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Latest On AssetMark Financial Holdings, Inc (AMK):

Updated on: March 18, 2021

Date/Time	Type	Description	Signal
2023-05-11 01:58 EST	News	AssetMark Financial reports platform assets of $96.9B for April	N/A
2023-05-05 23:59 EST	News	AssetMark Financial Holdings, Inc. (AMK) Q1 2023 Earnings Call Transcript	N/A
2023-05-04 22:14 EST	News	AssetMark Financial Holdings, Inc. 2023 Q1 - Results - Earnings Call Presentation	N/A
2023-05-03 20:58 EST	News	AssetMark Financial Non-GAAP EPS of $0.53, revenue of $177M	N/A
2023-04-10 19:03 EST	News	AssetMark Financial posts 5.9% climb in platform assets Y/Y in March	N/A
2023-02-25 17:51 EST	News	AssetMark, Kinsale lead the week's financial gainers, while XP drops the most	N/A
2023-02-23 11:44 EST	News	AssetMark Financial Holdings, Inc. (AMK) Q4 2022 Earnings Call Transcript	N/A
2023-02-22 22:58 EST	News	AssetMark Non-GAAP EPS of $0.46 beats by $0.02, revenue of $164M beats by $44.25M	N/A
2023-02-21 21:29 EST	News	AssetMark Financial Holdings: Increasing Assets Under Management, A Stock To Buy	N/A
2022-12-13 19:38 EST	News	AssetMark Financial's platform assets rise 5.2% in November vs. October	N/A
2022-11-04 15:43 EST	News	AssetMark Financial Holdings, Inc. 2022 Q3 - Results - Earnings Call Presentation	N/A
2022-11-01 22:23 EST	News	AssetMark Financial Non-GAAP EPS of $0.47 beats by $0.06, revenue of $154.66M beats by $44.84M	N/A
2022-11-01 22:22 EST	News	AssetMark Financial Holdings, Inc. (AMK) Q3 2022 Earnings Call Transcript	N/A
2022-10-10 23:02 EST	News	AssetMark Financial platform assets dip 5.9% in September, net flows drop 62.3%	N/A
2022-08-11 06:01 EST	News	AssetMark Financial platform assets rise over 5% in July, net flows slide	N/A
2022-08-07 19:34 EST	News	AssetMark Financial Holdings, Inc. (AMK) CEO Natalie Wolfsen on Q2 2022 Results - Earnings Call Transcript	N/A
2022-08-07 19:34 EST	News	AssetMark Financial Holdings, Inc. 2022 Q2 - Results - Earnings Call Presentation	N/A
2022-08-03 17:16 EST	News	AssetMark Non-GAAP EPS of $0.44 beats by $0.03, revenue of $151.2M beats by $43.74M	N/A
2022-07-12 06:31 EST	News	AssetMark Financial platform assets dip to $82.1B in June	N/A
2022-06-13 19:52 EST	News	AssetMark Financial expands RIA offering with acquisition of Adhesion Wealth	N/A
2022-06-13 19:52 EST	News	AssetMark Financial to acquire wealth management solutions provider Adhesion Wealth	N/A
2022-05-01 06:02 EST	News	AssetMark Financial Holdings, Inc. (AMK) CEO Natalie Wolfsen on Q1 2022 Results - Earnings Call Transcript	N/A
2022-04-29 20:28 EST	News	AssetMark Financial Holdings, Inc. 2022 Q1 - Results - Earnings Call Presentation	N/A
2022-04-29 02:51 EST	News	AssetMark Financial Non-GAAP EPS of $0.39 beats by $0.01, revenue of $148M beats by $39.83M	N/A
2022-03-12 02:07 EST	News	AssetMark Financial (AMK) Investor Presentation - Slideshow	N/A
2022-02-16 13:51 EST	News	AssetMark Financial Holdings, Inc. (AMK) CEO Natalie Wolfsen on Q4 2021 Results - Earnings Call Transcript	N/A
2022-02-15 18:23 EST	News	AssetMark Financial Non-GAAP EPS of $0.33 misses by $0.01, revenue of $143.59M beats by $40.65M	N/A
2022-02-15 18:23 EST	News	AssetMark Financial Holdings, Inc. 2021 Q4 - Results - Earnings Call Presentation	N/A
2022-01-12 18:27 EST	News	AssetMark signs $500M credit agreement	N/A
2021-12-14 09:59 EST	News	AssetMark Financial's November platform assets grew 25%	N/A
2021-11-14 05:41 EST	News	AssetMark Financial Holdings, Inc. (AMK) CEO Natalie Wolfsen on Q3 2021 Results - Earnings Call Transcript	N/A
2021-11-10 02:28 EST	News	AssetMark Financial reports 29% growth in Q3 platform assets	N/A
2021-10-12 01:30 EST	News	AssetMark Financial reported 29% growth in September platform assets	N/A
2021-09-09 20:13 EST	News	AssetMark Financial's August platform assets rise 30.1% Y/Y	N/A
2021-08-09 22:58 EST	News	AssetMark Financial reports 31.3% increase in July platform assets	N/A
2021-07-31 22:55 EST	News	AssetMark Financial Holdings, Inc. (AMK) CEO Natalie Wolfsen on Q2 2021 Results - Earnings Call Transcript	N/A
2021-07-20 18:53 EST	News	AssetMark Financial reports 34% growth in June platform assets	N/A
2021-05-05 11:31 EST	News	AssetMark Financial beats on revenue	N/A
2021-04-13 09:39 EST	News	AssetMark Financial March platform assets leap 40.9% Y/Y	N/A
2021-03-11 02:43 EST	News	AssetMark Financial February platform assets leap 23.5% Y/Y	N/A
2021-03-03 11:05 EST	Analyst Rating	The Analyst Target Price has increased from $29.67 to $30.17.	Buy
2021-02-24 03:52 EST	News	AssetMark has a new CEO	N/A
2021-02-19 11:05 EST	Analyst Rating	The Analyst Target Price has increased from $29.5 to $29.67.	Buy
2021-02-17 11:04 EST	Analyst Rating	The Analyst Target Price has increased from $29 to $29.5.	Buy
2021-02-15 11:05 EST	Analyst Rating	The Analyst Target Price has increased from $28.29 to $29.	Buy
2021-02-13 19:05 EST	Financials	Company financials have been released.	Neutral
2021-02-12 14:30 EST	News	AssetMark Financial Holdings, Inc. (AMK) CEO Charles Goldman on Q4 2020 Results - Earnings Call Transcript	N/A
2021-02-12 11:05 EST	Earnings Estimate	An EPS average of $1.34 is estimated for the 2022 year.	Buy
2021-02-12 11:05 EST	Earnings Estimate	An EPS average of $0.30 is estimated for the quarter ending on June 30, 2021.	Sell
2021-02-11 20:57 EST	News	AssetMark Financial EPS beats by $0.05, beats on revenue	N/A

About AssetMark Financial Holdings, Inc (AMK):

AssetMark Financial Holdings, Inc. provides wealth management and technology solutions in the United States. The company offers an open-architecture product platform, as well as client advice, asset allocation options, practice management, support services, and technology to the financial adviser channel. It provides integrated technology platform for advisers for accessing a range of automated processes, including new account opening, portfolio construction, streamlined financial planning, customer billing, investor reporting, progress to goal analysis, and client activity tracking; advisory services; and curated investment platform. The company also offers mutual funds to clients of financial advisers; custodial recordkeeping services primarily to investor clients of registered investment advisers; record-keeper and third-party administrator services for retirement products; wealth management services for institutional and individual investors; and insurance services on an intermediary basis. It serves independent advisers who provide wealth management advice to the U.S. investors. The company was founded in 1996 and is headquartered in Concord, California. AssetMark Financial Holdings, Inc. is a subsidiary of Huatai International Investment Holdings Limited.

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General

Name AssetMark Financial Holdings, Inc
Symbol AMK
Type Common Stock
Exchange NYSE
Currency USD
Country USA
SectorFinancial Services
IndustryAsset Management
Full Time Employees 732
Fiscal Year EndDecember
IPO Date2019-07-18
Gic SectorFinancials
Gic GroupDiversified Financials
Gic IndustryCapital Markets
Gic SubIndustryAsset Management & Custody Banks
Web URLhttp://www.assetmark.com

Valuation

Trailing PE 161.12
Forward PE 17.92
Price/Sales (Trailing 12 Mt.) 3.63
Price/Book (Most Recent Quarter) 1.87
Enterprise Value Revenue 3.97
Enterprise Value EBITDA 41.88

Financials

Most Recent Quarter 2020-12-31
Current Year EPS Estimate $1.32
Next Year EPS Estimate $1.47
Next Quarter EPS Estimate $0.29
Profit Margin -2%
Operating Margin 5%
Return on Assets 1%
Return on Equity -1%
Revenue 432.08 million
Earnings Per Share $0.14
Revenue Per Share $6.41
Gross Profit 129.89 million
Quarterly Earnings Growth -0.1%

Highlights

Market Capitalization 1.67 billion
EBITDA 29.53 million
PE Ratio 18.36
Analyst Target Price $30.17
Book Value Per Share $11.71

Share Statistics

Shares Outstanding 72.46 million
Shares Float 68.75 million
% Held by Insiders 7638%
% Held by Institutions 24.13%
Shares Short 305172
Shares Short Prior Month 469971
Short Ratio 2.22
Short % of Float 2%

Technicals

52 Week High $29.45
52 Week Low $13.94
50 Day Moving Average 24.49
200 Day Moving Average 23.82

Dividends

Dividend Date N/A
ExDividend Date N/A
Dividend Yield 0%

AssetMark Financial Holdings, Inc (AMK) Dividend Calendar:

Ex-Dividend Date	Payment Date	Record Date	Declared Date	Amount

AssetMark Financial Holdings, Inc (AMK) Earnings History:

Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.

Quarter Date	Report Date	Actual Revenue	Reported EPS	EPS Estimate	Deviation from Estimate
2020-12-31	2021-02-11	$N/A	$0.31	$0.26	17.2%
2020-09-30	2020-11-10	$N/A	$0.25	$0.24	3.48%
2020-06-30	2020-08-04	$N/A	$0.21	$0.22	-4.98%
2020-03-31	2020-05-05	$N/A	$0.24	$0.27	-11.31%
2019-12-31	2020-02-26	$111.01 million	$0.27	$0.26	3.37%
2019-09-30	2019-11-05	$110.13 million	$0.25	$0.25	1.42%
2019-06-30	2019-08-28	$104.48 million	$0.25	$0.23	9.17%

AssetMark Financial Holdings, Inc (AMK) Company Financial Statements:

Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.

Income Statement:

Date	Dec 31 2020	Sep 30 2020	Jun 30 2020	Mar 31 2020	Dec 31 2019
Research Development	N/A	N/A	N/A	N/A	N/A
Income Before Tax	N/A	N/A	N/A	N/A	1.22 million
Selling General Administrative	N/A	N/A	N/A	N/A	17.78 million
Gross Profit	N/A	N/A	N/A	N/A	27.8 million
Ebit	N/A	N/A	N/A	N/A	1.69 million
Operating Income	N/A	N/A	N/A	N/A	1.69 million
Income Tax Expense	10.88 million	-7.71 million	5.81 million	-929000	3.96 million
Total Revenue	N/A	N/A	N/A	N/A	111.01 million
Cost of Revenue	N/A	N/A	N/A	N/A	83.21 million
Total Other Income Expense Net	N/A	N/A	N/A	N/A	-473000
Net Income From Continuing Operations	N/A	N/A	N/A	N/A	-2.74 million
Net Income Applicable to Common Shares	-9.87 million	8.6 million	-9.28 million	2.74 million	-2.74 million

Cash Flow:

Date	Sep 30 2020	Jun 30 2020	Mar 31 2020	Dec 31 2019	Sep 30 2019
Investments	N/A	N/A	N/A	-17000	-3000
Change to Liabilities	1.91 million	-2.16 million	-12.91 million	2.08 million	6.7 million
Total Cash Flow from Investing Activities	-8.72 million	-6.83 million	-25.93 million	-6.3 million	-5.56 million
Net Borrowings	N/A	N/A	N/A	N/A	-125 million
Total Cash Flow from Financial Activities	N/A	N/A	N/A	-142000	-790000
Change to Operating Activities	3.77 million	4.77 million	-891000	-503000	1.4 million
Change in Cash	N/A	N/A	N/A	14.61 million	18.71 million
Total Cash from Operating Activities	24.9 million	20.26 million	9.25 million	21.05 million	25.06 million
Depreciation	N/A	N/A	N/A	8.32 million	7.52 million
Other Cash Flow from Investing Activities	N/A	N/A	N/A	N/A	N/A
Change to Inventory	N/A	N/A	N/A	N/A	N/A
Change to Account Receivables	N/A	N/A	N/A	314000	N/A
Other Cash Flow from Financing Activities	N/A	N/A	N/A	N/A	N/A
Change to Net Income	15.6 million	14.09 million	13.79 million	15.48 million	11.93 million
Capital Expenditures	N/A	N/A	N/A	541000	503000

Balance Sheet:

Date	Dec 31 2020	Sep 30 2020	Jun 30 2020	Mar 31 2020	Dec 31 2019
Total Liabailities	N/A	359.87 million	N/A	N/A	330.1 million
Total Stockholder Equity	N/A	901.14 million	N/A	N/A	858.86 million
Other Current Liabilities	N/A	N/A	N/A	N/A	N/A
Total Assets	N/A	1.26 billion	N/A	N/A	1.19 billion
Common Stock	72000	72000	72000	72000	72000
Other Current Assets	11 million	10.01 million	N/A	N/A	15.57 million
Retained Earnings	54.57 million	64.44 million	55.84 million	65.12 million	62.38 million
Other Liabilities	165.8 million	166.35 million	165.84 million	165.2 million	166.83 million
Other Assets	1.97 million	N/A	N/A	N/A	N/A
Cash	N/A	109.32 million	N/A	N/A	96.34 million
Total Current Liabilities	45.89 million	38.74 million	N/A	N/A	41.58 million
Other Stockholder Equity	N/A	N/A	N/A	N/A	N/A
Property, Plant & Equipment	34.88 million	35.95 million	38.42 million	39.89 million	7.07 million
Total Current Assets	123.32 million	160.36 million	N/A	N/A	132.85 million
Long Term Investments	N/A	N/A	N/A	N/A	N/A
Net Tangible Assets	-158.35 million	-163.57 million	-186.63 million	-193.3 million	-190.18 million
Short Term Investments	N/A	9.05 million	N/A	N/A	7.28 million
Long Term Debt	N/A	121.93 million	N/A	N/A	121.69 million
Inventory	N/A	N/A	N/A	N/A	N/A
Accounts Payable	2.2 million	929000	N/A	N/A	967000

AssetMark Financial Holdings, Inc (AMK) Chart:

AssetMark Financial Holdings, Inc (AMK) News:

Below you will find a list of latest news for AssetMark Financial Holdings, Inc (AMK) from major news sources. You can filter the results to only show news from a specific source.

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AssetMark Financial Holdings, Inc (AMK) Options:

A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.

Expiration Date:

Options Type:

Moneyness:

Expiration Date	Strike	Last Price	Type	Open Interest	Implied Volatility	In The Money
2025-02-21	17.5	0	CALL	0	128.69	FALSE
2025-02-21	20	0	CALL	0	109.13	FALSE
2025-02-21	22.5	0	CALL	0	92.14	FALSE
2025-02-21	25	10	CALL	2	33.97	FALSE
2025-02-21	30	5.3	CALL	16	14.86	FALSE
2025-02-21	35	0.3	CALL	223	0	FALSE
2025-02-21	40	0.05	CALL	23	9.2	FALSE
2025-02-21	45	0	CALL	0	0	FALSE
2025-02-21	50	0	CALL	0	0	FALSE
2025-02-21	17.5	0	PUT	0	0	TRUE
2025-02-21	20	0	PUT	0	0	TRUE
2025-02-21	22.5	0	PUT	0	0	TRUE
2025-02-21	25	0	PUT	0	0	TRUE
2025-02-21	30	0	PUT	0	0	TRUE
2025-02-21	35	0.15	PUT	29	4.78	TRUE
2025-02-21	40	5.5	PUT	0	18.7	TRUE
2025-02-21	45	0	PUT	0	61.31	TRUE
2025-02-21	50	0	PUT	0	73.08	TRUE

Latest AMK Trades:

Date	Shares	Price
Jun 13, 2022 7:58 PM EST	40	$18.55
Jun 13, 2022 7:58 PM EST	4	$18.55
Jun 13, 2022 7:59 PM EST	19	$18.55
Jun 13, 2022 7:59 PM EST	7	$18.56
Jun 13, 2022 7:59 PM EST	10	$18.55

AssetMark Financial Holdings, Inc (AMK) SEC Filings:

An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.

Form Type:

Date	Form Type	Form Name	Link
2020-07-02	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120040532/0001209191-20-040532-index.htm
2019-05-21	UPLOAD	SEC-generated letter	https://www.sec.gov/Archives/edgar/data/1591587/000000000019008736/0000000000-19-008736-index.htm
2019-06-13	UPLOAD	SEC-generated letter	https://www.sec.gov/Archives/edgar/data/1591587/000000000019009836/0000000000-19-009836-index.htm
2019-07-03	UPLOAD	SEC-generated letter	https://www.sec.gov/Archives/edgar/data/1591587/000000000019010715/0000000000-19-010715-index.htm
2019-07-16	CERT	Certification	https://www.sec.gov/Archives/edgar/data/1591587/000087666119000753/0000876661-19-000753-index.htm
2019-07-17	3	Initial statement of beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010319009421/0000950103-19-009421-index.htm
2019-07-17	3	Initial statement of beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010319009422/0000950103-19-009422-index.htm
2019-07-17	3	Initial statement of beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010319009423/0000950103-19-009423-index.htm
2019-07-17	3	Initial statement of beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010319009424/0000950103-19-009424-index.htm
2019-07-17	3	Initial statement of beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010319009425/0000950103-19-009425-index.htm
2019-07-17	3	Initial statement of beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010319009426/0000950103-19-009426-index.htm
2019-07-17	3	Initial statement of beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010319009427/0000950103-19-009427-index.htm
2019-07-17	3	Initial statement of beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010319009428/0000950103-19-009428-index.htm
2019-07-17	3	Initial statement of beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010319009429/0000950103-19-009429-index.htm
2019-07-17	3	Initial statement of beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010319009430/0000950103-19-009430-index.htm
2019-07-17	3	Initial statement of beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010319009431/0000950103-19-009431-index.htm
2019-07-17	3	Initial statement of beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010319009432/0000950103-19-009432-index.htm
2019-07-17	3	Initial statement of beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010319009433/0000950103-19-009433-index.htm
2019-07-17	3	Initial statement of beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010319009434/0000950103-19-009434-index.htm
2019-07-17	3	Initial statement of beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010319009435/0000950103-19-009435-index.htm
2019-07-19	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010319009517/0000950103-19-009517-index.htm
2019-07-19	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010319009518/0000950103-19-009518-index.htm
2019-07-19	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010319009519/0000950103-19-009519-index.htm
2019-07-19	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010319009520/0000950103-19-009520-index.htm
2019-07-19	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010319009521/0000950103-19-009521-index.htm
2019-07-19	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010319009522/0000950103-19-009522-index.htm
2019-07-19	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010319009523/0000950103-19-009523-index.htm
2019-07-19	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010319009524/0000950103-19-009524-index.htm
2019-07-19	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010319009525/0000950103-19-009525-index.htm
2019-07-19	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010319009526/0000950103-19-009526-index.htm
2019-07-24	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010319009661/0000950103-19-009661-index.htm
2019-07-24	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010319009663/0000950103-19-009663-index.htm
2020-01-15	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010320000682/0000950103-20-000682-index.htm
2020-03-04	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010320004654/0000950103-20-004654-index.htm
2020-03-04	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010320004657/0000950103-20-004657-index.htm
2020-03-04	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010320004659/0000950103-20-004659-index.htm
2020-03-04	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010320004663/0000950103-20-004663-index.htm
2020-03-04	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010320004664/0000950103-20-004664-index.htm
2020-03-09	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010320004965/0000950103-20-004965-index.htm
2020-03-09	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010320004966/0000950103-20-004966-index.htm
2020-03-11	3	Initial statement of beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010320005135/0000950103-20-005135-index.htm
2020-03-12	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010320005199/0000950103-20-005199-index.htm
2020-03-12	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010320005200/0000950103-20-005200-index.htm
2020-03-12	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010320005201/0000950103-20-005201-index.htm
2020-03-12	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010320005202/0000950103-20-005202-index.htm
2020-03-30	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010320006379/0000950103-20-006379-index.htm
2020-04-10	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010320007331/0000950103-20-007331-index.htm
2020-04-10	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000095010320007332/0000950103-20-007332-index.htm
2019-04-23	DRS	Draft Registration Statement	https://www.sec.gov/Archives/edgar/data/1591587/000095012319003527/0000950123-19-003527-index.htm
2019-05-31	DRS/A	Draft Registration Statement	https://www.sec.gov/Archives/edgar/data/1591587/000095012319005791/0000950123-19-005791-index.htm
2013-11-14	13F-NT	Quarterly report filed by institutional managers, Notice	https://www.sec.gov/Archives/edgar/data/1591587/000114036113042290/0001140361-13-042290-index.htm
2014-02-11	13F-NT	Quarterly report filed by institutional managers, Notice	https://www.sec.gov/Archives/edgar/data/1591587/000114036114005829/0001140361-14-005829-index.htm
2014-05-06	13F-NT	Quarterly report filed by institutional managers, Notice	https://www.sec.gov/Archives/edgar/data/1591587/000114036114019011/0001140361-14-019011-index.htm
2014-08-12	13F-NT	Quarterly report filed by institutional managers, Notice	https://www.sec.gov/Archives/edgar/data/1591587/000114036114031942/0001140361-14-031942-index.htm
2014-11-10	13F-NT	Quarterly report filed by institutional managers, Notice	https://www.sec.gov/Archives/edgar/data/1591587/000114036114040820/0001140361-14-040820-index.htm
2015-02-03	13F-NT	Quarterly report filed by institutional managers, Notice	https://www.sec.gov/Archives/edgar/data/1591587/000114036115003721/0001140361-15-003721-index.htm
2015-05-12	13F-NT	Quarterly report filed by institutional managers, Notice	https://www.sec.gov/Archives/edgar/data/1591587/000114036115019122/0001140361-15-019122-index.htm
2015-08-13	13F-NT	Quarterly report filed by institutional managers, Notice	https://www.sec.gov/Archives/edgar/data/1591587/000114036115031664/0001140361-15-031664-index.htm
2015-11-10	13F-NT	Quarterly report filed by institutional managers, Notice	https://www.sec.gov/Archives/edgar/data/1591587/000114036115040272/0001140361-15-040272-index.htm
2016-02-12	13F-NT	Quarterly report filed by institutional managers, Notice	https://www.sec.gov/Archives/edgar/data/1591587/000114036116052127/0001140361-16-052127-index.htm
2016-05-13	13F-NT	Quarterly report filed by institutional managers, Notice	https://www.sec.gov/Archives/edgar/data/1591587/000114036116064906/0001140361-16-064906-index.htm
2016-08-08	13F-NT	Quarterly report filed by institutional managers, Notice	https://www.sec.gov/Archives/edgar/data/1591587/000114036116075154/0001140361-16-075154-index.htm
2016-11-04	13F-NT	Quarterly report filed by institutional managers, Notice	https://www.sec.gov/Archives/edgar/data/1591587/000114036116084878/0001140361-16-084878-index.htm
2020-04-24	DEF 14A	Other definitive proxy statements	https://www.sec.gov/Archives/edgar/data/1591587/000114036120009711/0001140361-20-009711-index.htm
2020-04-24	DEFA14A	Additional definitive proxy soliciting materials and Rule 14(a)(12) material	https://www.sec.gov/Archives/edgar/data/1591587/000114036120009713/0001140361-20-009713-index.htm
2019-06-24	S-1	General form for registration of securities under the Securities Act of 1933	https://www.sec.gov/Archives/edgar/data/1591587/000119312519180221/0001193125-19-180221-index.htm
2019-06-24	CORRESP	Correspondence	https://www.sec.gov/Archives/edgar/data/1591587/000119312519180236/0001193125-19-180236-index.htm
2019-07-08	S-1/A	General form for registration of securities under the Securities Act of 1933	https://www.sec.gov/Archives/edgar/data/1591587/000119312519190612/0001193125-19-190612-index.htm
2019-07-08	CORRESP	Correspondence	https://www.sec.gov/Archives/edgar/data/1591587/000119312519190614/0001193125-19-190614-index.htm
2019-07-10	S-1/A	General form for registration of securities under the Securities Act of 1933	https://www.sec.gov/Archives/edgar/data/1591587/000119312519191850/0001193125-19-191850-index.htm
2019-07-15	CORRESP	Correspondence	https://www.sec.gov/Archives/edgar/data/1591587/000119312519193806/0001193125-19-193806-index.htm
2019-07-15	8-A12B	Registration of securities [Section 12(b)]	https://www.sec.gov/Archives/edgar/data/1591587/000119312519193807/0001193125-19-193807-index.htm
2019-07-15	CORRESP	Correspondence	https://www.sec.gov/Archives/edgar/data/1591587/000119312519193808/0001193125-19-193808-index.htm
2019-07-18	424B4	Prospectus [Rule 424(b)(4)]	https://www.sec.gov/Archives/edgar/data/1591587/000119312519196611/0001193125-19-196611-index.htm
2019-07-19	S-8	Securities to be offered to employees in employee benefit plans	https://www.sec.gov/Archives/edgar/data/1591587/000119312519196786/0001193125-19-196786-index.htm
2019-07-22	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1591587/000119312519199062/0001193125-19-199062-index.htm
2019-07-26	SC 13D	General statement of acquisition of beneficial ownership	https://www.sec.gov/Archives/edgar/data/1591587/000119312519204150/0001193125-19-204150-index.htm
2019-07-31	SC 13D/A	General statement of acquisition of beneficial ownership	https://www.sec.gov/Archives/edgar/data/1591587/000119312519208580/0001193125-19-208580-index.htm
2020-08-03	S-3	Registration statement under Securities Act of 1933	https://www.sec.gov/Archives/edgar/data/1591587/000119312520208279/0001193125-20-208279-index.htm
2020-04-15	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120024525/0001209191-20-024525-index.htm
2020-04-15	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120024526/0001209191-20-024526-index.htm
2020-04-16	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120024628/0001209191-20-024628-index.htm
2020-04-16	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120024630/0001209191-20-024630-index.htm
2020-04-16	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120024636/0001209191-20-024636-index.htm
2020-04-21	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120025259/0001209191-20-025259-index.htm
2020-04-21	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120025263/0001209191-20-025263-index.htm
2020-04-21	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120025270/0001209191-20-025270-index.htm
2020-04-24	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120025662/0001209191-20-025662-index.htm
2020-04-27	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120025876/0001209191-20-025876-index.htm
2020-04-27	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120025878/0001209191-20-025878-index.htm
2020-04-27	3	Initial statement of beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120025880/0001209191-20-025880-index.htm
2020-04-29	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120026232/0001209191-20-026232-index.htm
2020-04-29	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120026233/0001209191-20-026233-index.htm
2020-04-29	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120026234/0001209191-20-026234-index.htm
2020-04-30	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120026417/0001209191-20-026417-index.htm
2020-05-04	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120026932/0001209191-20-026932-index.htm
2020-05-04	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120026933/0001209191-20-026933-index.htm
2020-05-05	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120027353/0001209191-20-027353-index.htm
2020-05-07	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120027820/0001209191-20-027820-index.htm
2020-05-11	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120028388/0001209191-20-028388-index.htm
2020-05-12	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120028655/0001209191-20-028655-index.htm
2020-05-13	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120028987/0001209191-20-028987-index.htm
2020-05-13	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120028990/0001209191-20-028990-index.htm
2020-05-18	3	Initial statement of beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120030244/0001209191-20-030244-index.htm
2020-05-19	3	Initial statement of beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120030634/0001209191-20-030634-index.htm
2020-05-19	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120030768/0001209191-20-030768-index.htm
2020-05-20	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120031049/0001209191-20-031049-index.htm
2020-05-22	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120031862/0001209191-20-031862-index.htm
2020-05-26	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120032145/0001209191-20-032145-index.htm
2020-05-28	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120032762/0001209191-20-032762-index.htm
2020-05-29	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120032999/0001209191-20-032999-index.htm
2020-06-02	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120033762/0001209191-20-033762-index.htm
2020-06-03	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120034214/0001209191-20-034214-index.htm
2020-06-03	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120034215/0001209191-20-034215-index.htm
2020-06-03	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120034217/0001209191-20-034217-index.htm
2020-06-05	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120034705/0001209191-20-034705-index.htm
2020-06-05	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120034706/0001209191-20-034706-index.htm
2020-06-10	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120035669/0001209191-20-035669-index.htm
2020-06-10	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120035670/0001209191-20-035670-index.htm
2020-06-10	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120035672/0001209191-20-035672-index.htm
2020-06-11	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120035976/0001209191-20-035976-index.htm
2020-06-11	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120036009/0001209191-20-036009-index.htm
2020-06-11	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120036011/0001209191-20-036011-index.htm
2020-06-11	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120036012/0001209191-20-036012-index.htm
2020-06-11	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120036013/0001209191-20-036013-index.htm
2020-06-11	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120036016/0001209191-20-036016-index.htm
2020-06-11	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120036018/0001209191-20-036018-index.htm
2020-06-11	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120036021/0001209191-20-036021-index.htm
2020-06-11	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120036022/0001209191-20-036022-index.htm
2020-06-11	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120036023/0001209191-20-036023-index.htm
2020-06-11	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120036024/0001209191-20-036024-index.htm
2020-06-12	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120036419/0001209191-20-036419-index.htm
2020-06-12	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120036427/0001209191-20-036427-index.htm
2020-06-15	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120036814/0001209191-20-036814-index.htm
2020-06-23	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120038594/0001209191-20-038594-index.htm
2020-07-02	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120040513/0001209191-20-040513-index.htm
2020-07-02	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120040521/0001209191-20-040521-index.htm
2020-07-02	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120040532/0001209191-20-040532-index.htm
2020-07-14	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120042439/0001209191-20-042439-index.htm
2020-08-05	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120045301/0001209191-20-045301-index.htm
2020-08-05	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120045302/0001209191-20-045302-index.htm
2020-08-05	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120045303/0001209191-20-045303-index.htm
2020-09-03	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120049565/0001209191-20-049565-index.htm
2020-10-15	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120054951/0001209191-20-054951-index.htm
2020-11-05	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1591587/000120919120057206/0001209191-20-057206-index.htm
2019-08-28	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1591587/000156459019033286/0001564590-19-033286-index.htm
2019-08-28	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1591587/000156459019033334/0001564590-19-033334-index.htm
2019-08-28	10-Q	Quarterly report [Sections 13 or 15(d)]	https://www.sec.gov/Archives/edgar/data/1591587/000156459019033356/0001564590-19-033356-index.htm
2019-10-01	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1591587/000156459019036084/0001564590-19-036084-index.htm
2019-11-05	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1591587/000156459019040347/0001564590-19-040347-index.htm
2019-11-06	10-Q	Quarterly report [Sections 13 or 15(d)]	https://www.sec.gov/Archives/edgar/data/1591587/000156459019040571/0001564590-19-040571-index.htm
2019-12-05	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1591587/000156459019045383/0001564590-19-045383-index.htm
2020-02-26	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1591587/000156459020006764/0001564590-20-006764-index.htm
2020-03-02	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1591587/000156459020008185/0001564590-20-008185-index.htm
2020-03-13	10-K	Annual report [Section 13 and 15(d), not S-K Item 405]	https://www.sec.gov/Archives/edgar/data/1591587/000156459020010862/0001564590-20-010862-index.htm
2020-03-31	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1591587/000156459020014327/0001564590-20-014327-index.htm
2020-04-23	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1591587/000156459020018106/0001564590-20-018106-index.htm
2020-05-05	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1591587/000156459020021266/0001564590-20-021266-index.htm
2020-05-12	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1591587/000156459020024727/0001564590-20-024727-index.htm
2020-05-13	10-Q	Quarterly report [Sections 13 or 15(d)]	https://www.sec.gov/Archives/edgar/data/1591587/000156459020025086/0001564590-20-025086-index.htm
2020-06-09	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1591587/000156459020028755/0001564590-20-028755-index.htm
2020-08-04	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1591587/000156459020036122/0001564590-20-036122-index.htm
2020-08-11	10-Q	Quarterly report [Sections 13 or 15(d)]	https://www.sec.gov/Archives/edgar/data/1591587/000156459020039363/0001564590-20-039363-index.htm
2020-08-27	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1591587/000156459020041401/0001564590-20-041401-index.htm
2019-07-17	EFFECT	Notice of Effectiveness	https://www.sec.gov/Archives/edgar/data/1591587/999999999519001630/9999999995-19-001630-index.htm
2019-06-10	SEC STAFF	SEC Staff Letter: REDACTED EXHIBIT	https://www.sec.gov/Archives/edgar/data/1591587/999999999719005421/9999999997-19-005421-index.htm
2019-07-12	SEC STAFF	SEC Staff Letter: REDACTED EXHIBIT	https://www.sec.gov/Archives/edgar/data/1591587/999999999719006120/9999999997-19-006120-index.htm

AssetMark Financial Holdings, Inc (AMK) Insider Transactions:

Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of AssetMark Financial Holdings, Inc (AMK). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.
Insider Ownership: 7638%
Institutional Ownership: 2413%

Transaction Date	Insider Name	Insider Title	Type	Shares Number	Shares Price	Total Transaction	Shares Held After Transaction	Link
2020-06-11	Charles G Goldman	Chief Executive Officer	Sell	1,400.00	26.71	37,394.00	0.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120036814/0001209191-20-036814-index.htm
2020-05-28	Charles G Goldman	President and CEO	Sell	9,227.00	26.80	247,283.60	106,077.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120032762/0001209191-20-032762-index.htm
2020-06-09	Patricia Lynn Guinn	Director	Buy	4,876.00			10,785.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120036009/0001209191-20-036009-index.htm
2020-05-28	Charles G Goldman	President and CEO	Sell	9,546.00	26.01	248,291.46	115,304.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120032762/0001209191-20-032762-index.htm
2020-06-10	Charles G Goldman	President and CEO	Sell	5,810.00	27.66	160,704.60	12,302.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120035669/0001209191-20-035669-index.htm
2020-05-27	Charles G Goldman	President and CEO	Sell	21,991.00	26.91	591,777.81	124,850.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120032762/0001209191-20-032762-index.htm
2020-06-11	Charles G Goldman	Chief Executive Officer	Sell	6,491.00	25.68	166,688.88	1,400.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120036814/0001209191-20-036814-index.htm
2020-05-26	Charles G Goldman	President and CEO	Sell	5.00	27.73	138.65	146,841.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120032762/0001209191-20-032762-index.htm
2020-05-26	Charles G Goldman	President and CEO	Sell	5,302.00	26.91	142,676.82	146,846.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120032762/0001209191-20-032762-index.htm
2020-05-26	Charles G Goldman	President and CEO	Sell	25,475.00	26.13	665,661.75	152,148.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120032762/0001209191-20-032762-index.htm
2020-07-10	Ted F. Angus	EVP, General Counsel	Sell	9,447.00	27.16	256,580.52	168,055.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120042439/0001209191-20-042439-index.htm
2020-06-10	Ted F. Angus	EVP, General Counsel	Sell	3,247.00	27.97	90,818.59	177,502.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120036419/0001209191-20-036419-index.htm
2020-05-11	Ted F. Angus	EVP, General Counsel	Sell	100.00	24.35	2,435.00	177,572.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120028990/0001209191-20-028990-index.htm
2020-05-26	Charles G Goldman	President and CEO	Sell	14,518.00	25.16	365,272.88	177,623.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120032762/0001209191-20-032762-index.htm
2020-05-11	Ted F. Angus	EVP, General Counsel	Sell	9,347.00	23.93	223,673.71	177,672.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120028990/0001209191-20-028990-index.htm
2020-06-10	Ted F. Angus	EVP, General Counsel	Sell	6,200.00	27.66	171,492.00	180,749.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120036419/0001209191-20-036419-index.htm
2020-06-09	Charles G Goldman	President and CEO	Sell	9,685.00	28.56	276,603.60	18,112.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120035669/0001209191-20-035669-index.htm
2020-06-09	Ted F. Angus	EVP, General Counsel	Buy	9,377.00			186,949.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120035976/0001209191-20-035976-index.htm
2020-04-23	Ted F. Angus	EVP, General Counsel	Sell	4,946.00	22.16	109,603.36	187,019.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120025876/0001209191-20-025876-index.htm
2020-06-11	Gary G. Zyla	EVP, Chief Financial Officer	Sell	100.00	27.22	2,722.00	188,497.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120036427/0001209191-20-036427-index.htm
2020-06-11	Gary G. Zyla	EVP, Chief Financial Officer	Sell	1,300.00	26.71	34,723.00	188,597.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120036427/0001209191-20-036427-index.htm
2020-06-11	Gary G. Zyla	EVP, Chief Financial Officer	Sell	3,868.00	25.71	99,446.28	189,897.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120036427/0001209191-20-036427-index.htm
2020-04-17	Ted F. Angus	EVP, General Counsel	Sell	4,200.00	22.11	92,862.00	191,965.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120025259/0001209191-20-025259-index.htm
2020-05-22	Charles G Goldman	President and CEO	Sell	2,000.00	26.95	53,900.00	192,141.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120031862/0001209191-20-031862-index.htm
2020-06-10	Gary G. Zyla	EVP, Chief Financial Officer	Sell	6,572.00	27.93	183,555.96	193,765.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120036427/0001209191-20-036427-index.htm
2020-05-22	Charles G Goldman	President and CEO	Sell	17,373.00	26.50	460,384.50	194,141.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120031862/0001209191-20-031862-index.htm
2020-05-12	Gary G. Zyla	EVP, Chief Financial Officer	Sell	2,619.00	23.71	62,096.49	194,620.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120028987/0001209191-20-028987-index.htm
2020-04-14	Ted F. Angus	EVP & General Counsel	Sell	300.00	22.00	6,600.00	196,165.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120024630/0001209191-20-024630-index.htm
2020-03-11	Ted F. Angus	EVP, General Counsel	Sell	746.00	22.39	16,702.94	196,465.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320005202/0000950103-20-005202-index.htm
2020-03-10	Ted F. Angus	EVP, General Counsel	Sell	100.00	23.62	2,362.00	197,211.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320005202/0000950103-20-005202-index.htm
2020-05-11	Gary G. Zyla	EVP, Chief Financial Officer	Sell	100.00	24.53	2,453.00	197,239.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120028987/0001209191-20-028987-index.htm
2020-03-10	Ted F. Angus	EVP, General Counsel	Sell	8,600.00	22.86	196,596.00	197,311.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320005202/0000950103-20-005202-index.htm
2020-05-11	Gary G. Zyla	EVP, Chief Financial Officer	Sell	12,781.00	23.95	306,104.95	197,339.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120028987/0001209191-20-028987-index.htm
2020-06-10	Gary G. Zyla	EVP, Chief Financial Officer	Sell	3,660.00	27.54	100,796.40	200,337.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120036427/0001209191-20-036427-index.htm
2020-05-18	Charles G Goldman	President and CEO	Sell	3,851.00	25.19	97,006.69	2,013,197.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120030768/0001209191-20-030768-index.htm
2020-05-15	Charles G Goldman	President and CEO	Sell	7,708.00	24.51	188,923.08	2,017,048.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120030768/0001209191-20-030768-index.htm
2020-05-12	Charles G Goldman	President and CEO	Sell	700.00	24.02	16,814.00	2,024,756.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120028655/0001209191-20-028655-index.htm
2020-05-11	Charles G Goldman	President and CEO	Sell	5,423.00	24.07	130,531.61	2,025,456.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120028655/0001209191-20-028655-index.htm
2020-05-08	Charles G Goldman	President and CEO	Sell	27,732.00	25.01	693,577.32	2,030,879.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120028655/0001209191-20-028655-index.htm
2020-06-09	Gary G. Zyla	EVP, Chief Financial Officer	Buy	9,377.00			203,997.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120036022/0001209191-20-036022-index.htm
2020-05-08	Charles G Goldman	President and CEO	Sell	23,824.00	24.54	584,640.96	2,058,611.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120028655/0001209191-20-028655-index.htm
2020-05-07	Charles G Goldman	President and CEO	Sell	3,093.00	24.99	77,294.07	2,082,435.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120027820/0001209191-20-027820-index.htm
2020-05-07	Charles G Goldman	President and CEO	Sell	27,341.00	24.41	667,393.81	2,085,528.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120027820/0001209191-20-027820-index.htm
2020-04-14	Gary G. Zyla	EVP, Chief Financial Officer	Sell	4,764.00	21.67	103,235.88	210,120.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120024525/0001209191-20-024525-index.htm
2020-05-06	Charles G Goldman	President and CEO	Sell	6,011.00	24.08	144,744.88	2,112,869.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120027820/0001209191-20-027820-index.htm
2020-05-21	Charles G Goldman	President and CEO	Sell	16,515.00	26.91	444,418.65	211,514.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120031862/0001209191-20-031862-index.htm
2020-05-06	Charles G Goldman	President and CEO	Sell	6,572.00	23.58	154,967.76	2,118,880.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120027820/0001209191-20-027820-index.htm
2020-05-06	Charles G Goldman	President and CEO	Sell	35,739.00	22.44	801,983.16	2,125,452.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120027820/0001209191-20-027820-index.htm
2020-04-14	Gary G. Zyla	EVP, Chief Financial Officer	Sell	2,700.00	20.83	56,241.00	214,884.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120024525/0001209191-20-024525-index.htm
2020-05-05	Charles G Goldman	President and CEO	Sell	4,880.00	24.19	118,047.20	2,161,191.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120027820/0001209191-20-027820-index.htm
2020-05-05	Charles G Goldman	President and CEO	Sell	6,939.00	23.47	162,858.33	2,166,071.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120027820/0001209191-20-027820-index.htm
2020-05-04	Charles G Goldman	President and CEO	Sell	200.00	23.80	4,760.00	2,173,010.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120026932/0001209191-20-026932-index.htm
2020-05-04	Charles G Goldman	President and CEO	Sell	88,117.00	23.10	2,035,502.70	2,173,210.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120026932/0001209191-20-026932-index.htm
2020-04-13	Gary G. Zyla	EVP, Chief Financial Officer	Sell	600.00	21.32	12,792.00	217,584.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120024525/0001209191-20-024525-index.htm
2020-04-13	Gary G. Zyla	EVP, Chief Financial Officer	Sell	7,436.00	20.24	150,504.64	218,184.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120024525/0001209191-20-024525-index.htm
2020-03-11	Gary G. Zyla	EVP, Chief Financial Officer	Sell	3,786.00	22.20	84,049.20	225,620.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320005200/0000950103-20-005200-index.htm
2020-05-01	Charles G Goldman	President and CEO	Sell	921.00	24.23	22,315.83	2,261,327.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120026932/0001209191-20-026932-index.htm
2020-05-01	Charles G Goldman	President and CEO	Sell	24,904.00	23.51	585,493.04	2,262,248.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120026932/0001209191-20-026932-index.htm
2020-05-21	Charles G Goldman	President and CEO	Sell	12,763.00	26.54	338,730.02	228,029.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120031862/0001209191-20-031862-index.htm
2020-04-30	Charles G Goldman	President and CEO	Sell	32,039.00	24.04	770,217.56	2,287,152.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120026932/0001209191-20-026932-index.htm
2020-03-11	Gary G. Zyla	EVP, Chief Financial Officer	Sell	2,825.00	21.48	60,681.00	229,406.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320005200/0000950103-20-005200-index.htm
2020-04-30	Charles G Goldman	President and CEO	Sell	7,063.00	23.69	167,322.47	2,319,191.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120026932/0001209191-20-026932-index.htm
2020-03-10	Gary G. Zyla	EVP, Chief Financial Officer	Sell	8,889.00	22.80	202,669.20	232,231.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320005200/0000950103-20-005200-index.htm
2020-04-29	Charles G Goldman	President and CEO	Sell	12,494.00	23.85	297,981.90	2,326,254.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120026234/0001209191-20-026234-index.htm
2020-04-29	Charles G Goldman	President and CEO	Sell	16,824.00	23.14	389,307.36	2,338,748.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120026234/0001209191-20-026234-index.htm
2020-04-28	Charles G Goldman	President and CEO	Sell	11,160.00	22.27	248,533.20	2,355,572.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120026234/0001209191-20-026234-index.htm
2020-04-27	Charles G Goldman	President and CEO	Sell	6,320.00	22.64	143,084.80	2,366,732.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120026234/0001209191-20-026234-index.htm
2020-04-24	Charles G Goldman	President and CEO	Sell	4,115.00	22.21	91,394.15	2,373,052.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120025662/0001209191-20-025662-index.htm
2020-04-23	Charles G Goldman	President and CEO	Sell	23,411.00	22.15	518,553.65	2,377,167.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120025662/0001209191-20-025662-index.htm
2020-04-22	Charles G Goldman	President and CEO	Sell	63.00	22.04	1,388.52	2,400,578.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120025662/0001209191-20-025662-index.htm
2020-04-17	Charles G Goldman	President and CEO	Sell	7,040.00	22.09	155,513.60	2,400,641.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120025270/0001209191-20-025270-index.htm
2020-04-14	Charles G Goldman	President and CEO	Sell	550.00	22.00	12,100.00	2,407,681.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120024636/0001209191-20-024636-index.htm
2020-05-20	Charles G Goldman	President and CEO	Sell	305.00	26.66	8,131.30	240,792.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120031862/0001209191-20-031862-index.htm
2020-04-09	Charles G Goldman	President and CEO	Sell	3,000.00	22.04	66,120.00	2,408,231.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320007332/0000950103-20-007332-index.htm
2020-05-20	Charles G Goldman	President and CEO	Sell	10,726.00	26.26	281,664.76	241,097.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120031862/0001209191-20-031862-index.htm
2020-04-08	Charles G Goldman	President and CEO	Sell	1,200.00	22.00	26,400.00	2,411,231.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320007332/0000950103-20-007332-index.htm
2020-03-11	Charles G Goldman	President and CEO	Sell	6,330.00	22.22	140,652.60	2,412,431.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320005199/0000950103-20-005199-index.htm
2020-03-10	Charles G Goldman	President and CEO	Sell	8,733.00	22.78	198,937.74	2,418,761.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320005199/0000950103-20-005199-index.htm
2020-03-09	Charles G Goldman	President and CEO	Sell	3,460.00	24.36	84,285.60	2,427,494.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320004965/0000950103-20-004965-index.htm
2020-03-09	Charles G Goldman	President and CEO	Sell	6,840.00	23.60	161,424.00	2,430,954.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320004965/0000950103-20-004965-index.htm
2020-03-09	Charles G Goldman	President and CEO	Sell	8,874.00	22.66	201,084.84	2,437,794.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320004965/0000950103-20-004965-index.htm
2020-03-06	Charles G Goldman	President and CEO	Sell	13,413.00	25.30	339,348.90	2,446,668.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320004965/0000950103-20-004965-index.htm
2020-03-05	Charles G Goldman	President and CEO	Sell	4,700.00	25.95	121,965.00	2,460,081.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320004965/0000950103-20-004965-index.htm
2020-03-04	Charles G Goldman	President and CEO	Sell	2,618.00	27.16	71,104.88	2,464,781.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320004654/0000950103-20-004654-index.htm
2020-03-04	Charles G Goldman	President and CEO	Sell	3,142.00	26.56	83,451.52	2,467,399.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320004654/0000950103-20-004654-index.htm
2020-03-03	Charles G Goldman	President and CEO	Sell	8,727.00	26.35	229,956.45	2,470,541.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320004654/0000950103-20-004654-index.htm
2020-03-02	Charles G Goldman	President and CEO	Sell	2,710.00	26.16	70,893.60	2,479,268.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320004654/0000950103-20-004654-index.htm
2020-03-02	Charles G Goldman	President and CEO	Sell	2,149.00	25.47	54,735.03	2,481,978.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320004654/0000950103-20-004654-index.htm
2020-05-19	Charles G Goldman	President and CEO	Sell	20,708.00	25.47	527,432.76	251,823.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120030768/0001209191-20-030768-index.htm
2020-05-18	Charles G Goldman	President and CEO	Sell	33,614.00	26.02	874,636.28	272,531.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120030768/0001209191-20-030768-index.htm
2020-04-29	Carrie E. Hansen	EVP, Chief Operating Officer	Sell	1,555.00	23.75	36,931.25	277,685.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120026417/0001209191-20-026417-index.htm
2020-06-08	Charles G Goldman	President and CEO	Sell	11,276.00	28.12	317,081.12	27,797.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120035669/0001209191-20-035669-index.htm
2020-04-29	Carrie E. Hansen	EVP, Chief Operating Officer	Sell	7,375.00	23.11	170,436.25	279,240.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120026417/0001209191-20-026417-index.htm
2020-04-28	Carrie E. Hansen	EVP, Chief Operating Officer	Sell	5,595.00	22.27	124,600.65	286,615.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120026417/0001209191-20-026417-index.htm
2020-06-09	Carrie E. Hansen	EVP, Chief Operating Officer	Buy	9,377.00			287,062.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120036018/0001209191-20-036018-index.htm
2020-04-27	Carrie E. Hansen	EVP, Chief Operating Officer	Sell	3,172.00	22.64	71,814.08	292,210.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120025878/0001209191-20-025878-index.htm
2020-04-24	Carrie E. Hansen	EVP, Chief Operating Officer	Sell	2,100.00	22.21	46,641.00	295,382.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120025878/0001209191-20-025878-index.htm
2020-04-23	Carrie E. Hansen	EVP, Chief Operating Officer	Sell	11,796.00	22.16	261,399.36	297,482.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120025878/0001209191-20-025878-index.htm
2020-05-18	Charles G Goldman	President and CEO	Sell	4,463.00	25.50	113,806.50	306,145.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120030768/0001209191-20-030768-index.htm
2020-04-17	Carrie E. Hansen	EVP, Chief Operating Officer	Sell	3,668.00	22.09	81,026.12	309,278.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120025263/0001209191-20-025263-index.htm
2020-04-14	Carrie E. Hansen	EVP, Chief Operating Officer	Sell	300.00	22.00	6,600.00	312,946.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120024628/0001209191-20-024628-index.htm
2020-04-09	Carrie E. Hansen	EVP, Chief Operating Officer	Sell	1,500.00	22.03	33,045.00	313,246.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320007331/0000950103-20-007331-index.htm
2020-04-08	Carrie E. Hansen	EVP, Chief Operating Officer	Sell	600.00	22.00	13,200.00	314,746.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320007331/0000950103-20-007331-index.htm
2020-03-11	Carrie E. Hansen	EVP, Chief Operating Officer	Sell	6,269.00	22.23	139,359.87	315,346.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320005201/0000950103-20-005201-index.htm
2020-03-10	Carrie E. Hansen	EVP, Chief Operating Officer	Sell	8,886.00	22.80	202,600.80	321,615.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320005201/0000950103-20-005201-index.htm
2020-08-03	Mukesh Mehta	EVP, Chief Information Officer	Sell	3,000.00	27.61	82,830.00	329,431.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120045303/0001209191-20-045303-index.htm
2020-03-09	Carrie E. Hansen	EVP, Chief Operating Officer	Sell	3,591.00	24.38	87,548.58	330,501.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320004966/0000950103-20-004966-index.htm
2020-08-03	Mukesh Mehta	EVP, Chief Information Officer	Sell	7,000.00	27.66	193,620.00	332,431.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120045303/0001209191-20-045303-index.htm
2020-03-09	Carrie E. Hansen	EVP, Chief Operating Officer	Sell	6,480.00	23.61	152,992.80	334,092.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320004966/0000950103-20-004966-index.htm
2020-08-03	Michael Kim	EVP, Chief Client Officer	Sell	10,000.00	27.66	276,600.00	338,144.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120045302/0001209191-20-045302-index.htm
2020-07-02	Mukesh Mehta	EVP, Chief Information Officer	Sell	2,995.00	27.23	81,553.85	339,431.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120040513/0001209191-20-040513-index.htm
2020-06-01	Mukesh Mehta	EVP, Chief Information Officer	Sell	3,000.00	26.40	79,200.00	340,054.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120034217/0001209191-20-034217-index.htm
2020-03-09	Carrie E. Hansen	EVP, Chief Operating Officer	Sell	9,118.00	22.68	206,796.24	340,572.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320004966/0000950103-20-004966-index.htm
2020-07-01	Mukesh Mehta	EVP, Chief Information Officer	Sell	4,005.00	26.79	107,293.95	342,426.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120040513/0001209191-20-040513-index.htm
2020-06-01	Mukesh Mehta	EVP, Chief Information Officer	Sell	2,900.00	26.41	76,589.00	343,054.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120034217/0001209191-20-034217-index.htm
2020-06-01	Mukesh Mehta	EVP, Chief Information Officer	Sell	4,100.00	25.35	103,935.00	345,954.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120034217/0001209191-20-034217-index.htm
2020-07-01	Mukesh Mehta	EVP, Chief Information Officer	Sell	3,000.00	26.76	80,280.00	346,431.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120040513/0001209191-20-040513-index.htm
2020-06-01	Michael Kim	EVP, Chief Client Officer	Sell	800.00	26.15	20,920.00	347,829.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120034214/0001209191-20-034214-index.htm
2020-07-02	Michael Kim	EVP, Chief Client Officer	Sell	1,939.00	27.22	52,779.58	348,144.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120040532/0001209191-20-040532-index.htm
2020-06-01	Michael Kim	EVP, Chief Client Officer	Sell	9,200.00	25.41	233,772.00	348,629.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120034214/0001209191-20-034214-index.htm
2020-06-09	Mukesh Mehta	EVP, Chief Information Officer	Buy	9,377.00			349,431.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120036021/0001209191-20-036021-index.htm
2020-03-06	Carrie E. Hansen	EVP, Chief Operating Officer	Sell	13,240.00	25.29	334,839.60	349,690.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320004966/0000950103-20-004966-index.htm
2020-07-01	Michael Kim	EVP, Chief Client Officer	Sell	8,061.00	26.80	216,034.80	350,083.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120040532/0001209191-20-040532-index.htm
2020-05-18	Michael Kim	EVP, Chief Client Officer	Sell	1,763.00	25.29	44,586.27	357,829.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120031049/0001209191-20-031049-index.htm
2020-06-09	Michael Kim	EVP, Chief Client Officer	Buy	10,315.00			358,144.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120036013/0001209191-20-036013-index.htm
2020-05-08	Michael Kim	EVP, Chief Client Officer	Sell	15,637.00	25.04	391,550.48	359,592.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120028388/0001209191-20-028388-index.htm
2020-03-05	Carrie E. Hansen	EVP, Chief Operating Officer	Sell	4,614.00	25.93	119,641.02	362,930.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320004966/0000950103-20-004966-index.htm
2020-03-04	Carrie E. Hansen	EVP, Chief Operating Officer	Sell	3,271.00	27.08	88,578.68	367,544.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320004657/0000950103-20-004657-index.htm
2020-03-03	Mukesh Mehta	EVP, Chief Information Officer	Sell	6,120.00	26.38	161,445.60	370,054.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320004663/0000950103-20-004663-index.htm
2020-03-04	Carrie E. Hansen	EVP, Chief Operating Officer	Sell	2,453.00	26.42	64,808.26	370,815.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320004657/0000950103-20-004657-index.htm
2020-03-03	Carrie E. Hansen	EVP, Chief Operating Officer	Sell	8,408.00	26.36	221,634.88	373,268.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320004657/0000950103-20-004657-index.htm
2020-05-07	Michael Kim	EVP, Chief Client Officer	Sell	2,600.00	25.00	65,000.00	375,229.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120028388/0001209191-20-028388-index.htm
2020-03-02	Mukesh Mehta	EVP, Chief Information Officer	Sell	1,825.00	26.16	47,742.00	376,174.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320004663/0000950103-20-004663-index.htm
2020-03-02	Mukesh Mehta	EVP, Chief Information Officer	Sell	2,055.00	25.46	52,320.30	377,999.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320004663/0000950103-20-004663-index.htm
2020-03-02	Carrie E. Hansen	EVP, Chief Operating Officer	Sell	2,686.00	26.15	70,238.90	381,676.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320004657/0000950103-20-004657-index.htm
2020-03-02	Carrie E. Hansen	EVP, Chief Operating Officer	Sell	2,129.00	25.51	54,310.79	384,362.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320004657/0000950103-20-004657-index.htm
2020-06-05	Charles G Goldman	President and CEO	Sell	11,730.00	27.28	319,994.40	39,073.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120034705/0001209191-20-034705-index.htm
2020-06-23	Natalie Grace Wolfsen	EVP, Chief Solutions Officer	Sell	16,983.00	28.18	478,580.94	396,480.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120038594/0001209191-20-038594-index.htm
2020-06-10	Natalie Grace Wolfsen	EVP, Chief Solutions Officer	Sell	3,396.00	28.00	95,088.00	408,439.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120035672/0001209191-20-035672-index.htm
2020-06-09	Natalie Grace Wolfsen	EVP, Chief Solutions Officer	Sell	9,720.00	28.55	277,506.00	411,835.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120035672/0001209191-20-035672-index.htm
2020-06-22	Natalie Grace Wolfsen	EVP, Chief Solutions Officer	Sell	5,191.00	28.02	145,451.82	413,463.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120038594/0001209191-20-038594-index.htm
2020-06-19	Natalie Grace Wolfsen	EVP, Chief Solutions Officer	Sell	100.00	27.99	2,799.00	418,654.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120038594/0001209191-20-038594-index.htm
2020-06-08	Natalie Grace Wolfsen	EVP, Chief Solutions Officer	Sell	7,926.00	28.40	225,098.40	421,555.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120035672/0001209191-20-035672-index.htm
2020-06-09	Natalie Grace Wolfsen	EVP, Chief Solutions Officer	Buy	10,315.00			422,150.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120036016/0001209191-20-036016-index.htm
2020-04-30	Natalie Grace Wolfsen	EVP, Chief Solutions Officer	Sell	6,083.00	24.04	146,235.32	429,481.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120026933/0001209191-20-026933-index.htm
2020-04-29	Natalie Grace Wolfsen	EVP, Chief Solutions Officer	Sell	13,917.00	23.99	333,868.83	435,564.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120026233/0001209191-20-026233-index.htm
2020-04-27	Natalie Grace Wolfsen	EVP, Chief Solutions Officer	Sell	2,500.00	22.63	56,575.00	449,481.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120026233/0001209191-20-026233-index.htm
2020-04-13	Natalie Grace Wolfsen	EVP, Chief Solutions Officer	Sell	300.00	21.35	6,405.00	451,981.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120024526/0001209191-20-024526-index.htm
2020-04-13	Natalie Grace Wolfsen	EVP, Chief Solutions Officer	Sell	2,200.00	20.24	44,528.00	452,281.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120024526/0001209191-20-024526-index.htm
2020-03-30	Natalie Grace Wolfsen	EVP, Chief Solutions Officer	Sell	2,500.00	20.00	50,000.00	454,481.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320006379/0000950103-20-006379-index.htm
2020-03-26	Natalie Grace Wolfsen	EVP, Chief Solutions Officer	Sell	2,500.00	19.99	49,975.00	456,981.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320006379/0000950103-20-006379-index.htm
2020-03-03	Natalie Grace Wolfsen	EVP, Chief Solutions Officer	Sell	3,641.00	26.41	96,158.81	459,481.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320004659/0000950103-20-004659-index.htm
2020-03-02	Natalie Grace Wolfsen	EVP, Chief Solutions Officer	Sell	1,740.00	26.16	45,518.40	463,122.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320004659/0000950103-20-004659-index.htm
2020-03-02	Natalie Grace Wolfsen	EVP, Chief Solutions Officer	Sell	2,119.00	25.45	53,928.55	464,862.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320004659/0000950103-20-004659-index.htm
2020-06-03	Esi Minta-Jacobs	EVP, HR & Project Management	Sell	443.00	27.00	11,961.00	47,202.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120034706/0001209191-20-034706-index.htm
2020-05-28	Esi Minta-Jacobs	EVP, HR & Project Management	Sell	1,000.00	27.03	27,030.00	47,645.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120032999/0001209191-20-032999-index.htm
2020-11-03	Jeremiah H Chafkin	EVP, Chief Investment Officer	Sell	7,933.00	23.00	182,459.00	485,714.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120057206/0001209191-20-057206-index.htm
2020-05-27	Esi Minta-Jacobs	EVP, HR & Project Management	Sell	3,710.00	27.03	100,281.30	48,645.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120032999/0001209191-20-032999-index.htm
2020-06-09	JOSEPH M VELLI	Director	Buy	4,876.00			4,876.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120036012/0001209191-20-036012-index.htm
2020-10-14	Jeremiah H Chafkin	EVP, Chief Investment Officer	Sell	3,473.00	23.00	79,879.00	493,647.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120054951/0001209191-20-054951-index.htm
2020-10-13	Jeremiah H Chafkin	EVP, Chief Investment Officer	Sell	4,461.00	23.00	102,603.00	497,120.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120054951/0001209191-20-054951-index.htm
2019-07-22	Mukesh Mehta	EVP, Chief Information Officer	Buy	500.00	22.00	11,000.00	500.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010319009663/0000950103-19-009663-index.htm
2020-09-01	Jeremiah H Chafkin	EVP, Chief Investment Officer	Sell	7,934.00	24.10	191,209.40	501,581.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120049565/0001209191-20-049565-index.htm
2020-06-09	Esi Minta-Jacobs	EVP, HR & Project Management	Buy	3,282.00			50,484.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120036024/0001209191-20-036024-index.htm
2020-06-04	Charles G Goldman	President and CEO	Sell	6,835.00	26.24	179,350.40	50,803.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120034705/0001209191-20-034705-index.htm
2019-07-22	Huatai Securities Co., Ltd.	10% Share Holder	Sell	8,125,000.00	20.57	167,131,250.00	50,873,799.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010319009661/0000950103-19-009661-index.htm
2020-08-03	Jeremiah H Chafkin	EVP, Chief Investment Officer	Sell	7,934.00	27.66	219,454.44	509,515.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120045301/0001209191-20-045301-index.htm
2020-07-01	Jeremiah H Chafkin	EVP, Chief Investment Officer	Sell	7,934.00	26.80	212,631.20	517,449.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120040521/0001209191-20-040521-index.htm
2020-06-01	Jeremiah H Chafkin	EVP, Chief Investment Officer	Sell	2,800.00	26.42	73,976.00	520,694.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120034215/0001209191-20-034215-index.htm
2020-06-01	Jeremiah H Chafkin	EVP, Chief Investment Officer	Sell	5,134.00	25.28	129,787.52	523,494.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120034215/0001209191-20-034215-index.htm
2020-05-26	Esi Minta-Jacobs	EVP, HR & Project Management	Sell	1,736.00	27.10	47,045.60	52,355.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120032145/0001209191-20-032145-index.htm
2020-06-09	Rohit Bhagat	Director	Buy	4,876.00			52,481.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120036011/0001209191-20-036011-index.htm
2020-06-09	Jeremiah H Chafkin	EVP, Chief Investment Officer	Buy	4,689.00			525,383.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120036023/0001209191-20-036023-index.htm
2020-05-01	Jeremiah H Chafkin	EVP, Chief Investment Officer	Sell	7,934.00	23.41	185,734.94	528,628.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120027353/0001209191-20-027353-index.htm
2020-04-29	Jeremiah H Chafkin	EVP, Chief Investment Officer	Sell	7,074.00	23.43	165,743.82	536,562.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120026232/0001209191-20-026232-index.htm
2020-05-22	Esi Minta-Jacobs	EVP, HR & Project Management	Sell	1,103.00	27.00	29,781.00	54,091.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120032145/0001209191-20-032145-index.htm
2020-04-27	Jeremiah H Chafkin	EVP, Chief Investment Officer	Sell	860.00	23.02	19,797.20	543,636.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120026232/0001209191-20-026232-index.htm
2020-03-03	Jeremiah H Chafkin	EVP, Chief Investment Officer	Sell	4,029.00	26.43	106,486.47	544,496.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320004664/0000950103-20-004664-index.htm
2020-03-02	Jeremiah H Chafkin	EVP, Chief Investment Officer	Sell	1,705.00	26.16	44,602.80	548,525.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320004664/0000950103-20-004664-index.htm
2020-03-02	Jeremiah H Chafkin	EVP, Chief Investment Officer	Sell	2,200.00	25.47	56,034.00	550,230.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010320004664/0000950103-20-004664-index.htm
2020-05-21	Esi Minta-Jacobs	EVP, HR & Project Management	Sell	2,008.00	27.00	54,216.00	55,194.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120032145/0001209191-20-032145-index.htm
2020-06-03	Charles G Goldman	President and CEO	Sell	10,085.00	27.10	273,303.50	57,638.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120034705/0001209191-20-034705-index.htm
2019-07-17	Patricia Lynn Guinn	Director	Buy	5,909.00			5,909.00	https://www.sec.gov/Archives/edgar/data/1591587/000095010319009526/0000950103-19-009526-index.htm
2020-06-02	Charles G Goldman	President and CEO	Sell	8,699.00	26.52	230,697.48	67,723.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120033762/0001209191-20-033762-index.htm
2020-06-01	Charles G Goldman	President and CEO	Sell	7,984.00	26.37	210,538.08	76,422.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120033762/0001209191-20-033762-index.htm
2020-06-10	Charles G Goldman	President and CEO	Sell	4,411.00	27.96	123,331.56	7,891.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120035669/0001209191-20-035669-index.htm
2020-06-01	Charles G Goldman	President and CEO	Sell	4,722.00	25.16	118,805.52	84,406.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120033762/0001209191-20-033762-index.htm
2020-05-29	Charles G Goldman	President and CEO	Sell	9,303.00	26.61	247,552.83	89,128.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120033762/0001209191-20-033762-index.htm
2020-05-29	Charles G Goldman	President and CEO	Sell	7,646.00	26.01	198,872.46	98,431.00	https://www.sec.gov/Archives/edgar/data/1591587/000120919120033762/0001209191-20-033762-index.htm

AssetMark Financial Holdings, Inc

(NYSE:AMK)