Oxford Square Capital Corp

(NASDAQ:OXSQ)

Latest On Oxford Square Capital Corp (OXSQ):

Date/Time Type Description Signal Details
2024-04-15 05:50 ESTDividendA dividend of $0.04 has been announced on Mar 15, 2024. It will be paid Apr 30, 2024 with an ex-dividend date of Apr 15, 2024.Neutral
2024-03-14 05:54 ESTDividendA dividend of $0.04 has been announced on Nov 7, 2023. It will be paid Mar 29, 2024 with an ex-dividend date of Mar 14, 2024.Neutral
2024-02-14 04:56 ESTDividendA dividend of $0.04 has been announced on Nov 7, 2023. It will be paid Feb 29, 2024 with an ex-dividend date of Feb 14, 2024.Neutral
2024-01-16 04:51 ESTDividendA dividend of $0.04 has been announced on Nov 7, 2023. It will be paid Jan 31, 2024 with an ex-dividend date of Jan 16, 2024.Neutral
2023-12-14 04:51 ESTDividendA dividend of $0.04 has been announced on Aug 3, 2023. It will be paid Dec 29, 2023 with an ex-dividend date of Dec 14, 2023.Neutral
2023-11-15 04:50 ESTDividendA dividend of $0.04 has been announced on Aug 3, 2023. It will be paid Nov 30, 2023 with an ex-dividend date of Nov 15, 2023.Neutral
2023-10-16 05:50 ESTDividendA dividend of $0.04 has been announced on Aug 3, 2023. It will be paid Oct 31, 2023 with an ex-dividend date of Oct 16, 2023.Neutral
2023-09-14 05:52 ESTDividendA dividend of $0.12 has been announced on Aug 3, 2023. It will be paid Sep 29, 2023 with an ex-dividend date of Sep 14, 2023.Neutral
2023-08-16 05:50 ESTDividendA dividend of $0.04 has been announced on May 2, 2023. It will be paid Aug 31, 2023 with an ex-dividend date of Aug 16, 2023.Neutral
2023-07-14 05:50 ESTDividendA dividend of $0.04 has been announced on May 2, 2023. It will be paid Jul 31, 2023 with an ex-dividend date of Jul 14, 2023.Neutral
2023-06-15 05:51 ESTDividendA dividend of $0.04 has been announced on Mar 21, 2023. It will be paid Jun 30, 2023 with an ex-dividend date of Jun 15, 2023.Neutral
2023-05-16 05:50 ESTDividendA dividend of $0.04 has been announced on Mar 21, 2023. It will be paid May 31, 2023 with an ex-dividend date of May 16, 2023.Neutral
2023-05-02 13:08 ESTNewsOxford Square Capital GAAP EPS of $0.13 beats by $0.02, revenue of $12.94M beats by $0.74MN/A
2023-05-02 13:08 ESTNewsOxford Square Capital Corp. (OXSQ) Q1 2023 Earnings Conference Call TranscriptN/A
2023-05-02 01:00 ESTNewsOxford Square Capital Q1 2023 Earnings PreviewN/A
2023-04-13 05:51 ESTDividendA dividend of $0.04 has been announced on Mar 21, 2023. It will be paid Apr 28, 2023 with an ex-dividend date of Apr 13, 2023.Neutral
2023-03-21 23:56 ESTNewsOxford Square Capital NII of $0.13, Total Investment income of $11.9MN/A
2023-03-21 23:55 ESTNewsOxford Square Capital Corp. (OXSQ) Q4 2022 Earnings Call TranscriptN/A
2023-03-20 17:29 ESTNewsOxford Square Capital Q4 2022 Earnings PreviewN/A
2023-03-16 05:51 ESTDividendA dividend of $0.04 has been announced on Oct 20, 2022. It will be paid Mar 31, 2023 with an ex-dividend date of Mar 16, 2023.Neutral
2023-02-13 04:50 ESTDividendA dividend of $0.04 has been announced on Oct 20, 2022. It will be paid Feb 28, 2023 with an ex-dividend date of Feb 13, 2023.Neutral
2023-01-13 04:50 ESTDividendA dividend of $0.04 has been announced on Oct 20, 2022. It will be paid Jan 31, 2023 with an ex-dividend date of Jan 13, 2023.Neutral
2022-12-15 04:51 ESTDividendA dividend of $0.04 has been announced on Jul 26, 2022. It will be paid Dec 30, 2022 with an ex-dividend date of Dec 15, 2022.Neutral
2022-11-15 04:50 ESTDividendA dividend of $0.04 has been announced on Jul 26, 2022. It will be paid Nov 30, 2022 with an ex-dividend date of Nov 15, 2022.Neutral
2022-11-07 23:02 ESTNewsOxford Square Capital Q3 total investment income beats consensus, NAV slipsN/A
2022-11-07 23:02 ESTNewsOxford Square Capital NII of $0.11, Total investment income of $11.4MN/A
2022-11-07 23:01 ESTNewsOxford Square Capital Corp. (OXSQ) Q3 2022 Earnings Call TranscriptN/A
2022-11-05 00:08 ESTNewsOxford Square Capital Q3 2022 Earnings PreviewN/A
2022-10-14 05:52 ESTDividendA dividend of $0.04 has been announced on Jul 26, 2022. It will be paid Oct 31, 2022 with an ex-dividend date of Oct 14, 2022.Neutral
2022-09-15 05:51 ESTDividendA dividend of $0.04 has been announced on Apr 21, 2022. It will be paid Sep 30, 2022 with an ex-dividend date of Sep 15, 2022.Neutral
2022-08-16 05:51 ESTDividendA dividend of $0.04 has been announced on Apr 21, 2022. It will be paid Aug 31, 2022 with an ex-dividend date of Aug 16, 2022.Neutral
2022-07-29 17:00 ESTNewsOxford Square Capital: Still A Risky ChoiceN/A
2022-07-27 22:44 ESTNewsOxford Square Capital Corp.'s (OXSQ) CEO Jonathan Cohen on Q2 2022 Results - Earnings Call TranscriptN/A
2022-07-26 19:41 ESTNewsOxford Square Capital GAAP EPS of $0.09, Total Investment Income of $9.94M misses by $0.06MN/A
2022-07-26 19:41 ESTNewsOxford Square Capital Corp. (OXSQ) CEO Jonathan Cohen on Q2 2022 Results - Earnings Call TranscriptN/A
2022-07-25 17:09 ESTNewsOxford Square Capital Q2 2022 Earnings PreviewN/A
2022-07-14 05:51 ESTDividendA dividend of $0.04 has been announced on Apr 21, 2022. It will be paid Jul 29, 2022 with an ex-dividend date of Jul 14, 2022.Neutral
2022-06-15 05:50 ESTDividendA dividend of $0.04 has been announced on Mar 1, 2022. It will be paid Jun 30, 2022 with an ex-dividend date of Jun 15, 2022.Neutral
2022-06-14 20:49 ESTNewsOxford Square Capital gowes ex-dividend tomorrowN/A
2022-05-16 05:50 ESTDividendA dividend of $0.04 has been announced on Mar 1, 2022. It will be paid May 31, 2022 with an ex-dividend date of May 16, 2022.Neutral
2022-05-14 01:06 ESTNewsOxford Square Capital goes ex-dividend on MondayN/A
2022-04-28 17:38 ESTNewsOxford Square Capital NII of $0.09 beats by $0.01, total investment income of $9.87M misses by $0.03MN/A
2022-04-28 17:37 ESTNewsOxford Square Capital Corp. 2022 Q1 - Results - Earnings Call PresentationN/A
2022-04-28 17:36 ESTNewsOxford Square Capital Corp. (OXSQ) CEO Jonathan Cohen on Q1 2022 Results - Earnings Call TranscriptN/A
2022-04-28 02:06 ESTNewsOxford Square Capital Q1 2022 Earnings PreviewN/A
2022-04-13 05:50 ESTDividendA dividend of $0.04 has been announced on Mar 1, 2022. It will be paid Apr 29, 2022 with an ex-dividend date of Apr 13, 2022.Neutral
2022-04-12 15:43 ESTNewsOxford Square Capital goes ex-dividend tomorrowN/A
2022-03-16 05:51 ESTDividendA dividend of $0.04 has been announced on Oct 22, 2021. It will be paid Mar 31, 2022 with an ex-dividend date of Mar 16, 2022.Neutral
2022-03-03 15:56 ESTNewsOxford Square Capital GAAP NII of $0.09 in-line, total investment income of $10.2M misses by $0.1MN/A
2022-03-03 15:56 ESTNewsOxford Square Capital Corp. 2021 Q4 - Results - Earnings Call PresentationN/A

About Oxford Square Capital Corp (OXSQ):

Oxford Square Capital Corp. is a business development company, operates as a closed-end, non-diversified management investment company. It is a private equity and mezzanine firm. The firm invests in both public and private companies. It invests in secured and unsecured senior debt, subordinated debt, junior subordinated debt, preferred stock, common stock and syndicated bank loans. The firm primarily invests in debt and/or equity securities of technology-related companies that operate in the computer software, Internet, information technology infrastructure and services, media, telecommunications and telecommunications equipment, semiconductors, hardware, technology-enabled services, semiconductor capital equipment, medical device technology, diversified technology, and networking systems sectors. It concentrates its investments in companies having annual revenues of less than $200 million and a market capitalization or enterprise value of less than $300 million. The firm invests between $5 million and $30 million per transaction. It seeks to exit its investments within 7 years. It serves as the investment adviser to TICC. Oxford Square Capital Corp., formerly known as TICC Capital Corp., was founded in 2003 and is headquartered in Greenwich, Connecticut.

See Advanced Chart

General

  • Name Oxford Square Capital Corp
  • Symbol OXSQ
  • Type Common Stock
  • Exchange NASDAQ
  • Currency USD
  • Country USA
  • SectorFinancial Services
  • IndustryAsset Management
  • Fiscal Year EndDecember
  • IPO Date2018-03-21
  • Gic SectorFinancials
  • Gic GroupDiversified Financials
  • Gic IndustryCapital Markets
  • Gic SubIndustryAsset Management & Custody Banks
  • Web URLhttp://www.ticc.com
View More

Valuation

  • Price/Book (Most Recent Quarter) 1.09
View More

Financials

  • Most Recent Quarter 2020-09-30
  • Next Quarter EPS Estimate $0.08
  • Profit Margin -105%
  • Operating Margin 78%
  • Return on Assets 6%
  • Return on Equity -19%
  • Revenue 40.73 million
  • Earnings Per Share -$0.47
  • Revenue Per Share $0.83
  • Gross Profit 62.65 million
  • Quarterly Earnings Growth -41.6%
View More

Highlights

  • Market Capitalization 205.3 million
  • PE Ratio 10.94
  • Analyst Target Price $5
  • Book Value Per Share $3.85
View More

Share Statistics

  • Shares Outstanding 49.59 million
  • Shares Float 46.79 million
  • % Held by Insiders 834%
  • % Held by Institutions 11.05%
  • Shares Short 150744
  • Shares Short Prior Month 176003
  • Short Ratio 0.42
View More

Technicals

  • Beta 1.24
  • 52 Week High $4.38
  • 52 Week Low $1.73
  • 50 Day Moving Average 3.92
  • 200 Day Moving Average 3.13
View More

Dividends

  • Forward Annual Dividend Rate $0.42
  • Forward Annual Dividend Yield 9.93%
  • Payout Ratio 45%
  • Dividend Date 2018-12-31
  • ExDividend Date 2021-03-16
  • Dividend Per Share $0.71
  • Dividend Yield 11.81%
View More

Oxford Square Capital Corp (OXSQ) Dividend Calendar:

Oxford Square Capital Corp pays an annual dividend of $0.42 per share, with a dividend yield of 11.81%.
OXSQ's last dividend payment was made to shareholders on December 31, 2018.
Oxford Square Capital Corp pays out 45% of its earnings out as a dividend.

Ex-Dividend Date Payment Date Record Date Declared Date Amount
2024-04-152024-04-302024-04-162024-03-15$0.04
2024-03-142024-03-292024-03-152023-11-07$0.04
2024-02-142024-02-292024-02-152023-11-07$0.04
2024-01-162024-01-312024-01-172023-11-07$0.04
2023-12-142023-12-292023-12-152023-08-03$0.04
2023-11-152023-11-302023-11-162023-08-03$0.04
2023-10-162023-10-312023-10-172023-08-03$0.04
2023-09-142023-09-292023-09-152023-08-03$0.12
2023-08-162023-08-312023-08-172023-05-02$0.04
2023-07-142023-07-312023-07-172023-05-02$0.04
2023-06-152023-06-302023-06-162023-03-21$0.04
2023-05-162023-05-312023-05-172023-03-21$0.04
2023-04-132023-04-282023-04-142023-03-21$0.04
2023-03-162023-03-312023-03-172022-10-20$0.04
2023-02-132023-02-282023-02-142022-10-20$0.04
2023-01-132023-01-312023-01-172022-10-20$0.04
2022-12-152022-12-302022-12-162022-07-26$0.04
2022-11-152022-11-302022-11-162022-07-26$0.04
2022-10-142022-10-312022-10-172022-07-26$0.04
2022-09-152022-09-302022-09-162022-04-21$0.04
2022-08-162022-08-312022-08-172022-04-21$0.04
2022-07-142022-07-292022-07-152022-04-21$0.04
2022-06-152022-06-302022-06-162022-03-01$0.04
2022-05-162022-05-312022-05-172022-03-01$0.04
2022-04-132022-04-292022-04-152022-03-01$0.04
2022-03-162022-03-312022-03-172021-10-22$0.04
2022-02-112022-02-282022-02-142021-10-22$0.04
2022-01-132022-01-312022-01-172021-10-22$0.04
2021-12-162021-12-312021-12-172021-07-22$0.04
2021-11-152021-11-302021-11-162021-07-27$0.04
2021-10-142021-10-292021-10-152021-07-27$0.04
2021-09-152021-09-302021-09-162021-04-22$0.04
2021-08-162021-08-312021-08-172021-04-22$0.04
2021-07-152021-07-302021-07-162021-04-22$0.04
2021-06-152021-06-302021-06-162021-02-23$0.04
2021-05-132021-05-282021-05-142021-02-23$0.04
2021-04-152021-04-302021-04-162021-02-23$0.04
2021-03-162021-03-312021-03-172020-10-22$0.04
2021-02-112021-02-262021-02-122020-10-22$0.04
2021-01-142021-01-292021-01-152020-10-22$0.04
2020-12-152020-12-312020-12-162020-09-14$0.04
2020-11-122020-11-302020-11-132020-09-14$0.04
2020-10-152020-10-302020-10-162020-09-14$0.04
2020-09-152020-09-302020-09-162020-06-01$0.04
2020-08-142020-08-312020-08-172020-06-01$0.04
2020-07-162020-07-312020-07-172020-06-01$0.04
2020-06-122020-06-302020-06-152020-02-24$0.07
2020-05-132020-05-292020-05-142020-02-24$0.07
2020-04-142020-04-302020-04-152020-02-24$0.07
2020-03-162020-03-312020-03-172019-10-25$0.07
2020-02-132020-02-282020-02-142019-10-25$0.07
2020-01-162020-01-312020-01-172019-10-25$0.07
2019-12-172019-12-312019-12-182019-07-25$0.07
2019-11-142019-11-292019-11-152019-07-25$0.07
2019-10-182019-10-312019-10-212019-07-25$0.07
2019-09-202019-09-302019-09-232019-04-23$0.07
2019-08-222019-08-302019-08-232019-04-23$0.07
2019-07-232019-07-312019-07-242019-04-23$0.07
2019-06-202019-06-282019-06-212019-02-22$0.07
2019-05-232019-05-312019-05-242019-02-22$0.07
2019-04-222019-04-302019-04-232019-02-22$0.07
2019-03-142019-03-292019-03-152019-02-22$0.2
2018-12-142018-12-312018-12-172018-10-26$0.2
2018-09-132018-09-282018-09-142018-07-26$0.2
2018-06-142018-06-292018-06-152018-04-24$0.2
2018-03-152018-03-302018-03-162018-02-22$0.2
2017-12-142017-12-292017-12-152017-11-02$0.2
2017-09-142017-09-292017-09-152017-02-27$0.2
2017-06-142017-06-302017-06-162017-02-27$0.2
2017-03-142017-03-312017-03-162017-02-27$0.2
2016-12-142016-12-302016-12-162016-10-26$0.29
2016-09-142016-09-302016-09-162016-07-28$0.29
2016-06-142016-06-302016-06-162016-04-28$0.29
2016-03-152016-03-312016-03-172016-02-18$0.29
2015-12-142015-12-312015-12-162015-11-02$0.29
2015-09-142015-09-302015-09-162015-08-04$0.29
2015-06-122015-06-302015-06-162015-04-27$0.29
2015-03-132015-03-312015-03-172015-02-19$0.27
2014-12-152014-12-312014-12-172014-10-30$0.29

Oxford Square Capital Corp (OXSQ) Earnings History:

Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.


Quarter Date Report Date Actual Revenue Reported EPS EPS Estimate Deviation from Estimate
2020-09-302020-10-27$21.77 million$0.09$0.0812.5%
2020-06-302020-07-28$N/A$0.09$0.11-18.18%
2020-03-312020-04-28$-78310494$0.13$0.17-23.53%
2019-12-312020-02-26$13.43 million$0.18$0.19-5.26%
2019-09-302019-10-30$14.08 million$0.19$0.185.56%
2019-06-302019-07-30$20.91 million$0.27$0.1854.29%
2019-03-312019-04-30$14.23 million$0.18$0.175.88%
2018-12-312019-02-28$15.19 million$0.18$0.181.87%
2018-09-302018-10-30$15.22 million$0.18$0.1614.87%
2018-06-302018-07-31$12.52 million$0.15$0.16-8.14%
2018-03-312018-05-01$13.35 million$0.17$0.1511.48%
2017-12-312018-02-27$13.44 million$0.15$0.149.09%
2017-09-302017-11-02$14.5 million$0.13$0.15-13.33%
2017-06-302017-08-08$17.01 million$0.15$0.147.14%
2017-03-312017-05-08$16.47 million$0.15$0.145.26%
2016-12-312017-03-02$18.87 million$0.14$0.1312%
2016-09-302016-11-03$18.1 million$0.11$0.17-35.29%
2016-06-302016-08-04$17.05 million$0.13$0.130%
2016-03-312016-05-03$15.27 million$0.08$0.12-35.12%
2015-12-312016-03-10$18.81 million-$0.21$0.32-165.63%
2015-09-302015-11-06$23.13 million$0.18$0.180%
2015-06-302015-08-04$23.78 million$0.18$0.20-10%
2015-03-312015-05-11$21.74 million$0.20$0.27-25.93%
2014-12-312015-02-26$28.56 million$0.21$0.28-25%
2014-09-302014-11-04$30.18 million$0.28$0.280%
2014-06-302014-08-07$29.94 million$0.28$0.280%
2014-03-312014-05-12$28.66 million$0.29$0.290%
2013-12-312014-03-10$30.49 million$0.30$0.287.14%
2013-09-302013-11-07$27.45 million$0.26$0.28-7.14%
2013-06-302013-08-06$25.42 million$0.25$0.27-7.41%
2013-03-312013-05-07$21.73 million$0.24$0.27-11.11%
2012-12-312013-03-12$20.37 million$0.25$0.27-7.41%
2012-09-302012-11-07$15.59 million$0.24$0.28-14.29%
2012-06-302012-07-30$20.46 million$0.27$0.28-3.57%
2012-03-312012-05-04$14.75 million$0.27$0.270%
2011-12-312012-03-08$13.21 million$0.26$0.260%
2011-09-302011-11-08$11.09 million$0.23$0.25-8%
2011-06-302011-08-04$11.13 million$0.25$0.244.17%
2011-03-312011-05-05$9.76 million$0.22$0.23-4.35%
2010-12-312011-03-09$9.14 million$0.24$0.25-4%
2010-09-302010-11-04$9.08 million$0.25$0.244.17%
2010-06-302010-08-05$8.73 million$0.24$0.2020%
2010-03-312010-05-06$6.56 million$0.17$0.1421.43%
2009-12-312010-03-11$5.52 million$0.14$0.1216.67%
2009-09-302009-11-05$4.95 million$0.12$0.120%
2009-06-302009-08-06$4.92 million$0.12$0.14-14.29%
2009-03-312009-05-07$5.12 million$0.13$0.14-7.14%
2008-12-312009-03-12$6.95 million$0.17$0.20-15%
2008-09-302008-11-06$8.8 million$0.22$0.214.76%
2008-06-302008-08-11$10.07 million$0.25$0.27-7.41%
2008-03-312008-05-06$11.48 million$0.29$0.30-3.33%
2007-12-312008-03-13$12.25 million$0.32$0.34-5.88%
2007-09-302007-11-07$11.02 million$0.32$0.36-11.11%
2007-06-302007-08-07$10.67 million$0.35$0.36-2.78%
2007-03-312007-05-08$9.9 million$0.34$0.36-5.56%
2006-12-312007-03-07$11.48 million$0.39$0.3414.71%
2006-09-302006-11-02$8.79 million$0.31$0.34-8.82%
2006-06-302006-08-03$8.47 million$0.32$0.313.23%
2006-03-312006-05-03$7.21 million$0.27$0.29-6.9%
2005-12-312006-03-02$6.35 million$0.26$0.32-18.75%
2005-09-302005-11-03$6.5 million$0.33$0.316.45%
2005-06-302005-08-04$4.72 million$0.25$0.250%
2005-03-312005-05-05$4.23 million$0.23$0.219.52%
2004-12-312005-02-14$2.89 million$0.18$0.19-5.26%
2004-09-302004-11-04$2.34 million$0.13$0.1030%
2004-06-302004-08-05$1.24 million$0.03$0.030%
2004-03-312004-05-04$913000$-0.00$0.02-123%

Oxford Square Capital Corp (OXSQ) Company Financial Statements:

Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.

Income Statement:
Date
Research Development
Income Before Tax
Selling General Administrative
Gross Profit
Ebit
Operating Income
Income Tax Expense
Total Revenue
Cost of Revenue
Total Other Income Expense Net
Net Income From Continuing Operations
Net Income Applicable to Common Shares
Cash Flow:
Date
Investments
Change to Liabilities
Total Cash Flow from Investing Activities
Net Borrowings
Total Cash Flow from Financial Activities
Change to Operating Activities
Change in Cash
Total Cash from Operating Activities
Depreciation
Other Cash Flow from Investing Activities
Change to Inventory
Change to Account Receivables
Other Cash Flow from Financing Activities
Change to Net Income
Capital Expenditures
Balance Sheet:
Date
Total Liabailities
Total Stockholder Equity
Other Current Liabilities
Total Assets
Common Stock
Other Current Assets
Retained Earnings
Other Liabilities
Other Assets
Cash
Total Current Liabilities
Other Stockholder Equity
Property, Plant & Equipment
Total Current Assets
Long Term Investments
Net Tangible Assets
Short Term Investments
Long Term Debt
Inventory
Accounts Payable

Oxford Square Capital Corp (OXSQ) Chart:

Oxford Square Capital Corp (OXSQ) News:

Below you will find a list of latest news for Oxford Square Capital Corp (OXSQ) from major news sources. You can filter the results to only show news from a specific source.

No recent news available

Oxford Square Capital Corp (OXSQ) Options:

A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.

Expiration Date Strike Last Price Type Volume Open Interest Implied Volatility In The Money Change Change Percent
2024-05-172.50.7CALL0 21798.55TRUE00
2024-05-1750.05CALL0 60FALSE00
2024-05-177.50.53CALL0 10FALSE00
2024-05-172.50.1PUT0 30FALSE00
2024-05-1751.96PUT0 14349.75TRUE00
2024-05-177.54.4PUT0 10TRUE00
2024-08-162.50.4CALL0 359.67TRUE00
2024-08-1650.04CALL0 110FALSE00
2024-08-167.50CALL0 00FALSE00
2024-08-162.50.16PUT0 50FALSE00
2024-08-1652PUT0 1066.32TRUE00
2024-08-167.50PUT0 0105.75TRUE00
2024-11-152.50.6CALL0 2164.01TRUE00
2024-11-1550.05CALL0 120FALSE00
2024-11-157.50CALL0 00FALSE00
2024-11-152.50PUT0 00FALSE00
2024-11-1552.09PUT0 5068.7TRUE00
2024-11-157.50PUT0 00TRUE00

Latest OXSQ Trades:

Date Shares Price
Jun 13, 2022 7:56 PM EST19$3.9
Jun 13, 2022 7:56 PM EST200$3.91
Jun 13, 2022 7:57 PM EST100$3.905
Jun 13, 2022 7:59 PM EST1$3.92
Jun 13, 2022 8:01 PM EST2$4.03

Oxford Square Capital Corp (OXSQ) SEC Filings:

An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.

Date Form Type Form Name Link
2020-06-04497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1259429/000161577420006756/0001615774-20-006756-index.htm
2018-04-11SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1259429/000091384918000188/0000913849-18-000188-index.htm
2019-02-14SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1259429/000091384919000141/0000913849-19-000141-index.htm
2018-02-214Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1259429/000114036118009454/0001140361-18-009454-index.htm
2018-02-214Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1259429/000114036118009466/0001140361-18-009466-index.htm
2018-02-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1259429/000114036118010151/0001140361-18-010151-index.htm
2018-02-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1259429/000114036118010153/0001140361-18-010153-index.htm
2018-03-014Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1259429/000114036118011241/0001140361-18-011241-index.htm
2018-03-014Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1259429/000114036118011244/0001140361-18-011244-index.htm
2018-03-064Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1259429/000114036118012244/0001140361-18-012244-index.htm
2018-03-064Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1259429/000114036118012252/0001140361-18-012252-index.htm
2018-03-094Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1259429/000114036118012822/0001140361-18-012822-index.htm
2018-03-094Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1259429/000114036118012823/0001140361-18-012823-index.htm
2018-03-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1259429/000114036118013437/0001140361-18-013437-index.htm
2018-03-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1259429/000114036118013438/0001140361-18-013438-index.htm
2018-03-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1259429/000114036118014026/0001140361-18-014026-index.htm
2018-03-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1259429/000114036118014027/0001140361-18-014027-index.htm
2018-03-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1259429/000114036118014674/0001140361-18-014674-index.htm
2018-03-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1259429/000114036118014676/0001140361-18-014676-index.htm
2018-03-274Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1259429/000114036118015217/0001140361-18-015217-index.htm
2018-03-274Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1259429/000114036118015220/0001140361-18-015220-index.htm
2018-03-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1259429/000114036118015882/0001140361-18-015882-index.htm
2018-03-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1259429/000114036118015884/0001140361-18-015884-index.htm
2018-04-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1259429/000114036118017064/0001140361-18-017064-index.htm
2018-04-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1259429/000114036118017072/0001140361-18-017072-index.htm
2018-04-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1259429/000114036118018059/0001140361-18-018059-index.htm
2018-04-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1259429/000114036118018060/0001140361-18-018060-index.htm
2018-04-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1259429/000114036118018533/0001140361-18-018533-index.htm
2018-04-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1259429/000114036118018536/0001140361-18-018536-index.htm
2018-04-184Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1259429/000114036118018886/0001140361-18-018886-index.htm
2018-04-184Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1259429/000114036118018892/0001140361-18-018892-index.htm
2019-06-11DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1259429/000121390019010480/0001213900-19-010480-index.htm
2019-06-11DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1259429/000121390019010482/0001213900-19-010482-index.htm
2019-07-308-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1259429/000121390019013944/0001213900-19-013944-index.htm
2019-07-3110-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1259429/000121390019014159/0001213900-19-014159-index.htm
2019-08-01497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1259429/000121390019014299/0001213900-19-014299-index.htm
2019-08-01POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1259429/000121390019014310/0001213900-19-014310-index.htm
2020-07-288-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1259429/000121390020018774/0001213900-20-018774-index.htm
2020-07-2910-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1259429/000121390020018933/0001213900-20-018933-index.htm
2020-08-258-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1259429/000121390020023666/0001213900-20-023666-index.htm
2020-09-148-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1259429/000121390020026353/0001213900-20-026353-index.htm
2020-10-278-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1259429/000121390020033375/0001213900-20-033375-index.htm
2020-10-2810-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1259429/000121390020033727/0001213900-20-033727-index.htm
2019-04-03CERTCertificationhttps://www.sec.gov/Archives/edgar/data/1259429/000135445719000186/0001354457-19-000186-index.htm
2020-03-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1259429/000156761920006327/0001567619-20-006327-index.htm
2020-03-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1259429/000156761920006507/0001567619-20-006507-index.htm
2020-03-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1259429/000156761920006543/0001567619-20-006543-index.htm
2020-03-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1259429/000156761920006788/0001567619-20-006788-index.htm
2018-02-278-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1259429/000161577418001466/0001615774-18-001466-index.htm
2018-03-0110-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1259429/000161577418001548/0001615774-18-001548-index.htm
2018-03-06SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1259429/000161577418001616/0001615774-18-001616-index.htm
2018-03-0910-K/AAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1259429/000161577418001761/0001615774-18-001761-index.htm
2018-03-208-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1259429/000161577418001990/0001615774-18-001990-index.htm
2018-04-068-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1259429/000161577418002457/0001615774-18-002457-index.htm
2018-05-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1259429/000161577418003125/0001615774-18-003125-index.htm
2018-05-0210-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1259429/000161577418003195/0001615774-18-003195-index.htm
2018-05-2540-17GFidelity Bond [Rule 17G-1(g)]https://www.sec.gov/Archives/edgar/data/1259429/000161577418004404/0001615774-18-004404-index.htm
2018-06-228-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1259429/000161577418005592/0001615774-18-005592-index.htm
2018-06-26DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1259429/000161577418005720/0001615774-18-005720-index.htm
2018-07-308-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1259429/000161577418007066/0001615774-18-007066-index.htm
2018-07-318-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1259429/000161577418007170/0001615774-18-007170-index.htm
2018-08-0110-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1259429/000161577418007363/0001615774-18-007363-index.htm
2018-10-128-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1259429/000161577418010812/0001615774-18-010812-index.htm
2018-10-308-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1259429/000161577418011467/0001615774-18-011467-index.htm
2018-10-3110-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1259429/000161577418011683/0001615774-18-011683-index.htm
2019-01-23N-2Registration statement for closed-end investment companieshttps://www.sec.gov/Archives/edgar/data/1259429/000161577419000879/0001615774-19-000879-index.htm
2019-01-23CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1259429/000161577419000882/0001615774-19-000882-index.htm
2019-02-288-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1259429/000161577419003251/0001615774-19-003251-index.htm
2019-02-2810-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1259429/000161577419003361/0001615774-19-003361-index.htm
2019-03-07N-2/ARegistration statement for closed-end investment companieshttps://www.sec.gov/Archives/edgar/data/1259429/000161577419003738/0001615774-19-003738-index.htm
2019-03-07CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1259429/000161577419003740/0001615774-19-003740-index.htm
2019-03-21CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1259429/000161577419004311/0001615774-19-004311-index.htm
2019-03-21CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1259429/000161577419004312/0001615774-19-004312-index.htm
2019-03-25N-2/ARegistration statement for closed-end investment companieshttps://www.sec.gov/Archives/edgar/data/1259429/000161577419004449/0001615774-19-004449-index.htm
2019-03-26497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1259429/000161577419004565/0001615774-19-004565-index.htm
2019-03-26497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1259429/000161577419004566/0001615774-19-004566-index.htm
2019-03-28497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1259429/000161577419004687/0001615774-19-004687-index.htm
2019-03-28497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1259429/000161577419004696/0001615774-19-004696-index.htm
2019-03-28497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1259429/000161577419004781/0001615774-19-004781-index.htm
2019-04-03POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1259429/000161577419005296/0001615774-19-005296-index.htm
2019-04-038-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1259429/000161577419005298/0001615774-19-005298-index.htm
2019-04-308-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1259429/000161577419006627/0001615774-19-006627-index.htm
2019-05-0110-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1259429/000161577419006808/0001615774-19-006808-index.htm
2019-05-3040-17GFidelity Bond [Rule 17G-1(g)]https://www.sec.gov/Archives/edgar/data/1259429/000161577419008669/0001615774-19-008669-index.htm
2019-08-01497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1259429/000161577419010775/0001615774-19-010775-index.htm
2019-10-308-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1259429/000161577419013635/0001615774-19-013635-index.htm
2019-10-3010-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1259429/000161577419013713/0001615774-19-013713-index.htm
2019-11-0110-Q/AQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1259429/000161577419013984/0001615774-19-013984-index.htm
2019-11-08497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1259429/000161577419014240/0001615774-19-014240-index.htm
2019-11-08497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1259429/000161577419014241/0001615774-19-014241-index.htm
2019-12-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1259429/000161577419015216/0001615774-19-015216-index.htm
2019-12-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1259429/000161577419015393/0001615774-19-015393-index.htm
2020-02-268-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1259429/000161577420002149/0001615774-20-002149-index.htm
2020-02-2610-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1259429/000161577420002185/0001615774-20-002185-index.htm
2020-02-28497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1259429/000161577420002395/0001615774-20-002395-index.htm
2020-02-28497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1259429/000161577420002396/0001615774-20-002396-index.htm
2020-02-28POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1259429/000161577420002397/0001615774-20-002397-index.htm
2020-03-03POS 8CPost-effective amendments filed by certain investment companies [Section 8(c)]https://www.sec.gov/Archives/edgar/data/1259429/000161577420002915/0001615774-20-002915-index.htm
2020-03-03CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1259429/000161577420002917/0001615774-20-002917-index.htm
2020-03-258-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1259429/000161577420003804/0001615774-20-003804-index.htm
2020-04-288-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1259429/000161577420005011/0001615774-20-005011-index.htm
2020-04-2910-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1259429/000161577420005085/0001615774-20-005085-index.htm
2020-05-08POS 8CPost-effective amendments filed by certain investment companies [Section 8(c)]https://www.sec.gov/Archives/edgar/data/1259429/000161577420005587/0001615774-20-005587-index.htm
2020-05-08CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1259429/000161577420005588/0001615774-20-005588-index.htm
2020-05-2240-17GFidelity Bond [Rule 17G-1(g)]https://www.sec.gov/Archives/edgar/data/1259429/000161577420006170/0001615774-20-006170-index.htm
2020-06-028-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1259429/000161577420006609/0001615774-20-006609-index.htm
2020-06-04497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1259429/000161577420006754/0001615774-20-006754-index.htm
2020-06-04497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1259429/000161577420006755/0001615774-20-006755-index.htm
2020-06-04497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1259429/000161577420006756/0001615774-20-006756-index.htm
2020-07-13DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1259429/000161577420008310/0001615774-20-008310-index.htm
2020-07-13DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1259429/000161577420008311/0001615774-20-008311-index.htm
2019-03-25EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1259429/999999999519000513/9999999995-19-000513-index.htm
2020-05-13EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1259429/999999999520001155/9999999995-20-001155-index.htm

Oxford Square Capital Corp (OXSQ) Insider Transactions:

Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Oxford Square Capital Corp (OXSQ). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.
Insider Ownership: 834%
Institutional Ownership: 1105%

Transaction Date Insider Name Insider Title Type Shares Number Shares Price Total Transaction Shares Held After Transaction Link
2018-02-16SAUL B ROSENTHALPresident and COOBuy3,687.505.6820,939.101,079,599.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118009454/0001140361-18-009454-index.htm
2018-02-20SAUL B ROSENTHALPresident and COOBuy5,486.505.6430,963.061,085,085.50https://www.sec.gov/Archives/edgar/data/1259429/000114036118009454/0001140361-18-009454-index.htm
2018-02-21SAUL B ROSENTHALPresident and COOBuy3,319.505.7018,917.171,088,405.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118009454/0001140361-18-009454-index.htm
2018-02-22SAUL B ROSENTHALPresident and COOBuy1,619.005.719,250.971,090,024.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118010151/0001140361-18-010151-index.htm
2018-02-23SAUL B ROSENTHALPresident and COOBuy2,967.005.7617,086.661,092,991.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118010151/0001140361-18-010151-index.htm
2018-02-26SAUL B ROSENTHALPresident and COOBuy3,688.005.8821,685.071,096,679.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118010151/0001140361-18-010151-index.htm
2018-02-27SAUL B ROSENTHALPresident and COOBuy6,604.006.0339,810.891,103,283.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118011244/0001140361-18-011244-index.htm
2018-02-28SAUL B ROSENTHALPresident and COOBuy5,850.006.0635,429.361,109,133.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118011244/0001140361-18-011244-index.htm
2018-03-01SAUL B ROSENTHALPresident and COOBuy3,899.506.0823,690.631,113,032.50https://www.sec.gov/Archives/edgar/data/1259429/000114036118011244/0001140361-18-011244-index.htm
2018-03-02SAUL B ROSENTHALPresident and COOBuy4,402.006.0726,709.141,117,074.50https://www.sec.gov/Archives/edgar/data/1259429/000114036118012244/0001140361-18-012244-index.htm
2018-03-05SAUL B ROSENTHALPresident and COOBuy4,038.506.2025,028.601,121,113.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118012244/0001140361-18-012244-index.htm
2018-03-06SAUL B ROSENTHALPresident and COOBuy3,577.506.2622,378.691,124,690.50https://www.sec.gov/Archives/edgar/data/1259429/000114036118012244/0001140361-18-012244-index.htm
2018-03-07SAUL B ROSENTHALPresident and COOBuy2,855.006.2717,901.711,127,545.50https://www.sec.gov/Archives/edgar/data/1259429/000114036118012823/0001140361-18-012823-index.htm
2018-03-08SAUL B ROSENTHALPresident and COOBuy3,281.506.3120,694.451,130,827.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118012823/0001140361-18-012823-index.htm
2018-03-09SAUL B ROSENTHALPresident and COOBuy4,337.506.3827,659.371,135,164.50https://www.sec.gov/Archives/edgar/data/1259429/000114036118012823/0001140361-18-012823-index.htm
2018-03-12SAUL B ROSENTHALPresident and COOBuy4,234.006.3626,936.711,139,398.50https://www.sec.gov/Archives/edgar/data/1259429/000114036118013437/0001140361-18-013437-index.htm
2018-03-13SAUL B ROSENTHALPresident and COOBuy5,359.506.2533,479.191,144,758.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118013437/0001140361-18-013437-index.htm
2018-03-14SAUL B ROSENTHALPresident and COOBuy5,469.006.2434,099.761,150,227.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118013437/0001140361-18-013437-index.htm
2018-03-15SAUL B ROSENTHALPresident and COOBuy5,261.506.0832,004.651,155,488.50https://www.sec.gov/Archives/edgar/data/1259429/000114036118014027/0001140361-18-014027-index.htm
2018-03-16SAUL B ROSENTHALPresident and COOBuy5,906.506.1236,161.961,161,395.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118014027/0001140361-18-014027-index.htm
2018-03-19SAUL B ROSENTHALPresident and COOBuy6,329.006.0538,282.861,167,724.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118014027/0001140361-18-014027-index.htm
2018-03-20SAUL B ROSENTHALPresident and COOBuy3,723.006.1322,832.411,171,447.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118014676/0001140361-18-014676-index.htm
2018-03-21SAUL B ROSENTHALPresident and COOBuy2,569.006.0815,624.911,174,016.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118014676/0001140361-18-014676-index.htm
2018-03-22SAUL B ROSENTHALPresident and COOBuy3,017.006.1518,569.031,177,033.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118014676/0001140361-18-014676-index.htm
2018-03-23SAUL B ROSENTHALPresident and COOBuy1,966.006.2112,204.341,178,999.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118015220/0001140361-18-015220-index.htm
2018-03-26SAUL B ROSENTHALPresident and COOBuy4,099.506.1525,204.551,183,098.50https://www.sec.gov/Archives/edgar/data/1259429/000114036118015220/0001140361-18-015220-index.htm
2018-03-27SAUL B ROSENTHALPresident and COOBuy5,054.005.9930,279.021,188,152.50https://www.sec.gov/Archives/edgar/data/1259429/000114036118015220/0001140361-18-015220-index.htm
2018-03-28SAUL B ROSENTHALPresident and COOBuy3,930.006.0323,706.941,192,082.50https://www.sec.gov/Archives/edgar/data/1259429/000114036118015884/0001140361-18-015884-index.htm
2018-03-29SAUL B ROSENTHALPresident and COOBuy3,308.506.1420,315.181,195,391.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118015884/0001140361-18-015884-index.htm
2018-04-02SAUL B ROSENTHALPresident and COOBuy2,187.506.1213,393.841,197,578.50https://www.sec.gov/Archives/edgar/data/1259429/000114036118017064/0001140361-18-017064-index.htm
2018-04-03SAUL B ROSENTHALPresident and COOBuy1,816.506.1911,239.411,199,395.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118017064/0001140361-18-017064-index.htm
2018-04-06SAUL B ROSENTHALPresident and COOBuy322.506.201,999.271,199,717.50https://www.sec.gov/Archives/edgar/data/1259429/000114036118018059/0001140361-18-018059-index.htm
2018-04-11SAUL B ROSENTHALPresident and COOBuy180.506.111,102.481,199,898.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118018533/0001140361-18-018533-index.htm
2018-04-12SAUL B ROSENTHALPresident and COOBuy230.006.131,409.901,200,128.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118018533/0001140361-18-018533-index.htm
2018-04-13SAUL B ROSENTHALPresident and COOBuy778.006.124,763.851,200,906.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118018533/0001140361-18-018533-index.htm
2018-04-16SAUL B ROSENTHALPresident and COOBuy1,203.506.147,384.191,202,109.50https://www.sec.gov/Archives/edgar/data/1259429/000114036118018892/0001140361-18-018892-index.htm
2018-04-17SAUL B ROSENTHALPresident and COOBuy109.506.13671.241,202,236.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118018892/0001140361-18-018892-index.htm
2019-11-27SAUL B ROSENTHALPresident and COOBuy5,200.005.1726,891.801,206,891.00https://www.sec.gov/Archives/edgar/data/1259429/000161577419015216/0001615774-19-015216-index.htm
2019-11-29SAUL B ROSENTHALPresident and COOBuy7,797.005.2340,797.801,214,688.00https://www.sec.gov/Archives/edgar/data/1259429/000161577419015216/0001615774-19-015216-index.htm
2019-12-02SAUL B ROSENTHALPresident and COOBuy10,400.005.2854,913.041,225,088.00https://www.sec.gov/Archives/edgar/data/1259429/000161577419015393/0001615774-19-015393-index.htm
2019-12-03SAUL B ROSENTHALPresident and COOBuy21,645.005.26113,937.121,246,733.00https://www.sec.gov/Archives/edgar/data/1259429/000161577419015393/0001615774-19-015393-index.htm
2019-12-04SAUL B ROSENTHALPresident and COOBuy3,699.005.3019,586.571,250,432.00https://www.sec.gov/Archives/edgar/data/1259429/000161577419015393/0001615774-19-015393-index.htm
2018-02-16JONATHAN H COHENChief Executive OfficerBuy3,687.505.6820,939.101,282,462.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118009466/0001140361-18-009466-index.htm
2018-02-20JONATHAN H COHENChief Executive OfficerBuy5,486.505.6430,963.061,287,948.50https://www.sec.gov/Archives/edgar/data/1259429/000114036118009466/0001140361-18-009466-index.htm
2018-02-21JONATHAN H COHENChief Executive OfficerBuy3,319.505.7018,917.171,291,268.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118009466/0001140361-18-009466-index.htm
2018-02-22JONATHAN H COHENChief Executive OfficerBuy1,619.005.719,250.971,292,887.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118010153/0001140361-18-010153-index.htm
2018-02-23JONATHAN H COHENChief Executive OfficerBuy2,967.005.7617,086.661,295,854.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118010153/0001140361-18-010153-index.htm
2018-02-26JONATHAN H COHENChief Executive OfficerBuy3,688.005.8821,685.071,299,542.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118010153/0001140361-18-010153-index.htm
2018-02-27JONATHAN H COHENChief Executive OfficerBuy6,604.006.0339,810.891,306,146.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118011241/0001140361-18-011241-index.htm
2018-02-28JONATHAN H COHENChief Executive OfficerBuy5,850.006.0635,429.361,311,996.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118011241/0001140361-18-011241-index.htm
2018-03-01JONATHAN H COHENChief Executive OfficerBuy3,899.506.0823,690.631,315,895.50https://www.sec.gov/Archives/edgar/data/1259429/000114036118011241/0001140361-18-011241-index.htm
2018-03-02JONATHAN H COHENChief Executive OfficerBuy4,402.006.0726,709.141,319,937.50https://www.sec.gov/Archives/edgar/data/1259429/000114036118012252/0001140361-18-012252-index.htm
2018-03-05JONATHAN H COHENChief Executive OfficerBuy4,038.506.2025,028.601,323,976.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118012252/0001140361-18-012252-index.htm
2018-03-06JONATHAN H COHENChief Executive OfficerBuy3,577.506.2622,378.691,327,553.50https://www.sec.gov/Archives/edgar/data/1259429/000114036118012252/0001140361-18-012252-index.htm
2018-03-07JONATHAN H COHENChief Executive OfficerBuy2,855.006.2717,901.711,330,408.50https://www.sec.gov/Archives/edgar/data/1259429/000114036118012822/0001140361-18-012822-index.htm
2018-03-08JONATHAN H COHENChief Executive OfficerBuy3,281.506.3120,694.451,333,690.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118012822/0001140361-18-012822-index.htm
2018-03-09JONATHAN H COHENChief Executive OfficerBuy4,337.506.3827,659.371,338,027.50https://www.sec.gov/Archives/edgar/data/1259429/000114036118012822/0001140361-18-012822-index.htm
2018-03-12JONATHAN H COHENChief Executive OfficerBuy4,234.006.3626,936.711,342,261.50https://www.sec.gov/Archives/edgar/data/1259429/000114036118013438/0001140361-18-013438-index.htm
2018-03-13JONATHAN H COHENChief Executive OfficerBuy5,359.506.2533,479.191,347,621.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118013438/0001140361-18-013438-index.htm
2018-03-14JONATHAN H COHENChief Executive OfficerBuy5,469.006.2434,099.761,353,090.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118013438/0001140361-18-013438-index.htm
2018-03-15JONATHAN H COHENChief Executive OfficerBuy5,261.506.0832,004.651,358,351.50https://www.sec.gov/Archives/edgar/data/1259429/000114036118014026/0001140361-18-014026-index.htm
2018-03-16JONATHAN H COHENChief Executive OfficerBuy5,906.506.1236,161.961,364,258.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118014026/0001140361-18-014026-index.htm
2018-03-19JONATHAN H COHENChief Executive OfficerBuy6,329.006.0538,282.861,370,587.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118014026/0001140361-18-014026-index.htm
2018-03-20JONATHAN H COHENChief Executive OfficerBuy3,723.006.1322,832.411,374,310.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118014674/0001140361-18-014674-index.htm
2018-03-21JONATHAN H COHENChief Executive OfficerBuy2,569.006.0815,624.911,376,879.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118014674/0001140361-18-014674-index.htm
2018-03-22JONATHAN H COHENChief Executive OfficerBuy3,017.006.1518,569.031,379,896.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118014674/0001140361-18-014674-index.htm
2018-03-23JONATHAN H COHENChief Executive OfficerBuy1,966.006.2112,204.341,381,862.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118015217/0001140361-18-015217-index.htm
2018-03-26JONATHAN H COHENChief Executive OfficerBuy4,099.506.1525,204.551,385,961.50https://www.sec.gov/Archives/edgar/data/1259429/000114036118015217/0001140361-18-015217-index.htm
2018-03-27JONATHAN H COHENChief Executive OfficerBuy5,504.005.9932,975.011,391,015.50https://www.sec.gov/Archives/edgar/data/1259429/000114036118015217/0001140361-18-015217-index.htm
2018-03-28JONATHAN H COHENChief Executive OfficerBuy3,930.006.0323,706.941,394,945.50https://www.sec.gov/Archives/edgar/data/1259429/000114036118015882/0001140361-18-015882-index.htm
2018-03-29JONATHAN H COHENChief Executive OfficerBuy3,308.506.1420,315.181,398,254.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118015882/0001140361-18-015882-index.htm
2018-04-02JONATHAN H COHENChief Executive OfficerBuy2,187.506.1213,393.841,400,441.50https://www.sec.gov/Archives/edgar/data/1259429/000114036118017072/0001140361-18-017072-index.htm
2018-04-03JONATHAN H COHENChief Executive OfficerBuy1,816.506.1911,239.411,402,258.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118017072/0001140361-18-017072-index.htm
2018-04-06JONATHAN H COHENChief Executive OfficerBuy322.506.201,999.271,402,580.50https://www.sec.gov/Archives/edgar/data/1259429/000114036118018060/0001140361-18-018060-index.htm
2018-04-11JONATHAN H COHENChief Executive OfficerBuy180.506.111,102.481,402,761.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118018536/0001140361-18-018536-index.htm
2018-04-12JONATHAN H COHENChief Executive OfficerBuy230.006.131,409.901,402,991.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118018536/0001140361-18-018536-index.htm
2018-04-13JONATHAN H COHENChief Executive OfficerBuy778.006.124,763.851,403,769.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118018536/0001140361-18-018536-index.htm
2018-04-16JONATHAN H COHENChief Executive OfficerBuy1,203.506.147,384.191,404,972.50https://www.sec.gov/Archives/edgar/data/1259429/000114036118018886/0001140361-18-018886-index.htm
2018-04-17JONATHAN H COHENChief Executive OfficerBuy109.506.13671.241,405,099.00https://www.sec.gov/Archives/edgar/data/1259429/000114036118018886/0001140361-18-018886-index.htm
2020-03-13JONATHAN H COHENChief Executive OfficerBuy7,662.002.6620,351.801,412,068.00https://www.sec.gov/Archives/edgar/data/1259429/000156761920006543/0001567619-20-006543-index.htm
2020-03-11STEVEN P NOVAKDirectorSell13,130.004.0352,913.9017,409.76https://www.sec.gov/Archives/edgar/data/1259429/000156761920006327/0001567619-20-006327-index.htm
2020-03-17GEORGE III STELLJESDirectorBuy500.002.811,403.3022,500.00https://www.sec.gov/Archives/edgar/data/1259429/000156761920006788/0001567619-20-006788-index.htm
2020-03-17GEORGE III STELLJESDirectorBuy2,800.002.797,798.0025,300.00https://www.sec.gov/Archives/edgar/data/1259429/000156761920006788/0001567619-20-006788-index.htm
2020-03-17GEORGE III STELLJESDirectorBuy1,000.002.792,786.0026,300.00https://www.sec.gov/Archives/edgar/data/1259429/000156761920006788/0001567619-20-006788-index.htm
2020-03-17GEORGE III STELLJESDirectorBuy4,800.002.7913,380.0031,100.00https://www.sec.gov/Archives/edgar/data/1259429/000156761920006788/0001567619-20-006788-index.htm
2020-03-17GEORGE III STELLJESDirectorBuy1,400.002.793,906.0032,500.00https://www.sec.gov/Archives/edgar/data/1259429/000156761920006788/0001567619-20-006788-index.htm
2020-03-18GEORGE III STELLJESDirectorBuy1,500.002.163,235.2034,000.00https://www.sec.gov/Archives/edgar/data/1259429/000156761920006788/0001567619-20-006788-index.htm
2020-03-13RICHARD W NEUDirectorBuy7,012.002.6518,581.8057,012.00https://www.sec.gov/Archives/edgar/data/1259429/000156761920006507/0001567619-20-006507-index.htm
2020-03-13RICHARD W NEUDirectorBuy12,988.002.7035,066.3070,000.00https://www.sec.gov/Archives/edgar/data/1259429/000156761920006507/0001567619-20-006507-index.htm