SuRo Capital Corp

(NASDAQ:SSSS)

Latest On SuRo Capital Corp (SSSS):

Date/Time Type Description Signal Details
2023-05-25 12:01 ESTNewsSuRo Capital: Selling For 43 Cents On The Dollar For A ReasonN/A
2023-05-10 07:24 ESTNewsSuRo Capital Corp. 2023 Q1 - Results - Earnings Call PresentationN/A
2023-05-10 07:24 ESTNewsSuRo Capital Corp. (SSSS) Q1 2023 Earnings Call TranscriptN/A
2023-05-09 18:25 ESTNewsSuRo Capital GAAP NII of -$0.15 misses by $0.04, Total investment income of $1.3M misses by $0.35MN/A
2023-05-09 04:24 ESTNewsSuRo Capital Q1 2023 Earnings PreviewN/A
2023-04-10 11:18 ESTNewsSuRo Capital reports Q1 preliminary updateN/A
2023-03-20 19:13 ESTNewsSuRo Capital rallies on modified dutch auction tender offer to repurchase upto 3M sharesN/A
2023-03-16 07:54 ESTNewsSuRo Capital Corp. (SSSS) Q4 2022 Earnings Call TranscriptN/A
2023-03-15 16:59 ESTNewsSuRo Capital GAAP EPS of -$4.40, total investment income of $3.45MN/A
2023-01-17 12:14 ESTNewsSuRo Capital provides net asset value estimate for 2022, stock gains 4%N/A
2022-11-21 15:14 ESTNewsSuRo Capital: Your Neighbourhood VC Fund Seems UndervaluedN/A
2022-11-09 12:28 ESTNewsSuRo Capital Corp. (SSSS) Q3 2022 Earnings Call TranscriptN/A
2022-10-13 01:49 ESTNewsSuRo Capital Q3 NAV seen falling as macro headwinds hit private, public marketsN/A
2022-09-08 17:41 ESTNewsThe SPAC Collapse Isn't Good News For SuRo CapitalN/A
2022-08-04 02:02 ESTNewsSuRo Capital GAAP EPS of -$3.08, revenue of $0.89MN/A
2022-08-04 02:02 ESTNewsSuRo Capital Corp. 2022 Q2 - Results - Earnings Call PresentationN/A
2022-08-04 02:02 ESTNewsSuRo Capital Corp. (SSSS) CEO Mark Klein on Q2 2022 Results - Earnings Call TranscriptN/A
2022-07-12 01:13 ESTNewsSuRo Capital sees Q2 net asset value dropping amid broad market slumpN/A
2022-05-23 04:04 ESTNewsNew Developments At SuRo CapitalN/A
2022-05-06 07:47 ESTNewsSuRo Capital Corp. 2022 Q1 - Results - Earnings Call PresentationN/A
2022-05-05 10:34 ESTNewsSuRo Capital Net investment loss of -$0.14, revenue of $0.58MN/A
2022-05-05 10:34 ESTNewsSuRo Capital's (SSSS) CEO Mark Klein on Q1 2022 Results - Earnings Call TranscriptN/A
2022-04-12 02:12 ESTNewsSuRo Capital sees Q1 net asset value rising 7% from prior quarterN/A
2022-03-24 05:54 ESTDividendA dividend of $0.11 has been announced on Mar 9, 2022. It will be paid Apr 15, 2022 with an ex-dividend date of Mar 24, 2022.Neutral
2022-03-14 16:50 ESTNewsSuRo Capital authorizes additional $15M for share repurchasesN/A
2022-03-10 22:05 ESTNewsSuRo Capital reports 22.5% drop in NAV as of December 2021N/A
2022-03-10 22:05 ESTNewsSuRo Capital declares $0.11 dividendN/A
2022-03-10 22:05 ESTNewsSuRo Capital Corp. 2021 Q4 - Results - Earnings Call PresentationN/A
2022-03-10 05:30 ESTNewsSuRo Capital Net Investment Loss of -$0.38, Total Investment Income of $1.47MN/A
2022-03-10 05:30 ESTNewsSuRo Capital Corp Brands, Inc. (SSSS) CEO Mark Klein on Q4 2021 Results - Earnings Call TranscriptN/A
2022-02-04 10:17 ESTNewsSuRo: M&A Outlook For 2022 Is StrongN/A
2022-01-13 21:15 ESTNewsSuRo Capital expects net asset value of $11.25-$12.00 per share as of Dec'21N/A
2021-12-30 04:55 ESTDividendA dividend of $0.75 has been announced on Dec 20, 2021. It will be paid Jan 14, 2022 with an ex-dividend date of Dec 30, 2021.Neutral
2021-12-20 14:39 ESTNewsSuRo Capital declares $0.75 dividendN/A
2021-12-10 02:51 ESTNewsSuRo Capital to raise capital through unsecured notes offeringN/A
2021-12-10 02:50 ESTNewsSuro Capital prices $70M of notes offeringN/A
2021-11-14 18:13 ESTNewsSuRo Capital: Making New Investments While Rewarding ShareholdersN/A
2021-11-04 16:36 ESTNewsSuRo Capital Corp Brands, Inc. (SSSS) CEO Mark Klein on Q3 2021 Results - Earnings Call TranscriptN/A
2021-11-03 19:10 ESTNewsSuRo Capital NII beats by $0.94, beats on total investment incomeN/A
2021-11-03 19:10 ESTNewsSuRo Capital declares $2.00 special dividendN/A
2021-11-02 23:31 ESTNewsSuRo Capital Q3 2021 Earnings PreviewN/A
2021-10-05 16:00 ESTNewsSuRo Capital estimates Q3 prelim NAVN/A
2021-09-01 10:56 ESTNewsInvesting Like A VC Fund With SuRo Capital Corp.N/A
2021-08-17 05:55 ESTDividendA dividend of $2.25 has been announced on Aug 3, 2021. It will be paid Sep 30, 2021 with an ex-dividend date of Aug 17, 2021.Neutral
2021-08-05 13:32 ESTNewsSuRo Capital NII misses by $0.76, misses on total investment incomeN/A
2021-08-05 13:31 ESTNewsSuRo Capital declares $2.25 dividendN/A
2021-08-05 13:31 ESTNewsSuRo Capital Corp. 2021 Q2 - Results - Earnings Call PresentationN/A
2021-08-05 13:31 ESTNewsSuRo Capital Corp. (SSSS) CEO Mark Klein on Q2 2021 Results - Earnings Call TranscriptN/A
2021-05-17 05:56 ESTDividendA dividend of $2.5 has been announced on May 4, 2021. It will be paid Jun 30, 2021 with an ex-dividend date of May 17, 2021.Neutral
2021-05-06 19:24 ESTNewsSuRo Capital Corp. 2021 Q1 - Results - Earnings Call PresentationN/A

About SuRo Capital Corp (SSSS):

Sutter Rock Capital Corp. is specializing in growth capital, B round and beyond, emerging growth, and pre-IPO investments in late stage venture-backed private companies. It makes direct (primary rounds) investments in companies and also makes secondary direct investments. The fund operates as a Business development Company. The fund may also invest in select publicly-traded equity securities of companies that otherwise meet its investment criteria. It seeks to invest in the technology subsectors of social/mobile marketplaces, sustainability, cloud computing and big data, social media, mobile computing and applications, software as a service, Internet commerce, green technology and education technology. The fund invests in the form of non-controlling equity and equity-related investments, including common stock, warrants, preferred stock and similar forms of senior equity, which may or may not be convertible into a portfolio company's common equity, and convertible debt securities with a significant equity component. It will invest in companies based in United States. It generally invests in companies with a market value of over $100 million. Typically, the firm exits its position within 18 months of going public, or 12 months after any relevant lock-up has expired.

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General

  • Name SuRo Capital Corp
  • Symbol SSSS
  • Type Common Stock
  • Exchange NASDAQ
  • Currency USD
  • Country USA
  • SectorFinancial Services
  • IndustryAsset Management
  • Fiscal Year EndDecember
  • IPO Date2011-04-28
  • Gic SectorFinancials
  • Gic GroupDiversified Financials
  • Gic IndustryCapital Markets
  • Web URLhttp://www.surocap.com
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Valuation

  • Trailing PE 61.33
  • Forward PE 6.96
  • Price/Sales (Trailing 12 Mt.) 7.74
  • Price/Book (Most Recent Quarter) 1.07
  • Enterprise Value Revenue 1.23
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Financials

  • Most Recent Quarter 2020-12-31
  • Current Year EPS Estimate $1.96
  • Next Quarter EPS Estimate $0.43
  • Profit Margin 4130%
  • Operating Margin -670%
  • Return on Assets -2%
  • Return on Equity 30%
  • Revenue 1.82 million
  • Earnings Per Share $0.23
  • Revenue Per Share $0.1
  • Gross Profit 1.82 million
  • Quarterly Earnings Growth 130.5%
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Highlights

  • Market Capitalization 278.97 million
  • Analyst Target Price $17.33
  • Book Value Per Share $11.24
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Share Statistics

  • Shares Outstanding 20.22 million
  • % Held by Insiders 1745%
  • % Held by Institutions 20.29%
  • Shares Short 1.38 million
  • Shares Short Prior Month 1.61 million
  • Short Ratio 4.53
  • Short % of Float 8%
  • Short % of Shares Outstanding 7%
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Technicals

  • Beta 1.49
  • 52 Week High $15.6
  • 52 Week Low $3.26
  • 50 Day Moving Average 13.85
  • 200 Day Moving Average 12.09
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Dividends

  • Forward Annual Dividend Rate $1
  • Forward Annual Dividend Yield 7.24%
  • Payout Ratio 29%
  • Dividend Date 2021-02-19
  • ExDividend Date 2021-03-29
  • Dividend Per Share $0.2
  • Dividend Yield 0%
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SuRo Capital Corp (SSSS) Dividend Calendar:

SSSS's last dividend payment was made to shareholders on February 19, 2021.
SuRo Capital Corp pays out 29% of its earnings out as a dividend.

Ex-Dividend Date Payment Date Record Date Declared Date Amount
2022-03-242022-04-152022-03-252022-03-09$0.11
2021-12-302022-01-142021-12-312021-12-20$0.75
2021-08-172021-09-302021-08-182021-08-03$2.25
2021-05-172021-06-302021-05-182021-05-04$2.5
2021-03-292021-04-152021-03-302021-03-08$0.25
2021-02-042021-02-192021-02-052021-01-28$0.25
2020-12-292021-01-152020-12-302020-12-16$0.22
2020-11-092020-11-302020-11-102020-10-28$0.25
2020-10-022020-10-202020-10-052020-09-28$0.25
2020-08-102020-08-252020-08-112020-07-29$0.15
2019-12-302020-01-152019-12-312019-12-20$0.12
2019-11-292019-12-122019-12-022019-11-05$0.2
2016-08-122016-08-242016-08-162016-08-03$0.04
2016-01-042015-12-312015-11-162015-11-04$2.76

SuRo Capital Corp (SSSS) Earnings History:

Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.


Quarter Date Report Date Actual Revenue Reported EPS EPS Estimate Deviation from Estimate
2020-12-312021-03-10$N/A$2.81$0.53430.19%
2020-09-302020-11-05$N/A$0.76$0.4376.74%
2020-06-302020-08-05$N/A$1.10$0.6083.33%
2020-03-312020-05-08$N/A-$1.36$0.24-666.67%
2019-12-312020-03-10$400296$0.14$0.20-30%
2019-09-302019-11-06$380226$0.25-$0.09394.12%
2019-06-302019-08-07$487952-$0.03$0.46-106.59%
2019-03-312019-05-08$227250$0.75$0.31141.94%
2018-12-312019-03-14$530076-$0.77$0.17-566.67%
2018-09-302018-11-07$246352$0.02-$0.36105.56%
2018-06-302018-08-08$0.35-$0.06683.33%
2018-03-312018-05-08$0.30$0.2236.36%
2017-12-312018-03-13-$0.12-$0.5477.78%
2017-09-302017-11-08$0.40-$0.11463.64%
2017-06-302017-08-08$0.26-$0.20230%
2017-03-312017-05-09$0.17$0.08112.5%
2016-12-312017-03-16-$1.42$0.05-2940%
2016-09-302016-11-07-$0.10$0.09-211.11%
2016-06-302016-08-04-$0.74-$0.25-196%
2016-03-312016-05-09-$1.12-$0.17-558.82%
2015-12-312016-03-10-$0.94-$0.30-213.33%
2015-09-302015-11-06$0.42-$0.21300%
2015-06-302015-08-06$0.06
2015-03-312015-05-07$0.73-$0.11763.64%
2014-12-312015-03-12-$0.38$0.10-480%
2014-09-302014-11-06$0.30$0.12150%
2014-06-302014-08-07-$0.05$0.10-150%
2014-03-312014-05-08-$0.22$0.17-229.41%
2013-12-312014-03-13$0.87$1.40-37.86%
2013-09-302013-11-11$0.31$0.06416.67%
2013-06-302013-08-09$0.18-$0.09300%
2013-03-312013-05-08-$0.38$0.02-2000%
2012-12-312013-03-12-$0.38-$0.07-442.86%
2012-09-302012-11-08-$0.36-$0.10-260%
2012-06-302012-08-08-$0.13$0.01-1400%
2012-03-312012-05-08-$0.01
2011-12-312012-03-13-$0.50
2011-09-302011-11-30-$0.34
2011-06-302011-08-31-$0.27

SuRo Capital Corp (SSSS) Company Financial Statements:

Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.

Income Statement:
Date
Research Development
Income Before Tax
Selling General Administrative
Gross Profit
Ebit
Operating Income
Income Tax Expense
Total Revenue
Cost of Revenue
Total Other Income Expense Net
Net Income From Continuing Operations
Net Income Applicable to Common Shares
Cash Flow:
Date
Investments
Change to Liabilities
Total Cash Flow from Investing Activities
Net Borrowings
Total Cash Flow from Financial Activities
Change to Operating Activities
Change in Cash
Total Cash from Operating Activities
Depreciation
Other Cash Flow from Investing Activities
Change to Inventory
Change to Account Receivables
Other Cash Flow from Financing Activities
Change to Net Income
Capital Expenditures
Balance Sheet:
Date
Total Liabailities
Total Stockholder Equity
Other Current Liabilities
Total Assets
Common Stock
Other Current Assets
Retained Earnings
Other Liabilities
Other Assets
Cash
Total Current Liabilities
Other Stockholder Equity
Property, Plant & Equipment
Total Current Assets
Long Term Investments
Net Tangible Assets
Short Term Investments
Long Term Debt
Inventory
Accounts Payable

SuRo Capital Corp (SSSS) Chart:

SuRo Capital Corp (SSSS) News:

Below you will find a list of latest news for SuRo Capital Corp (SSSS) from major news sources. You can filter the results to only show news from a specific source.

No recent news available

SuRo Capital Corp (SSSS) Options:

A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.

Expiration Date Strike Last Price Type Volume Open Interest Implied Volatility In The Money Change Change Percent
2024-12-202.51.5CALL5 52782.46TRUE1.50
2024-12-2050.08CALL0 4540FALSE00
2024-12-207.50.05CALL0 130FALSE00
2024-12-202.50.05PUT0 3500FALSE00
2024-12-2051.5PUT0 16491.47TRUE00
2024-12-207.53.5PUT0 16209.1TRUE00
2025-03-212.51.5CALL0 9769.52TRUE00
2025-03-2150.05CALL0 28550.82FALSE00
2025-03-217.50CALL0 00FALSE00
2025-03-212.50PUT0 00FALSE00
2025-03-2150PUT0 054.92TRUE00
2025-03-217.50PUT0 0162.86TRUE00

Latest SSSS Trades:

Date Shares Price
Jun 13, 2022 7:51 PM EST300$6.63
Jun 13, 2022 7:52 PM EST21$6.64
Jun 13, 2022 7:57 PM EST15$6.68
Jun 13, 2022 7:59 PM EST34$6.69
Jun 13, 2022 7:59 PM EST300$6.69

SuRo Capital Corp (SSSS) SEC Filings:

An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.

Date Form Type Form Name Link
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920080706/0001104659-20-080706-index.htm
2018-02-08SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000090221918000114/0000902219-18-000114-index.htm
2019-02-12SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000090221919000161/0000902219-19-000161-index.htm
2018-02-14SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000091384918000132/0000913849-18-000132-index.htm
2018-01-10SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000108514618000058/0001085146-18-000058-index.htm
2019-01-31SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000108514619000280/0001085146-19-000280-index.htm
2020-01-03SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000108514620000001/0001085146-20-000001-index.htm
2019-10-218-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465919055203/0001104659-19-055203-index.htm
2019-10-21SC TO-ITender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1509470/000110465919055263/0001104659-19-055263-index.htm
2019-10-2540-APPApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1509470/000110465919056548/0001104659-19-056548-index.htm
2019-11-068-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465919060550/0001104659-19-060550-index.htm
2019-11-1440-17GFidelity Bond [Rule 17G-1(g)]https://www.sec.gov/Archives/edgar/data/1509470/000110465919064079/0001104659-19-064079-index.htm
2019-11-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465919064545/0001104659-19-064545-index.htm
2019-11-188-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465919065131/0001104659-19-065131-index.htm
2019-11-20SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000110465919065921/0001104659-19-065921-index.htm
2019-11-21SC TO-I/ATender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1509470/000110465919066169/0001104659-19-066169-index.htm
2019-11-22SC TO-I/ATender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1509470/000110465919066636/0001104659-19-066636-index.htm
2019-12-068-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465919070410/0001104659-19-070410-index.htm
2019-12-208-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465919074939/0001104659-19-074939-index.htm
2019-12-318-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465919077341/0001104659-19-077341-index.htm
2020-01-094Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920002700/0001104659-20-002700-index.htm
2020-02-108-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920013794/0001104659-20-013794-index.htm
2020-02-118-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920016767/0001104659-20-016767-index.htm
2020-02-14SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920021207/0001104659-20-021207-index.htm
2020-02-143Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920021208/0001104659-20-021208-index.htm
2020-02-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920021279/0001104659-20-021279-index.htm
2020-02-14SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920021712/0001104659-20-021712-index.htm
2020-02-2740-APP/AApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1509470/000110465920025581/0001104659-20-025581-index.htm
2020-02-274Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920026190/0001104659-20-026190-index.htm
2020-02-288-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920027258/0001104659-20-027258-index.htm
2020-03-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920027803/0001104659-20-027803-index.htm
2020-03-094Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920030777/0001104659-20-030777-index.htm
2020-03-108-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920031461/0001104659-20-031461-index.htm
2020-03-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920031937/0001104659-20-031937-index.htm
2020-03-128-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920032076/0001104659-20-032076-index.htm
2020-03-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920033143/0001104659-20-033143-index.htm
2020-03-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920034637/0001104659-20-034637-index.htm
2020-03-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920037806/0001104659-20-037806-index.htm
2020-03-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920038309/0001104659-20-038309-index.htm
2020-03-314Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920040874/0001104659-20-040874-index.htm
2020-04-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920044027/0001104659-20-044027-index.htm
2020-04-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920045528/0001104659-20-045528-index.htm
2020-04-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920045970/0001104659-20-045970-index.htm
2020-04-15SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920046876/0001104659-20-046876-index.htm
2020-04-17SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920048237/0001104659-20-048237-index.htm
2020-04-298-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920053441/0001104659-20-053441-index.htm
2020-04-29DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920053453/0001104659-20-053453-index.htm
2020-04-304Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920054592/0001104659-20-054592-index.htm
2020-04-304Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920054596/0001104659-20-054596-index.htm
2020-05-0140-APP/AApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1509470/000110465920055141/0001104659-20-055141-index.htm
2020-05-088-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920058447/0001104659-20-058447-index.htm
2020-05-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920060982/0001104659-20-060982-index.htm
2020-05-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920061751/0001104659-20-061751-index.htm
2020-05-1840-APP/AApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1509470/000110465920063128/0001104659-20-063128-index.htm
2020-05-184Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920063218/0001104659-20-063218-index.htm
2020-05-214Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920064808/0001104659-20-064808-index.htm
2020-05-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920067042/0001104659-20-067042-index.htm
2020-05-29DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1509470/000110465920067590/0001104659-20-067590-index.htm
2020-06-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920068765/0001104659-20-068765-index.htm
2020-06-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920069770/0001104659-20-069770-index.htm
2020-06-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920070481/0001104659-20-070481-index.htm
2020-06-12SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1509470/000110465920072706/0001104659-20-072706-index.htm
2020-06-168-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920073783/0001104659-20-073783-index.htm
2020-06-248-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920076430/0001104659-20-076430-index.htm
2020-06-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920076752/0001104659-20-076752-index.htm
2020-06-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920077417/0001104659-20-077417-index.htm
2020-06-304Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920078968/0001104659-20-078968-index.htm
2020-07-028-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920080360/0001104659-20-080360-index.htm
2020-07-02S-8 POSSecurities to be offered to employees in employee benefit plans, post-effective amendmentshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920080498/0001104659-20-080498-index.htm
2020-07-02S-8Securities to be offered to employees in employee benefit planshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920080597/0001104659-20-080597-index.htm
2020-07-02N-2Registration statement for closed-end investment companieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920080689/0001104659-20-080689-index.htm
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920080694/0001104659-20-080694-index.htm
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920080695/0001104659-20-080695-index.htm
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920080696/0001104659-20-080696-index.htm
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920080698/0001104659-20-080698-index.htm
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920080706/0001104659-20-080706-index.htm
2020-07-07DEL AMDelaying amendmenthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920081741/0001104659-20-081741-index.htm
2020-07-27N-2/ARegistration statement for closed-end investment companieshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920086566/0001104659-20-086566-index.htm
2020-07-27CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1509470/000110465920086685/0001104659-20-086685-index.htm
2020-07-27CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1509470/000110465920086697/0001104659-20-086697-index.htm
2020-07-298-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920087863/0001104659-20-087863-index.htm
2020-07-30497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1509470/000110465920087998/0001104659-20-087998-index.htm
2020-08-038-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920089216/0001104659-20-089216-index.htm
2020-08-068-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920090954/0001104659-20-090954-index.htm
2020-08-07424B3Prospectus [Rule 424(b)(3)]https://www.sec.gov/Archives/edgar/data/1509470/000110465920091596/0001104659-20-091596-index.htm
2020-08-118-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920093370/0001104659-20-093370-index.htm
2020-09-23424B3Prospectus [Rule 424(b)(3)]https://www.sec.gov/Archives/edgar/data/1509470/000110465920107558/0001104659-20-107558-index.htm
2020-09-238-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920107576/0001104659-20-107576-index.htm
2020-09-288-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920109254/0001104659-20-109254-index.htm
2020-10-058-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920112256/0001104659-20-112256-index.htm
2020-10-298-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920119095/0001104659-20-119095-index.htm
2020-11-068-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000110465920121933/0001104659-20-121933-index.htm
2017-11-0910-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1509470/000114420417057716/0001144204-17-057716-index.htm
2017-11-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000114420417060678/0001144204-17-060678-index.htm
2017-12-15SC TO-ITender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1509470/000114420417063808/0001144204-17-063808-index.htm
2017-12-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420417063811/0001144204-17-063811-index.htm
2018-01-108-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420418001568/0001144204-18-001568-index.htm
2018-01-178-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420418002475/0001144204-18-002475-index.htm
2018-01-17SC TO-I/ATender offer statement by Issuerhttps://www.sec.gov/Archives/edgar/data/1509470/000114420418002483/0001144204-18-002483-index.htm
2018-02-058-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420418005597/0001144204-18-005597-index.htm
2018-03-138-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420418014390/0001144204-18-014390-index.htm
2018-03-1610-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1509470/000114420418015279/0001144204-18-015279-index.htm
2018-03-22497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1509470/000114420418016420/0001144204-18-016420-index.htm
2018-03-23497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1509470/000114420418016530/0001144204-18-016530-index.htm
2018-03-23497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1509470/000114420418016534/0001144204-18-016534-index.htm
2018-03-23497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1509470/000114420418016607/0001144204-18-016607-index.htm
2018-03-27497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1509470/000114420418016994/0001144204-18-016994-index.htm
2018-03-28POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1509470/000114420418017614/0001144204-18-017614-index.htm
2018-04-20DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1509470/000114420418021637/0001144204-18-021637-index.htm
2018-05-088-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420418026147/0001144204-18-026147-index.htm
2018-05-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000114420418028192/0001144204-18-028192-index.htm
2018-05-298-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420418031355/0001144204-18-031355-index.htm
2018-06-013Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000114420418032383/0001144204-18-032383-index.htm
2018-06-058-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420418032835/0001144204-18-032835-index.htm
2018-06-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000114420418033972/0001144204-18-033972-index.htm
2018-06-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000114420418034861/0001144204-18-034861-index.htm
2018-07-16POS 8CPost-effective amendments filed by certain investment companies [Section 8(c)]https://www.sec.gov/Archives/edgar/data/1509470/000114420418038558/0001144204-18-038558-index.htm
2018-08-088-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420418042840/0001144204-18-042840-index.htm
2018-08-16SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000114420418045045/0001144204-18-045045-index.htm
2018-08-2440-17GFidelity Bond [Rule 17G-1(g)]https://www.sec.gov/Archives/edgar/data/1509470/000114420418046260/0001144204-18-046260-index.htm
2018-09-0740-APPApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1509470/000114420418048601/0001144204-18-048601-index.htm
2018-09-07CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1509470/000114420418048677/0001144204-18-048677-index.htm
2018-09-28POS 8CPost-effective amendments filed by certain investment companies [Section 8(c)]https://www.sec.gov/Archives/edgar/data/1509470/000114420418051547/0001144204-18-051547-index.htm
2018-09-28CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1509470/000114420418051550/0001144204-18-051550-index.htm
2018-10-26POS 8CPost-effective amendments filed by certain investment companies [Section 8(c)]https://www.sec.gov/Archives/edgar/data/1509470/000114420418055591/0001144204-18-055591-index.htm
2018-10-26CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1509470/000114420418055592/0001144204-18-055592-index.htm
2018-11-01CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1509470/000114420418056879/0001144204-18-056879-index.htm
2018-11-06CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1509470/000114420418057686/0001144204-18-057686-index.htm
2018-11-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420418057997/0001144204-18-057997-index.htm
2018-12-1040-APP/AApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1509470/000114420418063659/0001144204-18-063659-index.htm
2018-12-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000114420418066191/0001144204-18-066191-index.htm
2019-02-14SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000114420419008324/0001144204-19-008324-index.htm
2019-03-148-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420419014017/0001144204-19-014017-index.htm
2019-03-18NT 10-KNotification of inability to timely file Form 10-K 405, 10-K, 10-KSB 405, 10-KSB, 10-KT, or 10-KT405https://www.sec.gov/Archives/edgar/data/1509470/000114420419014667/0001144204-19-014667-index.htm
2019-04-028-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420419017546/0001144204-19-017546-index.htm
2019-04-02APP WDWithdrawal of an Application for exemption [Section 12(g)] or from filing certain reports [Section 13(a)]https://www.sec.gov/Archives/edgar/data/1509470/000114420419017660/0001144204-19-017660-index.htm
2019-04-088-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420419018669/0001144204-19-018669-index.htm
2019-04-238-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420419020678/0001144204-19-020678-index.htm
2019-04-23DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1509470/000114420419020753/0001144204-19-020753-index.htm
2019-05-088-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420419024534/0001144204-19-024534-index.htm
2019-06-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420419030149/0001144204-19-030149-index.htm
2019-06-108-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420419030404/0001144204-19-030404-index.htm
2019-06-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000114420419030607/0001144204-19-030607-index.htm
2019-06-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000114420419031214/0001144204-19-031214-index.htm
2019-07-198-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420419035124/0001144204-19-035124-index.htm
2019-07-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000114420419035235/0001144204-19-035235-index.htm
2019-07-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000114420419035236/0001144204-19-035236-index.htm
2019-07-243Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1509470/000114420419035703/0001144204-19-035703-index.htm
2019-08-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420419037014/0001144204-19-037014-index.htm
2019-08-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420419038234/0001144204-19-038234-index.htm
2019-09-13S-8Securities to be offered to employees in employee benefit planshttps://www.sec.gov/Archives/edgar/data/1509470/000114420419044579/0001144204-19-044579-index.htm
2019-10-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420419047436/0001144204-19-047436-index.htm
2019-10-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1509470/000114420419048206/0001144204-19-048206-index.htm
2018-02-09SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1509470/000128813618000006/0001288136-18-000006-index.htm
2019-08-0910-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1509470/000150947019000005/0001509470-19-000005-index.htm
2020-03-1310-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1509470/000150947020000003/0001509470-20-000003-index.htm
2018-05-1010-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1509470/000162828018006471/0001628280-18-006471-index.htm
2018-08-0910-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1509470/000162828018010887/0001628280-18-010887-index.htm
2018-11-0810-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1509470/000162828018014009/0001628280-18-014009-index.htm
2019-04-1810-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1509470/000162828019004418/0001628280-19-004418-index.htm
2019-05-0910-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1509470/000162828019006402/0001628280-19-006402-index.htm
2019-11-0810-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1509470/000162828019013730/0001628280-19-013730-index.htm
2020-05-0810-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1509470/000162828020007178/0001628280-20-007178-index.htm
2020-08-0710-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1509470/000162828020012066/0001628280-20-012066-index.htm
2020-11-0610-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1509470/000162828020015903/0001628280-20-015903-index.htm
2018-11-07EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1509470/999999999518002824/9999999995-18-002824-index.htm
2020-07-27EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1509470/999999999520001926/9999999995-20-001926-index.htm
2019-06-25APP WDGhttps://www.sec.gov/Archives/edgar/data/1509470/999999999719005758/9999999997-19-005758-index.htm

SuRo Capital Corp (SSSS) Insider Transactions:

Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of SuRo Capital Corp (SSSS). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.
Insider Ownership: 1745%
Institutional Ownership: 2029%

Transaction Date Insider Name Insider Title Type Shares Number Shares Price Total Transaction Shares Held After Transaction Link
2018-12-20RONALD M. LOTTDirectorBuy100.005.67566.68100.00https://www.sec.gov/Archives/edgar/data/1509470/000114420418066191/0001144204-18-066191-index.htm
2020-07-02Marc MazurDirectorBuy5,440.0011,440.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920080695/0001104659-20-080695-index.htm
2019-06-10Mark D KleinCEO and PresidentBuy20,993.006.46135,614.78120,000.00https://www.sec.gov/Archives/edgar/data/1509470/000114420419030607/0001144204-19-030607-index.htm
2019-06-11Mark D KleinCEO and PresidentBuy9,007.006.4057,644.80129,007.00https://www.sec.gov/Archives/edgar/data/1509470/000114420419030607/0001144204-19-030607-index.htm
2019-06-17Mark D KleinCEO and PresidentBuy5,000.006.6833,400.00134,007.00https://www.sec.gov/Archives/edgar/data/1509470/000114420419031214/0001144204-19-031214-index.htm
2020-01-08Mark D KleinCEO and PresidentBuy5,085.006.6533,815.25139,092.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920002700/0001104659-20-002700-index.htm
2020-01-09Mark D KleinCEO and PresidentBuy13,423.006.7991,142.17152,515.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920002700/0001104659-20-002700-index.htm
2020-01-02Robert S. Birch10% Share HolderBuy25,000.006.60165,000.001,545,000.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920021279/0001104659-20-021279-index.htm
2020-01-03Robert S. Birch10% Share HolderBuy25,000.006.76169,000.001,570,000.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920021279/0001104659-20-021279-index.htm
2020-01-08Robert S. Birch10% Share HolderBuy25,000.006.79169,750.001,595,000.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920021279/0001104659-20-021279-index.htm
2020-05-13Mark D KleinCEO and PresidentBuy8,500.006.1151,935.00161,015.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920060982/0001104659-20-060982-index.htm
2020-01-09Robert S. Birch10% Share HolderBuy25,000.006.84171,000.001,620,000.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920021279/0001104659-20-021279-index.htm
2020-05-14Mark D KleinCEO and PresidentBuy1,940.006.0511,737.00162,955.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920061751/0001104659-20-061751-index.htm
2020-01-13Robert S. Birch10% Share HolderBuy25,000.006.90172,500.001,645,000.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920021279/0001104659-20-021279-index.htm
2020-01-14Robert S. Birch10% Share HolderBuy25,000.006.88172,000.001,670,000.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920021279/0001104659-20-021279-index.htm
2020-01-16Robert S. Birch10% Share HolderBuy20,000.006.81136,200.001,690,000.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920021279/0001104659-20-021279-index.htm
2020-01-21Robert S. Birch10% Share HolderBuy10,000.006.7767,700.001,700,000.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920021279/0001104659-20-021279-index.htm
2020-01-22Robert S. Birch10% Share HolderBuy11,176.006.7475,326.241,711,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920021279/0001104659-20-021279-index.htm
2020-01-27Robert S. Birch10% Share HolderBuy25,000.006.82170,500.001,736,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920021279/0001104659-20-021279-index.htm
2020-01-29Robert S. Birch10% Share HolderBuy25,000.006.94173,500.001,761,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920021279/0001104659-20-021279-index.htm
2020-02-25Robert S. Birch10% Share HolderBuy50,000.006.17308,500.001,811,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920026190/0001104659-20-026190-index.htm
2020-02-26Robert S. Birch10% Share HolderBuy25,000.006.27156,750.001,836,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920026190/0001104659-20-026190-index.htm
2020-02-28Robert S. Birch10% Share HolderBuy20,000.005.81116,200.001,856,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920027803/0001104659-20-027803-index.htm
2020-03-05Robert S. Birch10% Share HolderBuy40,000.006.66266,400.001,896,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920030777/0001104659-20-030777-index.htm
2020-03-06Robert S. Birch10% Share HolderBuy50,000.006.59329,500.001,946,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920030777/0001104659-20-030777-index.htm
2020-03-09Robert S. Birch10% Share HolderBuy25,000.005.66141,500.001,971,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920031937/0001104659-20-031937-index.htm
2020-03-10Robert S. Birch10% Share HolderBuy8,919.006.1955,208.611,980,095.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920031937/0001104659-20-031937-index.htm
2020-03-11Robert S. Birch10% Share HolderBuy76,081.006.12465,615.722,056,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920033143/0001104659-20-033143-index.htm
2020-03-12Robert S. Birch10% Share HolderBuy15,000.005.4982,350.002,071,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920033143/0001104659-20-033143-index.htm
2020-03-13Robert S. Birch10% Share HolderBuy50,000.005.32266,000.002,121,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920034637/0001104659-20-034637-index.htm
2020-03-16Robert S. Birch10% Share HolderBuy25,000.004.82120,500.002,146,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920034637/0001104659-20-034637-index.htm
2020-03-20Robert S. Birch10% Share HolderBuy50,000.004.37218,500.002,196,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920037806/0001104659-20-037806-index.htm
2020-03-23Robert S. Birch10% Share HolderBuy25,000.003.8897,000.002,221,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920037806/0001104659-20-037806-index.htm
2020-03-23Robert S. Birch10% Share HolderBuy10,000.003.9339,300.002,231,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920037806/0001104659-20-037806-index.htm
2020-03-24Robert S. Birch10% Share HolderBuy50,000.004.42221,000.002,281,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920038309/0001104659-20-038309-index.htm
2020-03-27Robert S. Birch10% Share HolderBuy30,000.005.54166,200.002,311,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920040874/0001104659-20-040874-index.htm
2020-04-03Robert S. Birch10% Share HolderBuy50,000.005.77288,500.002,361,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920044027/0001104659-20-044027-index.htm
2020-04-08Robert S. Birch10% Share HolderBuy50,000.006.04302,000.002,411,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920045528/0001104659-20-045528-index.htm
2020-04-09Robert S. Birch10% Share HolderBuy45,191.005.88265,723.082,456,367.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920045528/0001104659-20-045528-index.htm
2020-04-09Robert S. Birch10% Share HolderBuy4,809.006.0028,854.002,461,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920045970/0001104659-20-045970-index.htm
2020-05-15Robert S. Birch10% Share HolderBuy25,000.006.14153,500.002,486,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920063218/0001104659-20-063218-index.htm
2020-05-19Robert S. Birch10% Share HolderBuy5,000.006.2131,050.002,491,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920064808/0001104659-20-064808-index.htm
2018-05-11DAVID S POTTRUCKDirectorBuy15,000.006.85102,709.5025,000.00https://www.sec.gov/Archives/edgar/data/1509470/000114420418028192/0001144204-18-028192-index.htm
2020-05-27Robert S. Birch10% Share HolderBuy25,000.006.39159,750.002,516,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920067042/0001104659-20-067042-index.htm
2020-05-29Robert S. Birch10% Share HolderBuy30,000.006.33189,900.002,546,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920068765/0001104659-20-068765-index.htm
2020-05-29Robert S. Birch10% Share HolderBuy10,000.006.4064,000.002,556,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920068765/0001104659-20-068765-index.htm
2020-06-01Robert S. Birch10% Share HolderBuy20,000.006.44128,800.002,576,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920068765/0001104659-20-068765-index.htm
2020-06-02Robert S. Birch10% Share HolderBuy50,000.006.32316,000.002,626,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920069770/0001104659-20-069770-index.htm
2020-06-03Robert S. Birch10% Share HolderBuy35,000.006.34221,900.002,661,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920069770/0001104659-20-069770-index.htm
2020-06-04Robert S. Birch10% Share HolderBuy35,000.006.49227,150.002,696,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920070481/0001104659-20-070481-index.htm
2020-06-23Robert S. Birch10% Share HolderBuy69,000.008.52587,880.002,765,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920076752/0001104659-20-076752-index.htm
2020-06-24Robert S. Birch10% Share HolderBuy60,000.008.69521,400.002,825,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920076752/0001104659-20-076752-index.htm
2020-06-25Robert S. Birch10% Share HolderBuy16,000.008.80140,800.002,841,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920077417/0001104659-20-077417-index.htm
2020-06-26Robert S. Birch10% Share HolderBuy25,000.008.85221,250.002,866,176.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920078968/0001104659-20-078968-index.htm
2020-06-26Robert S. Birch10% Share HolderBuy39,051.008.91347,944.412,905,227.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920078968/0001104659-20-078968-index.htm
2020-06-29Robert S. Birch10% Share HolderBuy6,669.009.0060,021.002,911,896.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920078968/0001104659-20-078968-index.htm
2020-06-30Robert S. Birch10% Share HolderBuy3,200.009.0228,864.002,915,096.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920080706/0001104659-20-080706-index.htm
2020-06-30Robert S. Birch10% Share HolderBuy8,800.009.0479,552.002,923,896.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920080706/0001104659-20-080706-index.htm
2020-07-02Leonard PotterDirectorBuy5,440.0039,773.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920080698/0001104659-20-080698-index.htm
2020-07-02Lisa WestleyDirectorBuy5,440.005,440.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920080696/0001104659-20-080696-index.htm
2020-07-02RONALD M. LOTTDirectorBuy5,440.005,540.00https://www.sec.gov/Archives/edgar/data/1509470/000110465920080694/0001104659-20-080694-index.htm
2017-11-21Michael T. MoeExecutive ChairmanBuy789.006.334,994.3770,143.62https://www.sec.gov/Archives/edgar/data/1509470/000114420417060678/0001144204-17-060678-index.htm
2018-06-12Michael T. MoeDirectorBuy736.006.794,993.8370,879.62https://www.sec.gov/Archives/edgar/data/1509470/000114420418033972/0001144204-18-033972-index.htm
2018-06-19Michael T. MoeDirectorBuy692.007.224,996.2471,571.62https://www.sec.gov/Archives/edgar/data/1509470/000114420418034861/0001144204-18-034861-index.htm