SuRo Capital Corp

(NASDAQ:SSSS)

Latest On SuRo Capital Corp (SSSS):

Date/Time Type Description Signal Details
2021-03-29 05:54 ESTDividendA dividend of $0.25 has been announced on Mar 8, 2021. It will be paid Apr 15, 2021 with an ex-dividend date of Mar 29, 2021.Neutral
2021-03-17 08:40 ESTNewsSuRo Capital Corp. 2020 Q4 - Results - Earnings Call PresentationN/A
2021-03-16 22:06 ESTAnalyst RatingThe Analyst Target Price has increased from $16.17 to $17.33.Buy
2021-03-12 04:44 ESTFinancialsCompany financials have been released.Neutral
2021-03-11 14:28 ESTNewsSuRo Capital's (SSSS) CEO Mark Klein on Q4 2020 Results - Earnings Call TranscriptN/A
2021-03-11 00:50 ESTEarnings EstimateAn EPS average of $0.43 is estimated for the quarter ending on June 30, 2021.Sell
2021-03-10 19:19 ESTNewsSuRo Capital NII of -$0.81N/A
2021-03-10 19:18 ESTNewsSuRo Capital NAV grows 22% in Q4, helped by Palantir investmentN/A
2021-02-04 04:55 ESTDividendA dividend of $0.25 has been announced on Jan 28, 2021. It will be paid Feb 19, 2021 with an ex-dividend date of Feb 4, 2021.Neutral
2021-01-14 09:44 ESTAnalyst RatingThe Analyst Target Price has increased from $15.67 to $16.17.Buy
2021-01-11 23:05 ESTNewsSuRo Capital estimates year-end 2020 NAV up to $15.50 per shareN/A
2021-01-05 20:41 ESTNewsSuRo Capital rises 2.9% after hedge fund manager names it "Top Pick For 2021"N/A
2021-01-04 14:59 ESTNewsBest Idea For 2021: SuRo CapitalN/A
2020-12-29 04:54 ESTDividendA dividend of $0.22 has been announced on Dec 16, 2020. It will be paid Jan 15, 2021 with an ex-dividend date of Dec 29, 2020.Neutral
2020-12-27 22:41 ESTNewsSuro Capital: Venture Capital Investing For The Little GuyN/A
2020-12-17 06:18 ESTNewsSuRo Capital declares $0.22 dividendN/A
2020-11-28 05:44 ESTNewsSuRo stock rises 5.4% after clarifying Palantir stake; sees mid-December dividendN/A
2020-11-26 21:39 ESTFinancialsCompany financials have been released.Neutral
2020-11-12 05:21 ESTFinancialsCompany financials have been released.Neutral
2020-11-10 13:13 ESTAnalyst RatingThe Analyst Target Price has increased from $15.33 to $15.67.Buy
2020-11-09 19:42 ESTNewsSuRo Capital Corp. 2020 Q3 - Results - Earnings Call PresentationN/A
2020-11-09 13:30 ESTEarnings EstimateAn EPS average of $0.32 is estimated for the quarter ending on March 31, 2021.Sell
2020-11-09 04:55 ESTDividendA dividend of $0.25 has been announced on Oct 28, 2020. It will be paid Nov 30, 2020 with an ex-dividend date of Nov 9, 2020.Neutral
2020-11-08 00:58 ESTFinancialsCompany financials have been released.Neutral
2020-11-07 17:13 ESTFinancialsCompany financials have been released.Neutral
2020-11-07 16:54 ESTNewsSuRo Capital reports Q3 resultsN/A
2020-11-07 16:53 ESTNewsSuRo Capital's (SSSS) CEO Mark Klein on Q3 2020 Results - Earnings Call TranscriptN/A
2020-10-05 16:51 ESTNewsSuRo Capital estimates NAV of $12.30-$12.60N/A
2020-10-02 05:53 ESTDividendA dividend of $0.25 has been announced on Sep 28, 2020. It will be paid Oct 20, 2020 with an ex-dividend date of Oct 2, 2020.Neutral
2020-10-02 00:13 ESTNewsWhy SuRo Capital Corp. fell 18% after Palantir's IPON/A
2020-09-29 09:57 ESTNewsSuRo Capital: Load Up, A Retail Way To Play PalantirN/A
2020-09-29 09:57 ESTNewsSuRo Capital declares $0.25 dividendN/A
2020-09-26 14:07 ESTFinancialsCompany financials have been released.Neutral
2020-09-17 06:19 ESTFinancialsCompany financials have been released.Neutral
2020-08-27 00:56 ESTNewsInvest In Palantir And Coursera Before They IPO: Sutter Rock CapitalN/A
2020-08-14 10:12 ESTFinancialsCompany financials have been released.Neutral
2020-08-12 05:55 ESTAnalyst RatingThe Analyst Target Price has increased from $14.42 to $15.33.Buy
2020-08-10 17:53 ESTFinancialsCompany financials have been released.Neutral
2020-08-10 05:53 ESTDividendA dividend of $0.15 has been announced on Jul 29, 2020. It will be paid Aug 25, 2020 with an ex-dividend date of Aug 10, 2020.Neutral
2020-08-09 22:50 ESTNewsSutter Rock Capital Corp. 2020 Q2 - Results - Earnings Call PresentationN/A
2020-08-08 17:49 ESTFinancialsCompany financials have been released.Neutral
2020-08-07 17:51 ESTEarnings EstimateAn EPS average of $1.52 is estimated for the 2021 year.Buy
2020-08-07 17:51 ESTEarnings EstimateAn EPS average of $0.54 is estimated for the quarter ending on September 30, 2020.Sell
2020-08-07 17:51 ESTAnalyst RatingThe Analyst Target Price has increased from $13.42 to $14.42.Buy
2020-08-06 09:35 ESTFinancialsCompany financials have been released.Neutral
2020-08-05 23:52 ESTNewsSutter Rock Capital EPS beats by $0.50, beats on total Investment IncomeN/A
2020-08-05 23:51 ESTNewsSutter Rock Capital's (SSSS) CEO Mark Klein on Q2 2020 Results - Earnings Call TranscriptN/A
2020-08-03 05:42 ESTAnalyst RatingThe Analyst Target Price has increased from $12.08 to $13.42.Buy
2020-07-30 17:56 ESTFinancialsCompany financials have been released.Neutral
2020-07-30 05:54 ESTFinancialsCompany financials have been released.Neutral

About SuRo Capital Corp (SSSS):

Sutter Rock Capital Corp. is specializing in growth capital, B round and beyond, emerging growth, and pre-IPO investments in late stage venture-backed private companies. It makes direct (primary rounds) investments in companies and also makes secondary direct investments. The fund operates as a Business development Company. The fund may also invest in select publicly-traded equity securities of companies that otherwise meet its investment criteria. It seeks to invest in the technology subsectors of social/mobile marketplaces, sustainability, cloud computing and big data, social media, mobile computing and applications, software as a service, Internet commerce, green technology and education technology. The fund invests in the form of non-controlling equity and equity-related investments, including common stock, warrants, preferred stock and similar forms of senior equity, which may or may not be convertible into a portfolio company's common equity, and convertible debt securities with a significant equity component. It will invest in companies based in United States. It generally invests in companies with a market value of over $100 million. Typically, the firm exits its position within 18 months of going public, or 12 months after any relevant lock-up has expired.

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General

  • Name SuRo Capital Corp
  • Symbol SSSS
  • Type Common Stock
  • Exchange NASDAQ
  • Currency USD
  • Country USA
  • SectorFinancial Services
  • IndustryAsset Management
  • Fiscal Year EndDecember
  • IPO Date2011-04-28
  • Gic SectorFinancials
  • Gic GroupDiversified Financials
  • Gic IndustryCapital Markets
  • Web URLhttp://www.surocap.com
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Valuation

  • Trailing PE 61.33
  • Forward PE 6.96
  • Price/Sales (Trailing 12 Mt.) 7.74
  • Price/Book (Most Recent Quarter) 1.07
  • Enterprise Value Revenue 1.23
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Financials

  • Most Recent Quarter 2020-12-31
  • Current Year EPS Estimate $1.96
  • Next Quarter EPS Estimate $0.43
  • Profit Margin 4130%
  • Operating Margin -670%
  • Return on Assets -2%
  • Return on Equity 30%
  • Revenue 1.82 million
  • Earnings Per Share $0.23
  • Revenue Per Share $0.1
  • Gross Profit 1.82 million
  • Quarterly Earnings Growth 130.5%
View More

Highlights

  • Market Capitalization 278.97 million
  • Analyst Target Price $17.33
  • Book Value Per Share $11.24
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Share Statistics

  • Shares Outstanding 20.22 million
  • % Held by Insiders 1745%
  • % Held by Institutions 20.29%
  • Shares Short 1.38 million
  • Shares Short Prior Month 1.61 million
  • Short Ratio 4.53
  • Short % of Float 8%
  • Short % of Shares Outstanding 7%
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Technicals

  • Beta 1.49
  • 52 Week High $15.6
  • 52 Week Low $3.26
  • 50 Day Moving Average 13.85
  • 200 Day Moving Average 12.09
View More

Dividends

  • Forward Annual Dividend Rate $1
  • Forward Annual Dividend Yield 7.24%
  • Payout Ratio 29%
  • Dividend Date 2021-02-19
  • ExDividend Date 2021-03-29
  • Dividend Per Share $0.2
  • Dividend Yield 3.26%
View More

SuRo Capital Corp (SSSS) Dividend Calendar:

SuRo Capital Corp pays an annual dividend of $1 per share, with a dividend yield of 3.26%.
SSSS's last dividend payment was made to shareholders on February 19, 2021.
SuRo Capital Corp pays out 29% of its earnings out as a dividend.

Ex-Dividend Date Payment Date Record Date Declared Date Amount

SuRo Capital Corp (SSSS) Earnings Estimates:

An earnings estimate is an analyst's estimate for a company's future quarterly or annual earnings per share (EPS). Future earnings estimates are arguably the most important data when attempting to value a firm.

Date Number of Analysts Average Estimate Low Estimate High Estimate
2021-06-301$0.43$0.43$0.43

SuRo Capital Corp (SSSS) Earnings History:

Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.

SSSS's next estimated earnings release date is May 8, 2021.


Quarter Date Report Date Actual Revenue Reported EPS EPS Estimate Deviation from Estimate
2020-12-312021-03-10$N/A$2.81$0.53430.19%
2020-09-302020-11-05$N/A$0.76$0.4376.74%
2020-06-302020-08-05$N/A$1.10$0.6083.33%
2020-03-312020-05-08$N/A-$1.36$0.24-666.67%
2019-12-312020-03-10$400296$0.14$0.20-30%
2019-09-302019-11-06$380226$0.25-$0.09394.12%
2019-06-302019-08-07$487952-$0.03$0.46-106.59%
2019-03-312019-05-08$227250$0.75$0.31141.94%
2018-12-312019-03-14$530076-$0.77$0.17-566.67%
2018-09-302018-11-07$246352$0.02-$0.36105.56%
2018-06-302018-08-08$0.35-$0.06683.33%
2018-03-312018-05-08$0.30$0.2236.36%
2017-12-312018-03-13-$0.12-$0.5477.78%
2017-09-302017-11-08$0.40-$0.11463.64%
2017-06-302017-08-08$0.26-$0.20230%
2017-03-312017-05-09$0.17$0.08112.5%
2016-12-312017-03-16-$1.42$0.05-2940%
2016-09-302016-11-07-$0.10$0.09-211.11%
2016-06-302016-08-04-$0.74-$0.25-196%
2016-03-312016-05-09-$1.12-$0.17-558.82%
2015-12-312016-03-10-$0.94-$0.30-213.33%
2015-09-302015-11-06$0.42-$0.21300%
2015-06-302015-08-06$0.06
2015-03-312015-05-07$0.73-$0.11763.64%
2014-12-312015-03-12-$0.38$0.10-480%
2014-09-302014-11-06$0.30$0.12150%
2014-06-302014-08-07-$0.05$0.10-150%
2014-03-312014-05-08-$0.22$0.17-229.41%
2013-12-312014-03-13$0.87$1.40-37.86%
2013-09-302013-11-11$0.31$0.06416.67%
2013-06-302013-08-09$0.18-$0.09300%
2013-03-312013-05-08-$0.38$0.02-2000%
2012-12-312013-03-12-$0.38-$0.07-442.86%
2012-09-302012-11-08-$0.36-$0.10-260%
2012-06-302012-08-08-$0.13$0.01-1400%
2012-03-312012-05-08-$0.01
2011-12-312012-03-13-$0.50
2011-09-302011-11-30-$0.34
2011-06-302011-08-31-$0.27

SuRo Capital Corp (SSSS) Company Financial Statements:

Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.

Income Statement:
Date
Research Development
Income Before Tax
Selling General Administrative
Gross Profit
Ebit
Operating Income
Income Tax Expense
Total Revenue
Cost of Revenue
Total Other Income Expense Net
Net Income From Continuing Operations
Net Income Applicable to Common Shares
Cash Flow:
Date
Investments
Change to Liabilities
Total Cash Flow from Investing Activities
Net Borrowings
Total Cash Flow from Financial Activities
Change to Operating Activities
Change in Cash
Total Cash from Operating Activities
Depreciation
Other Cash Flow from Investing Activities
Change to Inventory
Change to Account Receivables
Other Cash Flow from Financing Activities
Change to Net Income
Capital Expenditures
Balance Sheet:
Date
Total Liabailities
Total Stockholder Equity
Other Current Liabilities
Total Assets
Common Stock
Other Current Assets
Retained Earnings
Other Liabilities
Other Assets
Cash
Total Current Liabilities
Other Stockholder Equity
Property, Plant & Equipment
Total Current Assets
Long Term Investments
Net Tangible Assets
Short Term Investments
Long Term Debt
Inventory
Accounts Payable

SuRo Capital Corp (SSSS) Chart:

SuRo Capital Corp (SSSS) News:

Below you will find a list of latest news for SuRo Capital Corp (SSSS) from major news sources. You can filter the results to only show news from a specific source.

No recent news available

SuRo Capital Corp (SSSS) Options:

A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.

Expiration Date Strike Last Price Type Volume Open Interest Implied Volatility In The Money Change Change Percent
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2021-05-2150CALL 336.24TRUE00
2021-05-217.56.4CALL8 198.28TRUE6.40
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2021-05-2112.52.1CALL6 91550.98TRUE0.050.02
2021-05-21150.55CALL261 217757.36FALSE-0.01-0.02
2021-05-2117.50.13CALL15 181360.81FALSE-0.02-0.13
2021-05-21200.13CALL5 70FALSE-0.07-0.35
2021-05-2122.50CALL 0FALSE00
2021-05-21250CALL 0FALSE00
2021-05-212.50PUT 0FALSE00
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2021-05-2112.50.2PUT26 64448.91FALSE-0.07-0.26
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2021-05-2117.52.6PUT184 95950.13TRUE00
2021-05-21204.5PUT1 172.31TRUE4.50
2021-05-2122.50PUT 110.62TRUE00
2021-05-21250PUT 155.57TRUE00
2021-06-182.511.8CALL2 1402.39TRUE4.450.61
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2021-06-1812.52.22CALL1 104665.2TRUE0.170.08
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2021-06-18200.1CALL1 42059.31FALSE-0.05-0.33
2021-06-1822.50.1CALL1 210FALSE-0.03-0.23
2021-06-18250.1CALL5 1090FALSE00
2021-06-182.50PUT 0FALSE00
2021-06-1850.18PUT5 50FALSE0.180
2021-06-187.50.06PUT1 960FALSE0.010.2
2021-06-18100.1PUT156 22962.34FALSE-0.01-0.09
2021-06-1812.50.44PUT29 136246.83FALSE-0.01-0.02
2021-06-18151.55PUT20 24242.79TRUE0.450.41
2021-06-1817.52.5PUT7 30537.16TRUE-1.5-0.38
2021-06-18205PUT10 13265.86TRUE-1.4-0.22
2021-06-1822.59.9PUT6 665.61TRUE9.90
2021-06-182512.1PUT42 4276.64TRUE12.10
2021-09-172.50CALL 219.27TRUE00
2021-09-1750CALL 137.53TRUE00
2021-09-177.57.6CALL2 192.11TRUE2.10.38
2021-09-17104.54CALL3 20963.88TRUE-0.16-0.03
2021-09-1712.52.6CALL9 39657.01TRUE0.250.11
2021-09-17151.35CALL123 94154.66FALSE-0.05-0.04
2021-09-1717.50.7CALL2 46655.95FALSE00
2021-09-17200.35CALL4 11656.38FALSE-0.05-0.13
2021-09-1722.50.25CALL1 14758.25FALSE-0.1-0.29
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2021-09-172.50.05PUT3 50FALSE00
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2021-09-17152.65PUT7 15043.38TRUE0.150.06
2021-09-1717.54.6PUT1 79140.18TRUE0.20.05
2021-09-17206.2PUT22 3042.33TRUE-1.3-0.17
2021-09-1722.510.3PUT21 3137.23TRUE0.60.06
2021-09-172510.3PUT14 630TRUE-2-0.16
2021-12-172.50CALL 313.08TRUE00
2021-12-1750CALL 136.56TRUE00
2021-12-177.50CALL 82.96TRUE00
2021-12-17100CALL 70TRUE00
2021-12-1712.50CALL 56.11TRUE00
2021-12-17150CALL 57.85FALSE00
2021-12-1717.51CALL5 856.68FALSE10
2021-12-17200CALL 62.99FALSE00
2021-12-1722.50CALL 56.59FALSE00
2021-12-17250CALL 60.08FALSE00
2021-12-17300CALL 0FALSE00
2021-12-172.50PUT 0FALSE00
2021-12-1750PUT 0FALSE00
2021-12-177.50.26PUT20 5052.99FALSE0.030.13
2021-12-17100.81PUT20 5652.74FALSE0.110.16
2021-12-1712.50PUT 49.79FALSE00
2021-12-17150PUT 48.6TRUE00
2021-12-1717.50PUT 50.26TRUE00
2021-12-17200PUT 44.16TRUE00
2021-12-1722.50PUT 29.81TRUE00
2021-12-17250PUT 55.18TRUE00
2021-12-17300PUT 57.96TRUE00
2022-01-212.50CALL 229.41TRUE00
2022-01-2150CALL 119.44TRUE00
2022-01-217.56.8CALL4 2080.85TRUE0.40.06
2022-01-21104.6CALL8 20859.32TRUE-0.1-0.02
2022-01-2112.52.8CALL10 154958.2TRUE-0.05-0.02
2022-01-21151.5CALL8 204453.43FALSE-0.2-0.12
2022-01-2117.51.08CALL9 40053.76FALSE0.050.05
2022-01-21200.7CALL100 628358.82FALSE0.080.13
2022-01-2122.50.6CALL1 12055.84FALSE-0.1-0.14
2022-01-21250.46CALL11 12159.3FALSE0.010.02
2022-01-21300.25CALL35 7860.62FALSE-0.15-0.38
2022-01-212.50.19PUT10 720FALSE0.040.27
2022-01-2150.37PUT8 6368.58FALSE0.090.32
2022-01-217.50.3PUT1 5056.86FALSE-0.6-0.67
2022-01-21100.8PUT2 5551.44FALSE-0.04-0.05
2022-01-2112.52.15PUT1 87050.78FALSE-0.05-0.02
2022-01-21154.9PUT47 19748.13TRUE0.080.02
2022-01-2117.56.3PUT1 252.07TRUE-0.6-0.09
2022-01-21207.33PUT5 587752.69TRUE-1.27-0.15
2022-01-2122.59.5PUT30 3048.18TRUE9.50
2022-01-212511.9PUT30 3038.3TRUE11.90
2022-01-213016.7PUT30 3066.31TRUE16.70
2023-01-202.511.8CALL1 1197.54TRUE0.110.01
2023-01-2057.5CALL1 14120.37TRUE-1-0.12
2023-01-207.57.7CALL1 37116.28TRUE-0.3-0.04
2023-01-20104.66CALL5 47960.33TRUE0.360.08
2023-01-2012.53.2CALL3 74045.68TRUE0.350.12
2023-01-20152.5CALL5 37645.29FALSE0.30.14
2023-01-2017.51.7CALL3 42243.58FALSE-0.24-0.12
2023-01-20201.68CALL10 61753.87FALSE0.380.29
2023-01-2022.51.26CALL15 25983.59FALSE0.180.17
2023-01-20251.1CALL10 24556.89FALSE-0.2-0.15
2023-01-20300.55CALL20 8058.63FALSE-0.05-0.08
2023-01-202.50.35PUT10 720FALSE0.090.35
2023-01-2050.65PUT1 251.44FALSE-0.25-0.28
2023-01-207.50.85PUT2 2243.92FALSE-0.45-0.35
2023-01-20102.54PUT2 843.26FALSE-0.89-0.26
2023-01-2012.53PUT104 7835.36FALSE00
2023-01-20150PUT 41.54TRUE00
2023-01-2017.50PUT 33.35TRUE00
2023-01-202012.89PUT2 27.82TRUE12.890
2023-01-2022.511.8PUT1 153.05TRUE11.80
2023-01-202514.04PUT1 157.21TRUE-0.76-0.05
2023-01-203018.99PUT1 1590TRUE-1.21-0.06

Latest SSSS Trades:

Date Shares Price
Apr 22, 2021 7:54 PM EST100$14.28
Apr 22, 2021 7:54 PM EST100$14.29
Apr 22, 2021 7:55 PM EST100$14.29
Apr 22, 2021 7:55 PM EST5$14.32
Apr 22, 2021 7:58 PM EST24$14.3

SuRo Capital Corp (SSSS) SEC Filings:

An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.

Date Form Type Form Name Link
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920080706/0001104659-20-080706-index.htm
2018-02-08SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000090221918000114/0000902219-18-000114-index.htm
2019-02-12SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000090221919000161/0000902219-19-000161-index.htm
2018-02-14SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000091384918000132/0000913849-18-000132-index.htm
2018-01-10SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000108514618000058/0001085146-18-000058-index.htm
2019-01-31SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000108514619000280/0001085146-19-000280-index.htm
2020-01-03SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000108514620000001/0001085146-20-000001-index.htm
2019-10-218-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465919055203/0001104659-19-055203-index.htm
2019-10-21SC TO-ITender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1509470/000110465919055263/0001104659-19-055263-index.htm
2019-10-2540-APPApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1509470/000110465919056548/0001104659-19-056548-index.htm
2019-11-068-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465919060550/0001104659-19-060550-index.htm
2019-11-1440-17GFidelity Bond [Rule 17G-1(g)]https://www.sec.gov/Archives/edgar/data/1509470/000110465919064079/0001104659-19-064079-index.htm
2019-11-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465919064545/0001104659-19-064545-index.htm
2019-11-188-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465919065131/0001104659-19-065131-index.htm
2019-11-20SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000110465919065921/0001104659-19-065921-index.htm
2019-11-21SC TO-I/ATender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1509470/000110465919066169/0001104659-19-066169-index.htm
2019-11-22SC TO-I/ATender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1509470/000110465919066636/0001104659-19-066636-index.htm
2019-12-068-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465919070410/0001104659-19-070410-index.htm
2019-12-208-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465919074939/0001104659-19-074939-index.htm
2019-12-318-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465919077341/0001104659-19-077341-index.htm
2020-01-094Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920002700/0001104659-20-002700-index.htm
2020-02-108-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920013794/0001104659-20-013794-index.htm
2020-02-118-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920016767/0001104659-20-016767-index.htm
2020-02-14SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920021207/0001104659-20-021207-index.htm
2020-02-143Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920021208/0001104659-20-021208-index.htm
2020-02-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920021279/0001104659-20-021279-index.htm
2020-02-14SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920021712/0001104659-20-021712-index.htm
2020-02-2740-APP/AApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1509470/000110465920025581/0001104659-20-025581-index.htm
2020-02-274Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920026190/0001104659-20-026190-index.htm
2020-02-288-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920027258/0001104659-20-027258-index.htm
2020-03-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920027803/0001104659-20-027803-index.htm
2020-03-094Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920030777/0001104659-20-030777-index.htm
2020-03-108-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920031461/0001104659-20-031461-index.htm
2020-03-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920031937/0001104659-20-031937-index.htm
2020-03-128-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920032076/0001104659-20-032076-index.htm
2020-03-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920033143/0001104659-20-033143-index.htm
2020-03-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920034637/0001104659-20-034637-index.htm
2020-03-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920037806/0001104659-20-037806-index.htm
2020-03-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920038309/0001104659-20-038309-index.htm
2020-03-314Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920040874/0001104659-20-040874-index.htm
2020-04-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920044027/0001104659-20-044027-index.htm
2020-04-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920045528/0001104659-20-045528-index.htm
2020-04-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920045970/0001104659-20-045970-index.htm
2020-04-15SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920046876/0001104659-20-046876-index.htm
2020-04-17SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920048237/0001104659-20-048237-index.htm
2020-04-298-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920053441/0001104659-20-053441-index.htm
2020-04-29DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920053453/0001104659-20-053453-index.htm
2020-04-304Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920054592/0001104659-20-054592-index.htm
2020-04-304Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920054596/0001104659-20-054596-index.htm
2020-05-0140-APP/AApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1509470/000110465920055141/0001104659-20-055141-index.htm
2020-05-088-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920058447/0001104659-20-058447-index.htm
2020-05-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920060982/0001104659-20-060982-index.htm
2020-05-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920061751/0001104659-20-061751-index.htm
2020-05-1840-APP/AApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1509470/000110465920063128/0001104659-20-063128-index.htm
2020-05-184Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920063218/0001104659-20-063218-index.htm
2020-05-214Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920064808/0001104659-20-064808-index.htm
2020-05-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920067042/0001104659-20-067042-index.htm
2020-05-29DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1509470/000110465920067590/0001104659-20-067590-index.htm
2020-06-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920068765/0001104659-20-068765-index.htm
2020-06-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920069770/0001104659-20-069770-index.htm
2020-06-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920070481/0001104659-20-070481-index.htm
2020-06-12SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1509470/000110465920072706/0001104659-20-072706-index.htm
2020-06-168-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920073783/0001104659-20-073783-index.htm
2020-06-248-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920076430/0001104659-20-076430-index.htm
2020-06-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920076752/0001104659-20-076752-index.htm
2020-06-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920077417/0001104659-20-077417-index.htm
2020-06-304Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920078968/0001104659-20-078968-index.htm
2020-07-028-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920080360/0001104659-20-080360-index.htm
2020-07-02S-8 POSSecurities to be offered to employees in employee benefit plans, post-effective amendmentshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920080498/0001104659-20-080498-index.htm
2020-07-02S-8Securities to be offered to employees in employee benefit planshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920080597/0001104659-20-080597-index.htm
2020-07-02N-2Registration statement for closed-end investment companieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920080689/0001104659-20-080689-index.htm
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920080694/0001104659-20-080694-index.htm
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920080695/0001104659-20-080695-index.htm
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920080696/0001104659-20-080696-index.htm
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920080698/0001104659-20-080698-index.htm
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920080706/0001104659-20-080706-index.htm
2020-07-07DEL AMDelaying amendmenthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920081741/0001104659-20-081741-index.htm
2020-07-27N-2/ARegistration statement for closed-end investment companieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920086566/0001104659-20-086566-index.htm
2020-07-27CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1509470/000110465920086685/0001104659-20-086685-index.htm
2020-07-27CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1509470/000110465920086697/0001104659-20-086697-index.htm
2020-07-298-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920087863/0001104659-20-087863-index.htm
2020-07-30497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920087998/0001104659-20-087998-index.htm
2020-08-038-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920089216/0001104659-20-089216-index.htm
2020-08-068-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920090954/0001104659-20-090954-index.htm
2020-08-07424B3Prospectus [Rule 424(b)(3)]https://www.sec.gov/Archives/edgar/data/1509470/000110465920091596/0001104659-20-091596-index.htm
2020-08-118-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920093370/0001104659-20-093370-index.htm
2020-09-23424B3Prospectus [Rule 424(b)(3)]https://www.sec.gov/Archives/edgar/data/1509470/000110465920107558/0001104659-20-107558-index.htm
2020-09-238-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920107576/0001104659-20-107576-index.htm
2020-09-288-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920109254/0001104659-20-109254-index.htm
2020-10-058-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920112256/0001104659-20-112256-index.htm
2020-10-298-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920119095/0001104659-20-119095-index.htm
2020-11-068-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920121933/0001104659-20-121933-index.htm
2017-11-0910-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1509470/000114420417057716/0001144204-17-057716-index.htm
2017-11-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000114420417060678/0001144204-17-060678-index.htm
2017-12-15SC TO-ITender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1509470/000114420417063808/0001144204-17-063808-index.htm
2017-12-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420417063811/0001144204-17-063811-index.htm
2018-01-108-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420418001568/0001144204-18-001568-index.htm
2018-01-178-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420418002475/0001144204-18-002475-index.htm
2018-01-17SC TO-I/ATender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1509470/000114420418002483/0001144204-18-002483-index.htm
2018-02-058-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420418005597/0001144204-18-005597-index.htm
2018-03-138-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420418014390/0001144204-18-014390-index.htm
2018-03-1610-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1509470/000114420418015279/0001144204-18-015279-index.htm
2018-03-22497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1509470/000114420418016420/0001144204-18-016420-index.htm
2018-03-23497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1509470/000114420418016530/0001144204-18-016530-index.htm
2018-03-23497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1509470/000114420418016534/0001144204-18-016534-index.htm
2018-03-23497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1509470/000114420418016607/0001144204-18-016607-index.htm
2018-03-27497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1509470/000114420418016994/0001144204-18-016994-index.htm
2018-03-28POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1509470/000114420418017614/0001144204-18-017614-index.htm
2018-04-20DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1509470/000114420418021637/0001144204-18-021637-index.htm
2018-05-088-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420418026147/0001144204-18-026147-index.htm
2018-05-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000114420418028192/0001144204-18-028192-index.htm
2018-05-298-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420418031355/0001144204-18-031355-index.htm
2018-06-013Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000114420418032383/0001144204-18-032383-index.htm
2018-06-058-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420418032835/0001144204-18-032835-index.htm
2018-06-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000114420418033972/0001144204-18-033972-index.htm
2018-06-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000114420418034861/0001144204-18-034861-index.htm
2018-07-16POS 8CPost-effective amendments filed by certain investment companies [Section 8(c)]https://www.sec.gov/Archives/edgar/data/1509470/000114420418038558/0001144204-18-038558-index.htm
2018-08-088-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420418042840/0001144204-18-042840-index.htm
2018-08-16SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000114420418045045/0001144204-18-045045-index.htm
2018-08-2440-17GFidelity Bond [Rule 17G-1(g)]https://www.sec.gov/Archives/edgar/data/1509470/000114420418046260/0001144204-18-046260-index.htm
2018-09-0740-APPApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1509470/000114420418048601/0001144204-18-048601-index.htm
2018-09-07CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1509470/000114420418048677/0001144204-18-048677-index.htm
2018-09-28POS 8CPost-effective amendments filed by certain investment companies [Section 8(c)]https://www.sec.gov/Archives/edgar/data/1509470/000114420418051547/0001144204-18-051547-index.htm
2018-09-28CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1509470/000114420418051550/0001144204-18-051550-index.htm
2018-10-26POS 8CPost-effective amendments filed by certain investment companies [Section 8(c)]https://www.sec.gov/Archives/edgar/data/1509470/000114420418055591/0001144204-18-055591-index.htm
2018-10-26CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1509470/000114420418055592/0001144204-18-055592-index.htm
2018-11-01CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1509470/000114420418056879/0001144204-18-056879-index.htm
2018-11-06CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1509470/000114420418057686/0001144204-18-057686-index.htm
2018-11-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420418057997/0001144204-18-057997-index.htm
2018-12-1040-APP/AApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1509470/000114420418063659/0001144204-18-063659-index.htm
2018-12-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000114420418066191/0001144204-18-066191-index.htm
2019-02-14SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000114420419008324/0001144204-19-008324-index.htm
2019-03-148-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420419014017/0001144204-19-014017-index.htm
2019-03-18NT 10-KNotification of inability to timely file Form 10-K 405, 10-K, 10-KSB 405, 10-KSB, 10-KT, or 10-KT405https://www.sec.gov/Archives/edgar/data/1509470/000114420419014667/0001144204-19-014667-index.htm
2019-04-028-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420419017546/0001144204-19-017546-index.htm
2019-04-02APP WDWithdrawal of an Application for exemption [Section 12(g)] or from filing certain reports [Section 13(a)]https://www.sec.gov/Archives/edgar/data/1509470/000114420419017660/0001144204-19-017660-index.htm
2019-04-088-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420419018669/0001144204-19-018669-index.htm
2019-04-238-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420419020678/0001144204-19-020678-index.htm
2019-04-23DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1509470/000114420419020753/0001144204-19-020753-index.htm
2019-05-088-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420419024534/0001144204-19-024534-index.htm
2019-06-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420419030149/0001144204-19-030149-index.htm
2019-06-108-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420419030404/0001144204-19-030404-index.htm
2019-06-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000114420419030607/0001144204-19-030607-index.htm
2019-06-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000114420419031214/0001144204-19-031214-index.htm
2019-07-198-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420419035124/0001144204-19-035124-index.htm
2019-07-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000114420419035235/0001144204-19-035235-index.htm
2019-07-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000114420419035236/0001144204-19-035236-index.htm
2019-07-243Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000114420419035703/0001144204-19-035703-index.htm
2019-08-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420419037014/0001144204-19-037014-index.htm
2019-08-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420419038234/0001144204-19-038234-index.htm
2019-09-13S-8Securities to be offered to employees in employee benefit planshttps://www.sec.gov/Archives/edgar/data/1509470/000114420419044579/0001144204-19-044579-index.htm
2019-10-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420419047436/0001144204-19-047436-index.htm
2019-10-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420419048206/0001144204-19-048206-index.htm
2018-02-09SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000128813618000006/0001288136-18-000006-index.htm
2019-08-0910-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1509470/000150947019000005/0001509470-19-000005-index.htm
2020-03-1310-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1509470/000150947020000003/0001509470-20-000003-index.htm
2018-05-1010-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1509470/000162828018006471/0001628280-18-006471-index.htm
2018-08-0910-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1509470/000162828018010887/0001628280-18-010887-index.htm
2018-11-0810-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1509470/000162828018014009/0001628280-18-014009-index.htm
2019-04-1810-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1509470/000162828019004418/0001628280-19-004418-index.htm
2019-05-0910-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1509470/000162828019006402/0001628280-19-006402-index.htm
2019-11-0810-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1509470/000162828019013730/0001628280-19-013730-index.htm
2020-05-0810-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1509470/000162828020007178/0001628280-20-007178-index.htm
2020-08-0710-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1509470/000162828020012066/0001628280-20-012066-index.htm
2020-11-0610-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1509470/000162828020015903/0001628280-20-015903-index.htm
2018-11-07EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1509470/999999999518002824/9999999995-18-002824-index.htm
2020-07-27EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1509470/999999999520001926/9999999995-20-001926-index.htm
2019-06-25APP WDGhttps://www.sec.gov/Archives/edgar/data/1509470/999999999719005758/9999999997-19-005758-index.htm

SuRo Capital Corp (SSSS) Insider Transactions:

Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of SuRo Capital Corp (SSSS). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.
Insider Ownership: 1745%
Institutional Ownership: 2029%

Transaction Date Insider Name Insider Title Type Shares Number Shares Price Total Transaction Shares Held After Transaction Link
2018-12-20RONALD M. LOTTDirectorBuy100.005.67566.68100.00https://www.sec.gov/Archives/edgar/data/1509470/000114420418066191/0001144204-18-066191-index.htm
2020-07-02Marc MazurDirectorBuy5,440.0011,440.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920080695/0001104659-20-080695-index.htm
2019-06-10Mark D KleinCEO and PresidentBuy20,993.006.46135,614.78120,000.00https://www.sec.gov/Archives/edgar/data/1509470/000114420419030607/0001144204-19-030607-index.htm
2019-06-11Mark D KleinCEO and PresidentBuy9,007.006.4057,644.80129,007.00https://www.sec.gov/Archives/edgar/data/1509470/000114420419030607/0001144204-19-030607-index.htm
2019-06-17Mark D KleinCEO and PresidentBuy5,000.006.6833,400.00134,007.00https://www.sec.gov/Archives/edgar/data/1509470/000114420419031214/0001144204-19-031214-index.htm
2020-01-08Mark D KleinCEO and PresidentBuy5,085.006.6533,815.25139,092.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920002700/0001104659-20-002700-index.htm
2020-01-09Mark D KleinCEO and PresidentBuy13,423.006.7991,142.17152,515.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920002700/0001104659-20-002700-index.htm
2020-01-02Robert S. Birch10% Share HolderBuy25,000.006.60165,000.001,545,000.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920021279/0001104659-20-021279-index.htm
2020-01-03Robert S. Birch10% Share HolderBuy25,000.006.76169,000.001,570,000.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920021279/0001104659-20-021279-index.htm
2020-01-08Robert S. Birch10% Share HolderBuy25,000.006.79169,750.001,595,000.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920021279/0001104659-20-021279-index.htm
2020-05-13Mark D KleinCEO and PresidentBuy8,500.006.1151,935.00161,015.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920060982/0001104659-20-060982-index.htm
2020-01-09Robert S. Birch10% Share HolderBuy25,000.006.84171,000.001,620,000.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920021279/0001104659-20-021279-index.htm
2020-05-14Mark D KleinCEO and PresidentBuy1,940.006.0511,737.00162,955.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920061751/0001104659-20-061751-index.htm
2020-01-13Robert S. Birch10% Share HolderBuy25,000.006.90172,500.001,645,000.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920021279/0001104659-20-021279-index.htm
2020-01-14Robert S. Birch10% Share HolderBuy25,000.006.88172,000.001,670,000.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920021279/0001104659-20-021279-index.htm
2020-01-16Robert S. Birch10% Share HolderBuy20,000.006.81136,200.001,690,000.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920021279/0001104659-20-021279-index.htm
2020-01-21Robert S. Birch10% Share HolderBuy10,000.006.7767,700.001,700,000.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920021279/0001104659-20-021279-index.htm
2020-01-22Robert S. Birch10% Share HolderBuy11,176.006.7475,326.241,711,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920021279/0001104659-20-021279-index.htm
2020-01-27Robert S. Birch10% Share HolderBuy25,000.006.82170,500.001,736,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920021279/0001104659-20-021279-index.htm
2020-01-29Robert S. Birch10% Share HolderBuy25,000.006.94173,500.001,761,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920021279/0001104659-20-021279-index.htm
2020-02-25Robert S. Birch10% Share HolderBuy50,000.006.17308,500.001,811,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920026190/0001104659-20-026190-index.htm
2020-02-26Robert S. Birch10% Share HolderBuy25,000.006.27156,750.001,836,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920026190/0001104659-20-026190-index.htm
2020-02-28Robert S. Birch10% Share HolderBuy20,000.005.81116,200.001,856,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920027803/0001104659-20-027803-index.htm
2020-03-05Robert S. Birch10% Share HolderBuy40,000.006.66266,400.001,896,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920030777/0001104659-20-030777-index.htm
2020-03-06Robert S. Birch10% Share HolderBuy50,000.006.59329,500.001,946,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920030777/0001104659-20-030777-index.htm
2020-03-09Robert S. Birch10% Share HolderBuy25,000.005.66141,500.001,971,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920031937/0001104659-20-031937-index.htm
2020-03-10Robert S. Birch10% Share HolderBuy8,919.006.1955,208.611,980,095.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920031937/0001104659-20-031937-index.htm
2020-03-11Robert S. Birch10% Share HolderBuy76,081.006.12465,615.722,056,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920033143/0001104659-20-033143-index.htm
2020-03-12Robert S. Birch10% Share HolderBuy15,000.005.4982,350.002,071,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920033143/0001104659-20-033143-index.htm
2020-03-13Robert S. Birch10% Share HolderBuy50,000.005.32266,000.002,121,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920034637/0001104659-20-034637-index.htm
2020-03-16Robert S. Birch10% Share HolderBuy25,000.004.82120,500.002,146,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920034637/0001104659-20-034637-index.htm
2020-03-20Robert S. Birch10% Share HolderBuy50,000.004.37218,500.002,196,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920037806/0001104659-20-037806-index.htm
2020-03-23Robert S. Birch10% Share HolderBuy25,000.003.8897,000.002,221,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920037806/0001104659-20-037806-index.htm
2020-03-23Robert S. Birch10% Share HolderBuy10,000.003.9339,300.002,231,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920037806/0001104659-20-037806-index.htm
2020-03-24Robert S. Birch10% Share HolderBuy50,000.004.42221,000.002,281,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920038309/0001104659-20-038309-index.htm
2020-03-27Robert S. Birch10% Share HolderBuy30,000.005.54166,200.002,311,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920040874/0001104659-20-040874-index.htm
2020-04-03Robert S. Birch10% Share HolderBuy50,000.005.77288,500.002,361,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920044027/0001104659-20-044027-index.htm
2020-04-08Robert S. Birch10% Share HolderBuy50,000.006.04302,000.002,411,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920045528/0001104659-20-045528-index.htm
2020-04-09Robert S. Birch10% Share HolderBuy45,191.005.88265,723.082,456,367.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920045528/0001104659-20-045528-index.htm
2020-04-09Robert S. Birch10% Share HolderBuy4,809.006.0028,854.002,461,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920045970/0001104659-20-045970-index.htm
2020-05-15Robert S. Birch10% Share HolderBuy25,000.006.14153,500.002,486,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920063218/0001104659-20-063218-index.htm
2020-05-19Robert S. Birch10% Share HolderBuy5,000.006.2131,050.002,491,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920064808/0001104659-20-064808-index.htm
2018-05-11DAVID S POTTRUCKDirectorBuy15,000.006.85102,709.5025,000.00https://www.sec.gov/Archives/edgar/data/1509470/000114420418028192/0001144204-18-028192-index.htm
2020-05-27Robert S. Birch10% Share HolderBuy25,000.006.39159,750.002,516,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920067042/0001104659-20-067042-index.htm
2020-05-29Robert S. Birch10% Share HolderBuy30,000.006.33189,900.002,546,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920068765/0001104659-20-068765-index.htm
2020-05-29Robert S. Birch10% Share HolderBuy10,000.006.4064,000.002,556,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920068765/0001104659-20-068765-index.htm
2020-06-01Robert S. Birch10% Share HolderBuy20,000.006.44128,800.002,576,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920068765/0001104659-20-068765-index.htm
2020-06-02Robert S. Birch10% Share HolderBuy50,000.006.32316,000.002,626,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920069770/0001104659-20-069770-index.htm
2020-06-03Robert S. Birch10% Share HolderBuy35,000.006.34221,900.002,661,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920069770/0001104659-20-069770-index.htm
2020-06-04Robert S. Birch10% Share HolderBuy35,000.006.49227,150.002,696,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920070481/0001104659-20-070481-index.htm
2020-06-23Robert S. Birch10% Share HolderBuy69,000.008.52587,880.002,765,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920076752/0001104659-20-076752-index.htm
2020-06-24Robert S. Birch10% Share HolderBuy60,000.008.69521,400.002,825,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920076752/0001104659-20-076752-index.htm
2020-06-25Robert S. Birch10% Share HolderBuy16,000.008.80140,800.002,841,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920077417/0001104659-20-077417-index.htm
2020-06-26Robert S. Birch10% Share HolderBuy25,000.008.85221,250.002,866,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920078968/0001104659-20-078968-index.htm
2020-06-26Robert S. Birch10% Share HolderBuy39,051.008.91347,944.412,905,227.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920078968/0001104659-20-078968-index.htm
2020-06-29Robert S. Birch10% Share HolderBuy6,669.009.0060,021.002,911,896.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920078968/0001104659-20-078968-index.htm
2020-06-30Robert S. Birch10% Share HolderBuy3,200.009.0228,864.002,915,096.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920080706/0001104659-20-080706-index.htm
2020-06-30Robert S. Birch10% Share HolderBuy8,800.009.0479,552.002,923,896.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920080706/0001104659-20-080706-index.htm
2020-07-02Leonard PotterDirectorBuy5,440.0039,773.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920080698/0001104659-20-080698-index.htm
2020-07-02Lisa WestleyDirectorBuy5,440.005,440.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920080696/0001104659-20-080696-index.htm
2020-07-02RONALD M. LOTTDirectorBuy5,440.005,540.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920080694/0001104659-20-080694-index.htm
2017-11-21Michael T. MoeExecutive ChairmanBuy789.006.334,994.3770,143.62https://www.sec.gov/Archives/edgar/data/1509470/000114420417060678/0001144204-17-060678-index.htm
2018-06-12Michael T. MoeDirectorBuy736.006.794,993.8370,879.62https://www.sec.gov/Archives/edgar/data/1509470/000114420418033972/0001144204-18-033972-index.htm
2018-06-19Michael T. MoeDirectorBuy692.007.224,996.2471,571.62https://www.sec.gov/Archives/edgar/data/1509470/000114420418034861/0001144204-18-034861-index.htm