Latest On Capital Southwest Corporation (CSWC):
About Capital Southwest Corporation (CSWC):
Capital Southwest Corporation is a business development company specializing in credit and private equity and venture capital investments in middle market companies, mezzanine, later stage, mature, late venture, emerging growth, buyouts, recapitalizations and growth capital investments. It does not invest in startups, publicly traded companies, real estate developments, project finance opportunities, oil and gas exploration businesses, troubled companies, turnarounds, and companies in which significant senior management is departing. In lower middle market, the firm typically invests in growth financing, bolt-on acquisitions, new platform acquisitions, refinancing, dividend recapitalizations, sponsor-led buyouts, and management buyouts situations. The investment structures are Unitranche debt, subordinated debt, senior debt, first and second lien debt, and preferred and common equity. The firm makes equity co-investments alongside debt investments, up to 20% of total check and only makes non-control investments. It prefers to invest in Industrial manufacturing and services, value-added distribution, healthcare products and services, business services, specialty chemicals, food and beverage, tech-enabled services and SaaS models. The firm seeks to invest in energy services and products, industrial technologies, and specialty chemicals and products. Within energy services and products, the firm seeks to invest in each segment of the industry, including upstream, midstream and downstream, excluding exploration and production with a focus on differentiated products and services, equipment and tool rental, consumable products, and drilling and completion chemicals. Within industrial technologies, it seeks to invest in automation and process controls, handling and packaging equipment, industrial filtration and fluid handling, measurement, monitoring and testing, professional tools, and sensors and instrumentation. Within and specialty chemicals and products, the firm seeks to invest in businesses that develop and manuf
General
- Name Capital Southwest Corporation
- Symbol CSWC
- Type Common Stock
- Exchange NASDAQ
- Currency USD
- Country USA
- SectorFinancial Services
- IndustryAsset Management
- Full Time Employees 21
- Last Split Factor4:1
- Last Split Date2013-08-16
- Fiscal Year EndMarch
- IPO Date1990-03-27
- Gic SectorFinancials
- Gic GroupDiversified Financials
- Gic IndustryCapital Markets
- Gic SubIndustryAsset Management & Custody Banks
- Web URLhttp://www.capitalsouthwest.com
Valuation
- Trailing PE 25.6
- Forward PE 12.21
- Price/Sales (Trailing 12 Mt.) 11.8
- Price/Book (Most Recent Quarter) 1.43
Financials
- Most Recent Quarter 2020-12-31
- Current Year EPS Estimate $1.70
- Next Year EPS Estimate $1.81
- Next Quarter EPS Estimate $0.41
- Profit Margin 24%
- Operating Margin 76%
- Return on Assets 5%
- Return on Equity 5%
- Revenue 65.93 million
- Earnings Per Share $0.84
- Revenue Per Share $3.54
- Gross Profit 62.04 million
- Quarterly Earnings Growth 19.1%
Highlights
- Market Capitalization 426.76 million
- EBITDA 52.3 million
- PE Ratio 16.13
- Analyst Target Price $20.57
- Book Value Per Share $15.74
Share Statistics
- Shares Outstanding 19.87 million
- Shares Float 18.42 million
- % Held by Insiders 776%
- % Held by Institutions 32.09%
- Shares Short 131288
- Shares Short Prior Month 99713
- Short Ratio 0.55
- Short % of Float 1%
- Short % of Shares Outstanding 1%
Technicals
- Beta 1.23
- 52 Week High $22.31
- 52 Week Low $7.3
- 50 Day Moving Average 20.98
- 200 Day Moving Average 17.14
Dividends
- Forward Annual Dividend Rate $1.68
- Forward Annual Dividend Yield 7.67%
- Payout Ratio 124%
- Dividend Date 2021-03-31
- ExDividend Date 2021-03-12
- Dividend Per Share $1.64
- Dividend Yield 9.5%
Capital Southwest Corporation (CSWC) Dividend Calendar:
Capital Southwest Corporation pays an annual dividend of $1.68 per share, with a dividend yield of 9.5%.
CSWC's last dividend payment was made to shareholders on March 31, 2021.
Capital Southwest Corporation pays out 124% of its earnings out as a dividend.
Ex-Dividend Date | Payment Date | Record Date | Declared Date | Amount |
---|---|---|---|---|
2024-06-14 | 2024-06-28 | 2024-06-14 | 2024-04-24 | $0.06 |
2024-03-14 | 2024-03-28 | 2024-03-15 | 2024-01-24 | $0.06 |
2023-12-14 | 2023-12-29 | 2023-12-15 | 2023-10-25 | $0.57 |
2023-09-14 | 2023-09-29 | 2023-09-15 | 2023-08-03 | $0.56 |
2023-06-14 | 2023-06-30 | 2023-06-15 | 2023-04-26 | $0.54 |
2023-03-14 | 2023-03-31 | 2023-03-15 | 2023-01-25 | $0.53 |
2022-12-14 | 2022-12-30 | 2022-12-15 | 0000-00-00 | $0.05 |
2022-09-14 | 2022-09-30 | 2022-09-15 | 2022-08-01 | $0.5 |
2022-06-14 | 2022-06-30 | 2022-06-15 | 2022-04-27 | $0.48 |
2022-03-14 | 2022-03-31 | 2022-03-15 | 2022-01-26 | $0.48 |
2021-12-14 | 2021-12-31 | 2021-12-15 | 2021-09-02 | $0.5 |
2021-09-14 | 2021-09-30 | 2021-09-15 | 2021-07-28 | $0.1 |
2021-06-14 | 2021-06-30 | 2021-06-15 | 2021-05-25 | $0.43 |
2021-03-12 | 2021-03-31 | 2021-03-15 | 2021-02-01 | $0.42 |
2020-12-14 | 2020-12-31 | 2020-12-15 | 2020-10-21 | $0.1 |
2020-09-14 | 2020-09-30 | 2020-09-15 | 2020-06-01 | $0.41 |
2020-06-12 | 2020-06-30 | 2020-06-15 | 2020-04-22 | $0.41 |
2020-03-13 | 2020-03-31 | 2020-03-16 | 2020-01-22 | $0.41 |
2019-12-19 | 2019-12-31 | 2019-12-20 | 2019-10-23 | $0.4 |
2019-09-13 | 2019-09-30 | 2019-09-16 | 2019-07-31 | $0.4 |
2019-06-13 | 2019-06-28 | 2019-06-14 | 2019-05-30 | $0.39 |
2019-03-14 | 2019-03-29 | 2019-03-15 | 2019-02-28 | $0.38 |
2018-12-13 | 2018-12-31 | 2018-12-14 | 2018-11-27 | $0.36 |
2018-09-14 | 2018-09-28 | 2018-09-17 | 2018-08-30 | $0.34 |
2018-06-25 | 2018-07-02 | 2018-06-26 | 2018-06-01 | $0.29 |
2018-03-14 | 2018-04-02 | 2018-03-15 | 2018-02-28 | $0.28 |
2017-12-14 | 2018-01-02 | 2017-12-15 | 2017-11-30 | $0.26 |
2017-09-14 | 2017-10-02 | 2017-09-15 | 2017-08-30 | $0.24 |
2017-06-13 | 2017-07-03 | 2017-06-15 | 2017-05-31 | $0.21 |
2017-03-13 | 2017-04-03 | 2017-03-15 | 2017-02-28 | $0.19 |
2016-12-13 | 2017-01-03 | 2016-12-15 | 2016-12-01 | $0.17 |
2016-09-13 | 2016-10-01 | 2016-09-15 | 2016-09-01 | $0.11 |
2016-06-16 | 2016-07-01 | 2016-06-20 | 2016-06-07 | $0.06 |
2016-03-11 | 2016-04-01 | 2016-03-15 | 2016-03-01 | $0.04 |
2015-05-12 | 2015-05-29 | 2015-05-14 | 2015-04-22 | $0.1 |
2014-11-12 | 2014-11-28 | 2014-11-14 | $0.1 |
Capital Southwest Corporation (CSWC) Earnings History:
Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.
Quarter Date | Report Date | Actual Revenue | Reported EPS | EPS Estimate | Deviation from Estimate |
---|---|---|---|---|---|
2020-12-31 | 2021-02-01 | $N/A | $0.45 | $0.41 | 10.21% |
2020-09-30 | 2020-10-30 | $N/A | $0.45 | $0.39 | 16.13% |
2020-06-30 | 2020-08-03 | $N/A | $0.38 | $0.38 | -0.45% |
2020-03-31 | 2020-06-01 | $N/A | $0.37 | $0.39 | -6.09% |
2019-12-31 | 2020-02-03 | $15.98 million | $0.39 | $0.39 | 0% |
2019-09-30 | 2019-11-04 | $15.22 million | $0.38 | $0.42 | -10.23% |
2019-06-30 | 2019-08-05 | $15.8 million | $0.42 | $0.40 | 5% |
2019-03-31 | 2019-06-03 | $14.31 million | $0.40 | $0.40 | -0.5% |
2018-12-31 | 2019-02-04 | $13.87 million | $0.39 | $0.38 | 3.17% |
2018-09-30 | 2018-11-06 | $12.6 million | $0.34 | $0.33 | 2.01% |
2018-06-30 | 2018-08-06 | $11.11 million | $0.29 | $0.29 | 0.87% |
2018-03-31 | 2018-06-04 | $9.87 million | $0.26 | $0.28 | -7.14% |
2017-12-31 | 2018-02-05 | $9.02 million | $0.29 | $0.27 | 8.74% |
2017-09-30 | 2017-11-06 | $8.51 million | $0.25 | $0.25 | 0% |
2017-06-30 | 2017-08-07 | $7.72 million | $0.21 | $0.22 | -4.55% |
2017-03-31 | 2017-05-31 | $7.73 million | $0.37 | ||
2016-12-31 | 2017-02-06 | $6.87 million | $0.49 | ||
2016-09-30 | 2016-11-07 | $4.73 million | $0.44 | ||
2016-06-30 | 2016-08-08 | $4.16 million | $0.17 | ||
2016-03-31 | 2016-06-07 | $3.81 million | $0.30 | ||
2015-12-31 | 2016-02-09 | $3.31 million | -$0.07 | ||
2015-09-30 | 2015-11-09 | $1.08 million | -$0.09 | ||
2015-06-30 | 2015-08-06 | $964000 | $0.14 | ||
2015-03-31 | 2015-06-04 | $660000 | $2.16 | ||
2014-12-31 | 2015-02-04 | $7.71 million | $1.97 | ||
2014-09-30 | 2014-11-06 | $795000 | -$1.97 | ||
2014-06-30 | 2014-08-07 | $780000 | $1.28 | ||
2014-03-31 | 2014-05-30 | $2.21 million | -$0.08 | ||
2013-12-31 | 2014-02-05 | $8.36 million | $3.90 | ||
2013-09-30 | 2013-11-07 | $977000 | $2.91 | ||
2013-06-30 | 2013-08-08 | $1.06 million | $0.61 | ||
2013-03-31 | 2013-05-31 | $1.07 million | $2.69 | ||
2012-12-31 | 2013-01-23 | $6.97 million | $1.78 | ||
2012-09-30 | 2012-11-08 | $1.34 million | $3.31 | ||
2012-06-30 | 2012-08-02 | $1.45 million | -$0.76 | ||
2012-03-31 | 2012-05-25 | $1.26 million | $5.13 | ||
2011-12-31 | 2012-01-25 | $5.62 million | $3.38 | ||
2011-09-30 | 2011-11-03 | $1.26 million | -$1.71 | ||
2011-06-30 | 2011-08-04 | $1.2 million | -$0.70 | ||
2011-03-31 | 2011-05-27 | $1.08 million | $1.68 | ||
2010-12-31 | 2011-02-07 | $2.36 million | -$0.38 | ||
2010-09-30 | 2010-11-04 | $1.16 million | $1.60 | ||
2010-06-30 | 2010-08-05 | $2.97 million | $0.68 | ||
2010-03-31 | 2010-05-28 | $1.11 million | $1.98 | ||
2009-12-31 | 2010-01-27 | $2.54 million | $0.27 | ||
2009-09-30 | 2009-11-05 | $1.27 million | $1.95 | ||
2009-06-30 | 2009-08-07 | $1.19 million | $0.03 | ||
2009-03-31 | 2009-05-29 | $1.17 million | -$4.09 | ||
2008-12-31 | 2009-01-21 | $10.26 million | -$3.13 | ||
2008-09-30 | 2008-11-07 | $1.32 million | -$2.04 | ||
2008-06-30 | 2008-08-07 | $1.24 million | $0.02 | ||
2008-03-31 | 2008-05-23 | $1.32 million | $2.76 | ||
2007-12-31 | 2008-01-23 | $2.62 million | -$4.08 | ||
2007-09-30 | 2007-11-09 | $1.71 million | -$8.78 | ||
2007-06-30 | 2007-08-02 | $1.15 million | $0.77 | ||
2007-03-31 | 2007-05-24 | $1.64 million | $0.87 | ||
2006-12-31 | 2007-01-24 | $2.28 million | $6.47 | ||
2006-09-30 | 2006-11-10 | $1.87 million | $0.32 | ||
2006-06-30 | 2006-06-30 | $1.19 million | -$0.15 | ||
2006-03-31 | 2006-03-31 | $1.1 million | $3.42 | ||
2005-12-31 | 2005-12-31 | $1.45 million | $0.96 | ||
2005-09-30 | 2005-09-30 | $1.19 million | $1.42 | ||
2005-06-30 | 2005-06-30 | $1.1 million | $0.43 | ||
2005-03-31 | 2005-03-31 | $1.01 million | $0.60 | ||
2004-12-31 | 2004-12-31 | $1.9 million | $0.84 | ||
2004-09-30 | 2004-09-30 | $976000 | -$0.30 | ||
2004-06-30 | 2004-06-30 | $965000 | -$0.22 | ||
2004-03-31 | 2004-03-31 | $954000 | $3.01 | ||
2003-12-31 | 2003-12-31 | $1.96 million | $0.93 | ||
2003-09-30 | 2003-09-30 | $881000 | $1.01 | ||
2003-06-30 | 2003-06-30 | $917000 | $0.55 | ||
2003-03-31 | 2003-03-31 | $864000 | -$0.01 | ||
2002-12-31 | 2002-12-31 | $1.43 million | $0.29 | ||
2002-09-30 | 2002-09-30 | $864000 | -$2.07 | ||
2002-06-30 | 2002-06-30 | $905000 | -$0.94 | ||
2001-06-30 | 2001-06-30 | $N/A | $1.03 | ||
2000-12-31 | 2000-12-31 | $N/A | -$0.67 | ||
2000-09-30 | 2000-09-30 | $N/A | -$0.11 | ||
2000-06-30 | 2000-06-30 | $N/A | $0.00 | ||
1999-12-31 | 1999-12-31 | $0.27 | |||
1999-09-30 | 1999-09-30 | -$1.56 | |||
1999-06-30 | 1999-06-30 | $0.39 | |||
1998-12-31 | 1998-12-31 | $0.16 | |||
1998-09-30 | 1998-09-30 | -$2.05 | |||
1998-06-30 | 1998-06-30 | $0.29 | |||
1997-12-31 | 1997-12-31 | -$0.16 | |||
1997-09-30 | 1997-09-30 | $1.58 | |||
1997-06-30 | 1997-06-30 | $1.70 |
Capital Southwest Corporation (CSWC) Company Financial Statements:
Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.
Income Statement:
Date |
---|
Research Development |
Income Before Tax |
Selling General Administrative |
Gross Profit |
Ebit |
Operating Income |
Income Tax Expense |
Total Revenue |
Cost of Revenue |
Total Other Income Expense Net |
Net Income From Continuing Operations |
Net Income Applicable to Common Shares |
Cash Flow:
Date |
---|
Investments |
Change to Liabilities |
Total Cash Flow from Investing Activities |
Net Borrowings |
Total Cash Flow from Financial Activities |
Change to Operating Activities |
Change in Cash |
Total Cash from Operating Activities |
Depreciation |
Other Cash Flow from Investing Activities |
Change to Inventory |
Change to Account Receivables |
Other Cash Flow from Financing Activities |
Change to Net Income |
Capital Expenditures |
Balance Sheet:
Date |
---|
Total Liabailities |
Total Stockholder Equity |
Other Current Liabilities |
Total Assets |
Common Stock |
Other Current Assets |
Retained Earnings |
Other Liabilities |
Other Assets |
Cash |
Total Current Liabilities |
Other Stockholder Equity |
Property, Plant & Equipment |
Total Current Assets |
Long Term Investments |
Net Tangible Assets |
Short Term Investments |
Long Term Debt |
Inventory |
Accounts Payable |
Capital Southwest Corporation (CSWC) Chart:
Capital Southwest Corporation (CSWC) News:
Below you will find a list of latest news for Capital Southwest Corporation (CSWC) from major news sources. You can filter the results to only show news from a specific source.
No recent news available
Capital Southwest Corporation (CSWC) Options:
A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.
Expiration Date | Strike | Last Price | Type | Volume | Open Interest | Implied Volatility | In The Money | Change | Change Percent |
---|---|---|---|---|---|---|---|---|---|
2025-05-16 | 12.5 | 0 | CALL | 0 | 0 | 317.43 | TRUE | 0 | 0 |
2025-05-16 | 15 | 0 | CALL | 0 | 0 | 231.74 | TRUE | 0 | 0 |
2025-05-16 | 17.5 | 1.45 | CALL | 0 | 3 | 154.99 | TRUE | 0 | 0 |
2025-05-16 | 20 | 0.48 | CALL | 9 | 120 | 41.27 | FALSE | -0.09 | -0.16 |
2025-05-16 | 22.5 | 0.03 | CALL | 0 | 76 | 51.56 | FALSE | 0 | 0 |
2025-05-16 | 25 | 0.01 | CALL | 0 | 4 | 101.81 | FALSE | 0 | 0 |
2025-05-16 | 30 | 0 | CALL | 0 | 0 | 266.39 | FALSE | 0 | 0 |
2025-05-16 | 12.5 | 0.15 | PUT | 0 | 2 | 340.94 | FALSE | 0 | 0 |
2025-05-16 | 15 | 0 | PUT | 0 | 0 | 244.29 | FALSE | 0 | 0 |
2025-05-16 | 17.5 | 0.05 | PUT | 0 | 164 | 74.94 | FALSE | 0 | 0 |
2025-05-16 | 20 | 0.46 | PUT | 3 | 184 | 33.62 | TRUE | 0.06 | 0.15 |
2025-05-16 | 22.5 | 3.12 | PUT | 0 | 1 | 72.41 | TRUE | 0 | 0 |
2025-05-16 | 25 | 0 | PUT | 0 | 0 | 119.22 | TRUE | 0 | 0 |
2025-05-16 | 30 | 10.25 | PUT | 0 | 0 | 171.47 | TRUE | 0 | 0 |
2025-06-20 | 12.5 | 6.4 | CALL | 0 | 1 | 136.39 | TRUE | 0 | 0 |
2025-06-20 | 15 | 0 | CALL | 0 | 0 | 95.8 | TRUE | 0 | 0 |
2025-06-20 | 17.5 | 4.54 | CALL | 0 | 0 | 46.37 | TRUE | 0 | 0 |
2025-06-20 | 20 | 0.82 | CALL | 0 | 198 | 29.79 | FALSE | 0 | 0 |
2025-06-20 | 22.5 | 0.05 | CALL | 0 | 438 | 24.36 | FALSE | 0 | 0 |
2025-06-20 | 25 | 0.03 | CALL | 3 | 1021 | 35.43 | FALSE | 0.03 | 0 |
2025-06-20 | 30 | 0.12 | CALL | 0 | 38 | 61.46 | FALSE | 0 | 0 |
2025-06-20 | 35 | 0 | CALL | 0 | 0 | 116.5 | FALSE | 0 | 0 |
2025-06-20 | 12.5 | 0.3 | PUT | 0 | 2 | 114.21 | FALSE | 0 | 0 |
2025-06-20 | 15 | 0.1 | PUT | 1 | 1779 | 54.06 | FALSE | 0.1 | 0 |
2025-06-20 | 17.5 | 0.21 | PUT | 0 | 192 | 39 | FALSE | 0 | 0 |
2025-06-20 | 20 | 1 | PUT | 0 | 271 | 35.04 | TRUE | 0 | 0 |
2025-06-20 | 22.5 | 3.1 | PUT | 4 | 425 | 45.7 | TRUE | 3.1 | 0 |
2025-06-20 | 25 | 6.5 | PUT | 0 | 81 | 57.05 | TRUE | 0 | 0 |
2025-06-20 | 30 | 10.69 | PUT | 0 | 7 | 83.02 | TRUE | 0 | 0 |
2025-06-20 | 35 | 13.22 | PUT | 0 | 6 | 143.67 | TRUE | 0 | 0 |
2025-09-19 | 10 | 0 | CALL | 0 | 0 | 103.03 | TRUE | 0 | 0 |
2025-09-19 | 12.5 | 0 | CALL | 0 | 0 | 91.76 | TRUE | 0 | 0 |
2025-09-19 | 15 | 0 | CALL | 0 | 0 | 71.83 | TRUE | 0 | 0 |
2025-09-19 | 17.5 | 2.34 | CALL | 0 | 6 | 39.64 | TRUE | 0 | 0 |
2025-09-19 | 20 | 1.11 | CALL | 0 | 39 | 29.12 | FALSE | 0 | 0 |
2025-09-19 | 22.5 | 0.38 | CALL | 0 | 196 | 22.19 | FALSE | 0 | 0 |
2025-09-19 | 25 | 0.1 | CALL | 3 | 437 | 27.17 | FALSE | 0.1 | 0 |
2025-09-19 | 30 | 0 | CALL | 0 | 0 | 77.61 | FALSE | 0 | 0 |
2025-09-19 | 35 | 0 | CALL | 0 | 0 | 92.36 | FALSE | 0 | 0 |
2025-09-19 | 10 | 0 | PUT | 0 | 0 | 128.27 | FALSE | 0 | 0 |
2025-09-19 | 12.5 | 0.26 | PUT | 0 | 10 | 67.43 | FALSE | 0 | 0 |
2025-09-19 | 15 | 0.2 | PUT | 0 | 45 | 37.6 | FALSE | 0 | 0 |
2025-09-19 | 17.5 | 0.59 | PUT | 0 | 64 | 30.93 | FALSE | 0 | 0 |
2025-09-19 | 20 | 2.6 | PUT | 0 | 282 | 29.45 | TRUE | 0 | 0 |
2025-09-19 | 22.5 | 4.16 | PUT | 0 | 111 | 34.22 | TRUE | 0 | 0 |
2025-09-19 | 25 | 7.15 | PUT | 0 | 22 | 35.91 | TRUE | 0 | 0 |
2025-09-19 | 30 | 0 | PUT | 0 | 0 | 72.11 | TRUE | 0 | 0 |
2025-09-19 | 35 | 12.9 | PUT | 0 | 1 | 59.16 | TRUE | 0 | 0 |
2025-12-19 | 2.5 | 0 | CALL | 0 | 0 | 265.42 | TRUE | 0 | 0 |
2025-12-19 | 5 | 0 | CALL | 0 | 0 | 151.57 | TRUE | 0 | 0 |
2025-12-19 | 7.5 | 0 | CALL | 0 | 0 | 110.1 | TRUE | 0 | 0 |
2025-12-19 | 10 | 0 | CALL | 0 | 0 | 92.5 | TRUE | 0 | 0 |
2025-12-19 | 12.5 | 8 | CALL | 0 | 2 | 78.55 | TRUE | 0 | 0 |
2025-12-19 | 15 | 4.6 | CALL | 0 | 0 | 51.2 | TRUE | 0 | 0 |
2025-12-19 | 17.5 | 0 | CALL | 0 | 0 | 39.64 | TRUE | 0 | 0 |
2025-12-19 | 20 | 1.3 | CALL | 0 | 82 | 27.33 | FALSE | 0 | 0 |
2025-12-19 | 22.5 | 0.56 | CALL | 0 | 337 | 22.43 | FALSE | 0 | 0 |
2025-12-19 | 25 | 0.15 | CALL | 0 | 1489 | 35.85 | FALSE | 0 | 0 |
2025-12-19 | 30 | 0.05 | CALL | 0 | 6 | 34.47 | FALSE | 0 | 0 |
2025-12-19 | 35 | 0 | CALL | 0 | 0 | 73.25 | FALSE | 0 | 0 |
2025-12-19 | 40 | 0 | CALL | 0 | 0 | 72.11 | FALSE | 0 | 0 |
2025-12-19 | 2.5 | 0 | PUT | 0 | 0 | 290.56 | FALSE | 0 | 0 |
2025-12-19 | 5 | 0 | PUT | 0 | 0 | 180.3 | FALSE | 0 | 0 |
2025-12-19 | 7.5 | 0 | PUT | 0 | 0 | 129.55 | FALSE | 0 | 0 |
2025-12-19 | 10 | 0 | PUT | 0 | 0 | 97.18 | FALSE | 0 | 0 |
2025-12-19 | 12.5 | 0.51 | PUT | 0 | 1 | 57.88 | FALSE | 0 | 0 |
2025-12-19 | 15 | 1.25 | PUT | 0 | 12 | 35.42 | FALSE | 0 | 0 |
2025-12-19 | 17.5 | 1.06 | PUT | 0 | 293 | 31.75 | FALSE | 0 | 0 |
2025-12-19 | 20 | 2.3 | PUT | 0 | 104 | 30.37 | TRUE | 0 | 0 |
2025-12-19 | 22.5 | 4 | PUT | 0 | 95 | 32.93 | TRUE | 0 | 0 |
2025-12-19 | 25 | 6 | PUT | 0 | 14 | 21.14 | TRUE | 0 | 0 |
2025-12-19 | 30 | 8.53 | PUT | 0 | 3 | 38.54 | TRUE | 0 | 0 |
2025-12-19 | 35 | 0 | PUT | 0 | 0 | 46.5 | TRUE | 0 | 0 |
2025-12-19 | 40 | 0 | PUT | 0 | 0 | 54.7 | TRUE | 0 | 0 |
Latest CSWC Trades:
Date | Shares | Price |
---|---|---|
Jun 13, 2022 7:58 PM EST | 100 | $19.83 |
Jun 13, 2022 7:58 PM EST | 86 | $19.83 |
Jun 13, 2022 7:59 PM EST | 33 | $19.82 |
Jun 13, 2022 7:59 PM EST | 100 | $19.82 |
Jun 13, 2022 7:59 PM EST | 24 | $19.83 |
Capital Southwest Corporation (CSWC) SEC Filings:
An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.
Date | Form Type | Form Name | Link |
---|---|---|---|
2020-06-22 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/17313/000001731320000065/0000017313-20-000065-index.htm |
2018-07-16 | 4/A | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/17313/000001731318000027/0000017313-18-000027-index.htm |
2018-08-02 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/17313/000001731318000029/0000017313-18-000029-index.htm |
2018-08-06 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/17313/000001731318000031/0000017313-18-000031-index.htm |
2018-08-06 | 3 | Initial statement of beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/17313/000001731318000033/0000017313-18-000033-index.htm |
2018-08-07 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/17313/000001731318000035/0000017313-18-000035-index.htm |
2018-08-07 | 497AD | Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)] | https://www.sec.gov/Archives/edgar/data/17313/000001731318000037/0000017313-18-000037-index.htm |
2018-08-17 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/17313/000001731318000039/0000017313-18-000039-index.htm |
2018-08-22 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/17313/000001731318000041/0000017313-18-000041-index.htm |
2018-08-30 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/17313/000001731318000044/0000017313-18-000044-index.htm |
2018-08-30 | S-8 | Securities to be offered to employees in employee benefit plans | https://www.sec.gov/Archives/edgar/data/17313/000001731318000046/0000017313-18-000046-index.htm |
2018-09-07 | CORRESP | Correspondence | https://www.sec.gov/Archives/edgar/data/17313/000001731318000049/0000017313-18-000049-index.htm |
2018-10-04 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/17313/000001731318000052/0000017313-18-000052-index.htm |
2018-11-06 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/17313/000001731318000055/0000017313-18-000055-index.htm |
2018-11-07 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/17313/000001731318000057/0000017313-18-000057-index.htm |
2018-11-07 | 497AD | Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)] | https://www.sec.gov/Archives/edgar/data/17313/000001731318000059/0000017313-18-000059-index.htm |
2018-11-14 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/17313/000001731318000061/0000017313-18-000061-index.htm |
2018-11-16 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/17313/000001731318000064/0000017313-18-000064-index.htm |
2018-11-16 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/17313/000001731318000065/0000017313-18-000065-index.htm |
2018-11-27 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/17313/000001731318000067/0000017313-18-000067-index.htm |
2018-12-07 | 40-17G | Fidelity Bond [Rule 17G-1(g)] | https://www.sec.gov/Archives/edgar/data/17313/000001731318000070/0000017313-18-000070-index.htm |
2018-12-13 | 10-K/A | Annual report [Section 13 and 15(d), not S-K Item 405] | https://www.sec.gov/Archives/edgar/data/17313/000001731318000072/0000017313-18-000072-index.htm |
2018-12-21 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/17313/000001731318000074/0000017313-18-000074-index.htm |
2018-12-27 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/17313/000001731318000076/0000017313-18-000076-index.htm |
2019-01-31 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/17313/000001731319000002/0000017313-19-000002-index.htm |
2019-02-04 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/17313/000001731319000005/0000017313-19-000005-index.htm |
2019-02-05 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/17313/000001731319000008/0000017313-19-000008-index.htm |
2019-02-05 | 497AD | Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)] | https://www.sec.gov/Archives/edgar/data/17313/000001731319000010/0000017313-19-000010-index.htm |
2019-02-28 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/17313/000001731319000012/0000017313-19-000012-index.htm |
2019-04-02 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/17313/000001731319000014/0000017313-19-000014-index.htm |
2019-04-25 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/17313/000001731319000016/0000017313-19-000016-index.htm |
2019-05-23 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/17313/000001731319000018/0000017313-19-000018-index.htm |
2019-06-03 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/17313/000001731319000020/0000017313-19-000020-index.htm |
2019-06-04 | 10-K | Annual report [Section 13 and 15(d), not S-K Item 405] | https://www.sec.gov/Archives/edgar/data/17313/000001731319000024/0000017313-19-000024-index.htm |
2019-06-04 | 497AD | Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)] | https://www.sec.gov/Archives/edgar/data/17313/000001731319000027/0000017313-19-000027-index.htm |
2019-06-04 | PRE 14A | Other preliminary proxy statements | https://www.sec.gov/Archives/edgar/data/17313/000001731319000029/0000017313-19-000029-index.htm |
2019-06-05 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/17313/000001731319000032/0000017313-19-000032-index.htm |
2019-06-05 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/17313/000001731319000033/0000017313-19-000033-index.htm |
2019-06-14 | DEF 14A | Other definitive proxy statements | https://www.sec.gov/Archives/edgar/data/17313/000001731319000038/0000017313-19-000038-index.htm |
2019-06-14 | CORRESP | Correspondence | https://www.sec.gov/Archives/edgar/data/17313/000001731319000040/0000017313-19-000040-index.htm |
2019-07-01 | N-2 | Registration statement for closed-end investment companies | https://www.sec.gov/Archives/edgar/data/17313/000001731319000044/0000017313-19-000044-index.htm |
2019-07-15 | DEL AM | Delaying amendment | https://www.sec.gov/Archives/edgar/data/17313/000001731319000046/0000017313-19-000046-index.htm |
2019-08-01 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/17313/000001731319000048/0000017313-19-000048-index.htm |
2019-08-05 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/17313/000001731319000051/0000017313-19-000051-index.htm |
2019-08-06 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/17313/000001731319000053/0000017313-19-000053-index.htm |
2019-08-06 | 497AD | Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)] | https://www.sec.gov/Archives/edgar/data/17313/000001731319000055/0000017313-19-000055-index.htm |
2019-08-14 | N-2/A | Registration statement for closed-end investment companies | https://www.sec.gov/Archives/edgar/data/17313/000001731319000059/0000017313-19-000059-index.htm |
2019-08-14 | CORRESP | Correspondence | https://www.sec.gov/Archives/edgar/data/17313/000001731319000061/0000017313-19-000061-index.htm |
2019-08-14 | CORRESP | Correspondence | https://www.sec.gov/Archives/edgar/data/17313/000001731319000063/0000017313-19-000063-index.htm |
2019-08-20 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/17313/000001731319000067/0000017313-19-000067-index.htm |
2019-08-20 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/17313/000001731319000069/0000017313-19-000069-index.htm |
2019-08-30 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/17313/000001731319000071/0000017313-19-000071-index.htm |
2019-09-03 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/17313/000001731319000073/0000017313-19-000073-index.htm |
2019-09-24 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/17313/000001731319000076/0000017313-19-000076-index.htm |
2019-09-24 | 497AD | Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)] | https://www.sec.gov/Archives/edgar/data/17313/000001731319000078/0000017313-19-000078-index.htm |
2019-09-24 | 497AD | Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)] | https://www.sec.gov/Archives/edgar/data/17313/000001731319000080/0000017313-19-000080-index.htm |
2019-09-25 | 497AD | Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)] | https://www.sec.gov/Archives/edgar/data/17313/000001731319000082/0000017313-19-000082-index.htm |
2019-09-25 | 497AD | Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)] | https://www.sec.gov/Archives/edgar/data/17313/000001731319000086/0000017313-19-000086-index.htm |
2019-09-25 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/17313/000001731319000088/0000017313-19-000088-index.htm |
2019-09-27 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/17313/000001731319000090/0000017313-19-000090-index.htm |
2019-10-07 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/17313/000001731319000092/0000017313-19-000092-index.htm |
2019-10-08 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/17313/000001731319000094/0000017313-19-000094-index.htm |
2019-11-04 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/17313/000001731319000096/0000017313-19-000096-index.htm |
2019-11-05 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/17313/000001731319000098/0000017313-19-000098-index.htm |
2019-11-05 | 497AD | Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)] | https://www.sec.gov/Archives/edgar/data/17313/000001731319000100/0000017313-19-000100-index.htm |
2019-11-14 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/17313/000001731319000103/0000017313-19-000103-index.htm |
2019-11-18 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/17313/000001731319000105/0000017313-19-000105-index.htm |
2019-11-18 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/17313/000001731319000107/0000017313-19-000107-index.htm |
2019-11-25 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/17313/000001731319000109/0000017313-19-000109-index.htm |
2019-12-09 | 40-17G | Fidelity Bond [Rule 17G-1(g)] | https://www.sec.gov/Archives/edgar/data/17313/000001731319000111/0000017313-19-000111-index.htm |
2019-12-20 | 10-K/A | Annual report [Section 13 and 15(d), not S-K Item 405] | https://www.sec.gov/Archives/edgar/data/17313/000001731319000113/0000017313-19-000113-index.htm |
2020-02-03 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/17313/000001731320000002/0000017313-20-000002-index.htm |
2020-02-04 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/17313/000001731320000004/0000017313-20-000004-index.htm |
2020-02-04 | 497AD | Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)] | https://www.sec.gov/Archives/edgar/data/17313/000001731320000006/0000017313-20-000006-index.htm |
2020-02-05 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/17313/000001731320000011/0000017313-20-000011-index.htm |
2020-02-05 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/17313/000001731320000012/0000017313-20-000012-index.htm |
2020-02-06 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/17313/000001731320000015/0000017313-20-000015-index.htm |
2020-02-24 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/17313/000001731320000017/0000017313-20-000017-index.htm |
2020-02-27 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/17313/000001731320000020/0000017313-20-000020-index.htm |
2020-02-27 | N-23C-2 | Notice by closed-end investment companies of intent to purchase their own securities | https://www.sec.gov/Archives/edgar/data/17313/000001731320000021/0000017313-20-000021-index.htm |
2020-02-28 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/17313/000001731320000023/0000017313-20-000023-index.htm |
2020-03-02 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/17313/000001731320000025/0000017313-20-000025-index.htm |
2020-03-17 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/17313/000001731320000027/0000017313-20-000027-index.htm |
2020-03-18 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/17313/000001731320000029/0000017313-20-000029-index.htm |
2020-03-19 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/17313/000001731320000031/0000017313-20-000031-index.htm |
2020-03-19 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/17313/000001731320000034/0000017313-20-000034-index.htm |
2020-03-20 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/17313/000001731320000036/0000017313-20-000036-index.htm |
2020-03-23 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/17313/000001731320000038/0000017313-20-000038-index.htm |
2020-03-26 | 8-K/A | Current report | https://www.sec.gov/Archives/edgar/data/17313/000001731320000042/0000017313-20-000042-index.htm |
2020-03-26 | N-23C-2/A | Notice by closed-end investment companies of intent to purchase their own securities | https://www.sec.gov/Archives/edgar/data/17313/000001731320000043/0000017313-20-000043-index.htm |
2020-04-22 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/17313/000001731320000046/0000017313-20-000046-index.htm |
2020-06-01 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/17313/000001731320000048/0000017313-20-000048-index.htm |
2020-06-02 | 10-K | Annual report [Section 13 and 15(d), not S-K Item 405] | https://www.sec.gov/Archives/edgar/data/17313/000001731320000051/0000017313-20-000051-index.htm |
2020-06-02 | 497AD | Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)] | https://www.sec.gov/Archives/edgar/data/17313/000001731320000053/0000017313-20-000053-index.htm |
2020-06-02 | DEF 14A | Other definitive proxy statements | https://www.sec.gov/Archives/edgar/data/17313/000001731320000055/0000017313-20-000055-index.htm |
2020-06-02 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/17313/000001731320000057/0000017313-20-000057-index.htm |
2020-06-02 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/17313/000001731320000059/0000017313-20-000059-index.htm |
2020-06-11 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/17313/000001731320000062/0000017313-20-000062-index.htm |
2020-06-11 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/17313/000001731320000063/0000017313-20-000063-index.htm |
2020-06-22 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/17313/000001731320000065/0000017313-20-000065-index.htm |
2020-07-29 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/17313/000001731320000068/0000017313-20-000068-index.htm |
2020-07-31 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/17313/000001731320000072/0000017313-20-000072-index.htm |
2020-08-03 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/17313/000001731320000074/0000017313-20-000074-index.htm |
2020-08-04 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/17313/000001731320000079/0000017313-20-000079-index.htm |
2020-08-04 | FWP | Filing under Securities Act Rules 163/433 of free writing prospectuses | https://www.sec.gov/Archives/edgar/data/17313/000001731320000080/0000017313-20-000080-index.htm |
2020-08-04 | 424B3 | Prospectus [Rule 424(b)(3)] | https://www.sec.gov/Archives/edgar/data/17313/000001731320000082/0000017313-20-000082-index.htm |
2020-08-12 | 424B5 | Prospectus [Rule 424(b)(5)] | https://www.sec.gov/Archives/edgar/data/17313/000001731320000084/0000017313-20-000084-index.htm |
2020-08-13 | FWP | Filing under Securities Act Rules 163/433 of free writing prospectuses | https://www.sec.gov/Archives/edgar/data/17313/000001731320000087/0000017313-20-000087-index.htm |
2020-08-13 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/17313/000001731320000092/0000017313-20-000092-index.htm |
2020-08-13 | 424B5 | Prospectus [Rule 424(b)(5)] | https://www.sec.gov/Archives/edgar/data/17313/000001731320000093/0000017313-20-000093-index.htm |
2020-08-25 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/17313/000001731320000096/0000017313-20-000096-index.htm |
2020-08-25 | N-23C-2 | Notice by closed-end investment companies of intent to purchase their own securities | https://www.sec.gov/Archives/edgar/data/17313/000001731320000097/0000017313-20-000097-index.htm |
2020-10-30 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/17313/000001731320000100/0000017313-20-000100-index.htm |
2020-11-02 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/17313/000001731320000105/0000017313-20-000105-index.htm |
2020-11-02 | FWP | Filing under Securities Act Rules 163/433 of free writing prospectuses | https://www.sec.gov/Archives/edgar/data/17313/000001731320000106/0000017313-20-000106-index.htm |
2020-11-02 | 424B3 | Prospectus [Rule 424(b)(3)] | https://www.sec.gov/Archives/edgar/data/17313/000001731320000107/0000017313-20-000107-index.htm |
2020-11-05 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/17313/000001731320000110/0000017313-20-000110-index.htm |
2020-11-05 | N-23C-2 | Notice by closed-end investment companies of intent to purchase their own securities | https://www.sec.gov/Archives/edgar/data/17313/000001731320000111/0000017313-20-000111-index.htm |
2019-02-14 | SC 13G | Statement of acquisition of beneficial ownership by individuals | https://www.sec.gov/Archives/edgar/data/17313/000091384919000142/0000913849-19-000142-index.htm |
2019-02-14 | SC 13G/A | Statement of acquisition of beneficial ownership by individuals | https://www.sec.gov/Archives/edgar/data/17313/000093675319000075/0000936753-19-000075-index.htm |
2020-02-14 | SC 13G/A | Statement of acquisition of beneficial ownership by individuals | https://www.sec.gov/Archives/edgar/data/17313/000093675320000055/0000936753-20-000055-index.htm |
2019-05-01 | SC 13D | General statement of acquisition of beneficial ownership | https://www.sec.gov/Archives/edgar/data/17313/000108514619001293/0001085146-19-001293-index.htm |
2020-02-14 | SC 13G/A | Statement of acquisition of beneficial ownership by individuals | https://www.sec.gov/Archives/edgar/data/17313/000117266120000800/0001172661-20-000800-index.htm |
2018-09-07 | POS 8C | Post-effective amendments filed by certain investment companies [Section 8(c)] | https://www.sec.gov/Archives/edgar/data/17313/000119312518269184/0001193125-18-269184-index.htm |
2018-09-14 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/17313/000119312518273694/0001193125-18-273694-index.htm |
2018-10-02 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/17313/000119312518290425/0001193125-18-290425-index.htm |
2018-10-02 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/17313/000119312518290426/0001193125-18-290426-index.htm |
2018-10-04 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/17313/000119312518292828/0001193125-18-292828-index.htm |
2019-02-14 | SC 13G | Statement of acquisition of beneficial ownership by individuals | https://www.sec.gov/Archives/edgar/data/17313/000119312519040827/0001193125-19-040827-index.htm |
2019-03-04 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/17313/000119312519061792/0001193125-19-061792-index.htm |
2019-03-04 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/17313/000119312519061796/0001193125-19-061796-index.htm |
2018-12-06 | SC 13G/A | Statement of acquisition of beneficial ownership by individuals | https://www.sec.gov/Archives/edgar/data/17313/000134140118000024/0001341401-18-000024-index.htm |
2019-02-14 | SC 13G/A | Statement of acquisition of beneficial ownership by individuals | https://www.sec.gov/Archives/edgar/data/17313/000139834419002931/0001398344-19-002931-index.htm |
2020-02-14 | SC 13G/A | Statement of acquisition of beneficial ownership by individuals | https://www.sec.gov/Archives/edgar/data/17313/000139834420003632/0001398344-20-003632-index.htm |
2019-02-13 | SC 13G/A | Statement of acquisition of beneficial ownership by individuals | https://www.sec.gov/Archives/edgar/data/17313/000142329619000004/0001423296-19-000004-index.htm |
2020-02-14 | SC 13G/A | Statement of acquisition of beneficial ownership by individuals | https://www.sec.gov/Archives/edgar/data/17313/000142329620000005/0001423296-20-000005-index.htm |
2018-09-12 | EFFECT | Notice of Effectiveness | https://www.sec.gov/Archives/edgar/data/17313/999999999518002341/9999999995-18-002341-index.htm |
2019-08-15 | EFFECT | Notice of Effectiveness | https://www.sec.gov/Archives/edgar/data/17313/999999999519001888/9999999995-19-001888-index.htm |
Capital Southwest Corporation (CSWC) Insider Transactions:
Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Capital Southwest Corporation (CSWC). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.Insider Ownership: 776%Institutional Ownership: 3209%
Transaction Date | Insider Name | Insider Title | Type | Shares Number | Shares Price | Total Transaction | Shares Held After Transaction | Link |
---|---|---|---|---|---|---|---|---|
2019-03-29 | BOWEN S DIEHL | President and CEO | Buy | 2,852.00 | 11.00 | 31,372.00 | 123,275.00 | https://www.sec.gov/Archives/edgar/data/17313/000001731319000014/0000017313-19-000014-index.htm |
2019-03-29 | BOWEN S DIEHL | President and CEO | Buy | 3,123.00 | 11.00 | 34,353.00 | 126,398.00 | https://www.sec.gov/Archives/edgar/data/17313/000001731319000014/0000017313-19-000014-index.htm |
2019-11-15 | BOWEN S DIEHL | President and CEO | Buy | 22,500.00 | 141,923.00 | https://www.sec.gov/Archives/edgar/data/17313/000001731319000107/0000017313-19-000107-index.htm | ||
2018-11-15 | Michael Scott Sarner | Chief Financial Officer | Buy | 43,400.00 | 148,386.00 | https://www.sec.gov/Archives/edgar/data/17313/000001731318000065/0000017313-18-000065-index.htm | ||
2018-11-15 | BOWEN S DIEHL | President and CEO | Buy | 51,000.00 | 154,655.00 | https://www.sec.gov/Archives/edgar/data/17313/000001731318000064/0000017313-18-000064-index.htm | ||
2020-06-10 | BOWEN S DIEHL | President and CEO | Buy | 66,631.00 | 161,577.00 | https://www.sec.gov/Archives/edgar/data/17313/000001731320000062/0000017313-20-000062-index.htm | ||
2019-11-15 | Michael Scott Sarner | Chief Financial Officer | Buy | 19,000.00 | 167,386.00 | https://www.sec.gov/Archives/edgar/data/17313/000001731319000105/0000017313-19-000105-index.htm | ||
2018-08-15 | BOWEN S DIEHL | President and CEO | Buy | 50,000.00 | 11.53 | 576,500.00 | 169,257.00 | https://www.sec.gov/Archives/edgar/data/17313/000001731318000039/0000017313-18-000039-index.htm |
2020-02-28 | Michael Scott Sarner | Chief Financial Officer | Buy | 4,150.00 | 18.15 | 75,318.35 | 171,536.00 | https://www.sec.gov/Archives/edgar/data/17313/000001731320000023/0000017313-20-000023-index.htm |
2018-11-12 | CHRISTINE BATTIST | Director | Buy | 1,000.00 | 19.53 | 19,527.10 | 1,794.00 | https://www.sec.gov/Archives/edgar/data/17313/000001731318000061/0000017313-18-000061-index.htm |
2020-03-20 | Michael Scott Sarner | Chief Financial Officer | Buy | 21,500.00 | 9.40 | 202,100.00 | 193,036.00 | https://www.sec.gov/Archives/edgar/data/17313/000001731320000036/0000017313-20-000036-index.htm |
2018-12-24 | JACK D FURST | Director | Buy | 2,900.00 | 18.16 | 52,664.00 | 20,000.00 | https://www.sec.gov/Archives/edgar/data/17313/000001731318000076/0000017313-18-000076-index.htm |
2018-12-26 | JACK D FURST | Director | Buy | 3,504.00 | 18.78 | 65,805.12 | 23,504.00 | https://www.sec.gov/Archives/edgar/data/17313/000001731318000076/0000017313-18-000076-index.htm |
2019-08-30 | David R Brooks | Director | Buy | 2,500.00 | 21.37 | 53,422.50 | 24,500.00 | https://www.sec.gov/Archives/edgar/data/17313/000001731319000073/0000017313-19-000073-index.htm |
2020-06-10 | Michael Scott Sarner | Chief Financial Officer | Buy | 55,527.00 | 248,563.00 | https://www.sec.gov/Archives/edgar/data/17313/000001731320000063/0000017313-20-000063-index.htm | ||
2019-08-28 | CHRISTINE BATTIST | Director | Buy | 910.00 | 21.85 | 19,887.96 | 2,704.00 | https://www.sec.gov/Archives/edgar/data/17313/000001731319000071/0000017313-19-000071-index.htm |
2020-03-18 | David R Brooks | Director | Buy | 4,000.00 | 8.90 | 35,596.00 | 28,500.00 | https://www.sec.gov/Archives/edgar/data/17313/000001731320000029/0000017313-20-000029-index.htm |
2020-03-20 | BOWEN S DIEHL | President and CEO | Buy | 20,000.00 | 9.46 | 189,200.00 | 308,353.00 | https://www.sec.gov/Archives/edgar/data/17313/000001731320000038/0000017313-20-000038-index.htm |
2020-02-24 | CHRISTINE BATTIST | Director | Buy | 1,000.00 | 20.35 | 20,351.40 | 3,704.00 | https://www.sec.gov/Archives/edgar/data/17313/000001731320000017/0000017313-20-000017-index.htm |
2020-03-18 | JACK D FURST | Director | Buy | 39,000.00 | 8.84 | 344,619.60 | 39,000.00 | https://www.sec.gov/Archives/edgar/data/17313/000001731320000034/0000017313-20-000034-index.htm |
2020-03-18 | JACK D FURST | Director | Buy | 15,500.00 | 8.84 | 136,964.20 | 39,004.00 | https://www.sec.gov/Archives/edgar/data/17313/000001731320000034/0000017313-20-000034-index.htm |
2020-03-02 | CHRISTINE BATTIST | Director | Buy | 537.00 | 18.61 | 9,993.57 | 4,241.00 | https://www.sec.gov/Archives/edgar/data/17313/000001731320000025/0000017313-20-000025-index.htm |
2020-03-17 | CHRISTINE BATTIST | Director | Buy | 950.00 | 10.33 | 9,814.83 | 5,191.00 | https://www.sec.gov/Archives/edgar/data/17313/000001731320000027/0000017313-20-000027-index.htm |
2018-08-21 | CHRISTINE BATTIST | Director | Buy | 794.00 | 19.01 | 15,093.94 | 794.00 | https://www.sec.gov/Archives/edgar/data/17313/000001731318000041/0000017313-18-000041-index.htm |