Latest On Hercules Capital, Inc (HCXY):
| Date/Time | Type | Description | Signal | Details |
|---|---|---|---|---|
| 2024-04-12 06:07 EST | Dividend | A dividend of $0.39 has been announced on Nov 30, -0001. It will be paid Apr 30, 2024 with an ex-dividend date of Apr 12, 2024. | Neutral |  |
| 2024-01-11 05:30 EST | Dividend | A dividend of $0.39 has been announced on Nov 30, -0001. It will be paid Jan 30, 2024 with an ex-dividend date of Jan 11, 2024. | Neutral | |
| 2023-10-12 06:07 EST | Dividend | A dividend of $0.39 has been announced on Nov 30, -0001. It will be paid Oct 30, 2023 with an ex-dividend date of Oct 12, 2023. | Neutral | |
| 2023-07-13 06:06 EST | Dividend | A dividend of $0.39 has been announced on Nov 30, -0001. It will be paid Jul 31, 2023 with an ex-dividend date of Jul 13, 2023. | Neutral | |
| 2023-05-05 09:16 EST | News | Hercules Capital, Inc. (HTGC) Q1 2023 Earnings Call Transcript | N/A | |
| 2023-05-05 09:16 EST | News | Hercules Capital: We Are Buying Investment Grade Bonds Yielding 7.5% | N/A | |
| 2023-05-04 20:43 EST | News | Hercules Capital, Inc. 2023 Q1 - Results - Earnings Call Presentation | N/A | |
| 2023-04-13 06:09 EST | Dividend | A dividend of $0.39 has been announced on Nov 30, -0001. It will be paid Apr 30, 2023 with an ex-dividend date of Apr 13, 2023. | Neutral | |
| 2023-02-16 22:43 EST | News | Hercules Capital, Inc. (HTGC) Q4 2022 Earnings Call Transcript | N/A | |
| 2023-01-12 05:06 EST | Dividend | A dividend of $0.39 has been announced on Nov 30, -0001. It will be paid Jan 30, 2023 with an ex-dividend date of Jan 12, 2023. | Neutral | |
| 2022-12-11 12:52 EST | News | Hercules Capital: This Isn't A Yield Trap, I'll Keep Buying | N/A | |
| 2022-11-03 03:42 EST | News | Hercules Capital, Inc. 2022 Q3 - Results - Earnings Call Presentation | N/A | |
| 2022-11-03 03:42 EST | News | Hercules Capital, Inc. (HTGC) Q3 2022 Earnings Call Transcript | N/A | |
| 2022-10-13 06:12 EST | Dividend | A dividend of $0.39 has been announced on Nov 30, -0001. It will be paid Oct 30, 2022 with an ex-dividend date of Oct 13, 2022. | Neutral | |
| 2022-09-28 13:10 EST | News | Hercules 11.5% Yield: 40 Big-Dividend BDCs Compared | N/A | |
| 2022-07-29 08:28 EST | News | Hercules Capital, Inc. (HTGC) CEO Scott Bluestein on Q2 2022 Results - Earnings Call Transcript | N/A | |
| 2022-07-14 06:09 EST | Dividend | A dividend of $0.39 has been announced on Nov 30, -0001. It will be paid Jul 30, 2022 with an ex-dividend date of Jul 14, 2022. | Neutral | |
| 2022-05-06 16:01 EST | News | Hercules Capital's (HTGC) CEO Scott Bluestein on Q1 2022 Results - Earnings Call Transcript | N/A | |
| 2022-05-06 16:01 EST | News | Hercules Capital, Inc. 2022 Q1 - Results - Earnings Call Presentation | N/A | |
| 2022-04-13 06:06 EST | Dividend | A dividend of $0.39 has been announced on Nov 30, -0001. It will be paid Apr 30, 2022 with an ex-dividend date of Apr 13, 2022. | Neutral | |
| 2022-02-23 10:44 EST | News | Hercules Capital, Inc. (HTGC) CEO Scott Bluestein on Q4 2021 Results - Earnings Call Transcript | N/A | |
| 2022-01-13 05:08 EST | Dividend | A dividend of $0.39 has been announced on Nov 30, -0001. It will be paid Jan 30, 2022 with an ex-dividend date of Jan 13, 2022. | Neutral | |
| 2021-11-01 13:06 EST | News | Hercules Capital, Inc. 2021 Q3 - Results - Earnings Call Presentation | N/A | |
| 2021-10-29 11:43 EST | News | Hercules Capital, Inc. (HTGC) CEO Scott Bluestein on Q3 2021 Results - Earnings Call Transcript | N/A | |
| 2021-10-14 06:11 EST | Dividend | A dividend of $0.39 has been announced on Nov 30, -0001. It will be paid Oct 30, 2021 with an ex-dividend date of Oct 14, 2021. | Neutral | |
| 2021-07-31 02:37 EST | News | Hercules Capital, Inc. 2021 Q2 - Results - Earnings Call Presentation | N/A | |
| 2021-07-30 07:17 EST | News | Hercules Capital, Inc. (HTGC) CEO Scott Bluestein on Q2 2021 Results - Earnings Call Transcript | N/A | |
| 2021-07-14 06:12 EST | Dividend | A dividend of $0.39 has been announced on Nov 30, -0001. It will be paid Jul 30, 2021 with an ex-dividend date of Jul 14, 2021. | Neutral | |
| 2021-05-01 01:18 EST | News | Hercules Capital, Inc. 2021 Q1 - Results - Earnings Call Presentation | N/A | |
| 2021-04-30 03:14 EST | News | Hercules Capital, Inc. (HTGC) CEO Scott Bluestein on Q1 2021 Results - Earnings Call Transcript | N/A | |
| 2021-04-14 06:09 EST | Dividend | A dividend of $0.39 has been announced on Nov 30, -0001. It will be paid Apr 30, 2021 with an ex-dividend date of Apr 14, 2021. | Neutral | |
| 2021-02-25 16:45 EST | News | Hercules Capital, Inc. 2020 Q4 - Results - Earnings Call Presentation | N/A | |
| 2021-02-24 19:36 EST | News | Hercules Capital, Inc.'s (HTGC) CEO Scott Bluestein on Q4 2020 Results - Earnings Call Transcript | N/A | |
| 2021-02-24 01:54 EST | News | Hercules Capital, Inc. (HTGC) CEO Scott Bluestein on Q4 2020 Results - Earnings Call Transcript | N/A | |
| 2021-01-14 05:11 EST | Dividend | A dividend of $0.39 has been announced on Nov 30, -0001. It will be paid Jan 30, 2021 with an ex-dividend date of Jan 14, 2021. | Neutral | |
| 2020-12-04 18:33 EST | Financials | Company financials have been released. | Neutral | |
| 2020-11-26 23:59 EST | Financials | Company financials have been released. | Neutral | |
| 2020-11-19 07:11 EST | News | Hercules Capital, Inc. 2020 Q3 - Results - Earnings Call Presentation | N/A | |
| 2020-11-07 19:11 EST | Financials | Company financials have been released. | Neutral | |
| 2020-11-03 17:15 EST | Insider Trade | Melanie Grace has directly acquired 1,358 shares and currently holds 35,985 shares. | Buy | |
| 2020-11-03 17:15 EST | Insider Trade | Melanie Grace has directly disposed of 1,358 shares and currently holds 54,250 shares. | Sell | |
| 2020-11-03 17:15 EST | Insider Trade | Scott Bluestein has directly acquired 23,956 shares and currently holds 695,871 shares. | Buy | |
| 2020-11-03 17:15 EST | Insider Trade | Scott Bluestein has directly disposed of 23,956 shares and currently holds 419,661 shares. | Sell | |
| 2020-11-01 10:35 EST | News | Hercules Capital, Inc. (HTGC) CEO Scott Bluestein on Q3 2020 Results - Earnings Call Transcript | N/A | |
| 2020-10-08 20:05 EST | Financials | Company financials have been released. | Neutral | |
| 2020-09-26 16:02 EST | Financials | Company financials have been released. | Neutral | |
| 2020-09-17 08:38 EST | Financials | Company financials have been released. | Neutral | |
| 2020-08-19 17:42 EST | Insider Trade | GAYLE A CROWELL has directly acquired 178 shares and currently holds 9,074 shares. | Buy | |
| 2020-08-19 17:42 EST | Insider Trade | Carol L Foster has directly acquired 320 shares and currently holds 12,393 shares. | Buy | |
| 2020-08-19 17:42 EST | Insider Trade | Bradford C. Koenig has directly acquired 202 shares and currently holds 15,363 shares. | Buy | |
About Hercules Capital, Inc (HCXY):
Hercules Capital, Inc., formerly known as Hercules Technology Growth Capital, Inc., is a business development company specializing in providing venture debt, debt, senior secured loans, and growth capital to privately held venture capital-backed companies at all stages of development from startups, to expansion stage including select publicly listed companies and select special opportunity lower middle market companies that require additional capital to fund acquisitions, recapitalizations and refinancing and established-stage companies. The firm provides growth capital financing solutions for capital extension; management buy-out and corporate spin-out financing solutions; company, asset specific, or intellectual property acquisition financing; convertible, subordinated and/or mezzanine loans; domestic and international corporate expansion; vendor financing; revenue acceleration by sales and marketing development, and manufacturing expansion. It provides asset-based financing with a focus on cash flow; accounts receivable facilities; equipment loans or leases; equipment acquisition; facilities build-out and/or expansion; working capital revolving lines of credit; inventory. The firm also provides bridge financing to IPO or mergers and acquisitions or technology acquisition; dividend recapitalizations and other sources of investor liquidity; cash flow financing to protect against share price volatility; competitor acquisition; pre-IPO financing for extra cash on the balance sheet; public company financing to continue asset growth and production capacity; short-term bridge financing; and strategic and intellectual property acquisition financings. It also focuses on customized financing solutions, seed, startups, early stage, emerging growth, mid venture, and late venture financing. The firm invests primarily in structured debt with warrants and, to a lesser extent, in senior debt and equity investments. The firm generally seeks to invest in companies that have been operating for at least six to 12 months prior to
General
- Name Hercules Capital, Inc
- Symbol HCXY
- Type Common Stock
- Exchange NYSE
- Currency USD
- Country USA
- SectorOther
- IndustryOther
- Full Time Employees 67
- Last Split Date
- Fiscal Year EndDecember
- IPO Date2018-09-27
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Highlights
- Market Capitalization 1.41 billion
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Share Statistics
- % Held by Insiders <1%
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Technicals
- 52 Week High $27.42
- 52 Week Low $16.67
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Dividends
- Dividend Date
- ExDividend Date
- Dividend Yield 6.17%
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Hercules Capital, Inc (HCXY) Dividend Calendar:
| Ex-Dividend Date | Payment Date | Record Date | Declared Date | Amount |
|---|
Hercules Capital, Inc (HCXY) Earnings History:
Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.
| Quarter Date | Report Date | Actual Revenue | Reported EPS | EPS Estimate | Deviation from Estimate |
|---|---|---|---|---|---|
| 2020-09-30 | 2020-12-31 | $1.32 | $0.00 | ||
| 2020-06-30 | 2020-09-30 | $0.38 | $0.00 | ||
| 2020-03-31 | 2020-06-30 | $73.62 million | $0.55 | $0.00 | |
| 2019-12-31 | 2020-03-31 | $70.58 million | -$0.27 | $0.00 | |
| 2019-09-30 | 2019-12-31 | $69.24 million | $0.42 | $0.00 | |
| 2019-06-30 | 2019-09-30 | $128.06 million | $0.18 | $0.00 | |
| 2019-03-31 | 2019-06-30 | $58.8 million | $0.49 | $0.00 | |
| 2018-12-31 | 2019-03-31 | $56.89 million | $0.64 | $0.00 | |
| 2018-09-30 | 2018-12-31 | -$0.18 | $0.00 | ||
| 2018-06-30 | 2018-09-30 | $49.56 million | $0.37 | $0.00 | |
| 2018-03-31 | 2018-06-30 | $48.7 million | $0.59 | $0.00 | |
| 2017-12-31 | 2018-03-31 | $50.2 million | $0.07 | $0.00 | |
| 2017-09-30 | 2017-12-31 | $45.87 million | $0.22 | $0.00 | |
| 2017-06-30 | 2017-09-30 | $0.40 | $0.00 | ||
| 2017-03-31 | 2017-06-30 | $0.40 | $0.00 | ||
| 2016-12-31 | 2017-03-31 | -$0.07 | $0.00 | ||
| 2016-09-30 | 2016-12-31 | $0.17 | $0.00 | ||
| 2016-06-30 | 2016-09-30 | $0.41 | $0.00 | ||
| 2016-03-31 | 2016-06-30 | $0.13 | $0.00 | ||
| 2015-12-31 | 2016-03-31 | $0.20 | $0.00 | ||
| 2015-09-30 | 2015-12-31 | $0.19 | $0.00 | ||
| 2015-06-30 | 2015-09-30 | $0.05 | $0.00 | ||
| 2015-03-31 | 2015-06-30 | $0.03 | $0.00 | ||
| 2014-12-31 | 2015-03-31 | $0.33 | $0.00 | ||
| 2014-09-30 | 2014-12-31 | $0.31 | $0.00 | ||
| 2014-06-30 | 2014-09-30 | $0.23 | $0.00 | ||
| 2014-03-31 | 2014-06-30 | $0.20 | $0.00 | ||
| 2013-12-31 | 2014-03-31 | $0.35 | $0.00 | ||
| 2013-09-30 | 2013-12-31 | $0.40 | $0.00 | ||
| 2013-06-30 | 2013-09-30 | $0.59 | $0.00 | ||
| 2013-03-31 | 2013-06-30 | $0.34 | $0.00 | ||
| 2012-12-31 | 2013-03-31 | $0.30 | $0.00 | ||
| 2012-09-30 | 2012-12-31 | $0.47 | $0.00 | ||
| 2012-06-30 | 2012-09-30 | $0.09 | $0.00 | ||
| 2012-03-31 | 2012-06-30 | $-0.00 | $0.00 | ||
| 2011-12-31 | 2012-03-31 | $0.36 | $0.00 | ||
| 2011-09-30 | 2011-12-31 | $0.40 | $0.00 | ||
| 2011-06-30 | 2011-09-30 | $0.14 | $0.00 | ||
| 2011-03-31 | 2011-06-30 | $0.56 | $0.00 | ||
| 2010-12-31 | 2011-03-31 | -$0.03 | $0.00 | ||
| 2010-09-30 | 2010-12-31 | $0.29 | $0.00 |
Hercules Capital, Inc (HCXY) Company Financial Statements:
Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.
Income Statement:
| Date | Mar 31 2020 | Dec 31 2019 | Sep 30 2019 | Jun 30 2019 | Mar 31 2019 |
|---|---|---|---|---|---|
| Research Development | N/A | N/A | N/A | N/A | N/A |
| Income Before Tax | -28.72 million | 44.61 million | 19.27 million | 109.72 million | 61.59 million |
| Selling General Administrative | 12.69 million | 14.52 million | 11.4 million | 26.6 million | 14.2 million |
| Gross Profit | 57.29 million | 54.62 million | 54.24 million | 97.33 million | 43.23 million |
| Ebit | N/A | N/A | N/A | N/A | N/A |
| Operating Income | 40.58 million | 40.1 million | 38.87 million | 64.3 million | 29.03 million |
| Income Tax Expense | N/A | N/A | N/A | N/A | N/A |
| Total Revenue | 73.62 million | 70.58 million | 69.24 million | 128.06 million | 58.8 million |
| Cost of Revenue | 16.33 million | 15.95 million | 15 million | 30.73 million | 15.56 million |
| Total Other Income Expense Net | N/A | N/A | N/A | N/A | N/A |
| Net Income From Continuing Operations | N/A | N/A | N/A | N/A | N/A |
| Net Income Applicable to Common Shares | -29.06 million | 44.54 million | 19.21 million | 109.5 million | 61.44 million |
Cash Flow:
| Date | Mar 31 2020 | Dec 31 2019 | Sep 30 2019 | Jun 30 2019 | Mar 31 2019 |
|---|---|---|---|---|---|
| Investments | N/A | N/A | N/A | N/A | N/A |
| Change to Liabilities | N/A | N/A | N/A | N/A | N/A |
| Total Cash Flow from Investing Activities | -29000 | -595000 | -484000 | -241000 | -83000 |
| Net Borrowings | N/A | N/A | N/A | N/A | N/A |
| Total Cash Flow from Financial Activities | -33.92 million | 310.4 million | 217.31 million | 234.51 million | 122.41 million |
| Change to Operating Activities | N/A | N/A | N/A | N/A | N/A |
| Change in Cash | -58.65 million | 69.14 million | -9.93 million | -17.26 million | -19.24 million |
| Total Cash from Operating Activities | -24.7 million | -240.66 million | -226.75 million | -251.52 million | -141.57 million |
| Depreciation | 126000 | 262000 | 175000 | 101000 | 51000 |
| Other Cash Flow from Investing Activities | N/A | N/A | N/A | N/A | N/A |
| Change to Inventory | N/A | N/A | N/A | N/A | N/A |
| Change to Account Receivables | N/A | N/A | N/A | N/A | N/A |
| Other Cash Flow from Financing Activities | -3.95 million | -12.54 million | -12.03 million | -6.96 million | -6.08 million |
| Change to Net Income | N/A | N/A | N/A | N/A | N/A |
| Capital Expenditures | 29000 | 595000 | 484000 | 241000 | 83000 |
Balance Sheet:
| Date | Mar 31 2020 | Dec 31 2019 | Sep 30 2019 | Jun 30 2019 | Mar 31 2019 |
|---|---|---|---|---|---|
| Total Liabailities | 1.3 billion | 1.33 billion | 1.23 billion | 1.21 billion | 1.15 billion |
| Total Stockholder Equity | 1.1 billion | 1.13 billion | 1.09 billion | 1.1 billion | 990.35 million |
| Other Current Liabilities | N/A | N/A | N/A | N/A | N/A |
| Total Assets | 2.4 billion | 2.46 billion | 2.32 billion | 2.31 billion | 2.14 billion |
| Common Stock | 111000 | 108000 | 105000 | 104000 | 96000 |
| Other Current Assets | N/A | N/A | N/A | N/A | N/A |
| Retained Earnings | -85.11 million | N/A | -61.48 million | -45.19 million | -61.17 million |
| Other Liabilities | N/A | N/A | N/A | N/A | N/A |
| Other Assets | 22.06 million | 50.6 million | 14.89 million | 15.34 million | 10.15 million |
| Cash | 34.28 million | 64.39 million | 21.05 million | 13.26 million | 16.47 million |
| Total Current Liabilities | N/A | N/A | N/A | N/A | N/A |
| Other Stockholder Equity | N/A | -2.01 million | N/A | N/A | N/A |
| Property, Plant & Equipment | 11.08 million | 11.66 million | 12.22 million | 8.49 million | 8.86 million |
| Total Current Assets | N/A | N/A | N/A | N/A | N/A |
| Long Term Investments | N/A | N/A | N/A | N/A | N/A |
| Net Tangible Assets | N/A | N/A | N/A | N/A | N/A |
| Short Term Investments | N/A | N/A | N/A | N/A | N/A |
| Long Term Debt | 1.27 billion | 1.29 billion | 1.19 billion | 1.17 billion | 1.12 billion |
| Inventory | N/A | N/A | N/A | N/A | N/A |
| Accounts Payable | N/A | N/A | N/A | N/A | N/A |
Hercules Capital, Inc (HCXY) Chart:
Hercules Capital, Inc (HCXY) News:
Below you will find a list of latest news for Hercules Capital, Inc (HCXY) from major news sources. You can filter the results to only show news from a specific source.
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Hercules Capital, Inc (HCXY) Options:
A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.
| Expiration Date | Strike | Last Price | Type | Volume | Open Interest | Implied Volatility | In The Money | Change | Change Percent |
|---|
Latest HCXY Trades:
| Date | Shares | Price |
|---|---|---|
| Jun 13, 2022 3:11 PM EST | 100 | $25.61 |
Hercules Capital, Inc (HCXY) SEC Filings:
An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.
| Date | Form Type | Form Name | Link |
|---|---|---|---|
| 2020-07-02 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1280784/000143774920014536/0001437749-20-014536-index.htm |
| 2020-04-10 | PRE 14A | Other preliminary proxy statements | https://www.sec.gov/Archives/edgar/data/1280784/000114036120008590/0001140361-20-008590-index.htm |
| 2020-04-24 | DEF 14A | Other definitive proxy statements | https://www.sec.gov/Archives/edgar/data/1280784/000114036120009701/0001140361-20-009701-index.htm |
| 2020-04-24 | DEF 14A | Other definitive proxy statements | https://www.sec.gov/Archives/edgar/data/1280784/000114036120009702/0001140361-20-009702-index.htm |
| 2020-04-27 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/1280784/000114036120009825/0001140361-20-009825-index.htm |
| 2020-04-27 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/1280784/000114036120009827/0001140361-20-009827-index.htm |
| 2020-02-20 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1280784/000143774920003166/0001437749-20-003166-index.htm |
| 2020-03-02 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1280784/000143774920004034/0001437749-20-004034-index.htm |
| 2020-03-11 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920004799/0001437749-20-004799-index.htm |
| 2020-03-11 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920004800/0001437749-20-004800-index.htm |
| 2020-03-11 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920004801/0001437749-20-004801-index.htm |
| 2020-03-11 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920004802/0001437749-20-004802-index.htm |
| 2020-03-11 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920004803/0001437749-20-004803-index.htm |
| 2020-03-11 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920004805/0001437749-20-004805-index.htm |
| 2020-03-11 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920004806/0001437749-20-004806-index.htm |
| 2020-03-17 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920005482/0001437749-20-005482-index.htm |
| 2020-03-20 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1280784/000143774920005771/0001437749-20-005771-index.htm |
| 2020-03-23 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1280784/000143774920005859/0001437749-20-005859-index.htm |
| 2020-04-02 | 4/A | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920006922/0001437749-20-006922-index.htm |
| 2020-04-02 | 4/A | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920006923/0001437749-20-006923-index.htm |
| 2020-04-13 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920007596/0001437749-20-007596-index.htm |
| 2020-04-13 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920007597/0001437749-20-007597-index.htm |
| 2020-05-04 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920009263/0001437749-20-009263-index.htm |
| 2020-05-04 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920009264/0001437749-20-009264-index.htm |
| 2020-05-04 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1280784/000143774920009273/0001437749-20-009273-index.htm |
| 2020-05-06 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/1280784/000143774920009597/0001437749-20-009597-index.htm |
| 2020-05-08 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/1280784/000143774920010062/0001437749-20-010062-index.htm |
| 2020-05-12 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/1280784/000143774920010434/0001437749-20-010434-index.htm |
| 2020-05-18 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/1280784/000143774920011157/0001437749-20-011157-index.htm |
| 2020-05-22 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/1280784/000143774920011655/0001437749-20-011655-index.htm |
| 2020-05-26 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920011732/0001437749-20-011732-index.htm |
| 2020-05-26 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920011733/0001437749-20-011733-index.htm |
| 2020-05-26 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920011734/0001437749-20-011734-index.htm |
| 2020-05-26 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920011735/0001437749-20-011735-index.htm |
| 2020-05-26 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920011736/0001437749-20-011736-index.htm |
| 2020-05-26 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920011737/0001437749-20-011737-index.htm |
| 2020-05-26 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920011738/0001437749-20-011738-index.htm |
| 2020-06-02 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/1280784/000143774920012278/0001437749-20-012278-index.htm |
| 2020-06-02 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/1280784/000143774920012287/0001437749-20-012287-index.htm |
| 2020-06-04 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1280784/000143774920012391/0001437749-20-012391-index.htm |
| 2020-06-08 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1280784/000143774920012625/0001437749-20-012625-index.htm |
| 2020-06-16 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1280784/000143774920013192/0001437749-20-013192-index.htm |
| 2020-06-16 | 40-17G | Fidelity Bond [Rule 17G-1(g)] | https://www.sec.gov/Archives/edgar/data/1280784/000143774920013221/0001437749-20-013221-index.htm |
| 2020-06-16 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920013244/0001437749-20-013244-index.htm |
| 2020-06-16 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920013246/0001437749-20-013246-index.htm |
| 2020-06-16 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920013247/0001437749-20-013247-index.htm |
| 2020-06-16 | 4/A | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920013248/0001437749-20-013248-index.htm |
| 2020-06-16 | 4/A | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920013251/0001437749-20-013251-index.htm |
| 2020-07-02 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1280784/000143774920014534/0001437749-20-014534-index.htm |
| 2020-07-02 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1280784/000143774920014536/0001437749-20-014536-index.htm |
| 2020-07-13 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920015065/0001437749-20-015065-index.htm |
| 2020-07-13 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920015067/0001437749-20-015067-index.htm |
| 2020-07-20 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920015414/0001437749-20-015414-index.htm |
| 2020-07-30 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1280784/000143774920016068/0001437749-20-016068-index.htm |
| 2020-08-04 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920016509/0001437749-20-016509-index.htm |
| 2020-08-04 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920016510/0001437749-20-016510-index.htm |
| 2020-08-04 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920016511/0001437749-20-016511-index.htm |
| 2020-08-04 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920016512/0001437749-20-016512-index.htm |
| 2020-08-04 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920016513/0001437749-20-016513-index.htm |
| 2020-08-04 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920016514/0001437749-20-016514-index.htm |
| 2020-08-05 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1280784/000143774920016676/0001437749-20-016676-index.htm |
| 2020-08-19 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920018359/0001437749-20-018359-index.htm |
| 2020-08-19 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920018360/0001437749-20-018360-index.htm |
| 2020-08-19 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920018361/0001437749-20-018361-index.htm |
| 2020-08-19 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920018363/0001437749-20-018363-index.htm |
| 2020-08-19 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920018364/0001437749-20-018364-index.htm |
| 2020-08-19 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920018365/0001437749-20-018365-index.htm |
| 2020-08-19 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920018367/0001437749-20-018367-index.htm |
| 2020-08-25 | 4/A | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920018670/0001437749-20-018670-index.htm |
| 2020-09-16 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920019768/0001437749-20-019768-index.htm |
| 2020-10-14 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920021134/0001437749-20-021134-index.htm |
| 2020-10-14 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920021135/0001437749-20-021135-index.htm |
| 2020-10-20 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920021332/0001437749-20-021332-index.htm |
| 2020-10-28 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1280784/000143774920021838/0001437749-20-021838-index.htm |
| 2020-10-29 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1280784/000143774920022005/0001437749-20-022005-index.htm |
| 2020-11-03 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920022401/0001437749-20-022401-index.htm |
| 2020-11-03 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1280784/000143774920022402/0001437749-20-022402-index.htm |
| 2020-11-04 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1280784/000143774920022557/0001437749-20-022557-index.htm |
| 2020-05-04 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1280784/000156459020020850/0001564590-20-020850-index.htm |
| 2020-07-30 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1280784/000156459020034780/0001564590-20-034780-index.htm |
| 2020-10-29 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1280784/000156459020048895/0001564590-20-048895-index.htm |
Hercules Capital, Inc (HCXY) Insider Transactions:
Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Hercules Capital, Inc (HCXY). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.Insider Ownership: < 1%Institutional Ownership: < 1%
| Transaction Date | Insider Name | Insider Title | Type | Shares Number | Shares Price | Total Transaction | Shares Held After Transaction | Link |
|---|---|---|---|---|---|---|---|---|
| 2020-06-12 | Carol L Foster | Director | Buy | 5,499.00 | 10.91 | 59,994.09 | 12,073.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920013246/0001437749-20-013246-index.htm |
| 2020-08-17 | Carol L Foster | Director | Buy | 320.00 | 11.93 | 3,817.60 | 12,393.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920018361/0001437749-20-018361-index.htm |
| 2020-06-12 | ROBERT P BADAVAS | Director | Buy | 5,499.00 | 10.91 | 59,994.09 | 132,452.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920013244/0001437749-20-013244-index.htm |
| 2020-03-09 | Bradford C. Koenig | Director | Buy | 214.00 | 14.08 | 3,013.12 | 14,927.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920004802/0001437749-20-004802-index.htm |
| 2020-05-21 | Bradford C. Koenig | Director | Buy | 234.00 | 10.33 | 2,417.22 | 15,161.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920011734/0001437749-20-011734-index.htm |
| 2020-08-17 | Bradford C. Koenig | Director | Buy | 202.00 | 11.93 | 2,409.86 | 15,363.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920018363/0001437749-20-018363-index.htm |
| 2020-08-17 | Doreen Woo Ho | Director | Buy | 41.00 | 11.93 | 489.13 | 17,190.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920018364/0001437749-20-018364-index.htm |
| 2020-04-30 | Melanie Grace | General Counsel & CCO | Buy | 1,317.00 | 10.26 | 13,512.42 | 34,943.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920009263/0001437749-20-009263-index.htm |
| 2020-08-17 | Melanie Grace | General Counsel & CCO | Buy | 112.00 | 11.48 | 1,285.76 | 35,034.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920018365/0001437749-20-018365-index.htm |
| 2020-07-31 | Melanie Grace | General Counsel & CCO | Buy | 1,446.00 | 11.04 | 15,963.84 | 35,475.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920016514/0001437749-20-016514-index.htm |
| 2020-10-31 | Melanie Grace | General Counsel & CCO | Buy | 1,358.00 | 11.20 | 15,209.60 | 35,985.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920022401/0001437749-20-022401-index.htm |
| 2020-10-31 | Scott Bluestein | Chief Executive Officer | Sell | 23,956.00 | 11.20 | 268,307.20 | 419,661.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920022402/0001437749-20-022402-index.htm |
| 2020-07-31 | Scott Bluestein | Chief Executive Officer | Sell | 25,568.00 | 11.04 | 282,270.72 | 433,887.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920016511/0001437749-20-016511-index.htm |
| 2020-08-17 | Scott Bluestein | Chief Executive Officer | Sell | 385.00 | 11.48 | 4,419.80 | 441,330.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920018367/0001437749-20-018367-index.htm |
| 2020-08-17 | Scott Bluestein | Chief Executive Officer | Buy | 8,008.00 | 11.48 | 91,931.84 | 441,895.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920018367/0001437749-20-018367-index.htm |
| 2020-04-30 | Scott Bluestein | Chief Executive Officer | Sell | 23,234.00 | 10.26 | 238,380.84 | 446,750.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920009264/0001437749-20-009264-index.htm |
| 2020-03-09 | Thomas J Fallon | Director | Buy | 106.00 | 14.08 | 1,492.48 | 45,138.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920004800/0001437749-20-004800-index.htm |
| 2020-05-21 | Thomas J Fallon | Director | Buy | 116.00 | 10.33 | 1,198.28 | 45,254.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920011733/0001437749-20-011733-index.htm |
| 2020-05-21 | Scott Bluestein | Chief Executive Officer | Sell | 115.00 | 11.14 | 1,281.10 | 459,499.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920011738/0001437749-20-011738-index.htm |
| 2020-05-21 | Scott Bluestein | Chief Executive Officer | Buy | 12,864.00 | 11.14 | 143,304.96 | 459,614.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920011738/0001437749-20-011738-index.htm |
| 2020-03-09 | Scott Bluestein | Chief Executive Officer | Buy | 13,021.00 | 14.08 | 183,335.68 | 470,699.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920004805/0001437749-20-004805-index.htm |
| 2020-04-30 | Melanie Grace | General Counsel & CCO | Sell | 1,317.00 | 10.26 | 13,512.42 | 54,166.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920009263/0001437749-20-009263-index.htm |
| 2020-10-31 | Melanie Grace | General Counsel & CCO | Sell | 1,358.00 | 11.20 | 15,209.60 | 54,250.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920022401/0001437749-20-022401-index.htm |
| 2020-07-31 | Melanie Grace | General Counsel & CCO | Sell | 1,446.00 | 11.04 | 15,963.84 | 54,261.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920016514/0001437749-20-016514-index.htm |
| 2020-08-17 | Melanie Grace | General Counsel & CCO | Sell | 112.00 | 11.48 | 1,285.76 | 55,453.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920018365/0001437749-20-018365-index.htm |
| 2020-03-09 | Melanie Grace | General Counsel & CCO | Buy | 1,536.00 | 14.08 | 21,626.88 | 55,462.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920004806/0001437749-20-004806-index.htm |
| 2020-08-17 | Melanie Grace | General Counsel & CCO | Buy | 1,329.00 | 11.48 | 15,256.92 | 55,590.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920018365/0001437749-20-018365-index.htm |
| 2020-05-21 | Melanie Grace | General Counsel & CCO | Sell | 20.00 | 11.14 | 222.80 | 55,707.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920011737/0001437749-20-011737-index.htm |
| 2020-05-21 | Melanie Grace | General Counsel & CCO | Buy | 1,561.00 | 11.14 | 17,389.54 | 55,727.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920011737/0001437749-20-011737-index.htm |
| 2020-03-09 | Carol L Foster | Director | Buy | 172.00 | 14.08 | 2,421.76 | 6,381.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920004801/0001437749-20-004801-index.htm |
| 2020-05-21 | Carol L Foster | Director | Buy | 193.00 | 10.33 | 1,993.69 | 6,574.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920011736/0001437749-20-011736-index.htm |
| 2020-08-17 | Scott Bluestein | Chief Executive Officer | Buy | 385.00 | 11.48 | 4,419.80 | 677,447.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920018367/0001437749-20-018367-index.htm |
| 2020-04-30 | Scott Bluestein | Chief Executive Officer | Buy | 23,234.00 | 10.26 | 238,380.84 | 687,913.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920009264/0001437749-20-009264-index.htm |
| 2020-07-31 | Scott Bluestein | Chief Executive Officer | Buy | 25,568.00 | 11.04 | 282,270.72 | 688,402.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920016511/0001437749-20-016511-index.htm |
| 2020-10-31 | Scott Bluestein | Chief Executive Officer | Buy | 23,956.00 | 11.20 | 268,307.20 | 695,871.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920022402/0001437749-20-022402-index.htm |
| 2020-03-09 | Jorge Titinger | Director | Buy | 231.00 | 14.08 | 3,252.48 | 8,394.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920004803/0001437749-20-004803-index.htm |
| 2020-05-21 | Jorge Titinger | Director | Buy | 253.00 | 10.33 | 2,613.49 | 8,647.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920011735/0001437749-20-011735-index.htm |
| 2020-03-09 | GAYLE A CROWELL | Director | Buy | 188.00 | 14.08 | 2,647.04 | 8,691.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920004799/0001437749-20-004799-index.htm |
| 2020-05-21 | GAYLE A CROWELL | Director | Buy | 205.00 | 10.33 | 2,117.65 | 8,896.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920011732/0001437749-20-011732-index.htm |
| 2020-08-17 | GAYLE A CROWELL | Director | Buy | 178.00 | 11.93 | 2,123.54 | 9,074.00 | https://www.sec.gov/Archives/edgar/data/1280784/000143774920018359/0001437749-20-018359-index.htm |