Great Elm Capital Corporation

(NASDAQ:GECC)

Latest On Great Elm Capital Corporation (GECC):

Date/Time Type Description Signal Details
2024-03-14 05:48 ESTDividendA dividend of $0.35 has been announced on Feb 29, 2024. It will be paid Mar 29, 2024 with an ex-dividend date of Mar 14, 2024.Neutral
2023-12-28 04:46 ESTDividendA dividend of $0.1 has been announced on Dec 12, 2023. It will be paid Jan 12, 2024 with an ex-dividend date of Dec 28, 2023.Neutral
2023-12-14 04:46 ESTDividendA dividend of $0.35 has been announced on Nov 2, 2023. It will be paid Dec 29, 2023 with an ex-dividend date of Dec 14, 2023.Neutral
2023-09-14 05:46 ESTDividendA dividend of $0.35 has been announced on Aug 3, 2023. It will be paid Sep 29, 2023 with an ex-dividend date of Sep 14, 2023.Neutral
2023-06-14 05:46 ESTDividendA dividend of $0.35 has been announced on May 4, 2023. It will be paid Jun 30, 2023 with an ex-dividend date of Jun 14, 2023.Neutral
2023-05-07 03:58 ESTNewsGreat Elm Capital Corporation (GECC) Q1 2023 Earnings Call TranscriptN/A
2023-05-05 14:23 ESTNewsGreat Elm Capital declares $0.35 dividendN/A
2023-05-04 00:06 ESTNewsGreat Elm Capital Q1 2023 Earnings PreviewN/A
2023-03-14 05:46 ESTDividendA dividend of $0.35 has been announced on Mar 2, 2023. It will be paid Mar 31, 2023 with an ex-dividend date of Mar 14, 2023.Neutral
2023-03-14 05:02 ESTNewsGreat Elm Capital goes ex dividend tomorrowN/A
2023-03-03 21:57 ESTNewsGreat Elm Capital Corporation 2022 Q4 - Results - Earnings Call PresentationN/A
2023-03-03 21:56 ESTNewsGreat Elm Capital Corporation (GECC) Q4 2022 Earnings Call TranscriptN/A
2023-03-02 16:59 ESTNewsGreat Elm Capital GAAP NII of $0.30 beats by $0.06, total investment income of $7.3M beats by $1.01MN/A
2023-03-02 16:58 ESTNewsGreat Elm Capital turns in Q4 earnings beat as NII more than doubles from Q3N/A
2023-03-02 02:18 ESTNewsGreat Elm Capital Q4 2022 Earnings PreviewN/A
2022-12-14 04:46 ESTDividendA dividend of $0.45 has been announced on Nov 3, 2022. It will be paid Dec 30, 2022 with an ex-dividend date of Dec 14, 2022.Neutral
2022-11-06 06:50 ESTNewsGreat Elm Capital Corp. (GECC) Q3 2022 Earnings Call TranscriptN/A
2022-11-04 20:23 ESTNewsGreat Elm Capital Corporation 2022 Q3 - Results - Earnings Call PresentationN/A
2022-11-04 03:03 ESTNewsGreat Elm Capital GAAP EPS of $0.18 misses by $0.05, revenue of $6.03M misses by $0.27MN/A
2022-11-02 17:48 ESTNewsGreat Elm Capital Q3 2022 Earnings PreviewN/A
2022-09-14 05:46 ESTDividendA dividend of $0.45 has been announced on Aug 4, 2022. It will be paid Sep 30, 2022 with an ex-dividend date of Sep 14, 2022.Neutral
2022-09-14 05:11 ESTNewsGreat Elm Capital goes ex-dividend tomorrowN/A
2022-08-26 21:44 ESTNewsNothing Great (Or Good) About Great Elm Capital CorporationN/A
2022-08-05 18:45 ESTNewsGreat Elm Capital Corporation 2022 Q2 - Results - Earnings Call PresentationN/A
2022-08-05 18:45 ESTNewsGreat Elm Capital Corporation (GECC) CEO Matt Kaplan on Q2 2022 Results - Earnings Call TranscriptN/A
2022-08-04 11:34 ESTNewsGreat Elm Capital NII of $0.23 beats by $0.02, Total investment income of $5.51M misses by $0.35MN/A
2022-06-22 05:45 ESTDividendA dividend of $0.45 has been announced on Mar 4, 2022. It will be paid Jun 30, 2022 with an ex-dividend date of Jun 22, 2022.Neutral
2022-05-12 17:55 ESTNewsGreat Elm Capital Corp (GECC) CEO Matt Kaplan on Q1 2022 Results - Earnings Call TranscriptN/A
2022-05-11 23:46 ESTNewsGreat Elm Capital declares $0.45 dividend, dates revealedN/A
2022-05-11 23:46 ESTNewsGreat Elm Capital GAAP EPS of -$1.12, total investment income of $5.6MN/A
2022-05-06 03:17 ESTNewsGreat Elm acquires management agreements for Monomoy Properties REIT, forays into private REIT industryN/A
2022-03-14 05:46 ESTDividendA dividend of $0.6 has been announced on Nov 5, 2021. It will be paid Mar 30, 2022 with an ex-dividend date of Mar 14, 2022.Neutral
2022-03-07 03:22 ESTNewsGreat Elm Capital declares $0.60 dividendN/A
2022-03-04 23:26 ESTNewsGreat Elm Capital GAAP EPS of -$2.52, total investment income of $25.25MN/A
2022-03-04 23:25 ESTNewsGreat Elm Capital CEO steps down, approves $50M in rights offering, launches JV for specialty financeN/A
2022-03-04 23:25 ESTNewsGreat Elm Capital Corporation 2021 Q4 - Results - Earnings Call PresentationN/A
2022-03-04 23:25 ESTNewsGreat Elm Capital Corp (GECC) CEO Matt Kaplan on Q4 2021 Results - Earnings Call TranscriptN/A
2022-03-03 12:02 ESTNewsGreat Elm Capital Q4 2021 Earnings PreviewN/A
2022-02-04 04:45 ESTNewsGreat Elm Capital acquires majority equity interest in asset-based lender for $7.5MN/A
2021-12-14 04:46 ESTDividendA dividend of $0.1 has been announced on Nov 19, 2021. It will be paid Dec 30, 2021 with an ex-dividend date of Dec 14, 2021.Neutral
2021-11-07 14:35 ESTNewsGreat Elm Capital Corporation 2021 Q3 - Results - Earnings Call PresentationN/A
2021-11-06 21:00 ESTNewsGreat Elm Capital Corp (GECC) CEO Peter Reed on Q3 2021 Results - Earnings Call TranscriptN/A
2021-11-06 02:16 ESTNewsGreat Elm Capital EPS misses by $0.21, beats on total investment incomeN/A
2021-11-05 06:37 ESTNewsGreat Elm Capital Q3 2021 Earnings PreviewN/A
2021-09-21 19:12 ESTNewsGreat Elm Capital acquires majority interest in Lenders Funding for $7.25MN/A
2021-08-23 09:03 ESTNewsGreat Elm Capital declares $0.10 dividendN/A
2021-08-04 07:49 ESTNewsGreat Elm Capital Corporation (GECC) CEO Peter Reed on Q2 2021 Results - Earnings Call TranscriptN/A
2021-08-03 12:01 ESTNewsGreat Elm Capital EPS beats by $0.04, beats on total investment incomeN/A
2021-07-21 10:11 ESTNewsGreat Elm Capital announces debt raiseN/A
2021-07-21 10:08 ESTNewsGreat Elm Capital announces early redemption of notes due 2022N/A

About Great Elm Capital Corporation (GECC):

Great Elm Capital Corporation is a business development company which specializes in loan and mezzanine, middle market investments. The fund prefers to invest in media, commercial services and supplies, healthcare, telecommunication services, communications equipment. It typically makes equity investments between $3 million and $10 million in companies with revenues between $3 million and $75 million.

GECC Quotes by TradingView

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General

  • Name Great Elm Capital Corporation
  • Symbol GECC
  • Type Common Stock
  • Exchange NASDAQ
  • Currency USD
  • Country USA
  • SectorFinancial Services
  • IndustryAsset Management
  • Last Split Factor1025:1000
  • Last Split Date2020-11-27
  • Fiscal Year EndDecember
  • IPO Date2016-11-04
  • Gic SectorFinancials
  • Gic GroupDiversified Financials
  • Gic IndustryCapital Markets
  • Gic SubIndustryAsset Management & Custody Banks
  • Web URLhttp://www.greatelmcc.com
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Valuation

  • Forward PE 9.07
  • Price/Book (Most Recent Quarter) 1.32
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Financials

  • Most Recent Quarter 2020-12-31
  • Current Year EPS Estimate $0.34
  • Next Quarter EPS Estimate $0.10
  • Profit Margin -140%
  • Operating Margin 71%
  • Return on Assets 4%
  • Return on Equity -38%
  • Revenue 22.9 million
  • Earnings Per Share -$0.37
  • Revenue Per Share $1.72
  • Gross Profit 22.9 million
  • Quarterly Earnings Growth -18%
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Highlights

  • Market Capitalization 74.91 million
  • Analyst Target Price $3.41
  • Book Value Per Share $3.46
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Share Statistics

  • Shares Outstanding 23.51 million
  • % Held by Insiders 2779%
  • % Held by Institutions 22.68%
  • Shares Short 256548
  • Shares Short Prior Month 280296
  • Short Ratio 0.92
  • Short % of Float 1%
  • Short % of Shares Outstanding 1%
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Technicals

  • Beta 2.06
  • 52 Week High $5.2
  • 52 Week Low $2.24
  • 50 Day Moving Average 3.34
  • 200 Day Moving Average 3.37
View More

Dividends

  • Forward Annual Dividend Rate $0.4
  • Forward Annual Dividend Yield 12.16%
  • Payout Ratio 21%
  • Dividend Date 2021-03-31
  • ExDividend Date 2021-03-12
  • Dividend Per Share $0.99
  • Dividend Yield 12.35%
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Great Elm Capital Corporation (GECC) Dividend Calendar:

Great Elm Capital Corporation pays an annual dividend of $0.4 per share, with a dividend yield of 12.35%.
GECC's last dividend payment was made to shareholders on March 31, 2021.
Great Elm Capital Corporation pays out 21% of its earnings out as a dividend.

Ex-Dividend Date Payment Date Record Date Declared Date Amount
2024-03-142024-03-292024-03-152024-02-29$0.35
2023-12-282024-01-122023-12-292023-12-12$0.1
2023-12-142023-12-292023-12-152023-11-02$0.35
2023-09-142023-09-292023-09-152023-08-03$0.35
2023-06-142023-06-302023-06-152023-05-04$0.35
2023-03-142023-03-312023-03-152023-03-02$0.35
2022-12-142022-12-302022-12-152022-11-03$0.45
2022-09-142022-09-302022-09-152022-08-04$0.45
2022-06-222022-06-302022-06-232022-03-04$0.45
2022-03-142022-03-302022-03-152021-11-05$0.6
2021-12-142021-12-302021-12-152021-11-19$0.1
2021-09-142021-09-302021-09-152021-08-23$0.1
2021-06-142021-06-302021-06-152021-05-21$0.1
2021-03-122021-03-312021-03-152021-02-24$0.1
2020-10-292020-11-202020-10-302020-10-06$0.08
2020-09-292020-10-212020-09-302020-06-25$0.08
2020-08-282020-09-212020-08-312020-06-25$0.08
2020-07-302020-08-212020-07-312020-06-25$0.08
2020-06-292020-07-152020-06-302020-03-19$0.02
2020-05-282020-06-152020-05-292020-03-19$0.02
2020-04-292020-05-152020-04-302020-03-19$0.02
2020-03-302020-04-152020-03-312019-12-06$0.08
2020-02-272020-03-132020-02-282019-12-06$0.08
2020-01-302020-02-142020-01-312019-12-06$0.08
2019-12-262020-01-272019-12-272019-12-20$0.05
2019-12-302020-01-152019-12-312019-09-26$0.08
2019-11-272019-12-132019-11-292019-09-26$0.08
2019-10-302019-11-152019-10-312019-09-26$0.08
2019-09-272019-10-152019-09-302019-06-05$0.08
2019-08-292019-09-132019-08-302019-06-05$0.08
2019-07-302019-08-152019-07-312019-06-05$0.08
2019-06-272019-07-152019-06-282019-03-25$0.08
2019-05-302019-06-142019-05-312019-03-25$0.08
2019-04-292019-05-152019-04-302019-03-25$0.08
2019-03-282019-04-152019-03-292018-12-26$0.08
2019-02-272019-03-152019-02-282018-12-26$0.08
2019-01-302019-02-152019-01-312018-12-26$0.08
2018-12-272019-01-302018-12-282018-12-27$0.24
2018-12-282019-01-152018-12-312018-08-08$0.08
2018-11-292018-12-142018-11-302018-08-08$0.08
2018-10-302018-11-152018-10-312018-08-08$0.08
2018-09-272018-10-152018-09-282018-05-03$0.08
2018-08-302018-09-142018-08-312018-05-03$0.08
2018-07-302018-08-152018-07-312018-05-03$0.08
2018-06-282018-07-162018-06-292018-03-09$0.08
2018-05-302018-06-152018-05-312018-03-09$0.08
2018-04-272018-05-152018-04-302018-03-09$0.08
2018-03-282018-04-162018-03-302017-11-02$0.08
2018-02-272018-03-152018-02-282017-11-02$0.08
2018-01-302018-02-152018-01-312017-11-02$0.08
2017-12-282018-01-162017-12-292017-08-08$0.08
2017-11-292017-12-152017-11-302017-08-08$0.08
2017-10-302017-11-152017-10-312017-08-08$0.08
2017-09-282017-10-162017-09-292017-05-11$0.08
2017-08-292017-09-152017-08-312017-05-11$0.08
2017-07-272017-08-152017-07-312017-05-11$0.08
2017-06-282017-07-142017-06-302017-03-22$0.08
2017-05-262017-06-152017-05-312017-03-29$0.08
2017-04-262017-05-152017-04-282017-03-22$0.08
2017-03-292017-04-172017-03-312016-12-22$0.08
2017-02-242017-03-152017-02-282016-12-22$0.08
2017-01-272017-02-162017-01-312016-12-22$0.08
2016-12-282017-01-162016-12-302016-12-27$0.17

Great Elm Capital Corporation (GECC) Earnings History:

Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.


Quarter Date Report Date Actual Revenue Reported EPS EPS Estimate Deviation from Estimate
2020-12-312021-03-16$-8561000$0.07$0.11-36.36%
2020-09-302020-11-09$8.41 million$0.18$0.1344%
2020-06-302020-08-07$N/A$0.09$0.23-60.87%
2020-03-312020-05-11$-32864000$0.26$0.261.96%
2019-12-312020-03-19$7.01 million$0.18$0.25-29.8%
2019-09-302019-11-14$7 million$0.26$0.261.96%
2019-06-302019-08-13$6.71 million$0.29$0.2518.37%
2019-03-312019-05-14$6.31 million$0.26$0.256.12%
2018-12-312019-03-13$6.91 million$0.25$0.26-1.96%
2018-09-302018-11-13$6.18 million$0.25$0.28-9.65%
2018-06-302018-08-10$7.16 million$0.57$0.3090%
2018-03-312018-05-09$7.5 million$0.36$0.339.09%
2017-12-312018-03-12$9.71 million$0.60$0.29110.53%
2017-09-302017-11-06$6.47 million$0.32$0.2625.49%
2017-06-302017-08-14$6.24 million$0.29$0.2045%
2017-03-312017-05-12$7.32 million$0.27
2016-12-312017-03-29$8.75 million-$0.07
2016-03-312016-05-16$N/A-$0.20
2015-12-312016-02-17-$0.69
2015-09-302015-11-10-$0.95
2015-06-302015-09-15-$0.10
2015-03-312015-05-12$0.62
2014-12-312015-02-10-$2.48
2014-09-302014-11-11$0.09
2014-06-302014-09-16-$3.30
2013-12-312014-02-11-$0.73
2013-09-302013-11-08-$1.34
2013-06-302013-09-13$1.19
2013-03-312013-05-10$0.88
2012-12-312013-02-12-$0.29
2012-09-302012-11-09$0.65
2012-06-302012-09-14-$0.51
2012-03-312012-05-11$1.10
2011-12-312012-02-09$0.18
2011-09-302011-11-10$1.16
2011-06-302011-09-21$0.55
2011-03-312011-05-11$0.41
2010-12-312011-02-10$0.99
2010-09-302010-09-30$0.45

Great Elm Capital Corporation (GECC) Company Financial Statements:

Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.

Income Statement:
Date
Research Development
Income Before Tax
Selling General Administrative
Gross Profit
Ebit
Operating Income
Income Tax Expense
Total Revenue
Cost of Revenue
Total Other Income Expense Net
Net Income From Continuing Operations
Net Income Applicable to Common Shares
Cash Flow:
Date
Investments
Change to Liabilities
Total Cash Flow from Investing Activities
Net Borrowings
Total Cash Flow from Financial Activities
Change to Operating Activities
Change in Cash
Total Cash from Operating Activities
Depreciation
Other Cash Flow from Investing Activities
Change to Inventory
Change to Account Receivables
Other Cash Flow from Financing Activities
Change to Net Income
Capital Expenditures
Balance Sheet:
Date
Total Liabailities
Total Stockholder Equity
Other Current Liabilities
Total Assets
Common Stock
Other Current Assets
Retained Earnings
Other Liabilities
Other Assets
Cash
Total Current Liabilities
Other Stockholder Equity
Property, Plant & Equipment
Total Current Assets
Long Term Investments
Net Tangible Assets
Short Term Investments
Long Term Debt
Inventory
Accounts Payable

Great Elm Capital Corporation (GECC) Chart:

Great Elm Capital Corporation (GECC) News:

Below you will find a list of latest news for Great Elm Capital Corporation (GECC) from major news sources. You can filter the results to only show news from a specific source.

No recent news available

Great Elm Capital Corporation (GECC) Options:

A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.

Expiration Date Strike Last Price Type Volume Open Interest Implied Volatility In The Money Change Change Percent

Latest GECC Trades:

Date Shares Price
Jun 13, 2022 2:26 PM EST100$12.4

Great Elm Capital Corporation (GECC) SEC Filings:

An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.

Date Form Type Form Name Link
2020-06-258-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1675033/000156459020030499/0001564590-20-030499-index.htm
2019-02-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000089924319002480/0000899243-19-002480-index.htm
2019-02-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000089924319002904/0000899243-19-002904-index.htm
2019-02-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000089924319003349/0000899243-19-003349-index.htm
2019-02-154Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000089924319003863/0000899243-19-003863-index.htm
2019-02-214Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000089924319004413/0000899243-19-004413-index.htm
2019-02-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000089924319004900/0000899243-19-004900-index.htm
2019-03-014Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000089924319005491/0000899243-19-005491-index.htm
2019-03-064Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000089924319006536/0000899243-19-006536-index.htm
2019-03-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000089924319007064/0000899243-19-007064-index.htm
2019-03-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000089924319007736/0000899243-19-007736-index.htm
2019-03-183Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000089924319008215/0000899243-19-008215-index.htm
2019-03-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000089924319008353/0000899243-19-008353-index.htm
2019-03-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000089924319008821/0000899243-19-008821-index.htm
2019-03-274Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000089924319009036/0000899243-19-009036-index.htm
2019-04-014Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000089924319009370/0000899243-19-009370-index.htm
2019-04-184Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000089924319010919/0000899243-19-010919-index.htm
2019-04-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000089924319011057/0000899243-19-011057-index.htm
2019-04-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000089924319011310/0000899243-19-011310-index.htm
2019-05-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000089924319013284/0000899243-19-013284-index.htm
2019-05-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000089924319013772/0000899243-19-013772-index.htm
2019-05-214Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000089924319014289/0000899243-19-014289-index.htm
2019-05-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000089924319014762/0000899243-19-014762-index.htm
2019-05-304Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000089924319015190/0000899243-19-015190-index.htm
2019-06-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000089924319015473/0000899243-19-015473-index.htm
2019-06-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000089924319015494/0000899243-19-015494-index.htm
2019-06-064Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000089924319015778/0000899243-19-015778-index.htm
2019-06-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000089924319015948/0000899243-19-015948-index.htm
2019-06-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000089924319016057/0000899243-19-016057-index.htm
2019-08-214Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000089924319022214/0000899243-19-022214-index.htm
2019-08-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000089924319022554/0000899243-19-022554-index.htm
2019-08-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000089924319022592/0000899243-19-022592-index.htm
2019-09-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000089924319022668/0000899243-19-022668-index.htm
2019-11-214Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000089924319027806/0000899243-19-027806-index.htm
2019-11-214Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000089924319027807/0000899243-19-027807-index.htm
2019-11-214Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000089924319027809/0000899243-19-027809-index.htm
2019-04-1140-APPApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1675033/000095012319003216/0000950123-19-003216-index.htm
2020-07-2340-17GFidelity Bond [Rule 17G-1(g)]https://www.sec.gov/Archives/edgar/data/1675033/000095012320007124/0000950123-20-007124-index.htm
2019-02-088-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1675033/000119312519032338/0001193125-19-032338-index.htm
2019-02-13SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1675033/000119312519037987/0001193125-19-037987-index.htm
2019-02-26SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1675033/000119312519052019/0001193125-19-052019-index.htm
2019-03-05SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1675033/000119312519064009/0001193125-19-064009-index.htm
2019-03-14SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1675033/000119312519074774/0001193125-19-074774-index.htm
2019-03-26SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1675033/000119312519086588/0001193125-19-086588-index.htm
2019-03-29DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1675033/000119312519092816/0001193125-19-092816-index.htm
2019-03-29DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1675033/000119312519092821/0001193125-19-092821-index.htm
2019-04-02SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1675033/000119312519095655/0001193125-19-095655-index.htm
2019-04-05POS 8CPost-effective amendments filed by certain investment companies [Section 8(c)]https://www.sec.gov/Archives/edgar/data/1675033/000119312519098347/0001193125-19-098347-index.htm
2019-05-14SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1675033/000119312519146578/0001193125-19-146578-index.htm
2019-05-20SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1675033/000119312519151103/0001193125-19-151103-index.htm
2019-05-24SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1675033/000119312519156982/0001193125-19-156982-index.htm
2019-06-06POS 8CPost-effective amendments filed by certain investment companies [Section 8(c)]https://www.sec.gov/Archives/edgar/data/1675033/000119312519166668/0001193125-19-166668-index.htm
2019-06-06CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1675033/000119312519166671/0001193125-19-166671-index.htm
2019-06-06SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1675033/000119312519167281/0001193125-19-167281-index.htm
2019-06-10CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1675033/000119312519168873/0001193125-19-168873-index.htm
2019-06-10CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1675033/000119312519168876/0001193125-19-168876-index.htm
2019-06-10497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1675033/000119312519169289/0001193125-19-169289-index.htm
2019-06-12497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1675033/000119312519170540/0001193125-19-170540-index.htm
2019-06-12497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1675033/000119312519170541/0001193125-19-170541-index.htm
2019-06-12497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1675033/000119312519171364/0001193125-19-171364-index.htm
2019-06-18POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1675033/000119312519175760/0001193125-19-175760-index.htm
2019-06-198-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1675033/000119312519175815/0001193125-19-175815-index.htm
2019-06-198-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1675033/000119312519175818/0001193125-19-175818-index.htm
2019-07-11SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1675033/000119312519191961/0001193125-19-191961-index.htm
2019-08-15SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1675033/000119312519221373/0001193125-19-221373-index.htm
2019-09-18SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1675033/000119312519247386/0001193125-19-247386-index.htm
2019-10-01SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1675033/000119312519259933/0001193125-19-259933-index.htm
2019-11-04SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1675033/000119312519282537/0001193125-19-282537-index.htm
2019-11-21SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1675033/000119312519297602/0001193125-19-297602-index.htm
2020-03-26DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1675033/000119312520085875/0001193125-20-085875-index.htm
2020-03-26DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1675033/000119312520085908/0001193125-20-085908-index.htm
2020-07-13N-2Registration statement for closed-end investment companieshttps://www.sec.gov/Archives/edgar/data/1675033/000119312520191975/0001193125-20-191975-index.htm
2020-08-14N-2/ARegistration statement for closed-end investment companieshttps://www.sec.gov/Archives/edgar/data/1675033/000119312520220423/0001193125-20-220423-index.htm
2020-08-14CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1675033/000119312520220435/0001193125-20-220435-index.htm
2020-08-27N-2/ARegistration statement for closed-end investment companieshttps://www.sec.gov/Archives/edgar/data/1675033/000119312520231666/0001193125-20-231666-index.htm
2020-08-26CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1675033/000119312520231671/0001193125-20-231671-index.htm
2020-08-26CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1675033/000119312520231674/0001193125-20-231674-index.htm
2020-08-31424B4Prospectus [Rule 424(b)(4)]https://www.sec.gov/Archives/edgar/data/1675033/000119312520234904/0001193125-20-234904-index.htm
2020-08-31497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1675033/000119312520236273/0001193125-20-236273-index.htm
2020-08-31497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1675033/000119312520236277/0001193125-20-236277-index.htm
2020-08-31497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1675033/000119312520236280/0001193125-20-236280-index.htm
2020-10-13SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1675033/000119312520268125/0001193125-20-268125-index.htm
2020-10-14SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1675033/000119312520269204/0001193125-20-269204-index.htm
2020-05-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120030608/0001209191-20-030608-index.htm
2020-05-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120030619/0001209191-20-030619-index.htm
2020-05-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120030625/0001209191-20-030625-index.htm
2020-05-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120030632/0001209191-20-030632-index.htm
2020-05-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120030772/0001209191-20-030772-index.htm
2020-05-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120030775/0001209191-20-030775-index.htm
2020-05-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120030781/0001209191-20-030781-index.htm
2020-06-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120037433/0001209191-20-037433-index.htm
2020-06-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120037437/0001209191-20-037437-index.htm
2020-06-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120037444/0001209191-20-037444-index.htm
2020-06-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120037447/0001209191-20-037447-index.htm
2020-06-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120037453/0001209191-20-037453-index.htm
2020-06-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120037460/0001209191-20-037460-index.htm
2020-06-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120037463/0001209191-20-037463-index.htm
2020-07-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120042935/0001209191-20-042935-index.htm
2020-07-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120042945/0001209191-20-042945-index.htm
2020-07-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120042948/0001209191-20-042948-index.htm
2020-07-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120042951/0001209191-20-042951-index.htm
2020-07-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120042961/0001209191-20-042961-index.htm
2020-07-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120042965/0001209191-20-042965-index.htm
2020-07-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120042968/0001209191-20-042968-index.htm
2020-07-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120043556/0001209191-20-043556-index.htm
2020-08-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120048300/0001209191-20-048300-index.htm
2020-08-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120048302/0001209191-20-048302-index.htm
2020-08-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120048304/0001209191-20-048304-index.htm
2020-08-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120048306/0001209191-20-048306-index.htm
2020-08-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120048308/0001209191-20-048308-index.htm
2020-08-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120048312/0001209191-20-048312-index.htm
2020-08-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120048314/0001209191-20-048314-index.htm
2020-09-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120051714/0001209191-20-051714-index.htm
2020-09-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120051717/0001209191-20-051717-index.htm
2020-09-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120051719/0001209191-20-051719-index.htm
2020-09-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120051722/0001209191-20-051722-index.htm
2020-09-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120051726/0001209191-20-051726-index.htm
2020-09-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120051728/0001209191-20-051728-index.htm
2020-09-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120051730/0001209191-20-051730-index.htm
2020-10-014Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120052688/0001209191-20-052688-index.htm
2020-10-014Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120052690/0001209191-20-052690-index.htm
2020-10-014Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120052692/0001209191-20-052692-index.htm
2020-10-014Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120052694/0001209191-20-052694-index.htm
2020-10-014Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120052696/0001209191-20-052696-index.htm
2020-10-014Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120052699/0001209191-20-052699-index.htm
2020-10-014Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120052705/0001209191-20-052705-index.htm
2020-10-014Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120052707/0001209191-20-052707-index.htm
2020-10-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120055744/0001209191-20-055744-index.htm
2020-10-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120055747/0001209191-20-055747-index.htm
2020-10-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120055749/0001209191-20-055749-index.htm
2020-10-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120055751/0001209191-20-055751-index.htm
2020-10-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120055753/0001209191-20-055753-index.htm
2020-10-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120055755/0001209191-20-055755-index.htm
2020-10-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120055757/0001209191-20-055757-index.htm
2020-10-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1675033/000120919120055761/0001209191-20-055761-index.htm
2019-10-0240-APP/AApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1675033/000134100419000495/0001341004-19-000495-index.htm
2020-01-1640-APP/AApplication for exemption and other relief filed under the Investment Company Act of 1940https://www.sec.gov/Archives/edgar/data/1675033/000134100420000023/0001341004-20-000023-index.htm
2019-06-19CERTCertificationhttps://www.sec.gov/Archives/edgar/data/1675033/000135445719000319/0001354457-19-000319-index.htm
2019-02-118-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1675033/000156459019002472/0001564590-19-002472-index.htm
2019-03-1310-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1675033/000156459019007451/0001564590-19-007451-index.htm
2019-03-138-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1675033/000156459019007454/0001564590-19-007454-index.htm
2019-03-188-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1675033/000156459019008109/0001564590-19-008109-index.htm
2019-03-258-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1675033/000156459019009080/0001564590-19-009080-index.htm
2019-05-108-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1675033/000156459019018270/0001564590-19-018270-index.htm
2019-05-148-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1675033/000156459019018957/0001564590-19-018957-index.htm
2019-05-1410-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1675033/000156459019018960/0001564590-19-018960-index.htm
2019-06-058-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1675033/000156459019021699/0001564590-19-021699-index.htm
2019-07-2240-17GFidelity Bond [Rule 17G-1(g)]https://www.sec.gov/Archives/edgar/data/1675033/000156459019025470/0001564590-19-025470-index.htm
2019-08-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1675033/000156459019027663/0001564590-19-027663-index.htm
2019-08-138-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1675033/000156459019031598/0001564590-19-031598-index.htm
2019-08-1310-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1675033/000156459019031602/0001564590-19-031602-index.htm
2019-09-268-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1675033/000156459019035462/0001564590-19-035462-index.htm
2019-11-128-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1675033/000156459019042890/0001564590-19-042890-index.htm
2019-11-148-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1675033/000156459019043343/0001564590-19-043343-index.htm
2019-11-1410-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1675033/000156459019043344/0001564590-19-043344-index.htm
2019-12-068-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1675033/000156459019045410/0001564590-19-045410-index.htm
2019-12-208-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1675033/000156459019046437/0001564590-19-046437-index.htm
2020-02-108-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1675033/000156459020003936/0001564590-20-003936-index.htm
2020-03-1910-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1675033/000156459020011696/0001564590-20-011696-index.htm
2020-03-198-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1675033/000156459020011697/0001564590-20-011697-index.htm
2020-03-248-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1675033/000156459020012303/0001564590-20-012303-index.htm
2020-05-1110-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1675033/000156459020023789/0001564590-20-023789-index.htm
2020-05-118-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1675033/000156459020023824/0001564590-20-023824-index.htm
2020-06-258-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1675033/000156459020030499/0001564590-20-030499-index.htm
2020-08-0710-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1675033/000156459020038039/0001564590-20-038039-index.htm
2020-08-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1675033/000156459020038050/0001564590-20-038050-index.htm
2020-08-108-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1675033/000156459020038609/0001564590-20-038609-index.htm
2020-08-318-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1675033/000156459020041887/0001564590-20-041887-index.htm
2020-10-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1675033/000156459020045538/0001564590-20-045538-index.htm
2020-10-01SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1675033/000156459020045566/0001564590-20-045566-index.htm
2020-10-068-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1675033/000156459020045843/0001564590-20-045843-index.htm
2019-06-11EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1675033/999999999519001322/9999999995-19-001322-index.htm
2020-08-28EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1675033/999999999520002300/9999999995-20-002300-index.htm

Great Elm Capital Corporation (GECC) Insider Transactions:

Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Great Elm Capital Corporation (GECC). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.
Insider Ownership: 2779%
Institutional Ownership: 2268%

Transaction Date Insider Name Insider Title Type Shares Number Shares Price Total Transaction Shares Held After Transaction Link
2020-09-21JOHN EDWARD STUARTDirectorBuy160.0010,098.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120051730/0001209191-20-051730-index.htm
2019-06-05Mast Capital Management, LLC10% Share HolderSell55,100.008.48467,314.121,015,508.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319015948/0000899243-19-015948-index.htm
2019-06-04Mast Capital Management, LLC10% Share HolderSell5,700.008.4748,304.081,070,608.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319015494/0000899243-19-015494-index.htm
2019-06-03Mast Capital Management, LLC10% Share HolderSell7,400.008.4762,641.001,076,308.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319015494/0000899243-19-015494-index.htm
2019-05-31Mast Capital Management, LLC10% Share HolderSell58,200.008.60500,467.621,083,708.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319015494/0000899243-19-015494-index.htm
2019-05-30Mast Capital Management, LLC10% Share HolderSell7,000.008.8662,031.201,141,908.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319015190/0000899243-19-015190-index.htm
2019-05-29Mast Capital Management, LLC10% Share HolderSell5,300.008.9047,170.001,148,908.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319015190/0000899243-19-015190-index.htm
2019-05-28Mast Capital Management, LLC10% Share HolderSell8,800.008.8878,154.561,154,208.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319015190/0000899243-19-015190-index.htm
2019-05-24Mast Capital Management, LLC10% Share HolderSell10,500.008.8592,909.251,163,008.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319014762/0000899243-19-014762-index.htm
2019-05-23Mast Capital Management, LLC10% Share HolderSell258,100.008.602,220,382.681,173,508.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319014762/0000899243-19-014762-index.htm
2019-08-27Randall Revell HorseyDirectorBuy2,000.008.3216,640.0012,000.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319022592/0000899243-19-022592-index.htm
2020-05-15Randall Revell HorseyDirectorBuy180.0012,180.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120030632/0001209191-20-030632-index.htm
2020-06-15Randall Revell HorseyDirectorBuy234.8012,414.80https://www.sec.gov/Archives/edgar/data/1675033/000120919120037447/0001209191-20-037447-index.htm
2020-07-15Randall Revell HorseyDirectorBuy245.0612,659.86https://www.sec.gov/Archives/edgar/data/1675033/000120919120042951/0001209191-20-042951-index.htm
2020-08-21Randall Revell HorseyDirectorBuy192.7812,852.64https://www.sec.gov/Archives/edgar/data/1675033/000120919120048306/0001209191-20-048306-index.htm
2020-09-21Randall Revell HorseyDirectorBuy239.2813,091.92https://www.sec.gov/Archives/edgar/data/1675033/000120919120051722/0001209191-20-051722-index.htm
2019-05-22Mast Capital Management, LLC10% Share HolderSell5,400.008.7747,380.681,431,608.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319014762/0000899243-19-014762-index.htm
2019-05-21Mast Capital Management, LLC10% Share HolderSell6,900.008.8561,054.651,437,008.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319014289/0000899243-19-014289-index.htm
2019-05-20Mast Capital Management, LLC10% Share HolderSell6,200.008.8354,760.261,443,908.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319014289/0000899243-19-014289-index.htm
2019-05-17Mast Capital Management, LLC10% Share HolderSell5,400.008.7247,099.341,450,108.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319014289/0000899243-19-014289-index.htm
2019-05-16Mast Capital Management, LLC10% Share HolderSell134,700.008.691,171,122.211,455,508.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319013772/0000899243-19-013772-index.htm
2019-05-15Mast Capital Management, LLC10% Share HolderSell9,400.008.5680,445.201,590,208.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319013772/0000899243-19-013772-index.htm
2019-05-14Mast Capital Management, LLC10% Share HolderSell4,900.008.5541,875.401,599,608.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319013772/0000899243-19-013772-index.htm
2019-11-20Michael C SpellerDirectorBuy5,000.007.8039,000.0016,000.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319027806/0000899243-19-027806-index.htm
2019-05-13Mast Capital Management, LLC10% Share HolderSell5,000.008.4142,035.501,604,508.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319013284/0000899243-19-013284-index.htm
2019-05-10Mast Capital Management, LLC10% Share HolderSell2,100.008.4317,708.671,609,508.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319013284/0000899243-19-013284-index.htm
2020-10-21JOHN EDWARD STUARTDirectorBuy245.0016,116.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120055757/0001209191-20-055757-index.htm
2019-05-09Mast Capital Management, LLC10% Share HolderSell1,700.008.3914,262.831,611,608.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319013284/0000899243-19-013284-index.htm
2019-04-25Mast Capital Management, LLC10% Share HolderSell13,300.008.36111,209.281,613,308.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319011310/0000899243-19-011310-index.htm
2020-05-15Michael C SpellerDirectorBuy240.0016,240.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120030781/0001209191-20-030781-index.htm
2019-04-24Mast Capital Management, LLC10% Share HolderSell20,500.008.41172,419.351,626,608.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319011057/0000899243-19-011057-index.htm
2020-06-15Michael C SpellerDirectorBuy216.0016,456.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120037460/0001209191-20-037460-index.htm
2019-04-23Mast Capital Management, LLC10% Share HolderSell16,200.008.39135,919.621,647,108.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319011057/0000899243-19-011057-index.htm
2019-04-22Mast Capital Management, LLC10% Share HolderSell11,300.008.3494,282.681,663,308.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319011057/0000899243-19-011057-index.htm
2020-07-15Michael C SpellerDirectorBuy227.0016,683.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120042965/0001209191-20-042965-index.htm
2019-04-18Mast Capital Management, LLC10% Share HolderSell13,000.008.36108,655.301,674,608.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319010919/0000899243-19-010919-index.htm
2019-04-17Mast Capital Management, LLC10% Share HolderSell7,400.008.3661,846.241,687,608.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319010919/0000899243-19-010919-index.htm
2020-08-21Michael C SpellerDirectorBuy254.0016,937.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120048312/0001209191-20-048312-index.htm
2019-04-16Mast Capital Management, LLC10% Share HolderSell16,700.008.34139,264.641,695,008.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319010919/0000899243-19-010919-index.htm
2019-04-01Mast Capital Management, LLC10% Share HolderSell102,900.008.20843,944.641,711,708.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319009370/0000899243-19-009370-index.htm
2020-09-21Michael C SpellerDirectorBuy239.0017,176.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120051728/0001209191-20-051728-index.htm
2019-03-29Mast Capital Management, LLC10% Share HolderSell5,900.008.2748,785.921,814,608.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319009370/0000899243-19-009370-index.htm
2019-03-28Mast Capital Management, LLC10% Share HolderSell6,400.008.2953,080.321,820,508.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319009370/0000899243-19-009370-index.htm
2019-03-26Mast Capital Management, LLC10% Share HolderSell16,000.008.35133,664.001,826,908.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319009036/0000899243-19-009036-index.htm
2019-03-25Mast Capital Management, LLC10% Share HolderSell205,200.008.221,687,092.841,842,908.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319009036/0000899243-19-009036-index.htm
2020-05-15Mark KuperschmidDirectorBuy300.0020,250.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120030775/0001209191-20-030775-index.htm
2019-03-22Mast Capital Management, LLC10% Share HolderSell16,000.008.24131,825.602,048,108.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319008821/0000899243-19-008821-index.htm
2020-06-15Mark KuperschmidDirectorBuy270.0020,520.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120037463/0001209191-20-037463-index.htm
2019-03-21Mast Capital Management, LLC10% Share HolderSell4,300.008.3135,728.272,064,108.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319008821/0000899243-19-008821-index.htm
2019-03-20Mast Capital Management, LLC10% Share HolderSell3,700.008.3230,772.162,068,408.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319008821/0000899243-19-008821-index.htm
2019-03-19Mast Capital Management, LLC10% Share HolderSell9,500.008.2878,675.202,072,108.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319008353/0000899243-19-008353-index.htm
2020-07-15Mark KuperschmidDirectorBuy283.0020,803.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120042961/0001209191-20-042961-index.htm
2019-03-18Mast Capital Management, LLC10% Share HolderSell4,800.008.1739,214.082,081,608.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319008353/0000899243-19-008353-index.htm
2020-05-15JOHN EDWARD STUARTDirectorBuy30.002,084.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120030772/0001209191-20-030772-index.htm
2019-03-15Mast Capital Management, LLC10% Share HolderSell18,009.008.15146,830.982,086,408.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319008353/0000899243-19-008353-index.htm
2019-03-14Mast Capital Management, LLC10% Share HolderSell10,400.008.1084,214.002,104,417.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319007736/0000899243-19-007736-index.htm
2020-06-15JOHN EDWARD STUARTDirectorBuy27.002,111.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120037453/0001209191-20-037453-index.htm
2020-08-21Mark KuperschmidDirectorBuy316.0021,119.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120048308/0001209191-20-048308-index.htm
2019-03-13Mast Capital Management, LLC10% Share HolderSell35,900.008.14292,139.842,114,817.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319007736/0000899243-19-007736-index.htm
2020-10-21Keri DavisCFO and TreasurerBuy18.292,132.38https://www.sec.gov/Archives/edgar/data/1675033/000120919120055744/0001209191-20-055744-index.htm
2020-07-15JOHN EDWARD STUARTDirectorBuy29.002,140.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120042968/0001209191-20-042968-index.htm
2020-09-21Mark KuperschmidDirectorBuy298.0021,417.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120051726/0001209191-20-051726-index.htm
2020-09-21Great Elm Capital Group, Inc.10% Share HolderBuy39,044.002,142,238.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120052707/0001209191-20-052707-index.htm
2019-03-12Mast Capital Management, LLC10% Share HolderSell17,700.008.21145,293.992,150,717.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319007736/0000899243-19-007736-index.htm
2019-03-11Mast Capital Management, LLC10% Share HolderSell9,800.008.1679,968.002,168,417.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319007064/0000899243-19-007064-index.htm
2020-08-21JOHN EDWARD STUARTDirectorBuy32.002,172.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120048314/0001209191-20-048314-index.htm
2019-03-08Mast Capital Management, LLC10% Share HolderSell8,400.008.0967,942.562,178,217.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319007064/0000899243-19-007064-index.htm
2019-03-07Mast Capital Management, LLC10% Share HolderSell17,600.008.17143,779.682,186,617.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319007064/0000899243-19-007064-index.htm
2020-09-21JOHN EDWARD STUARTDirectorBuy30.002,202.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120051730/0001209191-20-051730-index.htm
2019-03-06Mast Capital Management, LLC10% Share HolderSell6,300.008.2051,678.902,204,217.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319006536/0000899243-19-006536-index.htm
2019-03-05Mast Capital Management, LLC10% Share HolderSell14,500.008.16118,338.852,210,517.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319006536/0000899243-19-006536-index.htm
2019-03-04Mast Capital Management, LLC10% Share HolderSell16,700.008.29138,449.682,225,017.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319006536/0000899243-19-006536-index.htm
2019-03-01Mast Capital Management, LLC10% Share HolderSell40,000.008.42336,724.002,241,717.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319005491/0000899243-19-005491-index.htm
2020-10-21JOHN EDWARD STUARTDirectorBuy46.002,248.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120055757/0001209191-20-055757-index.htm
2019-02-28Mast Capital Management, LLC10% Share HolderSell11,400.008.3394,964.282,281,717.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319005491/0000899243-19-005491-index.htm
2019-02-27Mast Capital Management, LLC10% Share HolderSell10,000.008.3883,794.002,293,117.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319005491/0000899243-19-005491-index.htm
2019-02-26Mast Capital Management, LLC10% Share HolderSell29,400.008.50249,999.962,307,791.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319004900/0000899243-19-004900-index.htm
2019-02-25Mast Capital Management, LLC10% Share HolderSell32,500.008.48275,567.502,337,191.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319004900/0000899243-19-004900-index.htm
2020-10-21Randall Revell HorseyDirectorBuy362.1123,454.04https://www.sec.gov/Archives/edgar/data/1675033/000120919120055751/0001209191-20-055751-index.htm
2019-02-22Mast Capital Management, LLC10% Share HolderSell15,700.008.45132,654.012,369,691.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319004900/0000899243-19-004900-index.htm
2019-02-21Mast Capital Management, LLC10% Share HolderSell6,400.008.3953,690.242,385,391.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319004413/0000899243-19-004413-index.htm
2019-02-20Mast Capital Management, LLC10% Share HolderSell11,600.008.3296,512.002,391,791.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319004413/0000899243-19-004413-index.htm
2019-02-19Mast Capital Management, LLC10% Share HolderSell20,900.008.32173,888.002,403,391.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319004413/0000899243-19-004413-index.htm
2019-02-15Mast Capital Management, LLC10% Share HolderSell12,000.008.3199,664.802,424,291.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319003863/0000899243-19-003863-index.htm
2019-02-14Mast Capital Management, LLC10% Share HolderSell16,400.008.28135,870.722,436,291.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319003863/0000899243-19-003863-index.htm
2019-02-13Mast Capital Management, LLC10% Share HolderSell12,000.008.2699,177.602,452,691.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319003863/0000899243-19-003863-index.htm
2020-10-21Peter A ReedPresident and CEOBuy2,592.00245,443.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120055749/0001209191-20-055749-index.htm
2019-02-12Mast Capital Management, LLC10% Share HolderSell8,400.008.1668,565.842,464,691.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319003349/0000899243-19-003349-index.htm
2019-02-11Mast Capital Management, LLC10% Share HolderSell5,900.008.1347,984.702,473,091.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319003349/0000899243-19-003349-index.htm
2019-02-08Mast Capital Management, LLC10% Share HolderSell6,000.008.1548,885.002,478,991.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319003349/0000899243-19-003349-index.htm
2019-02-07Mast Capital Management, LLC10% Share HolderSell9,000.008.1473,234.802,484,991.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319002904/0000899243-19-002904-index.htm
2020-09-21Great Elm Capital Group, Inc.10% Share HolderBuy4,532.00248,657.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120052707/0001209191-20-052707-index.htm
2019-02-06Mast Capital Management, LLC10% Share HolderSell14,700.008.14119,619.782,493,991.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319002904/0000899243-19-002904-index.htm
2019-06-04Adam M KleinmanChief Compliance OfficerBuy10,000.008.5085,000.0025,000.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319015778/0000899243-19-015778-index.htm
2019-02-05Mast Capital Management, LLC10% Share HolderSell16,100.008.08130,021.992,508,691.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319002904/0000899243-19-002904-index.htm
2019-02-04Mast Capital Management, LLC10% Share HolderSell25,000.008.01200,320.002,524,791.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319002480/0000899243-19-002480-index.htm
2019-08-29Adam M KleinmanChief Compliance OfficerBuy350.008.172,859.5025,350.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319022668/0000899243-19-022668-index.htm
2019-02-01Mast Capital Management, LLC10% Share HolderSell5,200.008.0041,601.562,549,791.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319002480/0000899243-19-002480-index.htm
2019-01-31Mast Capital Management, LLC10% Share HolderSell9,000.008.0172,047.702,554,991.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319002480/0000899243-19-002480-index.htm
2019-08-30Adam M KleinmanChief Compliance OfficerBuy369.008.253,044.2525,719.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319022668/0000899243-19-022668-index.htm
2019-11-20Adam M KleinmanChief Compliance OfficerBuy7,500.007.9059,250.0033,219.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319027809/0000899243-19-027809-index.htm
2020-10-21Mark KuperschmidDirectorBuy453.0033,870.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120055753/0001209191-20-055753-index.htm
2020-05-15Adam M KleinmanChief Compliance OfficerBuy841.6634,060.66https://www.sec.gov/Archives/edgar/data/1675033/000120919120030619/0001209191-20-030619-index.htm
2020-10-21Michael C SpellerDirectorBuy363.0034,476.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120055755/0001209191-20-055755-index.htm
2020-06-15Adam M KleinmanChief Compliance OfficerBuy656.6134,717.27https://www.sec.gov/Archives/edgar/data/1675033/000120919120037444/0001209191-20-037444-index.htm
2020-07-15Adam M KleinmanChief Compliance OfficerBuy685.3035,402.56https://www.sec.gov/Archives/edgar/data/1675033/000120919120042945/0001209191-20-042945-index.htm
2020-08-21Adam M KleinmanChief Compliance OfficerBuy640.4336,042.99https://www.sec.gov/Archives/edgar/data/1675033/000120919120048302/0001209191-20-048302-index.htm
2020-09-21Adam M KleinmanChief Compliance OfficerBuy669.1236,712.11https://www.sec.gov/Archives/edgar/data/1675033/000120919120051717/0001209191-20-051717-index.htm
2020-05-15JOHN EDWARD STUARTDirectorBuy83.004,354.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120030772/0001209191-20-030772-index.htm
2020-06-15JOHN EDWARD STUARTDirectorBuy69.004,423.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120037453/0001209191-20-037453-index.htm
2020-07-15JOHN EDWARD STUARTDirectorBuy72.004,495.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120042968/0001209191-20-042968-index.htm
2020-08-21JOHN EDWARD STUARTDirectorBuy74.004,569.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120048314/0001209191-20-048314-index.htm
2020-09-21JOHN EDWARD STUARTDirectorBuy72.004,641.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120051730/0001209191-20-051730-index.htm
2020-10-21JOHN EDWARD STUARTDirectorBuy111.004,752.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120055757/0001209191-20-055757-index.htm
2019-11-20Keri DavisOfficerBuy600.007.944,764.00600.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319027807/0000899243-19-027807-index.htm
2020-05-15Keri DavisCFO and TreasurerBuy15.20615.20https://www.sec.gov/Archives/edgar/data/1675033/000120919120030608/0001209191-20-030608-index.htm
2020-06-15Keri DavisCFO and TreasurerBuy11.86627.06https://www.sec.gov/Archives/edgar/data/1675033/000120919120037433/0001209191-20-037433-index.htm
2020-07-15Keri DavisCFO and TreasurerBuy12.38639.44https://www.sec.gov/Archives/edgar/data/1675033/000120919120042935/0001209191-20-042935-index.htm
2020-08-21Keri DavisCFO and TreasurerBuy11.57651.01https://www.sec.gov/Archives/edgar/data/1675033/000120919120048300/0001209191-20-048300-index.htm
2020-09-21Keri DavisCFO and TreasurerBuy12.08663.09https://www.sec.gov/Archives/edgar/data/1675033/000120919120051714/0001209191-20-051714-index.htm
2020-10-21Adam M KleinmanChief Compliance OfficerBuy1,010.6473,764.75https://www.sec.gov/Archives/edgar/data/1675033/000120919120055747/0001209191-20-055747-index.htm
2019-05-31Peter A ReedPresident and CEOBuy2,000.008.5817,160.0076,852.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319015473/0000899243-19-015473-index.htm
2019-06-06Peter A ReedPresident and CEOBuy3,143.008.5026,715.5079,995.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319016057/0000899243-19-016057-index.htm
2019-08-19Peter A ReedPresident and CEOBuy2,219.008.2518,306.7582,214.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319022214/0000899243-19-022214-index.htm
2019-08-26Peter A ReedPresident and CEOBuy3,000.008.2524,750.0085,214.00https://www.sec.gov/Archives/edgar/data/1675033/000089924319022554/0000899243-19-022554-index.htm
2020-05-15Peter A ReedPresident and CEOBuy2,157.0087,371.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120030625/0001209191-20-030625-index.htm
2020-06-15Peter A ReedPresident and CEOBuy1,682.0089,053.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120037437/0001209191-20-037437-index.htm
2020-05-15JOHN EDWARD STUARTDirectorBuy13.00900.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120030772/0001209191-20-030772-index.htm
2020-07-15Peter A ReedPresident and CEOBuy1,755.0090,808.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120042948/0001209191-20-042948-index.htm
2020-06-15JOHN EDWARD STUARTDirectorBuy12.00912.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120037453/0001209191-20-037453-index.htm
2020-08-21Peter A ReedPresident and CEOBuy1,640.0092,448.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120048304/0001209191-20-048304-index.htm
2020-07-15JOHN EDWARD STUARTDirectorBuy13.00925.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120042968/0001209191-20-042968-index.htm
2020-08-21JOHN EDWARD STUARTDirectorBuy14.00939.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120048314/0001209191-20-048314-index.htm
2020-09-21Peter A ReedPresident and CEOBuy1,716.0094,164.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120051719/0001209191-20-051719-index.htm
2020-05-15JOHN EDWARD STUARTDirectorBuy185.009,465.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120030772/0001209191-20-030772-index.htm
2020-09-21JOHN EDWARD STUARTDirectorBuy14.00953.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120051730/0001209191-20-051730-index.htm
2020-06-15JOHN EDWARD STUARTDirectorBuy152.009,617.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120037453/0001209191-20-037453-index.htm
2020-10-21JOHN EDWARD STUARTDirectorBuy20.00973.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120055757/0001209191-20-055757-index.htm
2020-07-15JOHN EDWARD STUARTDirectorBuy119.009,736.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120042968/0001209191-20-042968-index.htm
2020-07-15JOHN EDWARD STUARTDirectorBuy41.009,777.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120043556/0001209191-20-043556-index.htm
2020-08-21JOHN EDWARD STUARTDirectorBuy161.009,938.00https://www.sec.gov/Archives/edgar/data/1675033/000120919120048314/0001209191-20-048314-index.htm