Prospect Capital Corporation

(NASDAQ:PSEC)

Latest On Prospect Capital Corporation (PSEC):

Date/Time Type Description Signal Details
2021-04-13 00:51 ESTNewsProspect Capital: A 9% Yield That Is Not Worth Your TimeN/A
2021-04-10 20:57 ESTNewsProspect Capital: 9% Yield, 11% Discount, Monthly PayerN/A
2021-03-30 05:54 ESTDividendA dividend of $0.06 has been announced on Feb 9, 2021. It will be paid Apr 22, 2021 with an ex-dividend date of Mar 30, 2021.Neutral
2021-03-17 06:35 ESTNewsProspect Capital continuous preferred stock offering proceeds cross $50M since initial closingN/A
2021-03-09 22:14 ESTNewsProspect Capital offers to repurchase $290M of 2023 notesN/A
2021-03-02 18:01 ESTNewsProspect Capital launches tended offer for $90M of convertible notesN/A
2021-02-25 04:55 ESTDividendA dividend of $0.06 has been announced on Feb 9, 2021. It will be paid Mar 18, 2021 with an ex-dividend date of Feb 25, 2021.Neutral
2021-02-18 21:01 ESTNewsProspect Capital prices $25M notesN/A
2021-02-16 14:38 ESTNewsProspect Capital prices $50M notesN/A
2021-02-12 04:25 ESTAnalyst RatingThe Analyst Target Price has increased from $5 to $5.75.Neutral
2021-02-12 00:28 ESTFinancialsCompany financials have been released.Neutral
2021-02-10 17:09 ESTNewsProspect Capital NII beats by $0.06, misses on total investment incomeN/A
2021-02-10 17:09 ESTNewsProspect Capital stock gains after fiscal Q2 beat on net investment incomeN/A
2021-02-10 17:08 ESTNewsProspect Capital: New, Improved VersionN/A
2021-02-10 17:08 ESTNewsProspect Capital Corporation (PSEC) CEO John Barry on Q2 2021 Results - Earnings Call TranscriptN/A
2021-01-28 04:54 ESTDividendA dividend of $0.06 has been announced on Nov 9, 2020. It will be paid Feb 18, 2021 with an ex-dividend date of Jan 28, 2021.Neutral
2021-01-15 00:11 ESTNewsProspect Capital prices $325M of 3.706% notes due 2026N/A
2020-12-30 04:53 ESTDividendA dividend of $0.06 has been announced on Nov 9, 2020. It will be paid Jan 21, 2021 with an ex-dividend date of Dec 30, 2020.Neutral
2020-12-29 05:25 ESTNewsProspect Capital offers to repurchase $20M of 6.375% convertible notesN/A
2020-12-23 00:54 ESTNewsProspect Capital portfolio company buys five multifamily properties for $250.4MN/A
2020-12-22 07:32 ESTNewsProspect Capital buys $25M of notes issued by KM2 SolutionsN/A
2020-12-17 04:57 ESTNewsProspect Capital launches tender offer for $162.9M of convertible notesN/A
2020-12-17 04:46 ESTAnalyst RatingThe Analyst Target Price has increased from $4.5 to $5.Neutral
2020-11-27 04:54 ESTDividendA dividend of $0.06 has been announced on Nov 9, 2020. It will be paid Dec 24, 2020 with an ex-dividend date of Nov 27, 2020.Neutral
2020-11-26 21:17 ESTFinancialsCompany financials have been released.Neutral
2020-11-17 17:27 ESTNewsProspect Capital offers to buy back up to $40M of notesN/A
2020-11-14 09:53 ESTNewsProspect Capital: Cheap Valuation, But The Discount Is WarrantedN/A
2020-11-12 12:47 ESTFinancialsCompany financials have been released.Neutral
2020-11-11 04:46 ESTEarnings EstimateAn EPS average of $0.16 is estimated for the quarter ending on March 31, 2021.Buy
2020-11-10 22:45 ESTNewsProspect Capital Corporation (PSEC) CEO John Barry on Q1 2021 Results - Earnings Call TranscriptN/A
2020-11-09 17:25 ESTNewsBDCs' credit quality fares better than feared at pandemic's start, RayJay saysN/A
2020-11-09 17:24 ESTNewsProspect Capital NII misses by $0.02, misses on total investment incomeN/A
2020-11-09 17:24 ESTNewsProspect Capital fiscal Q1 NII trails consensus; total originations rise Q/QN/A
2020-11-08 00:40 ESTFinancialsCompany financials have been released.Neutral
2020-11-07 16:53 ESTFinancialsCompany financials have been released.Neutral
2020-10-20 02:58 ESTNewsProspect Capital starts tender offer for $222.8M convertible notesN/A
2020-09-29 05:53 ESTDividendA dividend of $0.06 has been announced on Aug 26, 2020. It will be paid Oct 22, 2020 with an ex-dividend date of Sep 29, 2020.Neutral
2020-09-26 13:48 ESTFinancialsCompany financials have been released.Neutral
2020-09-17 05:54 ESTFinancialsCompany financials have been released.Neutral
2020-09-04 06:02 ESTNewsProspect Capital offers to repurchase $228.8M of 4.95% convertible notesN/A
2020-09-01 16:29 ESTInsider TradeEugene S Stark has directly acquired 2,500 shares and currently holds 46,000 shares.Buy
2020-08-31 21:31 ESTFinancialsCompany financials have been released.Neutral
2020-08-31 06:08 ESTAnalyst RatingThe Analyst Target Price has increased from $4.25 to $4.5.Neutral
2020-08-29 08:46 ESTNewsProspect Capital Corporation Makes A Dazzling Debut On The Robinhood 100 Most PopularN/A
2020-08-28 21:28 ESTFinancialsCompany financials have been released.Neutral
2020-08-28 05:52 ESTDividendA dividend of $0.06 has been announced on May 8, 2020. It will be paid Sep 17, 2020 with an ex-dividend date of Aug 28, 2020.Neutral
2020-08-28 05:20 ESTEarnings EstimateAn EPS average of $0.74 is estimated for the 2022 year.Buy
2020-08-28 03:35 ESTNewsProspect Capital Corporation (PSEC) CEO John Barry on Q4 2020 Results - Earnings Call TranscriptN/A
2020-08-27 05:23 ESTEarnings EstimateAn EPS average of $0.16 is estimated for the quarter ending on December 31, 2020.N/A
2020-08-26 22:52 ESTNewsProspect Capital NII misses by $0.01, beats on total investment incomeN/A

About Prospect Capital Corporation (PSEC):

Prospect Capital Corporation is a business development company. It specializes in middle market, mature, mezzanine finance, later stage, emerging growth, leveraged buyouts, refinancing, acquisitions, recapitalizations, turnaround, growth capital, development, capital expenditures and subordinated debt tranches of collateralized loan obligations, cash flow term loans, market place lending and bridge transactions. It also makes real estate investments particularly in multi-family residential real estate asset class. The fund makes secured debt, senior debt, senior and secured term loans, unitranche debt, first-lien and second lien, private debt, private equity, mezzanine debt, and equity investments in private and microcap public businesses. It focuses on both primary origination and secondary loans/portfolios and invests in situations like debt financings for private equity sponsors, acquisitions, dividend recapitalizations, growth financings, bridge loans, cash flow term loans, real estate financings/investments. It also focuses on investing in small-sized and medium-sized private companies rather than large public companies. The fund typically invests across all industry sectors, with a particular expertise in the energy and industrial sectors. It invests in aerospace and defense, chemicals, conglomerate services, consumer services, ecological, electronics, financial services, machinery, manufacturing, media, pharmaceuticals, retail, software, specialty minerals, textiles and leather, transportation, oil and gas production, coal production, materials, industrials, consumer discretionary, information technology, utilities, pipeline, storage, power generation and distribution, renewable and clean energy, oilfield services, healthcare, food and beverage, education, business services, and other select sectors. It prefers to invest in the United States and Canada. The fund seeks to invest between $10 million to $500 million per transaction in companies with EBITDA between $5 million and $150 million, sales value betw

See Advanced Chart

General

  • Name Prospect Capital Corporation
  • Symbol PSEC
  • Type Common Stock
  • Exchange NASDAQ
  • Currency USD
  • Country USA
  • SectorFinancial Services
  • IndustryAsset Management
  • Fiscal Year EndJune
  • IPO Date2004-07-27
  • Gic SectorFinancials
  • Gic GroupDiversified Financials
  • Gic IndustryCapital Markets
  • Gic SubIndustryAsset Management & Custody Banks
  • Web URLhttp://www.prospectstreet.com
View More

Valuation

  • Trailing PE 6.37
  • Price/Sales (Trailing 12 Mt.) 5.75
  • Price/Book (Most Recent Quarter) 0.84
  • Enterprise Value Revenue 9.87
  • Enterprise Value EBITDA 9.42
View More

Financials

  • Most Recent Quarter 2020-12-31
  • Current Year EPS Estimate $0.71
  • Next Year EPS Estimate $0.64
  • Next Quarter EPS Estimate $0.15
  • Profit Margin 73%
  • Operating Margin 66%
  • Return on Assets 5%
  • Return on Equity 14%
  • Revenue 614.9 million
  • Earnings Per Share $1.20
  • Revenue Per Share $1.65
  • Gross Profit 623.53 million
  • Quarterly Earnings Growth 6.4%
View More

Highlights

  • Market Capitalization 2.97 billion
  • PEG Ratio 1.59
  • Analyst Target Price $5.75
  • Book Value Per Share $8.96
View More

Share Statistics

  • Shares Outstanding 387 million
  • % Held by Insiders 2658%
  • % Held by Institutions 11%
  • Shares Short 13.33 million
  • Shares Short Prior Month 15.76 million
  • Short Ratio 3.45
  • Short % of Float 5%
  • Short % of Shares Outstanding 3%
View More

Technicals

  • Beta 0.93
  • 52 Week High $7.97
  • 52 Week Low $3.25
  • 50 Day Moving Average 7.16
  • 200 Day Moving Average 5.78
View More

Dividends

  • Forward Annual Dividend Rate $0.72
  • Forward Annual Dividend Yield 9.24%
  • Payout Ratio 34%
  • Dividend Date 2021-05-20
  • ExDividend Date 2021-03-30
  • Dividend Per Share $0.72
  • Dividend Yield 8.5%
View More

Prospect Capital Corporation (PSEC) Dividend Calendar:

Prospect Capital Corporation pays an annual dividend of $0.72 per share, with a dividend yield of 8.5%.
PSEC's next dividend payment will be made to shareholders on May 20, 2021.
Prospect Capital Corporation pays out 34% of its earnings out as a dividend.

Ex-Dividend Date Payment Date Record Date Declared Date Amount

Prospect Capital Corporation (PSEC) Earnings History:

Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.

PSEC's next estimated earnings release date is May 11, 2021.


Quarter Date Report Date Actual Revenue Reported EPS EPS Estimate Deviation from Estimate
2020-12-312021-02-09$N/A$0.21$0.1635.48%
2020-09-302020-11-09$N/A$0.15$0.17-9.09%
2020-06-302020-08-26$N/A$0.16$0.17-3.03%
2020-03-312020-05-11$-181064000$0.19$0.1435.71%
2019-12-312020-02-10$161.92 million$0.18$0.180%
2019-09-302019-11-06$161.88 million$0.19$0.190%
2019-06-302019-08-27$164.35 million$0.19$0.21-7.32%
2019-03-312019-05-08$171.11 million$0.21$0.203.3%
2018-12-312019-02-06$187.88 million$0.22$0.221.52%
2018-09-302018-11-06$180.42 million$0.23$0.2110.84%
2018-06-302018-08-28$174.03 million$0.22$0.2012.82%
2018-03-312018-05-09$162.84 million$0.19$0.186.74%
2017-12-312018-02-07$162.4 million$0.20$0.1813.64%
2017-09-302017-11-08$158.58 million$0.18$0.19-4.26%
2017-06-302017-08-28$166.7 million$0.19$0.21-7.77%
2017-03-312017-05-09$171.03 million$0.20$0.24-15.65%
2016-12-312017-02-08$183.48 million$0.24$0.242.13%
2016-09-302016-11-08$179.83 million$0.22$0.24-9.13%
2016-06-302016-08-29$193.04 million$0.26$0.255.35%
2016-03-312016-05-10$189.49 million$0.25$0.26-2.42%
2015-12-312016-02-09$209.19 million$0.28$0.2510.19%
2015-09-302015-11-04$200.25 million$0.26$0.254%
2015-06-302015-08-26$198.83 million$0.25$0.250%
2015-03-312015-05-06$191.35 million$0.24$0.26-7.69%
2014-12-312015-02-04$198.88 million$0.26$0.27-3.7%
2014-09-302014-11-06$202.02 million$0.28$0.280%
2014-06-302014-08-25$182.02 million$0.25$0.32-21.88%
2014-03-312014-05-06$190.33 million$0.31$0.32-3.13%
2013-12-312014-02-03$178.09 million$0.32$0.320%
2013-09-302013-11-04$156.03 million$0.32$0.33-3.03%
2013-06-302013-08-21$166.47 million$0.38$0.3026.67%
2013-03-312013-05-06$120.2 million$0.27$0.31-12.9%
2012-12-312013-02-07$166.04 million$0.51$0.4221.43%
2012-09-302012-11-08$123.64 million$0.46$0.444.55%
2012-06-302012-08-22$102.68 million$0.51$0.4027.5%
2012-03-312012-05-10$64.89 million$0.51$0.55-7.27%
2011-12-312012-02-09$67.26 million$0.33$0.2913.79%
2011-09-302011-11-09$55.34 million$0.26$0.260%
2011-06-302011-08-29$56.39 million$0.31$0.36-13.89%
2011-03-312011-05-10$44.57 million$0.27$0.258%
2010-12-312011-02-09$33.3 million$0.23$0.28-17.86%
2010-09-302010-11-09$35.21 million$0.28$0.273.7%
2010-06-302010-08-30$29.24 million$0.25$0.28-10.71%
2010-03-312010-05-10$32.01 million$0.30$0.293.45%
2009-12-312010-02-09$23.17 million$0.29$0.277.41%
2009-09-302009-11-09$21.52 million$0.25$0.29-13.79%
2009-06-302009-09-14$21.8 million$0.32$0.39-17.95%
2009-03-312009-05-11$20.67 million$0.39$0.43-9.3%
2008-12-312009-02-09$22.21 million$0.40$0.46-13.04%
2008-09-302008-11-10$35.8 million$0.80$0.5642.86%
2008-06-302008-09-09$23.45 million$0.50$0.468.7%
2008-03-312008-05-12$22 million$0.54$0.4714.89%
2007-12-312008-02-11$18.56 million$0.46$0.444.55%
2007-09-302007-10-01$15.39 million$0.42$0.3616.67%
2007-06-302007-09-30$13.05 million$0.42$0.3616.67%
2007-03-312007-05-10$12.07 million$0.36$0.345.88%
2006-12-312007-02-09$8.17 million$0.33$0.35-5.71%
2006-09-302006-11-10$6.43 million$0.33$0.330%
2006-06-302006-09-28$5.8 million$0.42$0.397.69%
2006-03-312006-05-10$4.03 million$0.34$0.319.68%
2005-12-312006-02-09$3.94 million$0.29$0.283.57%
2005-09-302005-11-09$3.11 million$0.20$0.200%
2005-06-302005-09-16$3.09 million$0.16$0.21-23.81%
2005-03-312005-05-13$1.79 million$0.06$0.22-72.73%
2004-12-312005-02-11$2.95 million$0.17$0.1513.33%
2004-09-302004-11-11$266000-$0.06-$0.01-500%

Prospect Capital Corporation (PSEC) Company Financial Statements:

Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.

Income Statement:
Date
Research Development
Income Before Tax
Selling General Administrative
Gross Profit
Ebit
Operating Income
Income Tax Expense
Total Revenue
Cost of Revenue
Total Other Income Expense Net
Net Income From Continuing Operations
Net Income Applicable to Common Shares
Cash Flow:
Date
Investments
Change to Liabilities
Total Cash Flow from Investing Activities
Net Borrowings
Total Cash Flow from Financial Activities
Change to Operating Activities
Change in Cash
Total Cash from Operating Activities
Depreciation
Other Cash Flow from Investing Activities
Change to Inventory
Change to Account Receivables
Other Cash Flow from Financing Activities
Change to Net Income
Capital Expenditures
Balance Sheet:
Date
Total Liabailities
Total Stockholder Equity
Other Current Liabilities
Total Assets
Common Stock
Other Current Assets
Retained Earnings
Other Liabilities
Other Assets
Cash
Total Current Liabilities
Other Stockholder Equity
Property, Plant & Equipment
Total Current Assets
Long Term Investments
Net Tangible Assets
Short Term Investments
Long Term Debt
Inventory
Accounts Payable

Prospect Capital Corporation (PSEC) Chart:

Prospect Capital Corporation (PSEC) News:

Below you will find a list of latest news for Prospect Capital Corporation (PSEC) from major news sources. You can filter the results to only show news from a specific source.

No recent news available

Prospect Capital Corporation (PSEC) Options:

A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.

Expiration Date Strike Last Price Type Volume Open Interest Implied Volatility In The Money Change Change Percent
2021-05-2117CALL1 1432.53TRUE00
2021-05-2125.94CALL1 1288.85TRUE0.230.04
2021-05-2134.5CALL1 1209.78TRUE0.020
2021-05-2144CALL1 41180.55TRUE0.20.05
2021-05-2153CALL10 83131.55TRUE-0.02-0.01
2021-05-2162.02CALL111 56457.11TRUE-0.03-0.01
2021-05-2171.05CALL44 252842.74TRUE-0.01-0.01
2021-05-2180.15CALL165 584817.98TRUE-0.01-0.06
2021-05-2190.04CALL81 398034.11FALSE0.033
2021-05-21100.05CALL2 8310FALSE00
2021-05-21110.05CALL11 2180FALSE00
2021-05-21120.05CALL1 1230FALSE00
2021-05-2110.05PUT1 30FALSE00
2021-05-2120.04PUT1 10FALSE0.040
2021-05-2130.04PUT2 50FALSE-0.01-0.2
2021-05-2140.05PUT1 4870FALSE-0.04-0.44
2021-05-2150.02PUT1 15560FALSE-0.03-0.6
2021-05-2160.05PUT2 9790FALSE00
2021-05-2170.03PUT1 91034.2FALSE00
2021-05-2180.15PUT25 247914.75FALSE00
2021-05-2191PUT1 6362.62TRUE-0.1-0.09
2021-05-21102.1PUT1 866.54TRUE-1-0.32
2021-05-21110PUT 70.72TRUE00
2021-05-21120PUT 72.3TRUE00
2021-06-1810CALL 378.74TRUE00
2021-06-1820CALL 219.81TRUE00
2021-06-1830CALL 160.15TRUE00
2021-06-1840CALL 135.97TRUE00
2021-06-1850CALL 104.95TRUE00
2021-06-1860CALL 190.93TRUE00
2021-06-1871.1CALL1 1441.09TRUE0.050.05
2021-06-1880.22CALL18 32919.99TRUE-0.02-0.08
2021-06-1890.03CALL7 16323.41FALSE-0.01-0.25
2021-06-18100.02CALL54 133.98FALSE-0.03-0.6
2021-06-18110CALL 0FALSE00
2021-06-18120CALL 0FALSE00
2021-06-18130CALL 0FALSE00
2021-06-18140CALL 0FALSE00
2021-06-18150CALL 0FALSE00
2021-06-1810PUT 0FALSE00
2021-06-1820PUT 0FALSE00
2021-06-1830PUT 0FALSE00
2021-06-1840PUT 0FALSE00
2021-06-1850PUT 0FALSE00
2021-06-1860PUT 0FALSE00
2021-06-1870.08PUT4 200FALSE0.051.67
2021-06-1880.25PUT2 7516.27FALSE-0.05-0.17
2021-06-1891.2PUT2 125.18TRUE1.20
2021-06-18100PUT 39.08TRUE00
2021-06-18110PUT 56.4TRUE00
2021-06-18120PUT 76.7TRUE00
2021-06-18130PUT 58.9TRUE00
2021-06-18140PUT 66.05TRUE00
2021-06-18150PUT 120.88TRUE00
2021-08-2016.7CALL2 3250.29TRUE0.40.06
2021-08-2025CALL1 1187.86TRUE0.870.21
2021-08-2034.7CALL1 1122.51TRUE0.30.07
2021-08-2044.01CALL1 17102.6TRUE0.10.03
2021-08-2052.95CALL2 3775.65TRUE-0.07-0.02
2021-08-2062CALL4 90752.97TRUE00
2021-08-2071.05CALL15 537427.36TRUE00
2021-08-2080.3CALL43 489420.47TRUE-0.03-0.09
2021-08-2090.1CALL82 355924.63FALSE00
2021-08-20100.05CALL5 34000FALSE0.020.67
2021-08-20110.05CALL20 19790FALSE0.010.25
2021-08-20120.05CALL128 4840FALSE00
2021-08-2010.05PUT1 30FALSE0.044
2021-08-2020.01PUT2 20FALSE-0.04-0.8
2021-08-2030.06PUT3 230FALSE0.010.2
2021-08-2040.05PUT1 730FALSE00
2021-08-2050.05PUT30 4220FALSE00
2021-08-2060.05PUT3 87033.19FALSE-0.1-0.67
2021-08-2070.15PUT58 84623.98FALSE-0.02-0.12
2021-08-2080.55PUT13 57821.66FALSE0.050.1
2021-08-2091.33PUT1 91528.93TRUE-0.02-0.01
2021-08-20102.37PUT2 2233.03TRUE-0.92-0.28
2021-08-20110PUT 344.78TRUE00
2021-08-20125.2PUT1 152.53TRUE0.20.04
2021-11-1917CALL3 79233.99TRUE00
2021-11-1920CALL 139.63TRUE00
2021-11-1930CALL 121.76TRUE00
2021-11-1944.1CALL1 276.83TRUE0.20.05
2021-11-1953CALL6 656.75TRUE00
2021-11-1962.05CALL19 21559.07TRUE00
2021-11-1971.05CALL17 24224.03TRUE00
2021-11-1980.35CALL33 154119.8TRUE-0.1-0.22
2021-11-1990.15CALL43 188923.28FALSE00
2021-11-19100.1CALL96 61128.39FALSE0.051
2021-11-19110.05CALL9 10429.94FALSE0.020.67
2021-11-19120.05CALL1 570FALSE00
2021-11-19130.01CALL6 70FALSE-0.04-0.8
2021-11-19140CALL 0FALSE00
2021-11-19150.05CALL1 30FALSE00
2021-11-1910PUT 0FALSE00
2021-11-1920PUT 0FALSE00
2021-11-1930PUT 0FALSE00
2021-11-1940PUT 0FALSE00
2021-11-1950.08PUT3 130FALSE0.030.6
2021-11-1960.1PUT15 19328.7FALSE00
2021-11-1970.32PUT1 25424.09FALSE-0.03-0.09
2021-11-1980.76PUT19 25122.07FALSE0.060.09
2021-11-1991.45PUT3 68019.71TRUE-0.2-0.12
2021-11-19102.58PUT10 1033.25TRUE2.580
2021-11-19113.5PUT4 428.28TRUE3.50
2021-11-19120PUT 39.9TRUE00
2021-11-19130PUT 37.97TRUE00
2021-11-19146.48PUT10 1062.93TRUE6.480
2021-11-19150PUT 53.57TRUE00

Latest PSEC Asks & Bids:

Date Shares Price Type
Apr 23, 2021 10:25 AM EST100$8.02Bid
Apr 23, 2021 10:25 AM EST100$8.03Bid
Apr 23, 2021 1:46 PM EST100$8.04Bid
Apr 23, 2021 1:52 PM EST500$8.11Bid
Apr 23, 2021 1:46 PM EST100$8.18Ask
Apr 23, 2021 1:50 PM EST2700$8.12Ask

Latest PSEC Trades:

Date Shares Price
Apr 23, 2021 1:44 PM EST100$8.115
Apr 23, 2021 1:44 PM EST400$8.115
Apr 23, 2021 1:44 PM EST100$8.115
Apr 23, 2021 1:47 PM EST100$8.115
Apr 23, 2021 1:50 PM EST100$8.115

Prospect Capital Corporation (PSEC) SEC Filings:

An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.

Date Form Type Form Name Link
2020-07-02POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000219/0001287032-20-000219-index.htm
2020-04-10PRE 14AOther preliminary proxy statementshttps://www.sec.gov/Archives/edgar/data/1287032/000110465920045606/0001104659-20-045606-index.htm
2019-09-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184319005825/0001171843-19-005825-index.htm
2020-02-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320000990/0001171843-20-000990-index.htm
2020-02-274Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320001345/0001171843-20-001345-index.htm
2020-03-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320001678/0001171843-20-001678-index.htm
2020-03-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320001711/0001171843-20-001711-index.htm
2020-03-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320001758/0001171843-20-001758-index.htm
2020-03-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320001798/0001171843-20-001798-index.htm
2020-03-184Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320001827/0001171843-20-001827-index.htm
2020-03-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320001850/0001171843-20-001850-index.htm
2020-03-204Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320001873/0001171843-20-001873-index.htm
2020-03-23SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1287032/000117184320001907/0001171843-20-001907-index.htm
2020-03-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320001922/0001171843-20-001922-index.htm
2020-03-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320001949/0001171843-20-001949-index.htm
2020-03-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm
2020-03-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320002044/0001171843-20-002044-index.htm
2020-03-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320002045/0001171843-20-002045-index.htm
2020-04-064/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320002404/0001171843-20-002404-index.htm
2020-08-204/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320006023/0001171843-20-006023-index.htm
2020-10-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000117184320007246/0001171843-20-007246-index.htm
2019-08-2640-APP/AApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1287032/000121390019016703/0001213900-19-016703-index.htm
2019-10-1140-APP/AApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1287032/000121390019020205/0001213900-19-020205-index.htm
2019-12-0240-APP/AApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1287032/000121390019025113/0001213900-19-025113-index.htm
2020-03-1140-APP/AApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1287032/000121390020006007/0001213900-20-006007-index.htm
2020-07-1040-APP/AApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1287032/000121390020017214/0001213900-20-017214-index.htm
2019-07-01497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000213/0001287032-19-000213-index.htm
2019-07-01497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000214/0001287032-19-000214-index.htm
2019-07-05POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000216/0001287032-19-000216-index.htm
2019-07-08497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000220/0001287032-19-000220-index.htm
2019-07-08497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000221/0001287032-19-000221-index.htm
2019-07-11POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000223/0001287032-19-000223-index.htm
2019-07-15497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000226/0001287032-19-000226-index.htm
2019-07-15497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000227/0001287032-19-000227-index.htm
2019-07-18POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000229/0001287032-19-000229-index.htm
2019-07-22497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000234/0001287032-19-000234-index.htm
2019-07-22497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000235/0001287032-19-000235-index.htm
2019-07-2240-17GFidelity Bond [Rule 17G-1(g)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000236/0001287032-19-000236-index.htm
2019-07-25POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000238/0001287032-19-000238-index.htm
2019-07-29SC TO-I/ATender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000241/0001287032-19-000241-index.htm
2019-07-298-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000242/0001287032-19-000242-index.htm
2019-07-29497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000245/0001287032-19-000245-index.htm
2019-07-29497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000246/0001287032-19-000246-index.htm
2019-08-01POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000248/0001287032-19-000248-index.htm
2019-08-02N-2Registration statement for closed-end investment companieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000254/0001287032-19-000254-index.htm
2019-08-05CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000256/0001287032-19-000256-index.htm
2019-08-05497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000259/0001287032-19-000259-index.htm
2019-08-05497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000260/0001287032-19-000260-index.htm
2019-08-08POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000262/0001287032-19-000262-index.htm
2019-08-12497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000267/0001287032-19-000267-index.htm
2019-08-12497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000268/0001287032-19-000268-index.htm
2019-08-12SC TO-ITender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000270/0001287032-19-000270-index.htm
2019-08-128-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000271/0001287032-19-000271-index.htm
2019-08-15POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000273/0001287032-19-000273-index.htm
2019-08-19497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000276/0001287032-19-000276-index.htm
2019-08-19497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000277/0001287032-19-000277-index.htm
2019-08-22POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000279/0001287032-19-000279-index.htm
2019-08-2710-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000284/0001287032-19-000284-index.htm
2019-08-308-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000286/0001287032-19-000286-index.htm
2019-08-30CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000289/0001287032-19-000289-index.htm
2019-09-03N-2/ARegistration statement for closed-end investment companieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000291/0001287032-19-000291-index.htm
2019-09-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000293/0001287032-19-000293-index.htm
2019-09-044/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000295/0001287032-19-000295-index.htm
2019-09-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000297/0001287032-19-000297-index.htm
2019-09-09DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000300/0001287032-19-000300-index.htm
2019-09-10SC TO-I/ATender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000302/0001287032-19-000302-index.htm
2019-09-118-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000305/0001287032-19-000305-index.htm
2019-09-12N-2/ARegistration statement for closed-end investment companieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000310/0001287032-19-000310-index.htm
2019-09-12CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000311/0001287032-19-000311-index.htm
2019-09-12CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000312/0001287032-19-000312-index.htm
2019-09-16497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000314/0001287032-19-000314-index.htm
2019-09-16497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000316/0001287032-19-000316-index.htm
2019-09-23497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000319/0001287032-19-000319-index.htm
2019-09-23497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000320/0001287032-19-000320-index.htm
2019-09-24SC TO-ITender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000322/0001287032-19-000322-index.htm
2019-09-248-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000324/0001287032-19-000324-index.htm
2019-09-26POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000326/0001287032-19-000326-index.htm
2019-09-30497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000330/0001287032-19-000330-index.htm
2019-09-30497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000331/0001287032-19-000331-index.htm
2019-10-03POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000333/0001287032-19-000333-index.htm
2019-10-07497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000336/0001287032-19-000336-index.htm
2019-10-07497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000337/0001287032-19-000337-index.htm
2019-10-08DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000339/0001287032-19-000339-index.htm
2019-10-10POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000341/0001287032-19-000341-index.htm
2019-10-15497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000344/0001287032-19-000344-index.htm
2019-10-15497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000345/0001287032-19-000345-index.htm
2019-10-18POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000347/0001287032-19-000347-index.htm
2019-10-21497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000350/0001287032-19-000350-index.htm
2019-10-21497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000351/0001287032-19-000351-index.htm
2019-10-22DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000353/0001287032-19-000353-index.htm
2019-10-23SC TO-I/ATender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000355/0001287032-19-000355-index.htm
2019-10-24POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000357/0001287032-19-000357-index.htm
2019-10-28497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000360/0001287032-19-000360-index.htm
2019-10-28497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000361/0001287032-19-000361-index.htm
2019-10-31POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000363/0001287032-19-000363-index.htm
2019-11-04497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000365/0001287032-19-000365-index.htm
2019-11-0610-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000370/0001287032-19-000370-index.htm
2019-11-07POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000374/0001287032-19-000374-index.htm
2019-11-07SC TO-ITender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000375/0001287032-19-000375-index.htm
2019-11-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000376/0001287032-19-000376-index.htm
2019-11-088-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000379/0001287032-19-000379-index.htm
2019-11-08497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000380/0001287032-19-000380-index.htm
2019-11-12497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000383/0001287032-19-000383-index.htm
2019-11-18497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000386/0001287032-19-000386-index.htm
2019-11-18497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000387/0001287032-19-000387-index.htm
2019-11-204Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000389/0001287032-19-000389-index.htm
2019-11-21POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000391/0001287032-19-000391-index.htm
2019-11-25497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000394/0001287032-19-000394-index.htm
2019-11-25497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000395/0001287032-19-000395-index.htm
2019-11-29POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000397/0001287032-19-000397-index.htm
2019-12-02497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000400/0001287032-19-000400-index.htm
2019-12-02497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000401/0001287032-19-000401-index.htm
2019-12-05POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000403/0001287032-19-000403-index.htm
2019-12-058-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000405/0001287032-19-000405-index.htm
2019-12-09SC TO-I/ATender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000407/0001287032-19-000407-index.htm
2019-12-09497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000410/0001287032-19-000410-index.htm
2019-12-09497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000411/0001287032-19-000411-index.htm
2019-12-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000413/0001287032-19-000413-index.htm
2019-12-12POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000415/0001287032-19-000415-index.htm
2019-12-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000417/0001287032-19-000417-index.htm
2019-12-16497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000421/0001287032-19-000421-index.htm
2019-12-16497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000422/0001287032-19-000422-index.htm
2019-12-19POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000424/0001287032-19-000424-index.htm
2019-12-23SC TO-ITender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000427/0001287032-19-000427-index.htm
2019-12-23497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000431/0001287032-19-000431-index.htm
2019-12-23497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000432/0001287032-19-000432-index.htm
2019-12-238-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000433/0001287032-19-000433-index.htm
2019-12-27POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703219000435/0001287032-19-000435-index.htm
2019-12-30497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000439/0001287032-19-000439-index.htm
2019-12-30497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703219000440/0001287032-19-000440-index.htm
2020-01-03POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000002/0001287032-20-000002-index.htm
2020-01-06497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000005/0001287032-20-000005-index.htm
2020-01-06497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000006/0001287032-20-000006-index.htm
2020-01-06SC TO-I/ATender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000008/0001287032-20-000008-index.htm
2020-01-09POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000010/0001287032-20-000010-index.htm
2020-01-13497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000013/0001287032-20-000013-index.htm
2020-01-13497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000014/0001287032-20-000014-index.htm
2020-01-16POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000016/0001287032-20-000016-index.htm
2020-01-21497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000019/0001287032-20-000019-index.htm
2020-01-21497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000020/0001287032-20-000020-index.htm
2020-01-23SC TO-I/ATender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000022/0001287032-20-000022-index.htm
2020-01-24POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000024/0001287032-20-000024-index.htm
2020-01-27497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000026/0001287032-20-000026-index.htm
2020-01-27497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000028/0001287032-20-000028-index.htm
2020-01-30POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000030/0001287032-20-000030-index.htm
2020-02-03497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000033/0001287032-20-000033-index.htm
2020-02-03497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000035/0001287032-20-000035-index.htm
2020-02-06POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000037/0001287032-20-000037-index.htm
2020-02-07497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000040/0001287032-20-000040-index.htm
2020-02-1010-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000043/0001287032-20-000043-index.htm
2020-02-12POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000046/0001287032-20-000046-index.htm
2020-02-128-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000047/0001287032-20-000047-index.htm
2020-02-13N-2Registration statement for closed-end investment companieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000052/0001287032-20-000052-index.htm
2020-02-13497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000057/0001287032-20-000057-index.htm
2020-02-14497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000059/0001287032-20-000059-index.htm
2020-02-24497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000062/0001287032-20-000062-index.htm
2020-02-24497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000063/0001287032-20-000063-index.htm
2020-02-27POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000065/0001287032-20-000065-index.htm
2020-03-02497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000069/0001287032-20-000069-index.htm
2020-03-02497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000070/0001287032-20-000070-index.htm
2020-03-05POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000072/0001287032-20-000072-index.htm
2020-03-09497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000075/0001287032-20-000075-index.htm
2020-03-09497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000076/0001287032-20-000076-index.htm
2020-03-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000078/0001287032-20-000078-index.htm
2020-03-12POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000081/0001287032-20-000081-index.htm
2020-03-16497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000084/0001287032-20-000084-index.htm
2020-03-16497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000085/0001287032-20-000085-index.htm
2020-03-19POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000089/0001287032-20-000089-index.htm
2020-03-208-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000091/0001287032-20-000091-index.htm
2020-03-23497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000094/0001287032-20-000094-index.htm
2020-03-26POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000096/0001287032-20-000096-index.htm
2020-04-03PRE 14AOther preliminary proxy statementshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000099/0001287032-20-000099-index.htm
2020-04-094Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000101/0001287032-20-000101-index.htm
2020-04-13DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000107/0001287032-20-000107-index.htm
2020-04-13DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000111/0001287032-20-000111-index.htm
2020-04-13497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000115/0001287032-20-000115-index.htm
2020-04-138-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000118/0001287032-20-000118-index.htm
2020-04-178-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000121/0001287032-20-000121-index.htm
2020-04-20DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000126/0001287032-20-000126-index.htm
2020-04-20497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000128/0001287032-20-000128-index.htm
2020-04-20497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000129/0001287032-20-000129-index.htm
2020-04-23POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000134/0001287032-20-000134-index.htm
2020-04-27497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000137/0001287032-20-000137-index.htm
2020-04-27497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000138/0001287032-20-000138-index.htm
2020-04-30POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000140/0001287032-20-000140-index.htm
2020-05-04497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000143/0001287032-20-000143-index.htm
2020-05-0440-17GFidelity Bond [Rule 17G-1(g)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000144/0001287032-20-000144-index.htm
2020-05-04497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000146/0001287032-20-000146-index.htm
2020-05-068-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000148/0001287032-20-000148-index.htm
2020-05-07POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000151/0001287032-20-000151-index.htm
2020-05-08DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000154/0001287032-20-000154-index.htm
2020-05-1110-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000157/0001287032-20-000157-index.htm
2020-05-11497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000159/0001287032-20-000159-index.htm
2020-05-11DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000162/0001287032-20-000162-index.htm
2020-05-128-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000164/0001287032-20-000164-index.htm
2020-05-12DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000166/0001287032-20-000166-index.htm
2020-05-14POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000168/0001287032-20-000168-index.htm
2020-05-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000171/0001287032-20-000171-index.htm
2020-05-18497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000173/0001287032-20-000173-index.htm
2020-05-26497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000176/0001287032-20-000176-index.htm
2020-05-26497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000177/0001287032-20-000177-index.htm
2020-05-29POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000179/0001287032-20-000179-index.htm
2020-06-01497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000181/0001287032-20-000181-index.htm
2020-06-01497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000183/0001287032-20-000183-index.htm
2020-06-03DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000185/0001287032-20-000185-index.htm
2020-06-04POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000187/0001287032-20-000187-index.htm
2020-06-08497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000190/0001287032-20-000190-index.htm
2020-06-08497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000191/0001287032-20-000191-index.htm
2020-06-11POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000194/0001287032-20-000194-index.htm
2020-06-12497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000196/0001287032-20-000196-index.htm
2020-06-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000200/0001287032-20-000200-index.htm
2020-06-15497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000203/0001287032-20-000203-index.htm
2020-06-15497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000204/0001287032-20-000204-index.htm
2020-06-18POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000206/0001287032-20-000206-index.htm
2020-06-22497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000208/0001287032-20-000208-index.htm
2020-06-22497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000210/0001287032-20-000210-index.htm
2020-06-25POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000212/0001287032-20-000212-index.htm
2020-06-29497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000215/0001287032-20-000215-index.htm
2020-06-29497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000216/0001287032-20-000216-index.htm
2020-07-02POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000219/0001287032-20-000219-index.htm
2020-07-06SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000221/0001287032-20-000221-index.htm
2020-07-06497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000224/0001287032-20-000224-index.htm
2020-07-06497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000225/0001287032-20-000225-index.htm
2020-07-09POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000228/0001287032-20-000228-index.htm
2020-07-13497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000231/0001287032-20-000231-index.htm
2020-07-13497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000232/0001287032-20-000232-index.htm
2020-07-16POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000234/0001287032-20-000234-index.htm
2020-07-20497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000237/0001287032-20-000237-index.htm
2020-07-20497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000238/0001287032-20-000238-index.htm
2020-07-23POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000242/0001287032-20-000242-index.htm
2020-07-23SC TO-ITender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000243/0001287032-20-000243-index.htm
2020-07-238-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000244/0001287032-20-000244-index.htm
2020-07-27497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000247/0001287032-20-000247-index.htm
2020-07-27497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000248/0001287032-20-000248-index.htm
2020-07-30POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000250/0001287032-20-000250-index.htm
2020-08-03497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000258/0001287032-20-000258-index.htm
2020-08-03497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000259/0001287032-20-000259-index.htm
2020-08-03497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000262/0001287032-20-000262-index.htm
2020-08-03497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000263/0001287032-20-000263-index.htm
2020-08-058-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000265/0001287032-20-000265-index.htm
2020-08-06POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000267/0001287032-20-000267-index.htm
2020-08-10424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000271/0001287032-20-000271-index.htm
2020-08-10424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000272/0001287032-20-000272-index.htm
2020-08-13POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000274/0001287032-20-000274-index.htm
2020-08-17424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000277/0001287032-20-000277-index.htm
2020-08-17424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000278/0001287032-20-000278-index.htm
2020-08-20SC TO-I/ATender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000282/0001287032-20-000282-index.htm
2020-08-20POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000284/0001287032-20-000284-index.htm
2020-08-24424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000286/0001287032-20-000286-index.htm
2020-08-2610-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000290/0001287032-20-000290-index.htm
2020-08-27POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000292/0001287032-20-000292-index.htm
2020-08-31424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000295/0001287032-20-000295-index.htm
2020-08-318-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000298/0001287032-20-000298-index.htm
2020-09-014Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000300/0001287032-20-000300-index.htm
2020-09-03SC TO-ITender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000304/0001287032-20-000304-index.htm
2020-09-038-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000305/0001287032-20-000305-index.htm
2020-09-08424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000309/0001287032-20-000309-index.htm
2020-09-08424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000311/0001287032-20-000311-index.htm
2020-09-088-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000312/0001287032-20-000312-index.htm
2020-09-11POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000314/0001287032-20-000314-index.htm
2020-09-14424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000317/0001287032-20-000317-index.htm
2020-09-14424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000318/0001287032-20-000318-index.htm
2020-09-17POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000320/0001287032-20-000320-index.htm
2020-09-18PRE 14AOther preliminary proxy statementshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000323/0001287032-20-000323-index.htm
2020-09-21424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000327/0001287032-20-000327-index.htm
2020-09-21424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000328/0001287032-20-000328-index.htm
2020-09-24POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000330/0001287032-20-000330-index.htm
2020-09-28424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000338/0001287032-20-000338-index.htm
2020-09-28424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000339/0001287032-20-000339-index.htm
2020-09-28DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000340/0001287032-20-000340-index.htm
2020-10-01DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000343/0001287032-20-000343-index.htm
2020-10-01POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000345/0001287032-20-000345-index.htm
2020-10-02SC TO-I/ATender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000347/0001287032-20-000347-index.htm
2020-10-05424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000350/0001287032-20-000350-index.htm
2020-10-05424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000351/0001287032-20-000351-index.htm
2020-10-08POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000353/0001287032-20-000353-index.htm
2020-10-13424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000356/0001287032-20-000356-index.htm
2020-10-13424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000357/0001287032-20-000357-index.htm
2020-10-16POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000359/0001287032-20-000359-index.htm
2020-10-19SC TO-ITender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000364/0001287032-20-000364-index.htm
2020-10-198-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000365/0001287032-20-000365-index.htm
2020-10-19424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000366/0001287032-20-000366-index.htm
2020-10-19424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000367/0001287032-20-000367-index.htm
2020-10-21DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000369/0001287032-20-000369-index.htm
2020-10-22POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000371/0001287032-20-000371-index.htm
2020-10-26424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000374/0001287032-20-000374-index.htm
2020-10-26424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000375/0001287032-20-000375-index.htm
2020-10-29POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000378/0001287032-20-000378-index.htm
2020-10-30497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000381/0001287032-20-000381-index.htm
2020-11-02424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000383/0001287032-20-000383-index.htm
2020-11-048-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1287032/000128703220000385/0001287032-20-000385-index.htm
2020-11-05POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1287032/000128703220000388/0001287032-20-000388-index.htm
2020-03-1140-APPApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1287032/000134100420000083/0001341004-20-000083-index.htm
2020-08-0740-APP/AApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1287032/000134100420000323/0001341004-20-000323-index.htm
2019-09-16EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1287032/999999999519002106/9999999995-19-002106-index.htm

Prospect Capital Corporation (PSEC) Insider Transactions:

Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Prospect Capital Corporation (PSEC). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.
Insider Ownership: 2658%
Institutional Ownership: 1100%

Transaction Date Insider Name Insider Title Type Shares Number Shares Price Total Transaction Shares Held After Transaction Link
2020-03-24M Grier EliasekCHIEF OPERATING OFFICERBuy100,000.004.45445,000.001,352,195.80https://www.sec.gov/Archives/edgar/data/1287032/000117184320002044/0001171843-20-002044-index.htm
2019-11-08William GrempDirectorBuy5,000.006.4532,232.5021,512.07https://www.sec.gov/Archives/edgar/data/1287032/000128703219000389/0001287032-19-000389-index.htm
2019-11-08William GrempDirectorBuy5,000.006.4632,299.5026,512.07https://www.sec.gov/Archives/edgar/data/1287032/000128703219000389/0001287032-19-000389-index.htm
2020-02-12William GrempDirectorBuy1,000.006.546,536.8028,149.17https://www.sec.gov/Archives/edgar/data/1287032/000117184320000990/0001171843-20-000990-index.htm
2020-02-21William GrempDirectorBuy2,000.006.5413,070.0030,149.17https://www.sec.gov/Archives/edgar/data/1287032/000128703220000101/0001287032-20-000101-index.htm
2019-12-09Dask Kristin Lea VanCFO, TREASURER, SECRETARY, CCOBuy3,250.006.5421,241.3536,250.00https://www.sec.gov/Archives/edgar/data/1287032/000128703219000413/0001287032-19-000413-index.htm
2019-08-29John F BarryCHIEF EXECUTIVE OFFICERBuy139,761.006.40894,414.5039,460,913.60https://www.sec.gov/Archives/edgar/data/1287032/000128703219000293/0001287032-19-000293-index.htm
2019-08-30John F BarryCHIEF EXECUTIVE OFFICERBuy201,548.006.391,288,456.0539,668,194.20https://www.sec.gov/Archives/edgar/data/1287032/000128703219000297/0001287032-19-000297-index.htm
2019-09-03John F BarryCHIEF EXECUTIVE OFFICERBuy237,857.006.341,508,179.8839,906,051.20https://www.sec.gov/Archives/edgar/data/1287032/000117184319005825/0001171843-19-005825-index.htm
2020-03-09John F BarryCHIEF EXECUTIVE OFFICERBuy33,004.004.98164,284.0139,974,925.10https://www.sec.gov/Archives/edgar/data/1287032/000128703220000078/0001287032-20-000078-index.htm
2020-03-10John F BarryCHIEF EXECUTIVE OFFICERBuy6,500.004.9432,102.2039,981,425.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001678/0001171843-20-001678-index.htm
2020-03-10John F BarryCHIEF EXECUTIVE OFFICERBuy187,304.005.01938,580.3440,168,729.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001678/0001171843-20-001678-index.htm
2020-03-10John F BarryCHIEF EXECUTIVE OFFICERBuy139,051.005.02697,855.2540,307,780.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001678/0001171843-20-001678-index.htm
2020-03-11John F BarryCHIEF EXECUTIVE OFFICERBuy698,091.004.793,346,438.8341,005,871.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001711/0001171843-20-001711-index.htm
2020-02-25Dask Kristin Lea VanCFO, TREASURER, SECRETARY, CCOBuy5,000.006.1830,899.5041,250.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001345/0001171843-20-001345-index.htm
2019-12-10Eugene S StarkDirectorBuy1,000.006.526,520.0043,500.35https://www.sec.gov/Archives/edgar/data/1287032/000128703219000417/0001287032-19-000417-index.htm
2020-03-12John F BarryCHIEF EXECUTIVE OFFICERBuy2,783,638.004.4712,433,954.2243,789,509.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001758/0001171843-20-001758-index.htm
2020-03-12John F BarryCHIEF EXECUTIVE OFFICERBuy92,017.004.31396,814.1143,881,526.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001758/0001171843-20-001758-index.htm
2020-03-12John F BarryCHIEF EXECUTIVE OFFICERBuy1,686,051.004.737,981,765.4345,567,577.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001758/0001171843-20-001758-index.htm
2020-08-28Eugene S StarkDirectorBuy2,500.005.1012,750.0046,000.35https://www.sec.gov/Archives/edgar/data/1287032/000128703220000300/0001287032-20-000300-index.htm
2020-03-13John F BarryCHIEF EXECUTIVE OFFICERBuy3,252,951.004.9216,008,422.4648,820,528.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001798/0001171843-20-001798-index.htm
2020-03-16John F BarryCHIEF EXECUTIVE OFFICERBuy4,610,490.004.7722,006,790.8753,431,018.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001827/0001171843-20-001827-index.htm
2020-03-17John F BarryCHIEF EXECUTIVE OFFICERBuy265,200.005.001,325,946.9653,696,217.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001850/0001171843-20-001850-index.htm
2020-03-17John F BarryCHIEF EXECUTIVE OFFICERBuy4,000,000.004.9719,863,600.0057,696,218.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001850/0001171843-20-001850-index.htm
2020-03-18John F BarryCHIEF EXECUTIVE OFFICERBuy3,353,654.004.5615,294,003.7061,049,872.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001873/0001171843-20-001873-index.htm
2020-03-18John F BarryCHIEF EXECUTIVE OFFICERBuy1,974,530.004.218,320,274.5163,024,402.10https://www.sec.gov/Archives/edgar/data/1287032/000117184320001873/0001171843-20-001873-index.htm
2020-03-19John F BarryCHIEF EXECUTIVE OFFICERBuy1,500,000.004.676,997,800.0064,533,207.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001922/0001171843-20-001922-index.htm
2020-03-19John F BarryCHIEF EXECUTIVE OFFICERBuy645,160.004.863,133,090.5165,178,367.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001922/0001171843-20-001922-index.htm
2020-03-20John F BarryCHIEF EXECUTIVE OFFICERBuy190,000.004.81914,356.0065,368,367.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001949/0001171843-20-001949-index.htm
2020-03-20John F BarryCHIEF EXECUTIVE OFFICERBuy150,000.004.94741,270.0065,518,367.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001949/0001171843-20-001949-index.htm
2020-03-20John F BarryCHIEF EXECUTIVE OFFICERBuy127,693.004.95631,850.5065,646,060.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001949/0001171843-20-001949-index.htm
2020-03-20John F BarryCHIEF EXECUTIVE OFFICERBuy1,000,000.004.964,963,300.0066,646,060.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001949/0001171843-20-001949-index.htm
2020-03-20John F BarryCHIEF EXECUTIVE OFFICERBuy832,307.005.034,189,167.5967,478,367.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001949/0001171843-20-001949-index.htm
2020-03-23John F BarryCHIEF EXECUTIVE OFFICERBuy1,002,662.004.134,145,806.8468,481,029.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm
2020-03-23John F BarryCHIEF EXECUTIVE OFFICERBuy700.004.152,901.9968,481,729.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm
2020-03-23John F BarryCHIEF EXECUTIVE OFFICERBuy265.004.151,098.7468,481,994.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm
2020-03-23John F BarryCHIEF EXECUTIVE OFFICERBuy650.004.162,701.3468,482,644.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm
2020-03-23John F BarryCHIEF EXECUTIVE OFFICERBuy4,700.004.1919,716.0368,487,344.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm
2020-03-23John F BarryCHIEF EXECUTIVE OFFICERBuy10,200.004.2042,881.8268,497,544.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm
2020-03-23John F BarryCHIEF EXECUTIVE OFFICERBuy4,400.004.2618,722.8868,501,944.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm
2020-03-23John F BarryCHIEF EXECUTIVE OFFICERBuy17,000.004.2672,384.3068,518,944.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm
2020-03-23John F BarryCHIEF EXECUTIVE OFFICERBuy1,400.004.316,034.0068,520,344.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320001969/0001171843-20-001969-index.htm
2020-03-24John F BarryCHIEF EXECUTIVE OFFICERBuy3,377.004.2014,183.4068,523,721.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320002045/0001171843-20-002045-index.htm
2020-03-24John F BarryCHIEF EXECUTIVE OFFICERBuy50.004.50225.0068,523,771.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320002045/0001171843-20-002045-index.htm
2020-03-24John F BarryCHIEF EXECUTIVE OFFICERBuy4,100.004.6018,853.8568,527,871.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320002045/0001171843-20-002045-index.htm
2020-03-24John F BarryCHIEF EXECUTIVE OFFICERBuy900.004.614,153.3268,528,771.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320002045/0001171843-20-002045-index.htm
2020-03-24John F BarryCHIEF EXECUTIVE OFFICERBuy333,685.004.641,547,731.1468,862,456.00https://www.sec.gov/Archives/edgar/data/1287032/000117184320002045/0001171843-20-002045-index.htm