SuRo Capital Corp

(NASDAQ:SSSS)

Latest On SuRo Capital Corp (SSSS):

Date/Time Type Description Signal Details
2021-03-29 05:54 ESTDividendA dividend of $0.25 has been announced on Mar 8, 2021. It will be paid Apr 15, 2021 with an ex-dividend date of Mar 29, 2021.Neutral
2021-03-17 08:40 ESTNewsSuRo Capital Corp. 2020 Q4 - Results - Earnings Call PresentationN/A
2021-03-16 22:06 ESTAnalyst RatingThe Analyst Target Price has increased from $16.17 to $17.33.Buy
2021-03-12 04:44 ESTFinancialsCompany financials have been released.Neutral
2021-03-11 14:28 ESTNewsSuRo Capital's (SSSS) CEO Mark Klein on Q4 2020 Results - Earnings Call TranscriptN/A
2021-03-11 00:50 ESTEarnings EstimateAn EPS average of $0.43 is estimated for the quarter ending on June 30, 2021.Sell
2021-03-10 19:19 ESTNewsSuRo Capital NII of -$0.81N/A
2021-03-10 19:18 ESTNewsSuRo Capital NAV grows 22% in Q4, helped by Palantir investmentN/A
2021-02-04 04:55 ESTDividendA dividend of $0.25 has been announced on Jan 28, 2021. It will be paid Feb 19, 2021 with an ex-dividend date of Feb 4, 2021.Neutral
2021-01-14 09:44 ESTAnalyst RatingThe Analyst Target Price has increased from $15.67 to $16.17.Buy
2021-01-11 23:05 ESTNewsSuRo Capital estimates year-end 2020 NAV up to $15.50 per shareN/A
2021-01-05 20:41 ESTNewsSuRo Capital rises 2.9% after hedge fund manager names it "Top Pick For 2021"N/A
2021-01-04 14:59 ESTNewsBest Idea For 2021: SuRo CapitalN/A
2020-12-29 04:54 ESTDividendA dividend of $0.22 has been announced on Dec 16, 2020. It will be paid Jan 15, 2021 with an ex-dividend date of Dec 29, 2020.Neutral
2020-12-27 22:41 ESTNewsSuro Capital: Venture Capital Investing For The Little GuyN/A
2020-12-17 06:18 ESTNewsSuRo Capital declares $0.22 dividendN/A
2020-11-28 05:44 ESTNewsSuRo stock rises 5.4% after clarifying Palantir stake; sees mid-December dividendN/A
2020-11-26 21:39 ESTFinancialsCompany financials have been released.Neutral
2020-11-12 05:21 ESTFinancialsCompany financials have been released.Neutral
2020-11-10 13:13 ESTAnalyst RatingThe Analyst Target Price has increased from $15.33 to $15.67.Buy
2020-11-09 19:42 ESTNewsSuRo Capital Corp. 2020 Q3 - Results - Earnings Call PresentationN/A
2020-11-09 13:30 ESTEarnings EstimateAn EPS average of $0.32 is estimated for the quarter ending on March 31, 2021.Sell
2020-11-09 04:55 ESTDividendA dividend of $0.25 has been announced on Oct 28, 2020. It will be paid Nov 30, 2020 with an ex-dividend date of Nov 9, 2020.Neutral
2020-11-08 00:58 ESTFinancialsCompany financials have been released.Neutral
2020-11-07 17:13 ESTFinancialsCompany financials have been released.Neutral
2020-11-07 16:54 ESTNewsSuRo Capital reports Q3 resultsN/A
2020-11-07 16:53 ESTNewsSuRo Capital's (SSSS) CEO Mark Klein on Q3 2020 Results - Earnings Call TranscriptN/A
2020-10-05 16:51 ESTNewsSuRo Capital estimates NAV of $12.30-$12.60N/A
2020-10-02 05:53 ESTDividendA dividend of $0.25 has been announced on Sep 28, 2020. It will be paid Oct 20, 2020 with an ex-dividend date of Oct 2, 2020.Neutral
2020-10-02 00:13 ESTNewsWhy SuRo Capital Corp. fell 18% after Palantir's IPON/A
2020-09-29 09:57 ESTNewsSuRo Capital: Load Up, A Retail Way To Play PalantirN/A
2020-09-29 09:57 ESTNewsSuRo Capital declares $0.25 dividendN/A
2020-09-26 14:07 ESTFinancialsCompany financials have been released.Neutral
2020-09-17 06:19 ESTFinancialsCompany financials have been released.Neutral
2020-08-27 00:56 ESTNewsInvest In Palantir And Coursera Before They IPO: Sutter Rock CapitalN/A
2020-08-14 10:12 ESTFinancialsCompany financials have been released.Neutral
2020-08-12 05:55 ESTAnalyst RatingThe Analyst Target Price has increased from $14.42 to $15.33.Buy
2020-08-10 17:53 ESTFinancialsCompany financials have been released.Neutral
2020-08-10 05:53 ESTDividendA dividend of $0.15 has been announced on Jul 29, 2020. It will be paid Aug 25, 2020 with an ex-dividend date of Aug 10, 2020.Neutral
2020-08-09 22:50 ESTNewsSutter Rock Capital Corp. 2020 Q2 - Results - Earnings Call PresentationN/A
2020-08-08 17:49 ESTFinancialsCompany financials have been released.Neutral
2020-08-07 17:51 ESTEarnings EstimateAn EPS average of $1.52 is estimated for the 2021 year.Buy
2020-08-07 17:51 ESTEarnings EstimateAn EPS average of $0.54 is estimated for the quarter ending on September 30, 2020.Sell
2020-08-07 17:51 ESTAnalyst RatingThe Analyst Target Price has increased from $13.42 to $14.42.Buy
2020-08-06 09:35 ESTFinancialsCompany financials have been released.Neutral
2020-08-05 23:52 ESTNewsSutter Rock Capital EPS beats by $0.50, beats on total Investment IncomeN/A
2020-08-05 23:51 ESTNewsSutter Rock Capital's (SSSS) CEO Mark Klein on Q2 2020 Results - Earnings Call TranscriptN/A
2020-08-03 05:42 ESTAnalyst RatingThe Analyst Target Price has increased from $12.08 to $13.42.Buy
2020-07-30 17:56 ESTFinancialsCompany financials have been released.Neutral
2020-07-30 05:54 ESTFinancialsCompany financials have been released.Neutral

About SuRo Capital Corp (SSSS):

Sutter Rock Capital Corp. is specializing in growth capital, B round and beyond, emerging growth, and pre-IPO investments in late stage venture-backed private companies. It makes direct (primary rounds) investments in companies and also makes secondary direct investments. The fund operates as a Business development Company. The fund may also invest in select publicly-traded equity securities of companies that otherwise meet its investment criteria. It seeks to invest in the technology subsectors of social/mobile marketplaces, sustainability, cloud computing and big data, social media, mobile computing and applications, software as a service, Internet commerce, green technology and education technology. The fund invests in the form of non-controlling equity and equity-related investments, including common stock, warrants, preferred stock and similar forms of senior equity, which may or may not be convertible into a portfolio company's common equity, and convertible debt securities with a significant equity component. It will invest in companies based in United States. It generally invests in companies with a market value of over $100 million. Typically, the firm exits its position within 18 months of going public, or 12 months after any relevant lock-up has expired.

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General

  • Name SuRo Capital Corp
  • Symbol SSSS
  • Type Common Stock
  • Exchange NASDAQ
  • Currency USD
  • Country USA
  • SectorFinancial Services
  • IndustryAsset Management
  • Fiscal Year EndDecember
  • IPO Date2011-04-28
  • Gic SectorFinancials
  • Gic GroupDiversified Financials
  • Gic IndustryCapital Markets
  • Web URLhttp://www.surocap.com
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Valuation

  • Trailing PE 61.33
  • Forward PE 6.96
  • Price/Sales (Trailing 12 Mt.) 7.74
  • Price/Book (Most Recent Quarter) 1.07
  • Enterprise Value Revenue 1.23
View More

Financials

  • Most Recent Quarter 2020-12-31
  • Current Year EPS Estimate $1.96
  • Next Quarter EPS Estimate $0.43
  • Profit Margin 4130%
  • Operating Margin -670%
  • Return on Assets -2%
  • Return on Equity 30%
  • Revenue 1.82 million
  • Earnings Per Share $0.23
  • Revenue Per Share $0.1
  • Gross Profit 1.82 million
  • Quarterly Earnings Growth 130.5%
View More

Highlights

  • Market Capitalization 278.97 million
  • Analyst Target Price $17.33
  • Book Value Per Share $11.24
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Share Statistics

  • Shares Outstanding 20.22 million
  • % Held by Insiders 1745%
  • % Held by Institutions 20.29%
  • Shares Short 1.38 million
  • Shares Short Prior Month 1.61 million
  • Short Ratio 4.53
  • Short % of Float 8%
  • Short % of Shares Outstanding 7%
View More

Technicals

  • Beta 1.49
  • 52 Week High $15.6
  • 52 Week Low $3.26
  • 50 Day Moving Average 13.85
  • 200 Day Moving Average 12.09
View More

Dividends

  • Forward Annual Dividend Rate $1
  • Forward Annual Dividend Yield 7.24%
  • Payout Ratio 29%
  • Dividend Date 2021-02-19
  • ExDividend Date 2021-03-29
  • Dividend Per Share $0.2
  • Dividend Yield 3.19%
View More

SuRo Capital Corp (SSSS) Dividend Calendar:

SuRo Capital Corp pays an annual dividend of $1 per share, with a dividend yield of 3.19%.
SSSS's last dividend payment was made to shareholders on February 19, 2021.
SuRo Capital Corp pays out 29% of its earnings out as a dividend.

Ex-Dividend Date Payment Date Record Date Declared Date Amount
2021-03-292021-04-152021-03-302021-03-08$0.25
2021-02-042021-02-192021-02-052021-01-28$0.25
2020-12-292021-01-152020-12-302020-12-16$0.22
2020-11-092020-11-302020-11-102020-10-28$0.25
2020-10-022020-10-202020-10-052020-09-28$0.25
2020-08-102020-08-252020-08-112020-07-29$0.15
2019-12-302020-01-152019-12-312019-12-20$0.12
2019-11-292019-12-122019-12-022019-11-05$0.2
2016-08-122016-08-242016-08-162016-08-03$0.04
2016-01-042015-12-312015-11-162015-11-04$2.76

SuRo Capital Corp (SSSS) Earnings Estimates:

An earnings estimate is an analyst's estimate for a company's future quarterly or annual earnings per share (EPS). Future earnings estimates are arguably the most important data when attempting to value a firm.

Date Number of Analysts Average Estimate Low Estimate High Estimate
2021-06-301$0.43$0.43$0.43

SuRo Capital Corp (SSSS) Earnings History:

Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.

SSSS's next estimated earnings release date is May 8, 2021.


Quarter Date Report Date Actual Revenue Reported EPS EPS Estimate Deviation from Estimate
2020-12-312021-03-10$N/A$2.81$0.53430.19%
2020-09-302020-11-05$N/A$0.76$0.4376.74%
2020-06-302020-08-05$N/A$1.10$0.6083.33%
2020-03-312020-05-08$N/A-$1.36$0.24-666.67%
2019-12-312020-03-10$400296$0.14$0.20-30%
2019-09-302019-11-06$380226$0.25-$0.09394.12%
2019-06-302019-08-07$487952-$0.03$0.46-106.59%
2019-03-312019-05-08$227250$0.75$0.31141.94%
2018-12-312019-03-14$530076-$0.77$0.17-566.67%
2018-09-302018-11-07$246352$0.02-$0.36105.56%
2018-06-302018-08-08$0.35-$0.06683.33%
2018-03-312018-05-08$0.30$0.2236.36%
2017-12-312018-03-13-$0.12-$0.5477.78%
2017-09-302017-11-08$0.40-$0.11463.64%
2017-06-302017-08-08$0.26-$0.20230%
2017-03-312017-05-09$0.17$0.08112.5%
2016-12-312017-03-16-$1.42$0.05-2940%
2016-09-302016-11-07-$0.10$0.09-211.11%
2016-06-302016-08-04-$0.74-$0.25-196%
2016-03-312016-05-09-$1.12-$0.17-558.82%
2015-12-312016-03-10-$0.94-$0.30-213.33%
2015-09-302015-11-06$0.42-$0.21300%
2015-06-302015-08-06$0.06
2015-03-312015-05-07$0.73-$0.11763.64%
2014-12-312015-03-12-$0.38$0.10-480%
2014-09-302014-11-06$0.30$0.12150%
2014-06-302014-08-07-$0.05$0.10-150%
2014-03-312014-05-08-$0.22$0.17-229.41%
2013-12-312014-03-13$0.87$1.40-37.86%
2013-09-302013-11-11$0.31$0.06416.67%
2013-06-302013-08-09$0.18-$0.09300%
2013-03-312013-05-08-$0.38$0.02-2000%
2012-12-312013-03-12-$0.38-$0.07-442.86%
2012-09-302012-11-08-$0.36-$0.10-260%
2012-06-302012-08-08-$0.13$0.01-1400%
2012-03-312012-05-08-$0.01
2011-12-312012-03-13-$0.50
2011-09-302011-11-30-$0.34
2011-06-302011-08-31-$0.27

SuRo Capital Corp (SSSS) Company Financial Statements:

Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.

Income Statement:
Date
Research Development
Income Before Tax
Selling General Administrative
Gross Profit
Ebit
Operating Income
Income Tax Expense
Total Revenue
Cost of Revenue
Total Other Income Expense Net
Net Income From Continuing Operations
Net Income Applicable to Common Shares
Cash Flow:
Date
Investments
Change to Liabilities
Total Cash Flow from Investing Activities
Net Borrowings
Total Cash Flow from Financial Activities
Change to Operating Activities
Change in Cash
Total Cash from Operating Activities
Depreciation
Other Cash Flow from Investing Activities
Change to Inventory
Change to Account Receivables
Other Cash Flow from Financing Activities
Change to Net Income
Capital Expenditures
Balance Sheet:
Date
Total Liabailities
Total Stockholder Equity
Other Current Liabilities
Total Assets
Common Stock
Other Current Assets
Retained Earnings
Other Liabilities
Other Assets
Cash
Total Current Liabilities
Other Stockholder Equity
Property, Plant & Equipment
Total Current Assets
Long Term Investments
Net Tangible Assets
Short Term Investments
Long Term Debt
Inventory
Accounts Payable

SuRo Capital Corp (SSSS) Chart:

SuRo Capital Corp (SSSS) News:

Below you will find a list of latest news for SuRo Capital Corp (SSSS) from major news sources. You can filter the results to only show news from a specific source.

No recent news available

SuRo Capital Corp (SSSS) Options:

A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.

Expiration Date Strike Last Price Type Volume Open Interest Implied Volatility In The Money Change Change Percent
2021-04-162.50CALL 1343.07TRUE00
2021-04-1650CALL 823.7TRUE00
2021-04-167.57.4CALL1 1565.05TRUE1.80.32
2021-04-16104.7CALL12 134252.05TRUE-0.49-0.09
2021-04-1612.53.2CALL11 2461148.11TRUE0.50.19
2021-04-16150.75CALL819 772356.26TRUE0.20.36
2021-04-1617.50.05CALL36 82762.65FALSE00
2021-04-16200.15CALL1 10FALSE0.150
2021-04-1622.50CALL 0FALSE00
2021-04-16250.05CALL5 60FALSE-0.1-0.67
2021-04-162.50PUT 0FALSE00
2021-04-1650PUT 0FALSE00
2021-04-167.50PUT 0FALSE00
2021-04-16100.01PUT6 930FALSE-0.04-0.8
2021-04-1612.50.05PUT31 493099.28FALSE00
2021-04-16150.2PUT181 76346.32FALSE-0.17-0.46
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2021-04-16200PUT 144.92TRUE00
2021-04-1622.58.3PUT2 2155.78TRUE8.30
2021-04-16250PUT 253.06TRUE00
2021-05-212.50CALL 498.28TRUE00
2021-05-2150CALL 310.01TRUE00
2021-05-217.56.4CALL8 212.61TRUE6.40
2021-05-21105.1CALL10 94118.84TRUE0.30.06
2021-05-2112.53.5CALL1 32271.66TRUE0.950.37
2021-05-21151.35CALL47 151859.25TRUE0.280.26
2021-05-2117.50.35CALL80 133151.7FALSE00
2021-05-21200.13CALL5 571.42FALSE-0.07-0.35
2021-05-2122.50CALL 0FALSE00
2021-05-21250CALL 0FALSE00
2021-05-212.50PUT 0FALSE00
2021-05-2150PUT 0FALSE00
2021-05-217.50PUT 0FALSE00
2021-05-21100.09PUT3 17780.36FALSE-0.08-0.47
2021-05-2112.50.17PUT36 42852.66FALSE-0.08-0.32
2021-05-21150.85PUT63 50846.43FALSE-0.25-0.23
2021-05-2117.52.45PUT10 108038.51TRUE-0.5-0.17
2021-05-21204.5PUT1 55.13TRUE4.50
2021-05-2122.50PUT 42.78TRUE00
2021-05-21250PUT 99.52TRUE00
2021-06-182.511.8CALL2 1281.88TRUE4.450.61
2021-06-1858.98CALL11 13246.12TRUE0.110.01
2021-06-187.57.18CALL1 11122.81TRUE0.680.1
2021-06-18105CALL30 34789.11TRUE0.270.06
2021-06-1812.53.3CALL28 96766.99TRUE0.360.12
2021-06-18151.65CALL17 108360.86TRUE0.350.27
2021-06-1817.50.68CALL45 90356.99FALSE0.090.15
2021-06-18200.32CALL21 39259.92FALSE0.070.28
2021-06-1822.50.1CALL1 2161.94FALSE-0.03-0.23
2021-06-18250.1CALL5 10970.7FALSE00
2021-06-182.50PUT 0FALSE00
2021-06-1850.18PUT5 50FALSE0.180
2021-06-187.50.06PUT1 960FALSE0.010.2
2021-06-18100.25PUT1 12765.57FALSE-0.15-0.38
2021-06-1812.50.38PUT18 52052.35FALSE-0.12-0.24
2021-06-18151.1PUT4 21641.94FALSE-1.05-0.49
2021-06-1817.52.5PUT7 30638.73TRUE-1.5-0.38
2021-06-18206.4PUT132 13243.62TRUE6.40
2021-06-1822.59.9PUT6 60TRUE9.90
2021-06-182512.1PUT42 420TRUE12.10
2021-09-172.50CALL 220.95TRUE00
2021-09-1750CALL 141.44TRUE00
2021-09-177.57.6CALL2 197.69TRUE2.10.38
2021-09-17104.7CALL3 20971.32TRUE-0.34-0.07
2021-09-1712.53.48CALL52 34059.96TRUE0.380.12
2021-09-17151.9CALL7 79553.18TRUE0.150.09
2021-09-1717.51.21CALL1 26157.18FALSE0.360.42
2021-09-17200.65CALL1 9555.37FALSE0.060.1
2021-09-1722.50.61CALL11 14555.75FALSE-0.11-0.15
2021-09-17250.2CALL50 5860.59FALSE-0.05-0.2
2021-09-172.50.05PUT3 50FALSE00
2021-09-1750.05PUT1 190FALSE00
2021-09-177.50.3PUT12 320FALSE-0.15-0.33
2021-09-17100.35PUT2 74053.95FALSE-0.15-0.3
2021-09-1712.50.89PUT75 12746.63FALSE-0.96-0.52
2021-09-17152.05PUT31 11743.86FALSE-0.38-0.16
2021-09-1717.55.6PUT200 81241.23TRUE00
2021-09-17207.5PUT6 831.83TRUE-0.1-0.01
2021-09-1722.510.3PUT21 3143.96TRUE0.60.06
2021-09-172510.3PUT14 490TRUE-2-0.16
2022-01-212.50CALL 269.79TRUE00
2022-01-2150CALL 164.9TRUE00
2022-01-217.56.4CALL4 28114.56TRUE0.40.07
2022-01-21105.5CALL3 21468.41TRUE0.40.08
2022-01-2112.53.5CALL4 160252.92TRUE0.20.06
2022-01-21152.3CALL53 176354.16TRUE0.250.12
2022-01-2117.51.57CALL3 30055.51FALSE0.220.16
2022-01-21201.1CALL42 614656.66FALSE0.170.18
2022-01-2122.50.73CALL40 7556.12FALSE0.130.22
2022-01-21250.45CALL13 13156.93FALSE0.150.5
2022-01-21300.25CALL35 7862.08FALSE-0.15-0.38
2022-01-212.50.19PUT10 720FALSE0.040.27
2022-01-2150.37PUT8 6371.27FALSE0.090.32
2022-01-217.50.3PUT1 5156.84FALSE-0.6-0.67
2022-01-21101.1PUT3 5152.83FALSE-0.35-0.24
2022-01-2112.51.85PUT10 86550.65FALSE-0.46-0.2
2022-01-21154.9PUT47 19745.72FALSE0.080.02
2022-01-2117.56.3PUT1 244.89TRUE-0.6-0.09
2022-01-21208.6PUT3 587748.61TRUE-0.3-0.03
2022-01-2122.50PUT 45.33TRUE00
2022-01-21250PUT 44.63TRUE00
2022-01-21300PUT 0TRUE00
2023-01-202.511.8CALL1 10TRUE0.110.01
2023-01-2057.5CALL1 14225.17TRUE-1-0.12
2023-01-207.57.5CALL1 39113.55TRUE1.50.25
2023-01-20105.5CALL3 478106.46TRUE-0.05-0.01
2023-01-2012.53.8CALL1 64052.66TRUE0.280.08
2023-01-20152.94CALL3 36756.11TRUE0.310.12
2023-01-2017.52.5CALL11 40860.26FALSE0.680.37
2023-01-20201.9CALL2 60558.94FALSE0.60.46
2023-01-2022.51.26CALL15 25976.55FALSE0.180.17
2023-01-20251CALL1 14454.83FALSE0.080.09
2023-01-20300.75CALL1 255.06FALSE0.340.83
2023-01-202.50.35PUT10 720FALSE0.090.35
2023-01-2050.65PUT1 257.09FALSE-0.25-0.28
2023-01-207.51.3PUT20 2066.8FALSE1.30
2023-01-20102.54PUT2 868.68FALSE-0.89-0.26
2023-01-2012.53PUT25 537.34FALSE-1.31-0.3
2023-01-20150PUT 30.14FALSE00
2023-01-2017.50PUT 51.53TRUE00
2023-01-202012.89PUT2 52.49TRUE12.890
2023-01-2022.511.8PUT1 151.77TRUE11.80
2023-01-202514.04PUT1 162.13TRUE-0.76-0.05
2023-01-203018.99PUT1 15947.2TRUE-1.21-0.06

Latest SSSS Trades:

Date Shares Price
Apr 9, 2021 7:58 PM EST100$15.565
Apr 9, 2021 7:58 PM EST100$15.565
Apr 9, 2021 7:59 PM EST5$15.57
Apr 9, 2021 7:59 PM EST100$15.56
Apr 9, 2021 7:59 PM EST100$15.555

SuRo Capital Corp (SSSS) SEC Filings:

An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.

Date Form Type Form Name Link
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920080706/0001104659-20-080706-index.htm
2018-02-08SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000090221918000114/0000902219-18-000114-index.htm
2019-02-12SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000090221919000161/0000902219-19-000161-index.htm
2018-02-14SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000091384918000132/0000913849-18-000132-index.htm
2018-01-10SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000108514618000058/0001085146-18-000058-index.htm
2019-01-31SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000108514619000280/0001085146-19-000280-index.htm
2020-01-03SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000108514620000001/0001085146-20-000001-index.htm
2019-10-218-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465919055203/0001104659-19-055203-index.htm
2019-10-21SC TO-ITender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1509470/000110465919055263/0001104659-19-055263-index.htm
2019-10-2540-APPApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1509470/000110465919056548/0001104659-19-056548-index.htm
2019-11-068-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465919060550/0001104659-19-060550-index.htm
2019-11-1440-17GFidelity Bond [Rule 17G-1(g)]https://www.sec.gov/Archives/edgar/data/1509470/000110465919064079/0001104659-19-064079-index.htm
2019-11-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465919064545/0001104659-19-064545-index.htm
2019-11-188-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465919065131/0001104659-19-065131-index.htm
2019-11-20SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000110465919065921/0001104659-19-065921-index.htm
2019-11-21SC TO-I/ATender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1509470/000110465919066169/0001104659-19-066169-index.htm
2019-11-22SC TO-I/ATender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1509470/000110465919066636/0001104659-19-066636-index.htm
2019-12-068-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465919070410/0001104659-19-070410-index.htm
2019-12-208-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465919074939/0001104659-19-074939-index.htm
2019-12-318-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465919077341/0001104659-19-077341-index.htm
2020-01-094Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920002700/0001104659-20-002700-index.htm
2020-02-108-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920013794/0001104659-20-013794-index.htm
2020-02-118-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920016767/0001104659-20-016767-index.htm
2020-02-14SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920021207/0001104659-20-021207-index.htm
2020-02-143Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920021208/0001104659-20-021208-index.htm
2020-02-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920021279/0001104659-20-021279-index.htm
2020-02-14SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920021712/0001104659-20-021712-index.htm
2020-02-2740-APP/AApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1509470/000110465920025581/0001104659-20-025581-index.htm
2020-02-274Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920026190/0001104659-20-026190-index.htm
2020-02-288-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920027258/0001104659-20-027258-index.htm
2020-03-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920027803/0001104659-20-027803-index.htm
2020-03-094Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920030777/0001104659-20-030777-index.htm
2020-03-108-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920031461/0001104659-20-031461-index.htm
2020-03-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920031937/0001104659-20-031937-index.htm
2020-03-128-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920032076/0001104659-20-032076-index.htm
2020-03-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920033143/0001104659-20-033143-index.htm
2020-03-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920034637/0001104659-20-034637-index.htm
2020-03-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920037806/0001104659-20-037806-index.htm
2020-03-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920038309/0001104659-20-038309-index.htm
2020-03-314Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920040874/0001104659-20-040874-index.htm
2020-04-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920044027/0001104659-20-044027-index.htm
2020-04-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920045528/0001104659-20-045528-index.htm
2020-04-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920045970/0001104659-20-045970-index.htm
2020-04-15SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920046876/0001104659-20-046876-index.htm
2020-04-17SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920048237/0001104659-20-048237-index.htm
2020-04-298-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920053441/0001104659-20-053441-index.htm
2020-04-29DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920053453/0001104659-20-053453-index.htm
2020-04-304Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920054592/0001104659-20-054592-index.htm
2020-04-304Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920054596/0001104659-20-054596-index.htm
2020-05-0140-APP/AApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1509470/000110465920055141/0001104659-20-055141-index.htm
2020-05-088-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920058447/0001104659-20-058447-index.htm
2020-05-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920060982/0001104659-20-060982-index.htm
2020-05-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920061751/0001104659-20-061751-index.htm
2020-05-1840-APP/AApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1509470/000110465920063128/0001104659-20-063128-index.htm
2020-05-184Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920063218/0001104659-20-063218-index.htm
2020-05-214Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920064808/0001104659-20-064808-index.htm
2020-05-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920067042/0001104659-20-067042-index.htm
2020-05-29DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1509470/000110465920067590/0001104659-20-067590-index.htm
2020-06-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920068765/0001104659-20-068765-index.htm
2020-06-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920069770/0001104659-20-069770-index.htm
2020-06-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920070481/0001104659-20-070481-index.htm
2020-06-12SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1509470/000110465920072706/0001104659-20-072706-index.htm
2020-06-168-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920073783/0001104659-20-073783-index.htm
2020-06-248-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920076430/0001104659-20-076430-index.htm
2020-06-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920076752/0001104659-20-076752-index.htm
2020-06-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920077417/0001104659-20-077417-index.htm
2020-06-304Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920078968/0001104659-20-078968-index.htm
2020-07-028-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920080360/0001104659-20-080360-index.htm
2020-07-02S-8 POSSecurities to be offered to employees in employee benefit plans, post-effective amendmentshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920080498/0001104659-20-080498-index.htm
2020-07-02S-8Securities to be offered to employees in employee benefit planshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920080597/0001104659-20-080597-index.htm
2020-07-02N-2Registration statement for closed-end investment companieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920080689/0001104659-20-080689-index.htm
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920080694/0001104659-20-080694-index.htm
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920080695/0001104659-20-080695-index.htm
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920080696/0001104659-20-080696-index.htm
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920080698/0001104659-20-080698-index.htm
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920080706/0001104659-20-080706-index.htm
2020-07-07DEL AMDelaying amendmenthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920081741/0001104659-20-081741-index.htm
2020-07-27N-2/ARegistration statement for closed-end investment companieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920086566/0001104659-20-086566-index.htm
2020-07-27CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1509470/000110465920086685/0001104659-20-086685-index.htm
2020-07-27CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1509470/000110465920086697/0001104659-20-086697-index.htm
2020-07-298-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920087863/0001104659-20-087863-index.htm
2020-07-30497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920087998/0001104659-20-087998-index.htm
2020-08-038-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920089216/0001104659-20-089216-index.htm
2020-08-068-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920090954/0001104659-20-090954-index.htm
2020-08-07424B3Prospectus [Rule 424(b)(3)]https://www.sec.gov/Archives/edgar/data/1509470/000110465920091596/0001104659-20-091596-index.htm
2020-08-118-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920093370/0001104659-20-093370-index.htm
2020-09-23424B3Prospectus [Rule 424(b)(3)]https://www.sec.gov/Archives/edgar/data/1509470/000110465920107558/0001104659-20-107558-index.htm
2020-09-238-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920107576/0001104659-20-107576-index.htm
2020-09-288-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920109254/0001104659-20-109254-index.htm
2020-10-058-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920112256/0001104659-20-112256-index.htm
2020-10-298-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920119095/0001104659-20-119095-index.htm
2020-11-068-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920121933/0001104659-20-121933-index.htm
2017-11-0910-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1509470/000114420417057716/0001144204-17-057716-index.htm
2017-11-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000114420417060678/0001144204-17-060678-index.htm
2017-12-15SC TO-ITender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1509470/000114420417063808/0001144204-17-063808-index.htm
2017-12-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420417063811/0001144204-17-063811-index.htm
2018-01-108-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420418001568/0001144204-18-001568-index.htm
2018-01-178-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420418002475/0001144204-18-002475-index.htm
2018-01-17SC TO-I/ATender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1509470/000114420418002483/0001144204-18-002483-index.htm
2018-02-058-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420418005597/0001144204-18-005597-index.htm
2018-03-138-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420418014390/0001144204-18-014390-index.htm
2018-03-1610-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1509470/000114420418015279/0001144204-18-015279-index.htm
2018-03-22497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1509470/000114420418016420/0001144204-18-016420-index.htm
2018-03-23497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1509470/000114420418016530/0001144204-18-016530-index.htm
2018-03-23497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1509470/000114420418016534/0001144204-18-016534-index.htm
2018-03-23497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1509470/000114420418016607/0001144204-18-016607-index.htm
2018-03-27497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1509470/000114420418016994/0001144204-18-016994-index.htm
2018-03-28POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1509470/000114420418017614/0001144204-18-017614-index.htm
2018-04-20DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1509470/000114420418021637/0001144204-18-021637-index.htm
2018-05-088-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420418026147/0001144204-18-026147-index.htm
2018-05-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000114420418028192/0001144204-18-028192-index.htm
2018-05-298-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420418031355/0001144204-18-031355-index.htm
2018-06-013Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000114420418032383/0001144204-18-032383-index.htm
2018-06-058-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420418032835/0001144204-18-032835-index.htm
2018-06-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000114420418033972/0001144204-18-033972-index.htm
2018-06-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000114420418034861/0001144204-18-034861-index.htm
2018-07-16POS 8CPost-effective amendments filed by certain investment companies [Section 8(c)]https://www.sec.gov/Archives/edgar/data/1509470/000114420418038558/0001144204-18-038558-index.htm
2018-08-088-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420418042840/0001144204-18-042840-index.htm
2018-08-16SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000114420418045045/0001144204-18-045045-index.htm
2018-08-2440-17GFidelity Bond [Rule 17G-1(g)]https://www.sec.gov/Archives/edgar/data/1509470/000114420418046260/0001144204-18-046260-index.htm
2018-09-0740-APPApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1509470/000114420418048601/0001144204-18-048601-index.htm
2018-09-07CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1509470/000114420418048677/0001144204-18-048677-index.htm
2018-09-28POS 8CPost-effective amendments filed by certain investment companies [Section 8(c)]https://www.sec.gov/Archives/edgar/data/1509470/000114420418051547/0001144204-18-051547-index.htm
2018-09-28CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1509470/000114420418051550/0001144204-18-051550-index.htm
2018-10-26POS 8CPost-effective amendments filed by certain investment companies [Section 8(c)]https://www.sec.gov/Archives/edgar/data/1509470/000114420418055591/0001144204-18-055591-index.htm
2018-10-26CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1509470/000114420418055592/0001144204-18-055592-index.htm
2018-11-01CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1509470/000114420418056879/0001144204-18-056879-index.htm
2018-11-06CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1509470/000114420418057686/0001144204-18-057686-index.htm
2018-11-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420418057997/0001144204-18-057997-index.htm
2018-12-1040-APP/AApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1509470/000114420418063659/0001144204-18-063659-index.htm
2018-12-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000114420418066191/0001144204-18-066191-index.htm
2019-02-14SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000114420419008324/0001144204-19-008324-index.htm
2019-03-148-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420419014017/0001144204-19-014017-index.htm
2019-03-18NT 10-KNotification of inability to timely file Form 10-K 405, 10-K, 10-KSB 405, 10-KSB, 10-KT, or 10-KT405https://www.sec.gov/Archives/edgar/data/1509470/000114420419014667/0001144204-19-014667-index.htm
2019-04-028-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420419017546/0001144204-19-017546-index.htm
2019-04-02APP WDWithdrawal of an Application for exemption [Section 12(g)] or from filing certain reports [Section 13(a)]https://www.sec.gov/Archives/edgar/data/1509470/000114420419017660/0001144204-19-017660-index.htm
2019-04-088-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420419018669/0001144204-19-018669-index.htm
2019-04-238-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420419020678/0001144204-19-020678-index.htm
2019-04-23DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1509470/000114420419020753/0001144204-19-020753-index.htm
2019-05-088-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420419024534/0001144204-19-024534-index.htm
2019-06-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420419030149/0001144204-19-030149-index.htm
2019-06-108-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420419030404/0001144204-19-030404-index.htm
2019-06-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000114420419030607/0001144204-19-030607-index.htm
2019-06-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000114420419031214/0001144204-19-031214-index.htm
2019-07-198-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420419035124/0001144204-19-035124-index.htm
2019-07-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000114420419035235/0001144204-19-035235-index.htm
2019-07-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000114420419035236/0001144204-19-035236-index.htm
2019-07-243Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000114420419035703/0001144204-19-035703-index.htm
2019-08-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420419037014/0001144204-19-037014-index.htm
2019-08-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420419038234/0001144204-19-038234-index.htm
2019-09-13S-8Securities to be offered to employees in employee benefit planshttps://www.sec.gov/Archives/edgar/data/1509470/000114420419044579/0001144204-19-044579-index.htm
2019-10-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420419047436/0001144204-19-047436-index.htm
2019-10-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420419048206/0001144204-19-048206-index.htm
2018-02-09SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000128813618000006/0001288136-18-000006-index.htm
2019-08-0910-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1509470/000150947019000005/0001509470-19-000005-index.htm
2020-03-1310-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1509470/000150947020000003/0001509470-20-000003-index.htm
2018-05-1010-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1509470/000162828018006471/0001628280-18-006471-index.htm
2018-08-0910-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1509470/000162828018010887/0001628280-18-010887-index.htm
2018-11-0810-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1509470/000162828018014009/0001628280-18-014009-index.htm
2019-04-1810-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1509470/000162828019004418/0001628280-19-004418-index.htm
2019-05-0910-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1509470/000162828019006402/0001628280-19-006402-index.htm
2019-11-0810-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1509470/000162828019013730/0001628280-19-013730-index.htm
2020-05-0810-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1509470/000162828020007178/0001628280-20-007178-index.htm
2020-08-0710-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1509470/000162828020012066/0001628280-20-012066-index.htm
2020-11-0610-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1509470/000162828020015903/0001628280-20-015903-index.htm
2018-11-07EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1509470/999999999518002824/9999999995-18-002824-index.htm
2020-07-27EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1509470/999999999520001926/9999999995-20-001926-index.htm
2019-06-25APP WDGhttps://www.sec.gov/Archives/edgar/data/1509470/999999999719005758/9999999997-19-005758-index.htm

SuRo Capital Corp (SSSS) Insider Transactions:

Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of SuRo Capital Corp (SSSS). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.
Insider Ownership: 1745%
Institutional Ownership: 2029%

Transaction Date Insider Name Insider Title Type Shares Number Shares Price Total Transaction Shares Held After Transaction Link
2018-12-20RONALD M. LOTTDirectorBuy100.005.67566.68100.00https://www.sec.gov/Archives/edgar/data/1509470/000114420418066191/0001144204-18-066191-index.htm
2020-07-02Marc MazurDirectorBuy5,440.0011,440.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920080695/0001104659-20-080695-index.htm
2019-06-10Mark D KleinCEO and PresidentBuy20,993.006.46135,614.78120,000.00https://www.sec.gov/Archives/edgar/data/1509470/000114420419030607/0001144204-19-030607-index.htm
2019-06-11Mark D KleinCEO and PresidentBuy9,007.006.4057,644.80129,007.00https://www.sec.gov/Archives/edgar/data/1509470/000114420419030607/0001144204-19-030607-index.htm
2019-06-17Mark D KleinCEO and PresidentBuy5,000.006.6833,400.00134,007.00https://www.sec.gov/Archives/edgar/data/1509470/000114420419031214/0001144204-19-031214-index.htm
2020-01-08Mark D KleinCEO and PresidentBuy5,085.006.6533,815.25139,092.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920002700/0001104659-20-002700-index.htm
2020-01-09Mark D KleinCEO and PresidentBuy13,423.006.7991,142.17152,515.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920002700/0001104659-20-002700-index.htm
2020-01-02Robert S. Birch10% Share HolderBuy25,000.006.60165,000.001,545,000.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920021279/0001104659-20-021279-index.htm
2020-01-03Robert S. Birch10% Share HolderBuy25,000.006.76169,000.001,570,000.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920021279/0001104659-20-021279-index.htm
2020-01-08Robert S. Birch10% Share HolderBuy25,000.006.79169,750.001,595,000.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920021279/0001104659-20-021279-index.htm
2020-05-13Mark D KleinCEO and PresidentBuy8,500.006.1151,935.00161,015.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920060982/0001104659-20-060982-index.htm
2020-01-09Robert S. Birch10% Share HolderBuy25,000.006.84171,000.001,620,000.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920021279/0001104659-20-021279-index.htm
2020-05-14Mark D KleinCEO and PresidentBuy1,940.006.0511,737.00162,955.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920061751/0001104659-20-061751-index.htm
2020-01-13Robert S. Birch10% Share HolderBuy25,000.006.90172,500.001,645,000.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920021279/0001104659-20-021279-index.htm
2020-01-14Robert S. Birch10% Share HolderBuy25,000.006.88172,000.001,670,000.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920021279/0001104659-20-021279-index.htm
2020-01-16Robert S. Birch10% Share HolderBuy20,000.006.81136,200.001,690,000.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920021279/0001104659-20-021279-index.htm
2020-01-21Robert S. Birch10% Share HolderBuy10,000.006.7767,700.001,700,000.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920021279/0001104659-20-021279-index.htm
2020-01-22Robert S. Birch10% Share HolderBuy11,176.006.7475,326.241,711,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920021279/0001104659-20-021279-index.htm
2020-01-27Robert S. Birch10% Share HolderBuy25,000.006.82170,500.001,736,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920021279/0001104659-20-021279-index.htm
2020-01-29Robert S. Birch10% Share HolderBuy25,000.006.94173,500.001,761,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920021279/0001104659-20-021279-index.htm
2020-02-25Robert S. Birch10% Share HolderBuy50,000.006.17308,500.001,811,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920026190/0001104659-20-026190-index.htm
2020-02-26Robert S. Birch10% Share HolderBuy25,000.006.27156,750.001,836,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920026190/0001104659-20-026190-index.htm
2020-02-28Robert S. Birch10% Share HolderBuy20,000.005.81116,200.001,856,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920027803/0001104659-20-027803-index.htm
2020-03-05Robert S. Birch10% Share HolderBuy40,000.006.66266,400.001,896,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920030777/0001104659-20-030777-index.htm
2020-03-06Robert S. Birch10% Share HolderBuy50,000.006.59329,500.001,946,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920030777/0001104659-20-030777-index.htm
2020-03-09Robert S. Birch10% Share HolderBuy25,000.005.66141,500.001,971,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920031937/0001104659-20-031937-index.htm
2020-03-10Robert S. Birch10% Share HolderBuy8,919.006.1955,208.611,980,095.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920031937/0001104659-20-031937-index.htm
2020-03-11Robert S. Birch10% Share HolderBuy76,081.006.12465,615.722,056,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920033143/0001104659-20-033143-index.htm
2020-03-12Robert S. Birch10% Share HolderBuy15,000.005.4982,350.002,071,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920033143/0001104659-20-033143-index.htm
2020-03-13Robert S. Birch10% Share HolderBuy50,000.005.32266,000.002,121,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920034637/0001104659-20-034637-index.htm
2020-03-16Robert S. Birch10% Share HolderBuy25,000.004.82120,500.002,146,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920034637/0001104659-20-034637-index.htm
2020-03-20Robert S. Birch10% Share HolderBuy50,000.004.37218,500.002,196,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920037806/0001104659-20-037806-index.htm
2020-03-23Robert S. Birch10% Share HolderBuy25,000.003.8897,000.002,221,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920037806/0001104659-20-037806-index.htm
2020-03-23Robert S. Birch10% Share HolderBuy10,000.003.9339,300.002,231,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920037806/0001104659-20-037806-index.htm
2020-03-24Robert S. Birch10% Share HolderBuy50,000.004.42221,000.002,281,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920038309/0001104659-20-038309-index.htm
2020-03-27Robert S. Birch10% Share HolderBuy30,000.005.54166,200.002,311,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920040874/0001104659-20-040874-index.htm
2020-04-03Robert S. Birch10% Share HolderBuy50,000.005.77288,500.002,361,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920044027/0001104659-20-044027-index.htm
2020-04-08Robert S. Birch10% Share HolderBuy50,000.006.04302,000.002,411,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920045528/0001104659-20-045528-index.htm
2020-04-09Robert S. Birch10% Share HolderBuy45,191.005.88265,723.082,456,367.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920045528/0001104659-20-045528-index.htm
2020-04-09Robert S. Birch10% Share HolderBuy4,809.006.0028,854.002,461,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920045970/0001104659-20-045970-index.htm
2020-05-15Robert S. Birch10% Share HolderBuy25,000.006.14153,500.002,486,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920063218/0001104659-20-063218-index.htm
2020-05-19Robert S. Birch10% Share HolderBuy5,000.006.2131,050.002,491,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920064808/0001104659-20-064808-index.htm
2018-05-11DAVID S POTTRUCKDirectorBuy15,000.006.85102,709.5025,000.00https://www.sec.gov/Archives/edgar/data/1509470/000114420418028192/0001144204-18-028192-index.htm
2020-05-27Robert S. Birch10% Share HolderBuy25,000.006.39159,750.002,516,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920067042/0001104659-20-067042-index.htm
2020-05-29Robert S. Birch10% Share HolderBuy30,000.006.33189,900.002,546,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920068765/0001104659-20-068765-index.htm
2020-05-29Robert S. Birch10% Share HolderBuy10,000.006.4064,000.002,556,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920068765/0001104659-20-068765-index.htm
2020-06-01Robert S. Birch10% Share HolderBuy20,000.006.44128,800.002,576,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920068765/0001104659-20-068765-index.htm
2020-06-02Robert S. Birch10% Share HolderBuy50,000.006.32316,000.002,626,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920069770/0001104659-20-069770-index.htm
2020-06-03Robert S. Birch10% Share HolderBuy35,000.006.34221,900.002,661,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920069770/0001104659-20-069770-index.htm
2020-06-04Robert S. Birch10% Share HolderBuy35,000.006.49227,150.002,696,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920070481/0001104659-20-070481-index.htm
2020-06-23Robert S. Birch10% Share HolderBuy69,000.008.52587,880.002,765,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920076752/0001104659-20-076752-index.htm
2020-06-24Robert S. Birch10% Share HolderBuy60,000.008.69521,400.002,825,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920076752/0001104659-20-076752-index.htm
2020-06-25Robert S. Birch10% Share HolderBuy16,000.008.80140,800.002,841,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920077417/0001104659-20-077417-index.htm
2020-06-26Robert S. Birch10% Share HolderBuy25,000.008.85221,250.002,866,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920078968/0001104659-20-078968-index.htm
2020-06-26Robert S. Birch10% Share HolderBuy39,051.008.91347,944.412,905,227.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920078968/0001104659-20-078968-index.htm
2020-06-29Robert S. Birch10% Share HolderBuy6,669.009.0060,021.002,911,896.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920078968/0001104659-20-078968-index.htm
2020-06-30Robert S. Birch10% Share HolderBuy3,200.009.0228,864.002,915,096.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920080706/0001104659-20-080706-index.htm
2020-06-30Robert S. Birch10% Share HolderBuy8,800.009.0479,552.002,923,896.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920080706/0001104659-20-080706-index.htm
2020-07-02Leonard PotterDirectorBuy5,440.0039,773.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920080698/0001104659-20-080698-index.htm
2020-07-02Lisa WestleyDirectorBuy5,440.005,440.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920080696/0001104659-20-080696-index.htm
2020-07-02RONALD M. LOTTDirectorBuy5,440.005,540.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920080694/0001104659-20-080694-index.htm
2017-11-21Michael T. MoeExecutive ChairmanBuy789.006.334,994.3770,143.62https://www.sec.gov/Archives/edgar/data/1509470/000114420417060678/0001144204-17-060678-index.htm
2018-06-12Michael T. MoeDirectorBuy736.006.794,993.8370,879.62https://www.sec.gov/Archives/edgar/data/1509470/000114420418033972/0001144204-18-033972-index.htm
2018-06-19Michael T. MoeDirectorBuy692.007.224,996.2471,571.62https://www.sec.gov/Archives/edgar/data/1509470/000114420418034861/0001144204-18-034861-index.htm