Legg Mason, Inc

(NYSE:LM)

Latest On Legg Mason, Inc (LM):

Date/Time Type Description Signal Details
2020-09-26 13:17 ESTFinancialsCompany financials have been released.Neutral
2020-09-17 05:23 ESTFinancialsCompany financials have been released.Neutral
2020-08-14 09:20 ESTFinancialsCompany financials have been released.Neutral
2020-08-04 20:10 ESTInsider TradePatricia Lattin has directly disposed of 43,634 shares and currently holds 0 shares.Sell
2020-08-04 20:10 ESTInsider TradeTerence Johnson has directly disposed of 156,587 shares and currently holds 0 shares.Sell
2020-08-04 20:10 ESTInsider TradeThomas C Merchant has directly disposed of 92,270 shares and currently holds 0 shares.Sell
2020-08-04 20:10 ESTInsider TradePeter Nachtwey has directly disposed of 176,586 shares and currently holds 0 shares.Sell
2020-08-04 20:10 ESTInsider TradeJOSEPH A SULLIVAN has directly disposed of 702,646 shares and currently holds 0 shares.Sell
2020-08-04 19:25 ESTInsider TradeROBERT E ANGELICA has directly disposed of 27,772 shares and currently holds 0 shares.Sell
2020-08-04 19:24 ESTInsider TradeCAROL ANTHONY DAVIDSON has directly disposed of 3,000 shares and currently holds 0 shares.Sell
2020-08-04 19:24 ESTInsider TradeAlison A. Quirk has directly disposed of 6,229 shares and currently holds 0 shares.Sell
2020-08-04 19:24 ESTInsider TradeStephen C Hooley has directly disposed of 3,396 shares and currently holds 0 shares.Sell
2020-08-04 19:24 ESTInsider TradeJohn V Murphy has directly disposed of 31,450 shares and currently holds 0 shares.Sell
2020-08-01 01:27 ESTNewsFranklin Templeton closes on Legg Mason dealN/A
2020-07-31 09:24 ESTFinancialsCompany financials have been released.Neutral
2020-07-31 01:31 ESTFinancialsCompany financials have been released.Neutral
2020-07-29 09:02 ESTFinancialsCompany financials have been released.Neutral
2020-07-28 17:06 ESTEarnings EstimateAn EPS average of $0.86 is estimated for the quarter ending on December 31, 2020.Buy
2020-07-28 00:37 ESTNewsLegg Mason, hurt by pandemic, still beats in fiscal Q1N/A
2020-07-28 00:37 ESTNewsLegg Mason EPS misses by $0.07, misses on revenueN/A
2020-07-28 00:36 ESTNewsAdam Spector, Head of Global Distribution at Franklin TempletonN/A
2020-07-23 17:36 ESTFinancialsCompany financials have been released.Neutral
2020-07-17 21:25 ESTNewsFranklin Templeton to close Legg Mason acquisitionN/A
2020-07-13 13:06 ESTNewsLegg Mason reports June AUMN/A
2020-07-09 09:14 ESTFinancialsCompany financials have been released.Neutral
2020-06-26 09:13 ESTFinancialsCompany financials have been released.Neutral
2020-06-15 05:48 ESTDividendA dividend of $0.4 has been announced on Apr 29, 2020. It will be paid Jul 13, 2020 with an ex-dividend date of Jun 15, 2020.Neutral
2020-06-12 12:38 ESTInsider TradeJOSEPH A SULLIVAN has directly disposed of 648,178 shares and currently holds 702,646 shares.Sell
2020-06-12 12:38 ESTInsider TradeJOSEPH A SULLIVAN has directly acquired 202,861 shares and currently holds 1,350,824 shares.Buy
2020-06-12 12:38 ESTInsider TradeJOSEPH A SULLIVAN has directly acquired 44,518 shares and currently holds 1,147,963 shares.Buy
2020-06-12 12:38 ESTInsider TradeJOSEPH A SULLIVAN has directly acquired 211,735 shares and currently holds 954,155 shares.Buy
2020-06-12 12:38 ESTInsider TradeJOSEPH A SULLIVAN has directly acquired 149,290 shares and currently holds 1,103,445 shares.Buy
2020-06-12 12:38 ESTInsider TradeJOSEPH A SULLIVAN has directly acquired 149,460 shares and currently holds 742,420 shares.Buy
2020-06-12 05:17 ESTFinancialsCompany financials have been released.Neutral
2020-06-11 17:52 ESTInsider TradeJOSEPH A SULLIVAN has directly disposed of 16,634 shares and currently holds 592,960 shares.Sell
2020-06-11 17:52 ESTInsider TradeJOSEPH A SULLIVAN has directly acquired 20,603 shares and currently holds 609,594 shares.Buy
2020-06-10 17:12 ESTInsider TradeJOSEPH A SULLIVAN has directly disposed of 223,256 shares and currently holds 588,991 shares.Sell
2020-06-10 17:12 ESTInsider TradeJOSEPH A SULLIVAN has directly acquired 276,536 shares and currently holds 812,247 shares.Buy
2020-06-10 05:50 ESTNewsLegg Mason's AUM climbs 2.2% in MayN/A
2020-05-28 14:47 ESTNewsLegg Mason launches semi-transparent ETFN/A
2020-05-28 00:59 ESTNewsTrian exits Legg Mason stakeN/A
2020-05-27 05:23 ESTFinancialsCompany financials have been released.Neutral
2020-05-22 17:24 ESTInsider TradeNELSON PELTZ has indirectly disposed of 2,457,808 shares.Sell
2020-05-22 17:24 ESTInsider TradeEDWARD P GARDEN has indirectly disposed of 2,457,808 shares.Sell
2020-05-19 19:10 ESTInsider TradeNELSON PELTZ has indirectly disposed of 322,034 shares.Sell
2020-05-19 19:10 ESTInsider TradeNELSON PELTZ has indirectly disposed of 777,593 shares.Sell
2020-05-19 19:10 ESTInsider TradeNELSON PELTZ has indirectly disposed of 324,269 shares.Sell
2020-05-19 19:10 ESTInsider TradeEDWARD P GARDEN has indirectly disposed of 322,034 shares.Sell
2020-05-19 19:10 ESTInsider TradeEDWARD P GARDEN has indirectly disposed of 777,593 shares.Sell
2020-05-19 19:10 ESTInsider TradeEDWARD P GARDEN has indirectly disposed of 324,269 shares.Sell

About Legg Mason, Inc (LM):

Legg Mason, Inc. is a publicly owned asset management holding company. Through its subsidiaries, the firm provides investment management and related services to company-sponsored mutual funds and other investment vehicles including pension funds, foundations, endowments, sovereign wealth funds, insurance companies, private banks, family offices, individuals, as well as to global, institutional, and retail clients. It launches and manages equity, fixed income, and multi-asset customized portfolios through its subsidiaries. The firm also launches and manages mutual funds and exchange traded funds for its clients through its subsidiaries. It invests in private and public equity, fixed income, and multi asset markets across the globe through its subsidiaries. Through its subsidiaries, the firm also invests in alternative markets. It also employs a combination of fundamental and quantitative research to make its investments through its subsidiaries. Legg Mason, Inc. was founded in 1899 and is based in Baltimore, Maryland. As of July 31, 2020, Legg Mason, Inc. operates as a subsidiary of Franklin Resources, Inc.

LM Quotes by TradingView

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General

  • Name Legg Mason, Inc
  • Symbol LM
  • Type Common Stock
  • Exchange NYSE
  • Currency USD
  • Country USA
  • SectorFinancial Services
  • IndustryAsset Management
  • Full Time Employees 3,059
  • Last Split Factor3:2
  • Last Split Date2004-09-27
  • Fiscal Year EndMarch
  • Gic SectorFinancials
  • Gic GroupDiversified Financials
  • Gic IndustryCapital Markets
  • Gic SubIndustryAsset Management & Custody Banks
  • Web URLhttp://www.leggmason.com
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Valuation

  • Trailing PE 17.73
  • Forward PE 15.53
  • Price/Sales (Trailing 12 Mt.) 1.53
  • Price/Book (Most Recent Quarter) 1.17
  • Enterprise Value Revenue 1.84
  • Enterprise Value EBITDA 9.14
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Financials

  • Most Recent Quarter 2020-06-30
  • Current Year EPS Estimate $3.60
  • Next Year EPS Estimate $3.21
  • Profit Margin 9%
  • Operating Margin 21%
  • Return on Assets 5%
  • Return on Equity 7%
  • Revenue 2.88 billion
  • Earnings Per Share $2.81
  • Revenue Per Share $32.87
  • Gross Profit 1.13 billion
  • Quarterly Earnings Growth -5.6%
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Highlights

  • Market Capitalization 4.45 billion
  • EBITDA 668.67 million
  • PEG Ratio 33.75
  • Analyst Target Price $49.1
  • Book Value Per Share $42.71
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Share Statistics

  • Shares Outstanding 88.07 million
  • Shares Float 88.91 million
  • % Held by Insiders 232%
  • % Held by Institutions 81.69%
  • Shares Short 13.62 million
  • Shares Short Prior Month 13.99 million
  • Short Ratio 8.67
  • Short % of Float 16%
  • Short % of Shares Outstanding 15%
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Technicals

  • Beta 0.76
  • 52 Week High $50.7
  • 52 Week Low $0.05
  • 50 Day Moving Average 49.99
  • 200 Day Moving Average 49.44
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Dividends

  • Forward Annual Dividend Rate $1.6
  • Forward Annual Dividend Yield 3.2%
  • Payout Ratio 43%
  • Dividend Date 2020-07-13
  • ExDividend Date 2020-06-15
  • Dividend Per Share $1.6
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Legg Mason, Inc (LM) Dividend Calendar:

LM's last dividend payment was made to shareholders on July 13, 2020.
Legg Mason, Inc pays out 43% of its earnings out as a dividend.

Ex-Dividend Date Payment Date Record Date Declared Date Amount

Legg Mason, Inc (LM) Earnings History:

Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.


Quarter Date Report Date Actual Revenue Reported EPS EPS Estimate Deviation from Estimate
2020-06-302020-07-27$666.19 million$0.71$0.6410.94%
2020-03-312020-04-29$N/A$1.02$0.8815.91%
2019-12-312020-01-29$753.91 million$1.03$0.949.57%
2019-09-302019-10-22$743.26 million$0.95$0.8610.47%
2019-06-302019-08-01$705.36 million$0.75$0.6810.29%
2019-03-312019-05-13$692.61 million$0.56$0.543.7%
2018-12-312019-02-04$704.32 million-$2.55$0.67-480.6%
2018-09-302018-10-24$758.43 million$0.82$0.83-1.2%
2018-06-302018-07-25$747.91 million$0.75$0.78-3.85%
2018-03-312018-04-25$785.05 million$0.86$0.7121.13%
2017-12-312018-01-24$793.09 million$1.58$1.3616.18%
2017-09-302017-10-25$768.34 million$0.78$0.6913.04%
2017-06-302017-07-26$793.84 million$0.52$0.4223.81%
2017-03-312017-04-26$723.13 million$0.76$0.6320.63%
2016-12-312017-02-01$715.24 million$0.50$0.64-21.88%
2016-09-302016-10-28$748.37 million$0.63$0.5710.53%
2016-06-302016-07-27$700.17 million$0.31$0.2524%
2016-03-312016-04-29$619.55 million-$0.43-$0.478.51%
2015-12-312016-01-22$659.56 million-$1.31$0.70-287.14%
2015-09-302015-10-30$673.09 million$0.58$0.64-9.38%
2015-06-302015-07-31$708.65 million$0.84$0.831.2%
2015-03-312015-05-01$702.35 million$0.73$0.678.96%
2014-12-312015-01-30$718.98 million$0.67$0.670%
2014-09-302014-10-31$703.9 million$0.04
2014-06-302014-07-31$693.88 million$0.61$0.568.93%
2014-03-312014-05-01$681.4 million$0.58$0.580%
2013-12-312014-01-31$720.09 million$0.71$0.667.58%
2013-09-302013-10-25$671.65 million$0.70$0.6114.75%
2013-06-302013-07-25$670.42 million$0.38$0.365.56%
2013-03-312013-04-30$667.76 million$0.23$0.2015%
2012-12-312013-02-01$673.9 million-$3.38-$3.23-4.64%
2012-09-302012-10-26$640.3 million$0.60$0.559.09%
2012-06-302012-07-27$630.69 million-$0.07
2012-03-312012-05-01$648.59 million$0.54$0.4714.89%
2011-12-312012-01-27$626.98 million$0.20$0.25-20%
2011-09-302011-10-27$669.9 million$0.39$0.375.41%
2011-06-302011-07-28$717.11 million$0.45$0.3818.42%
2011-03-312011-05-03$713.43 million$0.45$0.450%
2010-12-312011-01-26$721.93 million$0.41$0.410%
2010-09-302010-10-27$674.79 million$0.50$0.3447.06%
2010-06-302010-07-26$674.17 million$0.30$0.300%
2010-03-312010-05-10$671.42 million$0.39$0.3511.43%
2009-12-312010-01-21$690.48 million$0.28$0.31-9.68%
2009-09-302009-10-22$659.9 million$0.30$0.2142.86%
2009-06-302009-07-20$613.08 million$0.35$0.2259.09%
2009-03-312009-05-05$617.21 million-$2.29-$2.331.72%
2008-12-312009-01-28$719.99 million-$10.55-$4.01-163.09%
2008-09-302008-10-29$966.14 million-$0.74-$0.04-1750%
2008-06-302008-07-25$1.05 billion-$0.22$0.13-269.23%
2008-03-312008-05-06$1.07 billion-$1.81-$0.27-570.37%
2007-12-312008-01-30$1.19 billion$1.07$1.11-3.6%
2007-09-302007-10-24$1.17 billion$1.23$1.29-4.65%
2007-06-302007-07-24$1.21 billion$1.32$1.246.45%
2007-03-312007-05-09$1.14 billion$1.19$1.171.71%
2006-12-312007-01-25$1.13 billion$1.21$1.137.08%
2006-09-302006-10-24$1.03 billion$1.00$1.02-1.96%
2006-06-302006-07-25$1.04 billion$1.11$1.13-1.77%
2006-03-312006-05-10$1.05 billion$1.09$1.25-12.8%
2005-12-312006-02-01$688.99 million$1.08$1.034.85%
2005-09-302005-10-25$466.39 million$0.99$0.963.13%
2005-06-302005-07-26$437.69 million$0.93$1.00-7%
2005-03-312005-05-04$436.99 million$0.98$0.971.03%
2004-12-312005-01-24$410.87 million$0.98$0.8712.64%
2004-09-302004-10-21$373.61 million$0.81$0.766.58%
2004-06-302004-07-19$349.23 million$0.76$0.82-7.32%
2004-03-312004-05-05$576.48 million$0.80$0.765.26%
2003-12-312004-01-21$521.17 million$0.71$0.667.58%
2003-09-302003-10-22$472.72 million$0.64$0.598.47%
2003-06-302003-07-17$433.9 million$0.55$0.517.84%
2003-03-312003-05-06$393.1 million$0.47$0.462.17%
2002-12-312003-01-21$391.96 million$0.46$0.452.22%
2002-09-302002-10-23$390.13 million$0.44$0.45-2.22%
2002-06-302002-07-18$411.16 million$0.47$0.462.17%
2002-03-312002-05-07$420.86 million$0.45$0.442.27%
2001-12-312002-01-17$403.81 million$0.40$0.3514.29%
2001-09-302001-10-19$372.95 million$0.30$0.35-14.29%
2001-06-302001-07-20$381 million$0.35$0.38-7.89%
2001-03-312001-05-08$380.01 million$0.37$0.41-9.76%
2000-12-312001-01-18$393.66 million$0.41$0.42-2.38%
2000-09-302000-10-19$375.77 million$0.37$0.41-9.76%
2000-06-302000-07-18$386.82 million$0.40$0.41-2.44%
2000-03-312000-05-08$419.45 million$0.52$0.3836.84%
1999-12-312000-01-18$0.36$0.339.09%
1999-09-301999-10-15$0.31$0.34-8.82%
1999-06-301999-07-19$0.35$0.3112.9%
1999-03-311999-05-05$0.31$0.2810.71%
1998-12-311999-01-20$0.26$0.254%
1998-09-301998-10-15$0.25$0.27-7.41%
1998-06-301998-07-16$0.29$0.283.57%
1998-03-311998-05-04$0.27$0.263.85%
1997-12-311998-01-21$0.26$0.2313.04%
1997-09-301997-10-16$0.24$0.2114.29%
1997-06-301997-07-21$0.20$0.1717.65%
1997-03-311997-05-05$0.19$0.20-5%
1996-12-311997-01-21$0.20$0.1811.11%
1996-09-301996-10-17$0.19$0.1618.75%
1996-06-301996-07-18$0.18$0.180%

Legg Mason, Inc (LM) Company Financial Statements:

Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.

Income Statement:
Date Jun 30 2020 Mar 31 2020 Dec 31 2019 Sep 30 2019 Jun 30 2019
Research Development N/A N/A N/A N/A N/A
Income Before Tax 69 million N/A 124.67 million 105.29 million 79.62 million
Selling General Administrative 94.37 million N/A 89.59 million 80.76 million 80.9 million
Gross Profit 221.63 million N/A 274.52 million 274.86 million 251.52 million
Ebit 103.09 million N/A 129.99 million 140.9 million 118.72 million
Operating Income 67.71 million N/A 129.99 million 140.9 million 118.72 million
Income Tax Expense 13.93 million 25.58 million 33.66 million 28.75 million 18.05 million
Total Revenue 666.19 million N/A 753.91 million 743.26 million 705.36 million
Cost of Revenue 444.56 million N/A 479.4 million 468.4 million 453.84 million
Total Other Income Expense Net 28.96 million N/A -5.33 million -35.62 million -39.1 million
Net Income From Continuing Operations 55.07 million N/A 91 million 76.53 million 61.57 million
Net Income Applicable to Common Shares 48.52 million 62.2 million 72.35 million 64.87 million 43.84 million
Cash Flow:
Date Jun 30 2020 Mar 31 2020 Dec 31 2019 Sep 30 2019 Jun 30 2019
Investments N/A N/A N/A N/A 488000
Change to Liabilities N/A N/A N/A N/A -10.3 million
Total Cash Flow from Investing Activities N/A N/A N/A N/A -18.95 million
Net Borrowings N/A N/A N/A N/A N/A
Total Cash Flow from Financial Activities N/A N/A N/A N/A -68.12 million
Change to Operating Activities N/A N/A N/A N/A -275.19 million
Change in Cash N/A N/A N/A N/A -277.35 million
Total Cash from Operating Activities N/A N/A N/A N/A -187.58 million
Depreciation N/A N/A N/A N/A 16.6 million
Other Cash Flow from Investing Activities N/A N/A N/A N/A N/A
Change to Inventory N/A N/A N/A N/A N/A
Change to Account Receivables N/A N/A N/A N/A 235000
Other Cash Flow from Financing Activities N/A N/A N/A N/A -35.01 million
Change to Net Income N/A N/A N/A N/A 40.54 million
Capital Expenditures N/A N/A N/A N/A 9.19 million
Balance Sheet:
Date Jun 30 2020 Mar 31 2020 Dec 31 2019 Sep 30 2019 Jun 30 2019
Total Liabailities N/A N/A N/A N/A 3.45 billion
Total Stockholder Equity N/A N/A N/A 3.7 billion 3.7 billion
Other Current Liabilities N/A N/A N/A N/A 94.55 million
Total Assets N/A N/A N/A N/A 7.85 billion
Common Stock N/A N/A N/A N/A 8.67 million
Other Current Assets N/A N/A N/A N/A 360.57 million
Retained Earnings N/A N/A N/A N/A 1.75 billion
Other Liabilities N/A N/A N/A N/A 295.72 million
Other Assets N/A N/A N/A N/A 270.32 million
Cash N/A N/A N/A N/A 648.36 million
Total Current Liabilities N/A N/A N/A N/A 866.88 million
Other Stockholder Equity N/A N/A N/A N/A -140.66 million
Property, Plant & Equipment N/A N/A N/A N/A 472.64 million
Total Current Assets N/A N/A N/A N/A 1.75 billion
Long Term Investments N/A N/A N/A N/A 77.36 million
Net Tangible Assets -1.41 billion -1.47 billion N/A -1.58 billion -1.58 billion
Short Term Investments N/A N/A N/A N/A 269.51 million
Long Term Debt N/A N/A N/A N/A 1.97 billion
Inventory N/A N/A N/A N/A N/A
Accounts Payable N/A N/A N/A N/A 174.03 million

Legg Mason, Inc (LM) Chart:

Legg Mason, Inc (LM) News:

Below you will find a list of latest news for Legg Mason, Inc (LM) from major news sources. You can filter the results to only show news from a specific source.

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Legg Mason, Inc (LM) Options:

A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.

Expiration Date Strike Last Price Type Volume Open Interest Implied Volatility In The Money Change Change Percent

Legg Mason, Inc (LM) SEC Filings:

An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.

Date Form Type Form Name Link
2020-06-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000072/0000704051-20-000072-index.htm
2020-01-30UPLOADSEC-generated letterhttps://www.sec.gov/Archives/edgar/data/704051/000000000020000865/0000000000-20-000865-index.htm
2020-02-19UPLOADSEC-generated letterhttps://www.sec.gov/Archives/edgar/data/704051/000000000020001534/0000000000-20-001534-index.htm
2019-04-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000022/0000704051-19-000022-index.htm
2019-04-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000023/0000704051-19-000023-index.htm
2019-04-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000024/0000704051-19-000024-index.htm
2019-05-025Annual statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000025/0000704051-19-000025-index.htm
2019-05-025Annual statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000026/0000704051-19-000026-index.htm
2019-05-025Annual statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000027/0000704051-19-000027-index.htm
2019-05-025Annual statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000028/0000704051-19-000028-index.htm
2019-05-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000029/0000704051-19-000029-index.htm
2019-05-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000030/0000704051-19-000030-index.htm
2019-05-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000031/0000704051-19-000031-index.htm
2019-05-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000032/0000704051-19-000032-index.htm
2019-05-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000033/0000704051-19-000033-index.htm
2019-05-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000034/0000704051-19-000034-index.htm
2019-05-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000035/0000704051-19-000035-index.htm
2019-05-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000036/0000704051-19-000036-index.htm
2019-05-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000037/0000704051-19-000037-index.htm
2019-05-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000038/0000704051-19-000038-index.htm
2019-05-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000039/0000704051-19-000039-index.htm
2019-05-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000040/0000704051-19-000040-index.htm
2019-05-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000041/0000704051-19-000041-index.htm
2019-05-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000042/0000704051-19-000042-index.htm
2019-05-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000043/0000704051-19-000043-index.htm
2019-05-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000044/0000704051-19-000044-index.htm
2019-05-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000045/0000704051-19-000045-index.htm
2019-05-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000046/0000704051-19-000046-index.htm
2019-05-138-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/704051/000070405119000050/0000704051-19-000050-index.htm
2019-05-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000051/0000704051-19-000051-index.htm
2019-05-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000052/0000704051-19-000052-index.htm
2019-05-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000053/0000704051-19-000053-index.htm
2019-05-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000054/0000704051-19-000054-index.htm
2019-05-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000055/0000704051-19-000055-index.htm
2019-05-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000056/0000704051-19-000056-index.htm
2019-05-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000057/0000704051-19-000057-index.htm
2019-05-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000058/0000704051-19-000058-index.htm
2019-05-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000059/0000704051-19-000059-index.htm
2019-05-178-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/704051/000070405119000061/0000704051-19-000061-index.htm
2019-05-218-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/704051/000070405119000063/0000704051-19-000063-index.htm
2019-05-2410-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/704051/000070405119000069/0000704051-19-000069-index.htm
2019-06-1911-KAnnual report of employee stock purchase, savings and similar planshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000072/0000704051-19-000072-index.htm
2019-06-2411-KAnnual report of employee stock purchase, savings and similar planshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000074/0000704051-19-000074-index.htm
2019-07-118-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/704051/000070405119000078/0000704051-19-000078-index.htm
2019-07-304Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000079/0000704051-19-000079-index.htm
2019-07-304Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000080/0000704051-19-000080-index.htm
2019-07-304Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000081/0000704051-19-000081-index.htm
2019-07-304Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000082/0000704051-19-000082-index.htm
2019-07-304Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000083/0000704051-19-000083-index.htm
2019-07-304Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000084/0000704051-19-000084-index.htm
2019-07-304Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000085/0000704051-19-000085-index.htm
2019-07-304Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000086/0000704051-19-000086-index.htm
2019-07-304Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000087/0000704051-19-000087-index.htm
2019-07-314Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000088/0000704051-19-000088-index.htm
2019-07-314Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000089/0000704051-19-000089-index.htm
2019-07-314Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000090/0000704051-19-000090-index.htm
2019-07-314Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000091/0000704051-19-000091-index.htm
2019-07-314Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000092/0000704051-19-000092-index.htm
2019-08-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/704051/000070405119000094/0000704051-19-000094-index.htm
2019-08-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/704051/000070405119000097/0000704051-19-000097-index.htm
2019-08-053Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000100/0000704051-19-000100-index.htm
2019-08-0610-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/704051/000070405119000105/0000704051-19-000105-index.htm
2019-09-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000106/0000704051-19-000106-index.htm
2019-10-308-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/704051/000070405119000112/0000704051-19-000112-index.htm
2019-11-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000113/0000704051-19-000113-index.htm
2019-11-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000114/0000704051-19-000114-index.htm
2019-11-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000115/0000704051-19-000115-index.htm
2019-11-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000116/0000704051-19-000116-index.htm
2019-11-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000117/0000704051-19-000117-index.htm
2019-11-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000118/0000704051-19-000118-index.htm
2019-11-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405119000119/0000704051-19-000119-index.htm
2019-11-0810-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/704051/000070405119000126/0000704051-19-000126-index.htm
2020-01-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000003/0000704051-20-000003-index.htm
2020-01-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000004/0000704051-20-000004-index.htm
2020-01-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000005/0000704051-20-000005-index.htm
2020-01-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000006/0000704051-20-000006-index.htm
2020-01-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000007/0000704051-20-000007-index.htm
2020-01-298-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/704051/000070405120000009/0000704051-20-000009-index.htm
2020-02-0510-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/704051/000070405120000012/0000704051-20-000012-index.htm
2020-02-11CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/704051/000070405120000016/0000704051-20-000016-index.htm
2020-03-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000017/0000704051-20-000017-index.htm
2020-03-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000018/0000704051-20-000018-index.htm
2020-03-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000019/0000704051-20-000019-index.htm
2020-03-064Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000020/0000704051-20-000020-index.htm
2020-03-064Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000021/0000704051-20-000021-index.htm
2020-03-064Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000022/0000704051-20-000022-index.htm
2020-03-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000023/0000704051-20-000023-index.htm
2020-04-014Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000024/0000704051-20-000024-index.htm
2020-04-014Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000025/0000704051-20-000025-index.htm
2020-04-154Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000026/0000704051-20-000026-index.htm
2020-04-154Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000027/0000704051-20-000027-index.htm
2020-04-154Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000028/0000704051-20-000028-index.htm
2020-04-154Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000029/0000704051-20-000029-index.htm
2020-04-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000032/0000704051-20-000032-index.htm
2020-04-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000033/0000704051-20-000033-index.htm
2020-04-285Annual statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000034/0000704051-20-000034-index.htm
2020-04-285Annual statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000035/0000704051-20-000035-index.htm
2020-04-285Annual statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000036/0000704051-20-000036-index.htm
2020-04-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000037/0000704051-20-000037-index.htm
2020-04-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000038/0000704051-20-000038-index.htm
2020-04-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000039/0000704051-20-000039-index.htm
2020-04-298-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/704051/000070405120000045/0000704051-20-000045-index.htm
2020-05-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/704051/000070405120000047/0000704051-20-000047-index.htm
2020-05-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000048/0000704051-20-000048-index.htm
2020-05-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000049/0000704051-20-000049-index.htm
2020-05-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000050/0000704051-20-000050-index.htm
2020-05-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000051/0000704051-20-000051-index.htm
2020-05-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000052/0000704051-20-000052-index.htm
2020-05-065/AAnnual statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000053/0000704051-20-000053-index.htm
2020-05-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/704051/000070405120000055/0000704051-20-000055-index.htm
2020-05-2910-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/704051/000070405120000060/0000704051-20-000060-index.htm
2020-06-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000061/0000704051-20-000061-index.htm
2020-06-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000062/0000704051-20-000062-index.htm
2020-06-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000063/0000704051-20-000063-index.htm
2020-06-1811-KAnnual report of employee stock purchase, savings and similar planshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000066/0000704051-20-000066-index.htm
2020-06-1911-KAnnual report of employee stock purchase, savings and similar planshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000070/0000704051-20-000070-index.htm
2020-06-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000071/0000704051-20-000071-index.htm
2020-06-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000072/0000704051-20-000072-index.htm
2020-07-214Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000073/0000704051-20-000073-index.htm
2020-07-214Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000074/0000704051-20-000074-index.htm
2020-07-214Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000075/0000704051-20-000075-index.htm
2020-07-214Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000076/0000704051-20-000076-index.htm
2020-07-214Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000077/0000704051-20-000077-index.htm
2020-07-278-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/704051/000070405120000082/0000704051-20-000082-index.htm
2020-07-3110-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/704051/000070405120000085/0000704051-20-000085-index.htm
2020-08-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000086/0000704051-20-000086-index.htm
2020-08-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000087/0000704051-20-000087-index.htm
2020-08-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000088/0000704051-20-000088-index.htm
2020-08-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000089/0000704051-20-000089-index.htm
2020-08-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000090/0000704051-20-000090-index.htm
2020-08-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000091/0000704051-20-000091-index.htm
2020-08-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000092/0000704051-20-000092-index.htm
2020-08-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000093/0000704051-20-000093-index.htm
2020-08-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000094/0000704051-20-000094-index.htm
2020-08-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000095/0000704051-20-000095-index.htm
2020-08-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000070405120000096/0000704051-20-000096-index.htm
2020-08-2115-12BSecurities registration termination [Section 12(b)]https://www.sec.gov/Archives/edgar/data/704051/000070405120000102/0000704051-20-000102-index.htm
2020-08-2115-12BSecurities registration termination [Section 12(b)]https://www.sec.gov/Archives/edgar/data/704051/000070405120000103/0000704051-20-000103-index.htm
2020-02-05SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/704051/000083423720005779/0000834237-20-005779-index.htm
2020-08-0325-NSENotification filed by national security exchange to report the removal from listing and registration of matured, redeemed or rethttps://www.sec.gov/Archives/edgar/data/704051/000087666120000602/0000876661-20-000602-index.htm
2020-02-14SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/704051/000090572920000047/0000905729-20-000047-index.htm
2020-03-20SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/704051/000090572920000065/0000905729-20-000065-index.htm
2019-06-133Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000091485119000186/0000914851-19-000186-index.htm
2020-01-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000091485120000037/0000914851-20-000037-index.htm
2020-01-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000091485120000039/0000914851-20-000039-index.htm
2020-02-064Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000091485120000043/0000914851-20-000043-index.htm
2020-03-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000091485120000057/0000914851-20-000057-index.htm
2020-04-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000091485120000069/0000914851-20-000069-index.htm
2020-02-12SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/704051/000110465920017966/0001104659-20-017966-index.htm
2020-02-18DFAN14AAdditional definitive proxy soliciting materials filed by non-management and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/704051/000119312520039600/0001193125-20-039600-index.htm
2020-02-188-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/704051/000119312520039614/0001193125-20-039614-index.htm
2020-02-18DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/704051/000119312520039625/0001193125-20-039625-index.htm
2020-02-188-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/704051/000119312520040673/0001193125-20-040673-index.htm
2020-02-18DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/704051/000119312520040698/0001193125-20-040698-index.htm
2020-02-18DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/704051/000119312520040701/0001193125-20-040701-index.htm
2020-02-19DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/704051/000119312520041103/0001193125-20-041103-index.htm
2020-03-27PREM14APreliminary proxy statements relating to merger or acquisitionhttps://www.sec.gov/Archives/edgar/data/704051/000119312520088841/0001193125-20-088841-index.htm
2020-04-16DEFM14ADefinitive proxy statement relating to merger or acquisitionhttps://www.sec.gov/Archives/edgar/data/704051/000119312520109450/0001193125-20-109450-index.htm
2020-05-068-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/704051/000119312520134978/0001193125-20-134978-index.htm
2020-05-06DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/704051/000119312520134983/0001193125-20-134983-index.htm
2020-07-178-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/704051/000119312520194436/0001193125-20-194436-index.htm
2020-07-318-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/704051/000119312520206706/0001193125-20-206706-index.htm
2020-07-31S-8 POSSecurities to be offered to employees in employee benefit plans, post-effective amendmentshttps://www.sec.gov/Archives/edgar/data/704051/000119312520206711/0001193125-20-206711-index.htm
2020-07-31S-8 POSSecurities to be offered to employees in employee benefit plans, post-effective amendmentshttps://www.sec.gov/Archives/edgar/data/704051/000119312520206713/0001193125-20-206713-index.htm
2020-07-31S-8 POSSecurities to be offered to employees in employee benefit plans, post-effective amendmentshttps://www.sec.gov/Archives/edgar/data/704051/000119312520206714/0001193125-20-206714-index.htm
2020-07-31S-8 POSSecurities to be offered to employees in employee benefit plans, post-effective amendmentshttps://www.sec.gov/Archives/edgar/data/704051/000119312520206716/0001193125-20-206716-index.htm
2020-08-03S-8 POSSecurities to be offered to employees in employee benefit plans, post-effective amendmentshttps://www.sec.gov/Archives/edgar/data/704051/000119312520206717/0001193125-20-206717-index.htm
2020-08-03S-8 POSSecurities to be offered to employees in employee benefit plans, post-effective amendmentshttps://www.sec.gov/Archives/edgar/data/704051/000119312520206718/0001193125-20-206718-index.htm
2020-08-03S-8 POSSecurities to be offered to employees in employee benefit plans, post-effective amendmentshttps://www.sec.gov/Archives/edgar/data/704051/000119312520206720/0001193125-20-206720-index.htm
2020-08-03S-8 POSSecurities to be offered to employees in employee benefit plans, post-effective amendmentshttps://www.sec.gov/Archives/edgar/data/704051/000119312520206721/0001193125-20-206721-index.htm
2020-08-03S-8 POSSecurities to be offered to employees in employee benefit plans, post-effective amendmentshttps://www.sec.gov/Archives/edgar/data/704051/000119312520206722/0001193125-20-206722-index.htm
2020-08-03S-8 POSSecurities to be offered to employees in employee benefit plans, post-effective amendmentshttps://www.sec.gov/Archives/edgar/data/704051/000119312520206725/0001193125-20-206725-index.htm
2020-08-03S-8 POSSecurities to be offered to employees in employee benefit plans, post-effective amendmentshttps://www.sec.gov/Archives/edgar/data/704051/000119312520206728/0001193125-20-206728-index.htm
2020-08-03S-8 POSSecurities to be offered to employees in employee benefit plans, post-effective amendmentshttps://www.sec.gov/Archives/edgar/data/704051/000119312520206731/0001193125-20-206731-index.htm
2020-08-03S-8 POSSecurities to be offered to employees in employee benefit plans, post-effective amendmentshttps://www.sec.gov/Archives/edgar/data/704051/000119312520206732/0001193125-20-206732-index.htm
2020-08-03S-8 POSSecurities to be offered to employees in employee benefit plans, post-effective amendmentshttps://www.sec.gov/Archives/edgar/data/704051/000119312520206734/0001193125-20-206734-index.htm
2020-08-03S-8 POSSecurities to be offered to employees in employee benefit plans, post-effective amendmentshttps://www.sec.gov/Archives/edgar/data/704051/000119312520206735/0001193125-20-206735-index.htm
2020-08-03S-8 POSSecurities to be offered to employees in employee benefit plans, post-effective amendmentshttps://www.sec.gov/Archives/edgar/data/704051/000119312520206737/0001193125-20-206737-index.htm
2020-08-03S-8 POSSecurities to be offered to employees in employee benefit plans, post-effective amendmentshttps://www.sec.gov/Archives/edgar/data/704051/000119312520206739/0001193125-20-206739-index.htm
2020-08-03POSASRPost-effective Amendment to an automatic shelf registration statementhttps://www.sec.gov/Archives/edgar/data/704051/000119312520206741/0001193125-20-206741-index.htm
2020-08-03POSASRPost-effective Amendment to an automatic shelf registration statementhttps://www.sec.gov/Archives/edgar/data/704051/000119312520206742/0001193125-20-206742-index.htm
2020-08-03POSASRPost-effective Amendment to an automatic shelf registration statementhttps://www.sec.gov/Archives/edgar/data/704051/000119312520206743/0001193125-20-206743-index.htm
2020-08-03POSASRPost-effective Amendment to an automatic shelf registration statementhttps://www.sec.gov/Archives/edgar/data/704051/000119312520206744/0001193125-20-206744-index.htm
2020-08-03POSASRPost-effective Amendment to an automatic shelf registration statementhttps://www.sec.gov/Archives/edgar/data/704051/000119312520206747/0001193125-20-206747-index.htm
2020-08-03POSASRPost-effective Amendment to an automatic shelf registration statementhttps://www.sec.gov/Archives/edgar/data/704051/000119312520206791/0001193125-20-206791-index.htm
2020-08-03POSASRPost-effective Amendment to an automatic shelf registration statementhttps://www.sec.gov/Archives/edgar/data/704051/000119312520206792/0001193125-20-206792-index.htm
2020-08-03POSASRPost-effective Amendment to an automatic shelf registration statementhttps://www.sec.gov/Archives/edgar/data/704051/000119312520206795/0001193125-20-206795-index.htm
2020-08-03POS AMPost-Effective amendments for registration statementhttps://www.sec.gov/Archives/edgar/data/704051/000119312520206797/0001193125-20-206797-index.htm
2020-08-03POS AMPost-Effective amendments for registration statementhttps://www.sec.gov/Archives/edgar/data/704051/000119312520206798/0001193125-20-206798-index.htm
2020-08-03POS AMPost-Effective amendments for registration statementhttps://www.sec.gov/Archives/edgar/data/704051/000119312520206799/0001193125-20-206799-index.htm
2020-08-03POS AMPost-Effective amendments for registration statementhttps://www.sec.gov/Archives/edgar/data/704051/000119312520206800/0001193125-20-206800-index.htm
2020-08-03POS AMPost-Effective amendments for registration statementhttps://www.sec.gov/Archives/edgar/data/704051/000119312520206801/0001193125-20-206801-index.htm
2020-08-03POS AMPost-Effective amendments for registration statementhttps://www.sec.gov/Archives/edgar/data/704051/000119312520206803/0001193125-20-206803-index.htm
2020-08-03POS AMPost-Effective amendments for registration statementhttps://www.sec.gov/Archives/edgar/data/704051/000119312520206807/0001193125-20-206807-index.htm
2020-08-03POS AMPost-Effective amendments for registration statementhttps://www.sec.gov/Archives/edgar/data/704051/000119312520206808/0001193125-20-206808-index.htm
2020-08-03POS AMPost-Effective amendments for registration statementhttps://www.sec.gov/Archives/edgar/data/704051/000119312520206810/0001193125-20-206810-index.htm
2020-08-03POS AMPost-Effective amendments for registration statementhttps://www.sec.gov/Archives/edgar/data/704051/000119312520206811/0001193125-20-206811-index.htm
2020-08-03POS AMPost-Effective amendments for registration statementhttps://www.sec.gov/Archives/edgar/data/704051/000119312520206812/0001193125-20-206812-index.htm
2020-08-03POS AMPost-Effective amendments for registration statementhttps://www.sec.gov/Archives/edgar/data/704051/000119312520206817/0001193125-20-206817-index.htm
2020-08-03POS AMPost-Effective amendments for registration statementhttps://www.sec.gov/Archives/edgar/data/704051/000119312520206818/0001193125-20-206818-index.htm
2020-08-03POS AMPost-Effective amendments for registration statementhttps://www.sec.gov/Archives/edgar/data/704051/000119312520206819/0001193125-20-206819-index.htm
2020-08-1025Notification of the removal from listing and registration of matured, redeemed or retired securitieshttps://www.sec.gov/Archives/edgar/data/704051/000119312520215031/0001193125-20-215031-index.htm
2019-06-20DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/704051/000120677419001945/0001206774-19-001945-index.htm
2019-06-20DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/704051/000120677419001946/0001206774-19-001946-index.htm
2019-05-233Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000120919119032397/0001209191-19-032397-index.htm
2019-05-233Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000120919119032398/0001209191-19-032398-index.htm
2019-06-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000120919119038822/0001209191-19-038822-index.htm
2019-06-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000120919119038823/0001209191-19-038823-index.htm
2019-07-314Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000120919119043876/0001209191-19-043876-index.htm
2019-07-314Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000120919119043877/0001209191-19-043877-index.htm
2020-05-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000120919120030690/0001209191-20-030690-index.htm
2020-05-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000120919120030691/0001209191-20-030691-index.htm
2020-05-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000120919120031771/0001209191-20-031771-index.htm
2020-05-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/704051/000120919120031774/0001209191-20-031774-index.htm
2019-05-1513F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/704051/000156761919011053/0001567619-19-011053-index.htm
2019-08-1413F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/704051/000156761919016743/0001567619-19-016743-index.htm
2019-11-1413F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/704051/000156761919021361/0001567619-19-021361-index.htm
2020-02-1413F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/704051/000156761920003674/0001567619-20-003674-index.htm
2020-05-1513F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/704051/000156761920010303/0001567619-20-010303-index.htm
2020-08-1413F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/704051/000156761920015202/0001567619-20-015202-index.htm
2020-08-06EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/704051/999999999520002040/9999999995-20-002040-index.htm
2020-08-06EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/704051/999999999520002041/9999999995-20-002041-index.htm
2020-08-06EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/704051/999999999520002042/9999999995-20-002042-index.htm
2020-08-06EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/704051/999999999520002043/9999999995-20-002043-index.htm
2020-08-06EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/704051/999999999520002044/9999999995-20-002044-index.htm
2020-08-06EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/704051/999999999520002045/9999999995-20-002045-index.htm
2020-08-06EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/704051/999999999520002046/9999999995-20-002046-index.htm
2020-08-06EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/704051/999999999520002047/9999999995-20-002047-index.htm
2020-08-06EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/704051/999999999520002062/9999999995-20-002062-index.htm
2020-08-06EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/704051/999999999520002063/9999999995-20-002063-index.htm
2020-08-06EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/704051/999999999520002064/9999999995-20-002064-index.htm
2020-08-06EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/704051/999999999520002065/9999999995-20-002065-index.htm
2020-08-06EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/704051/999999999520002066/9999999995-20-002066-index.htm
2020-08-06EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/704051/999999999520002067/9999999995-20-002067-index.htm

Legg Mason, Inc (LM) Insider Transactions:

Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Legg Mason, Inc (LM). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.
Insider Ownership: 232%
Institutional Ownership: 8169%

Transaction Date Insider Name Insider Title Type Shares Number Shares Price Total Transaction Shares Held After Transaction Link
2020-07-31Alison A. QuirkDirectorSell6,229.000.00https://www.sec.gov/Archives/edgar/data/704051/000070405120000089/0000704051-20-000089-index.htm
2020-07-31CAROL ANTHONY DAVIDSONDirectorSell3,000.000.00https://www.sec.gov/Archives/edgar/data/704051/000070405120000087/0000704051-20-000087-index.htm
2020-05-20EDWARD P GARDENDirectorSell2,457,808.0049.80122,399,084.180.00https://www.sec.gov/Archives/edgar/data/704051/000120919120031774/0001209191-20-031774-index.htm
2020-07-31John V MurphyDirectorSell31,450.000.00https://www.sec.gov/Archives/edgar/data/704051/000070405120000091/0000704051-20-000091-index.htm
2020-07-31JOSEPH A SULLIVANChairman, President & CEOSell702,645.520.00https://www.sec.gov/Archives/edgar/data/704051/000070405120000096/0000704051-20-000096-index.htm
2020-05-20NELSON PELTZDirectorSell2,457,808.0049.80122,399,084.180.00https://www.sec.gov/Archives/edgar/data/704051/000120919120031771/0001209191-20-031771-index.htm
2020-07-31Patricia LattinExecutive Vice PresidentSell43,634.110.00https://www.sec.gov/Archives/edgar/data/704051/000070405120000092/0000704051-20-000092-index.htm
2020-07-31Peter NachtweySr. Executive VP & CFOSell176,585.500.00https://www.sec.gov/Archives/edgar/data/704051/000070405120000095/0000704051-20-000095-index.htm
2020-07-31ROBERT E ANGELICADirectorSell27,772.000.00https://www.sec.gov/Archives/edgar/data/704051/000070405120000086/0000704051-20-000086-index.htm
2020-07-31Stephen C HooleyDirectorSell3,396.000.00https://www.sec.gov/Archives/edgar/data/704051/000070405120000090/0000704051-20-000090-index.htm
2020-07-31Terence JohnsonExecutive Vice PresidentSell156,587.180.00https://www.sec.gov/Archives/edgar/data/704051/000070405120000093/0000704051-20-000093-index.htm
2020-07-31Thomas C MerchantExec VP & General CounselSell92,269.630.00https://www.sec.gov/Archives/edgar/data/704051/000070405120000094/0000704051-20-000094-index.htm
2020-03-03Thomas C MerchantExec VP & General CounselBuy11,835.0047.64563,819.40103,735.78https://www.sec.gov/Archives/edgar/data/704051/000070405120000018/0000704051-20-000018-index.htm
2020-03-04Thomas C MerchantExec VP & General CounselBuy21,333.0031.24666,442.92109,538.78https://www.sec.gov/Archives/edgar/data/704051/000070405120000022/0000704051-20-000022-index.htm
2020-06-10JOSEPH A SULLIVANChairman, President & CEOBuy149,290.0047.647,112,175.601,103,444.52https://www.sec.gov/Archives/edgar/data/704051/000070405120000063/0000704051-20-000063-index.htm
2019-05-15Thomas K HoopsExecutive Vice PresidentBuy16,793.00110,677.21https://www.sec.gov/Archives/edgar/data/704051/000070405119000057/0000704051-19-000057-index.htm
2020-06-10JOSEPH A SULLIVANChairman, President & CEOBuy44,518.0035.161,565,252.881,147,962.52https://www.sec.gov/Archives/edgar/data/704051/000070405120000063/0000704051-20-000063-index.htm
2019-04-15Terence JohnsonExecutive Vice PresidentBuy7,979.50116,643.78https://www.sec.gov/Archives/edgar/data/704051/000070405119000022/0000704051-19-000022-index.htm
2019-05-15Terence JohnsonExecutive Vice PresidentBuy17,092.00124,300.28https://www.sec.gov/Archives/edgar/data/704051/000070405119000059/0000704051-19-000059-index.htm
2020-03-04Thomas C MerchantExec VP & General CounselBuy15,006.0037.64564,825.84124,544.78https://www.sec.gov/Archives/edgar/data/704051/000070405120000022/0000704051-20-000022-index.htm
2019-05-16Terence JohnsonExecutive Vice PresidentSell18,525.0036.21670,790.25124,815.28https://www.sec.gov/Archives/edgar/data/704051/000070405119000059/0000704051-19-000059-index.htm
2020-03-05Terence JohnsonExecutive Vice PresidentSell1,436.0049.9271,685.12125,366.28https://www.sec.gov/Archives/edgar/data/704051/000070405120000020/0000704051-20-000020-index.htm
2020-03-05Terence JohnsonExecutive Vice PresidentBuy1,987.0023.7247,131.64126,802.28https://www.sec.gov/Archives/edgar/data/704051/000070405120000020/0000704051-20-000020-index.htm
2020-06-10JOSEPH A SULLIVANChairman, President & CEOBuy202,861.0031.466,382,007.061,350,823.52https://www.sec.gov/Archives/edgar/data/704051/000070405120000063/0000704051-20-000063-index.htm
2019-05-16Terence JohnsonExecutive Vice PresidentBuy19,040.0033.99647,169.60143,340.28https://www.sec.gov/Archives/edgar/data/704051/000070405119000059/0000704051-19-000059-index.htm
2019-05-16Peter NachtweyChief Financial OfficerSell9,193.0036.13332,143.09148,978.00https://www.sec.gov/Archives/edgar/data/704051/000070405119000053/0000704051-19-000053-index.htm
2020-03-31Terence JohnsonExecutive Vice PresidentBuy25,468.0023.72604,100.96150,834.28https://www.sec.gov/Archives/edgar/data/704051/000070405120000025/0000704051-20-000025-index.htm
2020-03-31Terence JohnsonExecutive Vice PresidentSell159,742.0048.807,795,409.60152,818.28https://www.sec.gov/Archives/edgar/data/704051/000070405120000025/0000704051-20-000025-index.htm
2019-05-16Peter NachtweyChief Financial OfficerSell9,520.0033.99323,584.80158,171.00https://www.sec.gov/Archives/edgar/data/704051/000070405119000053/0000704051-19-000053-index.htm
2019-05-15Peter NachtweyChief Financial OfficerBuy21,255.00167,691.00https://www.sec.gov/Archives/edgar/data/704051/000070405119000053/0000704051-19-000053-index.htm
2020-04-13Terence JohnsonExecutive Vice PresidentBuy18,561.90171,380.18https://www.sec.gov/Archives/edgar/data/704051/000070405120000026/0000704051-20-000026-index.htm
2020-03-03Peter NachtweySr. Executive VP & CFOSell22,588.0049.831,125,560.04173,154.00https://www.sec.gov/Archives/edgar/data/704051/000070405120000017/0000704051-20-000017-index.htm
2020-03-03Peter NachtweySr. Executive VP & CFOBuy24,287.0023.72576,087.64173,265.00https://www.sec.gov/Archives/edgar/data/704051/000070405120000017/0000704051-20-000017-index.htm
2020-03-04Peter NachtweySr. Executive VP & CFOBuy1,266.0035.1644,512.56174,420.00https://www.sec.gov/Archives/edgar/data/704051/000070405120000021/0000704051-20-000021-index.htm
2020-03-12Peter NachtweySr. Executive VP & CFOSell11,350.0048.32548,432.00175,494.00https://www.sec.gov/Archives/edgar/data/704051/000070405120000023/0000704051-20-000023-index.htm
2020-03-31Terence JohnsonExecutive Vice PresidentBuy31,419.0035.161,104,692.04182,253.28https://www.sec.gov/Archives/edgar/data/704051/000070405120000025/0000704051-20-000025-index.htm
2020-03-04Peter NachtweySr. Executive VP & CFOSell61,739.0049.833,076,454.37186,844.00https://www.sec.gov/Archives/edgar/data/704051/000070405120000021/0000704051-20-000021-index.htm
2020-03-31Terence JohnsonExecutive Vice PresidentBuy6,414.0047.64305,562.96188,667.28https://www.sec.gov/Archives/edgar/data/704051/000070405120000025/0000704051-20-000025-index.htm
2020-04-13Peter NachtweySr. Executive VP & CFOBuy15,907.50191,401.50https://www.sec.gov/Archives/edgar/data/704051/000070405120000027/0000704051-20-000027-index.htm
2020-03-03Peter NachtweySr. Executive VP & CFOBuy22,477.0035.16790,291.32195,742.00https://www.sec.gov/Archives/edgar/data/704051/000070405120000017/0000704051-20-000017-index.htm
2019-09-04LEGG MASON, INC.10% Share HolderBuy2,020,000.0010.0020,200,000.002,030,000.00https://www.sec.gov/Archives/edgar/data/704051/000091485120000037/0000914851-20-000037-index.htm
2019-11-27LEGG MASON, INC.10% Share HolderBuy98,911.9710.111,000,000.002,128,911.96https://www.sec.gov/Archives/edgar/data/704051/000091485120000039/0000914851-20-000039-index.htm
2020-03-31Terence JohnsonExecutive Vice PresidentBuy25,000.0047.641,191,000.00213,667.28https://www.sec.gov/Archives/edgar/data/704051/000070405120000025/0000704051-20-000025-index.htm
2020-03-04Peter NachtweySr. Executive VP & CFOBuy40,039.0047.641,907,457.96214,459.00https://www.sec.gov/Archives/edgar/data/704051/000070405120000021/0000704051-20-000021-index.htm
2020-02-05LEGG MASON, INC.10% Share HolderBuy49,554.0010.09499,999.862,206,341.81https://www.sec.gov/Archives/edgar/data/704051/000091485120000043/0000914851-20-000043-index.htm
2020-03-31Terence JohnsonExecutive Vice PresidentBuy25,000.0047.641,191,000.00238,667.28https://www.sec.gov/Archives/edgar/data/704051/000070405120000025/0000704051-20-000025-index.htm
2019-05-16Ursula SchliesslerEVP & CAOSell3,608.0036.03129,996.2423,887.00https://www.sec.gov/Archives/edgar/data/704051/000070405119000052/0000704051-19-000052-index.htm
2020-05-19EDWARD P GARDENDirectorSell322,034.0049.8216,043,959.302,457,808.00https://www.sec.gov/Archives/edgar/data/704051/000120919120030691/0001209191-20-030691-index.htm
2020-05-19NELSON PELTZDirectorSell322,034.0049.8216,043,959.302,457,808.00https://www.sec.gov/Archives/edgar/data/704051/000120919120030690/0001209191-20-030690-index.htm
2020-03-04Peter NachtweySr. Executive VP & CFOSell39,982.0049.801,991,103.60248,583.00https://www.sec.gov/Archives/edgar/data/704051/000070405120000021/0000704051-20-000021-index.htm
2020-03-04Peter NachtweySr. Executive VP & CFOBuy45,535.0031.241,422,513.40259,994.00https://www.sec.gov/Archives/edgar/data/704051/000070405120000021/0000704051-20-000021-index.htm
2020-03-31Terence JohnsonExecutive Vice PresidentBuy25,000.0031.24781,000.00263,667.28https://www.sec.gov/Archives/edgar/data/704051/000070405120000025/0000704051-20-000025-index.htm
2019-04-15Ursula SchliesslerEVP & CAOBuy2,078.2527,240.25https://www.sec.gov/Archives/edgar/data/704051/000070405119000023/0000704051-19-000023-index.htm
2019-05-16Ursula SchliesslerEVP & CAOBuy3,713.0033.99126,204.8727,495.00https://www.sec.gov/Archives/edgar/data/704051/000070405119000052/0000704051-19-000052-index.htm
2019-07-30ROBERT E ANGELICADirectorBuy1,965.0027,772.00https://www.sec.gov/Archives/edgar/data/704051/000070405119000088/0000704051-19-000088-index.htm
2020-05-18EDWARD P GARDENDirectorSell777,593.0049.8538,765,499.352,779,842.00https://www.sec.gov/Archives/edgar/data/704051/000120919120030691/0001209191-20-030691-index.htm
2020-05-18NELSON PELTZDirectorSell777,593.0049.8538,765,499.352,779,842.00https://www.sec.gov/Archives/edgar/data/704051/000120919120030690/0001209191-20-030690-index.htm
2020-03-04Peter NachtweySr. Executive VP & CFOBuy28,571.0037.641,075,412.44288,565.00https://www.sec.gov/Archives/edgar/data/704051/000070405120000021/0000704051-20-000021-index.htm
2020-03-31Terence JohnsonExecutive Vice PresidentBuy34,112.0031.241,065,658.88297,779.28https://www.sec.gov/Archives/edgar/data/704051/000070405120000025/0000704051-20-000025-index.htm
2020-03-31Terence JohnsonExecutive Vice PresidentSell18,558.0048.72904,145.76312,560.28https://www.sec.gov/Archives/edgar/data/704051/000070405120000025/0000704051-20-000025-index.htm
2019-07-30John V MurphyDirectorBuy3,276.0031,450.00https://www.sec.gov/Archives/edgar/data/704051/000070405119000092/0000704051-19-000092-index.htm
2020-03-31Terence JohnsonExecutive Vice PresidentBuy33,339.0037.641,254,879.96331,118.28https://www.sec.gov/Archives/edgar/data/704051/000070405120000025/0000704051-20-000025-index.htm
2019-08-30Stephen C HooleyDirectorBuy3,396.003,396.00https://www.sec.gov/Archives/edgar/data/704051/000070405119000106/0000704051-19-000106-index.htm
2020-05-15EDWARD P GARDENDirectorSell324,269.0049.8816,173,467.633,557,435.00https://www.sec.gov/Archives/edgar/data/704051/000120919120030691/0001209191-20-030691-index.htm
2020-05-15NELSON PELTZDirectorSell324,269.0049.8816,173,467.633,557,435.00https://www.sec.gov/Archives/edgar/data/704051/000120919120030690/0001209191-20-030690-index.htm
2019-06-20EDWARD P GARDENDirectorBuy4,056.003,877,774.00https://www.sec.gov/Archives/edgar/data/704051/000120919119038823/0001209191-19-038823-index.htm
2019-06-20NELSON PELTZDirectorBuy4,056.003,877,774.00https://www.sec.gov/Archives/edgar/data/704051/000120919119038822/0001209191-19-038822-index.htm
2019-07-30EDWARD P GARDENDirectorBuy3,930.003,881,704.00https://www.sec.gov/Archives/edgar/data/704051/000120919119043877/0001209191-19-043877-index.htm
2019-07-30NELSON PELTZDirectorBuy3,930.003,881,704.00https://www.sec.gov/Archives/edgar/data/704051/000120919119043876/0001209191-19-043876-index.htm
2020-03-13LEGG MASON, INC.10% Share HolderBuy1,681,503.4610.1117,000,000.003,887,845.27https://www.sec.gov/Archives/edgar/data/704051/000091485120000057/0000914851-20-000057-index.htm
2020-04-15LEGG MASON, INC.10% Share HolderBuy207,039.349.662,000,000.004,229,291.23https://www.sec.gov/Archives/edgar/data/704051/000091485120000069/0000914851-20-000069-index.htm
2019-05-15Patricia LattinExecutive Vice PresidentBuy5,972.0043,567.11https://www.sec.gov/Archives/edgar/data/704051/000070405119000051/0000704051-19-000051-index.htm
2019-05-15Patricia LattinExecutive Vice PresidentSell2,342.0034.9981,946.5843,605.11https://www.sec.gov/Archives/edgar/data/704051/000070405119000051/0000704051-19-000051-index.htm
2019-05-15Patricia LattinExecutive Vice PresidentBuy2,380.0033.9980,896.2045,947.11https://www.sec.gov/Archives/edgar/data/704051/000070405119000051/0000704051-19-000051-index.htm
2020-03-03Patricia LattinExecutive Vice PresidentSell22,626.0049.811,127,001.0647,553.11https://www.sec.gov/Archives/edgar/data/704051/000070405120000019/0000704051-20-000019-index.htm
2019-04-15JOSEPH A SULLIVANChairman, President & CEOBuy21,436.00486,926.30https://www.sec.gov/Archives/edgar/data/704051/000070405119000024/0000704051-19-000024-index.htm
2020-03-03Patricia LattinExecutive Vice PresidentBuy6,678.0035.16234,798.4850,283.11https://www.sec.gov/Archives/edgar/data/704051/000070405120000019/0000704051-20-000019-index.htm
2019-05-15JOSEPH A SULLIVANSr. Executive Vice PresidentBuy71,669.00538,607.13https://www.sec.gov/Archives/edgar/data/704051/000070405119000055/0000704051-19-000055-index.htm
2019-05-16JOSEPH A SULLIVANSr. Executive Vice PresidentSell26,470.0036.18957,684.60539,555.13https://www.sec.gov/Archives/edgar/data/704051/000070405119000055/0000704051-19-000055-index.htm
2020-03-31JOSEPH A SULLIVANChairman, President & CEOSell22,871.0048.741,114,732.54551,871.87https://www.sec.gov/Archives/edgar/data/704051/000070405120000024/0000704051-20-000024-index.htm
2019-05-16JOSEPH A SULLIVANSr. Executive Vice PresidentBuy27,418.0033.99931,937.82566,025.13https://www.sec.gov/Archives/edgar/data/704051/000070405119000055/0000704051-19-000055-index.htm
2020-03-31JOSEPH A SULLIVANChairman, President & CEOBuy34,847.0023.72826,570.84574,742.87https://www.sec.gov/Archives/edgar/data/704051/000070405120000024/0000704051-20-000024-index.htm
2020-06-08JOSEPH A SULLIVANChairman, President & CEOSell223,256.0050.0411,171,730.24588,990.52https://www.sec.gov/Archives/edgar/data/704051/000070405120000061/0000704051-20-000061-index.htm
2020-06-09JOSEPH A SULLIVANChairman, President & CEOSell16,634.0050.04832,365.36592,959.52https://www.sec.gov/Archives/edgar/data/704051/000070405120000062/0000704051-20-000062-index.htm
2020-03-03Patricia LattinExecutive Vice PresidentBuy9,975.0047.64475,209.0060,258.11https://www.sec.gov/Archives/edgar/data/704051/000070405120000019/0000704051-20-000019-index.htm
2020-04-13JOSEPH A SULLIVANChairman, President & CEOBuy55,474.65607,346.52https://www.sec.gov/Archives/edgar/data/704051/000070405120000029/0000704051-20-000029-index.htm
2020-06-09JOSEPH A SULLIVANChairman, President & CEOBuy20,603.0031.46648,170.38609,593.52https://www.sec.gov/Archives/edgar/data/704051/000070405120000062/0000704051-20-000062-index.htm
2019-05-15John KenneyExecutive Vice PresidentBuy11,734.0062,107.84https://www.sec.gov/Archives/edgar/data/704051/000070405119000058/0000704051-19-000058-index.htm
2019-05-15Frances CashmanExecutive Vice PresidentBuy11,769.0066,905.05https://www.sec.gov/Archives/edgar/data/704051/000070405119000056/0000704051-19-000056-index.htm
2020-03-03Patricia LattinExecutive Vice PresidentBuy9,921.0031.57313,205.9770,179.11https://www.sec.gov/Archives/edgar/data/704051/000070405120000019/0000704051-20-000019-index.htm
2020-06-10JOSEPH A SULLIVANChairman, President & CEOSell648,178.0049.9832,395,936.44702,645.52https://www.sec.gov/Archives/edgar/data/704051/000070405120000063/0000704051-20-000063-index.htm
2019-07-30Alison A. QuirkDirectorBuy3,276.007,237.00https://www.sec.gov/Archives/edgar/data/704051/000070405119000089/0000704051-19-000089-index.htm
2020-06-10JOSEPH A SULLIVANChairman, President & CEOBuy149,460.0037.645,625,674.40742,419.52https://www.sec.gov/Archives/edgar/data/704051/000070405120000063/0000704051-20-000063-index.htm
2019-05-15Thomas C MerchantExec VP & General CounselBuy12,050.0078,586.35https://www.sec.gov/Archives/edgar/data/704051/000070405119000054/0000704051-19-000054-index.htm
2019-05-16Thomas C MerchantExec VP & General CounselSell5,582.0036.11201,566.0278,716.35https://www.sec.gov/Archives/edgar/data/704051/000070405119000054/0000704051-19-000054-index.htm
2020-06-08JOSEPH A SULLIVANChairman, President & CEOBuy276,536.0031.468,699,822.56812,246.52https://www.sec.gov/Archives/edgar/data/704051/000070405120000061/0000704051-20-000061-index.htm
2020-03-03Thomas C MerchantExec VP & General CounselSell21,013.0049.831,047,077.7982,722.78https://www.sec.gov/Archives/edgar/data/704051/000070405120000018/0000704051-20-000018-index.htm
2019-05-16Thomas C MerchantExec VP & General CounselBuy5,712.0033.99194,150.8884,298.35https://www.sec.gov/Archives/edgar/data/704051/000070405119000054/0000704051-19-000054-index.htm
2020-03-03Thomas C MerchantExec VP & General CounselBuy7,392.0023.72175,338.2486,129.78https://www.sec.gov/Archives/edgar/data/704051/000070405120000018/0000704051-20-000018-index.htm
2020-03-04Thomas C MerchantExec VP & General CounselBuy5,483.0047.64261,210.1288,205.78https://www.sec.gov/Archives/edgar/data/704051/000070405120000022/0000704051-20-000022-index.htm
2020-03-04Thomas C MerchantExec VP & General CounselSell33,952.0049.821,691,488.6490,592.78https://www.sec.gov/Archives/edgar/data/704051/000070405120000022/0000704051-20-000022-index.htm
2020-03-03Thomas C MerchantExec VP & General CounselBuy5,771.0035.16202,908.3691,900.78https://www.sec.gov/Archives/edgar/data/704051/000070405120000018/0000704051-20-000018-index.htm
2020-06-10JOSEPH A SULLIVANChairman, President & CEOBuy211,735.0031.246,614,601.40954,154.52https://www.sec.gov/Archives/edgar/data/704051/000070405120000063/0000704051-20-000063-index.htm
2020-04-13Thomas C MerchantExec VP & General CounselBuy8,354.8598,947.63https://www.sec.gov/Archives/edgar/data/704051/000070405120000028/0000704051-20-000028-index.htm