Rand Capital Corporation

(NASDAQ:RAND)

Latest On Rand Capital Corporation (RAND):

Date/Time Type Description Signal Details
2024-03-12 05:52 ESTDividendA dividend of $0.25 has been announced on Feb 26, 2024. It will be paid Mar 29, 2024 with an ex-dividend date of Mar 12, 2024.Neutral
2023-12-15 04:51 ESTDividendA dividend of $0.25 has been announced on Dec 5, 2023. It will be paid Dec 29, 2023 with an ex-dividend date of Dec 15, 2023.Neutral
2023-08-30 05:52 ESTDividendA dividend of $0.25 has been announced on Jul 25, 2023. It will be paid Sep 14, 2023 with an ex-dividend date of Aug 30, 2023.Neutral
2023-05-30 05:52 ESTDividendA dividend of $0.25 has been announced on Apr 26, 2023. It will be paid Jun 14, 2023 with an ex-dividend date of May 30, 2023.Neutral
2023-05-13 19:52 ESTNewsRand Capital Corporation (RAND) Q1 2023 Earnings Call TranscriptN/A
2023-05-09 17:33 ESTNewsRand Capital NII of $0.39, total investment income of $1.85MN/A
2023-04-26 21:20 ESTNewsRand Capital declares $0.25 dividendN/A
2023-03-10 12:40 ESTNewsRand Capital reports Q4 resultsN/A
2023-03-10 12:40 ESTNewsRand Capital Corporation (RAND) Q4 2022 Earnings Call TranscriptN/A
2023-03-10 12:40 ESTNewsRand Capital 2022 Q4 - Results - Earnings Call PresentationN/A
2023-03-10 04:51 ESTDividendA dividend of $0.2 has been announced on Feb 28, 2023. It will be paid Mar 27, 2023 with an ex-dividend date of Mar 10, 2023.Neutral
2023-03-01 15:35 ESTNewsRand Capital declares $0.20 dividendN/A
2022-12-16 04:52 ESTDividendA dividend of $0.18 has been announced on Dec 6, 2022. It will be paid Dec 30, 2022 with an ex-dividend date of Dec 16, 2022.Neutral
2022-12-07 19:49 ESTNewsRand Capital raises dividend by ~33% to $0.20/share, $0.18 supplement dividendN/A
2022-11-07 23:50 ESTNewsRand Capital Non-GAAP NII of $0.40, Total investment income of $1.55MN/A
2022-11-07 23:50 ESTNewsRand Capital 2022 Q3 - Results - Earnings Call PresentationN/A
2022-11-07 23:50 ESTNewsRand Capital Corporation (RAND) Q3 2022 Earnings Call TranscriptN/A
2022-08-31 05:52 ESTDividendA dividend of $0.15 has been announced on Jul 28, 2022. It will be paid Sep 15, 2022 with an ex-dividend date of Aug 31, 2022.Neutral
2022-08-31 01:46 ESTNewsRand Capital goes ex-dividend tomorrowN/A
2022-08-09 07:04 ESTNewsRand Capital Non-GAAP NII of $0.29, Total Investment income of $1.4MN/A
2022-08-09 07:03 ESTNewsRand Capital (RAND) CEO Dan Penberthy on Q2 2022 Results - Earnings Call TranscriptN/A
2022-05-31 05:52 ESTDividendA dividend of $0.15 has been announced on Apr 28, 2022. It will be paid Jun 15, 2022 with an ex-dividend date of May 31, 2022.Neutral
2022-05-09 15:42 ESTNewsRand Capital Non-GAAP NII of $0.21, revenue of $1.1MN/A
2022-05-09 15:41 ESTNewsRand Capital 2022 Q1 - Results - Earnings Call PresentationN/A
2022-05-09 15:41 ESTNewsRand Capital Corp. (RAND) CEO Dan Penberthy on Q1 2022 Results - Earnings Call TranscriptN/A
2022-04-28 18:33 ESTNewsRand Capital declares $0.15 dividendN/A
2022-03-11 16:53 ESTNewsRand Capital Corporation (RAND) CEO Dan Penberthy on Q4 2021 Results - Earnings Call TranscriptN/A
2022-03-11 04:52 ESTDividendA dividend of $0.15 has been announced on Feb 28, 2022. It will be paid Mar 28, 2022 with an ex-dividend date of Mar 11, 2022.Neutral
2022-03-08 18:49 ESTNewsRand Capital Adj. NII of $0.16, total investment income of $1.23MN/A
2022-02-28 17:39 ESTNewsRand Capital raises dividend by 50% to $0.15N/A
2021-12-17 04:53 ESTDividendA dividend of $0.04 has been announced on Dec 10, 2021. It will be paid Dec 31, 2021 with an ex-dividend date of Dec 17, 2021.Neutral
2021-12-10 21:10 ESTNewsRand Capital declares $0.10 dividend, $0.04 supplementN/A
2021-11-07 21:21 ESTNewsRand Capital 2021 Q3 - Results - Earnings Call PresentationN/A
2021-11-06 07:28 ESTNewsRand Capital (RAND) CEO Pete Grum On Q3 2021 Results - Earnings Call TranscriptN/A
2021-10-26 00:12 ESTNewsRand Capital key person to step downN/A
2021-09-01 05:53 ESTDividendA dividend of $0.1 has been announced on Jul 29, 2021. It will be paid Sep 16, 2021 with an ex-dividend date of Sep 1, 2021.Neutral
2021-08-10 10:32 ESTNewsRand Capital Corporation (RAND) CEO Pete Grum on Q2 2021 Results - Earnings Call TranscriptN/A
2021-08-09 13:41 ESTNewsRand Capital 2021 Q2 - Results - Earnings Call PresentationN/A
2021-06-01 05:57 ESTDividendA dividend of $0.1 has been announced on Apr 29, 2021. It will be paid Jun 16, 2021 with an ex-dividend date of Jun 1, 2021.Neutral
2021-04-29 19:42 ESTNewsRand Capital declares $0.10 dividendN/A
2021-04-01 02:57 ESTNewsRand Capital provides $4.5M in funding for new portfolio companiesN/A
2021-03-12 04:54 ESTDividendA dividend of $0.1 has been announced on Feb 26, 2021. It will be paid Mar 29, 2021 with an ex-dividend date of Mar 12, 2021.Neutral
2021-03-11 00:38 ESTFinancialsCompany financials have been released.Neutral
2021-03-10 18:06 ESTNewsRand Capital's (RAND) CEO Pete Grum on Q4 2020 Results - Earnings Call TranscriptN/A
2021-03-09 03:29 ESTNewsRand Capital 2020 Q4 - Results - Earnings Call PresentationN/A
2021-03-09 03:28 ESTNewsRand Capital Corporation (RAND) CEO Pete Grum on Q4 2020 Results - Earnings Call TranscriptN/A
2020-12-30 04:54 ESTDividendA dividend of $1.33 has been announced on Dec 21, 2020. It will be paid Jan 19, 2021 with an ex-dividend date of Dec 30, 2020.Neutral
2020-12-21 14:04 ESTNewsRand Capital declares $1.33 dividendN/A
2020-11-26 21:20 ESTFinancialsCompany financials have been released.Neutral
2020-11-11 04:48 ESTFinancialsCompany financials have been released.Neutral

About Rand Capital Corporation (RAND):

Rand Capital Corporation is a business development company and regulated investment company specializing in private equity investments. The firm prefers to make investments through equity or debt instruments in lower middle market and in small to medium-sized privately held companies. It generally lends to more mature companies. The firm does not prefer to invest in real estate sector. It invests in companies that are engaged in the exploitation of new or unique products, technologies, or services. The firm invests in healthcare, consumer products, manufacturing, software, and professional services. It seeks to invest in companies based in the Western and Upstate New York region and its surrounding states with focus on Buffalo and Niagara region. The firm may invest in region within three to five hour drives from Western New York including Canada. It typically invests between $0.5 million and $1.5 million and the total investment in rounds is between $1 million and $5 million. The firm seeks to invest up to maximum of $3 million total per company as part of follow-on investments. It invest in startups and companies having annual revenue up to $10 million. It invest companies having EBITDA up to $5 million. The firm Follow-on investment(s) up to a targeted maximum of $2 million to $3 million total per company. The firm frequently participate three investment round. The firm seeks to be a lead investor in companies within its geographical area and participates in syndicate/co-invest with other investors outside it. It prefers to invest in businesses that are unique or possess proprietary right. The firm prefers to be a minority investor and seeks to take a Board seat in its portfolio companies. It typically holds its investments for a period of five to seven years. Rand Capital Corporation was founded in 1969 and is based in Buffalo, New York.

RAND Quotes by TradingView

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General

  • Name Rand Capital Corporation
  • Symbol RAND
  • Type Common Stock
  • Exchange NASDAQ
  • Currency USD
  • Country USA
  • SectorFinancial Services
  • IndustryAsset Management
  • Last Split Factor1:9
  • Last Split Date2020-05-22
  • Fiscal Year EndDecember
  • IPO Date1995-08-18
  • Gic SectorFinancials
  • Gic GroupDiversified Financials
  • Gic IndustryCapital Markets
  • Gic SubIndustryAsset Management & Custody Banks
  • Web URLhttp://www.randcapital.com
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Valuation

  • Trailing PE 51.83
  • Price/Sales (Trailing 12 Mt.) 11.44
  • Price/Book (Most Recent Quarter) 0.86
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Financials

  • Most Recent Quarter 2020-12-31
  • Profit Margin 24%
  • Operating Margin 50%
  • Return on Assets 2%
  • Return on Equity 1%
  • Revenue 3.1 million
  • Earnings Per Share $0.33
  • Revenue Per Share $1.37
  • Gross Profit 3.1 million
  • Quarterly Earnings Growth 7.2%
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Highlights

  • Market Capitalization 43.9 million
  • EBITDA 1.58 million
  • PE Ratio 5.49
  • Book Value Per Share $17.86
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Share Statistics

  • Shares Outstanding 2.58 million
  • Shares Float 641979
  • % Held by Insiders 7501%
  • % Held by Institutions 3.64%
  • Shares Short 8
  • Shares Short Prior Month 44
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Technicals

  • Beta 0.29
  • 52 Week High $30.79
  • 52 Week Low $9.55
  • 50 Day Moving Average 16.02
  • 200 Day Moving Average 13.69
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Dividends

  • Forward Annual Dividend Rate $0.4
  • Forward Annual Dividend Yield 2.59%
  • Payout Ratio 29972%
  • Dividend Date 2021-03-29
  • ExDividend Date 2021-03-12
  • Dividend Per Share $1.33
  • Dividend Yield 5.27%
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Rand Capital Corporation (RAND) Dividend Calendar:

Rand Capital Corporation pays an annual dividend of $0.4 per share, with a dividend yield of 5.27%.
RAND's last dividend payment was made to shareholders on March 29, 2021.
Rand Capital Corporation pays out 29972% of its earnings out as a dividend.

Ex-Dividend Date Payment Date Record Date Declared Date Amount
2024-03-122024-03-292024-03-132024-02-26$0.25
2023-12-152023-12-292023-12-182023-12-05$0.25
2023-08-302023-09-142023-08-312023-07-25$0.25
2023-05-302023-06-142023-05-312023-04-26$0.25
2023-03-102023-03-272023-03-132023-02-28$0.2
2022-12-162022-12-302022-12-192022-12-06$0.18
2022-08-312022-09-152022-09-012022-07-28$0.15
2022-05-312022-06-152022-06-012022-04-28$0.15
2022-03-112022-03-282022-03-142022-02-28$0.15
2021-12-172021-12-312021-12-202021-12-10$0.04
2021-09-012021-09-162021-09-022021-07-29$0.1
2021-06-012021-06-162021-06-022021-04-29$0.1
2021-03-122021-03-292021-03-152021-02-26$0.1
2020-12-302021-01-192020-12-312020-12-21$1.33

Rand Capital Corporation (RAND) Earnings History:

Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.


Quarter Date Report Date Actual Revenue Reported EPS EPS Estimate Deviation from Estimate
2020-12-312021-03-08$-132261-$0.14
2020-09-302020-12-31$462293-$0.14
2020-06-302020-09-30$N/A$0.10
2020-03-312020-06-30$2.06 million$0.20
2019-12-312020-03-31$984925$0.26
2019-09-302019-12-31$437355$1.19
2019-06-302019-09-30$583046-$4.10
2019-03-312019-06-30$719370-$1.92
2018-12-312019-03-31$668325$0.65
2018-09-302018-12-31$662302$1.33
2018-06-302018-09-30$413518-$0.26
2018-03-312018-06-30$362809-$0.90
2017-12-312018-03-31$380000-$0.74
2017-09-302017-12-31$397000$0.32
2017-06-302017-09-30$349000$0.08
2017-03-312017-06-30$329000-$0.90
2016-12-312017-03-31$301000-$0.51
2016-09-302016-12-31$316000-$0.31
2016-06-302016-09-30$220000-$0.81
2016-03-312016-06-30$195000-$0.28
2015-12-312016-03-31$746000-$0.31
2015-09-302015-12-31$718000$1.27
2015-06-302015-09-30$719000$0.41
2015-03-312015-06-30$641000$0.20
2014-12-312015-03-31$825000$0.26
2014-09-302014-12-31$569000$5.63
2014-06-302014-09-30$672000$0.31
2014-03-312014-06-30$518000$0.73
2013-12-312014-03-31$439000-$0.24
2013-09-302013-12-31$509000$4.27
2013-06-302013-09-30$735000-$0.34
2013-03-312013-06-30$768000$0.38
2012-12-312013-03-31$420000-$0.27
2012-09-302012-12-31$1.45 million$0.34
2012-06-302012-09-30$436000-$1.85
2012-03-312012-06-30$298000$3.80
2011-12-312012-03-31$375000$0.27
2011-09-302011-12-31$441000$0.74
2011-06-302011-09-30$248000$1.28
2011-03-312011-06-30$228000$0.04
2010-12-312011-03-31$233000-$0.29
2010-09-302010-12-31$228000$1.17
2010-06-302010-08-11$198000-$0.19
2010-03-312010-05-13$188000-$0.90
2009-12-312010-03-03$753000-$0.14
2009-09-302009-12-02$298000$0.05
2009-06-302009-07-25$320000-$1.03
2009-03-312009-06-03$379000-$0.03
2008-12-312009-03-26$473000$0.85
2008-09-302008-10-23$423000-$0.34
2008-06-302008-07-24$482000-$0.03
2008-03-312008-04-28$379000-$0.11
2007-12-312008-02-04$1.08 million$2.78
2007-09-302007-11-28$366000-$0.55
2007-06-302007-08-13$376000$0.25
2007-03-312007-03-31$480000$0.21
2006-12-312006-12-31$506000$12.04
2006-09-302006-09-30$407000$0.13
2006-06-302006-06-30$213000$0.38
2006-03-312006-03-31$201000$0.30
2005-12-312005-12-31$230000-$0.48
2005-09-302005-09-30$171000-$0.07
2005-06-302005-06-30$178000-$0.27
2005-03-312005-03-31$158000$0.17

Rand Capital Corporation (RAND) Company Financial Statements:

Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.

Income Statement:
Date
Research Development
Income Before Tax
Selling General Administrative
Gross Profit
Ebit
Operating Income
Income Tax Expense
Total Revenue
Cost of Revenue
Total Other Income Expense Net
Net Income From Continuing Operations
Net Income Applicable to Common Shares
Cash Flow:
Date
Investments
Change to Liabilities
Total Cash Flow from Investing Activities
Net Borrowings
Total Cash Flow from Financial Activities
Change to Operating Activities
Change in Cash
Total Cash from Operating Activities
Depreciation
Other Cash Flow from Investing Activities
Change to Inventory
Change to Account Receivables
Other Cash Flow from Financing Activities
Change to Net Income
Capital Expenditures
Balance Sheet:
Date
Total Liabailities
Total Stockholder Equity
Other Current Liabilities
Total Assets
Common Stock
Other Current Assets
Retained Earnings
Other Liabilities
Other Assets
Cash
Total Current Liabilities
Other Stockholder Equity
Property, Plant & Equipment
Total Current Assets
Long Term Investments
Net Tangible Assets
Short Term Investments
Long Term Debt
Inventory
Accounts Payable

Rand Capital Corporation (RAND) Chart:

Rand Capital Corporation (RAND) News:

Below you will find a list of latest news for Rand Capital Corporation (RAND) from major news sources. You can filter the results to only show news from a specific source.

No recent news available

Rand Capital Corporation (RAND) Options:

A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.

Expiration Date Strike Last Price Type Volume Open Interest Implied Volatility In The Money Change Change Percent

Rand Capital Corporation (RAND) SEC Filings:

An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.

Date Form Type Form Name Link
2020-06-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/81955/000149315220011197/0001493152-20-011197-index.htm
2017-01-184Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/81955/000089924317001445/0000899243-17-001445-index.htm
2017-06-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/81955/000089924317016590/0000899243-17-016590-index.htm
2017-06-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/81955/000089924317016591/0000899243-17-016591-index.htm
2018-01-165Annual statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/81955/000089924318001082/0000899243-18-001082-index.htm
2018-01-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/81955/000089924318001567/0000899243-18-001567-index.htm
2018-01-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/81955/000089924318001678/0000899243-18-001678-index.htm
2018-03-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/81955/000089924318008739/0000899243-18-008739-index.htm
2018-06-213Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/81955/000090571818000571/0000905718-18-000571-index.htm
2018-06-21SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/81955/000090571818000574/0000905718-18-000574-index.htm
2018-06-22SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/81955/000090571818000576/0000905718-18-000576-index.htm
2019-03-27SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/81955/000090571819000293/0000905718-19-000293-index.htm
2019-04-10SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/81955/000090571819000358/0000905718-19-000358-index.htm
2019-04-22DFAN14AAdditional definitive proxy soliciting materials filed by non-management and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/81955/000090571819000383/0000905718-19-000383-index.htm
2019-04-25SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/81955/000090571819000391/0000905718-19-000391-index.htm
2019-05-06SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/81955/000090571819000427/0000905718-19-000427-index.htm
2020-05-29SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/81955/000090571820000527/0000905718-20-000527-index.htm
2018-06-20SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/81955/000114420418034979/0001144204-18-034979-index.htm
2017-03-038-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/81955/000119312517068098/0001193125-17-068098-index.htm
2017-03-0810-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/81955/000119312517074789/0001193125-17-074789-index.htm
2017-03-08DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/81955/000119312517074822/0001193125-17-074822-index.htm
2017-03-2140-17F2Certificate of accounting of securities in custody of management investment companies [Rule 17f-2]https://www.sec.gov/Archives/edgar/data/81955/000119312517090330/0001193125-17-090330-index.htm
2017-04-218-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/81955/000119312517132690/0001193125-17-132690-index.htm
2017-04-2710-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/81955/000119312517143113/0001193125-17-143113-index.htm
2017-06-0540-17F2Certificate of accounting of securities in custody of management investment companies [Rule 17f-2]https://www.sec.gov/Archives/edgar/data/81955/000119312517194460/0001193125-17-194460-index.htm
2017-07-0740-17GFidelity Bond [Rule 17G-1(g)]https://www.sec.gov/Archives/edgar/data/81955/000119312517223758/0001193125-17-223758-index.htm
2017-08-0710-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/81955/000119312517249310/0001193125-17-249310-index.htm
2017-10-10CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/81955/000119312517307147/0001193125-17-307147-index.htm
2017-11-0610-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/81955/000119312517333603/0001193125-17-333603-index.htm
2018-01-0940-17F2Certificate of accounting of securities in custody of management investment companies [Rule 17f-2]https://www.sec.gov/Archives/edgar/data/81955/000119312518006682/0001193125-18-006682-index.htm
2018-03-0810-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/81955/000119312518074224/0001193125-18-074224-index.htm
2018-03-08DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/81955/000119312518074234/0001193125-18-074234-index.htm
2018-03-2740-17F2Certificate of accounting of securities in custody of management investment companies [Rule 17f-2]https://www.sec.gov/Archives/edgar/data/81955/000119312518097656/0001193125-18-097656-index.htm
2018-04-188-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/81955/000119312518121153/0001193125-18-121153-index.htm
2018-05-0210-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/81955/000119312518147620/0001193125-18-147620-index.htm
2018-07-2040-17GFidelity Bond [Rule 17G-1(g)]https://www.sec.gov/Archives/edgar/data/81955/000119312518222059/0001193125-18-222059-index.htm
2018-07-3040-17F2Certificate of accounting of securities in custody of management investment companies [Rule 17f-2]https://www.sec.gov/Archives/edgar/data/81955/000119312518231303/0001193125-18-231303-index.htm
2018-08-0710-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/81955/000119312518240420/0001193125-18-240420-index.htm
2018-11-0710-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/81955/000119312518320167/0001193125-18-320167-index.htm
2018-11-0840-17F2Certificate of accounting of securities in custody of management investment companies [Rule 17f-2]https://www.sec.gov/Archives/edgar/data/81955/000119312518322407/0001193125-18-322407-index.htm
2019-01-258-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/81955/000119312519016345/0001193125-19-016345-index.htm
2019-01-25DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/81955/000119312519016349/0001193125-19-016349-index.htm
2019-01-258-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/81955/000119312519017198/0001193125-19-017198-index.htm
2019-01-25DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/81955/000119312519017207/0001193125-19-017207-index.htm
2019-03-0710-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/81955/000119312519066380/0001193125-19-066380-index.htm
2019-04-0140-17F2Certificate of accounting of securities in custody of management investment companies [Rule 17f-2]https://www.sec.gov/Archives/edgar/data/81955/000119312519094431/0001193125-19-094431-index.htm
2019-04-25PREC14APreliminary proxy statements, contested solicitationshttps://www.sec.gov/Archives/edgar/data/81955/000119312519119976/0001193125-19-119976-index.htm
2019-04-26DFAN14AAdditional definitive proxy soliciting materials filed by non-management and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/81955/000119312519122655/0001193125-19-122655-index.htm
2019-04-29DFAN14AAdditional definitive proxy soliciting materials filed by non-management and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/81955/000119312519125576/0001193125-19-125576-index.htm
2019-05-01DFAN14AAdditional definitive proxy soliciting materials filed by non-management and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/81955/000119312519133240/0001193125-19-133240-index.htm
2019-05-0210-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/81955/000119312519133879/0001193125-19-133879-index.htm
2019-05-03DFAN14AAdditional definitive proxy soliciting materials filed by non-management and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/81955/000119312519137061/0001193125-19-137061-index.htm
2019-05-03DFAN14AAdditional definitive proxy soliciting materials filed by non-management and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/81955/000119312519137063/0001193125-19-137063-index.htm
2019-05-06DEFC14ADefinitive proxy statement, contested solicitationshttps://www.sec.gov/Archives/edgar/data/81955/000119312519137622/0001193125-19-137622-index.htm
2019-05-06DFAN14AAdditional definitive proxy soliciting materials filed by non-management and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/81955/000119312519138411/0001193125-19-138411-index.htm
2019-05-06DFAN14AAdditional definitive proxy soliciting materials filed by non-management and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/81955/000119312519138418/0001193125-19-138418-index.htm
2019-05-08DFAN14AAdditional definitive proxy soliciting materials filed by non-management and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/81955/000119312519141551/0001193125-19-141551-index.htm
2019-05-09DFAN14AAdditional definitive proxy soliciting materials filed by non-management and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/81955/000119312519142861/0001193125-19-142861-index.htm
2019-05-09DFAN14AAdditional definitive proxy soliciting materials filed by non-management and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/81955/000119312519142865/0001193125-19-142865-index.htm
2019-05-13DFAN14AAdditional definitive proxy soliciting materials filed by non-management and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/81955/000119312519145071/0001193125-19-145071-index.htm
2019-05-14DFAN14AAdditional definitive proxy soliciting materials filed by non-management and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/81955/000119312519146705/0001193125-19-146705-index.htm
2019-05-15DFAN14AAdditional definitive proxy soliciting materials filed by non-management and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/81955/000119312519148124/0001193125-19-148124-index.htm
2019-08-0610-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/81955/000119312519213560/0001193125-19-213560-index.htm
2019-10-0940-17F2Certificate of accounting of securities in custody of management investment companies [Rule 17f-2]https://www.sec.gov/Archives/edgar/data/81955/000119312519264861/0001193125-19-264861-index.htm
2019-11-0710-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/81955/000119312519286651/0001193125-19-286651-index.htm
2019-11-0740-17F2Certificate of accounting of securities in custody of management investment companies [Rule 17f-2]https://www.sec.gov/Archives/edgar/data/81955/000119312519286790/0001193125-19-286790-index.htm
2019-03-11PRE 14AOther preliminary proxy statementshttps://www.sec.gov/Archives/edgar/data/81955/000149315219003096/0001493152-19-003096-index.htm
2019-04-18DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/81955/000149315219005593/0001493152-19-005593-index.htm
2019-04-18DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/81955/000149315219005595/0001493152-19-005595-index.htm
2019-04-23DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/81955/000149315219005788/0001493152-19-005788-index.htm
2019-04-29DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/81955/000149315219006092/0001493152-19-006092-index.htm
2019-05-02DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/81955/000149315219006310/0001493152-19-006310-index.htm
2019-05-06DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/81955/000149315219006479/0001493152-19-006479-index.htm
2019-05-07DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/81955/000149315219006522/0001493152-19-006522-index.htm
2019-05-09DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/81955/000149315219006718/0001493152-19-006718-index.htm
2019-05-228-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/81955/000149315219008086/0001493152-19-008086-index.htm
2019-05-238-K/ACurrent reporthttps://www.sec.gov/Archives/edgar/data/81955/000149315219008190/0001493152-19-008190-index.htm
2019-07-0340-17GFidelity Bond [Rule 17G-1(g)]https://www.sec.gov/Archives/edgar/data/81955/000149315219010215/0001493152-19-010215-index.htm
2019-10-228-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/81955/000149315219015797/0001493152-19-015797-index.htm
2019-11-128-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/81955/000149315219016822/0001493152-19-016822-index.htm
2019-11-153Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/81955/000149315219017769/0001493152-19-017769-index.htm
2019-11-153Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/81955/000149315219017770/0001493152-19-017770-index.htm
2019-11-15SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/81955/000149315219017771/0001493152-19-017771-index.htm
2019-11-153Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/81955/000149315219017772/0001493152-19-017772-index.htm
2019-11-21PRE 14AOther preliminary proxy statementshttps://www.sec.gov/Archives/edgar/data/81955/000149315219018185/0001493152-19-018185-index.htm
2019-12-02DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/81955/000149315219018595/0001493152-19-018595-index.htm
2019-12-03DEFR14ARevised definitive proxy soliciting materialshttps://www.sec.gov/Archives/edgar/data/81955/000149315219018689/0001493152-19-018689-index.htm
2019-12-318-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/81955/000149315219019934/0001493152-19-019934-index.htm
2020-03-038-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/81955/000149315220003280/0001493152-20-003280-index.htm
2020-03-0910-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/81955/000149315220003569/0001493152-20-003569-index.htm
2020-03-1340-APPApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/81955/000149315220003952/0001493152-20-003952-index.htm
2020-03-17DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/81955/000149315220004107/0001493152-20-004107-index.htm
2020-04-02DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/81955/000149315220005658/0001493152-20-005658-index.htm
2020-04-038-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/81955/000149315220005751/0001493152-20-005751-index.htm
2020-04-14DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/81955/000149315220006311/0001493152-20-006311-index.htm
2020-04-238-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/81955/000149315220006998/0001493152-20-006998-index.htm
2020-04-2940-17F2Certificate of accounting of securities in custody of management investment companies [Rule 17f-2]https://www.sec.gov/Archives/edgar/data/81955/000149315220007325/0001493152-20-007325-index.htm
2020-04-308-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/81955/000149315220007469/0001493152-20-007469-index.htm
2020-05-1110-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/81955/000149315220008154/0001493152-20-008154-index.htm
2020-05-118-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/81955/000149315220008209/0001493152-20-008209-index.htm
2020-05-218-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/81955/000149315220009642/0001493152-20-009642-index.htm
2020-06-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/81955/000149315220010700/0001493152-20-010700-index.htm
2020-06-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/81955/000149315220011197/0001493152-20-011197-index.htm
2020-07-0940-17GFidelity Bond [Rule 17G-1(g)]https://www.sec.gov/Archives/edgar/data/81955/000149315220012977/0001493152-20-012977-index.htm
2020-07-2440-APP/AApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/81955/000149315220013971/0001493152-20-013971-index.htm
2020-08-0710-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/81955/000149315220014921/0001493152-20-014921-index.htm
2020-08-1940-17F2Certificate of accounting of securities in custody of management investment companies [Rule 17f-2]https://www.sec.gov/Archives/edgar/data/81955/000149315220016324/0001493152-20-016324-index.htm
2020-08-1940-APP/AApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/81955/000149315220016341/0001493152-20-016341-index.htm
2020-08-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/81955/000149315220016360/0001493152-20-016360-index.htm
2020-08-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/81955/000149315220016643/0001493152-20-016643-index.htm
2020-08-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/81955/000149315220016960/0001493152-20-016960-index.htm
2020-09-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/81955/000149315220017172/0001493152-20-017172-index.htm
2020-09-0440-APP/AApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/81955/000149315220017306/0001493152-20-017306-index.htm
2020-09-084Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/81955/000149315220017429/0001493152-20-017429-index.htm
2020-10-29PRE 14AOther preliminary proxy statementshttps://www.sec.gov/Archives/edgar/data/81955/000149315220020145/0001493152-20-020145-index.htm
2020-10-3040-APPApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/81955/000149315220020149/0001493152-20-020149-index.htm
2020-11-0610-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/81955/000149315220020638/0001493152-20-020638-index.htm
2017-07-28SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/81955/000157104917007062/0001571049-17-007062-index.htm
2017-07-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/81955/000157104917007064/0001571049-17-007064-index.htm
2017-07-28SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/81955/000157104917007065/0001571049-17-007065-index.htm
2020-09-11APP NTC40-APP Noticehttps://www.sec.gov/Archives/edgar/data/81955/999999999720004636/9999999997-20-004636-index.htm
2020-10-08APP ORDR40-APP Orderhttps://www.sec.gov/Archives/edgar/data/81955/999999999720004949/9999999997-20-004949-index.htm

Rand Capital Corporation (RAND) Insider Transactions:

Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Rand Capital Corporation (RAND). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.
Insider Ownership: 7501%
Institutional Ownership: 364%

Transaction Date Insider Name Insider Title Type Shares Number Shares Price Total Transaction Shares Held After Transaction Link
2017-03-07Utility Service Holding Co., Inc.10% Share HolderSell19,334.003.1059,935.401,165,946.00https://www.sec.gov/Archives/edgar/data/81955/000157104917007064/0001571049-17-007064-index.htm
2017-03-06Utility Service Holding Co., Inc.10% Share HolderSell39,202.003.11121,918.221,185,280.00https://www.sec.gov/Archives/edgar/data/81955/000157104917007064/0001571049-17-007064-index.htm
2017-03-03Utility Service Holding Co., Inc.10% Share HolderSell5,710.003.1517,986.501,224,482.00https://www.sec.gov/Archives/edgar/data/81955/000157104917007064/0001571049-17-007064-index.htm
2017-03-02Utility Service Holding Co., Inc.10% Share HolderSell7,200.003.1422,608.001,230,192.00https://www.sec.gov/Archives/edgar/data/81955/000157104917007064/0001571049-17-007064-index.htm
2017-03-01Utility Service Holding Co., Inc.10% Share HolderSell1,300.003.154,095.001,237,392.00https://www.sec.gov/Archives/edgar/data/81955/000157104917007064/0001571049-17-007064-index.htm
2020-06-03Adam Samuel GuskyDirectorBuy1,500.0010.9216,380.001,500.00https://www.sec.gov/Archives/edgar/data/81955/000149315220010700/0001493152-20-010700-index.htm
2018-01-17REGINALD B II NEWMANDirectorBuy10,000.002.7527,500.00150,000.00https://www.sec.gov/Archives/edgar/data/81955/000089924318001567/0000899243-18-001567-index.htm
2018-01-18REGINALD B II NEWMANDirectorBuy10,000.002.7527,500.00160,000.00https://www.sec.gov/Archives/edgar/data/81955/000089924318001567/0000899243-18-001567-index.htm
2020-08-26East Asset Management, LLC10% Share HolderBuy1,671.0011.2418,782.041,628,484.00https://www.sec.gov/Archives/edgar/data/81955/000149315220016960/0001493152-20-016960-index.htm
2020-08-27East Asset Management, LLC10% Share HolderBuy1.0011.2511.251,628,485.00https://www.sec.gov/Archives/edgar/data/81955/000149315220016960/0001493152-20-016960-index.htm
2020-08-28East Asset Management, LLC10% Share HolderBuy3,328.0011.2537,440.001,631,813.00https://www.sec.gov/Archives/edgar/data/81955/000149315220016960/0001493152-20-016960-index.htm
2020-08-31East Asset Management, LLC10% Share HolderBuy3,671.0011.3041,482.301,635,484.00https://www.sec.gov/Archives/edgar/data/81955/000149315220017172/0001493152-20-017172-index.htm
2020-09-01East Asset Management, LLC10% Share HolderBuy1,700.0011.3019,210.001,637,184.00https://www.sec.gov/Archives/edgar/data/81955/000149315220017172/0001493152-20-017172-index.htm
2020-09-02East Asset Management, LLC10% Share HolderBuy1,853.0011.3020,938.901,639,037.00https://www.sec.gov/Archives/edgar/data/81955/000149315220017172/0001493152-20-017172-index.htm
2020-09-03East Asset Management, LLC10% Share HolderBuy2,603.0011.2129,179.631,641,640.00https://www.sec.gov/Archives/edgar/data/81955/000149315220017429/0001493152-20-017429-index.htm
2018-01-19REGINALD B II NEWMANDirectorBuy7,730.002.7521,257.50167,730.00https://www.sec.gov/Archives/edgar/data/81955/000089924318001678/0000899243-18-001678-index.htm
2018-03-23REGINALD B II NEWMANDirectorBuy4,090.002.6010,634.00171,820.00https://www.sec.gov/Archives/edgar/data/81955/000089924318008739/0000899243-18-008739-index.htm
2018-03-26REGINALD B II NEWMANDirectorBuy201.002.60522.60172,021.00https://www.sec.gov/Archives/edgar/data/81955/000089924318008739/0000899243-18-008739-index.htm
2018-03-27REGINALD B II NEWMANDirectorBuy709.002.601,843.40172,730.00https://www.sec.gov/Archives/edgar/data/81955/000089924318008739/0000899243-18-008739-index.htm
2020-08-17Adam Samuel GuskyDirectorBuy599.0011.096,642.912,099.00https://www.sec.gov/Archives/edgar/data/81955/000149315220016360/0001493152-20-016360-index.htm
2017-06-15REGINALD B II NEWMANDirectorSell20,000.003.0060,000.00224,124.00https://www.sec.gov/Archives/edgar/data/81955/000089924317016591/0000899243-17-016591-index.htm
2020-08-18Adam Samuel GuskyDirectorBuy500.0011.155,575.002,599.00https://www.sec.gov/Archives/edgar/data/81955/000149315220016360/0001493152-20-016360-index.htm
2020-08-19Adam Samuel GuskyDirectorBuy500.0011.185,590.003,099.00https://www.sec.gov/Archives/edgar/data/81955/000149315220016360/0001493152-20-016360-index.htm
2020-08-20Adam Samuel GuskyDirectorBuy25.0011.21280.253,124.00https://www.sec.gov/Archives/edgar/data/81955/000149315220016643/0001493152-20-016643-index.htm
2017-01-18ERLAND E KAILBOURNEDirectorBuy400.003.141,256.0037,067.00https://www.sec.gov/Archives/edgar/data/81955/000089924317001445/0000899243-17-001445-index.htm
2017-01-18ERLAND E KAILBOURNEDirectorBuy2,933.003.209,385.6040,000.00https://www.sec.gov/Archives/edgar/data/81955/000089924317001445/0000899243-17-001445-index.htm
2020-08-21Adam Samuel GuskyDirectorBuy1,278.0011.2014,313.604,402.00https://www.sec.gov/Archives/edgar/data/81955/000149315220016643/0001493152-20-016643-index.htm
2020-08-24Adam Samuel GuskyDirectorBuy1,019.0011.6211,840.785,421.00https://www.sec.gov/Archives/edgar/data/81955/000149315220016643/0001493152-20-016643-index.htm
2017-06-15ROBERT M ZAKDirectorBuy20,000.003.0060,000.0085,000.00https://www.sec.gov/Archives/edgar/data/81955/000089924317016590/0000899243-17-016590-index.htm