htm
2019-05-09BRYANT R RILEYChairman and Co-CEOBuy25,516.0019.28491,838.764,444,207.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419007361/0001615774-19-007361-index.htm
2019-05-24BRYANT R RILEYChairman and Co-CEOBuy38,481.004,482,688.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008612/0001615774-19-008612-index.htm
2019-08-13BRYANT R RILEYChairman and Co-CEOBuy11,731.0020.53240,784.644,494,419.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019015987/0001213900-19-015987-index.htm
2019-08-14BRYANT R RILEYChairman and Co-CEOBuy8,269.0020.09166,106.024,502,688.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019015987/0001213900-19-015987-index.htm
2020-03-11BRYANT R RILEYChairman and Co-CEOBuy4,654.0020.2094,021.504,507,342.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006215/0001213900-20-006215-index.htm
2020-02-14B. Riley Financial, Inc.10% Share HolderSell370,000.004,527,302.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004334/0001213900-20-004334-index.htm
2020-04-01B. Riley Financial, Inc.10% Share HolderBuy154,665.0023.003,557,295.004,542,248.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008911/0001213900-20-008911-index.htm
2020-05-21BRYANT R RILEYChairman and Co-CEOBuy41,482.004,548,824.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013464/0001213900-20-013464-index.htm
2020-05-21BRYANT R RILEYChairman and Co-CEOBuy1,835.0018.2533,485.454,550,659.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013464/0001213900-20-013464-index.htm
2020-06-03BRYANT R RILEYChairman and Co-CEOBuy40,000.0020.81832,260.004,590,659.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020014060/0001213900-20-014060-index.htm
2020-01-29B. Riley Financial, Inc.10% Share HolderBuy969,900.004,597,562.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020002290/0001213900-20-002290-index.htm
2020-06-09BRYANT R RILEYChairman and Co-CEOBuy9,311.0022.98213,946.304,599,970.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020014575/0001213900-20-014575-index.htm
2020-06-10BRYANT R RILEYChairman and Co-CEOBuy10,689.0022.74243,093.514,610,659.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020014575/0001213900-20-014575-index.htm
2020-04-01B. Riley Financial, Inc.10% Share HolderBuy80,214.0023.001,844,922.004,622,462.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008911/0001213900-20-008911-index.htm
2020-08-06BRYANT R RILEYChairman and Co-CEOBuy25,000.0027.15678,745.004,635,659.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020020790/0001213900-20-020790-index.htm
2020-08-26BRYANT R RILEYChairman and Co-CEOBuy20,000.0026.67533,312.004,655,659.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020023941/0001213900-20-023941-index.htm
2020-02-26B. Riley Financial, Inc.10% Share HolderBuy58,700.004.89286,984.304,656,262.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020005074/0001213900-20-005074-index.htm
2020-09-02BRYANT R RILEYChairman and Co-CEOBuy15,000.0027.15407,250.004,670,659.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020025150/0001213900-20-025150-index.htm
2020-09-04BRYANT R RILEYChairman and Co-CEOBuy2,282.0026.2159,815.334,672,941.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020025528/0001213900-20-025528-index.htm
2020-09-08BRYANT R RILEYChairman and Co-CEOBuy1,224.0025.5931,327.554,674,165.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020025899/0001213900-20-025899-index.htm
2020-03-09B. Riley Financial, Inc.10% Share HolderBuy50,465.003.95199,508.334,706,727.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006043/0001213900-20-006043-index.htm
2020-11-03BRYANT R RILEYChairman and Co-CEOBuy60,000.0026.661,599,510.004,734,165.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020034779/0001213900-20-034779-index.htm
2020-08-21B. Riley Financial, Inc.DirectorBuy95,950.005.83559,609.19479,229.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020023509/0001213900-20-023509-index.htm
2020-03-10B. Riley Financial, Inc.10% Share HolderBuy145,600.003.77548,504.324,852,327.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006043/0001213900-20-006043-index.htm
2020-08-24B. Riley Financial, Inc.DirectorBuy6,314.005.8536,932.48485,543.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020023509/0001213900-20-023509-index.htm
2020-02-14B. Riley Financial, Inc.10% Share HolderBuy685,000.004,861,248.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004334/0001213900-20-004334-index.htm
2020-11-04B. Riley Financial, Inc.10% Share HolderBuy490,000.0010.084,940,572.00490,000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2019-10-30B. Riley Financial, Inc.DirectorBuy200.002.70540.00500.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-02-20B. Riley Financial, Inc.10% Share HolderBuy11,202.0010.47117,283.825,003,242.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004686/0001213900-20-004686-index.htm
2020-02-21B. Riley Financial, Inc.10% Share HolderBuy97,027.0010.381,006,907.405,100,269.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004686/0001213900-20-004686-index.htm
2019-07-18Mikel H WilliamsDirectorBuy2,610.0051,712.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019013326/0001213900-19-013326-index.htm
2020-02-24B. Riley Financial, Inc.10% Share HolderBuy100,000.009.65965,180.005,200,269.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004686/0001213900-20-004686-index.htm
2020-03-11B. Riley Financial, Inc.10% Share HolderBuy364,497.003.291,199,231.585,216,824.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006043/0001213900-20-006043-index.htm
2020-02-25B. Riley Financial, Inc.10% Share HolderBuy75,000.009.29696,502.505,275,269.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004958/0001213900-20-004958-index.htm
2020-02-26B. Riley Financial, Inc.10% Share HolderBuy30,638.009.21282,105.515,305,907.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004958/0001213900-20-004958-index.htm
2020-02-27B. Riley Financial, Inc.10% Share HolderBuy140,632.008.961,259,598.635,446,539.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004958/0001213900-20-004958-index.htm
2020-02-28B. Riley Financial, Inc.10% Share HolderBuy29,600.008.87262,525.365,476,139.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020005345/0001213900-20-005345-index.htm
2020-03-02B. Riley Financial, Inc.10% Share HolderBuy90,060.008.65778,838.885,566,199.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020005345/0001213900-20-005345-index.htm
2020-09-02BRYANT R RILEYChairman and Co-CEOBuy700.0027.1519,005.005,575.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020025150/0001213900-20-025150-index.htm
2020-03-03B. Riley Financial, Inc.10% Share HolderBuy21,421.008.45181,007.455,587,620.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020005345/0001213900-20-005345-index.htm
2020-03-11THOMAS J /ADV KELLEHERCo-CEOBuy2,500.0020.1950,476.505,600.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006040/0001213900-20-006040-index.htm
2020-06-18Marian WaltersDirectorBuy3,456.005,701.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020015466/0001213900-20-015466-index.htm
2020-03-03B. Riley Financial, Inc.10% Share HolderBuy167,209.008.401,404,555.605,754,829.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020005345/0001213900-20-005345-index.htm
2020-03-03B. Riley Financial, Inc.10% Share HolderBuy100.008.45844.505,754,929.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020005345/0001213900-20-005345-index.htm
2020-03-03B. Riley Financial, Inc.10% Share HolderBuy552.008.454,663.905,755,481.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020005345/0001213900-20-005345-index.htm
2020-03-11B. Riley Financial, Inc.10% Share HolderBuy29,438.007.31215,100.525,784,919.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006370/0001213900-20-006370-index.htm
2020-03-12B. Riley Financial, Inc.10% Share HolderBuy63,398.006.09386,264.995,848,317.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006370/0001213900-20-006370-index.htm
2020-06-30B. Riley Financial, Inc.DirectorBuy971,839.002.282,213,266.145,875,614.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016563/0001213900-20-016563-index.htm
2020-04-24B. Riley Financial, Inc.10% Share HolderBuy9,036.003.8034,336.805,989,100.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020010318/0001213900-20-010318-index.htm
2020-03-13Mikel H WilliamsDirectorBuy8,870.0019.61173,954.8960,582.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006916/0001213900-20-006916-index.htm
2020-06-18Mikel H WilliamsDirectorBuy3,456.0064,038.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020015464/0001213900-20-015464-index.htm
2020-03-11Alan N FormanEVP, General Counsel, SecBuy4,000.0020.1980,763.2064,587.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006214/0001213900-20-006214-index.htm
2019-05-24Alan N FormanEVP, General Counsel, SecBuy12,827.0065,480.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008610/0001615774-19-008610-index.htm
2020-06-29B. Riley Financial, Inc.10% Share HolderBuy25,000.0021.44535,935.00676,471.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016314/0001213900-20-016314-index.htm
2020-02-14B. Riley Financial, Inc.10% Share HolderBuy2,500,000.007,007,829.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004334/0001213900-20-004334-index.htm
2020-02-14B. Riley Financial, Inc.10% Share HolderBuy100,000.007,107,829.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004334/0001213900-20-004334-index.htm
2020-06-09B. Riley Financial, Inc.DirectorBuy4,666,667.000.753,500,000.257,120,325.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016203/0001213900-20-016203-index.htm
2019-06-28Kenneth M YoungPresidentBuy788.0017.7313,972.0371,418.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019012913/0001213900-19-012913-index.htm
2019-12-31Kenneth M YoungPresidentBuy340.0021.407,277.0271,758.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006567/0001213900-20-006567-index.htm
2019-07-18ROBERT L ANTINDirectorBuy2,610.007,478.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019013318/0001213900-19-013318-index.htm
2019-05-24Kenneth M YoungPresidentBuy20,523.0075,837.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008613/0001615774-19-008613-index.htm
2020-03-13B. Riley Financial, Inc.10% Share HolderBuy339,656.002.55866,904.017,604,127.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006698/0001213900-20-006698-index.htm
2020-03-16B. Riley Financial, Inc.10% Share HolderBuy129,260.002.52325,088.907,733,387.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006698/0001213900-20-006698-index.htm
2020-03-17B. Riley Financial, Inc.10% Share HolderBuy100,000.002.37237,230.007,833,387.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006698/0001213900-20-006698-index.htm
2020-11-03RANDALL E PAULSONDirectorBuy40,000.0026.651,066,008.0078,343.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020034781/0001213900-20-034781-index.htm
2020-05-21Alan N FormanEVP, General Counsel, SecBuy13,827.0078,414.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013462/0001213900-20-013462-index.htm
2020-03-23B. Riley Financial, Inc.10% Share HolderBuy75,000.001.95146,250.007,908,387.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020007394/0001213900-20-007394-index.htm
2020-03-24B. Riley Financial, Inc.10% Share HolderBuy47,574.002.57122,027.317,955,961.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020007394/0001213900-20-007394-index.htm
2020-03-25B. Riley Financial, Inc.10% Share HolderBuy20,640.002.8558,824.007,976,601.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020007394/0001213900-20-007394-index.htm
2020-03-27B. Riley Financial, Inc.10% Share HolderBuy35,400.002.7597,339.388,012,001.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008264/0001213900-20-008264-index.htm
2020-03-31B. Riley Financial, Inc.10% Share HolderBuy18,500.002.8552,678.758,030,501.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008264/0001213900-20-008264-index.htm
2020-04-06B. Riley Financial, Inc.10% Share HolderBuy100,000.002.70270,380.008,130,501.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008840/0001213900-20-008840-index.htm
2020-04-07B. Riley Financial, Inc.10% Share HolderBuy40,184.002.94118,257.498,170,685.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008840/0001213900-20-008840-index.htm
2020-04-07B. Riley Financial, Inc.10% Share HolderBuy40,179.002.94118,307.078,210,864.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008840/0001213900-20-008840-index.htm
2020-04-08B. Riley Financial, Inc.10% Share HolderBuy6,139.003.2319,824.678,217,003.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008840/0001213900-20-008840-index.htm
2020-04-08B. Riley Financial, Inc.10% Share HolderBuy6,136.003.2319,814.988,223,139.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008840/0001213900-20-008840-index.htm
2020-04-09B. Riley Financial, Inc.10% Share HolderBuy19,685.003.6171,023.488,242,824.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009202/0001213900-20-009202-index.htm
2020-06-10B. Riley Financial, Inc.DirectorBuy826.004.303,551.80826.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020014789/0001213900-20-014789-index.htm
2020-04-09B. Riley Financial, Inc.10% Share HolderBuy19,680.003.6371,399.048,262,504.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009202/0001213900-20-009202-index.htm
2020-04-13B. Riley Financial, Inc.10% Share HolderBuy47,742.003.59171,346.048,310,246.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009202/0001213900-20-009202-index.htm
2020-04-13B. Riley Financial, Inc.10% Share HolderBuy47,708.003.59171,224.018,357,954.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009202/0001213900-20-009202-index.htm
2020-04-14B. Riley Financial, Inc.10% Share HolderBuy96,783.003.79366,488.198,454,737.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009202/0001213900-20-009202-index.htm
2020-04-15B. Riley Financial, Inc.10% Share HolderBuy21,842.003.5978,401.868,476,579.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009478/0001213900-20-009478-index.htm
2020-04-16B. Riley Financial, Inc.10% Share HolderBuy425.003.651,551.258,477,004.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009478/0001213900-20-009478-index.htm
2020-04-20B. Riley Financial, Inc.10% Share HolderBuy40,200.003.90156,771.968,517,204.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009862/0001213900-20-009862-index.htm
2020-04-21B. Riley Financial, Inc.10% Share HolderBuy21,371.003.8181,511.138,538,575.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009862/0001213900-20-009862-index.htm
2018-12-31Phillip J. AhnCFO & Chief Operating OfficerBuy573.0012.076,916.1188,770.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008614/0001615774-19-008614-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell8,105.002.8423,018.20900.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell1,000.002.802,800.109,005.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-05-21Kenneth M YoungPresidentBuy22,124.0093,882.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013467/0001213900-20-013467-index.htm
2020-03-20ROBERT L ANTINDirectorBuy2,000.0018.6537,300.009,478.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020007032/0001213900-20-007032-index.htm
2019-12-03B. Riley Financial, Inc.10% Share HolderBuy969,900.00969,900.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019025436/0001213900-19-025436-index.htm
2020-09-30B. Riley Financial, Inc.DirectorBuy1,896,821.002.284,319,820.159,813,251.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020029748/0001213900-20-029748-index.htm