Latest On Legg Mason, Inc (LM):
About Legg Mason, Inc (LM):
Legg Mason, Inc. is a publicly owned asset management holding company. Through its subsidiaries, the firm provides investment management and related services to company-sponsored mutual funds and other investment vehicles including pension funds, foundations, endowments, sovereign wealth funds, insurance companies, private banks, family offices, individuals, as well as to global, institutional, and retail clients. It launches and manages equity, fixed income, and multi-asset customized portfolios through its subsidiaries. The firm also launches and manages mutual funds and exchange traded funds for its clients through its subsidiaries. It invests in private and public equity, fixed income, and multi asset markets across the globe through its subsidiaries. Through its subsidiaries, the firm also invests in alternative markets. It also employs a combination of fundamental and quantitative research to make its investments through its subsidiaries. Legg Mason, Inc. was founded in 1899 and is based in Baltimore, Maryland. As of July 31, 2020, Legg Mason, Inc. operates as a subsidiary of Franklin Resources, Inc.
General
- Name Legg Mason, Inc
- Symbol LM
- Type Common Stock
- Exchange NYSE
- Currency USD
- Country USA
- SectorFinancial Services
- IndustryAsset Management
- Full Time Employees 3,059
- Last Split Factor3:2
- Last Split Date2004-09-27
- Fiscal Year EndMarch
- Gic SectorFinancials
- Gic GroupDiversified Financials
- Gic IndustryCapital Markets
- Gic SubIndustryAsset Management & Custody Banks
- Web URLhttp://www.leggmason.com
Valuation
- Trailing PE 17.73
- Forward PE 15.53
- Price/Sales (Trailing 12 Mt.) 1.53
- Price/Book (Most Recent Quarter) 1.17
- Enterprise Value Revenue 1.84
- Enterprise Value EBITDA 9.14
Financials
- Most Recent Quarter 2020-06-30
- Current Year EPS Estimate $3.60
- Next Year EPS Estimate $3.21
- Profit Margin 9%
- Operating Margin 21%
- Return on Assets 5%
- Return on Equity 7%
- Revenue 2.88 billion
- Earnings Per Share $2.81
- Revenue Per Share $32.87
- Gross Profit 1.13 billion
- Quarterly Earnings Growth -5.6%
Highlights
- Market Capitalization 4.45 billion
- EBITDA 668.67 million
- PEG Ratio 33.75
- Analyst Target Price $49.1
- Book Value Per Share $42.71
Share Statistics
- Shares Outstanding 88.07 million
- Shares Float 88.91 million
- % Held by Insiders 232%
- % Held by Institutions 81.69%
- Shares Short 13.62 million
- Shares Short Prior Month 13.99 million
- Short Ratio 8.67
- Short % of Float 16%
- Short % of Shares Outstanding 15%
Technicals
- Beta 0.76
- 52 Week High $50.7
- 52 Week Low $0.05
- 50 Day Moving Average 49.99
- 200 Day Moving Average 49.44
Dividends
- Forward Annual Dividend Rate $1.6
- Forward Annual Dividend Yield 3.2%
- Payout Ratio 43%
- Dividend Date 2020-07-13
- ExDividend Date 2020-06-15
- Dividend Per Share $1.6
Legg Mason, Inc (LM) Dividend Calendar:
LM's last dividend payment was made to shareholders on July 13, 2020.
Legg Mason, Inc pays out 43% of its earnings out as a dividend.
Ex-Dividend Date | Payment Date | Record Date | Declared Date | Amount |
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Legg Mason, Inc (LM) Earnings History:
Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.
Quarter Date | Report Date | Actual Revenue | Reported EPS | EPS Estimate | Deviation from Estimate |
---|---|---|---|---|---|
2020-06-30 | 2020-07-27 | $666.19 million | $0.71 | $0.64 | 10.94% |
2020-03-31 | 2020-04-29 | $N/A | $1.02 | $0.88 | 15.91% |
2019-12-31 | 2020-01-29 | $753.91 million | $1.03 | $0.94 | 9.57% |
2019-09-30 | 2019-10-22 | $743.26 million | $0.95 | $0.86 | 10.47% |
2019-06-30 | 2019-08-01 | $705.36 million | $0.75 | $0.68 | 10.29% |
2019-03-31 | 2019-05-13 | $692.61 million | $0.56 | $0.54 | 3.7% |
2018-12-31 | 2019-02-04 | $704.32 million | -$2.55 | $0.67 | -480.6% |
2018-09-30 | 2018-10-24 | $758.43 million | $0.82 | $0.83 | -1.2% |
2018-06-30 | 2018-07-25 | $747.91 million | $0.75 | $0.78 | -3.85% |
2018-03-31 | 2018-04-25 | $785.05 million | $0.86 | $0.71 | 21.13% |
2017-12-31 | 2018-01-24 | $793.09 million | $1.58 | $1.36 | 16.18% |
2017-09-30 | 2017-10-25 | $768.34 million | $0.78 | $0.69 | 13.04% |
2017-06-30 | 2017-07-26 | $793.84 million | $0.52 | $0.42 | 23.81% |
2017-03-31 | 2017-04-26 | $723.13 million | $0.76 | $0.63 | 20.63% |
2016-12-31 | 2017-02-01 | $715.24 million | $0.50 | $0.64 | -21.88% |
2016-09-30 | 2016-10-28 | $748.37 million | $0.63 | $0.57 | 10.53% |
2016-06-30 | 2016-07-27 | $700.17 million | $0.31 | $0.25 | 24% |
2016-03-31 | 2016-04-29 | $619.55 million | -$0.43 | -$0.47 | 8.51% |
2015-12-31 | 2016-01-22 | $659.56 million | -$1.31 | $0.70 | -287.14% |
2015-09-30 | 2015-10-30 | $673.09 million | $0.58 | $0.64 | -9.38% |
2015-06-30 | 2015-07-31 | $708.65 million | $0.84 | $0.83 | 1.2% |
2015-03-31 | 2015-05-01 | $702.35 million | $0.73 | $0.67 | 8.96% |
2014-12-31 | 2015-01-30 | $718.98 million | $0.67 | $0.67 | 0% |
2014-09-30 | 2014-10-31 | $703.9 million | $0.04 | ||
2014-06-30 | 2014-07-31 | $693.88 million | $0.61 | $0.56 | 8.93% |
2014-03-31 | 2014-05-01 | $681.4 million | $0.58 | $0.58 | 0% |
2013-12-31 | 2014-01-31 | $720.09 million | $0.71 | $0.66 | 7.58% |
2013-09-30 | 2013-10-25 | $671.65 million | $0.70 | $0.61 | 14.75% |
2013-06-30 | 2013-07-25 | $670.42 million | $0.38 | $0.36 | 5.56% |
2013-03-31 | 2013-04-30 | $667.76 million | $0.23 | $0.20 | 15% |
2012-12-31 | 2013-02-01 | $673.9 million | -$3.38 | -$3.23 | -4.64% |
2012-09-30 | 2012-10-26 | $640.3 million | $0.60 | $0.55 | 9.09% |
2012-06-30 | 2012-07-27 | $630.69 million | -$0.07 | ||
2012-03-31 | 2012-05-01 | $648.59 million | $0.54 | $0.47 | 14.89% |
2011-12-31 | 2012-01-27 | $626.98 million | $0.20 | $0.25 | -20% |
2011-09-30 | 2011-10-27 | $669.9 million | $0.39 | $0.37 | 5.41% |
2011-06-30 | 2011-07-28 | $717.11 million | $0.45 | $0.38 | 18.42% |
2011-03-31 | 2011-05-03 | $713.43 million | $0.45 | $0.45 | 0% |
2010-12-31 | 2011-01-26 | $721.93 million | $0.41 | $0.41 | 0% |
2010-09-30 | 2010-10-27 | $674.79 million | $0.50 | $0.34 | 47.06% |
2010-06-30 | 2010-07-26 | $674.17 million | $0.30 | $0.30 | 0% |
2010-03-31 | 2010-05-10 | $671.42 million | $0.39 | $0.35 | 11.43% |
2009-12-31 | 2010-01-21 | $690.48 million | $0.28 | $0.31 | -9.68% |
2009-09-30 | 2009-10-22 | $659.9 million | $0.30 | $0.21 | 42.86% |
2009-06-30 | 2009-07-20 | $613.08 million | $0.35 | $0.22 | 59.09% |
2009-03-31 | 2009-05-05 | $617.21 million | -$2.29 | -$2.33 | 1.72% |
2008-12-31 | 2009-01-28 | $719.99 million | -$10.55 | -$4.01 | -163.09% |
2008-09-30 | 2008-10-29 | $966.14 million | -$0.74 | -$0.04 | -1750% |
2008-06-30 | 2008-07-25 | $1.05 billion | -$0.22 | $0.13 | -269.23% |
2008-03-31 | 2008-05-06 | $1.07 billion | -$1.81 | -$0.27 | -570.37% |
2007-12-31 | 2008-01-30 | $1.19 billion | $1.07 | $1.11 | -3.6% |
2007-09-30 | 2007-10-24 | $1.17 billion | $1.23 | $1.29 | -4.65% |
2007-06-30 | 2007-07-24 | $1.21 billion | $1.32 | $1.24 | 6.45% |
2007-03-31 | 2007-05-09 | $1.14 billion | $1.19 | $1.17 | 1.71% |
2006-12-31 | 2007-01-25 | $1.13 billion | $1.21 | $1.13 | 7.08% |
2006-09-30 | 2006-10-24 | $1.03 billion | $1.00 | $1.02 | -1.96% |
2006-06-30 | 2006-07-25 | $1.04 billion | $1.11 | $1.13 | -1.77% |
2006-03-31 | 2006-05-10 | $1.05 billion | $1.09 | $1.25 | -12.8% |
2005-12-31 | 2006-02-01 | $688.99 million | $1.08 | $1.03 | 4.85% |
2005-09-30 | 2005-10-25 | $466.39 million | $0.99 | $0.96 | 3.13% |
2005-06-30 | 2005-07-26 | $437.69 million | $0.93 | $1.00 | -7% |
2005-03-31 | 2005-05-04 | $436.99 million | $0.98 | $0.97 | 1.03% |
2004-12-31 | 2005-01-24 | $410.87 million | $0.98 | $0.87 | 12.64% |
2004-09-30 | 2004-10-21 | $373.61 million | $0.81 | $0.76 | 6.58% |
2004-06-30 | 2004-07-19 | $349.23 million | $0.76 | $0.82 | -7.32% |
2004-03-31 | 2004-05-05 | $576.48 million | $0.80 | $0.76 | 5.26% |
2003-12-31 | 2004-01-21 | $521.17 million | $0.71 | $0.66 | 7.58% |
2003-09-30 | 2003-10-22 | $472.72 million | $0.64 | $0.59 | 8.47% |
2003-06-30 | 2003-07-17 | $433.9 million | $0.55 | $0.51 | 7.84% |
2003-03-31 | 2003-05-06 | $393.1 million | $0.47 | $0.46 | 2.17% |
2002-12-31 | 2003-01-21 | $391.96 million | $0.46 | $0.45 | 2.22% |
2002-09-30 | 2002-10-23 | $390.13 million | $0.44 | $0.45 | -2.22% |
2002-06-30 | 2002-07-18 | $411.16 million | $0.47 | $0.46 | 2.17% |
2002-03-31 | 2002-05-07 | $420.86 million | $0.45 | $0.44 | 2.27% |
2001-12-31 | 2002-01-17 | $403.81 million | $0.40 | $0.35 | 14.29% |
2001-09-30 | 2001-10-19 | $372.95 million | $0.30 | $0.35 | -14.29% |
2001-06-30 | 2001-07-20 | $381 million | $0.35 | $0.38 | -7.89% |
2001-03-31 | 2001-05-08 | $380.01 million | $0.37 | $0.41 | -9.76% |
2000-12-31 | 2001-01-18 | $393.66 million | $0.41 | $0.42 | -2.38% |
2000-09-30 | 2000-10-19 | $375.77 million | $0.37 | $0.41 | -9.76% |
2000-06-30 | 2000-07-18 | $386.82 million | $0.40 | $0.41 | -2.44% |
2000-03-31 | 2000-05-08 | $419.45 million | $0.52 | $0.38 | 36.84% |
1999-12-31 | 2000-01-18 | $0.36 | $0.33 | 9.09% | |
1999-09-30 | 1999-10-15 | $0.31 | $0.34 | -8.82% | |
1999-06-30 | 1999-07-19 | $0.35 | $0.31 | 12.9% | |
1999-03-31 | 1999-05-05 | $0.31 | $0.28 | 10.71% | |
1998-12-31 | 1999-01-20 | $0.26 | $0.25 | 4% | |
1998-09-30 | 1998-10-15 | $0.25 | $0.27 | -7.41% | |
1998-06-30 | 1998-07-16 | $0.29 | $0.28 | 3.57% | |
1998-03-31 | 1998-05-04 | $0.27 | $0.26 | 3.85% | |
1997-12-31 | 1998-01-21 | $0.26 | $0.23 | 13.04% | |
1997-09-30 | 1997-10-16 | $0.24 | $0.21 | 14.29% | |
1997-06-30 | 1997-07-21 | $0.20 | $0.17 | 17.65% | |
1997-03-31 | 1997-05-05 | $0.19 | $0.20 | -5% | |
1996-12-31 | 1997-01-21 | $0.20 | $0.18 | 11.11% | |
1996-09-30 | 1996-10-17 | $0.19 | $0.16 | 18.75% | |
1996-06-30 | 1996-07-18 | $0.18 | $0.18 | 0% |
Legg Mason, Inc (LM) Company Financial Statements:
Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.
Income Statement:
Date |
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Research Development |
Income Before Tax |
Selling General Administrative |
Gross Profit |
Ebit |
Operating Income |
Income Tax Expense |
Total Revenue |
Cost of Revenue |
Total Other Income Expense Net |
Net Income From Continuing Operations |
Net Income Applicable to Common Shares |
Cash Flow:
Date |
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Investments |
Change to Liabilities |
Total Cash Flow from Investing Activities |
Net Borrowings |
Total Cash Flow from Financial Activities |
Change to Operating Activities |
Change in Cash |
Total Cash from Operating Activities |
Depreciation |
Other Cash Flow from Investing Activities |
Change to Inventory |
Change to Account Receivables |
Other Cash Flow from Financing Activities |
Change to Net Income |
Capital Expenditures |
Balance Sheet:
Date |
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Total Liabailities |
Total Stockholder Equity |
Other Current Liabilities |
Total Assets |
Common Stock |
Other Current Assets |
Retained Earnings |
Other Liabilities |
Other Assets |
Cash |
Total Current Liabilities |
Other Stockholder Equity |
Property, Plant & Equipment |
Total Current Assets |
Long Term Investments |
Net Tangible Assets |
Short Term Investments |
Long Term Debt |
Inventory |
Accounts Payable |
Legg Mason, Inc (LM) Chart:
Legg Mason, Inc (LM) News:
Below you will find a list of latest news for Legg Mason, Inc (LM) from major news sources. You can filter the results to only show news from a specific source.
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Legg Mason, Inc (LM) Options:
A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.
Expiration Date | Strike | Last Price | Type | Volume | Open Interest | Implied Volatility | In The Money | Change | Change Percent |
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Legg Mason, Inc (LM) SEC Filings:
An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.
Date | Form Type | Form Name | Link |
---|---|---|---|
2020-06-29 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000072/0000704051-20-000072-index.htm |
2020-01-30 | UPLOAD | SEC-generated letter | https://www.sec.gov/Archives/edgar/data/704051/000000000020000865/0000000000-20-000865-index.htm |
2020-02-19 | UPLOAD | SEC-generated letter | https://www.sec.gov/Archives/edgar/data/704051/000000000020001534/0000000000-20-001534-index.htm |
2019-04-17 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000022/0000704051-19-000022-index.htm |
2019-04-17 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000023/0000704051-19-000023-index.htm |
2019-04-17 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000024/0000704051-19-000024-index.htm |
2019-05-02 | 5 | Annual statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000025/0000704051-19-000025-index.htm |
2019-05-02 | 5 | Annual statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000026/0000704051-19-000026-index.htm |
2019-05-02 | 5 | Annual statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000027/0000704051-19-000027-index.htm |
2019-05-02 | 5 | Annual statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000028/0000704051-19-000028-index.htm |
2019-05-02 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000029/0000704051-19-000029-index.htm |
2019-05-02 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000030/0000704051-19-000030-index.htm |
2019-05-02 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000031/0000704051-19-000031-index.htm |
2019-05-02 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000032/0000704051-19-000032-index.htm |
2019-05-02 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000033/0000704051-19-000033-index.htm |
2019-05-02 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000034/0000704051-19-000034-index.htm |
2019-05-02 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000035/0000704051-19-000035-index.htm |
2019-05-02 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000036/0000704051-19-000036-index.htm |
2019-05-02 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000037/0000704051-19-000037-index.htm |
2019-05-07 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000038/0000704051-19-000038-index.htm |
2019-05-07 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000039/0000704051-19-000039-index.htm |
2019-05-07 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000040/0000704051-19-000040-index.htm |
2019-05-07 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000041/0000704051-19-000041-index.htm |
2019-05-07 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000042/0000704051-19-000042-index.htm |
2019-05-07 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000043/0000704051-19-000043-index.htm |
2019-05-07 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000044/0000704051-19-000044-index.htm |
2019-05-07 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000045/0000704051-19-000045-index.htm |
2019-05-07 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000046/0000704051-19-000046-index.htm |
2019-05-13 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/704051/000070405119000050/0000704051-19-000050-index.htm |
2019-05-17 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000051/0000704051-19-000051-index.htm |
2019-05-17 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000052/0000704051-19-000052-index.htm |
2019-05-17 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000053/0000704051-19-000053-index.htm |
2019-05-17 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000054/0000704051-19-000054-index.htm |
2019-05-17 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000055/0000704051-19-000055-index.htm |
2019-05-17 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000056/0000704051-19-000056-index.htm |
2019-05-17 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000057/0000704051-19-000057-index.htm |
2019-05-17 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000058/0000704051-19-000058-index.htm |
2019-05-17 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000059/0000704051-19-000059-index.htm |
2019-05-17 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/704051/000070405119000061/0000704051-19-000061-index.htm |
2019-05-21 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/704051/000070405119000063/0000704051-19-000063-index.htm |
2019-05-24 | 10-K | Annual report [Section 13 and 15(d), not S-K Item 405] | https://www.sec.gov/Archives/edgar/data/704051/000070405119000069/0000704051-19-000069-index.htm |
2019-06-19 | 11-K | Annual report of employee stock purchase, savings and similar plans | https://www.sec.gov/Archives/edgar/data/704051/000070405119000072/0000704051-19-000072-index.htm |
2019-06-24 | 11-K | Annual report of employee stock purchase, savings and similar plans | https://www.sec.gov/Archives/edgar/data/704051/000070405119000074/0000704051-19-000074-index.htm |
2019-07-11 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/704051/000070405119000078/0000704051-19-000078-index.htm |
2019-07-30 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000079/0000704051-19-000079-index.htm |
2019-07-30 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000080/0000704051-19-000080-index.htm |
2019-07-30 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000081/0000704051-19-000081-index.htm |
2019-07-30 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000082/0000704051-19-000082-index.htm |
2019-07-30 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000083/0000704051-19-000083-index.htm |
2019-07-30 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000084/0000704051-19-000084-index.htm |
2019-07-30 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000085/0000704051-19-000085-index.htm |
2019-07-30 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000086/0000704051-19-000086-index.htm |
2019-07-30 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000087/0000704051-19-000087-index.htm |
2019-07-31 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000088/0000704051-19-000088-index.htm |
2019-07-31 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000089/0000704051-19-000089-index.htm |
2019-07-31 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000090/0000704051-19-000090-index.htm |
2019-07-31 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000091/0000704051-19-000091-index.htm |
2019-07-31 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000092/0000704051-19-000092-index.htm |
2019-08-01 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/704051/000070405119000094/0000704051-19-000094-index.htm |
2019-08-01 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/704051/000070405119000097/0000704051-19-000097-index.htm |
2019-08-05 | 3 | Initial statement of beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000100/0000704051-19-000100-index.htm |
2019-08-06 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/704051/000070405119000105/0000704051-19-000105-index.htm |
2019-09-03 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000106/0000704051-19-000106-index.htm |
2019-10-30 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/704051/000070405119000112/0000704051-19-000112-index.htm |
2019-11-05 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000113/0000704051-19-000113-index.htm |
2019-11-05 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000114/0000704051-19-000114-index.htm |
2019-11-05 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000115/0000704051-19-000115-index.htm |
2019-11-05 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000116/0000704051-19-000116-index.htm |
2019-11-05 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000117/0000704051-19-000117-index.htm |
2019-11-05 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000118/0000704051-19-000118-index.htm |
2019-11-05 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405119000119/0000704051-19-000119-index.htm |
2019-11-08 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/704051/000070405119000126/0000704051-19-000126-index.htm |
2020-01-29 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000003/0000704051-20-000003-index.htm |
2020-01-29 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000004/0000704051-20-000004-index.htm |
2020-01-29 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000005/0000704051-20-000005-index.htm |
2020-01-29 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000006/0000704051-20-000006-index.htm |
2020-01-29 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000007/0000704051-20-000007-index.htm |
2020-01-29 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/704051/000070405120000009/0000704051-20-000009-index.htm |
2020-02-05 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/704051/000070405120000012/0000704051-20-000012-index.htm |
2020-02-11 | CORRESP | Correspondence | https://www.sec.gov/Archives/edgar/data/704051/000070405120000016/0000704051-20-000016-index.htm |
2020-03-05 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000017/0000704051-20-000017-index.htm |
2020-03-05 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000018/0000704051-20-000018-index.htm |
2020-03-05 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000019/0000704051-20-000019-index.htm |
2020-03-06 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000020/0000704051-20-000020-index.htm |
2020-03-06 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000021/0000704051-20-000021-index.htm |
2020-03-06 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000022/0000704051-20-000022-index.htm |
2020-03-12 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000023/0000704051-20-000023-index.htm |
2020-04-01 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000024/0000704051-20-000024-index.htm |
2020-04-01 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000025/0000704051-20-000025-index.htm |
2020-04-15 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000026/0000704051-20-000026-index.htm |
2020-04-15 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000027/0000704051-20-000027-index.htm |
2020-04-15 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000028/0000704051-20-000028-index.htm |
2020-04-15 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000029/0000704051-20-000029-index.htm |
2020-04-28 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000032/0000704051-20-000032-index.htm |
2020-04-28 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000033/0000704051-20-000033-index.htm |
2020-04-28 | 5 | Annual statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000034/0000704051-20-000034-index.htm |
2020-04-28 | 5 | Annual statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000035/0000704051-20-000035-index.htm |
2020-04-28 | 5 | Annual statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000036/0000704051-20-000036-index.htm |
2020-04-28 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000037/0000704051-20-000037-index.htm |
2020-04-28 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000038/0000704051-20-000038-index.htm |
2020-04-28 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000039/0000704051-20-000039-index.htm |
2020-04-29 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/704051/000070405120000045/0000704051-20-000045-index.htm |
2020-05-01 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/704051/000070405120000047/0000704051-20-000047-index.htm |
2020-05-04 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000048/0000704051-20-000048-index.htm |
2020-05-04 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000049/0000704051-20-000049-index.htm |
2020-05-04 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000050/0000704051-20-000050-index.htm |
2020-05-04 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000051/0000704051-20-000051-index.htm |
2020-05-04 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000052/0000704051-20-000052-index.htm |
2020-05-06 | 5/A | Annual statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000053/0000704051-20-000053-index.htm |
2020-05-15 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/704051/000070405120000055/0000704051-20-000055-index.htm |
2020-05-29 | 10-K | Annual report [Section 13 and 15(d), not S-K Item 405] | https://www.sec.gov/Archives/edgar/data/704051/000070405120000060/0000704051-20-000060-index.htm |
2020-06-10 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000061/0000704051-20-000061-index.htm |
2020-06-11 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000062/0000704051-20-000062-index.htm |
2020-06-12 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000063/0000704051-20-000063-index.htm |
2020-06-18 | 11-K | Annual report of employee stock purchase, savings and similar plans | https://www.sec.gov/Archives/edgar/data/704051/000070405120000066/0000704051-20-000066-index.htm |
2020-06-19 | 11-K | Annual report of employee stock purchase, savings and similar plans | https://www.sec.gov/Archives/edgar/data/704051/000070405120000070/0000704051-20-000070-index.htm |
2020-06-29 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000071/0000704051-20-000071-index.htm |
2020-06-29 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000072/0000704051-20-000072-index.htm |
2020-07-21 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000073/0000704051-20-000073-index.htm |
2020-07-21 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000074/0000704051-20-000074-index.htm |
2020-07-21 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000075/0000704051-20-000075-index.htm |
2020-07-21 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000076/0000704051-20-000076-index.htm |
2020-07-21 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000077/0000704051-20-000077-index.htm |
2020-07-27 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/704051/000070405120000082/0000704051-20-000082-index.htm |
2020-07-31 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/704051/000070405120000085/0000704051-20-000085-index.htm |
2020-08-04 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000086/0000704051-20-000086-index.htm |
2020-08-04 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000087/0000704051-20-000087-index.htm |
2020-08-04 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000088/0000704051-20-000088-index.htm |
2020-08-04 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000089/0000704051-20-000089-index.htm |
2020-08-04 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000090/0000704051-20-000090-index.htm |
2020-08-04 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000091/0000704051-20-000091-index.htm |
2020-08-04 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000092/0000704051-20-000092-index.htm |
2020-08-04 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000093/0000704051-20-000093-index.htm |
2020-08-04 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000094/0000704051-20-000094-index.htm |
2020-08-04 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000095/0000704051-20-000095-index.htm |
2020-08-04 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000070405120000096/0000704051-20-000096-index.htm |
2020-08-21 | 15-12B | Securities registration termination [Section 12(b)] | https://www.sec.gov/Archives/edgar/data/704051/000070405120000102/0000704051-20-000102-index.htm |
2020-08-21 | 15-12B | Securities registration termination [Section 12(b)] | https://www.sec.gov/Archives/edgar/data/704051/000070405120000103/0000704051-20-000103-index.htm |
2020-02-05 | SC 13G/A | Statement of acquisition of beneficial ownership by individuals | https://www.sec.gov/Archives/edgar/data/704051/000083423720005779/0000834237-20-005779-index.htm |
2020-08-03 | 25-NSE | Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or ret | https://www.sec.gov/Archives/edgar/data/704051/000087666120000602/0000876661-20-000602-index.htm |
2020-02-14 | SC 13G/A | Statement of acquisition of beneficial ownership by individuals | https://www.sec.gov/Archives/edgar/data/704051/000090572920000047/0000905729-20-000047-index.htm |
2020-03-20 | SC 13G/A | Statement of acquisition of beneficial ownership by individuals | https://www.sec.gov/Archives/edgar/data/704051/000090572920000065/0000905729-20-000065-index.htm |
2019-06-13 | 3 | Initial statement of beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000091485119000186/0000914851-19-000186-index.htm |
2020-01-28 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000091485120000037/0000914851-20-000037-index.htm |
2020-01-28 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000091485120000039/0000914851-20-000039-index.htm |
2020-02-06 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000091485120000043/0000914851-20-000043-index.htm |
2020-03-16 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000091485120000057/0000914851-20-000057-index.htm |
2020-04-17 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000091485120000069/0000914851-20-000069-index.htm |
2020-02-12 | SC 13G/A | Statement of acquisition of beneficial ownership by individuals | https://www.sec.gov/Archives/edgar/data/704051/000110465920017966/0001104659-20-017966-index.htm |
2020-02-18 | DFAN14A | Additional definitive proxy soliciting materials filed by non-management and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/704051/000119312520039600/0001193125-20-039600-index.htm |
2020-02-18 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/704051/000119312520039614/0001193125-20-039614-index.htm |
2020-02-18 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/704051/000119312520039625/0001193125-20-039625-index.htm |
2020-02-18 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/704051/000119312520040673/0001193125-20-040673-index.htm |
2020-02-18 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/704051/000119312520040698/0001193125-20-040698-index.htm |
2020-02-18 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/704051/000119312520040701/0001193125-20-040701-index.htm |
2020-02-19 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/704051/000119312520041103/0001193125-20-041103-index.htm |
2020-03-27 | PREM14A | Preliminary proxy statements relating to merger or acquisition | https://www.sec.gov/Archives/edgar/data/704051/000119312520088841/0001193125-20-088841-index.htm |
2020-04-16 | DEFM14A | Definitive proxy statement relating to merger or acquisition | https://www.sec.gov/Archives/edgar/data/704051/000119312520109450/0001193125-20-109450-index.htm |
2020-05-06 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/704051/000119312520134978/0001193125-20-134978-index.htm |
2020-05-06 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/704051/000119312520134983/0001193125-20-134983-index.htm |
2020-07-17 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/704051/000119312520194436/0001193125-20-194436-index.htm |
2020-07-31 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/704051/000119312520206706/0001193125-20-206706-index.htm |
2020-07-31 | S-8 POS | Securities to be offered to employees in employee benefit plans, post-effective amendments | https://www.sec.gov/Archives/edgar/data/704051/000119312520206711/0001193125-20-206711-index.htm |
2020-07-31 | S-8 POS | Securities to be offered to employees in employee benefit plans, post-effective amendments | https://www.sec.gov/Archives/edgar/data/704051/000119312520206713/0001193125-20-206713-index.htm |
2020-07-31 | S-8 POS | Securities to be offered to employees in employee benefit plans, post-effective amendments | https://www.sec.gov/Archives/edgar/data/704051/000119312520206714/0001193125-20-206714-index.htm |
2020-07-31 | S-8 POS | Securities to be offered to employees in employee benefit plans, post-effective amendments | https://www.sec.gov/Archives/edgar/data/704051/000119312520206716/0001193125-20-206716-index.htm |
2020-08-03 | S-8 POS | Securities to be offered to employees in employee benefit plans, post-effective amendments | https://www.sec.gov/Archives/edgar/data/704051/000119312520206717/0001193125-20-206717-index.htm |
2020-08-03 | S-8 POS | Securities to be offered to employees in employee benefit plans, post-effective amendments | https://www.sec.gov/Archives/edgar/data/704051/000119312520206718/0001193125-20-206718-index.htm |
2020-08-03 | S-8 POS | Securities to be offered to employees in employee benefit plans, post-effective amendments | https://www.sec.gov/Archives/edgar/data/704051/000119312520206720/0001193125-20-206720-index.htm |
2020-08-03 | S-8 POS | Securities to be offered to employees in employee benefit plans, post-effective amendments | https://www.sec.gov/Archives/edgar/data/704051/000119312520206721/0001193125-20-206721-index.htm |
2020-08-03 | S-8 POS | Securities to be offered to employees in employee benefit plans, post-effective amendments | https://www.sec.gov/Archives/edgar/data/704051/000119312520206722/0001193125-20-206722-index.htm |
2020-08-03 | S-8 POS | Securities to be offered to employees in employee benefit plans, post-effective amendments | https://www.sec.gov/Archives/edgar/data/704051/000119312520206725/0001193125-20-206725-index.htm |
2020-08-03 | S-8 POS | Securities to be offered to employees in employee benefit plans, post-effective amendments | https://www.sec.gov/Archives/edgar/data/704051/000119312520206728/0001193125-20-206728-index.htm |
2020-08-03 | S-8 POS | Securities to be offered to employees in employee benefit plans, post-effective amendments | https://www.sec.gov/Archives/edgar/data/704051/000119312520206731/0001193125-20-206731-index.htm |
2020-08-03 | S-8 POS | Securities to be offered to employees in employee benefit plans, post-effective amendments | https://www.sec.gov/Archives/edgar/data/704051/000119312520206732/0001193125-20-206732-index.htm |
2020-08-03 | S-8 POS | Securities to be offered to employees in employee benefit plans, post-effective amendments | https://www.sec.gov/Archives/edgar/data/704051/000119312520206734/0001193125-20-206734-index.htm |
2020-08-03 | S-8 POS | Securities to be offered to employees in employee benefit plans, post-effective amendments | https://www.sec.gov/Archives/edgar/data/704051/000119312520206735/0001193125-20-206735-index.htm |
2020-08-03 | S-8 POS | Securities to be offered to employees in employee benefit plans, post-effective amendments | https://www.sec.gov/Archives/edgar/data/704051/000119312520206737/0001193125-20-206737-index.htm |
2020-08-03 | S-8 POS | Securities to be offered to employees in employee benefit plans, post-effective amendments | https://www.sec.gov/Archives/edgar/data/704051/000119312520206739/0001193125-20-206739-index.htm |
2020-08-03 | POSASR | Post-effective Amendment to an automatic shelf registration statement | https://www.sec.gov/Archives/edgar/data/704051/000119312520206741/0001193125-20-206741-index.htm |
2020-08-03 | POSASR | Post-effective Amendment to an automatic shelf registration statement | https://www.sec.gov/Archives/edgar/data/704051/000119312520206742/0001193125-20-206742-index.htm |
2020-08-03 | POSASR | Post-effective Amendment to an automatic shelf registration statement | https://www.sec.gov/Archives/edgar/data/704051/000119312520206743/0001193125-20-206743-index.htm |
2020-08-03 | POSASR | Post-effective Amendment to an automatic shelf registration statement | https://www.sec.gov/Archives/edgar/data/704051/000119312520206744/0001193125-20-206744-index.htm |
2020-08-03 | POSASR | Post-effective Amendment to an automatic shelf registration statement | https://www.sec.gov/Archives/edgar/data/704051/000119312520206747/0001193125-20-206747-index.htm |
2020-08-03 | POSASR | Post-effective Amendment to an automatic shelf registration statement | https://www.sec.gov/Archives/edgar/data/704051/000119312520206791/0001193125-20-206791-index.htm |
2020-08-03 | POSASR | Post-effective Amendment to an automatic shelf registration statement | https://www.sec.gov/Archives/edgar/data/704051/000119312520206792/0001193125-20-206792-index.htm |
2020-08-03 | POSASR | Post-effective Amendment to an automatic shelf registration statement | https://www.sec.gov/Archives/edgar/data/704051/000119312520206795/0001193125-20-206795-index.htm |
2020-08-03 | POS AM | Post-Effective amendments for registration statement | https://www.sec.gov/Archives/edgar/data/704051/000119312520206797/0001193125-20-206797-index.htm |
2020-08-03 | POS AM | Post-Effective amendments for registration statement | https://www.sec.gov/Archives/edgar/data/704051/000119312520206798/0001193125-20-206798-index.htm |
2020-08-03 | POS AM | Post-Effective amendments for registration statement | https://www.sec.gov/Archives/edgar/data/704051/000119312520206799/0001193125-20-206799-index.htm |
2020-08-03 | POS AM | Post-Effective amendments for registration statement | https://www.sec.gov/Archives/edgar/data/704051/000119312520206800/0001193125-20-206800-index.htm |
2020-08-03 | POS AM | Post-Effective amendments for registration statement | https://www.sec.gov/Archives/edgar/data/704051/000119312520206801/0001193125-20-206801-index.htm |
2020-08-03 | POS AM | Post-Effective amendments for registration statement | https://www.sec.gov/Archives/edgar/data/704051/000119312520206803/0001193125-20-206803-index.htm |
2020-08-03 | POS AM | Post-Effective amendments for registration statement | https://www.sec.gov/Archives/edgar/data/704051/000119312520206807/0001193125-20-206807-index.htm |
2020-08-03 | POS AM | Post-Effective amendments for registration statement | https://www.sec.gov/Archives/edgar/data/704051/000119312520206808/0001193125-20-206808-index.htm |
2020-08-03 | POS AM | Post-Effective amendments for registration statement | https://www.sec.gov/Archives/edgar/data/704051/000119312520206810/0001193125-20-206810-index.htm |
2020-08-03 | POS AM | Post-Effective amendments for registration statement | https://www.sec.gov/Archives/edgar/data/704051/000119312520206811/0001193125-20-206811-index.htm |
2020-08-03 | POS AM | Post-Effective amendments for registration statement | https://www.sec.gov/Archives/edgar/data/704051/000119312520206812/0001193125-20-206812-index.htm |
2020-08-03 | POS AM | Post-Effective amendments for registration statement | https://www.sec.gov/Archives/edgar/data/704051/000119312520206817/0001193125-20-206817-index.htm |
2020-08-03 | POS AM | Post-Effective amendments for registration statement | https://www.sec.gov/Archives/edgar/data/704051/000119312520206818/0001193125-20-206818-index.htm |
2020-08-03 | POS AM | Post-Effective amendments for registration statement | https://www.sec.gov/Archives/edgar/data/704051/000119312520206819/0001193125-20-206819-index.htm |
2020-08-10 | 25 | Notification of the removal from listing and registration of matured, redeemed or retired securities | https://www.sec.gov/Archives/edgar/data/704051/000119312520215031/0001193125-20-215031-index.htm |
2019-06-20 | DEF 14A | Other definitive proxy statements | https://www.sec.gov/Archives/edgar/data/704051/000120677419001945/0001206774-19-001945-index.htm |
2019-06-20 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/704051/000120677419001946/0001206774-19-001946-index.htm |
2019-05-23 | 3 | Initial statement of beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000120919119032397/0001209191-19-032397-index.htm |
2019-05-23 | 3 | Initial statement of beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000120919119032398/0001209191-19-032398-index.htm |
2019-06-24 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000120919119038822/0001209191-19-038822-index.htm |
2019-06-24 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000120919119038823/0001209191-19-038823-index.htm |
2019-07-31 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000120919119043876/0001209191-19-043876-index.htm |
2019-07-31 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000120919119043877/0001209191-19-043877-index.htm |
2020-05-19 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000120919120030690/0001209191-20-030690-index.htm |
2020-05-19 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000120919120030691/0001209191-20-030691-index.htm |
2020-05-22 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000120919120031771/0001209191-20-031771-index.htm |
2020-05-22 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/704051/000120919120031774/0001209191-20-031774-index.htm |
2019-05-15 | 13F-HR | Quarterly report filed by institutional managers, Holdings | https://www.sec.gov/Archives/edgar/data/704051/000156761919011053/0001567619-19-011053-index.htm |
2019-08-14 | 13F-HR | Quarterly report filed by institutional managers, Holdings | https://www.sec.gov/Archives/edgar/data/704051/000156761919016743/0001567619-19-016743-index.htm |
2019-11-14 | 13F-HR | Quarterly report filed by institutional managers, Holdings | https://www.sec.gov/Archives/edgar/data/704051/000156761919021361/0001567619-19-021361-index.htm |
2020-02-14 | 13F-HR | Quarterly report filed by institutional managers, Holdings | https://www.sec.gov/Archives/edgar/data/704051/000156761920003674/0001567619-20-003674-index.htm |
2020-05-15 | 13F-HR | Quarterly report filed by institutional managers, Holdings | https://www.sec.gov/Archives/edgar/data/704051/000156761920010303/0001567619-20-010303-index.htm |
2020-08-14 | 13F-HR | Quarterly report filed by institutional managers, Holdings | https://www.sec.gov/Archives/edgar/data/704051/000156761920015202/0001567619-20-015202-index.htm |
2020-08-06 | EFFECT | Notice of Effectiveness | https://www.sec.gov/Archives/edgar/data/704051/999999999520002040/9999999995-20-002040-index.htm |
2020-08-06 | EFFECT | Notice of Effectiveness | https://www.sec.gov/Archives/edgar/data/704051/999999999520002041/9999999995-20-002041-index.htm |
2020-08-06 | EFFECT | Notice of Effectiveness | https://www.sec.gov/Archives/edgar/data/704051/999999999520002042/9999999995-20-002042-index.htm |
2020-08-06 | EFFECT | Notice of Effectiveness | https://www.sec.gov/Archives/edgar/data/704051/999999999520002043/9999999995-20-002043-index.htm |
2020-08-06 | EFFECT | Notice of Effectiveness | https://www.sec.gov/Archives/edgar/data/704051/999999999520002044/9999999995-20-002044-index.htm |
2020-08-06 | EFFECT | Notice of Effectiveness | https://www.sec.gov/Archives/edgar/data/704051/999999999520002045/9999999995-20-002045-index.htm |
2020-08-06 | EFFECT | Notice of Effectiveness | https://www.sec.gov/Archives/edgar/data/704051/999999999520002046/9999999995-20-002046-index.htm |
2020-08-06 | EFFECT | Notice of Effectiveness | https://www.sec.gov/Archives/edgar/data/704051/999999999520002047/9999999995-20-002047-index.htm |
2020-08-06 | EFFECT | Notice of Effectiveness | https://www.sec.gov/Archives/edgar/data/704051/999999999520002062/9999999995-20-002062-index.htm |
2020-08-06 | EFFECT | Notice of Effectiveness | https://www.sec.gov/Archives/edgar/data/704051/999999999520002063/9999999995-20-002063-index.htm |
2020-08-06 | EFFECT | Notice of Effectiveness | https://www.sec.gov/Archives/edgar/data/704051/999999999520002064/9999999995-20-002064-index.htm |
2020-08-06 | EFFECT | Notice of Effectiveness | https://www.sec.gov/Archives/edgar/data/704051/999999999520002065/9999999995-20-002065-index.htm |
2020-08-06 | EFFECT | Notice of Effectiveness | https://www.sec.gov/Archives/edgar/data/704051/999999999520002066/9999999995-20-002066-index.htm |
2020-08-06 | EFFECT | Notice of Effectiveness | https://www.sec.gov/Archives/edgar/data/704051/999999999520002067/9999999995-20-002067-index.htm |
Legg Mason, Inc (LM) Insider Transactions:
Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Legg Mason, Inc (LM). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.Insider Ownership: 232%Institutional Ownership: 8169%
Transaction Date | Insider Name | Insider Title | Type | Shares Number | Shares Price | Total Transaction | Shares Held After Transaction | Link |
---|---|---|---|---|---|---|---|---|
2020-07-31 | Alison A. Quirk | Director | Sell | 6,229.00 | 0.00 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000089/0000704051-20-000089-index.htm | ||
2020-07-31 | CAROL ANTHONY DAVIDSON | Director | Sell | 3,000.00 | 0.00 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000087/0000704051-20-000087-index.htm | ||
2020-05-20 | EDWARD P GARDEN | Director | Sell | 2,457,808.00 | 49.80 | 122,399,084.18 | 0.00 | https://www.sec.gov/Archives/edgar/data/704051/000120919120031774/0001209191-20-031774-index.htm |
2020-07-31 | John V Murphy | Director | Sell | 31,450.00 | 0.00 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000091/0000704051-20-000091-index.htm | ||
2020-07-31 | JOSEPH A SULLIVAN | Chairman, President & CEO | Sell | 702,645.52 | 0.00 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000096/0000704051-20-000096-index.htm | ||
2020-05-20 | NELSON PELTZ | Director | Sell | 2,457,808.00 | 49.80 | 122,399,084.18 | 0.00 | https://www.sec.gov/Archives/edgar/data/704051/000120919120031771/0001209191-20-031771-index.htm |
2020-07-31 | Patricia Lattin | Executive Vice President | Sell | 43,634.11 | 0.00 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000092/0000704051-20-000092-index.htm | ||
2020-07-31 | Peter Nachtwey | Sr. Executive VP & CFO | Sell | 176,585.50 | 0.00 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000095/0000704051-20-000095-index.htm | ||
2020-07-31 | ROBERT E ANGELICA | Director | Sell | 27,772.00 | 0.00 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000086/0000704051-20-000086-index.htm | ||
2020-07-31 | Stephen C Hooley | Director | Sell | 3,396.00 | 0.00 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000090/0000704051-20-000090-index.htm | ||
2020-07-31 | Terence Johnson | Executive Vice President | Sell | 156,587.18 | 0.00 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000093/0000704051-20-000093-index.htm | ||
2020-07-31 | Thomas C Merchant | Exec VP & General Counsel | Sell | 92,269.63 | 0.00 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000094/0000704051-20-000094-index.htm | ||
2020-03-03 | Thomas C Merchant | Exec VP & General Counsel | Buy | 11,835.00 | 47.64 | 563,819.40 | 103,735.78 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000018/0000704051-20-000018-index.htm |
2020-03-04 | Thomas C Merchant | Exec VP & General Counsel | Buy | 21,333.00 | 31.24 | 666,442.92 | 109,538.78 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000022/0000704051-20-000022-index.htm |
2020-06-10 | JOSEPH A SULLIVAN | Chairman, President & CEO | Buy | 149,290.00 | 47.64 | 7,112,175.60 | 1,103,444.52 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000063/0000704051-20-000063-index.htm |
2019-05-15 | Thomas K Hoops | Executive Vice President | Buy | 16,793.00 | 110,677.21 | https://www.sec.gov/Archives/edgar/data/704051/000070405119000057/0000704051-19-000057-index.htm | ||
2020-06-10 | JOSEPH A SULLIVAN | Chairman, President & CEO | Buy | 44,518.00 | 35.16 | 1,565,252.88 | 1,147,962.52 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000063/0000704051-20-000063-index.htm |
2019-04-15 | Terence Johnson | Executive Vice President | Buy | 7,979.50 | 116,643.78 | https://www.sec.gov/Archives/edgar/data/704051/000070405119000022/0000704051-19-000022-index.htm | ||
2019-05-15 | Terence Johnson | Executive Vice President | Buy | 17,092.00 | 124,300.28 | https://www.sec.gov/Archives/edgar/data/704051/000070405119000059/0000704051-19-000059-index.htm | ||
2020-03-04 | Thomas C Merchant | Exec VP & General Counsel | Buy | 15,006.00 | 37.64 | 564,825.84 | 124,544.78 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000022/0000704051-20-000022-index.htm |
2019-05-16 | Terence Johnson | Executive Vice President | Sell | 18,525.00 | 36.21 | 670,790.25 | 124,815.28 | https://www.sec.gov/Archives/edgar/data/704051/000070405119000059/0000704051-19-000059-index.htm |
2020-03-05 | Terence Johnson | Executive Vice President | Sell | 1,436.00 | 49.92 | 71,685.12 | 125,366.28 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000020/0000704051-20-000020-index.htm |
2020-03-05 | Terence Johnson | Executive Vice President | Buy | 1,987.00 | 23.72 | 47,131.64 | 126,802.28 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000020/0000704051-20-000020-index.htm |
2020-06-10 | JOSEPH A SULLIVAN | Chairman, President & CEO | Buy | 202,861.00 | 31.46 | 6,382,007.06 | 1,350,823.52 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000063/0000704051-20-000063-index.htm |
2019-05-16 | Terence Johnson | Executive Vice President | Buy | 19,040.00 | 33.99 | 647,169.60 | 143,340.28 | https://www.sec.gov/Archives/edgar/data/704051/000070405119000059/0000704051-19-000059-index.htm |
2019-05-16 | Peter Nachtwey | Chief Financial Officer | Sell | 9,193.00 | 36.13 | 332,143.09 | 148,978.00 | https://www.sec.gov/Archives/edgar/data/704051/000070405119000053/0000704051-19-000053-index.htm |
2020-03-31 | Terence Johnson | Executive Vice President | Buy | 25,468.00 | 23.72 | 604,100.96 | 150,834.28 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000025/0000704051-20-000025-index.htm |
2020-03-31 | Terence Johnson | Executive Vice President | Sell | 159,742.00 | 48.80 | 7,795,409.60 | 152,818.28 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000025/0000704051-20-000025-index.htm |
2019-05-16 | Peter Nachtwey | Chief Financial Officer | Sell | 9,520.00 | 33.99 | 323,584.80 | 158,171.00 | https://www.sec.gov/Archives/edgar/data/704051/000070405119000053/0000704051-19-000053-index.htm |
2019-05-15 | Peter Nachtwey | Chief Financial Officer | Buy | 21,255.00 | 167,691.00 | https://www.sec.gov/Archives/edgar/data/704051/000070405119000053/0000704051-19-000053-index.htm | ||
2020-04-13 | Terence Johnson | Executive Vice President | Buy | 18,561.90 | 171,380.18 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000026/0000704051-20-000026-index.htm | ||
2020-03-03 | Peter Nachtwey | Sr. Executive VP & CFO | Sell | 22,588.00 | 49.83 | 1,125,560.04 | 173,154.00 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000017/0000704051-20-000017-index.htm |
2020-03-03 | Peter Nachtwey | Sr. Executive VP & CFO | Buy | 24,287.00 | 23.72 | 576,087.64 | 173,265.00 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000017/0000704051-20-000017-index.htm |
2020-03-04 | Peter Nachtwey | Sr. Executive VP & CFO | Buy | 1,266.00 | 35.16 | 44,512.56 | 174,420.00 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000021/0000704051-20-000021-index.htm |
2020-03-12 | Peter Nachtwey | Sr. Executive VP & CFO | Sell | 11,350.00 | 48.32 | 548,432.00 | 175,494.00 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000023/0000704051-20-000023-index.htm |
2020-03-31 | Terence Johnson | Executive Vice President | Buy | 31,419.00 | 35.16 | 1,104,692.04 | 182,253.28 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000025/0000704051-20-000025-index.htm |
2020-03-04 | Peter Nachtwey | Sr. Executive VP & CFO | Sell | 61,739.00 | 49.83 | 3,076,454.37 | 186,844.00 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000021/0000704051-20-000021-index.htm |
2020-03-31 | Terence Johnson | Executive Vice President | Buy | 6,414.00 | 47.64 | 305,562.96 | 188,667.28 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000025/0000704051-20-000025-index.htm |
2020-04-13 | Peter Nachtwey | Sr. Executive VP & CFO | Buy | 15,907.50 | 191,401.50 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000027/0000704051-20-000027-index.htm | ||
2020-03-03 | Peter Nachtwey | Sr. Executive VP & CFO | Buy | 22,477.00 | 35.16 | 790,291.32 | 195,742.00 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000017/0000704051-20-000017-index.htm |
2019-09-04 | LEGG MASON, INC. | 10% Share Holder | Buy | 2,020,000.00 | 10.00 | 20,200,000.00 | 2,030,000.00 | https://www.sec.gov/Archives/edgar/data/704051/000091485120000037/0000914851-20-000037-index.htm |
2019-11-27 | LEGG MASON, INC. | 10% Share Holder | Buy | 98,911.97 | 10.11 | 1,000,000.00 | 2,128,911.96 | https://www.sec.gov/Archives/edgar/data/704051/000091485120000039/0000914851-20-000039-index.htm |
2020-03-31 | Terence Johnson | Executive Vice President | Buy | 25,000.00 | 47.64 | 1,191,000.00 | 213,667.28 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000025/0000704051-20-000025-index.htm |
2020-03-04 | Peter Nachtwey | Sr. Executive VP & CFO | Buy | 40,039.00 | 47.64 | 1,907,457.96 | 214,459.00 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000021/0000704051-20-000021-index.htm |
2020-02-05 | LEGG MASON, INC. | 10% Share Holder | Buy | 49,554.00 | 10.09 | 499,999.86 | 2,206,341.81 | https://www.sec.gov/Archives/edgar/data/704051/000091485120000043/0000914851-20-000043-index.htm |
2020-03-31 | Terence Johnson | Executive Vice President | Buy | 25,000.00 | 47.64 | 1,191,000.00 | 238,667.28 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000025/0000704051-20-000025-index.htm |
2019-05-16 | Ursula Schliessler | EVP & CAO | Sell | 3,608.00 | 36.03 | 129,996.24 | 23,887.00 | https://www.sec.gov/Archives/edgar/data/704051/000070405119000052/0000704051-19-000052-index.htm |
2020-05-19 | EDWARD P GARDEN | Director | Sell | 322,034.00 | 49.82 | 16,043,959.30 | 2,457,808.00 | https://www.sec.gov/Archives/edgar/data/704051/000120919120030691/0001209191-20-030691-index.htm |
2020-05-19 | NELSON PELTZ | Director | Sell | 322,034.00 | 49.82 | 16,043,959.30 | 2,457,808.00 | https://www.sec.gov/Archives/edgar/data/704051/000120919120030690/0001209191-20-030690-index.htm |
2020-03-04 | Peter Nachtwey | Sr. Executive VP & CFO | Sell | 39,982.00 | 49.80 | 1,991,103.60 | 248,583.00 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000021/0000704051-20-000021-index.htm |
2020-03-04 | Peter Nachtwey | Sr. Executive VP & CFO | Buy | 45,535.00 | 31.24 | 1,422,513.40 | 259,994.00 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000021/0000704051-20-000021-index.htm |
2020-03-31 | Terence Johnson | Executive Vice President | Buy | 25,000.00 | 31.24 | 781,000.00 | 263,667.28 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000025/0000704051-20-000025-index.htm |
2019-04-15 | Ursula Schliessler | EVP & CAO | Buy | 2,078.25 | 27,240.25 | https://www.sec.gov/Archives/edgar/data/704051/000070405119000023/0000704051-19-000023-index.htm | ||
2019-05-16 | Ursula Schliessler | EVP & CAO | Buy | 3,713.00 | 33.99 | 126,204.87 | 27,495.00 | https://www.sec.gov/Archives/edgar/data/704051/000070405119000052/0000704051-19-000052-index.htm |
2019-07-30 | ROBERT E ANGELICA | Director | Buy | 1,965.00 | 27,772.00 | https://www.sec.gov/Archives/edgar/data/704051/000070405119000088/0000704051-19-000088-index.htm | ||
2020-05-18 | EDWARD P GARDEN | Director | Sell | 777,593.00 | 49.85 | 38,765,499.35 | 2,779,842.00 | https://www.sec.gov/Archives/edgar/data/704051/000120919120030691/0001209191-20-030691-index.htm |
2020-05-18 | NELSON PELTZ | Director | Sell | 777,593.00 | 49.85 | 38,765,499.35 | 2,779,842.00 | https://www.sec.gov/Archives/edgar/data/704051/000120919120030690/0001209191-20-030690-index.htm |
2020-03-04 | Peter Nachtwey | Sr. Executive VP & CFO | Buy | 28,571.00 | 37.64 | 1,075,412.44 | 288,565.00 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000021/0000704051-20-000021-index.htm |
2020-03-31 | Terence Johnson | Executive Vice President | Buy | 34,112.00 | 31.24 | 1,065,658.88 | 297,779.28 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000025/0000704051-20-000025-index.htm |
2020-03-31 | Terence Johnson | Executive Vice President | Sell | 18,558.00 | 48.72 | 904,145.76 | 312,560.28 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000025/0000704051-20-000025-index.htm |
2019-07-30 | John V Murphy | Director | Buy | 3,276.00 | 31,450.00 | https://www.sec.gov/Archives/edgar/data/704051/000070405119000092/0000704051-19-000092-index.htm | ||
2020-03-31 | Terence Johnson | Executive Vice President | Buy | 33,339.00 | 37.64 | 1,254,879.96 | 331,118.28 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000025/0000704051-20-000025-index.htm |
2019-08-30 | Stephen C Hooley | Director | Buy | 3,396.00 | 3,396.00 | https://www.sec.gov/Archives/edgar/data/704051/000070405119000106/0000704051-19-000106-index.htm | ||
2020-05-15 | EDWARD P GARDEN | Director | Sell | 324,269.00 | 49.88 | 16,173,467.63 | 3,557,435.00 | https://www.sec.gov/Archives/edgar/data/704051/000120919120030691/0001209191-20-030691-index.htm |
2020-05-15 | NELSON PELTZ | Director | Sell | 324,269.00 | 49.88 | 16,173,467.63 | 3,557,435.00 | https://www.sec.gov/Archives/edgar/data/704051/000120919120030690/0001209191-20-030690-index.htm |
2019-06-20 | EDWARD P GARDEN | Director | Buy | 4,056.00 | 3,877,774.00 | https://www.sec.gov/Archives/edgar/data/704051/000120919119038823/0001209191-19-038823-index.htm | ||
2019-06-20 | NELSON PELTZ | Director | Buy | 4,056.00 | 3,877,774.00 | https://www.sec.gov/Archives/edgar/data/704051/000120919119038822/0001209191-19-038822-index.htm | ||
2019-07-30 | EDWARD P GARDEN | Director | Buy | 3,930.00 | 3,881,704.00 | https://www.sec.gov/Archives/edgar/data/704051/000120919119043877/0001209191-19-043877-index.htm | ||
2019-07-30 | NELSON PELTZ | Director | Buy | 3,930.00 | 3,881,704.00 | https://www.sec.gov/Archives/edgar/data/704051/000120919119043876/0001209191-19-043876-index.htm | ||
2020-03-13 | LEGG MASON, INC. | 10% Share Holder | Buy | 1,681,503.46 | 10.11 | 17,000,000.00 | 3,887,845.27 | https://www.sec.gov/Archives/edgar/data/704051/000091485120000057/0000914851-20-000057-index.htm |
2020-04-15 | LEGG MASON, INC. | 10% Share Holder | Buy | 207,039.34 | 9.66 | 2,000,000.00 | 4,229,291.23 | https://www.sec.gov/Archives/edgar/data/704051/000091485120000069/0000914851-20-000069-index.htm |
2019-05-15 | Patricia Lattin | Executive Vice President | Buy | 5,972.00 | 43,567.11 | https://www.sec.gov/Archives/edgar/data/704051/000070405119000051/0000704051-19-000051-index.htm | ||
2019-05-15 | Patricia Lattin | Executive Vice President | Sell | 2,342.00 | 34.99 | 81,946.58 | 43,605.11 | https://www.sec.gov/Archives/edgar/data/704051/000070405119000051/0000704051-19-000051-index.htm |
2019-05-15 | Patricia Lattin | Executive Vice President | Buy | 2,380.00 | 33.99 | 80,896.20 | 45,947.11 | https://www.sec.gov/Archives/edgar/data/704051/000070405119000051/0000704051-19-000051-index.htm |
2020-03-03 | Patricia Lattin | Executive Vice President | Sell | 22,626.00 | 49.81 | 1,127,001.06 | 47,553.11 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000019/0000704051-20-000019-index.htm |
2019-04-15 | JOSEPH A SULLIVAN | Chairman, President & CEO | Buy | 21,436.00 | 486,926.30 | https://www.sec.gov/Archives/edgar/data/704051/000070405119000024/0000704051-19-000024-index.htm | ||
2020-03-03 | Patricia Lattin | Executive Vice President | Buy | 6,678.00 | 35.16 | 234,798.48 | 50,283.11 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000019/0000704051-20-000019-index.htm |
2019-05-15 | JOSEPH A SULLIVAN | Sr. Executive Vice President | Buy | 71,669.00 | 538,607.13 | https://www.sec.gov/Archives/edgar/data/704051/000070405119000055/0000704051-19-000055-index.htm | ||
2019-05-16 | JOSEPH A SULLIVAN | Sr. Executive Vice President | Sell | 26,470.00 | 36.18 | 957,684.60 | 539,555.13 | https://www.sec.gov/Archives/edgar/data/704051/000070405119000055/0000704051-19-000055-index.htm |
2020-03-31 | JOSEPH A SULLIVAN | Chairman, President & CEO | Sell | 22,871.00 | 48.74 | 1,114,732.54 | 551,871.87 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000024/0000704051-20-000024-index.htm |
2019-05-16 | JOSEPH A SULLIVAN | Sr. Executive Vice President | Buy | 27,418.00 | 33.99 | 931,937.82 | 566,025.13 | https://www.sec.gov/Archives/edgar/data/704051/000070405119000055/0000704051-19-000055-index.htm |
2020-03-31 | JOSEPH A SULLIVAN | Chairman, President & CEO | Buy | 34,847.00 | 23.72 | 826,570.84 | 574,742.87 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000024/0000704051-20-000024-index.htm |
2020-06-08 | JOSEPH A SULLIVAN | Chairman, President & CEO | Sell | 223,256.00 | 50.04 | 11,171,730.24 | 588,990.52 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000061/0000704051-20-000061-index.htm |
2020-06-09 | JOSEPH A SULLIVAN | Chairman, President & CEO | Sell | 16,634.00 | 50.04 | 832,365.36 | 592,959.52 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000062/0000704051-20-000062-index.htm |
2020-03-03 | Patricia Lattin | Executive Vice President | Buy | 9,975.00 | 47.64 | 475,209.00 | 60,258.11 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000019/0000704051-20-000019-index.htm |
2020-04-13 | JOSEPH A SULLIVAN | Chairman, President & CEO | Buy | 55,474.65 | 607,346.52 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000029/0000704051-20-000029-index.htm | ||
2020-06-09 | JOSEPH A SULLIVAN | Chairman, President & CEO | Buy | 20,603.00 | 31.46 | 648,170.38 | 609,593.52 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000062/0000704051-20-000062-index.htm |
2019-05-15 | John Kenney | Executive Vice President | Buy | 11,734.00 | 62,107.84 | https://www.sec.gov/Archives/edgar/data/704051/000070405119000058/0000704051-19-000058-index.htm | ||
2019-05-15 | Frances Cashman | Executive Vice President | Buy | 11,769.00 | 66,905.05 | https://www.sec.gov/Archives/edgar/data/704051/000070405119000056/0000704051-19-000056-index.htm | ||
2020-03-03 | Patricia Lattin | Executive Vice President | Buy | 9,921.00 | 31.57 | 313,205.97 | 70,179.11 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000019/0000704051-20-000019-index.htm |
2020-06-10 | JOSEPH A SULLIVAN | Chairman, President & CEO | Sell | 648,178.00 | 49.98 | 32,395,936.44 | 702,645.52 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000063/0000704051-20-000063-index.htm |
2019-07-30 | Alison A. Quirk | Director | Buy | 3,276.00 | 7,237.00 | https://www.sec.gov/Archives/edgar/data/704051/000070405119000089/0000704051-19-000089-index.htm | ||
2020-06-10 | JOSEPH A SULLIVAN | Chairman, President & CEO | Buy | 149,460.00 | 37.64 | 5,625,674.40 | 742,419.52 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000063/0000704051-20-000063-index.htm |
2019-05-15 | Thomas C Merchant | Exec VP & General Counsel | Buy | 12,050.00 | 78,586.35 | https://www.sec.gov/Archives/edgar/data/704051/000070405119000054/0000704051-19-000054-index.htm | ||
2019-05-16 | Thomas C Merchant | Exec VP & General Counsel | Sell | 5,582.00 | 36.11 | 201,566.02 | 78,716.35 | https://www.sec.gov/Archives/edgar/data/704051/000070405119000054/0000704051-19-000054-index.htm |
2020-06-08 | JOSEPH A SULLIVAN | Chairman, President & CEO | Buy | 276,536.00 | 31.46 | 8,699,822.56 | 812,246.52 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000061/0000704051-20-000061-index.htm |
2020-03-03 | Thomas C Merchant | Exec VP & General Counsel | Sell | 21,013.00 | 49.83 | 1,047,077.79 | 82,722.78 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000018/0000704051-20-000018-index.htm |
2019-05-16 | Thomas C Merchant | Exec VP & General Counsel | Buy | 5,712.00 | 33.99 | 194,150.88 | 84,298.35 | https://www.sec.gov/Archives/edgar/data/704051/000070405119000054/0000704051-19-000054-index.htm |
2020-03-03 | Thomas C Merchant | Exec VP & General Counsel | Buy | 7,392.00 | 23.72 | 175,338.24 | 86,129.78 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000018/0000704051-20-000018-index.htm |
2020-03-04 | Thomas C Merchant | Exec VP & General Counsel | Buy | 5,483.00 | 47.64 | 261,210.12 | 88,205.78 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000022/0000704051-20-000022-index.htm |
2020-03-04 | Thomas C Merchant | Exec VP & General Counsel | Sell | 33,952.00 | 49.82 | 1,691,488.64 | 90,592.78 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000022/0000704051-20-000022-index.htm |
2020-03-03 | Thomas C Merchant | Exec VP & General Counsel | Buy | 5,771.00 | 35.16 | 202,908.36 | 91,900.78 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000018/0000704051-20-000018-index.htm |
2020-06-10 | JOSEPH A SULLIVAN | Chairman, President & CEO | Buy | 211,735.00 | 31.24 | 6,614,601.40 | 954,154.52 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000063/0000704051-20-000063-index.htm |
2020-04-13 | Thomas C Merchant | Exec VP & General Counsel | Buy | 8,354.85 | 98,947.63 | https://www.sec.gov/Archives/edgar/data/704051/000070405120000028/0000704051-20-000028-index.htm |