Latest On AssetMark Financial Holdings, Inc (AMK):
| Date/Time | Type | Description | Signal | Details |
|---|---|---|---|---|
| 2023-05-11 01:58 EST | News | AssetMark Financial reports platform assets of $96.9B for April | N/A |  |
| 2023-05-05 23:59 EST | News | AssetMark Financial Holdings, Inc. (AMK) Q1 2023 Earnings Call Transcript | N/A | |
| 2023-05-04 22:14 EST | News | AssetMark Financial Holdings, Inc. 2023 Q1 - Results - Earnings Call Presentation | N/A | |
| 2023-05-03 20:58 EST | News | AssetMark Financial Non-GAAP EPS of $0.53, revenue of $177M | N/A | |
| 2023-04-10 19:03 EST | News | AssetMark Financial posts 5.9% climb in platform assets Y/Y in March | N/A | |
| 2023-02-25 17:51 EST | News | AssetMark, Kinsale lead the week's financial gainers, while XP drops the most | N/A | |
| 2023-02-23 11:44 EST | News | AssetMark Financial Holdings, Inc. (AMK) Q4 2022 Earnings Call Transcript | N/A | |
| 2023-02-22 22:58 EST | News | AssetMark Non-GAAP EPS of $0.46 beats by $0.02, revenue of $164M beats by $44.25M | N/A | |
| 2023-02-21 21:29 EST | News | AssetMark Financial Holdings: Increasing Assets Under Management, A Stock To Buy | N/A | |
| 2022-12-13 19:38 EST | News | AssetMark Financial's platform assets rise 5.2% in November vs. October | N/A | |
| 2022-11-04 15:43 EST | News | AssetMark Financial Holdings, Inc. 2022 Q3 - Results - Earnings Call Presentation | N/A | |
| 2022-11-01 22:23 EST | News | AssetMark Financial Non-GAAP EPS of $0.47 beats by $0.06, revenue of $154.66M beats by $44.84M | N/A | |
| 2022-11-01 22:22 EST | News | AssetMark Financial Holdings, Inc. (AMK) Q3 2022 Earnings Call Transcript | N/A | |
| 2022-10-10 23:02 EST | News | AssetMark Financial platform assets dip 5.9% in September, net flows drop 62.3% | N/A | |
| 2022-08-11 06:01 EST | News | AssetMark Financial platform assets rise over 5% in July, net flows slide | N/A | |
| 2022-08-07 19:34 EST | News | AssetMark Financial Holdings, Inc. (AMK) CEO Natalie Wolfsen on Q2 2022 Results - Earnings Call Transcript | N/A | |
| 2022-08-07 19:34 EST | News | AssetMark Financial Holdings, Inc. 2022 Q2 - Results - Earnings Call Presentation | N/A | |
| 2022-08-03 17:16 EST | News | AssetMark Non-GAAP EPS of $0.44 beats by $0.03, revenue of $151.2M beats by $43.74M | N/A | |
| 2022-07-12 06:31 EST | News | AssetMark Financial platform assets dip to $82.1B in June | N/A | |
| 2022-06-13 19:52 EST | News | AssetMark Financial expands RIA offering with acquisition of Adhesion Wealth | N/A | |
| 2022-06-13 19:52 EST | News | AssetMark Financial to acquire wealth management solutions provider Adhesion Wealth | N/A | |
| 2022-05-01 06:02 EST | News | AssetMark Financial Holdings, Inc. (AMK) CEO Natalie Wolfsen on Q1 2022 Results - Earnings Call Transcript | N/A | |
| 2022-04-29 20:28 EST | News | AssetMark Financial Holdings, Inc. 2022 Q1 - Results - Earnings Call Presentation | N/A | |
| 2022-04-29 02:51 EST | News | AssetMark Financial Non-GAAP EPS of $0.39 beats by $0.01, revenue of $148M beats by $39.83M | N/A | |
| 2022-03-12 02:07 EST | News | AssetMark Financial (AMK) Investor Presentation - Slideshow | N/A | |
| 2022-02-16 13:51 EST | News | AssetMark Financial Holdings, Inc. (AMK) CEO Natalie Wolfsen on Q4 2021 Results - Earnings Call Transcript | N/A | |
| 2022-02-15 18:23 EST | News | AssetMark Financial Non-GAAP EPS of $0.33 misses by $0.01, revenue of $143.59M beats by $40.65M | N/A | |
| 2022-02-15 18:23 EST | News | AssetMark Financial Holdings, Inc. 2021 Q4 - Results - Earnings Call Presentation | N/A | |
| 2022-01-12 18:27 EST | News | AssetMark signs $500M credit agreement | N/A | |
| 2021-12-14 09:59 EST | News | AssetMark Financial's November platform assets grew 25% | N/A | |
| 2021-11-14 05:41 EST | News | AssetMark Financial Holdings, Inc. (AMK) CEO Natalie Wolfsen on Q3 2021 Results - Earnings Call Transcript | N/A | |
| 2021-11-10 02:28 EST | News | AssetMark Financial reports 29% growth in Q3 platform assets | N/A | |
| 2021-10-12 01:30 EST | News | AssetMark Financial reported 29% growth in September platform assets | N/A | |
| 2021-09-09 20:13 EST | News | AssetMark Financial's August platform assets rise 30.1% Y/Y | N/A | |
| 2021-08-09 22:58 EST | News | AssetMark Financial reports 31.3% increase in July platform assets | N/A | |
| 2021-07-31 22:55 EST | News | AssetMark Financial Holdings, Inc. (AMK) CEO Natalie Wolfsen on Q2 2021 Results - Earnings Call Transcript | N/A | |
| 2021-07-20 18:53 EST | News | AssetMark Financial reports 34% growth in June platform assets | N/A | |
| 2021-05-05 11:31 EST | News | AssetMark Financial beats on revenue | N/A | |
| 2021-04-13 09:39 EST | News | AssetMark Financial March platform assets leap 40.9% Y/Y | N/A | |
| 2021-03-11 02:43 EST | News | AssetMark Financial February platform assets leap 23.5% Y/Y | N/A | |
| 2021-03-03 11:05 EST | Analyst Rating | The Analyst Target Price has increased from $29.67 to $30.17. | Buy | |
| 2021-02-24 03:52 EST | News | AssetMark has a new CEO | N/A | |
| 2021-02-19 11:05 EST | Analyst Rating | The Analyst Target Price has increased from $29.5 to $29.67. | Buy | |
| 2021-02-17 11:04 EST | Analyst Rating | The Analyst Target Price has increased from $29 to $29.5. | Buy | |
| 2021-02-15 11:05 EST | Analyst Rating | The Analyst Target Price has increased from $28.29 to $29. | Buy | |
| 2021-02-13 19:05 EST | Financials | Company financials have been released. | Neutral | |
| 2021-02-12 14:30 EST | News | AssetMark Financial Holdings, Inc. (AMK) CEO Charles Goldman on Q4 2020 Results - Earnings Call Transcript | N/A | |
| 2021-02-12 11:05 EST | Earnings Estimate | An EPS average of $1.34 is estimated for the 2022 year. | Buy | |
| 2021-02-12 11:05 EST | Earnings Estimate | An EPS average of $0.30 is estimated for the quarter ending on June 30, 2021. | Sell | |
| 2021-02-11 20:57 EST | News | AssetMark Financial EPS beats by $0.05, beats on revenue | N/A | |
About AssetMark Financial Holdings, Inc (AMK):
AssetMark Financial Holdings, Inc. provides wealth management and technology solutions in the United States. The company offers an open-architecture product platform, as well as client advice, asset allocation options, practice management, support services, and technology to the financial adviser channel. It provides integrated technology platform for advisers for accessing a range of automated processes, including new account opening, portfolio construction, streamlined financial planning, customer billing, investor reporting, progress to goal analysis, and client activity tracking; advisory services; and curated investment platform. The company also offers mutual funds to clients of financial advisers; custodial recordkeeping services primarily to investor clients of registered investment advisers; record-keeper and third-party administrator services for retirement products; wealth management services for institutional and individual investors; and insurance services on an intermediary basis. It serves independent advisers who provide wealth management advice to the U.S. investors. The company was founded in 1996 and is headquartered in Concord, California. AssetMark Financial Holdings, Inc. is a subsidiary of Huatai International Investment Holdings Limited.
General
- Name AssetMark Financial Holdings, Inc
- Symbol AMK
- Type Common Stock
- Exchange NYSE
- Currency USD
- Country USA
- SectorFinancial Services
- IndustryAsset Management
- Full Time Employees 732
- Fiscal Year EndDecember
- IPO Date2019-07-18
- Gic SectorFinancials
- Gic GroupDiversified Financials
- Gic IndustryCapital Markets
- Gic SubIndustryAsset Management & Custody Banks
- Web URLhttp://www.assetmark.com
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Valuation
- Trailing PE 161.12
- Forward PE 17.92
- Price/Sales (Trailing 12 Mt.) 3.63
- Price/Book (Most Recent Quarter) 1.87
- Enterprise Value Revenue 3.97
- Enterprise Value EBITDA 41.88
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Financials
- Most Recent Quarter 2020-12-31
- Current Year EPS Estimate $1.32
- Next Year EPS Estimate $1.47
- Next Quarter EPS Estimate $0.29
- Profit Margin -2%
- Operating Margin 5%
- Return on Assets 1%
- Return on Equity -1%
- Revenue 432.08 million
- Earnings Per Share $0.14
- Revenue Per Share $6.41
- Gross Profit 129.89 million
- Quarterly Earnings Growth -0.1%
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Highlights
- Market Capitalization 1.67 billion
- EBITDA 29.53 million
- PE Ratio 21.43
- Analyst Target Price $30.17
- Book Value Per Share $11.71
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Share Statistics
- Shares Outstanding 72.46 million
- Shares Float 68.75 million
- % Held by Insiders 7638%
- % Held by Institutions 24.13%
- Shares Short 305172
- Shares Short Prior Month 469971
- Short Ratio 2.22
- Short % of Float 2%
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Technicals
- 52 Week High $29.45
- 52 Week Low $13.94
- 50 Day Moving Average 24.49
- 200 Day Moving Average 23.82
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Dividends
- Dividend Date N/A
- ExDividend Date N/A
- Dividend Yield 0%
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AssetMark Financial Holdings, Inc (AMK) Dividend Calendar:
| Ex-Dividend Date | Payment Date | Record Date | Declared Date | Amount |
|---|
AssetMark Financial Holdings, Inc (AMK) Earnings History:
Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.
| Quarter Date | Report Date | Actual Revenue | Reported EPS | EPS Estimate | Deviation from Estimate |
|---|---|---|---|---|---|
| 2020-12-31 | 2021-02-11 | $N/A | $0.31 | $0.26 | 17.2% |
| 2020-09-30 | 2020-11-10 | $N/A | $0.25 | $0.24 | 3.48% |
| 2020-06-30 | 2020-08-04 | $N/A | $0.21 | $0.22 | -4.98% |
| 2020-03-31 | 2020-05-05 | $N/A | $0.24 | $0.27 | -11.31% |
| 2019-12-31 | 2020-02-26 | $111.01 million | $0.27 | $0.26 | 3.37% |
| 2019-09-30 | 2019-11-05 | $110.13 million | $0.25 | $0.25 | 1.42% |
| 2019-06-30 | 2019-08-28 | $104.48 million | $0.25 | $0.23 | 9.17% |
AssetMark Financial Holdings, Inc (AMK) Company Financial Statements:
Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.
Income Statement:
| Date |
|---|
| Research Development |
| Income Before Tax |
| Selling General Administrative |
| Gross Profit |
| Ebit |
| Operating Income |
| Income Tax Expense |
| Total Revenue |
| Cost of Revenue |
| Total Other Income Expense Net |
| Net Income From Continuing Operations |
| Net Income Applicable to Common Shares |
Cash Flow:
| Date |
|---|
| Investments |
| Change to Liabilities |
| Total Cash Flow from Investing Activities |
| Net Borrowings |
| Total Cash Flow from Financial Activities |
| Change to Operating Activities |
| Change in Cash |
| Total Cash from Operating Activities |
| Depreciation |
| Other Cash Flow from Investing Activities |
| Change to Inventory |
| Change to Account Receivables |
| Other Cash Flow from Financing Activities |
| Change to Net Income |
| Capital Expenditures |
Balance Sheet:
| Date |
|---|
| Total Liabailities |
| Total Stockholder Equity |
| Other Current Liabilities |
| Total Assets |
| Common Stock |
| Other Current Assets |
| Retained Earnings |
| Other Liabilities |
| Other Assets |
| Cash |
| Total Current Liabilities |
| Other Stockholder Equity |
| Property, Plant & Equipment |
| Total Current Assets |
| Long Term Investments |
| Net Tangible Assets |
| Short Term Investments |
| Long Term Debt |
| Inventory |
| Accounts Payable |
AssetMark Financial Holdings, Inc (AMK) Chart:
AssetMark Financial Holdings, Inc (AMK) News:
Below you will find a list of latest news for AssetMark Financial Holdings, Inc (AMK) from major news sources. You can filter the results to only show news from a specific source.
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AssetMark Financial Holdings, Inc (AMK) Options:
A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.
| Expiration Date | Strike | Last Price | Type | Volume | Open Interest | Implied Volatility | In The Money | Change | Change Percent |
|---|---|---|---|---|---|---|---|---|---|
| 2024-05-17 | 12.5 | 24.6 | CALL | 0 | 0 | 230.82 | TRUE | 0 | 0 |
| 2024-05-17 | 15 | 0 | CALL | 0 | 0 | 217.62 | TRUE | 0 | 0 |
| 2024-05-17 | 17.5 | 0 | CALL | 0 | 0 | 188.31 | TRUE | 0 | 0 |
| 2024-05-17 | 20 | 0 | CALL | 0 | 0 | 156.94 | TRUE | 0 | 0 |
| 2024-05-17 | 22.5 | 0 | CALL | 0 | 0 | 129.21 | TRUE | 0 | 0 |
| 2024-05-17 | 25 | 7.5 | CALL | 0 | 6 | 90.64 | TRUE | 0 | 0 |
| 2024-05-17 | 30 | 5.3 | CALL | 61 | 10 | 158.44 | TRUE | 5.3 | 0 |
| 2024-05-17 | 35 | 1.41 | CALL | 1 | 11 | 49.03 | TRUE | 1.41 | 0 |
| 2024-05-17 | 40 | 0.4 | CALL | 1 | 2400 | 46.98 | FALSE | 0.4 | 0 |
| 2024-05-17 | 45 | 0 | CALL | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-05-17 | 12.5 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-05-17 | 15 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-05-17 | 17.5 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-05-17 | 20 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-05-17 | 22.5 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-05-17 | 25 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-05-17 | 30 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-05-17 | 35 | 2 | PUT | 0 | 37 | 48.61 | FALSE | 0 | 0 |
| 2024-05-17 | 40 | 0 | PUT | 0 | 0 | 68.07 | TRUE | 0 | 0 |
| 2024-05-17 | 45 | 0 | PUT | 0 | 0 | 83.34 | TRUE | 0 | 0 |
| 2024-06-21 | 17.5 | 0 | CALL | 0 | 0 | 117.46 | TRUE | 0 | 0 |
| 2024-06-21 | 20 | 0 | CALL | 0 | 0 | 96.9 | TRUE | 0 | 0 |
| 2024-06-21 | 22.5 | 0 | CALL | 0 | 0 | 78.85 | TRUE | 0 | 0 |
| 2024-06-21 | 25 | 0 | CALL | 0 | 0 | 62.7 | TRUE | 0 | 0 |
| 2024-06-21 | 30 | 0 | CALL | 0 | 0 | 65.14 | TRUE | 0 | 0 |
| 2024-06-21 | 35 | 0 | CALL | 0 | 0 | 46.58 | TRUE | 0 | 0 |
| 2024-06-21 | 40 | 0 | CALL | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-06-21 | 45 | 0 | CALL | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-06-21 | 50 | 0 | CALL | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-06-21 | 17.5 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-06-21 | 20 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-06-21 | 22.5 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-06-21 | 25 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-06-21 | 30 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-06-21 | 35 | 0 | PUT | 0 | 0 | 51.65 | FALSE | 0 | 0 |
| 2024-06-21 | 40 | 0 | PUT | 0 | 0 | 47.88 | TRUE | 0 | 0 |
| 2024-06-21 | 45 | 0 | PUT | 0 | 0 | 56.76 | TRUE | 0 | 0 |
| 2024-06-21 | 50 | 0 | PUT | 0 | 0 | 104.68 | TRUE | 0 | 0 |
| 2024-08-16 | 15 | 0 | CALL | 0 | 0 | 93.16 | TRUE | 0 | 0 |
| 2024-08-16 | 17.5 | 0 | CALL | 0 | 0 | 75.27 | TRUE | 0 | 0 |
| 2024-08-16 | 20 | 0 | CALL | 0 | 0 | 59.83 | TRUE | 0 | 0 |
| 2024-08-16 | 22.5 | 0 | CALL | 0 | 0 | 49.88 | TRUE | 0 | 0 |
| 2024-08-16 | 25 | 9 | CALL | 0 | 1 | 37.68 | TRUE | 0 | 0 |
| 2024-08-16 | 30 | 7.59 | CALL | 0 | 1 | 23.97 | TRUE | 0 | 0 |
| 2024-08-16 | 35 | 3.2 | CALL | 0 | 31 | 41.5 | TRUE | 0 | 0 |
| 2024-08-16 | 40 | 1 | CALL | 0 | 29 | 0 | FALSE | 0 | 0 |
| 2024-08-16 | 45 | 0 | CALL | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-08-16 | 50 | 0 | CALL | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-08-16 | 15 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-08-16 | 17.5 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-08-16 | 20 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-08-16 | 22.5 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-08-16 | 25 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-08-16 | 30 | 0.7 | PUT | 0 | 2 | 35.51 | FALSE | 0 | 0 |
| 2024-08-16 | 35 | 0 | PUT | 0 | 0 | 40.45 | FALSE | 0 | 0 |
| 2024-08-16 | 40 | 0 | PUT | 0 | 0 | 29.86 | TRUE | 0 | 0 |
| 2024-08-16 | 45 | 0 | PUT | 0 | 0 | 43.97 | TRUE | 0 | 0 |
| 2024-08-16 | 50 | 0 | PUT | 0 | 0 | 56.03 | TRUE | 0 | 0 |
| 2024-11-15 | 17.5 | 0 | CALL | 0 | 0 | 61.2 | TRUE | 0 | 0 |
| 2024-11-15 | 20 | 0 | CALL | 0 | 0 | 47.91 | TRUE | 0 | 0 |
| 2024-11-15 | 22.5 | 0 | CALL | 0 | 0 | 44.68 | TRUE | 0 | 0 |
| 2024-11-15 | 25 | 0 | CALL | 0 | 0 | 42.5 | TRUE | 0 | 0 |
| 2024-11-15 | 30 | 0 | CALL | 0 | 0 | 36.15 | TRUE | 0 | 0 |
| 2024-11-15 | 35 | 3.1 | CALL | 0 | 1 | 33.63 | TRUE | 0 | 0 |
| 2024-11-15 | 40 | 1.7 | CALL | 0 | 8 | 38.68 | FALSE | 0 | 0 |
| 2024-11-15 | 45 | 0 | CALL | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-11-15 | 50 | 0 | CALL | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-11-15 | 17.5 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-11-15 | 20 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-11-15 | 22.5 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-11-15 | 25 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-11-15 | 30 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-11-15 | 35 | 2.4 | PUT | 0 | 1 | 37.32 | FALSE | 0 | 0 |
| 2024-11-15 | 40 | 0 | PUT | 0 | 0 | 36.98 | TRUE | 0 | 0 |
| 2024-11-15 | 45 | 0 | PUT | 0 | 0 | 36.11 | TRUE | 0 | 0 |
| 2024-11-15 | 50 | 0 | PUT | 0 | 0 | 45.76 | TRUE | 0 | 0 |
Latest AMK Trades:
| Date | Shares | Price |
|---|---|---|
| Jun 13, 2022 7:58 PM EST | 40 | $18.55 |
| Jun 13, 2022 7:58 PM EST | 4 | $18.55 |
| Jun 13, 2022 7:59 PM EST | 19 | $18.55 |
| Jun 13, 2022 7:59 PM EST | 7 | $18.56 |
| Jun 13, 2022 7:59 PM EST | 10 | $18.55 |
AssetMark Financial Holdings, Inc (AMK) SEC Filings:
An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.
| Date | Form Type | Form Name | Link |
|---|---|---|---|
| 2020-07-02 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120040532/0001209191-20-040532-index.htm |
| 2019-05-21 | UPLOAD | SEC-generated letter | https://www.sec.gov/Archives/edgar/data/1591587/000000000019008736/0000000000-19-008736-index.htm |
| 2019-06-13 | UPLOAD | SEC-generated letter | https://www.sec.gov/Archives/edgar/data/1591587/000000000019009836/0000000000-19-009836-index.htm |
| 2019-07-03 | UPLOAD | SEC-generated letter | https://www.sec.gov/Archives/edgar/data/1591587/000000000019010715/0000000000-19-010715-index.htm |
| 2019-07-16 | CERT | Certification | https://www.sec.gov/Archives/edgar/data/1591587/000087666119000753/0000876661-19-000753-index.htm |
| 2019-07-17 | 3 | Initial statement of beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010319009421/0000950103-19-009421-index.htm |
| 2019-07-17 | 3 | Initial statement of beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010319009422/0000950103-19-009422-index.htm |
| 2019-07-17 | 3 | Initial statement of beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010319009423/0000950103-19-009423-index.htm |
| 2019-07-17 | 3 | Initial statement of beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010319009424/0000950103-19-009424-index.htm |
| 2019-07-17 | 3 | Initial statement of beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010319009425/0000950103-19-009425-index.htm |
| 2019-07-17 | 3 | Initial statement of beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010319009426/0000950103-19-009426-index.htm |
| 2019-07-17 | 3 | Initial statement of beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010319009427/0000950103-19-009427-index.htm |
| 2019-07-17 | 3 | Initial statement of beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010319009428/0000950103-19-009428-index.htm |
| 2019-07-17 | 3 | Initial statement of beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010319009429/0000950103-19-009429-index.htm |
| 2019-07-17 | 3 | Initial statement of beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010319009430/0000950103-19-009430-index.htm |
| 2019-07-17 | 3 | Initial statement of beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010319009431/0000950103-19-009431-index.htm |
| 2019-07-17 | 3 | Initial statement of beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010319009432/0000950103-19-009432-index.htm |
| 2019-07-17 | 3 | Initial statement of beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010319009433/0000950103-19-009433-index.htm |
| 2019-07-17 | 3 | Initial statement of beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010319009434/0000950103-19-009434-index.htm |
| 2019-07-17 | 3 | Initial statement of beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010319009435/0000950103-19-009435-index.htm |
| 2019-07-19 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010319009517/0000950103-19-009517-index.htm |
| 2019-07-19 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010319009518/0000950103-19-009518-index.htm |
| 2019-07-19 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010319009519/0000950103-19-009519-index.htm |
| 2019-07-19 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010319009520/0000950103-19-009520-index.htm |
| 2019-07-19 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010319009521/0000950103-19-009521-index.htm |
| 2019-07-19 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010319009522/0000950103-19-009522-index.htm |
| 2019-07-19 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010319009523/0000950103-19-009523-index.htm |
| 2019-07-19 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010319009524/0000950103-19-009524-index.htm |
| 2019-07-19 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010319009525/0000950103-19-009525-index.htm |
| 2019-07-19 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010319009526/0000950103-19-009526-index.htm |
| 2019-07-24 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010319009661/0000950103-19-009661-index.htm |
| 2019-07-24 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010319009663/0000950103-19-009663-index.htm |
| 2020-01-15 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010320000682/0000950103-20-000682-index.htm |
| 2020-03-04 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010320004654/0000950103-20-004654-index.htm |
| 2020-03-04 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010320004657/0000950103-20-004657-index.htm |
| 2020-03-04 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010320004659/0000950103-20-004659-index.htm |
| 2020-03-04 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010320004663/0000950103-20-004663-index.htm |
| 2020-03-04 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010320004664/0000950103-20-004664-index.htm |
| 2020-03-09 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010320004965/0000950103-20-004965-index.htm |
| 2020-03-09 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010320004966/0000950103-20-004966-index.htm |
| 2020-03-11 | 3 | Initial statement of beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010320005135/0000950103-20-005135-index.htm |
| 2020-03-12 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010320005199/0000950103-20-005199-index.htm |
| 2020-03-12 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010320005200/0000950103-20-005200-index.htm |
| 2020-03-12 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010320005201/0000950103-20-005201-index.htm |
| 2020-03-12 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010320005202/0000950103-20-005202-index.htm |
| 2020-03-30 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010320006379/0000950103-20-006379-index.htm |
| 2020-04-10 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010320007331/0000950103-20-007331-index.htm |
| 2020-04-10 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000095010320007332/0000950103-20-007332-index.htm |
| 2019-04-23 | DRS | Draft Registration Statement | https://www.sec.gov/Archives/edgar/data/1591587/000095012319003527/0000950123-19-003527-index.htm |
| 2019-05-31 | DRS/A | Draft Registration Statement | https://www.sec.gov/Archives/edgar/data/1591587/000095012319005791/0000950123-19-005791-index.htm |
| 2013-11-14 | 13F-NT | Quarterly report filed by institutional managers, Notice | https://www.sec.gov/Archives/edgar/data/1591587/000114036113042290/0001140361-13-042290-index.htm |
| 2014-02-11 | 13F-NT | Quarterly report filed by institutional managers, Notice | https://www.sec.gov/Archives/edgar/data/1591587/000114036114005829/0001140361-14-005829-index.htm |
| 2014-05-06 | 13F-NT | Quarterly report filed by institutional managers, Notice | https://www.sec.gov/Archives/edgar/data/1591587/000114036114019011/0001140361-14-019011-index.htm |
| 2014-08-12 | 13F-NT | Quarterly report filed by institutional managers, Notice | https://www.sec.gov/Archives/edgar/data/1591587/000114036114031942/0001140361-14-031942-index.htm |
| 2014-11-10 | 13F-NT | Quarterly report filed by institutional managers, Notice | https://www.sec.gov/Archives/edgar/data/1591587/000114036114040820/0001140361-14-040820-index.htm |
| 2015-02-03 | 13F-NT | Quarterly report filed by institutional managers, Notice | https://www.sec.gov/Archives/edgar/data/1591587/000114036115003721/0001140361-15-003721-index.htm |
| 2015-05-12 | 13F-NT | Quarterly report filed by institutional managers, Notice | https://www.sec.gov/Archives/edgar/data/1591587/000114036115019122/0001140361-15-019122-index.htm |
| 2015-08-13 | 13F-NT | Quarterly report filed by institutional managers, Notice | https://www.sec.gov/Archives/edgar/data/1591587/000114036115031664/0001140361-15-031664-index.htm |
| 2015-11-10 | 13F-NT | Quarterly report filed by institutional managers, Notice | https://www.sec.gov/Archives/edgar/data/1591587/000114036115040272/0001140361-15-040272-index.htm |
| 2016-02-12 | 13F-NT | Quarterly report filed by institutional managers, Notice | https://www.sec.gov/Archives/edgar/data/1591587/000114036116052127/0001140361-16-052127-index.htm |
| 2016-05-13 | 13F-NT | Quarterly report filed by institutional managers, Notice | https://www.sec.gov/Archives/edgar/data/1591587/000114036116064906/0001140361-16-064906-index.htm |
| 2016-08-08 | 13F-NT | Quarterly report filed by institutional managers, Notice | https://www.sec.gov/Archives/edgar/data/1591587/000114036116075154/0001140361-16-075154-index.htm |
| 2016-11-04 | 13F-NT | Quarterly report filed by institutional managers, Notice | https://www.sec.gov/Archives/edgar/data/1591587/000114036116084878/0001140361-16-084878-index.htm |
| 2020-04-24 | DEF 14A | Other definitive proxy statements | https://www.sec.gov/Archives/edgar/data/1591587/000114036120009711/0001140361-20-009711-index.htm |
| 2020-04-24 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/1591587/000114036120009713/0001140361-20-009713-index.htm |
| 2019-06-24 | S-1 | General form for registration of securities under the Securities Act of 1933 | https://www.sec.gov/Archives/edgar/data/1591587/000119312519180221/0001193125-19-180221-index.htm |
| 2019-06-24 | CORRESP | Correspondence | https://www.sec.gov/Archives/edgar/data/1591587/000119312519180236/0001193125-19-180236-index.htm |
| 2019-07-08 | S-1/A | General form for registration of securities under the Securities Act of 1933 | https://www.sec.gov/Archives/edgar/data/1591587/000119312519190612/0001193125-19-190612-index.htm |
| 2019-07-08 | CORRESP | Correspondence | https://www.sec.gov/Archives/edgar/data/1591587/000119312519190614/0001193125-19-190614-index.htm |
| 2019-07-10 | S-1/A | General form for registration of securities under the Securities Act of 1933 | https://www.sec.gov/Archives/edgar/data/1591587/000119312519191850/0001193125-19-191850-index.htm |
| 2019-07-15 | CORRESP | Correspondence | https://www.sec.gov/Archives/edgar/data/1591587/000119312519193806/0001193125-19-193806-index.htm |
| 2019-07-15 | 8-A12B | Registration of securities [Section 12(b)] | https://www.sec.gov/Archives/edgar/data/1591587/000119312519193807/0001193125-19-193807-index.htm |
| 2019-07-15 | CORRESP | Correspondence | https://www.sec.gov/Archives/edgar/data/1591587/000119312519193808/0001193125-19-193808-index.htm |
| 2019-07-18 | 424B4 | Prospectus [Rule 424(b)(4)] | https://www.sec.gov/Archives/edgar/data/1591587/000119312519196611/0001193125-19-196611-index.htm |
| 2019-07-19 | S-8 | Securities to be offered to employees in employee benefit plans | https://www.sec.gov/Archives/edgar/data/1591587/000119312519196786/0001193125-19-196786-index.htm |
| 2019-07-22 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1591587/000119312519199062/0001193125-19-199062-index.htm |
| 2019-07-26 | SC 13D | General statement of acquisition of beneficial ownership | https://www.sec.gov/Archives/edgar/data/1591587/000119312519204150/0001193125-19-204150-index.htm |
| 2019-07-31 | SC 13D/A | General statement of acquisition of beneficial ownership | https://www.sec.gov/Archives/edgar/data/1591587/000119312519208580/0001193125-19-208580-index.htm |
| 2020-08-03 | S-3 | Registration statement under Securities Act of 1933 | https://www.sec.gov/Archives/edgar/data/1591587/000119312520208279/0001193125-20-208279-index.htm |
| 2020-04-15 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120024525/0001209191-20-024525-index.htm |
| 2020-04-15 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120024526/0001209191-20-024526-index.htm |
| 2020-04-16 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120024628/0001209191-20-024628-index.htm |
| 2020-04-16 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120024630/0001209191-20-024630-index.htm |
| 2020-04-16 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120024636/0001209191-20-024636-index.htm |
| 2020-04-21 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120025259/0001209191-20-025259-index.htm |
| 2020-04-21 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120025263/0001209191-20-025263-index.htm |
| 2020-04-21 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120025270/0001209191-20-025270-index.htm |
| 2020-04-24 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120025662/0001209191-20-025662-index.htm |
| 2020-04-27 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120025876/0001209191-20-025876-index.htm |
| 2020-04-27 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120025878/0001209191-20-025878-index.htm |
| 2020-04-27 | 3 | Initial statement of beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120025880/0001209191-20-025880-index.htm |
| 2020-04-29 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120026232/0001209191-20-026232-index.htm |
| 2020-04-29 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120026233/0001209191-20-026233-index.htm |
| 2020-04-29 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120026234/0001209191-20-026234-index.htm |
| 2020-04-30 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120026417/0001209191-20-026417-index.htm |
| 2020-05-04 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120026932/0001209191-20-026932-index.htm |
| 2020-05-04 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120026933/0001209191-20-026933-index.htm |
| 2020-05-05 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120027353/0001209191-20-027353-index.htm |
| 2020-05-07 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120027820/0001209191-20-027820-index.htm |
| 2020-05-11 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120028388/0001209191-20-028388-index.htm |
| 2020-05-12 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120028655/0001209191-20-028655-index.htm |
| 2020-05-13 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120028987/0001209191-20-028987-index.htm |
| 2020-05-13 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120028990/0001209191-20-028990-index.htm |
| 2020-05-18 | 3 | Initial statement of beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120030244/0001209191-20-030244-index.htm |
| 2020-05-19 | 3 | Initial statement of beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120030634/0001209191-20-030634-index.htm |
| 2020-05-19 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120030768/0001209191-20-030768-index.htm |
| 2020-05-20 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120031049/0001209191-20-031049-index.htm |
| 2020-05-22 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120031862/0001209191-20-031862-index.htm |
| 2020-05-26 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120032145/0001209191-20-032145-index.htm |
| 2020-05-28 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120032762/0001209191-20-032762-index.htm |
| 2020-05-29 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120032999/0001209191-20-032999-index.htm |
| 2020-06-02 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120033762/0001209191-20-033762-index.htm |
| 2020-06-03 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120034214/0001209191-20-034214-index.htm |
| 2020-06-03 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120034215/0001209191-20-034215-index.htm |
| 2020-06-03 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120034217/0001209191-20-034217-index.htm |
| 2020-06-05 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120034705/0001209191-20-034705-index.htm |
| 2020-06-05 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120034706/0001209191-20-034706-index.htm |
| 2020-06-10 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120035669/0001209191-20-035669-index.htm |
| 2020-06-10 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120035670/0001209191-20-035670-index.htm |
| 2020-06-10 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120035672/0001209191-20-035672-index.htm |
| 2020-06-11 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120035976/0001209191-20-035976-index.htm |
| 2020-06-11 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120036009/0001209191-20-036009-index.htm |
| 2020-06-11 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120036011/0001209191-20-036011-index.htm |
| 2020-06-11 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120036012/0001209191-20-036012-index.htm |
| 2020-06-11 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120036013/0001209191-20-036013-index.htm |
| 2020-06-11 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120036016/0001209191-20-036016-index.htm |
| 2020-06-11 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120036018/0001209191-20-036018-index.htm |
| 2020-06-11 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120036021/0001209191-20-036021-index.htm |
| 2020-06-11 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120036022/0001209191-20-036022-index.htm |
| 2020-06-11 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120036023/0001209191-20-036023-index.htm |
| 2020-06-11 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120036024/0001209191-20-036024-index.htm |
| 2020-06-12 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120036419/0001209191-20-036419-index.htm |
| 2020-06-12 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120036427/0001209191-20-036427-index.htm |
| 2020-06-15 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120036814/0001209191-20-036814-index.htm |
| 2020-06-23 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120038594/0001209191-20-038594-index.htm |
| 2020-07-02 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120040513/0001209191-20-040513-index.htm |
| 2020-07-02 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120040521/0001209191-20-040521-index.htm |
| 2020-07-02 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120040532/0001209191-20-040532-index.htm |
| 2020-07-14 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120042439/0001209191-20-042439-index.htm |
| 2020-08-05 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120045301/0001209191-20-045301-index.htm |
| 2020-08-05 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120045302/0001209191-20-045302-index.htm |
| 2020-08-05 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120045303/0001209191-20-045303-index.htm |
| 2020-09-03 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120049565/0001209191-20-049565-index.htm |
| 2020-10-15 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120054951/0001209191-20-054951-index.htm |
| 2020-11-05 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1591587/000120919120057206/0001209191-20-057206-index.htm |
| 2019-08-28 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1591587/000156459019033286/0001564590-19-033286-index.htm |
| 2019-08-28 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1591587/000156459019033334/0001564590-19-033334-index.htm |
| 2019-08-28 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1591587/000156459019033356/0001564590-19-033356-index.htm |
| 2019-10-01 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1591587/000156459019036084/0001564590-19-036084-index.htm |
| 2019-11-05 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1591587/000156459019040347/0001564590-19-040347-index.htm |
| 2019-11-06 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1591587/000156459019040571/0001564590-19-040571-index.htm |
| 2019-12-05 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1591587/000156459019045383/0001564590-19-045383-index.htm |
| 2020-02-26 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1591587/000156459020006764/0001564590-20-006764-index.htm |
| 2020-03-02 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1591587/000156459020008185/0001564590-20-008185-index.htm |
| 2020-03-13 | 10-K | Annual report [Section 13 and 15(d), not S-K Item 405] | https://www.sec.gov/Archives/edgar/data/1591587/000156459020010862/0001564590-20-010862-index.htm |
| 2020-03-31 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1591587/000156459020014327/0001564590-20-014327-index.htm |
| 2020-04-23 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1591587/000156459020018106/0001564590-20-018106-index.htm |
| 2020-05-05 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1591587/000156459020021266/0001564590-20-021266-index.htm |
| 2020-05-12 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1591587/000156459020024727/0001564590-20-024727-index.htm |
| 2020-05-13 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1591587/000156459020025086/0001564590-20-025086-index.htm |
| 2020-06-09 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1591587/000156459020028755/0001564590-20-028755-index.htm |
| 2020-08-04 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1591587/000156459020036122/0001564590-20-036122-index.htm |
| 2020-08-11 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1591587/000156459020039363/0001564590-20-039363-index.htm |
| 2020-08-27 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1591587/000156459020041401/0001564590-20-041401-index.htm |
| 2019-07-17 | EFFECT | Notice of Effectiveness | https://www.sec.gov/Archives/edgar/data/1591587/999999999519001630/9999999995-19-001630-index.htm |
| 2019-06-10 | SEC STAFF | SEC Staff Letter: REDACTED EXHIBIT | https://www.sec.gov/Archives/edgar/data/1591587/999999999719005421/9999999997-19-005421-index.htm |
| 2019-07-12 | SEC STAFF | SEC Staff Letter: REDACTED EXHIBIT | https://www.sec.gov/Archives/edgar/data/1591587/999999999719006120/9999999997-19-006120-index.htm |
AssetMark Financial Holdings, Inc (AMK) Insider Transactions:
Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of AssetMark Financial Holdings, Inc (AMK). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.Insider Ownership: 7638%Institutional Ownership: 2413%
| Transaction Date | Insider Name | Insider Title | Type | Shares Number | Shares Price | Total Transaction | Shares Held After Transaction | Link |
|---|---|---|---|---|---|---|---|---|
| 2020-06-11 | Charles G Goldman | Chief Executive Officer | Sell | 1,400.00 | 26.71 | 37,394.00 | 0.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120036814/0001209191-20-036814-index.htm |
| 2020-05-28 | Charles G Goldman | President and CEO | Sell | 9,227.00 | 26.80 | 247,283.60 | 106,077.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120032762/0001209191-20-032762-index.htm |
| 2020-06-09 | Patricia Lynn Guinn | Director | Buy | 4,876.00 | 10,785.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120036009/0001209191-20-036009-index.htm | ||
| 2020-05-28 | Charles G Goldman | President and CEO | Sell | 9,546.00 | 26.01 | 248,291.46 | 115,304.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120032762/0001209191-20-032762-index.htm |
| 2020-06-10 | Charles G Goldman | President and CEO | Sell | 5,810.00 | 27.66 | 160,704.60 | 12,302.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120035669/0001209191-20-035669-index.htm |
| 2020-05-27 | Charles G Goldman | President and CEO | Sell | 21,991.00 | 26.91 | 591,777.81 | 124,850.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120032762/0001209191-20-032762-index.htm |
| 2020-06-11 | Charles G Goldman | Chief Executive Officer | Sell | 6,491.00 | 25.68 | 166,688.88 | 1,400.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120036814/0001209191-20-036814-index.htm |
| 2020-05-26 | Charles G Goldman | President and CEO | Sell | 5.00 | 27.73 | 138.65 | 146,841.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120032762/0001209191-20-032762-index.htm |
| 2020-05-26 | Charles G Goldman | President and CEO | Sell | 5,302.00 | 26.91 | 142,676.82 | 146,846.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120032762/0001209191-20-032762-index.htm |
| 2020-05-26 | Charles G Goldman | President and CEO | Sell | 25,475.00 | 26.13 | 665,661.75 | 152,148.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120032762/0001209191-20-032762-index.htm |
| 2020-07-10 | Ted F. Angus | EVP, General Counsel | Sell | 9,447.00 | 27.16 | 256,580.52 | 168,055.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120042439/0001209191-20-042439-index.htm |
| 2020-06-10 | Ted F. Angus | EVP, General Counsel | Sell | 3,247.00 | 27.97 | 90,818.59 | 177,502.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120036419/0001209191-20-036419-index.htm |
| 2020-05-11 | Ted F. Angus | EVP, General Counsel | Sell | 100.00 | 24.35 | 2,435.00 | 177,572.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120028990/0001209191-20-028990-index.htm |
| 2020-05-26 | Charles G Goldman | President and CEO | Sell | 14,518.00 | 25.16 | 365,272.88 | 177,623.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120032762/0001209191-20-032762-index.htm |
| 2020-05-11 | Ted F. Angus | EVP, General Counsel | Sell | 9,347.00 | 23.93 | 223,673.71 | 177,672.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120028990/0001209191-20-028990-index.htm |
| 2020-06-10 | Ted F. Angus | EVP, General Counsel | Sell | 6,200.00 | 27.66 | 171,492.00 | 180,749.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120036419/0001209191-20-036419-index.htm |
| 2020-06-09 | Charles G Goldman | President and CEO | Sell | 9,685.00 | 28.56 | 276,603.60 | 18,112.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120035669/0001209191-20-035669-index.htm |
| 2020-06-09 | Ted F. Angus | EVP, General Counsel | Buy | 9,377.00 | 186,949.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120035976/0001209191-20-035976-index.htm | ||
| 2020-04-23 | Ted F. Angus | EVP, General Counsel | Sell | 4,946.00 | 22.16 | 109,603.36 | 187,019.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120025876/0001209191-20-025876-index.htm |
| 2020-06-11 | Gary G. Zyla | EVP, Chief Financial Officer | Sell | 100.00 | 27.22 | 2,722.00 | 188,497.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120036427/0001209191-20-036427-index.htm |
| 2020-06-11 | Gary G. Zyla | EVP, Chief Financial Officer | Sell | 1,300.00 | 26.71 | 34,723.00 | 188,597.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120036427/0001209191-20-036427-index.htm |
| 2020-06-11 | Gary G. Zyla | EVP, Chief Financial Officer | Sell | 3,868.00 | 25.71 | 99,446.28 | 189,897.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120036427/0001209191-20-036427-index.htm |
| 2020-04-17 | Ted F. Angus | EVP, General Counsel | Sell | 4,200.00 | 22.11 | 92,862.00 | 191,965.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120025259/0001209191-20-025259-index.htm |
| 2020-05-22 | Charles G Goldman | President and CEO | Sell | 2,000.00 | 26.95 | 53,900.00 | 192,141.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120031862/0001209191-20-031862-index.htm |
| 2020-06-10 | Gary G. Zyla | EVP, Chief Financial Officer | Sell | 6,572.00 | 27.93 | 183,555.96 | 193,765.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120036427/0001209191-20-036427-index.htm |
| 2020-05-22 | Charles G Goldman | President and CEO | Sell | 17,373.00 | 26.50 | 460,384.50 | 194,141.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120031862/0001209191-20-031862-index.htm |
| 2020-05-12 | Gary G. Zyla | EVP, Chief Financial Officer | Sell | 2,619.00 | 23.71 | 62,096.49 | 194,620.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120028987/0001209191-20-028987-index.htm |
| 2020-04-14 | Ted F. Angus | EVP & General Counsel | Sell | 300.00 | 22.00 | 6,600.00 | 196,165.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120024630/0001209191-20-024630-index.htm |
| 2020-03-11 | Ted F. Angus | EVP, General Counsel | Sell | 746.00 | 22.39 | 16,702.94 | 196,465.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320005202/0000950103-20-005202-index.htm |
| 2020-03-10 | Ted F. Angus | EVP, General Counsel | Sell | 100.00 | 23.62 | 2,362.00 | 197,211.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320005202/0000950103-20-005202-index.htm |
| 2020-05-11 | Gary G. Zyla | EVP, Chief Financial Officer | Sell | 100.00 | 24.53 | 2,453.00 | 197,239.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120028987/0001209191-20-028987-index.htm |
| 2020-03-10 | Ted F. Angus | EVP, General Counsel | Sell | 8,600.00 | 22.86 | 196,596.00 | 197,311.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320005202/0000950103-20-005202-index.htm |
| 2020-05-11 | Gary G. Zyla | EVP, Chief Financial Officer | Sell | 12,781.00 | 23.95 | 306,104.95 | 197,339.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120028987/0001209191-20-028987-index.htm |
| 2020-06-10 | Gary G. Zyla | EVP, Chief Financial Officer | Sell | 3,660.00 | 27.54 | 100,796.40 | 200,337.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120036427/0001209191-20-036427-index.htm |
| 2020-05-18 | Charles G Goldman | President and CEO | Sell | 3,851.00 | 25.19 | 97,006.69 | 2,013,197.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120030768/0001209191-20-030768-index.htm |
| 2020-05-15 | Charles G Goldman | President and CEO | Sell | 7,708.00 | 24.51 | 188,923.08 | 2,017,048.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120030768/0001209191-20-030768-index.htm |
| 2020-05-12 | Charles G Goldman | President and CEO | Sell | 700.00 | 24.02 | 16,814.00 | 2,024,756.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120028655/0001209191-20-028655-index.htm |
| 2020-05-11 | Charles G Goldman | President and CEO | Sell | 5,423.00 | 24.07 | 130,531.61 | 2,025,456.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120028655/0001209191-20-028655-index.htm |
| 2020-05-08 | Charles G Goldman | President and CEO | Sell | 27,732.00 | 25.01 | 693,577.32 | 2,030,879.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120028655/0001209191-20-028655-index.htm |
| 2020-06-09 | Gary G. Zyla | EVP, Chief Financial Officer | Buy | 9,377.00 | 203,997.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120036022/0001209191-20-036022-index.htm | ||
| 2020-05-08 | Charles G Goldman | President and CEO | Sell | 23,824.00 | 24.54 | 584,640.96 | 2,058,611.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120028655/0001209191-20-028655-index.htm |
| 2020-05-07 | Charles G Goldman | President and CEO | Sell | 3,093.00 | 24.99 | 77,294.07 | 2,082,435.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120027820/0001209191-20-027820-index.htm |
| 2020-05-07 | Charles G Goldman | President and CEO | Sell | 27,341.00 | 24.41 | 667,393.81 | 2,085,528.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120027820/0001209191-20-027820-index.htm |
| 2020-04-14 | Gary G. Zyla | EVP, Chief Financial Officer | Sell | 4,764.00 | 21.67 | 103,235.88 | 210,120.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120024525/0001209191-20-024525-index.htm |
| 2020-05-06 | Charles G Goldman | President and CEO | Sell | 6,011.00 | 24.08 | 144,744.88 | 2,112,869.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120027820/0001209191-20-027820-index.htm |
| 2020-05-21 | Charles G Goldman | President and CEO | Sell | 16,515.00 | 26.91 | 444,418.65 | 211,514.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120031862/0001209191-20-031862-index.htm |
| 2020-05-06 | Charles G Goldman | President and CEO | Sell | 6,572.00 | 23.58 | 154,967.76 | 2,118,880.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120027820/0001209191-20-027820-index.htm |
| 2020-05-06 | Charles G Goldman | President and CEO | Sell | 35,739.00 | 22.44 | 801,983.16 | 2,125,452.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120027820/0001209191-20-027820-index.htm |
| 2020-04-14 | Gary G. Zyla | EVP, Chief Financial Officer | Sell | 2,700.00 | 20.83 | 56,241.00 | 214,884.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120024525/0001209191-20-024525-index.htm |
| 2020-05-05 | Charles G Goldman | President and CEO | Sell | 4,880.00 | 24.19 | 118,047.20 | 2,161,191.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120027820/0001209191-20-027820-index.htm |
| 2020-05-05 | Charles G Goldman | President and CEO | Sell | 6,939.00 | 23.47 | 162,858.33 | 2,166,071.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120027820/0001209191-20-027820-index.htm |
| 2020-05-04 | Charles G Goldman | President and CEO | Sell | 200.00 | 23.80 | 4,760.00 | 2,173,010.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120026932/0001209191-20-026932-index.htm |
| 2020-05-04 | Charles G Goldman | President and CEO | Sell | 88,117.00 | 23.10 | 2,035,502.70 | 2,173,210.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120026932/0001209191-20-026932-index.htm |
| 2020-04-13 | Gary G. Zyla | EVP, Chief Financial Officer | Sell | 600.00 | 21.32 | 12,792.00 | 217,584.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120024525/0001209191-20-024525-index.htm |
| 2020-04-13 | Gary G. Zyla | EVP, Chief Financial Officer | Sell | 7,436.00 | 20.24 | 150,504.64 | 218,184.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120024525/0001209191-20-024525-index.htm |
| 2020-03-11 | Gary G. Zyla | EVP, Chief Financial Officer | Sell | 3,786.00 | 22.20 | 84,049.20 | 225,620.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320005200/0000950103-20-005200-index.htm |
| 2020-05-01 | Charles G Goldman | President and CEO | Sell | 921.00 | 24.23 | 22,315.83 | 2,261,327.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120026932/0001209191-20-026932-index.htm |
| 2020-05-01 | Charles G Goldman | President and CEO | Sell | 24,904.00 | 23.51 | 585,493.04 | 2,262,248.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120026932/0001209191-20-026932-index.htm |
| 2020-05-21 | Charles G Goldman | President and CEO | Sell | 12,763.00 | 26.54 | 338,730.02 | 228,029.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120031862/0001209191-20-031862-index.htm |
| 2020-04-30 | Charles G Goldman | President and CEO | Sell | 32,039.00 | 24.04 | 770,217.56 | 2,287,152.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120026932/0001209191-20-026932-index.htm |
| 2020-03-11 | Gary G. Zyla | EVP, Chief Financial Officer | Sell | 2,825.00 | 21.48 | 60,681.00 | 229,406.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320005200/0000950103-20-005200-index.htm |
| 2020-04-30 | Charles G Goldman | President and CEO | Sell | 7,063.00 | 23.69 | 167,322.47 | 2,319,191.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120026932/0001209191-20-026932-index.htm |
| 2020-03-10 | Gary G. Zyla | EVP, Chief Financial Officer | Sell | 8,889.00 | 22.80 | 202,669.20 | 232,231.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320005200/0000950103-20-005200-index.htm |
| 2020-04-29 | Charles G Goldman | President and CEO | Sell | 12,494.00 | 23.85 | 297,981.90 | 2,326,254.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120026234/0001209191-20-026234-index.htm |
| 2020-04-29 | Charles G Goldman | President and CEO | Sell | 16,824.00 | 23.14 | 389,307.36 | 2,338,748.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120026234/0001209191-20-026234-index.htm |
| 2020-04-28 | Charles G Goldman | President and CEO | Sell | 11,160.00 | 22.27 | 248,533.20 | 2,355,572.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120026234/0001209191-20-026234-index.htm |
| 2020-04-27 | Charles G Goldman | President and CEO | Sell | 6,320.00 | 22.64 | 143,084.80 | 2,366,732.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120026234/0001209191-20-026234-index.htm |
| 2020-04-24 | Charles G Goldman | President and CEO | Sell | 4,115.00 | 22.21 | 91,394.15 | 2,373,052.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120025662/0001209191-20-025662-index.htm |
| 2020-04-23 | Charles G Goldman | President and CEO | Sell | 23,411.00 | 22.15 | 518,553.65 | 2,377,167.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120025662/0001209191-20-025662-index.htm |
| 2020-04-22 | Charles G Goldman | President and CEO | Sell | 63.00 | 22.04 | 1,388.52 | 2,400,578.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120025662/0001209191-20-025662-index.htm |
| 2020-04-17 | Charles G Goldman | President and CEO | Sell | 7,040.00 | 22.09 | 155,513.60 | 2,400,641.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120025270/0001209191-20-025270-index.htm |
| 2020-04-14 | Charles G Goldman | President and CEO | Sell | 550.00 | 22.00 | 12,100.00 | 2,407,681.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120024636/0001209191-20-024636-index.htm |
| 2020-05-20 | Charles G Goldman | President and CEO | Sell | 305.00 | 26.66 | 8,131.30 | 240,792.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120031862/0001209191-20-031862-index.htm |
| 2020-04-09 | Charles G Goldman | President and CEO | Sell | 3,000.00 | 22.04 | 66,120.00 | 2,408,231.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320007332/0000950103-20-007332-index.htm |
| 2020-05-20 | Charles G Goldman | President and CEO | Sell | 10,726.00 | 26.26 | 281,664.76 | 241,097.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120031862/0001209191-20-031862-index.htm |
| 2020-04-08 | Charles G Goldman | President and CEO | Sell | 1,200.00 | 22.00 | 26,400.00 | 2,411,231.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320007332/0000950103-20-007332-index.htm |
| 2020-03-11 | Charles G Goldman | President and CEO | Sell | 6,330.00 | 22.22 | 140,652.60 | 2,412,431.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320005199/0000950103-20-005199-index.htm |
| 2020-03-10 | Charles G Goldman | President and CEO | Sell | 8,733.00 | 22.78 | 198,937.74 | 2,418,761.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320005199/0000950103-20-005199-index.htm |
| 2020-03-09 | Charles G Goldman | President and CEO | Sell | 3,460.00 | 24.36 | 84,285.60 | 2,427,494.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320004965/0000950103-20-004965-index.htm |
| 2020-03-09 | Charles G Goldman | President and CEO | Sell | 6,840.00 | 23.60 | 161,424.00 | 2,430,954.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320004965/0000950103-20-004965-index.htm |
| 2020-03-09 | Charles G Goldman | President and CEO | Sell | 8,874.00 | 22.66 | 201,084.84 | 2,437,794.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320004965/0000950103-20-004965-index.htm |
| 2020-03-06 | Charles G Goldman | President and CEO | Sell | 13,413.00 | 25.30 | 339,348.90 | 2,446,668.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320004965/0000950103-20-004965-index.htm |
| 2020-03-05 | Charles G Goldman | President and CEO | Sell | 4,700.00 | 25.95 | 121,965.00 | 2,460,081.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320004965/0000950103-20-004965-index.htm |
| 2020-03-04 | Charles G Goldman | President and CEO | Sell | 2,618.00 | 27.16 | 71,104.88 | 2,464,781.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320004654/0000950103-20-004654-index.htm |
| 2020-03-04 | Charles G Goldman | President and CEO | Sell | 3,142.00 | 26.56 | 83,451.52 | 2,467,399.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320004654/0000950103-20-004654-index.htm |
| 2020-03-03 | Charles G Goldman | President and CEO | Sell | 8,727.00 | 26.35 | 229,956.45 | 2,470,541.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320004654/0000950103-20-004654-index.htm |
| 2020-03-02 | Charles G Goldman | President and CEO | Sell | 2,710.00 | 26.16 | 70,893.60 | 2,479,268.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320004654/0000950103-20-004654-index.htm |
| 2020-03-02 | Charles G Goldman | President and CEO | Sell | 2,149.00 | 25.47 | 54,735.03 | 2,481,978.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320004654/0000950103-20-004654-index.htm |
| 2020-05-19 | Charles G Goldman | President and CEO | Sell | 20,708.00 | 25.47 | 527,432.76 | 251,823.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120030768/0001209191-20-030768-index.htm |
| 2020-05-18 | Charles G Goldman | President and CEO | Sell | 33,614.00 | 26.02 | 874,636.28 | 272,531.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120030768/0001209191-20-030768-index.htm |
| 2020-04-29 | Carrie E. Hansen | EVP, Chief Operating Officer | Sell | 1,555.00 | 23.75 | 36,931.25 | 277,685.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120026417/0001209191-20-026417-index.htm |
| 2020-06-08 | Charles G Goldman | President and CEO | Sell | 11,276.00 | 28.12 | 317,081.12 | 27,797.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120035669/0001209191-20-035669-index.htm |
| 2020-04-29 | Carrie E. Hansen | EVP, Chief Operating Officer | Sell | 7,375.00 | 23.11 | 170,436.25 | 279,240.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120026417/0001209191-20-026417-index.htm |
| 2020-04-28 | Carrie E. Hansen | EVP, Chief Operating Officer | Sell | 5,595.00 | 22.27 | 124,600.65 | 286,615.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120026417/0001209191-20-026417-index.htm |
| 2020-06-09 | Carrie E. Hansen | EVP, Chief Operating Officer | Buy | 9,377.00 | 287,062.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120036018/0001209191-20-036018-index.htm | ||
| 2020-04-27 | Carrie E. Hansen | EVP, Chief Operating Officer | Sell | 3,172.00 | 22.64 | 71,814.08 | 292,210.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120025878/0001209191-20-025878-index.htm |
| 2020-04-24 | Carrie E. Hansen | EVP, Chief Operating Officer | Sell | 2,100.00 | 22.21 | 46,641.00 | 295,382.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120025878/0001209191-20-025878-index.htm |
| 2020-04-23 | Carrie E. Hansen | EVP, Chief Operating Officer | Sell | 11,796.00 | 22.16 | 261,399.36 | 297,482.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120025878/0001209191-20-025878-index.htm |
| 2020-05-18 | Charles G Goldman | President and CEO | Sell | 4,463.00 | 25.50 | 113,806.50 | 306,145.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120030768/0001209191-20-030768-index.htm |
| 2020-04-17 | Carrie E. Hansen | EVP, Chief Operating Officer | Sell | 3,668.00 | 22.09 | 81,026.12 | 309,278.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120025263/0001209191-20-025263-index.htm |
| 2020-04-14 | Carrie E. Hansen | EVP, Chief Operating Officer | Sell | 300.00 | 22.00 | 6,600.00 | 312,946.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120024628/0001209191-20-024628-index.htm |
| 2020-04-09 | Carrie E. Hansen | EVP, Chief Operating Officer | Sell | 1,500.00 | 22.03 | 33,045.00 | 313,246.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320007331/0000950103-20-007331-index.htm |
| 2020-04-08 | Carrie E. Hansen | EVP, Chief Operating Officer | Sell | 600.00 | 22.00 | 13,200.00 | 314,746.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320007331/0000950103-20-007331-index.htm |
| 2020-03-11 | Carrie E. Hansen | EVP, Chief Operating Officer | Sell | 6,269.00 | 22.23 | 139,359.87 | 315,346.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320005201/0000950103-20-005201-index.htm |
| 2020-03-10 | Carrie E. Hansen | EVP, Chief Operating Officer | Sell | 8,886.00 | 22.80 | 202,600.80 | 321,615.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320005201/0000950103-20-005201-index.htm |
| 2020-08-03 | Mukesh Mehta | EVP, Chief Information Officer | Sell | 3,000.00 | 27.61 | 82,830.00 | 329,431.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120045303/0001209191-20-045303-index.htm |
| 2020-03-09 | Carrie E. Hansen | EVP, Chief Operating Officer | Sell | 3,591.00 | 24.38 | 87,548.58 | 330,501.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320004966/0000950103-20-004966-index.htm |
| 2020-08-03 | Mukesh Mehta | EVP, Chief Information Officer | Sell | 7,000.00 | 27.66 | 193,620.00 | 332,431.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120045303/0001209191-20-045303-index.htm |
| 2020-03-09 | Carrie E. Hansen | EVP, Chief Operating Officer | Sell | 6,480.00 | 23.61 | 152,992.80 | 334,092.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320004966/0000950103-20-004966-index.htm |
| 2020-08-03 | Michael Kim | EVP, Chief Client Officer | Sell | 10,000.00 | 27.66 | 276,600.00 | 338,144.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120045302/0001209191-20-045302-index.htm |
| 2020-07-02 | Mukesh Mehta | EVP, Chief Information Officer | Sell | 2,995.00 | 27.23 | 81,553.85 | 339,431.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120040513/0001209191-20-040513-index.htm |
| 2020-06-01 | Mukesh Mehta | EVP, Chief Information Officer | Sell | 3,000.00 | 26.40 | 79,200.00 | 340,054.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120034217/0001209191-20-034217-index.htm |
| 2020-03-09 | Carrie E. Hansen | EVP, Chief Operating Officer | Sell | 9,118.00 | 22.68 | 206,796.24 | 340,572.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320004966/0000950103-20-004966-index.htm |
| 2020-07-01 | Mukesh Mehta | EVP, Chief Information Officer | Sell | 4,005.00 | 26.79 | 107,293.95 | 342,426.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120040513/0001209191-20-040513-index.htm |
| 2020-06-01 | Mukesh Mehta | EVP, Chief Information Officer | Sell | 2,900.00 | 26.41 | 76,589.00 | 343,054.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120034217/0001209191-20-034217-index.htm |
| 2020-06-01 | Mukesh Mehta | EVP, Chief Information Officer | Sell | 4,100.00 | 25.35 | 103,935.00 | 345,954.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120034217/0001209191-20-034217-index.htm |
| 2020-07-01 | Mukesh Mehta | EVP, Chief Information Officer | Sell | 3,000.00 | 26.76 | 80,280.00 | 346,431.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120040513/0001209191-20-040513-index.htm |
| 2020-06-01 | Michael Kim | EVP, Chief Client Officer | Sell | 800.00 | 26.15 | 20,920.00 | 347,829.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120034214/0001209191-20-034214-index.htm |
| 2020-07-02 | Michael Kim | EVP, Chief Client Officer | Sell | 1,939.00 | 27.22 | 52,779.58 | 348,144.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120040532/0001209191-20-040532-index.htm |
| 2020-06-01 | Michael Kim | EVP, Chief Client Officer | Sell | 9,200.00 | 25.41 | 233,772.00 | 348,629.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120034214/0001209191-20-034214-index.htm |
| 2020-06-09 | Mukesh Mehta | EVP, Chief Information Officer | Buy | 9,377.00 | 349,431.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120036021/0001209191-20-036021-index.htm | ||
| 2020-03-06 | Carrie E. Hansen | EVP, Chief Operating Officer | Sell | 13,240.00 | 25.29 | 334,839.60 | 349,690.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320004966/0000950103-20-004966-index.htm |
| 2020-07-01 | Michael Kim | EVP, Chief Client Officer | Sell | 8,061.00 | 26.80 | 216,034.80 | 350,083.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120040532/0001209191-20-040532-index.htm |
| 2020-05-18 | Michael Kim | EVP, Chief Client Officer | Sell | 1,763.00 | 25.29 | 44,586.27 | 357,829.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120031049/0001209191-20-031049-index.htm |
| 2020-06-09 | Michael Kim | EVP, Chief Client Officer | Buy | 10,315.00 | 358,144.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120036013/0001209191-20-036013-index.htm | ||
| 2020-05-08 | Michael Kim | EVP, Chief Client Officer | Sell | 15,637.00 | 25.04 | 391,550.48 | 359,592.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120028388/0001209191-20-028388-index.htm |
| 2020-03-05 | Carrie E. Hansen | EVP, Chief Operating Officer | Sell | 4,614.00 | 25.93 | 119,641.02 | 362,930.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320004966/0000950103-20-004966-index.htm |
| 2020-03-04 | Carrie E. Hansen | EVP, Chief Operating Officer | Sell | 3,271.00 | 27.08 | 88,578.68 | 367,544.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320004657/0000950103-20-004657-index.htm |
| 2020-03-03 | Mukesh Mehta | EVP, Chief Information Officer | Sell | 6,120.00 | 26.38 | 161,445.60 | 370,054.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320004663/0000950103-20-004663-index.htm |
| 2020-03-04 | Carrie E. Hansen | EVP, Chief Operating Officer | Sell | 2,453.00 | 26.42 | 64,808.26 | 370,815.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320004657/0000950103-20-004657-index.htm |
| 2020-03-03 | Carrie E. Hansen | EVP, Chief Operating Officer | Sell | 8,408.00 | 26.36 | 221,634.88 | 373,268.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320004657/0000950103-20-004657-index.htm |
| 2020-05-07 | Michael Kim | EVP, Chief Client Officer | Sell | 2,600.00 | 25.00 | 65,000.00 | 375,229.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120028388/0001209191-20-028388-index.htm |
| 2020-03-02 | Mukesh Mehta | EVP, Chief Information Officer | Sell | 1,825.00 | 26.16 | 47,742.00 | 376,174.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320004663/0000950103-20-004663-index.htm |
| 2020-03-02 | Mukesh Mehta | EVP, Chief Information Officer | Sell | 2,055.00 | 25.46 | 52,320.30 | 377,999.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320004663/0000950103-20-004663-index.htm |
| 2020-03-02 | Carrie E. Hansen | EVP, Chief Operating Officer | Sell | 2,686.00 | 26.15 | 70,238.90 | 381,676.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320004657/0000950103-20-004657-index.htm |
| 2020-03-02 | Carrie E. Hansen | EVP, Chief Operating Officer | Sell | 2,129.00 | 25.51 | 54,310.79 | 384,362.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320004657/0000950103-20-004657-index.htm |
| 2020-06-05 | Charles G Goldman | President and CEO | Sell | 11,730.00 | 27.28 | 319,994.40 | 39,073.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120034705/0001209191-20-034705-index.htm |
| 2020-06-23 | Natalie Grace Wolfsen | EVP, Chief Solutions Officer | Sell | 16,983.00 | 28.18 | 478,580.94 | 396,480.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120038594/0001209191-20-038594-index.htm |
| 2020-06-10 | Natalie Grace Wolfsen | EVP, Chief Solutions Officer | Sell | 3,396.00 | 28.00 | 95,088.00 | 408,439.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120035672/0001209191-20-035672-index.htm |
| 2020-06-09 | Natalie Grace Wolfsen | EVP, Chief Solutions Officer | Sell | 9,720.00 | 28.55 | 277,506.00 | 411,835.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120035672/0001209191-20-035672-index.htm |
| 2020-06-22 | Natalie Grace Wolfsen | EVP, Chief Solutions Officer | Sell | 5,191.00 | 28.02 | 145,451.82 | 413,463.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120038594/0001209191-20-038594-index.htm |
| 2020-06-19 | Natalie Grace Wolfsen | EVP, Chief Solutions Officer | Sell | 100.00 | 27.99 | 2,799.00 | 418,654.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120038594/0001209191-20-038594-index.htm |
| 2020-06-08 | Natalie Grace Wolfsen | EVP, Chief Solutions Officer | Sell | 7,926.00 | 28.40 | 225,098.40 | 421,555.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120035672/0001209191-20-035672-index.htm |
| 2020-06-09 | Natalie Grace Wolfsen | EVP, Chief Solutions Officer | Buy | 10,315.00 | 422,150.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120036016/0001209191-20-036016-index.htm | ||
| 2020-04-30 | Natalie Grace Wolfsen | EVP, Chief Solutions Officer | Sell | 6,083.00 | 24.04 | 146,235.32 | 429,481.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120026933/0001209191-20-026933-index.htm |
| 2020-04-29 | Natalie Grace Wolfsen | EVP, Chief Solutions Officer | Sell | 13,917.00 | 23.99 | 333,868.83 | 435,564.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120026233/0001209191-20-026233-index.htm |
| 2020-04-27 | Natalie Grace Wolfsen | EVP, Chief Solutions Officer | Sell | 2,500.00 | 22.63 | 56,575.00 | 449,481.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120026233/0001209191-20-026233-index.htm |
| 2020-04-13 | Natalie Grace Wolfsen | EVP, Chief Solutions Officer | Sell | 300.00 | 21.35 | 6,405.00 | 451,981.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120024526/0001209191-20-024526-index.htm |
| 2020-04-13 | Natalie Grace Wolfsen | EVP, Chief Solutions Officer | Sell | 2,200.00 | 20.24 | 44,528.00 | 452,281.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120024526/0001209191-20-024526-index.htm |
| 2020-03-30 | Natalie Grace Wolfsen | EVP, Chief Solutions Officer | Sell | 2,500.00 | 20.00 | 50,000.00 | 454,481.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320006379/0000950103-20-006379-index.htm |
| 2020-03-26 | Natalie Grace Wolfsen | EVP, Chief Solutions Officer | Sell | 2,500.00 | 19.99 | 49,975.00 | 456,981.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320006379/0000950103-20-006379-index.htm |
| 2020-03-03 | Natalie Grace Wolfsen | EVP, Chief Solutions Officer | Sell | 3,641.00 | 26.41 | 96,158.81 | 459,481.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320004659/0000950103-20-004659-index.htm |
| 2020-03-02 | Natalie Grace Wolfsen | EVP, Chief Solutions Officer | Sell | 1,740.00 | 26.16 | 45,518.40 | 463,122.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320004659/0000950103-20-004659-index.htm |
| 2020-03-02 | Natalie Grace Wolfsen | EVP, Chief Solutions Officer | Sell | 2,119.00 | 25.45 | 53,928.55 | 464,862.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320004659/0000950103-20-004659-index.htm |
| 2020-06-03 | Esi Minta-Jacobs | EVP, HR & Project Management | Sell | 443.00 | 27.00 | 11,961.00 | 47,202.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120034706/0001209191-20-034706-index.htm |
| 2020-05-28 | Esi Minta-Jacobs | EVP, HR & Project Management | Sell | 1,000.00 | 27.03 | 27,030.00 | 47,645.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120032999/0001209191-20-032999-index.htm |
| 2020-11-03 | Jeremiah H Chafkin | EVP, Chief Investment Officer | Sell | 7,933.00 | 23.00 | 182,459.00 | 485,714.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120057206/0001209191-20-057206-index.htm |
| 2020-05-27 | Esi Minta-Jacobs | EVP, HR & Project Management | Sell | 3,710.00 | 27.03 | 100,281.30 | 48,645.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120032999/0001209191-20-032999-index.htm |
| 2020-06-09 | JOSEPH M VELLI | Director | Buy | 4,876.00 | 4,876.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120036012/0001209191-20-036012-index.htm | ||
| 2020-10-14 | Jeremiah H Chafkin | EVP, Chief Investment Officer | Sell | 3,473.00 | 23.00 | 79,879.00 | 493,647.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120054951/0001209191-20-054951-index.htm |
| 2020-10-13 | Jeremiah H Chafkin | EVP, Chief Investment Officer | Sell | 4,461.00 | 23.00 | 102,603.00 | 497,120.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120054951/0001209191-20-054951-index.htm |
| 2019-07-22 | Mukesh Mehta | EVP, Chief Information Officer | Buy | 500.00 | 22.00 | 11,000.00 | 500.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010319009663/0000950103-19-009663-index.htm |
| 2020-09-01 | Jeremiah H Chafkin | EVP, Chief Investment Officer | Sell | 7,934.00 | 24.10 | 191,209.40 | 501,581.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120049565/0001209191-20-049565-index.htm |
| 2020-06-09 | Esi Minta-Jacobs | EVP, HR & Project Management | Buy | 3,282.00 | 50,484.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120036024/0001209191-20-036024-index.htm | ||
| 2020-06-04 | Charles G Goldman | President and CEO | Sell | 6,835.00 | 26.24 | 179,350.40 | 50,803.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120034705/0001209191-20-034705-index.htm |
| 2019-07-22 | Huatai Securities Co., Ltd. | 10% Share Holder | Sell | 8,125,000.00 | 20.57 | 167,131,250.00 | 50,873,799.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010319009661/0000950103-19-009661-index.htm |
| 2020-08-03 | Jeremiah H Chafkin | EVP, Chief Investment Officer | Sell | 7,934.00 | 27.66 | 219,454.44 | 509,515.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120045301/0001209191-20-045301-index.htm |
| 2020-07-01 | Jeremiah H Chafkin | EVP, Chief Investment Officer | Sell | 7,934.00 | 26.80 | 212,631.20 | 517,449.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120040521/0001209191-20-040521-index.htm |
| 2020-06-01 | Jeremiah H Chafkin | EVP, Chief Investment Officer | Sell | 2,800.00 | 26.42 | 73,976.00 | 520,694.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120034215/0001209191-20-034215-index.htm |
| 2020-06-01 | Jeremiah H Chafkin | EVP, Chief Investment Officer | Sell | 5,134.00 | 25.28 | 129,787.52 | 523,494.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120034215/0001209191-20-034215-index.htm |
| 2020-05-26 | Esi Minta-Jacobs | EVP, HR & Project Management | Sell | 1,736.00 | 27.10 | 47,045.60 | 52,355.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120032145/0001209191-20-032145-index.htm |
| 2020-06-09 | Rohit Bhagat | Director | Buy | 4,876.00 | 52,481.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120036011/0001209191-20-036011-index.htm | ||
| 2020-06-09 | Jeremiah H Chafkin | EVP, Chief Investment Officer | Buy | 4,689.00 | 525,383.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120036023/0001209191-20-036023-index.htm | ||
| 2020-05-01 | Jeremiah H Chafkin | EVP, Chief Investment Officer | Sell | 7,934.00 | 23.41 | 185,734.94 | 528,628.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120027353/0001209191-20-027353-index.htm |
| 2020-04-29 | Jeremiah H Chafkin | EVP, Chief Investment Officer | Sell | 7,074.00 | 23.43 | 165,743.82 | 536,562.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120026232/0001209191-20-026232-index.htm |
| 2020-05-22 | Esi Minta-Jacobs | EVP, HR & Project Management | Sell | 1,103.00 | 27.00 | 29,781.00 | 54,091.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120032145/0001209191-20-032145-index.htm |
| 2020-04-27 | Jeremiah H Chafkin | EVP, Chief Investment Officer | Sell | 860.00 | 23.02 | 19,797.20 | 543,636.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120026232/0001209191-20-026232-index.htm |
| 2020-03-03 | Jeremiah H Chafkin | EVP, Chief Investment Officer | Sell | 4,029.00 | 26.43 | 106,486.47 | 544,496.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320004664/0000950103-20-004664-index.htm |
| 2020-03-02 | Jeremiah H Chafkin | EVP, Chief Investment Officer | Sell | 1,705.00 | 26.16 | 44,602.80 | 548,525.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320004664/0000950103-20-004664-index.htm |
| 2020-03-02 | Jeremiah H Chafkin | EVP, Chief Investment Officer | Sell | 2,200.00 | 25.47 | 56,034.00 | 550,230.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010320004664/0000950103-20-004664-index.htm |
| 2020-05-21 | Esi Minta-Jacobs | EVP, HR & Project Management | Sell | 2,008.00 | 27.00 | 54,216.00 | 55,194.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120032145/0001209191-20-032145-index.htm |
| 2020-06-03 | Charles G Goldman | President and CEO | Sell | 10,085.00 | 27.10 | 273,303.50 | 57,638.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120034705/0001209191-20-034705-index.htm |
| 2019-07-17 | Patricia Lynn Guinn | Director | Buy | 5,909.00 | 5,909.00 | https://www.sec.gov/Archives/edgar/data/1591587/000095010319009526/0000950103-19-009526-index.htm | ||
| 2020-06-02 | Charles G Goldman | President and CEO | Sell | 8,699.00 | 26.52 | 230,697.48 | 67,723.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120033762/0001209191-20-033762-index.htm |
| 2020-06-01 | Charles G Goldman | President and CEO | Sell | 7,984.00 | 26.37 | 210,538.08 | 76,422.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120033762/0001209191-20-033762-index.htm |
| 2020-06-10 | Charles G Goldman | President and CEO | Sell | 4,411.00 | 27.96 | 123,331.56 | 7,891.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120035669/0001209191-20-035669-index.htm |
| 2020-06-01 | Charles G Goldman | President and CEO | Sell | 4,722.00 | 25.16 | 118,805.52 | 84,406.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120033762/0001209191-20-033762-index.htm |
| 2020-05-29 | Charles G Goldman | President and CEO | Sell | 9,303.00 | 26.61 | 247,552.83 | 89,128.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120033762/0001209191-20-033762-index.htm |
| 2020-05-29 | Charles G Goldman | President and CEO | Sell | 7,646.00 | 26.01 | 198,872.46 | 98,431.00 | https://www.sec.gov/Archives/edgar/data/1591587/000120919120033762/0001209191-20-033762-index.htm |