Pfenex Inc

(NYSE MKT:PFNX)

Latest On Pfenex Inc (PFNX):

Date/Time Type Description Signal Details
2020-09-30 17:00 ESTInsider TradeAsset Management LP Weiss has indirectly disposed of 100,000 shares.Sell
2020-09-26 13:43 ESTFinancialsCompany financials have been released.Neutral
2020-09-17 05:49 ESTFinancialsCompany financials have been released.Neutral
2020-08-26 01:29 ESTAnalyst RatingThe Analyst Target Price has decreased from $14.33 to $13.Neutral
2020-08-17 01:29 ESTAnalyst RatingThe Analyst Target Price has decreased from $16.67 to $14.33.Neutral
2020-08-14 09:48 ESTFinancialsCompany financials have been released.Neutral
2020-08-12 22:56 ESTNewsLigand Plans Pfenex Acquisition, And Other News: The Good, Bad And Ugly Of BiopharmaN/A
2020-08-12 05:35 ESTAnalyst RatingThe Analyst Target Price has decreased from $17.25 to $16.67.Neutral
2020-08-11 21:26 ESTNewsLigand to buy Pfenex for up to $516MN/A
2020-08-10 19:48 ESTNewsLigand to buy Pfenex for up to $516M deal valueN/A
2020-08-10 01:28 ESTAnalyst RatingThe Analyst Target Price has increased from $17 to $17.25.Buy
2020-08-09 20:47 ESTNewsPfenex Inc. (PFNX) CEO Eef Schimmelpennink on Q2 2020 Results - Earnings Call TranscriptN/A
2020-08-08 17:30 ESTFinancialsCompany financials have been released.Neutral
2020-08-07 00:15 ESTNewsPfenex EPS misses by $0.02, misses on revenueN/A
2020-08-06 13:34 ESTFinancialsCompany financials have been released.Neutral
2020-07-30 17:30 ESTFinancialsCompany financials have been released.Neutral
2020-07-30 05:29 ESTFinancialsCompany financials have been released.Neutral
2020-07-27 13:26 ESTFinancialsCompany financials have been released.Neutral
2020-07-23 18:05 ESTFinancialsCompany financials have been released.Neutral
2020-07-09 09:40 ESTFinancialsCompany financials have been released.Neutral
2020-07-07 01:23 ESTAnalyst RatingThe Analyst Target Price has increased from $16.75 to $17.Buy
2020-07-01 17:28 ESTFinancialsCompany financials have been released.Neutral
2020-06-19 13:21 ESTFinancialsCompany financials have been released.Neutral
2020-06-17 17:58 ESTInsider TradePatrick K. Lucy has directly disposed of 770 shares and currently holds 90,246 shares.Sell
2020-06-17 17:58 ESTInsider TradePatrick K. Lucy has directly acquired 770 shares and currently holds 91,016 shares.Buy
2020-06-16 01:27 ESTAnalyst RatingThe Analyst Target Price has increased from $15.5 to $16.75.Buy
2020-06-14 05:23 ESTFinancialsCompany financials have been released.Neutral
2020-06-12 05:46 ESTFinancialsCompany financials have been released.Neutral
2020-06-10 18:05 ESTInsider TradePatrick K. Lucy has directly disposed of 6,000 shares and currently holds 98,622 shares.Sell
2020-06-10 18:05 ESTInsider TradePatrick K. Lucy has directly disposed of 1,800 shares and currently holds 92,872 shares.Sell
2020-06-10 18:05 ESTInsider TradePatrick K. Lucy has directly disposed of 250 shares and currently holds 92,622 shares.Sell
2020-06-10 18:05 ESTInsider TradePatrick K. Lucy has directly disposed of 3,950 shares and currently holds 94,672 shares.Sell
2020-06-10 18:05 ESTInsider TradePatrick K. Lucy has directly disposed of 3,000 shares and currently holds 89,622 shares.Sell
2020-06-10 18:05 ESTInsider TradePatrick K. Lucy has directly disposed of 17,151 shares and currently holds 90,246 shares.Sell
2020-06-10 18:05 ESTInsider TradePatrick K. Lucy has directly acquired 17,151 shares and currently holds 107,397 shares.Buy
2020-06-02 01:31 ESTEarnings EstimateAn EPS average of -$0.28 is estimated for the quarter ending on September 30, 2020.Buy
2020-06-02 01:31 ESTAnalyst RatingThe Analyst Target Price has decreased from $15.75 to $15.5.Neutral
2020-05-27 05:53 ESTFinancialsCompany financials have been released.Neutral
2020-05-15 21:09 ESTFinancialsCompany financials have been released.Neutral
2020-05-10 17:51 ESTFinancialsCompany financials have been released.Neutral
2020-05-09 15:47 ESTNewsPfenex EPS misses by $0.07, misses on revenueN/A
2020-05-09 15:43 ESTNewsPfenex's (PFNX) CEO Eef Schimmelpennink on Q1 2020 Results - Earnings Call TranscriptN/A
2020-05-06 05:59 ESTFinancialsCompany financials have been released.Neutral
2020-05-01 05:29 ESTFinancialsCompany financials have been released.Neutral
2020-04-24 06:34 ESTNewsTwo shops cut views on Biogen as hopes for Alzheimer's med fadeN/A
2020-04-24 05:19 ESTAnalyst RatingThe Analyst Target Price has decreased from $18 to $15.75.Neutral
2020-04-16 09:15 ESTAnalyst RatingThe Analyst Target Price has decreased from $18.67 to $18.Neutral
2020-04-16 05:57 ESTNewsPfenex not quite there with full U.S. approval of Forteo biosimilarN/A
2020-04-12 08:32 ESTNewsBofA and JPM cut views on Alkermes in premarket analyst actionN/A
2020-04-12 08:13 ESTNewsPfenex EPS beats by $0.13, beats on revenueN/A

About Pfenex Inc (PFNX):

Pfenex Inc., a clinical-stage development and licensing biotechnology company, focuses on developing protein therapies for unmet patient needs. Its lead product candidate include PF708, a therapeutic equivalent drug candidate to Forteo (teriparatide) for the treatment of osteoporosis. The company also develops PF743, a recombinant crisantaspase; PF745, a recombinant crisantaspase with half-life extension technology; and PF810, a peptide based next generation therapeutic which is in preclinical development, as well as offers sparX-1 (PF753) and sparX-2 (PF754). In addition, it has license and supply agreements for CRM197, a non-toxic mutant of diphtheria toxin. Pfenex Inc. is headquartered in San Diego, California. As of September 29, 2020, Pfenex Inc. operates as a subsidiary of Ligand Pharmaceuticals Incorporated.

See Advanced Chart

General

  • Name Pfenex Inc
  • Symbol PFNX
  • Type Common Stock
  • Exchange NYSE MKT
  • Currency USD
  • Country USA
  • SectorHealthcare
  • IndustryBiotechnology
  • Full Time Employees 88
  • Fiscal Year EndDecember
  • IPO Date2014-07-24
  • Gic SectorHealth Care
  • Gic GroupPharmaceuticals, Biotechnology & Life Sciences
  • Gic IndustryBiotechnology
  • Gic SubIndustryBiotechnology
  • Web URLhttp://www.pfenex.com
View More

Valuation

  • Trailing PE 268.67
  • Forward PE 42.55
  • Price/Sales (Trailing 12 Mt.) 10.38
  • Price/Book (Most Recent Quarter) 5.92
  • Enterprise Value Revenue 9.23
  • Enterprise Value EBITDA 63.9
View More

Financials

  • Most Recent Quarter 2020-06-30
  • Current Year EPS Estimate -$1.01
  • Next Year EPS Estimate $0.41
  • Profit Margin -14%
  • Operating Margin -14%
  • Return on Assets -5%
  • Return on Equity -9%
  • Revenue 41.12 million
  • Earnings Per Share $0.03
  • Revenue Per Share $1.26
  • Gross Profit 45.44 million
  • Quarterly Earnings Growth -72.2%
View More

Highlights

  • Market Capitalization 437.28 million
  • EBITDA 2.63 million
  • PEG Ratio -0.03
  • Analyst Target Price $13
  • Book Value Per Share $2.16
View More

Share Statistics

  • Shares Outstanding 34.3 million
  • Shares Float 31.15 million
  • % Held by Insiders 42%
  • % Held by Institutions 82.43%
  • Shares Short 539032
  • Shares Short Prior Month 785072
  • Short Ratio 0.93
  • Short % of Float 2%
  • Short % of Shares Outstanding 2%
View More

Technicals

  • Beta 1.32
  • 52 Week High $13.95
  • 52 Week Low $5.26
  • 50 Day Moving Average 12.69
  • 200 Day Moving Average 9.07
View More

Dividends

  • Dividend Date N/A
  • ExDividend Date N/A
View More

Pfenex Inc (PFNX) Dividend Calendar:

Ex-Dividend Date Payment Date Record Date Declared Date Amount

Pfenex Inc (PFNX) Earnings History:

Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.


Quarter Date Report Date Actual Revenue Reported EPS EPS Estimate Deviation from Estimate
2020-06-302020-08-06$N/A-$0.30-$0.28-7.14%
2020-03-312020-05-07$682000-$0.31-$0.24-29.17%
2019-12-312020-03-11$21.91 million$0.29$0.1681.25%
2019-09-302019-11-07$15.25 million$0.09-$0.04325%
2019-06-302019-08-08$2.81 million-$0.24-$0.3122.58%
2019-03-312019-05-09$10.36 million-$0.12-$0.2653.85%
2018-12-312019-03-11$3.35 million-$0.22-$0.3537.14%
2018-09-302018-11-07$3.57 million-$0.34-$0.33-3.03%
2018-06-302018-08-08$4.19 million-$0.41-$0.36-13.89%
2018-03-312018-05-10$3.75 million-$0.47-$0.43-9.3%
2017-12-312018-03-15$17.91 million$0.23$0.1291.67%
2017-09-302017-11-09$5.02 million-$0.37-$0.5633.93%
2017-06-302017-08-09$3.03 million-$0.52-$0.49-6.12%
2017-03-312017-05-08$2.82 million-$0.43-$0.5521.82%
2016-12-312017-03-15$5.47 million-$0.45-$0.6631.82%
2016-09-302016-11-09$48.82 million$1.46-$0.56360.71%
2016-06-302016-08-08$3.14 million-$0.43-$0.478.51%
2016-03-312016-05-09$2.76 million-$0.35-$0.4522.22%
2015-12-312016-03-10$3.26 million-$0.37-$0.5937.29%
2015-09-302015-11-13$2.06 million-$0.33-$0.4628.26%
2015-06-302015-08-13$2.29 million-$0.27-$0.3930.77%
2015-03-312015-05-14$1.98 million-$0.29-$0.24-20.83%
2014-12-312015-03-16$2.02 million-$0.18-$0.2010%
2014-09-302014-11-13$2.8 million-$0.16-$0.2638.46%

Pfenex Inc (PFNX) Company Financial Statements:

Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.

Income Statement:
Date Jun 30 2020 Mar 31 2020 Dec 31 2019 Sep 30 2019 Jun 30 2019
Research Development N/A 5.81 million 5.35 million 6.93 million 4.84 million
Income Before Tax N/A -10.15 million 9.27 million 3.08 million -7.63 million
Selling General Administrative N/A 4.73 million 6.28 million 4.15 million 4.55 million
Gross Profit N/A 342000 20.85 million 14.11 million 1.69 million
Ebit N/A -9.74 million 9.23 million 3.03 million -7.7 million
Operating Income N/A -10.2 million 9.23 million 3.03 million -7.7 million
Income Tax Expense 5000 N/A 1000 N/A N/A
Total Revenue N/A 682000 21.91 million 15.25 million 2.81 million
Cost of Revenue N/A 340000 1.05 million 1.14 million 1.12 million
Total Other Income Expense Net N/A 50000 40000 55000 71000
Net Income From Continuing Operations N/A -10.15 million 9.27 million 3.08 million -7.63 million
Net Income Applicable to Common Shares -10.33 million -10.15 million 9.27 million 3.08 million -7.63 million
Cash Flow:
Date Jun 30 2020 Mar 31 2020 Dec 31 2019 Sep 30 2019 Jun 30 2019
Investments N/A N/A N/A N/A N/A
Change to Liabilities 1.74 million 57000 -1.48 million 1.39 million -1.36 million
Total Cash Flow from Investing Activities 187000 -1.43 million 231000 -631000 -334000
Net Borrowings -63000 -82000 -81000 -59000 -60000
Total Cash Flow from Financial Activities N/A N/A 4.1 million 211000 82000
Change to Operating Activities -511000 -1.79 million -259000 -1.45 million 631000
Change in Cash N/A N/A 23.11 million -9.1 million -4.13 million
Total Cash from Operating Activities -5.33 million -8.66 million 18.77 million -8.68 million -3.88 million
Depreciation N/A N/A 452000 465000 448000
Other Cash Flow from Investing Activities N/A N/A N/A N/A N/A
Change to Inventory N/A N/A N/A N/A N/A
Change to Account Receivables N/A N/A 10.59 million -12.9 million 3.14 million
Other Cash Flow from Financing Activities N/A N/A N/A N/A N/A
Change to Net Income 1.05 million 878000 419000 671000 830000
Capital Expenditures N/A N/A 366000 631000 334000
Balance Sheet:
Date Jun 30 2020 Mar 31 2020 Dec 31 2019 Sep 30 2019 Jun 30 2019
Total Liabailities N/A 9.6 million 12.59 million 13.49 million 12.31 million
Total Stockholder Equity N/A 83.18 million 72.3 million 55.84 million 51.81 million
Other Current Liabilities N/A 601000 1.44 million 105000 3.14 million
Total Assets N/A 92.78 million 84.89 million 69.32 million 64.12 million
Common Stock 35000 35000 33000 32000 32000
Other Current Assets N/A 1.72 million 2.51 million 2.56 million 1.87 million
Retained Earnings -218.22 million -207.89 million -197.74 million -209.51 million -212.59 million
Other Liabilities 413000 28000 26000 2.5 million 2.5 million
Other Assets 82000 145000 170000 170000 170000
Cash N/A 65.6 million 55.62 million 32.52 million 41.62 million
Total Current Liabilities N/A 6.88 million 9.67 million 10.96 million 9.74 million
Other Stockholder Equity N/A N/A N/A N/A N/A
Property, Plant & Equipment 12.11 million 12.18 million 11.65 million 8.37 million 7.53 million
Total Current Assets N/A 71.27 million 63.76 million 51.34 million 46.86 million
Long Term Investments N/A N/A N/A N/A N/A
Net Tangible Assets 64.84 million 73.99 million 62.99 million 46.4 million 42.25 million
Short Term Investments N/A N/A N/A N/A N/A
Long Term Debt N/A N/A N/A N/A N/A
Inventory N/A N/A N/A N/A N/A
Accounts Payable N/A 375000 673000 2.23 million 520000

Pfenex Inc (PFNX) Chart:

Pfenex Inc (PFNX) News:

Below you will find a list of latest news for Pfenex Inc (PFNX) from major news sources. You can filter the results to only show news from a specific source.

No recent news available

Pfenex Inc (PFNX) Options:

A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.

Expiration Date Strike Last Price Type Volume Open Interest Implied Volatility In The Money Change Change Percent

Pfenex Inc (PFNX) SEC Filings:

An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.

Date Form Type Form Name Link
2020-06-268-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1478121/000156459020030754/0001564590-20-030754-index.htm
2020-02-05SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1478121/000003877720000044/0000038777-20-000044-index.htm
2020-10-09SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1478121/000003877720000175/0000038777-20-000175-index.htm
2020-02-05SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1478121/000083423720005851/0000834237-20-005851-index.htm
2020-10-09SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1478121/000083423720010366/0000834237-20-010366-index.htm
2019-09-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1478121/000089924319023250/0000899243-19-023250-index.htm
2019-09-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1478121/000089924319023699/0000899243-19-023699-index.htm
2019-11-274Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1478121/000089924319028272/0000899243-19-028272-index.htm
2020-02-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1478121/000089924320002634/0000899243-20-002634-index.htm
2020-02-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1478121/000089924320002637/0000899243-20-002637-index.htm
2020-02-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1478121/000089924320002638/0000899243-20-002638-index.htm
2020-02-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1478121/000089924320002640/0000899243-20-002640-index.htm
2020-03-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1478121/000089924320006774/0000899243-20-006774-index.htm
2020-05-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1478121/000089924320012692/0000899243-20-012692-index.htm
2020-05-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1478121/000089924320012693/0000899243-20-012693-index.htm
2020-05-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1478121/000089924320012694/0000899243-20-012694-index.htm
2020-05-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1478121/000089924320012697/0000899243-20-012697-index.htm
2020-05-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1478121/000089924320012700/0000899243-20-012700-index.htm
2020-05-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1478121/000089924320012702/0000899243-20-012702-index.htm
2020-06-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1478121/000089924320016892/0000899243-20-016892-index.htm
2020-10-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1478121/000089924320027405/0000899243-20-027405-index.htm
2020-10-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1478121/000089924320027411/0000899243-20-027411-index.htm
2020-10-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1478121/000089924320027414/0000899243-20-027414-index.htm
2020-10-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1478121/000089924320027417/0000899243-20-027417-index.htm
2020-10-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1478121/000089924320027419/0000899243-20-027419-index.htm
2020-10-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1478121/000089924320027421/0000899243-20-027421-index.htm
2020-10-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1478121/000089924320027424/0000899243-20-027424-index.htm
2020-10-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1478121/000089924320027425/0000899243-20-027425-index.htm
2020-10-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1478121/000089924320027428/0000899243-20-027428-index.htm
2020-10-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1478121/000089924320027436/0000899243-20-027436-index.htm
2020-10-093Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1478121/000089924320027886/0000899243-20-027886-index.htm
2020-08-21SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1478121/000090266420003158/0000902664-20-003158-index.htm
2020-10-05SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1478121/000090266420003514/0000902664-20-003514-index.htm
2020-10-02SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1478121/000090571820001017/0000905718-20-001017-index.htm
2020-10-023Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1478121/000090571820001019/0000905718-20-001019-index.htm
2020-10-02SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1478121/000090571820001021/0000905718-20-001021-index.htm
2020-10-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1478121/000090571820001023/0000905718-20-001023-index.htm
2020-10-02SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1478121/000090571820001025/0000905718-20-001025-index.htm
2020-02-12SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1478121/000110465920019096/0001104659-20-019096-index.htm
2020-02-13SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1478121/000110465920020065/0001104659-20-020065-index.htm
2020-06-05SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1478121/000110465920070151/0001104659-20-070151-index.htm
2020-10-0125-NSENotification filed by national security exchange to report the removal from listing and registration of matured, redeemed or rethttps://www.sec.gov/Archives/edgar/data/1478121/000114331320000061/0001143313-20-000061-index.htm
2019-10-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1478121/000119312519263217/0001193125-19-263217-index.htm
2019-10-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1478121/000119312519267064/0001193125-19-267064-index.htm
2019-11-138-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1478121/000119312519291094/0001193125-19-291094-index.htm
2019-12-188-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1478121/000119312519316835/0001193125-19-316835-index.htm
2020-01-168-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1478121/000119312520008985/0001193125-20-008985-index.htm
2020-02-048-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1478121/000119312520023510/0001193125-20-023510-index.htm
2020-02-14SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1478121/000119312520038594/0001193125-20-038594-index.htm
2020-04-238-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1478121/000119312520115951/0001193125-20-115951-index.htm
2020-05-07424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1478121/000119312520136418/0001193125-20-136418-index.htm
2020-05-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1478121/000119312520136427/0001193125-20-136427-index.htm
2020-05-118-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1478121/000119312520139207/0001193125-20-139207-index.htm
2020-08-118-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1478121/000119312520215335/0001193125-20-215335-index.htm
2020-08-11SC14D9CWritten communication relating to third party tender offerhttps://www.sec.gov/Archives/edgar/data/1478121/000119312520215338/0001193125-20-215338-index.htm
2020-08-11SC TO-CWritten communication relating to an issuer or third partyhttps://www.sec.gov/Archives/edgar/data/1478121/000119312520215349/0001193125-20-215349-index.htm
2020-08-11SC TO-CWritten communication relating to an issuer or third partyhttps://www.sec.gov/Archives/edgar/data/1478121/000119312520215352/0001193125-20-215352-index.htm
2020-08-13SC14D9CWritten communication relating to third party tender offerhttps://www.sec.gov/Archives/edgar/data/1478121/000119312520218396/0001193125-20-218396-index.htm
2020-08-24SC14D9CWritten communication relating to third party tender offerhttps://www.sec.gov/Archives/edgar/data/1478121/000119312520227173/0001193125-20-227173-index.htm
2020-08-31SC TO-TTender offer statement by Third Partyhttps://www.sec.gov/Archives/edgar/data/1478121/000119312520235607/0001193125-20-235607-index.htm
2020-08-31SC 14D9Solicitation, recommendation statementshttps://www.sec.gov/Archives/edgar/data/1478121/000119312520235614/0001193125-20-235614-index.htm
2020-09-11SC 14D9/ASolicitation, recommendation statementshttps://www.sec.gov/Archives/edgar/data/1478121/000119312520243533/0001193125-20-243533-index.htm
2020-09-11SC TO-T/ATender offer statement by Third Partyhttps://www.sec.gov/Archives/edgar/data/1478121/000119312520243535/0001193125-20-243535-index.htm
2020-09-16SC 14D9/ASolicitation, recommendation statementshttps://www.sec.gov/Archives/edgar/data/1478121/000119312520246631/0001193125-20-246631-index.htm
2020-09-16SC TO-T/ATender offer statement by Third Partyhttps://www.sec.gov/Archives/edgar/data/1478121/000119312520246636/0001193125-20-246636-index.htm
2020-09-18SC 14D9/ASolicitation, recommendation statementshttps://www.sec.gov/Archives/edgar/data/1478121/000119312520249208/0001193125-20-249208-index.htm
2020-09-30SC TO-T/ATender offer statement by Third Partyhttps://www.sec.gov/Archives/edgar/data/1478121/000119312520258665/0001193125-20-258665-index.htm
2020-09-30SC 14D9/ASolicitation, recommendation statementshttps://www.sec.gov/Archives/edgar/data/1478121/000119312520258666/0001193125-20-258666-index.htm
2020-10-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1478121/000119312520260581/0001193125-20-260581-index.htm
2020-10-01POS AMPost-Effective amendments for registration statementhttps://www.sec.gov/Archives/edgar/data/1478121/000119312520261121/0001193125-20-261121-index.htm
2020-10-01POS AMPost-Effective amendments for registration statementhttps://www.sec.gov/Archives/edgar/data/1478121/000119312520261123/0001193125-20-261123-index.htm
2020-10-01S-8 POSSecurities to be offered to employees in employee benefit plans, post-effective amendmentshttps://www.sec.gov/Archives/edgar/data/1478121/000119312520261124/0001193125-20-261124-index.htm
2020-10-01S-8 POSSecurities to be offered to employees in employee benefit plans, post-effective amendmentshttps://www.sec.gov/Archives/edgar/data/1478121/000119312520261126/0001193125-20-261126-index.htm
2020-10-01S-8 POSSecurities to be offered to employees in employee benefit plans, post-effective amendmentshttps://www.sec.gov/Archives/edgar/data/1478121/000119312520261127/0001193125-20-261127-index.htm
2020-10-01S-8 POSSecurities to be offered to employees in employee benefit plans, post-effective amendmentshttps://www.sec.gov/Archives/edgar/data/1478121/000119312520261129/0001193125-20-261129-index.htm
2020-10-01S-8 POSSecurities to be offered to employees in employee benefit plans, post-effective amendmentshttps://www.sec.gov/Archives/edgar/data/1478121/000119312520261130/0001193125-20-261130-index.htm
2020-10-01S-8 POSSecurities to be offered to employees in employee benefit plans, post-effective amendmentshttps://www.sec.gov/Archives/edgar/data/1478121/000119312520261133/0001193125-20-261133-index.htm
2020-10-01S-8 POSSecurities to be offered to employees in employee benefit plans, post-effective amendmentshttps://www.sec.gov/Archives/edgar/data/1478121/000119312520261134/0001193125-20-261134-index.htm
2020-10-01S-8 POSSecurities to be offered to employees in employee benefit plans, post-effective amendmentshttps://www.sec.gov/Archives/edgar/data/1478121/000119312520261136/0001193125-20-261136-index.htm
2020-10-0515-12BSecurities registration termination [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1478121/000119312520264000/0001193125-20-264000-index.htm
2020-09-30SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1478121/000135755020000060/0001357550-20-000060-index.htm
2020-09-303Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1478121/000135755020000061/0001357550-20-000061-index.htm
2020-09-304Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1478121/000135755020000062/0001357550-20-000062-index.htm
2020-10-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1478121/000135755020000064/0001357550-20-000064-index.htm
2020-10-09SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1478121/000135755020000066/0001357550-20-000066-index.htm
2020-10-09SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1478121/000135755020000067/0001357550-20-000067-index.htm
2019-11-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1478121/000156459019041738/0001564590-19-041738-index.htm
2019-11-0710-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1478121/000156459019041772/0001564590-19-041772-index.htm
2020-03-118-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1478121/000156459020010063/0001564590-20-010063-index.htm
2020-03-1110-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1478121/000156459020010090/0001564590-20-010090-index.htm
2020-04-01DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1478121/000156459020014808/0001564590-20-014808-index.htm
2020-04-148-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1478121/000156459020016726/0001564590-20-016726-index.htm
2020-05-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1478121/000156459020022834/0001564590-20-022834-index.htm
2020-05-0710-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1478121/000156459020022850/0001564590-20-022850-index.htm
2020-06-128-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1478121/000156459020029080/0001564590-20-029080-index.htm
2020-06-268-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1478121/000156459020030754/0001564590-20-030754-index.htm
2020-08-068-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1478121/000156459020037743/0001564590-20-037743-index.htm
2020-08-0610-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1478121/000156459020037754/0001564590-20-037754-index.htm
2020-10-02EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1478121/999999999520002711/9999999995-20-002711-index.htm
2020-10-02EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1478121/999999999520002715/9999999995-20-002715-index.htm
2020-04-10CT ORDERConfidential treatment orderhttps://www.sec.gov/Archives/edgar/data/1478121/999999999720001520/9999999997-20-001520-index.htm
2020-04-14CT ORDERConfidential treatment orderhttps://www.sec.gov/Archives/edgar/data/1478121/999999999720001569/9999999997-20-001569-index.htm
2020-07-15CT ORDERConfidential treatment orderhttps://www.sec.gov/Archives/edgar/data/1478121/999999999720004109/9999999997-20-004109-index.htm
2020-07-15CT ORDERConfidential treatment orderhttps://www.sec.gov/Archives/edgar/data/1478121/999999999720004110/9999999997-20-004110-index.htm
2020-07-15CT ORDERConfidential treatment orderhttps://www.sec.gov/Archives/edgar/data/1478121/999999999720004111/9999999997-20-004111-index.htm
2020-07-15CT ORDERConfidential treatment orderhttps://www.sec.gov/Archives/edgar/data/1478121/999999999720004112/9999999997-20-004112-index.htm
2020-07-15CT ORDERConfidential treatment orderhttps://www.sec.gov/Archives/edgar/data/1478121/999999999720004113/9999999997-20-004113-index.htm
2020-07-15CT ORDERConfidential treatment orderhttps://www.sec.gov/Archives/edgar/data/1478121/999999999720004114/9999999997-20-004114-index.htm
2020-07-15CT ORDERConfidential treatment orderhttps://www.sec.gov/Archives/edgar/data/1478121/999999999720004115/9999999997-20-004115-index.htm
2020-09-22CT ORDERConfidential treatment orderhttps://www.sec.gov/Archives/edgar/data/1478121/999999999720004728/9999999997-20-004728-index.htm

Pfenex Inc (PFNX) Insider Transactions:

Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Pfenex Inc (PFNX). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.
Insider Ownership: 42%
Institutional Ownership: 8243%

Transaction Date Insider Name Insider Title Type Shares Number Shares Price Total Transaction Shares Held After Transaction Link
2020-03-02Patrick K. LucyChief Business OfficerBuy17,151.003.3857,970.38107,397.00https://www.sec.gov/Archives/edgar/data/1478121/000089924320006774/0000899243-20-006774-index.htm
2020-09-29Asset Management LP Weiss10% Share HolderSell100,000.0012.741,273,580.004,220,055.00https://www.sec.gov/Archives/edgar/data/1478121/000135755020000062/0001357550-20-000062-index.htm
2019-11-27Patrick K. LucyChief Business OfficerSell3,000.0010.0330,104.4089,622.00https://www.sec.gov/Archives/edgar/data/1478121/000089924319028272/0000899243-19-028272-index.htm
2020-03-02Patrick K. LucyChief Business OfficerSell17,151.0011.24192,706.9290,246.00https://www.sec.gov/Archives/edgar/data/1478121/000089924320006774/0000899243-20-006774-index.htm
2020-06-16Patrick K. LucyChief Business OfficerSell770.0010.237,873.3390,246.00https://www.sec.gov/Archives/edgar/data/1478121/000089924320016892/0000899243-20-016892-index.htm
2020-06-16Patrick K. LucyChief Business OfficerBuy770.003.382,602.6091,016.00https://www.sec.gov/Archives/edgar/data/1478121/000089924320016892/0000899243-20-016892-index.htm
2019-09-16Patrick K. LucyChief Business OfficerSell250.0010.012,502.5092,622.00https://www.sec.gov/Archives/edgar/data/1478121/000089924319023699/0000899243-19-023699-index.htm
2019-09-16Patrick K. LucyChief Business OfficerSell1,800.0010.0018,000.0092,872.00https://www.sec.gov/Archives/edgar/data/1478121/000089924319023699/0000899243-19-023699-index.htm
2019-09-13Patrick K. LucyChief Business OfficerSell3,950.0010.0139,532.3994,672.00https://www.sec.gov/Archives/edgar/data/1478121/000089924319023699/0000899243-19-023699-index.htm
2019-09-06Patrick K. LucyChief Business OfficerSell6,000.008.0048,021.0098,622.00https://www.sec.gov/Archives/edgar/data/1478121/000089924319023250/0000899243-19-023250-index.htm