Latest On Oxford Square Capital Corp (OXSQ):
| Date/Time | Type | Description | Signal | Details |
|---|---|---|---|---|
| 2024-08-16 05:51 EST | Dividend | A dividend of $0.04 has been announced on May 2, 2024. It will be paid Aug 30, 2024 with an ex-dividend date of Aug 16, 2024. | Neutral |  |
| 2024-07-17 05:50 EST | Dividend | A dividend of $0.04 has been announced on May 2, 2024. It will be paid Jul 31, 2024 with an ex-dividend date of Jul 17, 2024. | Neutral | |
| 2024-06-14 05:52 EST | Dividend | A dividend of $0.04 has been announced on Mar 14, 2024. It will be paid Jun 28, 2024 with an ex-dividend date of Jun 14, 2024. | Neutral | |
| 2024-05-16 05:51 EST | Dividend | A dividend of $0.04 has been announced on Mar 15, 2024. It will be paid May 31, 2024 with an ex-dividend date of May 16, 2024. | Neutral | |
| 2024-04-15 05:50 EST | Dividend | A dividend of $0.04 has been announced on Mar 15, 2024. It will be paid Apr 30, 2024 with an ex-dividend date of Apr 15, 2024. | Neutral | |
| 2024-03-14 05:54 EST | Dividend | A dividend of $0.04 has been announced on Nov 7, 2023. It will be paid Mar 29, 2024 with an ex-dividend date of Mar 14, 2024. | Neutral | |
| 2024-02-14 04:56 EST | Dividend | A dividend of $0.04 has been announced on Nov 7, 2023. It will be paid Feb 29, 2024 with an ex-dividend date of Feb 14, 2024. | Neutral | |
| 2024-01-16 04:51 EST | Dividend | A dividend of $0.04 has been announced on Nov 7, 2023. It will be paid Jan 31, 2024 with an ex-dividend date of Jan 16, 2024. | Neutral | |
| 2023-12-14 04:51 EST | Dividend | A dividend of $0.04 has been announced on Aug 3, 2023. It will be paid Dec 29, 2023 with an ex-dividend date of Dec 14, 2023. | Neutral | |
| 2023-11-15 04:50 EST | Dividend | A dividend of $0.04 has been announced on Aug 3, 2023. It will be paid Nov 30, 2023 with an ex-dividend date of Nov 15, 2023. | Neutral | |
| 2023-10-16 05:50 EST | Dividend | A dividend of $0.04 has been announced on Aug 3, 2023. It will be paid Oct 31, 2023 with an ex-dividend date of Oct 16, 2023. | Neutral | |
| 2023-09-14 05:52 EST | Dividend | A dividend of $0.12 has been announced on Aug 3, 2023. It will be paid Sep 29, 2023 with an ex-dividend date of Sep 14, 2023. | Neutral | |
| 2023-08-16 05:50 EST | Dividend | A dividend of $0.04 has been announced on May 2, 2023. It will be paid Aug 31, 2023 with an ex-dividend date of Aug 16, 2023. | Neutral | |
| 2023-07-14 05:50 EST | Dividend | A dividend of $0.04 has been announced on May 2, 2023. It will be paid Jul 31, 2023 with an ex-dividend date of Jul 14, 2023. | Neutral | |
| 2023-06-15 05:51 EST | Dividend | A dividend of $0.04 has been announced on Mar 21, 2023. It will be paid Jun 30, 2023 with an ex-dividend date of Jun 15, 2023. | Neutral | |
| 2023-05-16 05:50 EST | Dividend | A dividend of $0.04 has been announced on Mar 21, 2023. It will be paid May 31, 2023 with an ex-dividend date of May 16, 2023. | Neutral | |
| 2023-05-02 13:08 EST | News | Oxford Square Capital GAAP EPS of $0.13 beats by $0.02, revenue of $12.94M beats by $0.74M | N/A | |
| 2023-05-02 13:08 EST | News | Oxford Square Capital Corp. (OXSQ) Q1 2023 Earnings Conference Call Transcript | N/A | |
| 2023-05-02 01:00 EST | News | Oxford Square Capital Q1 2023 Earnings Preview | N/A | |
| 2023-04-13 05:51 EST | Dividend | A dividend of $0.04 has been announced on Mar 21, 2023. It will be paid Apr 28, 2023 with an ex-dividend date of Apr 13, 2023. | Neutral | |
| 2023-03-21 23:56 EST | News | Oxford Square Capital NII of $0.13, Total Investment income of $11.9M | N/A | |
| 2023-03-21 23:55 EST | News | Oxford Square Capital Corp. (OXSQ) Q4 2022 Earnings Call Transcript | N/A | |
| 2023-03-20 17:29 EST | News | Oxford Square Capital Q4 2022 Earnings Preview | N/A | |
| 2023-03-16 05:51 EST | Dividend | A dividend of $0.04 has been announced on Oct 20, 2022. It will be paid Mar 31, 2023 with an ex-dividend date of Mar 16, 2023. | Neutral | |
| 2023-02-13 04:50 EST | Dividend | A dividend of $0.04 has been announced on Oct 20, 2022. It will be paid Feb 28, 2023 with an ex-dividend date of Feb 13, 2023. | Neutral | |
| 2023-01-13 04:50 EST | Dividend | A dividend of $0.04 has been announced on Oct 20, 2022. It will be paid Jan 31, 2023 with an ex-dividend date of Jan 13, 2023. | Neutral | |
| 2022-12-15 04:51 EST | Dividend | A dividend of $0.04 has been announced on Jul 26, 2022. It will be paid Dec 30, 2022 with an ex-dividend date of Dec 15, 2022. | Neutral | |
| 2022-11-15 04:50 EST | Dividend | A dividend of $0.04 has been announced on Jul 26, 2022. It will be paid Nov 30, 2022 with an ex-dividend date of Nov 15, 2022. | Neutral | |
| 2022-11-07 23:02 EST | News | Oxford Square Capital Q3 total investment income beats consensus, NAV slips | N/A | |
| 2022-11-07 23:02 EST | News | Oxford Square Capital NII of $0.11, Total investment income of $11.4M | N/A | |
| 2022-11-07 23:01 EST | News | Oxford Square Capital Corp. (OXSQ) Q3 2022 Earnings Call Transcript | N/A | |
| 2022-11-05 00:08 EST | News | Oxford Square Capital Q3 2022 Earnings Preview | N/A | |
| 2022-10-14 05:52 EST | Dividend | A dividend of $0.04 has been announced on Jul 26, 2022. It will be paid Oct 31, 2022 with an ex-dividend date of Oct 14, 2022. | Neutral | |
| 2022-09-15 05:51 EST | Dividend | A dividend of $0.04 has been announced on Apr 21, 2022. It will be paid Sep 30, 2022 with an ex-dividend date of Sep 15, 2022. | Neutral | |
| 2022-08-16 05:51 EST | Dividend | A dividend of $0.04 has been announced on Apr 21, 2022. It will be paid Aug 31, 2022 with an ex-dividend date of Aug 16, 2022. | Neutral | |
| 2022-07-29 17:00 EST | News | Oxford Square Capital: Still A Risky Choice | N/A | |
| 2022-07-27 22:44 EST | News | Oxford Square Capital Corp.'s (OXSQ) CEO Jonathan Cohen on Q2 2022 Results - Earnings Call Transcript | N/A | |
| 2022-07-26 19:41 EST | News | Oxford Square Capital GAAP EPS of $0.09, Total Investment Income of $9.94M misses by $0.06M | N/A | |
| 2022-07-26 19:41 EST | News | Oxford Square Capital Corp. (OXSQ) CEO Jonathan Cohen on Q2 2022 Results - Earnings Call Transcript | N/A | |
| 2022-07-25 17:09 EST | News | Oxford Square Capital Q2 2022 Earnings Preview | N/A | |
| 2022-07-14 05:51 EST | Dividend | A dividend of $0.04 has been announced on Apr 21, 2022. It will be paid Jul 29, 2022 with an ex-dividend date of Jul 14, 2022. | Neutral | |
| 2022-06-15 05:50 EST | Dividend | A dividend of $0.04 has been announced on Mar 1, 2022. It will be paid Jun 30, 2022 with an ex-dividend date of Jun 15, 2022. | Neutral | |
| 2022-06-14 20:49 EST | News | Oxford Square Capital gowes ex-dividend tomorrow | N/A | |
| 2022-05-16 05:50 EST | Dividend | A dividend of $0.04 has been announced on Mar 1, 2022. It will be paid May 31, 2022 with an ex-dividend date of May 16, 2022. | Neutral | |
| 2022-05-14 01:06 EST | News | Oxford Square Capital goes ex-dividend on Monday | N/A | |
| 2022-04-28 17:38 EST | News | Oxford Square Capital NII of $0.09 beats by $0.01, total investment income of $9.87M misses by $0.03M | N/A | |
| 2022-04-28 17:37 EST | News | Oxford Square Capital Corp. 2022 Q1 - Results - Earnings Call Presentation | N/A | |
| 2022-04-28 17:36 EST | News | Oxford Square Capital Corp. (OXSQ) CEO Jonathan Cohen on Q1 2022 Results - Earnings Call Transcript | N/A | |
| 2022-04-28 02:06 EST | News | Oxford Square Capital Q1 2022 Earnings Preview | N/A | |
| 2022-04-13 05:50 EST | Dividend | A dividend of $0.04 has been announced on Mar 1, 2022. It will be paid Apr 29, 2022 with an ex-dividend date of Apr 13, 2022. | Neutral | |
About Oxford Square Capital Corp (OXSQ):
Oxford Square Capital Corp. is a business development company, operates as a closed-end, non-diversified management investment company. It is a private equity and mezzanine firm. The firm invests in both public and private companies. It invests in secured and unsecured senior debt, subordinated debt, junior subordinated debt, preferred stock, common stock and syndicated bank loans. The firm primarily invests in debt and/or equity securities of technology-related companies that operate in the computer software, Internet, information technology infrastructure and services, media, telecommunications and telecommunications equipment, semiconductors, hardware, technology-enabled services, semiconductor capital equipment, medical device technology, diversified technology, and networking systems sectors. It concentrates its investments in companies having annual revenues of less than $200 million and a market capitalization or enterprise value of less than $300 million. The firm invests between $5 million and $30 million per transaction. It seeks to exit its investments within 7 years. It serves as the investment adviser to TICC. Oxford Square Capital Corp., formerly known as TICC Capital Corp., was founded in 2003 and is headquartered in Greenwich, Connecticut.
General
- Name Oxford Square Capital Corp
- Symbol OXSQ
- Type Common Stock
- Exchange NASDAQ
- Currency USD
- Country USA
- SectorFinancial Services
- IndustryAsset Management
- Fiscal Year EndDecember
- IPO Date2018-03-21
- Gic SectorFinancials
- Gic GroupDiversified Financials
- Gic IndustryCapital Markets
- Gic SubIndustryAsset Management & Custody Banks
- Web URLhttp://www.ticc.com
View More
Valuation
- Price/Book (Most Recent Quarter) 1.09
View More
Financials
- Most Recent Quarter 2020-09-30
- Next Quarter EPS Estimate $0.08
- Profit Margin -105%
- Operating Margin 78%
- Return on Assets 6%
- Return on Equity -19%
- Revenue 40.73 million
- Earnings Per Share -$0.47
- Revenue Per Share $0.83
- Gross Profit 62.65 million
- Quarterly Earnings Growth -41.6%
View More
Highlights
- Market Capitalization 205.3 million
- PE Ratio 65.25
- Analyst Target Price $5
- Book Value Per Share $3.85
View More
Share Statistics
- Shares Outstanding 49.59 million
- Shares Float 46.79 million
- % Held by Insiders 834%
- % Held by Institutions 11.05%
- Shares Short 150744
- Shares Short Prior Month 176003
- Short Ratio 0.42
View More
Technicals
- Beta 1.24
- 52 Week High $4.38
- 52 Week Low $1.73
- 50 Day Moving Average 3.92
- 200 Day Moving Average 3.13
View More
Dividends
- Forward Annual Dividend Rate $0.42
- Forward Annual Dividend Yield 9.93%
- Payout Ratio 45%
- Dividend Date 2018-12-31
- ExDividend Date 2021-03-16
- Dividend Per Share $0.71
- Dividend Yield 13.08%
View More
Oxford Square Capital Corp (OXSQ) Dividend Calendar:
Oxford Square Capital Corp pays an annual dividend of $0.42 per share, with a dividend yield of 13.08%.
OXSQ's last dividend payment was made to shareholders on December 31, 2018.
Oxford Square Capital Corp pays out 45% of its earnings out as a dividend.
| Ex-Dividend Date | Payment Date | Record Date | Declared Date | Amount |
|---|
Oxford Square Capital Corp (OXSQ) Earnings History:
Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.
| Quarter Date | Report Date | Actual Revenue | Reported EPS | EPS Estimate | Deviation from Estimate |
|---|---|---|---|---|---|
| 2020-09-30 | 2020-10-27 | $21.77 million | $0.09 | $0.08 | 12.5% |
| 2020-06-30 | 2020-07-28 | $N/A | $0.09 | $0.11 | -18.18% |
| 2020-03-31 | 2020-04-28 | $-78310494 | $0.13 | $0.17 | -23.53% |
| 2019-12-31 | 2020-02-26 | $13.43 million | $0.18 | $0.19 | -5.26% |
| 2019-09-30 | 2019-10-30 | $14.08 million | $0.19 | $0.18 | 5.56% |
| 2019-06-30 | 2019-07-30 | $20.91 million | $0.27 | $0.18 | 54.29% |
| 2019-03-31 | 2019-04-30 | $14.23 million | $0.18 | $0.17 | 5.88% |
| 2018-12-31 | 2019-02-28 | $15.19 million | $0.18 | $0.18 | 1.87% |
| 2018-09-30 | 2018-10-30 | $15.22 million | $0.18 | $0.16 | 14.87% |
| 2018-06-30 | 2018-07-31 | $12.52 million | $0.15 | $0.16 | -8.14% |
| 2018-03-31 | 2018-05-01 | $13.35 million | $0.17 | $0.15 | 11.48% |
| 2017-12-31 | 2018-02-27 | $13.44 million | $0.15 | $0.14 | 9.09% |
| 2017-09-30 | 2017-11-02 | $14.5 million | $0.13 | $0.15 | -13.33% |
| 2017-06-30 | 2017-08-08 | $17.01 million | $0.15 | $0.14 | 7.14% |
| 2017-03-31 | 2017-05-08 | $16.47 million | $0.15 | $0.14 | 5.26% |
| 2016-12-31 | 2017-03-02 | $18.87 million | $0.14 | $0.13 | 12% |
| 2016-09-30 | 2016-11-03 | $18.1 million | $0.11 | $0.17 | -35.29% |
| 2016-06-30 | 2016-08-04 | $17.05 million | $0.13 | $0.13 | 0% |
| 2016-03-31 | 2016-05-03 | $15.27 million | $0.08 | $0.12 | -35.12% |
| 2015-12-31 | 2016-03-10 | $18.81 million | -$0.21 | $0.32 | -165.63% |
| 2015-09-30 | 2015-11-06 | $23.13 million | $0.18 | $0.18 | 0% |
| 2015-06-30 | 2015-08-04 | $23.78 million | $0.18 | $0.20 | -10% |
| 2015-03-31 | 2015-05-11 | $21.74 million | $0.20 | $0.27 | -25.93% |
| 2014-12-31 | 2015-02-26 | $28.56 million | $0.21 | $0.28 | -25% |
| 2014-09-30 | 2014-11-04 | $30.18 million | $0.28 | $0.28 | 0% |
| 2014-06-30 | 2014-08-07 | $29.94 million | $0.28 | $0.28 | 0% |
| 2014-03-31 | 2014-05-12 | $28.66 million | $0.29 | $0.29 | 0% |
| 2013-12-31 | 2014-03-10 | $30.49 million | $0.30 | $0.28 | 7.14% |
| 2013-09-30 | 2013-11-07 | $27.45 million | $0.26 | $0.28 | -7.14% |
| 2013-06-30 | 2013-08-06 | $25.42 million | $0.25 | $0.27 | -7.41% |
| 2013-03-31 | 2013-05-07 | $21.73 million | $0.24 | $0.27 | -11.11% |
| 2012-12-31 | 2013-03-12 | $20.37 million | $0.25 | $0.27 | -7.41% |
| 2012-09-30 | 2012-11-07 | $15.59 million | $0.24 | $0.28 | -14.29% |
| 2012-06-30 | 2012-07-30 | $20.46 million | $0.27 | $0.28 | -3.57% |
| 2012-03-31 | 2012-05-04 | $14.75 million | $0.27 | $0.27 | 0% |
| 2011-12-31 | 2012-03-08 | $13.21 million | $0.26 | $0.26 | 0% |
| 2011-09-30 | 2011-11-08 | $11.09 million | $0.23 | $0.25 | -8% |
| 2011-06-30 | 2011-08-04 | $11.13 million | $0.25 | $0.24 | 4.17% |
| 2011-03-31 | 2011-05-05 | $9.76 million | $0.22 | $0.23 | -4.35% |
| 2010-12-31 | 2011-03-09 | $9.14 million | $0.24 | $0.25 | -4% |
| 2010-09-30 | 2010-11-04 | $9.08 million | $0.25 | $0.24 | 4.17% |
| 2010-06-30 | 2010-08-05 | $8.73 million | $0.24 | $0.20 | 20% |
| 2010-03-31 | 2010-05-06 | $6.56 million | $0.17 | $0.14 | 21.43% |
| 2009-12-31 | 2010-03-11 | $5.52 million | $0.14 | $0.12 | 16.67% |
| 2009-09-30 | 2009-11-05 | $4.95 million | $0.12 | $0.12 | 0% |
| 2009-06-30 | 2009-08-06 | $4.92 million | $0.12 | $0.14 | -14.29% |
| 2009-03-31 | 2009-05-07 | $5.12 million | $0.13 | $0.14 | -7.14% |
| 2008-12-31 | 2009-03-12 | $6.95 million | $0.17 | $0.20 | -15% |
| 2008-09-30 | 2008-11-06 | $8.8 million | $0.22 | $0.21 | 4.76% |
| 2008-06-30 | 2008-08-11 | $10.07 million | $0.25 | $0.27 | -7.41% |
| 2008-03-31 | 2008-05-06 | $11.48 million | $0.29 | $0.30 | -3.33% |
| 2007-12-31 | 2008-03-13 | $12.25 million | $0.32 | $0.34 | -5.88% |
| 2007-09-30 | 2007-11-07 | $11.02 million | $0.32 | $0.36 | -11.11% |
| 2007-06-30 | 2007-08-07 | $10.67 million | $0.35 | $0.36 | -2.78% |
| 2007-03-31 | 2007-05-08 | $9.9 million | $0.34 | $0.36 | -5.56% |
| 2006-12-31 | 2007-03-07 | $11.48 million | $0.39 | $0.34 | 14.71% |
| 2006-09-30 | 2006-11-02 | $8.79 million | $0.31 | $0.34 | -8.82% |
| 2006-06-30 | 2006-08-03 | $8.47 million | $0.32 | $0.31 | 3.23% |
| 2006-03-31 | 2006-05-03 | $7.21 million | $0.27 | $0.29 | -6.9% |
| 2005-12-31 | 2006-03-02 | $6.35 million | $0.26 | $0.32 | -18.75% |
| 2005-09-30 | 2005-11-03 | $6.5 million | $0.33 | $0.31 | 6.45% |
| 2005-06-30 | 2005-08-04 | $4.72 million | $0.25 | $0.25 | 0% |
| 2005-03-31 | 2005-05-05 | $4.23 million | $0.23 | $0.21 | 9.52% |
| 2004-12-31 | 2005-02-14 | $2.89 million | $0.18 | $0.19 | -5.26% |
| 2004-09-30 | 2004-11-04 | $2.34 million | $0.13 | $0.10 | 30% |
| 2004-06-30 | 2004-08-05 | $1.24 million | $0.03 | $0.03 | 0% |
| 2004-03-31 | 2004-05-04 | $913000 | $-0.00 | $0.02 | -123% |
Oxford Square Capital Corp (OXSQ) Company Financial Statements:
Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.
Income Statement:
| Date |
|---|
| Research Development |
| Income Before Tax |
| Selling General Administrative |
| Gross Profit |
| Ebit |
| Operating Income |
| Income Tax Expense |
| Total Revenue |
| Cost of Revenue |
| Total Other Income Expense Net |
| Net Income From Continuing Operations |
| Net Income Applicable to Common Shares |
Cash Flow:
| Date |
|---|
| Investments |
| Change to Liabilities |
| Total Cash Flow from Investing Activities |
| Net Borrowings |
| Total Cash Flow from Financial Activities |
| Change to Operating Activities |
| Change in Cash |
| Total Cash from Operating Activities |
| Depreciation |
| Other Cash Flow from Investing Activities |
| Change to Inventory |
| Change to Account Receivables |
| Other Cash Flow from Financing Activities |
| Change to Net Income |
| Capital Expenditures |
Balance Sheet:
| Date |
|---|
| Total Liabailities |
| Total Stockholder Equity |
| Other Current Liabilities |
| Total Assets |
| Common Stock |
| Other Current Assets |
| Retained Earnings |
| Other Liabilities |
| Other Assets |
| Cash |
| Total Current Liabilities |
| Other Stockholder Equity |
| Property, Plant & Equipment |
| Total Current Assets |
| Long Term Investments |
| Net Tangible Assets |
| Short Term Investments |
| Long Term Debt |
| Inventory |
| Accounts Payable |
Oxford Square Capital Corp (OXSQ) Chart:
Oxford Square Capital Corp (OXSQ) News:
Below you will find a list of latest news for Oxford Square Capital Corp (OXSQ) from major news sources. You can filter the results to only show news from a specific source.
No recent news available
Oxford Square Capital Corp (OXSQ) Options:
A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.
| Expiration Date | Strike | Last Price | Type | Volume | Open Interest | Implied Volatility | In The Money | Change | Change Percent |
|---|---|---|---|---|---|---|---|---|---|
| 2025-05-16 | 2.5 | 0.05 | CALL | 0 | 155 | 64.18 | FALSE | 0 | 0 |
| 2025-05-16 | 5 | 0.05 | CALL | 0 | 108 | 279.09 | FALSE | 0 | 0 |
| 2025-05-16 | 7.5 | 0.05 | CALL | 0 | 5 | 391.39 | FALSE | 0 | 0 |
| 2025-05-16 | 2.5 | 0.1 | PUT | 1 | 131 | 53.34 | TRUE | 0.1 | 0 |
| 2025-05-16 | 5 | 2.54 | PUT | 0 | 7 | 338.91 | TRUE | 0 | 0 |
| 2025-05-16 | 7.5 | 5.18 | PUT | 0 | 0 | 349.44 | TRUE | 0 | 0 |
| 2025-06-20 | 2.5 | 0.05 | CALL | 0 | 1 | 28.08 | FALSE | 0 | 0 |
| 2025-06-20 | 5 | 0 | CALL | 0 | 0 | 120.62 | FALSE | 0 | 0 |
| 2025-06-20 | 7.5 | 0 | CALL | 0 | 0 | 169.07 | FALSE | 0 | 0 |
| 2025-06-20 | 2.5 | 0.1 | PUT | 0 | 2 | 30.23 | TRUE | 0 | 0 |
| 2025-06-20 | 5 | 0 | PUT | 0 | 0 | 132.92 | TRUE | 0 | 0 |
| 2025-06-20 | 7.5 | 0 | PUT | 0 | 0 | 206.78 | TRUE | 0 | 0 |
| 2025-08-15 | 2.5 | 0.12 | CALL | 0 | 144 | 28.89 | FALSE | 0 | 0 |
| 2025-08-15 | 5 | 0.05 | CALL | 0 | 20 | 79.76 | FALSE | 0 | 0 |
| 2025-08-15 | 7.5 | 0 | CALL | 0 | 0 | 111.7 | FALSE | 0 | 0 |
| 2025-08-15 | 2.5 | 0.15 | PUT | 0 | 2126 | 39.46 | TRUE | 0 | 0 |
| 2025-08-15 | 5 | 2.55 | PUT | 0 | 2 | 109.21 | TRUE | 0 | 0 |
| 2025-08-15 | 7.5 | 4.96 | PUT | 0 | 4 | 141.47 | TRUE | 0 | 0 |
| 2025-11-21 | 2.5 | 0.11 | CALL | 0 | 198 | 24.68 | FALSE | 0 | 0 |
| 2025-11-21 | 5 | 0 | CALL | 0 | 0 | 56.89 | FALSE | 0 | 0 |
| 2025-11-21 | 7.5 | 0 | CALL | 0 | 0 | 79.54 | FALSE | 0 | 0 |
| 2025-11-21 | 2.5 | 0.32 | PUT | 0 | 110 | 27.71 | TRUE | 0 | 0 |
| 2025-11-21 | 5 | 0 | PUT | 0 | 0 | 90.06 | TRUE | 0 | 0 |
| 2025-11-21 | 7.5 | 0 | PUT | 0 | 0 | 105.3 | TRUE | 0 | 0 |
Latest OXSQ Trades:
| Date | Shares | Price |
|---|---|---|
| Jun 13, 2022 7:56 PM EST | 19 | $3.9 |
| Jun 13, 2022 7:56 PM EST | 200 | $3.91 |
| Jun 13, 2022 7:57 PM EST | 100 | $3.905 |
| Jun 13, 2022 7:59 PM EST | 1 | $3.92 |
| Jun 13, 2022 8:01 PM EST | 2 | $4.03 |
Oxford Square Capital Corp (OXSQ) SEC Filings:
An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.
| Date | Form Type | Form Name | Link |
|---|---|---|---|
| 2020-06-04 | 497AD | Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)] | https://www.sec.gov/Archives/edgar/data/1259429/000161577420006756/0001615774-20-006756-index.htm |
| 2018-04-11 | SC 13G | Statement of acquisition of beneficial ownership by individuals | https://www.sec.gov/Archives/edgar/data/1259429/000091384918000188/0000913849-18-000188-index.htm |
| 2019-02-14 | SC 13G/A | Statement of acquisition of beneficial ownership by individuals | https://www.sec.gov/Archives/edgar/data/1259429/000091384919000141/0000913849-19-000141-index.htm |
| 2018-02-21 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1259429/000114036118009454/0001140361-18-009454-index.htm |
| 2018-02-21 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1259429/000114036118009466/0001140361-18-009466-index.htm |
| 2018-02-26 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1259429/000114036118010151/0001140361-18-010151-index.htm |
| 2018-02-26 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1259429/000114036118010153/0001140361-18-010153-index.htm |
| 2018-03-01 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1259429/000114036118011241/0001140361-18-011241-index.htm |
| 2018-03-01 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1259429/000114036118011244/0001140361-18-011244-index.htm |
| 2018-03-06 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1259429/000114036118012244/0001140361-18-012244-index.htm |
| 2018-03-06 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1259429/000114036118012252/0001140361-18-012252-index.htm |
| 2018-03-09 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1259429/000114036118012822/0001140361-18-012822-index.htm |
| 2018-03-09 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1259429/000114036118012823/0001140361-18-012823-index.htm |
| 2018-03-14 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1259429/000114036118013437/0001140361-18-013437-index.htm |
| 2018-03-14 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1259429/000114036118013438/0001140361-18-013438-index.htm |
| 2018-03-19 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1259429/000114036118014026/0001140361-18-014026-index.htm |
| 2018-03-19 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1259429/000114036118014027/0001140361-18-014027-index.htm |
| 2018-03-22 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1259429/000114036118014674/0001140361-18-014674-index.htm |
| 2018-03-22 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1259429/000114036118014676/0001140361-18-014676-index.htm |
| 2018-03-27 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1259429/000114036118015217/0001140361-18-015217-index.htm |
| 2018-03-27 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1259429/000114036118015220/0001140361-18-015220-index.htm |
| 2018-03-29 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1259429/000114036118015882/0001140361-18-015882-index.htm |
| 2018-03-29 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1259429/000114036118015884/0001140361-18-015884-index.htm |
| 2018-04-04 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1259429/000114036118017064/0001140361-18-017064-index.htm |
| 2018-04-04 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1259429/000114036118017072/0001140361-18-017072-index.htm |
| 2018-04-10 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1259429/000114036118018059/0001140361-18-018059-index.htm |
| 2018-04-10 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1259429/000114036118018060/0001140361-18-018060-index.htm |
| 2018-04-13 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1259429/000114036118018533/0001140361-18-018533-index.htm |
| 2018-04-13 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1259429/000114036118018536/0001140361-18-018536-index.htm |
| 2018-04-18 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1259429/000114036118018886/0001140361-18-018886-index.htm |
| 2018-04-18 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1259429/000114036118018892/0001140361-18-018892-index.htm |
| 2019-06-11 | DEF 14A | Other definitive proxy statements | https://www.sec.gov/Archives/edgar/data/1259429/000121390019010480/0001213900-19-010480-index.htm |
| 2019-06-11 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/1259429/000121390019010482/0001213900-19-010482-index.htm |
| 2019-07-30 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1259429/000121390019013944/0001213900-19-013944-index.htm |
| 2019-07-31 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1259429/000121390019014159/0001213900-19-014159-index.htm |
| 2019-08-01 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1259429/000121390019014299/0001213900-19-014299-index.htm |
| 2019-08-01 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1259429/000121390019014310/0001213900-19-014310-index.htm |
| 2020-07-28 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1259429/000121390020018774/0001213900-20-018774-index.htm |
| 2020-07-29 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1259429/000121390020018933/0001213900-20-018933-index.htm |
| 2020-08-25 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1259429/000121390020023666/0001213900-20-023666-index.htm |
| 2020-09-14 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1259429/000121390020026353/0001213900-20-026353-index.htm |
| 2020-10-27 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1259429/000121390020033375/0001213900-20-033375-index.htm |
| 2020-10-28 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1259429/000121390020033727/0001213900-20-033727-index.htm |
| 2019-04-03 | CERT | Certification | https://www.sec.gov/Archives/edgar/data/1259429/000135445719000186/0001354457-19-000186-index.htm |
| 2020-03-13 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1259429/000156761920006327/0001567619-20-006327-index.htm |
| 2020-03-16 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1259429/000156761920006507/0001567619-20-006507-index.htm |
| 2020-03-17 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1259429/000156761920006543/0001567619-20-006543-index.htm |
| 2020-03-19 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1259429/000156761920006788/0001567619-20-006788-index.htm |
| 2018-02-27 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1259429/000161577418001466/0001615774-18-001466-index.htm |
| 2018-03-01 | 10-K | Annual report [Section 13 and 15(d), not S-K Item 405] | https://www.sec.gov/Archives/edgar/data/1259429/000161577418001548/0001615774-18-001548-index.htm |
| 2018-03-06 | SC 13D/A | General statement of acquisition of beneficial ownership | https://www.sec.gov/Archives/edgar/data/1259429/000161577418001616/0001615774-18-001616-index.htm |
| 2018-03-09 | 10-K/A | Annual report [Section 13 and 15(d), not S-K Item 405] | https://www.sec.gov/Archives/edgar/data/1259429/000161577418001761/0001615774-18-001761-index.htm |
| 2018-03-20 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1259429/000161577418001990/0001615774-18-001990-index.htm |
| 2018-04-06 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1259429/000161577418002457/0001615774-18-002457-index.htm |
| 2018-05-01 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1259429/000161577418003125/0001615774-18-003125-index.htm |
| 2018-05-02 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1259429/000161577418003195/0001615774-18-003195-index.htm |
| 2018-05-25 | 40-17G | Fidelity Bond [Rule 17G-1(g)] | https://www.sec.gov/Archives/edgar/data/1259429/000161577418004404/0001615774-18-004404-index.htm |
| 2018-06-22 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1259429/000161577418005592/0001615774-18-005592-index.htm |
| 2018-06-26 | DEF 14A | Other definitive proxy statements | https://www.sec.gov/Archives/edgar/data/1259429/000161577418005720/0001615774-18-005720-index.htm |
| 2018-07-30 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1259429/000161577418007066/0001615774-18-007066-index.htm |
| 2018-07-31 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1259429/000161577418007170/0001615774-18-007170-index.htm |
| 2018-08-01 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1259429/000161577418007363/0001615774-18-007363-index.htm |
| 2018-10-12 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1259429/000161577418010812/0001615774-18-010812-index.htm |
| 2018-10-30 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1259429/000161577418011467/0001615774-18-011467-index.htm |
| 2018-10-31 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1259429/000161577418011683/0001615774-18-011683-index.htm |
| 2019-01-23 | N-2 | Registration statement for closed-end investment companies | https://www.sec.gov/Archives/edgar/data/1259429/000161577419000879/0001615774-19-000879-index.htm |
| 2019-01-23 | CORRESP | Correspondence | https://www.sec.gov/Archives/edgar/data/1259429/000161577419000882/0001615774-19-000882-index.htm |
| 2019-02-28 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1259429/000161577419003251/0001615774-19-003251-index.htm |
| 2019-02-28 | 10-K | Annual report [Section 13 and 15(d), not S-K Item 405] | https://www.sec.gov/Archives/edgar/data/1259429/000161577419003361/0001615774-19-003361-index.htm |
| 2019-03-07 | N-2/A | Registration statement for closed-end investment companies | https://www.sec.gov/Archives/edgar/data/1259429/000161577419003738/0001615774-19-003738-index.htm |
| 2019-03-07 | CORRESP | Correspondence | https://www.sec.gov/Archives/edgar/data/1259429/000161577419003740/0001615774-19-003740-index.htm |
| 2019-03-21 | CORRESP | Correspondence | https://www.sec.gov/Archives/edgar/data/1259429/000161577419004311/0001615774-19-004311-index.htm |
| 2019-03-21 | CORRESP | Correspondence | https://www.sec.gov/Archives/edgar/data/1259429/000161577419004312/0001615774-19-004312-index.htm |
| 2019-03-25 | N-2/A | Registration statement for closed-end investment companies | https://www.sec.gov/Archives/edgar/data/1259429/000161577419004449/0001615774-19-004449-index.htm |
| 2019-03-26 | 497AD | Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)] | https://www.sec.gov/Archives/edgar/data/1259429/000161577419004565/0001615774-19-004565-index.htm |
| 2019-03-26 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1259429/000161577419004566/0001615774-19-004566-index.htm |
| 2019-03-28 | 497AD | Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)] | https://www.sec.gov/Archives/edgar/data/1259429/000161577419004687/0001615774-19-004687-index.htm |
| 2019-03-28 | 497AD | Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)] | https://www.sec.gov/Archives/edgar/data/1259429/000161577419004696/0001615774-19-004696-index.htm |
| 2019-03-28 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1259429/000161577419004781/0001615774-19-004781-index.htm |
| 2019-04-03 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1259429/000161577419005296/0001615774-19-005296-index.htm |
| 2019-04-03 | 8-A12B | Registration of securities [Section 12(b)] | https://www.sec.gov/Archives/edgar/data/1259429/000161577419005298/0001615774-19-005298-index.htm |
| 2019-04-30 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1259429/000161577419006627/0001615774-19-006627-index.htm |
| 2019-05-01 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1259429/000161577419006808/0001615774-19-006808-index.htm |
| 2019-05-30 | 40-17G | Fidelity Bond [Rule 17G-1(g)] | https://www.sec.gov/Archives/edgar/data/1259429/000161577419008669/0001615774-19-008669-index.htm |
| 2019-08-01 | 497AD | Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)] | https://www.sec.gov/Archives/edgar/data/1259429/000161577419010775/0001615774-19-010775-index.htm |
| 2019-10-30 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1259429/000161577419013635/0001615774-19-013635-index.htm |
| 2019-10-30 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1259429/000161577419013713/0001615774-19-013713-index.htm |
| 2019-11-01 | 10-Q/A | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1259429/000161577419013984/0001615774-19-013984-index.htm |
| 2019-11-08 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1259429/000161577419014240/0001615774-19-014240-index.htm |
| 2019-11-08 | 497AD | Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)] | https://www.sec.gov/Archives/edgar/data/1259429/000161577419014241/0001615774-19-014241-index.htm |
| 2019-12-02 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1259429/000161577419015216/0001615774-19-015216-index.htm |
| 2019-12-04 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1259429/000161577419015393/0001615774-19-015393-index.htm |
| 2020-02-26 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1259429/000161577420002149/0001615774-20-002149-index.htm |
| 2020-02-26 | 10-K | Annual report [Section 13 and 15(d), not S-K Item 405] | https://www.sec.gov/Archives/edgar/data/1259429/000161577420002185/0001615774-20-002185-index.htm |
| 2020-02-28 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1259429/000161577420002395/0001615774-20-002395-index.htm |
| 2020-02-28 | 497AD | Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)] | https://www.sec.gov/Archives/edgar/data/1259429/000161577420002396/0001615774-20-002396-index.htm |
| 2020-02-28 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1259429/000161577420002397/0001615774-20-002397-index.htm |
| 2020-03-03 | POS 8C | Post-effective amendments filed by certain investment companies [Section 8(c)] | https://www.sec.gov/Archives/edgar/data/1259429/000161577420002915/0001615774-20-002915-index.htm |
| 2020-03-03 | CORRESP | Correspondence | https://www.sec.gov/Archives/edgar/data/1259429/000161577420002917/0001615774-20-002917-index.htm |
| 2020-03-25 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1259429/000161577420003804/0001615774-20-003804-index.htm |
| 2020-04-28 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1259429/000161577420005011/0001615774-20-005011-index.htm |
| 2020-04-29 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1259429/000161577420005085/0001615774-20-005085-index.htm |
| 2020-05-08 | POS 8C | Post-effective amendments filed by certain investment companies [Section 8(c)] | https://www.sec.gov/Archives/edgar/data/1259429/000161577420005587/0001615774-20-005587-index.htm |
| 2020-05-08 | CORRESP | Correspondence | https://www.sec.gov/Archives/edgar/data/1259429/000161577420005588/0001615774-20-005588-index.htm |
| 2020-05-22 | 40-17G | Fidelity Bond [Rule 17G-1(g)] | https://www.sec.gov/Archives/edgar/data/1259429/000161577420006170/0001615774-20-006170-index.htm |
| 2020-06-02 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1259429/000161577420006609/0001615774-20-006609-index.htm |
| 2020-06-04 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1259429/000161577420006754/0001615774-20-006754-index.htm |
| 2020-06-04 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1259429/000161577420006755/0001615774-20-006755-index.htm |
| 2020-06-04 | 497AD | Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)] | https://www.sec.gov/Archives/edgar/data/1259429/000161577420006756/0001615774-20-006756-index.htm |
| 2020-07-13 | DEF 14A | Other definitive proxy statements | https://www.sec.gov/Archives/edgar/data/1259429/000161577420008310/0001615774-20-008310-index.htm |
| 2020-07-13 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/1259429/000161577420008311/0001615774-20-008311-index.htm |
| 2019-03-25 | EFFECT | Notice of Effectiveness | https://www.sec.gov/Archives/edgar/data/1259429/999999999519000513/9999999995-19-000513-index.htm |
| 2020-05-13 | EFFECT | Notice of Effectiveness | https://www.sec.gov/Archives/edgar/data/1259429/999999999520001155/9999999995-20-001155-index.htm |
Oxford Square Capital Corp (OXSQ) Insider Transactions:
Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Oxford Square Capital Corp (OXSQ). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.Insider Ownership: 834%Institutional Ownership: 1105%
| Transaction Date | Insider Name | Insider Title | Type | Shares Number | Shares Price | Total Transaction | Shares Held After Transaction | Link |
|---|---|---|---|---|---|---|---|---|
| 2018-02-16 | SAUL B ROSENTHAL | President and COO | Buy | 3,687.50 | 5.68 | 20,939.10 | 1,079,599.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118009454/0001140361-18-009454-index.htm |
| 2018-02-20 | SAUL B ROSENTHAL | President and COO | Buy | 5,486.50 | 5.64 | 30,963.06 | 1,085,085.50 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118009454/0001140361-18-009454-index.htm |
| 2018-02-21 | SAUL B ROSENTHAL | President and COO | Buy | 3,319.50 | 5.70 | 18,917.17 | 1,088,405.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118009454/0001140361-18-009454-index.htm |
| 2018-02-22 | SAUL B ROSENTHAL | President and COO | Buy | 1,619.00 | 5.71 | 9,250.97 | 1,090,024.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118010151/0001140361-18-010151-index.htm |
| 2018-02-23 | SAUL B ROSENTHAL | President and COO | Buy | 2,967.00 | 5.76 | 17,086.66 | 1,092,991.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118010151/0001140361-18-010151-index.htm |
| 2018-02-26 | SAUL B ROSENTHAL | President and COO | Buy | 3,688.00 | 5.88 | 21,685.07 | 1,096,679.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118010151/0001140361-18-010151-index.htm |
| 2018-02-27 | SAUL B ROSENTHAL | President and COO | Buy | 6,604.00 | 6.03 | 39,810.89 | 1,103,283.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118011244/0001140361-18-011244-index.htm |
| 2018-02-28 | SAUL B ROSENTHAL | President and COO | Buy | 5,850.00 | 6.06 | 35,429.36 | 1,109,133.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118011244/0001140361-18-011244-index.htm |
| 2018-03-01 | SAUL B ROSENTHAL | President and COO | Buy | 3,899.50 | 6.08 | 23,690.63 | 1,113,032.50 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118011244/0001140361-18-011244-index.htm |
| 2018-03-02 | SAUL B ROSENTHAL | President and COO | Buy | 4,402.00 | 6.07 | 26,709.14 | 1,117,074.50 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118012244/0001140361-18-012244-index.htm |
| 2018-03-05 | SAUL B ROSENTHAL | President and COO | Buy | 4,038.50 | 6.20 | 25,028.60 | 1,121,113.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118012244/0001140361-18-012244-index.htm |
| 2018-03-06 | SAUL B ROSENTHAL | President and COO | Buy | 3,577.50 | 6.26 | 22,378.69 | 1,124,690.50 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118012244/0001140361-18-012244-index.htm |
| 2018-03-07 | SAUL B ROSENTHAL | President and COO | Buy | 2,855.00 | 6.27 | 17,901.71 | 1,127,545.50 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118012823/0001140361-18-012823-index.htm |
| 2018-03-08 | SAUL B ROSENTHAL | President and COO | Buy | 3,281.50 | 6.31 | 20,694.45 | 1,130,827.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118012823/0001140361-18-012823-index.htm |
| 2018-03-09 | SAUL B ROSENTHAL | President and COO | Buy | 4,337.50 | 6.38 | 27,659.37 | 1,135,164.50 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118012823/0001140361-18-012823-index.htm |
| 2018-03-12 | SAUL B ROSENTHAL | President and COO | Buy | 4,234.00 | 6.36 | 26,936.71 | 1,139,398.50 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118013437/0001140361-18-013437-index.htm |
| 2018-03-13 | SAUL B ROSENTHAL | President and COO | Buy | 5,359.50 | 6.25 | 33,479.19 | 1,144,758.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118013437/0001140361-18-013437-index.htm |
| 2018-03-14 | SAUL B ROSENTHAL | President and COO | Buy | 5,469.00 | 6.24 | 34,099.76 | 1,150,227.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118013437/0001140361-18-013437-index.htm |
| 2018-03-15 | SAUL B ROSENTHAL | President and COO | Buy | 5,261.50 | 6.08 | 32,004.65 | 1,155,488.50 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118014027/0001140361-18-014027-index.htm |
| 2018-03-16 | SAUL B ROSENTHAL | President and COO | Buy | 5,906.50 | 6.12 | 36,161.96 | 1,161,395.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118014027/0001140361-18-014027-index.htm |
| 2018-03-19 | SAUL B ROSENTHAL | President and COO | Buy | 6,329.00 | 6.05 | 38,282.86 | 1,167,724.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118014027/0001140361-18-014027-index.htm |
| 2018-03-20 | SAUL B ROSENTHAL | President and COO | Buy | 3,723.00 | 6.13 | 22,832.41 | 1,171,447.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118014676/0001140361-18-014676-index.htm |
| 2018-03-21 | SAUL B ROSENTHAL | President and COO | Buy | 2,569.00 | 6.08 | 15,624.91 | 1,174,016.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118014676/0001140361-18-014676-index.htm |
| 2018-03-22 | SAUL B ROSENTHAL | President and COO | Buy | 3,017.00 | 6.15 | 18,569.03 | 1,177,033.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118014676/0001140361-18-014676-index.htm |
| 2018-03-23 | SAUL B ROSENTHAL | President and COO | Buy | 1,966.00 | 6.21 | 12,204.34 | 1,178,999.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118015220/0001140361-18-015220-index.htm |
| 2018-03-26 | SAUL B ROSENTHAL | President and COO | Buy | 4,099.50 | 6.15 | 25,204.55 | 1,183,098.50 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118015220/0001140361-18-015220-index.htm |
| 2018-03-27 | SAUL B ROSENTHAL | President and COO | Buy | 5,054.00 | 5.99 | 30,279.02 | 1,188,152.50 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118015220/0001140361-18-015220-index.htm |
| 2018-03-28 | SAUL B ROSENTHAL | President and COO | Buy | 3,930.00 | 6.03 | 23,706.94 | 1,192,082.50 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118015884/0001140361-18-015884-index.htm |
| 2018-03-29 | SAUL B ROSENTHAL | President and COO | Buy | 3,308.50 | 6.14 | 20,315.18 | 1,195,391.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118015884/0001140361-18-015884-index.htm |
| 2018-04-02 | SAUL B ROSENTHAL | President and COO | Buy | 2,187.50 | 6.12 | 13,393.84 | 1,197,578.50 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118017064/0001140361-18-017064-index.htm |
| 2018-04-03 | SAUL B ROSENTHAL | President and COO | Buy | 1,816.50 | 6.19 | 11,239.41 | 1,199,395.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118017064/0001140361-18-017064-index.htm |
| 2018-04-06 | SAUL B ROSENTHAL | President and COO | Buy | 322.50 | 6.20 | 1,999.27 | 1,199,717.50 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118018059/0001140361-18-018059-index.htm |
| 2018-04-11 | SAUL B ROSENTHAL | President and COO | Buy | 180.50 | 6.11 | 1,102.48 | 1,199,898.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118018533/0001140361-18-018533-index.htm |
| 2018-04-12 | SAUL B ROSENTHAL | President and COO | Buy | 230.00 | 6.13 | 1,409.90 | 1,200,128.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118018533/0001140361-18-018533-index.htm |
| 2018-04-13 | SAUL B ROSENTHAL | President and COO | Buy | 778.00 | 6.12 | 4,763.85 | 1,200,906.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118018533/0001140361-18-018533-index.htm |
| 2018-04-16 | SAUL B ROSENTHAL | President and COO | Buy | 1,203.50 | 6.14 | 7,384.19 | 1,202,109.50 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118018892/0001140361-18-018892-index.htm |
| 2018-04-17 | SAUL B ROSENTHAL | President and COO | Buy | 109.50 | 6.13 | 671.24 | 1,202,236.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118018892/0001140361-18-018892-index.htm |
| 2019-11-27 | SAUL B ROSENTHAL | President and COO | Buy | 5,200.00 | 5.17 | 26,891.80 | 1,206,891.00 | https://www.sec.gov/Archives/edgar/data/1259429/000161577419015216/0001615774-19-015216-index.htm |
| 2019-11-29 | SAUL B ROSENTHAL | President and COO | Buy | 7,797.00 | 5.23 | 40,797.80 | 1,214,688.00 | https://www.sec.gov/Archives/edgar/data/1259429/000161577419015216/0001615774-19-015216-index.htm |
| 2019-12-02 | SAUL B ROSENTHAL | President and COO | Buy | 10,400.00 | 5.28 | 54,913.04 | 1,225,088.00 | https://www.sec.gov/Archives/edgar/data/1259429/000161577419015393/0001615774-19-015393-index.htm |
| 2019-12-03 | SAUL B ROSENTHAL | President and COO | Buy | 21,645.00 | 5.26 | 113,937.12 | 1,246,733.00 | https://www.sec.gov/Archives/edgar/data/1259429/000161577419015393/0001615774-19-015393-index.htm |
| 2019-12-04 | SAUL B ROSENTHAL | President and COO | Buy | 3,699.00 | 5.30 | 19,586.57 | 1,250,432.00 | https://www.sec.gov/Archives/edgar/data/1259429/000161577419015393/0001615774-19-015393-index.htm |
| 2018-02-16 | JONATHAN H COHEN | Chief Executive Officer | Buy | 3,687.50 | 5.68 | 20,939.10 | 1,282,462.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118009466/0001140361-18-009466-index.htm |
| 2018-02-20 | JONATHAN H COHEN | Chief Executive Officer | Buy | 5,486.50 | 5.64 | 30,963.06 | 1,287,948.50 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118009466/0001140361-18-009466-index.htm |
| 2018-02-21 | JONATHAN H COHEN | Chief Executive Officer | Buy | 3,319.50 | 5.70 | 18,917.17 | 1,291,268.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118009466/0001140361-18-009466-index.htm |
| 2018-02-22 | JONATHAN H COHEN | Chief Executive Officer | Buy | 1,619.00 | 5.71 | 9,250.97 | 1,292,887.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118010153/0001140361-18-010153-index.htm |
| 2018-02-23 | JONATHAN H COHEN | Chief Executive Officer | Buy | 2,967.00 | 5.76 | 17,086.66 | 1,295,854.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118010153/0001140361-18-010153-index.htm |
| 2018-02-26 | JONATHAN H COHEN | Chief Executive Officer | Buy | 3,688.00 | 5.88 | 21,685.07 | 1,299,542.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118010153/0001140361-18-010153-index.htm |
| 2018-02-27 | JONATHAN H COHEN | Chief Executive Officer | Buy | 6,604.00 | 6.03 | 39,810.89 | 1,306,146.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118011241/0001140361-18-011241-index.htm |
| 2018-02-28 | JONATHAN H COHEN | Chief Executive Officer | Buy | 5,850.00 | 6.06 | 35,429.36 | 1,311,996.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118011241/0001140361-18-011241-index.htm |
| 2018-03-01 | JONATHAN H COHEN | Chief Executive Officer | Buy | 3,899.50 | 6.08 | 23,690.63 | 1,315,895.50 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118011241/0001140361-18-011241-index.htm |
| 2018-03-02 | JONATHAN H COHEN | Chief Executive Officer | Buy | 4,402.00 | 6.07 | 26,709.14 | 1,319,937.50 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118012252/0001140361-18-012252-index.htm |
| 2018-03-05 | JONATHAN H COHEN | Chief Executive Officer | Buy | 4,038.50 | 6.20 | 25,028.60 | 1,323,976.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118012252/0001140361-18-012252-index.htm |
| 2018-03-06 | JONATHAN H COHEN | Chief Executive Officer | Buy | 3,577.50 | 6.26 | 22,378.69 | 1,327,553.50 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118012252/0001140361-18-012252-index.htm |
| 2018-03-07 | JONATHAN H COHEN | Chief Executive Officer | Buy | 2,855.00 | 6.27 | 17,901.71 | 1,330,408.50 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118012822/0001140361-18-012822-index.htm |
| 2018-03-08 | JONATHAN H COHEN | Chief Executive Officer | Buy | 3,281.50 | 6.31 | 20,694.45 | 1,333,690.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118012822/0001140361-18-012822-index.htm |
| 2018-03-09 | JONATHAN H COHEN | Chief Executive Officer | Buy | 4,337.50 | 6.38 | 27,659.37 | 1,338,027.50 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118012822/0001140361-18-012822-index.htm |
| 2018-03-12 | JONATHAN H COHEN | Chief Executive Officer | Buy | 4,234.00 | 6.36 | 26,936.71 | 1,342,261.50 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118013438/0001140361-18-013438-index.htm |
| 2018-03-13 | JONATHAN H COHEN | Chief Executive Officer | Buy | 5,359.50 | 6.25 | 33,479.19 | 1,347,621.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118013438/0001140361-18-013438-index.htm |
| 2018-03-14 | JONATHAN H COHEN | Chief Executive Officer | Buy | 5,469.00 | 6.24 | 34,099.76 | 1,353,090.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118013438/0001140361-18-013438-index.htm |
| 2018-03-15 | JONATHAN H COHEN | Chief Executive Officer | Buy | 5,261.50 | 6.08 | 32,004.65 | 1,358,351.50 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118014026/0001140361-18-014026-index.htm |
| 2018-03-16 | JONATHAN H COHEN | Chief Executive Officer | Buy | 5,906.50 | 6.12 | 36,161.96 | 1,364,258.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118014026/0001140361-18-014026-index.htm |
| 2018-03-19 | JONATHAN H COHEN | Chief Executive Officer | Buy | 6,329.00 | 6.05 | 38,282.86 | 1,370,587.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118014026/0001140361-18-014026-index.htm |
| 2018-03-20 | JONATHAN H COHEN | Chief Executive Officer | Buy | 3,723.00 | 6.13 | 22,832.41 | 1,374,310.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118014674/0001140361-18-014674-index.htm |
| 2018-03-21 | JONATHAN H COHEN | Chief Executive Officer | Buy | 2,569.00 | 6.08 | 15,624.91 | 1,376,879.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118014674/0001140361-18-014674-index.htm |
| 2018-03-22 | JONATHAN H COHEN | Chief Executive Officer | Buy | 3,017.00 | 6.15 | 18,569.03 | 1,379,896.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118014674/0001140361-18-014674-index.htm |
| 2018-03-23 | JONATHAN H COHEN | Chief Executive Officer | Buy | 1,966.00 | 6.21 | 12,204.34 | 1,381,862.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118015217/0001140361-18-015217-index.htm |
| 2018-03-26 | JONATHAN H COHEN | Chief Executive Officer | Buy | 4,099.50 | 6.15 | 25,204.55 | 1,385,961.50 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118015217/0001140361-18-015217-index.htm |
| 2018-03-27 | JONATHAN H COHEN | Chief Executive Officer | Buy | 5,504.00 | 5.99 | 32,975.01 | 1,391,015.50 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118015217/0001140361-18-015217-index.htm |
| 2018-03-28 | JONATHAN H COHEN | Chief Executive Officer | Buy | 3,930.00 | 6.03 | 23,706.94 | 1,394,945.50 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118015882/0001140361-18-015882-index.htm |
| 2018-03-29 | JONATHAN H COHEN | Chief Executive Officer | Buy | 3,308.50 | 6.14 | 20,315.18 | 1,398,254.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118015882/0001140361-18-015882-index.htm |
| 2018-04-02 | JONATHAN H COHEN | Chief Executive Officer | Buy | 2,187.50 | 6.12 | 13,393.84 | 1,400,441.50 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118017072/0001140361-18-017072-index.htm |
| 2018-04-03 | JONATHAN H COHEN | Chief Executive Officer | Buy | 1,816.50 | 6.19 | 11,239.41 | 1,402,258.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118017072/0001140361-18-017072-index.htm |
| 2018-04-06 | JONATHAN H COHEN | Chief Executive Officer | Buy | 322.50 | 6.20 | 1,999.27 | 1,402,580.50 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118018060/0001140361-18-018060-index.htm |
| 2018-04-11 | JONATHAN H COHEN | Chief Executive Officer | Buy | 180.50 | 6.11 | 1,102.48 | 1,402,761.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118018536/0001140361-18-018536-index.htm |
| 2018-04-12 | JONATHAN H COHEN | Chief Executive Officer | Buy | 230.00 | 6.13 | 1,409.90 | 1,402,991.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118018536/0001140361-18-018536-index.htm |
| 2018-04-13 | JONATHAN H COHEN | Chief Executive Officer | Buy | 778.00 | 6.12 | 4,763.85 | 1,403,769.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118018536/0001140361-18-018536-index.htm |
| 2018-04-16 | JONATHAN H COHEN | Chief Executive Officer | Buy | 1,203.50 | 6.14 | 7,384.19 | 1,404,972.50 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118018886/0001140361-18-018886-index.htm |
| 2018-04-17 | JONATHAN H COHEN | Chief Executive Officer | Buy | 109.50 | 6.13 | 671.24 | 1,405,099.00 | https://www.sec.gov/Archives/edgar/data/1259429/000114036118018886/0001140361-18-018886-index.htm |
| 2020-03-13 | JONATHAN H COHEN | Chief Executive Officer | Buy | 7,662.00 | 2.66 | 20,351.80 | 1,412,068.00 | https://www.sec.gov/Archives/edgar/data/1259429/000156761920006543/0001567619-20-006543-index.htm |
| 2020-03-11 | STEVEN P NOVAK | Director | Sell | 13,130.00 | 4.03 | 52,913.90 | 17,409.76 | https://www.sec.gov/Archives/edgar/data/1259429/000156761920006327/0001567619-20-006327-index.htm |
| 2020-03-17 | GEORGE III STELLJES | Director | Buy | 500.00 | 2.81 | 1,403.30 | 22,500.00 | https://www.sec.gov/Archives/edgar/data/1259429/000156761920006788/0001567619-20-006788-index.htm |
| 2020-03-17 | GEORGE III STELLJES | Director | Buy | 2,800.00 | 2.79 | 7,798.00 | 25,300.00 | https://www.sec.gov/Archives/edgar/data/1259429/000156761920006788/0001567619-20-006788-index.htm |
| 2020-03-17 | GEORGE III STELLJES | Director | Buy | 1,000.00 | 2.79 | 2,786.00 | 26,300.00 | https://www.sec.gov/Archives/edgar/data/1259429/000156761920006788/0001567619-20-006788-index.htm |
| 2020-03-17 | GEORGE III STELLJES | Director | Buy | 4,800.00 | 2.79 | 13,380.00 | 31,100.00 | https://www.sec.gov/Archives/edgar/data/1259429/000156761920006788/0001567619-20-006788-index.htm |
| 2020-03-17 | GEORGE III STELLJES | Director | Buy | 1,400.00 | 2.79 | 3,906.00 | 32,500.00 | https://www.sec.gov/Archives/edgar/data/1259429/000156761920006788/0001567619-20-006788-index.htm |
| 2020-03-18 | GEORGE III STELLJES | Director | Buy | 1,500.00 | 2.16 | 3,235.20 | 34,000.00 | https://www.sec.gov/Archives/edgar/data/1259429/000156761920006788/0001567619-20-006788-index.htm |
| 2020-03-13 | RICHARD W NEU | Director | Buy | 7,012.00 | 2.65 | 18,581.80 | 57,012.00 | https://www.sec.gov/Archives/edgar/data/1259429/000156761920006507/0001567619-20-006507-index.htm |
| 2020-03-13 | RICHARD W NEU | Director | Buy | 12,988.00 | 2.70 | 35,066.30 | 70,000.00 | https://www.sec.gov/Archives/edgar/data/1259429/000156761920006507/0001567619-20-006507-index.htm |