Fidus Investment Corporation

(NASDAQ:FDUS)

Latest On Fidus Investment Corporation (FDUS):

Date/Time Type Description Signal Details
2024-06-18 05:45 ESTDividendA dividend of $0.16 has been announced on Apr 29, 2024. It will be paid Jun 26, 2024 with an ex-dividend date of Jun 18, 2024.Neutral
2024-03-19 05:45 ESTDividendA dividend of $0.22 has been announced on Feb 13, 2024. It will be paid Mar 27, 2024 with an ex-dividend date of Mar 19, 2024.Neutral
2023-12-19 04:45 ESTDividendA dividend of $0.43 has been announced on Nov 2, 2023. It will be paid Dec 27, 2023 with an ex-dividend date of Dec 19, 2023.Neutral
2023-09-19 05:45 ESTDividendA dividend of $0.21 has been announced on Aug 3, 2023. It will be paid Sep 27, 2023 with an ex-dividend date of Sep 19, 2023.Neutral
2023-06-20 05:45 ESTDividendA dividend of $0.41 has been announced on May 1, 2023. It will be paid Jun 28, 2023 with an ex-dividend date of Jun 20, 2023.Neutral
2023-05-10 15:47 ESTNewsFidus: Q1-Update - A Net Income And Dividend Boost With Stable NAVN/A
2023-05-06 02:44 ESTNewsFidus Investment Corp (FDUS) Q1 2023 Earnings Call TranscriptN/A
2023-05-05 00:59 ESTNewsFidus Investment Non-GAAP EPS of $0.60 beats by $0.05N/A
2023-05-03 23:41 ESTNewsFidus Investment Q1 2023 Earnings PreviewN/A
2023-03-21 05:45 ESTDividendA dividend of $0.1 has been announced on Feb 15, 2023. It will be paid Mar 29, 2023 with an ex-dividend date of Mar 21, 2023.Neutral
2023-03-14 20:22 ESTNewsFidus Investment: Another Quarter Of Dividend Hikes And OutperformanceN/A
2023-03-03 21:30 ESTNewsFidus Investment 2022 Q4 - Results - Earnings Call PresentationN/A
2023-03-03 21:30 ESTNewsFidus Investment Corp. (FDUS) Q4 2022 Earnings Call TranscriptN/A
2023-03-02 16:30 ESTNewsFidus Investment Non-GAAP EPS of $0.51 beats by $0.01N/A
2023-03-02 01:53 ESTNewsFidus Investment Q4 2022 Earnings PreviewN/A
2023-02-22 00:18 ESTNewsFidus Investment raises quarterly dividend by 13.9% to $0.41/share , incremental supplemental dividend of $0.15/share and a special dividend of $0.10/shareN/A
2023-01-18 19:05 ESTNewsBDCs: Fidus Investment Looks More Attractive Than Goldman Sachs BDCN/A
2022-12-19 18:35 ESTNewsFidus Investment: Boring Name, Big DividendsN/A
2022-12-13 06:09 ESTNewsGet Paid A Hefty 8.2% Dividend Yield By Fidus InvestmentN/A
2022-12-01 04:45 ESTDividendA dividend of $0.15 has been announced on Aug 1, 2022. It will be paid Dec 16, 2022 with an ex-dividend date of Dec 1, 2022.Neutral
2022-11-15 02:08 ESTNewsFidus Investment: Q3 Update - A Dividend Hike And Another Strong QuarterN/A
2022-11-04 19:48 ESTNewsFidus Investment (FDUS) Q3 2022 Earnings Call TranscriptN/A
2022-11-04 02:37 ESTNewsFidus Investment Non-GAAP EPS of $0.51 beats by $0.07, total investment income of $25M beats by $2.2MN/A
2022-11-04 02:37 ESTNewsFidus Investment declares $0.36 dividend; incremental supplemental dividend of $0.15/share and a special dividend of $0.10/shareN/A
2022-11-03 09:01 ESTNewsFidus Investment Q3 2022 Earnings PreviewN/A
2022-10-25 11:14 ESTNewsFidus Investment: This Well-Covered 8% Yield Is Just RightN/A
2022-09-08 05:45 ESTDividendA dividend of $0.36 has been announced on Aug 4, 2022. It will be paid Sep 23, 2022 with an ex-dividend date of Sep 8, 2022.Neutral
2022-08-16 07:47 ESTNewsFidus Investment: Q2 Update - Positive Quarterly Return With Likely Dividend UpsideN/A
2022-08-06 09:30 ESTNewsFidus Investment (FDUS) CEO Ed Ross on Q2 2022 Results - Earnings Call TranscriptN/A
2022-08-05 02:47 ESTNewsFidus Investment Non-GAAP EPS of $0.43 beats by $0.02, Total investment income of $21.2M misses by $0.14MN/A
2022-08-03 20:42 ESTNewsFidus Investment: An Interesting ~7.6% Yielding BDCN/A
2022-08-03 20:42 ESTNewsFidus Investment Q2 2022 Earnings PreviewN/A
2022-07-11 19:13 ESTNewsFidus Investment: An 8% Yielding Passive Income GemN/A
2022-07-11 19:13 ESTNewsFidus, SLR stocks in the red as KBW downgrades on elevated credit riskN/A
2022-07-07 12:44 ESTNewsFidus Investment: This High Yield Packs A PunchN/A
2022-06-09 05:45 ESTDividendA dividend of $0.07 has been announced on May 2, 2022. It will be paid Jun 24, 2022 with an ex-dividend date of Jun 9, 2022.Neutral
2022-05-07 02:07 ESTNewsFidus Investment (FDUS) CEO Ed Ross on Q1 2022 Results - Earnings Call TranscriptN/A
2022-05-07 02:07 ESTNewsFidus Investment 2022 Q1 - Results - Earnings Call PresentationN/A
2022-05-06 02:52 ESTNewsFidus Investment Non-GAAP NII of $0.43 beats by $0.04, Total investment income of $20.52M beats by $0.45MN/A
2022-05-05 03:23 ESTNewsFidus Investment Q1 2022 Earnings PreviewN/A
2022-04-24 12:58 ESTNewsFidus: My Top Pick For The High-Yield BDC Sector In 2022N/A
2022-03-16 00:12 ESTNewsFidus Investment: A Great Q4 Adds To A Strong Track Record For This 10.63% Yield BDCN/A
2022-03-10 04:45 ESTDividendA dividend of $0.17 has been announced on Feb 15, 2022. It will be paid Mar 25, 2022 with an ex-dividend date of Mar 10, 2022.Neutral
2022-03-07 19:44 ESTNewsFidus Investment's (FDUS) CEO Ed Ross on Q4 2021 Results - Earnings Call TranscriptN/A
2022-03-04 22:52 ESTNewsFidus Investment (FDUS) CEO Ed Ross on Q4 2021 Results - Earnings Call TranscriptN/A
2022-03-04 05:02 ESTNewsFidus Investment Non-GAAP NII of $0.49 beats by $0.14, Total investment income of $24.1M beats by $3.67MN/A
2022-03-03 11:31 ESTNewsFidus Investment Q4 2021 Earnings PreviewN/A
2022-02-16 19:31 ESTNewsFidus Investment declares $0.36 dividendN/A
2022-01-31 01:22 ESTNewsFidus Investment: 9.1% Yield, Build Back America And Get PaidN/A
2021-12-02 04:45 ESTDividendA dividend of $0.05 has been announced on Nov 1, 2021. It will be paid Dec 17, 2021 with an ex-dividend date of Dec 2, 2021.Neutral

About Fidus Investment Corporation (FDUS):

Fidus Investment Corporation is a business development company. It specializing in leveraged buyouts, refinancings, change of ownership transactions, recapitalizations, strategic acquisitions, mezzanine, growth capital, business expansion, lower middle market investments, debt investments, subordinated and second lien loans, senior secured and unitranche debt, preferred equity, warrants, subordinated debt, senior subordinated notes, junior secured loans, and unitranche loans. It does not invest in turnarounds or distressed situations. The fund prefers to invest in aerospace and defense, business services, consumer products and services including retail, food, and beverage, healthcare products and services, industrial products and services, information technology services, niche manufacturing, transportation and logistics, and value-added distribution sectors. It seeks to invest in companies based in United States. The fund typically invests between $5 million and $15 million per transaction in companies with annual revenues between $10 million and $150 million and an annual EBITDA between $3 million and $20 million, but it can occasionally invest in larger or smaller companies. It seeks to acquire minority equity stakes and board observation rights in conjunction with its investments.

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General

  • Name Fidus Investment Corporation
  • Symbol FDUS
  • Type Common Stock
  • Exchange NASDAQ
  • Currency USD
  • Country USA
  • SectorFinancial Services
  • IndustryAsset Management
  • Last Split Factor1:1
  • Last Split Date2013-09-10
  • Fiscal Year EndDecember
  • IPO Date2011-06-21
  • Gic SectorFinancials
  • Gic GroupDiversified Financials
  • Gic IndustryCapital Markets
  • Gic SubIndustryAsset Management & Custody Banks
  • Web URLhttp://www.fdus.com
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Valuation

  • Trailing PE 12.09
  • Forward PE 10.01
  • Price/Sales (Trailing 12 Mt.) 9.25
  • Price/Book (Most Recent Quarter) 0.89
  • Enterprise Value Revenue 16.14
  • Enterprise Value EBITDA 10.82
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Financials

  • Most Recent Quarter 2020-12-31
  • Current Year EPS Estimate $1.45
  • Next Year EPS Estimate $1.48
  • Next Quarter EPS Estimate $0.36
  • Profit Margin 37%
  • Operating Margin 70%
  • Return on Assets 4%
  • Return on Equity 8%
  • Revenue 85.12 million
  • Earnings Per Share $1.28
  • Revenue Per Share $3.48
  • Gross Profit 85.12 million
  • Quarterly Earnings Growth 21.1%
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Highlights

  • Market Capitalization 377.56 million
  • PEG Ratio 3.59
  • Analyst Target Price $16.71
  • Book Value Per Share $16.81
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Share Statistics

  • Shares Outstanding 24.44 million
  • % Held by Insiders 142%
  • % Held by Institutions 25.31%
  • Shares Short 203827
  • Shares Short Prior Month 199481
  • Short Ratio 1.39
  • Short % of Float 1%
  • Short % of Shares Outstanding 1%
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Technicals

  • Beta 2.02
  • 52 Week High $15.61
  • 52 Week Low $4
  • 50 Day Moving Average 14.32
  • 200 Day Moving Average 12.39
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Dividends

  • Forward Annual Dividend Rate $1.24
  • Forward Annual Dividend Yield 8.26%
  • Payout Ratio 85%
  • Dividend Date 2021-03-26
  • ExDividend Date 2021-03-11
  • Dividend Per Share $1.29
  • Dividend Yield 11.7%
View More

Fidus Investment Corporation (FDUS) Dividend Calendar:

Fidus Investment Corporation pays an annual dividend of $1.24 per share, with a dividend yield of 11.7%.
FDUS's last dividend payment was made to shareholders on March 26, 2021.
Fidus Investment Corporation pays out 85% of its earnings out as a dividend.

Ex-Dividend Date Payment Date Record Date Declared Date Amount

Fidus Investment Corporation (FDUS) Earnings History:

Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.


Quarter Date Report Date Actual Revenue Reported EPS EPS Estimate Deviation from Estimate
2020-12-312021-02-25$N/A$0.44$0.3429.41%
2020-09-302020-10-29$N/A$0.40$0.3416.18%
2020-06-302020-08-06$N/A$0.37$0.3216.68%
2020-03-312020-04-30$N/A$0.35$0.343.37%
2019-12-312020-02-27$19.51 million$0.34$0.36-5.19%
2019-09-302019-10-31$19.2 million$0.35$0.35-1.13%
2019-06-302019-08-01$18.07 million$0.34$0.37-8.11%
2019-03-312019-05-02$20.33 million$0.41$0.386.77%
2018-12-312019-02-28$22.21 million$0.46$0.3725.68%
2018-09-302018-11-01$17.87 million$0.37$0.362.21%
2018-06-302018-08-02$18.11 million$0.36$0.360%
2018-03-312018-05-03$18.23 million$0.36$0.38-5.26%
2017-12-312018-03-01$17.07 million$0.35$0.36-1.41%
2017-09-302017-11-02$18.05 million$0.40$0.376.95%
2017-06-302017-08-03$17.27 million$0.40$0.385.26%
2017-03-312017-05-04$16.23 million$0.37$0.370%
2016-12-312017-03-02$17.28 million$0.43$0.3715.68%
2016-09-302016-11-03$14.43 million$0.37$0.371.09%
2016-06-302016-08-04$13.83 million$0.38$0.40-4.4%
2016-03-312016-05-05$14.69 million$0.44$0.416.28%
2015-12-312016-03-03$15.08 million$0.44$0.418.37%
2015-09-302015-11-05$13.56 million$0.43$0.407.5%
2015-06-302015-08-06$12.8 million$0.37$0.39-5.13%
2015-03-312015-05-07$12.84 million$0.39$0.40-2.5%
2014-12-312015-03-05$13.65 million$0.42$0.3810.53%
2014-09-302014-11-06$11.32 million$0.41$0.395.13%
2014-06-302014-08-07$10.58 million$0.40$0.400%
2014-03-312014-05-08$10.56 million$0.37$0.43-13.95%
2013-12-312014-03-06$11.24 million$0.43$0.3813.16%
2013-09-302013-11-07$10.26 million$0.37$0.38-2.63%
2013-06-302013-08-01$10.48 million$0.38$0.39-2.56%
2013-03-312013-05-02$9.81 million$0.38$0.40-5%
2012-12-312013-03-07$9.64 million$0.40$0.385.26%
2012-09-302012-11-01$8.98 million$0.40$0.400%
2012-06-302012-08-02$7.63 million$0.36$0.39-7.69%
2012-03-312012-05-03$7.6 million$0.38$0.372.7%
2011-12-312012-03-08$7.32 million$0.46$0.3243.75%
2011-09-302011-11-03$5.95 million$0.33$0.316.45%
2011-06-302011-08-05$5.32 million$0.53

Fidus Investment Corporation (FDUS) Company Financial Statements:

Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.

Income Statement:
Date
Research Development
Income Before Tax
Selling General Administrative
Gross Profit
Ebit
Operating Income
Income Tax Expense
Total Revenue
Cost of Revenue
Total Other Income Expense Net
Net Income From Continuing Operations
Net Income Applicable to Common Shares
Cash Flow:
Date
Investments
Change to Liabilities
Total Cash Flow from Investing Activities
Net Borrowings
Total Cash Flow from Financial Activities
Change to Operating Activities
Change in Cash
Total Cash from Operating Activities
Depreciation
Other Cash Flow from Investing Activities
Change to Inventory
Change to Account Receivables
Other Cash Flow from Financing Activities
Change to Net Income
Capital Expenditures
Balance Sheet:
Date
Total Liabailities
Total Stockholder Equity
Other Current Liabilities
Total Assets
Common Stock
Other Current Assets
Retained Earnings
Other Liabilities
Other Assets
Cash
Total Current Liabilities
Other Stockholder Equity
Property, Plant & Equipment
Total Current Assets
Long Term Investments
Net Tangible Assets
Short Term Investments
Long Term Debt
Inventory
Accounts Payable

Fidus Investment Corporation (FDUS) Chart:

Fidus Investment Corporation (FDUS) News:

Below you will find a list of latest news for Fidus Investment Corporation (FDUS) from major news sources. You can filter the results to only show news from a specific source.

No recent news available

Fidus Investment Corporation (FDUS) Options:

A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.

Expiration Date Strike Last Price Type Volume Open Interest Implied Volatility In The Money Change Change Percent
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2025-09-1917.52.3CALL0 213.92TRUE00
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Latest FDUS Trades:

Date Shares Price
Jun 13, 2022 7:58 PM EST100$17.7
Jun 13, 2022 7:58 PM EST200$17.705
Jun 13, 2022 7:59 PM EST100$17.73
Jun 13, 2022 7:59 PM EST4$17.68
Jun 13, 2022 8:10 PM EST6$18.14

Fidus Investment Corporation (FDUS) SEC Filings:

An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.

Date Form Type Form Name Link
2020-06-308-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1513363/000119312520182488/0001193125-20-182488-index.htm
2018-03-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1513363/000089924318007173/0000899243-18-007173-index.htm
2018-03-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1513363/000089924318007178/0000899243-18-007178-index.htm
2018-03-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1513363/000089924318007179/0000899243-18-007179-index.htm
2018-03-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1513363/000089924318007180/0000899243-18-007180-index.htm
2018-03-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1513363/000089924318007181/0000899243-18-007181-index.htm
2018-12-064Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1513363/000089924318030258/0000899243-18-030258-index.htm
2019-04-263Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1513363/000089924319011185/0000899243-19-011185-index.htm
2019-05-154Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1513363/000089924319013544/0000899243-19-013544-index.htm
2019-06-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1513363/000089924319015501/0000899243-19-015501-index.htm
2019-08-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1513363/000089924319021268/0000899243-19-021268-index.htm
2019-08-094Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1513363/000089924319021461/0000899243-19-021461-index.htm
2020-03-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1513363/000089924320007714/0000899243-20-007714-index.htm
2020-03-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1513363/000089924320007715/0000899243-20-007715-index.htm
2020-03-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1513363/000089924320007757/0000899243-20-007757-index.htm
2020-03-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1513363/000089924320008089/0000899243-20-008089-index.htm
2020-03-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1513363/000089924320008090/0000899243-20-008090-index.htm
2020-03-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1513363/000089924320008119/0000899243-20-008119-index.htm
2020-03-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1513363/000089924320008142/0000899243-20-008142-index.htm
2020-03-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1513363/000089924320008388/0000899243-20-008388-index.htm
2020-03-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1513363/000089924320008389/0000899243-20-008389-index.htm
2018-02-02497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1513363/000119312518030301/0001193125-18-030301-index.htm
2018-02-02POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1513363/000119312518030306/0001193125-18-030306-index.htm
2018-02-028-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1513363/000119312518030309/0001193125-18-030309-index.htm
2018-02-22497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1513363/000119312518054028/0001193125-18-054028-index.htm
2018-03-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1513363/000119312518067117/0001193125-18-067117-index.htm
2018-03-0110-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1513363/000119312518067128/0001193125-18-067128-index.htm
2018-03-01N-2Registration statement for closed-end investment companieshttps://www.sec.gov/Archives/edgar/data/1513363/000119312518067142/0001193125-18-067142-index.htm
2018-03-01PRE 14AOther preliminary proxy statementshttps://www.sec.gov/Archives/edgar/data/1513363/000119312518067160/0001193125-18-067160-index.htm
2018-03-27DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1513363/000119312518097671/0001193125-18-097671-index.htm
2018-04-26CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1513363/000119312518133952/0001193125-18-133952-index.htm
2018-05-01N-2/ARegistration statement for closed-end investment companieshttps://www.sec.gov/Archives/edgar/data/1513363/000119312518146663/0001193125-18-146663-index.htm
2018-05-038-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1513363/000119312518150802/0001193125-18-150802-index.htm
2018-05-0310-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1513363/000119312518150806/0001193125-18-150806-index.htm
2018-05-11DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1513363/000119312518160830/0001193125-18-160830-index.htm
2018-06-058-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1513363/000119312518184440/0001193125-18-184440-index.htm
2018-06-088-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1513363/000119312518188044/0001193125-18-188044-index.htm
2018-08-0210-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1513363/000119312518236548/0001193125-18-236548-index.htm
2018-08-028-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1513363/000119312518236564/0001193125-18-236564-index.htm
2018-08-0840-17GFidelity Bond [Rule 17G-1(g)]https://www.sec.gov/Archives/edgar/data/1513363/000119312518242803/0001193125-18-242803-index.htm
2018-10-198-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1513363/000119312518303037/0001193125-18-303037-index.htm
2018-11-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1513363/000119312518315730/0001193125-18-315730-index.htm
2018-11-0110-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1513363/000119312518315739/0001193125-18-315739-index.htm
2019-02-058-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1513363/000119312519027680/0001193125-19-027680-index.htm
2019-02-05497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1513363/000119312519027684/0001193125-19-027684-index.htm
2019-02-05497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1513363/000119312519027686/0001193125-19-027686-index.htm
2019-02-05305B2Filing [Trust Indenture Act]https://www.sec.gov/Archives/edgar/data/1513363/000119312519027689/0001193125-19-027689-index.htm
2019-02-06497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1513363/000119312519028488/0001193125-19-028488-index.htm
2019-02-06497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1513363/000119312519028611/0001193125-19-028611-index.htm
2019-02-06497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1513363/000119312519029527/0001193125-19-029527-index.htm
2019-02-08POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1513363/000119312519031762/0001193125-19-031762-index.htm
2019-02-088-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1513363/000119312519031766/0001193125-19-031766-index.htm
2019-02-08497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1513363/000119312519031773/0001193125-19-031773-index.htm
2019-02-19497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1513363/000119312519043853/0001193125-19-043853-index.htm
2019-02-288-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1513363/000119312519057397/0001193125-19-057397-index.htm
2019-02-2810-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1513363/000119312519057412/0001193125-19-057412-index.htm
2019-02-28POS 8CPost-effective amendments filed by certain investment companies [Section 8(c)]https://www.sec.gov/Archives/edgar/data/1513363/000119312519057446/0001193125-19-057446-index.htm
2019-03-088-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1513363/000119312519069098/0001193125-19-069098-index.htm
2019-03-08PRE 14AOther preliminary proxy statementshttps://www.sec.gov/Archives/edgar/data/1513363/000119312519069103/0001193125-19-069103-index.htm
2019-03-25CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1513363/000119312519085306/0001193125-19-085306-index.htm
2019-03-26DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1513363/000119312519086625/0001193125-19-086625-index.htm
2019-04-248-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1513363/000119312519117122/0001193125-19-117122-index.htm
2019-04-29POS 8CPost-effective amendments filed by certain investment companies [Section 8(c)]https://www.sec.gov/Archives/edgar/data/1513363/000119312519125260/0001193125-19-125260-index.htm
2019-04-29CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1513363/000119312519125693/0001193125-19-125693-index.htm
2019-05-028-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1513363/000119312519134991/0001193125-19-134991-index.htm
2019-05-0210-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1513363/000119312519135004/0001193125-19-135004-index.htm
2019-05-06DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1513363/000119312519138255/0001193125-19-138255-index.htm
2019-05-22DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1513363/000119312519154027/0001193125-19-154027-index.htm
2019-06-07DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1513363/000119312519168169/0001193125-19-168169-index.htm
2019-06-208-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1513363/000119312519177475/0001193125-19-177475-index.htm
2019-08-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1513363/000119312519210858/0001193125-19-210858-index.htm
2019-08-0110-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1513363/000119312519210862/0001193125-19-210862-index.htm
2019-10-108-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1513363/000119312519265570/0001193125-19-265570-index.htm
2019-10-10497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1513363/000119312519265571/0001193125-19-265571-index.htm
2019-10-10497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1513363/000119312519265572/0001193125-19-265572-index.htm
2019-10-11497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1513363/000119312519266091/0001193125-19-266091-index.htm
2019-10-11497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1513363/000119312519266095/0001193125-19-266095-index.htm
2019-10-15497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1513363/000119312519267327/0001193125-19-267327-index.htm
2019-10-168-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1513363/000119312519268472/0001193125-19-268472-index.htm
2019-10-168-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1513363/000119312519268516/0001193125-19-268516-index.htm
2019-10-16497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1513363/000119312519268532/0001193125-19-268532-index.htm
2019-10-1840-17GFidelity Bond [Rule 17G-1(g)]https://www.sec.gov/Archives/edgar/data/1513363/000119312519270146/0001193125-19-270146-index.htm
2019-10-23497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1513363/000119312519272335/0001193125-19-272335-index.htm
2019-10-318-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1513363/000119312519280454/0001193125-19-280454-index.htm
2019-10-3110-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1513363/000119312519280457/0001193125-19-280457-index.htm
2020-02-278-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1513363/000119312520052638/0001193125-20-052638-index.htm
2020-02-2710-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1513363/000119312520052649/0001193125-20-052649-index.htm
2020-02-27PRE 14AOther preliminary proxy statementshttps://www.sec.gov/Archives/edgar/data/1513363/000119312520052655/0001193125-20-052655-index.htm
2020-03-17POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1513363/000119312520075975/0001193125-20-075975-index.htm
2020-03-18CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1513363/000119312520077140/0001193125-20-077140-index.htm
2020-03-18DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1513363/000119312520077141/0001193125-20-077141-index.htm
2020-04-308-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1513363/000119312520128816/0001193125-20-128816-index.htm
2020-04-3010-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1513363/000119312520128824/0001193125-20-128824-index.htm
2020-05-18DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1513363/000119312520145021/0001193125-20-145021-index.htm
2020-06-058-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1513363/000119312520161305/0001193125-20-161305-index.htm
2020-06-308-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1513363/000119312520182488/0001193125-20-182488-index.htm
2020-08-068-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1513363/000119312520211947/0001193125-20-211947-index.htm
2020-08-0610-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1513363/000119312520211953/0001193125-20-211953-index.htm
2020-10-298-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1513363/000119312520281050/0001193125-20-281050-index.htm
2020-10-2910-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1513363/000119312520281057/0001193125-20-281057-index.htm
2019-02-08CERTCertificationhttps://www.sec.gov/Archives/edgar/data/1513363/000135445719000062/0001354457-19-000062-index.htm
2019-10-17CERTCertificationhttps://www.sec.gov/Archives/edgar/data/1513363/000135445719000530/0001354457-19-000530-index.htm
2018-05-02EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1513363/999999999518001098/9999999995-18-001098-index.htm
2019-05-01EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1513363/999999999519000947/9999999995-19-000947-index.htm
2018-02-01CERTNASCertification by the Nasdaq Stock Market approving securities for listinghttps://www.sec.gov/Archives/edgar/data/1513363/999999999718005837/9999999997-18-005837-index.htm

Fidus Investment Corporation (FDUS) Insider Transactions:

Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Fidus Investment Corporation (FDUS). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.
Insider Ownership: 142%
Institutional Ownership: 2531%

Transaction Date Insider Name Insider Title Type Shares Number Shares Price Total Transaction Shares Held After Transaction Link
2018-03-07Shelby E SherardOfficerBuy7,000.0013.1091,700.0010,435.00https://www.sec.gov/Archives/edgar/data/1513363/000089924318007173/0000899243-18-007173-index.htm
2020-03-12Raymond L. Jr. AnstissDirectorBuy1,500.009.0013,500.0010,500.00https://www.sec.gov/Archives/edgar/data/1513363/000089924320008119/0000899243-20-008119-index.htm
2020-03-11Raymond L. Jr. AnstissDirectorBuy6,150.0011.6671,709.0011,396.00https://www.sec.gov/Archives/edgar/data/1513363/000089924320008119/0000899243-20-008119-index.htm
2018-03-08Shelby E SherardOfficerBuy1,314.0012.7516,753.5011,749.00https://www.sec.gov/Archives/edgar/data/1513363/000089924318007178/0000899243-18-007178-index.htm
2018-03-09Shelby E SherardOfficerBuy2,186.0012.7527,871.5013,935.00https://www.sec.gov/Archives/edgar/data/1513363/000089924318007178/0000899243-18-007178-index.htm
2018-03-07EDWARD H ROSSOfficerBuy3,500.0013.1846,130.00171,454.81https://www.sec.gov/Archives/edgar/data/1513363/000089924318007181/0000899243-18-007181-index.htm
2020-03-10EDWARD H ROSSOfficerBuy2,000.0011.8123,620.00173,454.81https://www.sec.gov/Archives/edgar/data/1513363/000089924320007757/0000899243-20-007757-index.htm
2018-12-06Shelby E SherardOfficerBuy3,675.0013.6049,980.0017,610.00https://www.sec.gov/Archives/edgar/data/1513363/000089924318030258/0000899243-18-030258-index.htm
2020-03-12EDWARD H ROSSOfficerBuy4,000.009.3137,240.00177,454.81https://www.sec.gov/Archives/edgar/data/1513363/000089924320008090/0000899243-20-008090-index.htm
2019-08-07Shelby E SherardOfficerBuy1,350.0014.4019,440.0018,960.00https://www.sec.gov/Archives/edgar/data/1513363/000089924319021461/0000899243-19-021461-index.htm
2019-08-08Shelby E SherardOfficerBuy1,750.0014.2524,937.5020,710.00https://www.sec.gov/Archives/edgar/data/1513363/000089924319021461/0000899243-19-021461-index.htm
2018-03-08CHARLES D HYMANDirectorBuy1,500.0012.7919,192.3523,200.00https://www.sec.gov/Archives/edgar/data/1513363/000089924318007180/0000899243-18-007180-index.htm
2020-03-09Shelby E SherardOfficerBuy3,850.0012.9950,011.5024,560.00https://www.sec.gov/Archives/edgar/data/1513363/000089924320007715/0000899243-20-007715-index.htm
2020-03-13CHARLES D HYMANDirectorBuy2,000.009.8419,680.0025,200.00https://www.sec.gov/Archives/edgar/data/1513363/000089924320008388/0000899243-20-008388-index.htm
2020-03-09Shelby E SherardOfficerBuy2,100.0011.9925,179.0026,660.00https://www.sec.gov/Archives/edgar/data/1513363/000089924320007715/0000899243-20-007715-index.htm
2020-03-12Shelby E SherardOfficerBuy5,000.009.3646,800.0031,660.00https://www.sec.gov/Archives/edgar/data/1513363/000089924320008089/0000899243-20-008089-index.htm
2019-05-13Raymond L. Jr. AnstissDirectorBuy1,750.0016.0028,000.004,760.00https://www.sec.gov/Archives/edgar/data/1513363/000089924319013544/0000899243-19-013544-index.htm
2019-05-13Raymond L. Jr. AnstissDirectorBuy500.0015.997,995.005,260.00https://www.sec.gov/Archives/edgar/data/1513363/000089924319013544/0000899243-19-013544-index.htm
2020-03-12Edward X. TuneDirectorBuy3,000.009.4328,290.006,000.00https://www.sec.gov/Archives/edgar/data/1513363/000089924320008389/0000899243-20-008389-index.htm
2019-06-03Raymond L. Jr. AnstissDirectorBuy1,000.0015.9715,970.006,260.00https://www.sec.gov/Archives/edgar/data/1513363/000089924319015501/0000899243-19-015501-index.htm
2018-03-08Thomas Charles LauerPresidentBuy4,000.0012.8051,200.0074,599.94https://www.sec.gov/Archives/edgar/data/1513363/000089924318007179/0000899243-18-007179-index.htm
2020-03-09Thomas Charles LauerPresidentBuy5,000.0012.4062,000.0079,599.94https://www.sec.gov/Archives/edgar/data/1513363/000089924320007714/0000899243-20-007714-index.htm
2019-06-03Raymond L. Jr. AnstissDirectorBuy1,740.0015.9327,718.208,000.00https://www.sec.gov/Archives/edgar/data/1513363/000089924319015501/0000899243-19-015501-index.htm
2020-03-11Thomas Charles LauerPresidentBuy2,000.0011.4522,900.0081,599.94https://www.sec.gov/Archives/edgar/data/1513363/000089924320008142/0000899243-20-008142-index.htm
2019-08-06Raymond L. Jr. AnstissDirectorBuy1,000.0014.6514,650.009,000.00https://www.sec.gov/Archives/edgar/data/1513363/000089924319021268/0000899243-19-021268-index.htm