Brookfield Asset Management Inc

(NYSE:BAM)

Latest On Brookfield Asset Management Inc (BAM):

Date/Time Type Description Signal Details
2024-08-30 05:41 ESTDividendA dividend of $0.38 has been announced on Aug 7, 2024. It will be paid Sep 27, 2024 with an ex-dividend date of Aug 30, 2024.Neutral
2024-05-31 05:41 ESTDividendA dividend of $0.38 has been announced on May 8, 2024. It will be paid Jun 28, 2024 with an ex-dividend date of May 31, 2024.Neutral
2024-02-28 04:42 ESTDividendA dividend of $0.38 has been announced on Feb 7, 2024. It will be paid Mar 28, 2024 with an ex-dividend date of Feb 28, 2024.Neutral
2023-08-30 05:41 ESTDividendA dividend of $0.32 has been announced on Aug 9, 2023. It will be paid Sep 29, 2023 with an ex-dividend date of Aug 30, 2023.Neutral
2023-05-30 05:41 ESTDividendA dividend of $0.32 has been announced on May 10, 2023. It will be paid Jun 30, 2023 with an ex-dividend date of May 30, 2023.Neutral
2023-05-17 14:33 ESTNewsBrookfield Asset Management: Nice Yield And Lots Of GrowthN/A
2023-05-17 00:57 ESTNewsBrookfield Asset Management: Double Digit Return PotentialN/A
2023-05-13 13:15 ESTNewsBuy Alert: Grab Attractively-Priced Brookfield And BlackstoneN/A
2023-05-11 02:25 ESTNewsBrookfield Asset Management Ltd. (BAM) Q1 2023 Earnings Call TranscriptN/A
2023-05-10 13:15 ESTNewsBrookfield Asset Management distributable earnings of $0.34 beats by $0.01, revenue of $966M misses by $134MN/A
2023-05-10 13:15 ESTNewsBrookfield Asset Management Q1 earnings beat; raises $19B of funds in quarterN/A
2023-05-10 00:26 ESTNewsBrookfield Asset Management Q1 2023 Earnings PreviewN/A
2023-04-18 20:53 ESTNewsBrookfield Asset Management cut to Underperform at KBW on limited upside potentialN/A
2023-04-14 22:54 ESTNewsBrookfield Asset Management: Well Positioned To OutperformN/A
2023-04-10 19:34 ESTNewsBrookfield Corporation Looks Attractive No Matter How I Look At ItN/A
2023-04-03 18:03 ESTNewsBrookfield to kick off sale of stake in one of world's largest wind farms - reportN/A
2023-03-14 01:46 ESTNewsWhy We Prefer Brookfield Asset Management Over BlackstoneN/A
2023-03-12 19:18 ESTNewsForget Brookfield L.P. Units. Buy The Preferreds For A 56% Yield To Maturity OpportunityN/A
2023-02-27 04:41 ESTDividendA dividend of $0.32 has been announced on Feb 8, 2023. It will be paid Mar 31, 2023 with an ex-dividend date of Feb 27, 2023.Neutral
2023-02-18 03:09 ESTNewsThe Diverging Ways Of Two Brookfields And How To Pick Your WayN/A
2023-02-15 08:24 ESTNewsBrookfield Asset Management Can Help You Retire Wall Street RichN/A
2023-02-14 06:25 ESTNews2 Major Trends Brookfield Asset Management Is Betting OnN/A
2023-02-08 18:59 ESTNewsBrookfield Asset Management distributable earnings of $0.35 beats by $0.03, revenue of $958M misses by $92MN/A
2023-02-08 18:59 ESTNewsBrookfield Asset Management declares $0.32 dividendN/A
2023-02-08 18:59 ESTNewsBrookfield Asset Management Q4 earnings beat, raises $93B of capital in 2022N/A
2023-02-08 18:58 ESTNewsBrookfield Asset Management Ltd. 2022 Q4 - Results - Earnings Call PresentationN/A
2023-02-08 18:58 ESTNewsBrookfield Asset Management Ltd. (BAM) Q4 2022 Earnings Call TranscriptN/A
2023-02-07 16:43 ESTNewsBrookfield Asset Management Q4 2022 Earnings PreviewN/A
2023-02-03 05:26 ESTNewsFirstEnergy to sell additional 30% stake in FET business to Brookfield for $3.5BN/A
2023-01-30 11:40 ESTNewsBrookfield Asset Management nears deal for Deutsche Bank's secondaries PE - reportN/A
2023-01-25 14:13 ESTNewsWhy Brookfield And Peers Followed Apollo Into Insurance And What's In It For YouN/A
2023-01-19 04:32 ESTNewsBrookfield Asset Management's $2.4B property fund posts second straight monthly slumpN/A
2023-01-18 16:50 ESTNewsBrookfield: Transparently Bullish Analysis So You Can Decide For YourselfN/A
2023-01-17 17:53 ESTNewsBrookfield said to evaluate $1B sale of outsourcing firm EveriseN/A
2023-01-13 07:36 ESTNewsBrookfield Vs. Blackstone: One Clear High-Yield WinnerN/A
2023-01-09 13:46 ESTNewsBrookfield Asset Management to buy back 31.7M sharesN/A
2022-12-29 00:49 ESTNewsHow Brookfield And Peers Make Money And How You Can Participate In 2023N/A
2022-12-23 21:23 ESTNewsHow 4.6% Yielding Brookfield Asset Management Could Change Your LifeN/A
2022-12-23 21:23 ESTNewsBrookfield Business Partners: A Case Study Of Subpar Returns From BAMN/A
2022-12-17 11:29 ESTNewsBAM Is Misunderstood And Offers A Great OpportunityN/A
2022-12-17 11:29 ESTNewsFinancial stocks slip during Fed week, with Brookfield spinoff dropping mostN/A
2022-12-13 20:14 ESTNewsBrookfield Asset Management gets Buy rating at Goldman after spinoffN/A
2022-12-13 20:13 ESTNewsHow To Make Money Off The Brookfield Spin-Off - Part 2N/A
2022-12-08 22:19 ESTNewsBrookfield Asset Management Ltd (BAM) CEO Bruce Flatt Presents at Goldman Sachs 2022 US Financial Services Conference (Transcript)N/A
2022-12-08 04:28 ESTNewsBrookfield Asset Management Ltd (BAM) Presents at Goldman Sachs 2022 US Financial Services ConferenceN/A
2022-11-30 14:05 ESTNewsBrookfield Asset Management taps Amazon's AWS to accelerate digital transitionN/A
2022-11-29 04:41 ESTDividendA dividend of $0.14 has been announced on Nov 10, 2022. It will be paid Dec 30, 2022 with an ex-dividend date of Nov 29, 2022.Neutral
2022-11-29 02:23 ESTNewsBrookfield Asset Management goes ex dividend tomorrowN/A
2022-11-25 11:31 ESTNewsBrookfield buys Nike supplier Trimco in deal valued up to $900M - reportN/A
2022-11-17 01:43 ESTNewsBrookfield Asset Management: Long-Term Value Investing Pays OffN/A

About Brookfield Asset Management Inc (BAM):

Brookfield Asset Management is a leading global alternative asset manager and one of the largest investors in real assets. Our investment focus is on real estate, renewable power, infrastructure and private equity assets. Our objective is to generate attractive long-term risk-adjusted returns for the benefit of our clients and shareholders. We manage a range of public and private investment products and services for institutional and retail clients. We earn asset management income for doing so and align our interests with our clients by investing alongside them. We have an exceptionally strong balance sheet, with over $30 billion of capital invested, primarily in our four listed partnerships: Brookfield Property Partners, Brookfield Infrastructure Partners, Brookfield Renewable Partners and Brookfield Business Partners. This access to large-scale capital enables us to make investments in sizeable, premier assets across geographies and asset classes that few managers are able to do. We create value for BAM shareholders in the following ways: As an asset manager ? by investing both our own capital and that of our investors ? this enables us to increase the scale of our operations, and enhances our financial returns through base management fees and performance-based income; as an investor and capital allocator ? we strive to invest at attractive valuations, particularly in value-oriented situations that create opportunities for superior valuation gains and cash flow returns, or by monetizing assets at appropriate times to realize value; and as an owner-operator ? we constantly work to increase the value of the assets within our operating businesses and the cash flows they produce through our operating expertise, development capabilities and effective financing.

See Advanced Chart

General

  • Name Brookfield Asset Management Inc
  • Symbol BAM
  • Type Common Stock
  • Exchange NYSE
  • Currency USD
  • Country USA
  • SectorFinancial Services
  • IndustryAsset Management
  • Last Split Factor3:2
  • Last Split Date2020-04-02
  • Fiscal Year EndDecember
  • IPO Date1983-12-30
  • Gic SectorFinancials
  • Gic GroupDiversified Financials
  • Gic IndustryCapital Markets
  • Gic SubIndustryAsset Management & Custody Banks
  • Web URLhttp://www.brookfield.com
View More

Valuation

  • Trailing PE 42.28
  • Forward PE 56.5
  • Price/Sales (Trailing 12 Mt.) 1.1
  • Price/Book (Most Recent Quarter) 2.17
  • Enterprise Value Revenue 3.37
  • Enterprise Value EBITDA 14.52
View More

Financials

  • Most Recent Quarter 2020-12-31
  • Current Year EPS Estimate $1.60
  • Next Year EPS Estimate $1.84
  • Next Quarter EPS Estimate $0.17
  • Profit Margin 0%
  • Operating Margin 16%
  • Return on Assets 2%
  • Return on Equity 1%
  • Revenue 63.46 billion
  • Earnings Per Share $0.47
  • Revenue Per Share $41.99
  • Gross Profit 16.07 billion
  • Quarterly Earnings Growth -3.1%
View More

ESG Rating

  • Rating Date 2019-01-01
  • ESG Score 31.69
  • Environment Score 1.89
  • Social Score 18.64
  • Governance Score 12.65
  • Controversy Level 1
View More

Highlights

  • Market Capitalization 67.79 billion
  • EBITDA 15.85 billion
  • PEG Ratio 4.84
  • Analyst Target Price $53.5
  • Book Value Per Share $20.98
View More

Share Statistics

  • Shares Outstanding 1.51 billion
  • Shares Float 1.35 billion
  • % Held by Insiders 1694%
  • % Held by Institutions 68.99%
  • Shares Short 14.22 million
  • Shares Short Prior Month 18.34 million
  • Short Ratio 4.72
  • Short % of Shares Outstanding 1%
View More

Technicals

  • Beta 1.32
  • 52 Week High $45.78
  • 52 Week Low $21.29
  • 50 Day Moving Average 41.94
  • 200 Day Moving Average 38.04
View More

Dividends

  • Forward Annual Dividend Rate $0.52
  • Forward Annual Dividend Yield 1.19%
  • Payout Ratio 21%
  • Dividend Date 2021-03-31
  • ExDividend Date 2021-02-25
  • Dividend Per Share $0.48
  • Dividend Yield 4.11%
View More

Brookfield Asset Management Inc (BAM) Dividend Calendar:

Brookfield Asset Management Inc pays an annual dividend of $0.52 per share, with a dividend yield of 4.11%.
BAM's last dividend payment was made to shareholders on March 31, 2021.
Brookfield Asset Management Inc pays out 21% of its earnings out as a dividend.

Ex-Dividend Date Payment Date Record Date Declared Date Amount
2024-08-302024-09-272024-08-302024-08-07$0.38
2024-05-312024-06-282024-05-312024-05-08$0.38
2024-02-282024-03-282024-02-292024-02-07$0.38
2023-11-292023-12-292023-11-302023-11-06$0.32
2023-08-302023-09-292023-08-312023-08-09$0.32
2023-05-302023-06-302023-05-312023-05-10$0.32
2023-02-272023-03-312023-02-282023-02-08$0.32
2022-11-292022-12-302022-11-302022-11-10$0.14
2022-08-302022-09-292022-08-312022-08-11$0.14
2022-05-272022-06-302022-05-312022-05-12$0.14
2022-02-252022-03-312022-02-282022-02-10$0.18
2021-11-292021-12-312021-11-302021-11-10$0.13
2021-08-302021-09-292021-08-312021-08-12$0.13
2021-05-272021-06-302021-05-282021-05-12$0.13
2021-02-252021-03-312021-02-262021-02-11$0.13
2020-11-272020-12-312020-11-302020-11-12$0.12
2020-08-282020-09-302020-08-312020-08-12$0.12
2020-05-282020-06-302020-05-292020-05-14$0.12
2020-02-272020-03-312020-02-282020-02-13$0.18
2019-11-272019-12-312019-11-292019-11-14$0.16
2019-08-292019-09-302019-08-302019-08-08$0.16
2019-05-302019-06-282019-05-312019-05-08$0.16
2019-02-272019-03-292019-02-28$0.16
2018-11-292018-12-312018-11-302018-11-08$0.15
2018-08-302018-09-282018-08-312018-08-09$0.15
2018-05-302018-06-292018-05-312018-05-10$0.15
2018-02-272018-03-292018-02-282018-02-15$0.15
2017-11-292017-12-292017-11-302017-11-09$0.14
2017-08-292017-09-292017-08-312017-08-10$0.14
2017-05-262017-06-302017-05-312017-05-10$0.14
2017-02-242017-03-312017-02-28$0.14
2016-11-282016-12-312016-11-302016-11-11$0.13
2016-08-292016-09-302016-08-312016-08-12$0.13
2016-05-262016-06-302016-05-312016-05-13$0.13
2016-02-252016-03-312016-02-292016-02-12$0.13
2015-11-252015-12-312015-11-302015-11-06$0.12
2015-08-272015-09-302015-08-31$0.12
2015-05-272015-06-302015-05-292015-04-08$0.12
2015-02-252015-03-312015-02-272015-02-13$0.21
2014-11-252014-12-312014-11-302014-11-06$0.16

Brookfield Asset Management Inc (BAM) Earnings History:

Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.


Quarter Date Report Date Actual Revenue Reported EPS EPS Estimate Deviation from Estimate
2020-12-312021-02-11$17.09 billion$0.82$0.5548.35%
2020-09-302020-11-12$16.25 billion$0.56$0.4719.07%
2020-06-302020-08-13$12.83 billion$0.46$0.436.78%
2020-03-312020-05-14$16.59 billion$0.52$0.497.85%
2019-12-312020-02-13$18.87 billion$0.65$0.5421.28%
2019-09-302019-11-14$N/A$0.43$0.50-12.8%
2019-06-302019-08-08$17.93 billion$0.75$0.5340.69%
2019-03-312019-05-09$15.58 billion$0.50$0.484.17%
2018-12-312019-02-14$17.17 billion$0.60$0.5118.84%
2018-09-302018-11-08$14.91 billion$0.47$0.429.98%
2018-06-302018-08-09$13.62 billion$0.45$0.426.41%
2018-03-312018-05-10$12.92 billion$0.46$0.4015.13%
2017-12-312018-02-15$14.01 billion$0.57$0.4234.68%
2017-09-302017-11-09$12.25 billion$0.38$0.374.13%
2017-06-302017-08-10$9.44 billion$0.38$0.373.49%
2017-03-312017-05-11$6.27 billion$0.32$0.35-8.31%
2016-12-312017-02-09$7.03 billion$0.44$0.3432.48%
2016-09-302016-11-11$6.61 billion$0.32$0.32-0.9%
2016-06-302016-08-12$6 billion$0.33$0.34-3.11%
2016-03-312016-05-13$5.25 billion$0.32$0.2911.61%
2015-12-312016-02-12$5.54 billion$0.37$0.2924.43%
2015-09-302015-11-06$5.19 billion$0.27$0.30-10%
2015-06-302015-08-07$4.94 billion$0.65$0.29124.14%
2015-03-312015-05-06$4.4 billion$0.73$0.22231.82%
2014-12-312015-02-13$4.69 billion$1.06$0.21404.76%
2014-09-302014-11-07$4.65 billion$0.73$0.22231.82%
2014-06-302014-08-08$4.84 billion$0.79$0.21276.19%
2014-03-312014-05-07$4.37 billion$0.36$0.09300%
2013-12-312014-02-14$5.54 billion$0.08$0.22-63.64%
2013-09-302013-11-08$4.51 billion$0.20$0.26-23.08%
2013-06-302013-08-09$5.17 billion$0.14$0.18-22.22%
2013-03-312013-05-09$4.95 billion$0.23$0.1464.29%
2012-12-312013-02-15$5.64 billion$0.32$0.13146.15%
2012-09-302012-11-09$4.66 billion$0.21$0.10110%
2012-06-302012-08-10$4.43 billion$0.08$0.16-50%
2012-03-312012-05-10$4.04 billion$0.27$0.13107.69%
2011-12-312012-02-17$4.12 billion$0.38$0.09322.22%
2011-09-302011-11-11$4.42 billion$0.04$0.13-69.23%
2011-06-302011-08-10$3.96 billion$0.56$0.11409.09%
2011-03-312011-05-13$3.41 billion$0.18$0.09100%
2010-12-312011-02-18$3.67 billion$0.80$0.13515.38%
2010-09-302010-11-05$3.55 billion$0.07$0.10-30%
2010-06-302010-08-06$3.38 billion$0.05$0.10-50%
2010-03-312010-05-06$3.03 billion$0.12$0.1020%
2009-12-312010-02-19$3.46 billion$0.07$0.0540%
2009-09-302009-11-06$3 billion$0.08$0.0633.33%
2009-06-302009-08-07$2.98 billion$0.11$0.0757.14%
2009-03-312009-05-05$2.65 billion$0.07$0.070%
2008-12-312009-02-13$3.01 billion$0.12$0.0771.43%
2008-09-302008-11-07$3.22 billion$0.12$0.0850%
2008-06-302008-08-08$3.44 billion$0.08$0.080%
2008-03-312008-04-30$3.21 billion$0.14$0.0955.56%
2007-12-312008-02-08$3.16 billion$0.25$0.1656.25%
2007-09-302007-11-02$2.22 billion$0.06$0.10-40%
2007-06-302007-08-03$2.13 billion$0.11$0.110%
2007-03-312007-05-02$1.84 billion$0.14$0.1127.27%
2006-12-312007-02-09$2.9 billion$0.45$0.13246.15%
2006-09-302006-11-03$1.41 billion$0.18$0.1163.64%
2006-06-302006-08-03$1.41 billion$0.09$0.11-18.18%
2006-03-312006-04-28$1.18 billion$0.13$0.0944.44%
2005-12-312006-02-10$1.74 billion$0.10$0.13-23.08%
2005-09-302005-11-03$1.36 billion$0.54$0.22145.45%
2005-06-302005-08-04$1.15 billion$0.12$0.119.09%
2005-03-312005-04-29$975 million$0.12$0.0933.33%
2004-12-312005-02-14$1.3 billion$0.10$0.100%
2004-09-302004-11-04$994 million$0.13$0.128.33%
2004-06-302004-08-05$838 million$0.13$0.1030%
2004-03-312004-04-30$768 million$0.10$0.0742.86%
2003-12-312004-02-12$1.14 billion$0.13$0.06116.67%
2003-09-302003-11-06$835 million$0.06$0.07-14.29%
2003-06-302003-08-07$728 million$0.04$0.05-20%
2003-03-312003-04-29$667 million$0.03$0.04-25%
2002-12-312003-02-14$941.06 million$0.04$0.05-20%
2002-09-302002-11-06$679.94 million$0.05$0.06-16.67%
2002-06-302002-08-01$745.28 million$0.07$0.0616.67%
2002-03-312002-04-25$701.46 million$0.07$0.0540%
2001-12-312002-02-14$201.63 million$0.02$0.04-50%
2001-09-302001-11-08$220.06 million$0.05$0.050%
2001-06-302001-08-03$186.26 million$0.07$0.070%
2001-03-312001-03-31$202.37 million$0.04
2000-03-312000-03-31$189.08 million$0.18
1999-12-312000-02-11$0.06$0.0450%
1999-06-301999-08-06$0.05$0.0425%
1999-03-311999-04-30$0.04$0.0333.33%
1998-12-311999-03-03$0.03$0.0250%
1998-09-301998-11-11$0.03$0.05-40%
1998-06-301998-08-06$0.04$0.040%
1996-06-301996-07-31$0.06$0.060%
1995-12-311996-01-31$0.04$0.07-42.86%
1995-03-311995-05-03$0.07$0.0616.67%
1994-12-311995-02-15$0.05$0.06-16.67%
1994-09-301994-11-09$0.04$0.040%

Brookfield Asset Management Inc (BAM) Company Financial Statements:

Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.

Income Statement:
Date
Research Development
Income Before Tax
Selling General Administrative
Gross Profit
Ebit
Operating Income
Income Tax Expense
Total Revenue
Cost of Revenue
Total Other Income Expense Net
Net Income From Continuing Operations
Net Income Applicable to Common Shares
Cash Flow:
Date
Investments
Change to Liabilities
Total Cash Flow from Investing Activities
Net Borrowings
Total Cash Flow from Financial Activities
Change to Operating Activities
Change in Cash
Total Cash from Operating Activities
Depreciation
Other Cash Flow from Investing Activities
Change to Inventory
Change to Account Receivables
Other Cash Flow from Financing Activities
Change to Net Income
Capital Expenditures
Balance Sheet:
Date
Total Liabailities
Total Stockholder Equity
Other Current Liabilities
Total Assets
Common Stock
Other Current Assets
Retained Earnings
Other Liabilities
Other Assets
Cash
Total Current Liabilities
Other Stockholder Equity
Property, Plant & Equipment
Total Current Assets
Long Term Investments
Net Tangible Assets
Short Term Investments
Long Term Debt
Inventory
Accounts Payable

Brookfield Asset Management Inc (BAM) Chart:

Brookfield Asset Management Inc (BAM) News:

Below you will find a list of latest news for Brookfield Asset Management Inc (BAM) from major news sources. You can filter the results to only show news from a specific source.

No recent news available

Brookfield Asset Management Inc (BAM) Options:

A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.

Expiration Date Strike Last Price Type Volume Open Interest Implied Volatility In The Money Change Change Percent
2026-07-17250CALL0 0130.34TRUE00
2026-07-1727.50CALL0 0112.98TRUE00
2026-07-17300CALL0 2101.75TRUE00
2026-07-1732.50CALL0 082.29TRUE00
2026-07-17350CALL0 1288.61TRUE00
2026-07-1737.50CALL0 082.43TRUE00
2026-07-17400CALL0 562.9TRUE00
2026-07-1742.50CALL0 7147.2TRUE00
2026-07-17453.35CALL1 15735.59TRUE3.350
2026-07-1747.51.8CALL196 38534.07FALSE-0.54-0.23
2026-07-17500.7CALL24 89931.35FALSE-0.41-0.37
2026-07-1752.50.3CALL22 31732.29FALSE-0.1-0.25
2026-07-17550CALL0 462439.87FALSE00
2026-07-1757.50CALL0 2660.57FALSE00
2026-07-17600CALL0 6161.69FALSE00
2026-07-17650CALL0 6358.73FALSE00
2026-07-17700CALL0 6693.99FALSE00
2026-07-17750CALL0 41105.86FALSE00
2026-07-17250.08PUT2 0103.67FALSE0.080
2026-07-1727.50PUT0 1389.63FALSE00
2026-07-17300PUT0 1185.53FALSE00
2026-07-1732.50.05PUT0 3482.61FALSE00
2026-07-17350PUT0 1005357.15FALSE00
2026-07-1737.50.13PUT2 83148.43FALSE0.050.63
2026-07-17400.17PUT2 147938.99FALSE0.010.06
2026-07-1742.50.37PUT17 45941.77FALSE0.020.06
2026-07-17450.8PUT27 1023233.2FALSE0.140.21
2026-07-1747.51.61PUT15 99529.32TRUE0.240.18
2026-07-17502.95PUT1 32629.21TRUE0.20.07
2026-07-1752.53.41PUT0 16728.06TRUE00
2026-07-17550PUT0 790TRUE00
2026-07-1757.50PUT0 40TRUE00
2026-07-17600PUT0 040.93TRUE00
2026-07-176517.37PUT4 00TRUE17.370
2026-07-17700PUT0 00TRUE00
2026-07-17750PUT0 00TRUE00
2026-08-21250CALL0 098.19TRUE00
2026-08-2127.50CALL0 087.99TRUE00
2026-08-21300CALL0 078.14TRUE00
2026-08-2132.50CALL0 070.44TRUE00
2026-08-213513.75CALL1 070.54TRUE13.750
2026-08-2137.50CALL0 563.07TRUE00
2026-08-21400CALL0 053.92TRUE00
2026-08-2142.50CALL0 045.8TRUE00
2026-08-21450CALL0 4441.86TRUE00
2026-08-2147.52.8CALL1 9740.57FALSE2.80
2026-08-21501.65CALL9 4633.34FALSE-1.1-0.4
2026-08-2152.50.95CALL15 4733.54FALSE-0.6-0.39
2026-08-21550.71CALL1 32534.44FALSE-0.25-0.26
2026-08-2157.50CALL0 339.17FALSE00
2026-08-21600.36CALL1 136.84FALSE0.360
2026-08-21650CALL0 057.8FALSE00
2026-08-21700CALL0 046.95FALSE00
2026-08-21250PUT0 069.79FALSE00
2026-08-2127.50PUT0 060.33FALSE00
2026-08-21300PUT0 057.57FALSE00
2026-08-2132.50PUT0 050.74FALSE00
2026-08-21350PUT0 1149.88FALSE00
2026-08-2137.50.3PUT1 6343.29FALSE0.30
2026-08-21400.5PUT1 4639.73FALSE0.050.11
2026-08-2142.50.95PUT69 9637.39FALSE0.240.34
2026-08-21451.55PUT2 4534.24FALSE0.120.08
2026-08-2147.52.1PUT0 2831.15TRUE00
2026-08-21503.9PUT3 129.6TRUE3.90
2026-08-2152.50PUT0 024.62TRUE00
2026-08-21550PUT0 2250TRUE00
2026-08-2157.50PUT0 00TRUE00
2026-08-216012.6PUT1 028.52TRUE12.60
2026-08-21650PUT0 00TRUE00
2026-08-217022.48PUT2 060.9TRUE22.480
2026-10-1622.50CALL0 085.73TRUE00
2026-10-16250CALL0 076.91TRUE00
2026-10-1627.50CALL0 062.76TRUE00
2026-10-16300CALL0 366.16TRUE00
2026-10-1632.50CALL0 056.71TRUE00
2026-10-16350CALL0 054.54TRUE00
2026-10-1637.50CALL0 049.3TRUE00
2026-10-16400CALL0 1545.96TRUE00
2026-10-1642.50CALL0 441.87TRUE00
2026-10-16450CALL0 20039.9TRUE00
2026-10-1647.53.6CALL8 4535.52FALSE-1.5-0.29
2026-10-16502.56CALL1 53033.9FALSE-1-0.28
2026-10-1652.51.75CALL1 18431.99FALSE1.750
2026-10-16551.1CALL15 58333.66FALSE-0.41-0.27
2026-10-1657.51.16CALL0 29732.99FALSE00
2026-10-16600CALL0 14433.36FALSE00
2026-10-16650CALL0 3135.14FALSE00
2026-10-16700CALL0 450.07FALSE00
2026-10-16750CALL0 8248.95FALSE00
2026-10-1622.50PUT0 064.84FALSE00
2026-10-16250PUT0 558.64FALSE00
2026-10-1627.50PUT0 1052.52FALSE00
2026-10-16300.3PUT2 6951.98FALSE0.30
2026-10-1632.50.35PUT0 1554.09FALSE00
2026-10-16350PUT0 14344.17FALSE00
2026-10-1637.50PUT0 6440.17FALSE00
2026-10-16400PUT0 64037.7FALSE00
2026-10-1642.51.64PUT1 21635.87FALSE0.040.03
2026-10-16452.35PUT0 14633.53FALSE00
2026-10-1647.53.7PUT1 46932.51TRUE3.70
2026-10-16500PUT0 3732.24TRUE00
2026-10-1652.55.9PUT0 5528.25TRUE00
2026-10-16550PUT0 326.97TRUE00
2026-10-1657.50PUT0 026.21TRUE00
2026-10-16600PUT0 023.76TRUE00
2026-10-16650PUT0 00TRUE00
2026-10-16700PUT0 00TRUE00
2026-10-16750PUT0 00TRUE00
2027-01-1522.50CALL0 069.81TRUE00
2027-01-15250CALL0 274.03TRUE00
2027-01-1527.50CALL0 063.77TRUE00
2027-01-15300CALL0 257.85TRUE00
2027-01-1532.50CALL0 153.35TRUE00
2027-01-15350CALL0 149.17TRUE00
2027-01-1537.50CALL0 047.09TRUE00
2027-01-154011.8CALL0 34444.52TRUE00
2027-01-1542.50CALL0 1442.28TRUE00
2027-01-15450CALL0 2239.07TRUE00
2027-01-1547.50CALL0 5437.04FALSE00
2027-01-15504.7CALL0 21033.46FALSE00
2027-01-1552.50CALL0 3733.38FALSE00
2027-01-15552.18CALL2 16534FALSE-0.96-0.31
2027-01-1557.50CALL0 3933.14FALSE00
2027-01-15600CALL0 4432.9FALSE00
2027-01-1562.51.25CALL0 2433.54FALSE00
2027-01-15650CALL0 1933.74FALSE00
2027-01-1567.50CALL0 71836.77FALSE00
2027-01-15700CALL0 1435.93FALSE00
2027-01-15750CALL0 6243.24FALSE00
2027-01-15800CALL0 2836.86FALSE00
2027-01-15850CALL0 050.85FALSE00
2027-01-15900CALL0 753.01FALSE00
2027-01-1522.50PUT0 053.77FALSE00
2027-01-15250PUT0 4358.51FALSE00
2027-01-1527.50PUT0 2753.53FALSE00
2027-01-15300PUT0 6445.43FALSE00
2027-01-1532.50PUT0 5045.86FALSE00
2027-01-15350PUT0 19141.12FALSE00
2027-01-1537.50PUT0 7439.55FALSE00
2027-01-15402.17PUT1 14136.84FALSE2.170
2027-01-1542.52.89PUT1 5135.5FALSE0.390.16
2027-01-15453.85PUT5 14935.51FALSE3.850
2027-01-1547.54.75PUT5 8934.26TRUE4.750
2027-01-15500PUT0 6234.15TRUE00
2027-01-1552.50PUT0 729.75TRUE00
2027-01-15558.73PUT1 6332.2TRUE8.730
2027-01-1557.50PUT0 2028.85TRUE00
2027-01-15600PUT0 1927.85TRUE00
2027-01-1562.50PUT0 425.33TRUE00
2027-01-15650PUT0 10TRUE00
2027-01-1567.50PUT0 00TRUE00
2027-01-15700PUT0 40TRUE00
2027-01-15750PUT0 00TRUE00
2027-01-15800PUT0 00TRUE00
2027-01-15850PUT0 00TRUE00
2027-01-15900PUT0 00TRUE00
2028-01-2122.50CALL0 154TRUE00
2028-01-21250CALL0 252.59TRUE00
2028-01-2127.50CALL0 144.39TRUE00
2028-01-213019CALL1 747.98TRUE190
2028-01-2132.50CALL0 3948.45TRUE00
2028-01-21350CALL0 13045.2TRUE00
2028-01-2137.50CALL0 1544.39TRUE00
2028-01-21400CALL0 4842.28TRUE00
2028-01-2142.50CALL0 6341.08TRUE00
2028-01-21450CALL0 2840.87TRUE00
2028-01-2147.50CALL0 2739.98FALSE00
2028-01-21500CALL0 3239.57FALSE00
2028-01-2152.50CALL0 3437.45FALSE00
2028-01-21550CALL0 19138.7FALSE00
2028-01-2157.50CALL0 337.17FALSE00
2028-01-21600CALL0 6335.23FALSE00
2028-01-2162.50CALL0 535.48FALSE00
2028-01-21650CALL0 2335.58FALSE00
2028-01-2167.50CALL0 233.01FALSE00
2028-01-21700CALL0 934.26FALSE00
2028-01-21750CALL0 2135.16FALSE00
2028-01-21800CALL0 037.08FALSE00
2028-01-21850CALL0 138.99FALSE00
2028-01-21900CALL0 4633.88FALSE00
2028-01-2122.50PUT0 048.42FALSE00
2028-01-21250PUT0 2345.42FALSE00
2028-01-2127.50PUT0 8341.28FALSE00
2028-01-21300PUT0 7339.53FALSE00
2028-01-2132.50PUT0 2837.73FALSE00
2028-01-21350PUT0 37137.66FALSE00
2028-01-2137.50PUT0 1638.85FALSE00
2028-01-21400PUT0 3238.37FALSE00
2028-01-2142.50PUT0 1237.59FALSE00
2028-01-21456.61PUT0 7237.28FALSE00
2028-01-2147.58PUT0 1635.35TRUE00
2028-01-21500PUT0 13937.89TRUE00
2028-01-2152.50PUT0 6936.87TRUE00
2028-01-21550PUT0 6835.65TRUE00
2028-01-2157.50PUT0 30734.47TRUE00
2028-01-21600PUT0 731.38TRUE00
2028-01-2162.50PUT0 5232.12TRUE00
2028-01-21650PUT0 18631.78TRUE00
2028-01-2167.50PUT0 1029.13TRUE00
2028-01-21700PUT0 127.77TRUE00
2028-01-21750PUT0 029.94TRUE00
2028-01-21800PUT0 027.98TRUE00
2028-01-21850PUT0 00TRUE00
2028-01-21900PUT0 00TRUE00

Latest BAM Trades:

Date Shares Price
Jun 13, 2022 7:59 PM EST34$45.25
Jun 13, 2022 7:59 PM EST100$45.245
Jun 13, 2022 7:59 PM EST100$45.245
Jun 13, 2022 7:59 PM EST141$45.245
Jun 13, 2022 7:59 PM EST1$45.23

Brookfield Asset Management Inc (BAM) SEC Filings:

An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.

Date Form Type Form Name Link
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000114036120015339/0001140361-20-015339-index.htm
2020-10-16CERTCertificationhttps://www.sec.gov/Archives/edgar/data/1001085/000087666120000935/0000876661-20-000935-index.htm
2019-09-06SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1001085/000089534519000281/0000895345-19-000281-index.htm
2020-02-19SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1001085/000089534520000180/0000895345-20-000180-index.htm
2020-04-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000089924320011442/0000899243-20-011442-index.htm
2020-04-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000089924320011445/0000899243-20-011445-index.htm
2020-08-204Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000089924320023039/0000899243-20-023039-index.htm
2020-08-204Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000089924320023041/0000899243-20-023041-index.htm
2020-10-053Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000089924320027201/0000899243-20-027201-index.htm
2020-10-143Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000089924320028242/0000899243-20-028242-index.htm
2020-10-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000089924320028524/0000899243-20-028524-index.htm
2020-10-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000089924320028604/0000899243-20-028604-index.htm
2020-10-303Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000089924320030045/0000899243-20-030045-index.htm
2019-02-1413F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1001085/000095012319002110/0000950123-19-002110-index.htm
2019-05-1513F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1001085/000095012319005150/0000950123-19-005150-index.htm
2019-08-1413F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1001085/000095012319008294/0000950123-19-008294-index.htm
2019-11-1413F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1001085/000095012319010889/0000950123-19-010889-index.htm
2019-11-1513F-HR/AQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1001085/000095012319011494/0000950123-19-011494-index.htm
2020-02-1413F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1001085/000095012320001995/0000950123-20-001995-index.htm
2020-02-1813F-HR/AQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1001085/000095012320002602/0000950123-20-002602-index.htm
2020-05-1513F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1001085/000095012320005198/0000950123-20-005198-index.htm
2020-08-1413F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1001085/000095012320008914/0000950123-20-008914-index.htm
2020-08-063Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000095014220001928/0000950142-20-001928-index.htm
2019-10-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000095015719001182/0000950157-19-001182-index.htm
2019-10-10SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1001085/000095015719001183/0000950157-19-001183-index.htm
2020-01-13SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1001085/000095015720000067/0000950157-20-000067-index.htm
2020-03-17SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1001085/000095015720000395/0000950157-20-000395-index.htm
2020-03-20SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1001085/000095015720000411/0000950157-20-000411-index.htm
2020-07-31SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1001085/000095015720000966/0000950157-20-000966-index.htm
2020-07-314Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000095015720000967/0000950157-20-000967-index.htm
2019-03-266-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000100108519000006/0001001085-19-000006-index.htm
2019-03-2940-FRegistration statement [Section 12] or Annual Report [Section 13(a), 15(d)]https://www.sec.gov/Archives/edgar/data/1001085/000100108519000012/0001001085-19-000012-index.htm
2019-05-156-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000100108519000018/0001001085-19-000018-index.htm
2019-08-146-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000100108519000022/0001001085-19-000022-index.htm
2019-11-146-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000100108519000025/0001001085-19-000025-index.htm
2020-03-2740-FRegistration statement [Section 12] or Annual Report [Section 13(a), 15(d)]https://www.sec.gov/Archives/edgar/data/1001085/000100108520000009/0001001085-20-000009-index.htm
2020-03-276-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000100108520000011/0001001085-20-000011-index.htm
2020-05-156-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000100108520000015/0001001085-20-000015-index.htm
2020-08-146-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000100108520000018/0001001085-20-000018-index.htm
2019-01-24SUPPLVoluntary Supplemental Material by Foreign Issuers [Section 11(a)]https://www.sec.gov/Archives/edgar/data/1001085/000104746919000221/0001047469-19-000221-index.htm
2019-01-25SUPPLVoluntary Supplemental Material by Foreign Issuers [Section 11(a)]https://www.sec.gov/Archives/edgar/data/1001085/000104746919000241/0001047469-19-000241-index.htm
2019-02-08F-10Registration Statement for Securities of certain Canadian Issuers.https://www.sec.gov/Archives/edgar/data/1001085/000104746919000406/0001047469-19-000406-index.htm
2019-02-19F-10/ARegistration Statement for Securities of certain Canadian Issuers.https://www.sec.gov/Archives/edgar/data/1001085/000104746919000543/0001047469-19-000543-index.htm
2020-01-31F-10Registration Statement for Securities of certain Canadian Issuers.https://www.sec.gov/Archives/edgar/data/1001085/000104746920000643/0001047469-20-000643-index.htm
2020-02-11F-10/ARegistration Statement for Securities of certain Canadian Issuers.https://www.sec.gov/Archives/edgar/data/1001085/000104746920000805/0001047469-20-000805-index.htm
2020-02-18SUPPLVoluntary Supplemental Material by Foreign Issuers [Section 11(a)]https://www.sec.gov/Archives/edgar/data/1001085/000104746920000908/0001047469-20-000908-index.htm
2020-02-20SUPPLVoluntary Supplemental Material by Foreign Issuers [Section 11(a)]https://www.sec.gov/Archives/edgar/data/1001085/000104746920000947/0001047469-20-000947-index.htm
2020-04-07SUPPLVoluntary Supplemental Material by Foreign Issuers [Section 11(a)]https://www.sec.gov/Archives/edgar/data/1001085/000104746920002138/0001047469-20-002138-index.htm
2020-04-08SUPPLVoluntary Supplemental Material by Foreign Issuers [Section 11(a)]https://www.sec.gov/Archives/edgar/data/1001085/000104746920002191/0001047469-20-002191-index.htm
2020-04-13SUPPLVoluntary Supplemental Material by Foreign Issuers [Section 11(a)]https://www.sec.gov/Archives/edgar/data/1001085/000104746920002283/0001047469-20-002283-index.htm
2020-09-23SUPPLVoluntary Supplemental Material by Foreign Issuers [Section 11(a)]https://www.sec.gov/Archives/edgar/data/1001085/000104746920004960/0001047469-20-004960-index.htm
2020-09-24SUPPLVoluntary Supplemental Material by Foreign Issuers [Section 11(a)]https://www.sec.gov/Archives/edgar/data/1001085/000104746920004992/0001047469-20-004992-index.htm
2020-09-29F-10Registration Statement for Securities of certain Canadian Issuers.https://www.sec.gov/Archives/edgar/data/1001085/000104746920005029/0001047469-20-005029-index.htm
2020-10-06F-10/ARegistration Statement for Securities of certain Canadian Issuers.https://www.sec.gov/Archives/edgar/data/1001085/000104746920005115/0001047469-20-005115-index.htm
2020-10-08SUPPLVoluntary Supplemental Material by Foreign Issuers [Section 11(a)]https://www.sec.gov/Archives/edgar/data/1001085/000104746920005145/0001047469-20-005145-index.htm
2020-10-13SUPPLVoluntary Supplemental Material by Foreign Issuers [Section 11(a)]https://www.sec.gov/Archives/edgar/data/1001085/000104746920005171/0001047469-20-005171-index.htm
2018-12-316-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000110465918075315/0001104659-18-075315-index.htm
2019-01-246-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000110465919003088/0001104659-19-003088-index.htm
2019-01-24FWPFiling under Securities Act Rules 163/433 of free writing prospectuseshttps://www.sec.gov/Archives/edgar/data/1001085/000110465919003186/0001104659-19-003186-index.htm
2019-01-256-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000110465919003224/0001104659-19-003224-index.htm
2019-01-256-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000110465919003424/0001104659-19-003424-index.htm
2019-01-296-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000110465919004056/0001104659-19-004056-index.htm
2019-02-08F-XAppointment of Agent for Service of Process and Undertakinghttps://www.sec.gov/Archives/edgar/data/1001085/000110465919006581/0001104659-19-006581-index.htm
2019-02-08F-XAppointment of Agent for Service of Process and Undertakinghttps://www.sec.gov/Archives/edgar/data/1001085/000110465919006583/0001104659-19-006583-index.htm
2019-02-08F-XAppointment of Agent for Service of Process and Undertakinghttps://www.sec.gov/Archives/edgar/data/1001085/000110465919006584/0001104659-19-006584-index.htm
2019-02-08F-XAppointment of Agent for Service of Process and Undertakinghttps://www.sec.gov/Archives/edgar/data/1001085/000110465919006586/0001104659-19-006586-index.htm
2019-03-196-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000110465919016009/0001104659-19-016009-index.htm
2019-05-03SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1001085/000110465919026831/0001104659-19-026831-index.htm
2019-05-13SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1001085/000110465919028706/0001104659-19-028706-index.htm
2019-05-20SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1001085/000110465919030386/0001104659-19-030386-index.htm
2019-06-28SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1001085/000110465919038259/0001104659-19-038259-index.htm
2019-07-18SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1001085/000110465919040826/0001104659-19-040826-index.htm
2019-09-20S-8Securities to be offered to employees in employee benefit planshttps://www.sec.gov/Archives/edgar/data/1001085/000110465919050906/0001104659-19-050906-index.htm
2019-10-02SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1001085/000110465919052631/0001104659-19-052631-index.htm
2019-10-28SC 13E3Going private transaction by certain issuershttps://www.sec.gov/Archives/edgar/data/1001085/000110465919056683/0001104659-19-056683-index.htm
2019-11-20CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1001085/000110465919065982/0001104659-19-065982-index.htm
2019-11-21SC 13E3/AGoing private transaction by certain issuershttps://www.sec.gov/Archives/edgar/data/1001085/000110465919065983/0001104659-19-065983-index.htm
2019-11-25CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1001085/000110465919067119/0001104659-19-067119-index.htm
2019-12-12SC 13E3/AGoing private transaction by certain issuershttps://www.sec.gov/Archives/edgar/data/1001085/000110465919071957/0001104659-19-071957-index.htm
2019-12-11CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1001085/000110465919071959/0001104659-19-071959-index.htm
2020-01-23SC 13E3/AGoing private transaction by certain issuershttps://www.sec.gov/Archives/edgar/data/1001085/000110465920006066/0001104659-20-006066-index.htm
2020-01-23SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1001085/000110465920006069/0001104659-20-006069-index.htm
2020-02-03F-XAppointment of Agent for Service of Process and Undertakinghttps://www.sec.gov/Archives/edgar/data/1001085/000110465920009573/0001104659-20-009573-index.htm
2020-02-03F-XAppointment of Agent for Service of Process and Undertakinghttps://www.sec.gov/Archives/edgar/data/1001085/000110465920009574/0001104659-20-009574-index.htm
2020-02-03F-XAppointment of Agent for Service of Process and Undertakinghttps://www.sec.gov/Archives/edgar/data/1001085/000110465920009575/0001104659-20-009575-index.htm
2020-02-03F-XAppointment of Agent for Service of Process and Undertakinghttps://www.sec.gov/Archives/edgar/data/1001085/000110465920009576/0001104659-20-009576-index.htm
2020-02-186-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000110465920022323/0001104659-20-022323-index.htm
2020-02-18FWPFiling under Securities Act Rules 163/433 of free writing prospectuseshttps://www.sec.gov/Archives/edgar/data/1001085/000110465920022497/0001104659-20-022497-index.htm
2020-02-196-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000110465920022852/0001104659-20-022852-index.htm
2020-02-216-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000110465920023772/0001104659-20-023772-index.htm
2020-03-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000110465920037429/0001104659-20-037429-index.htm
2020-03-31SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1001085/000110465920041153/0001104659-20-041153-index.htm
2020-04-076-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000110465920043995/0001104659-20-043995-index.htm
2020-04-07FWPFiling under Securities Act Rules 163/433 of free writing prospectuseshttps://www.sec.gov/Archives/edgar/data/1001085/000110465920044254/0001104659-20-044254-index.htm
2020-04-096-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000110465920044875/0001104659-20-044875-index.htm
2020-04-09FWPFiling under Securities Act Rules 163/433 of free writing prospectuseshttps://www.sec.gov/Archives/edgar/data/1001085/000110465920045249/0001104659-20-045249-index.htm
2020-04-146-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000110465920046159/0001104659-20-046159-index.htm
2020-09-236-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000110465920107625/0001104659-20-107625-index.htm
2020-09-23FWPFiling under Securities Act Rules 163/433 of free writing prospectuseshttps://www.sec.gov/Archives/edgar/data/1001085/000110465920107875/0001104659-20-107875-index.htm
2020-09-246-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000110465920108327/0001104659-20-108327-index.htm
2020-09-286-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000110465920109157/0001104659-20-109157-index.htm
2020-09-30F-XAppointment of Agent for Service of Process and Undertakinghttps://www.sec.gov/Archives/edgar/data/1001085/000110465920110013/0001104659-20-110013-index.htm
2020-09-30F-XAppointment of Agent for Service of Process and Undertakinghttps://www.sec.gov/Archives/edgar/data/1001085/000110465920110014/0001104659-20-110014-index.htm
2020-09-30F-XAppointment of Agent for Service of Process and Undertakinghttps://www.sec.gov/Archives/edgar/data/1001085/000110465920110015/0001104659-20-110015-index.htm
2020-09-30F-XAppointment of Agent for Service of Process and Undertakinghttps://www.sec.gov/Archives/edgar/data/1001085/000110465920110016/0001104659-20-110016-index.htm
2020-09-30F-XAppointment of Agent for Service of Process and Undertakinghttps://www.sec.gov/Archives/edgar/data/1001085/000110465920110019/0001104659-20-110019-index.htm
2020-09-30F-XAppointment of Agent for Service of Process and Undertakinghttps://www.sec.gov/Archives/edgar/data/1001085/000110465920110023/0001104659-20-110023-index.htm
2020-10-06CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1001085/000110465920112557/0001104659-20-112557-index.htm
2020-10-08FWPFiling under Securities Act Rules 163/433 of free writing prospectuseshttps://www.sec.gov/Archives/edgar/data/1001085/000110465920113465/0001104659-20-113465-index.htm
2020-10-096-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000110465920113969/0001104659-20-113969-index.htm
2020-10-166-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000110465920115518/0001104659-20-115518-index.htm
2020-10-168-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1001085/000110465920115607/0001104659-20-115607-index.htm
2019-01-03SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1001085/000114036119000227/0001140361-19-000227-index.htm
2019-01-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000114036119000236/0001140361-19-000236-index.htm
2019-02-28SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1001085/000114036119004047/0001140361-19-004047-index.htm
2019-02-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000114036119004049/0001140361-19-004049-index.htm
2019-04-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000114036119006291/0001140361-19-006291-index.htm
2019-06-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000114036119011555/0001140361-19-011555-index.htm
2019-06-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000114036119011560/0001140361-19-011560-index.htm
2019-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000114036119012264/0001140361-19-012264-index.htm
2019-10-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000114036119017734/0001140361-19-017734-index.htm
2019-10-103Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000114036119018270/0001140361-19-018270-index.htm
2019-10-103Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000114036119018271/0001140361-19-018271-index.htm
2019-10-103Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000114036119018274/0001140361-19-018274-index.htm
2019-10-103Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000114036119018275/0001140361-19-018275-index.htm
2019-12-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000114036119022027/0001140361-19-022027-index.htm
2019-12-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000114036119022029/0001140361-19-022029-index.htm
2020-01-03SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1001085/000114036120000122/0001140361-20-000122-index.htm
2020-01-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000114036120000124/0001140361-20-000124-index.htm
2020-02-14SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1001085/000114036120003398/0001140361-20-003398-index.htm
2020-04-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000114036120007770/0001140361-20-007770-index.htm
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000114036120015339/0001140361-20-015339-index.htm
2020-07-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000114036120016680/0001140361-20-016680-index.htm
2020-07-294/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000114036120016981/0001140361-20-016981-index.htm
2020-08-18SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1001085/000114036120018608/0001140361-20-018608-index.htm
2020-09-21SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1001085/000114036120021005/0001140361-20-021005-index.htm
2020-09-213Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000114036120021007/0001140361-20-021007-index.htm
2020-09-213Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000114036120021011/0001140361-20-021011-index.htm
2020-09-213Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000114036120021015/0001140361-20-021015-index.htm
2020-09-214Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000114036120021027/0001140361-20-021027-index.htm
2020-09-214Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000114036120021030/0001140361-20-021030-index.htm
2020-10-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000114036120022298/0001140361-20-022298-index.htm
2020-10-13SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1001085/000114036120022834/0001140361-20-022834-index.htm
2020-10-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000114036120022943/0001140361-20-022943-index.htm
2020-10-154Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000114036120023079/0001140361-20-023079-index.htm
2020-10-204Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000114036120023467/0001140361-20-023467-index.htm
2020-10-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000114036120023698/0001140361-20-023698-index.htm
2020-10-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000114036120024009/0001140361-20-024009-index.htm
2020-11-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1001085/000114036120024717/0001140361-20-024717-index.htm
2019-01-316-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184319000628/0001171843-19-000628-index.htm
2019-02-146-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184319000904/0001171843-19-000904-index.htm
2019-03-046-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184319001475/0001171843-19-001475-index.htm
2019-03-206-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184319001861/0001171843-19-001861-index.htm
2019-03-296-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184319002056/0001171843-19-002056-index.htm
2019-05-096-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184319003169/0001171843-19-003169-index.htm
2019-05-226-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184319003554/0001171843-19-003554-index.htm
2019-06-036-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184319003790/0001171843-19-003790-index.htm
2019-06-176-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184319004016/0001171843-19-004016-index.htm
2019-08-086-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184319005289/0001171843-19-005289-index.htm
2019-08-166-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184319005514/0001171843-19-005514-index.htm
2019-08-206-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184319005580/0001171843-19-005580-index.htm
2019-08-296-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184319005721/0001171843-19-005721-index.htm
2019-08-306-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184319005735/0001171843-19-005735-index.htm
2019-09-036-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184319005774/0001171843-19-005774-index.htm
2019-09-186-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184319005988/0001171843-19-005988-index.htm
2019-09-196-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184319006020/0001171843-19-006020-index.htm
2019-09-306-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184319006186/0001171843-19-006186-index.htm
2019-11-046-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184319007101/0001171843-19-007101-index.htm
2019-11-146-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184319007521/0001171843-19-007521-index.htm
2019-12-026-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184319007895/0001171843-19-007895-index.htm
2020-01-176-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184320000313/0001171843-20-000313-index.htm
2020-02-076-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184320000788/0001171843-20-000788-index.htm
2020-02-136-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184320000936/0001171843-20-000936-index.htm
2020-02-186-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184320001026/0001171843-20-001026-index.htm
2020-02-186-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184320001043/0001171843-20-001043-index.htm
2020-02-216-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184320001173/0001171843-20-001173-index.htm
2020-03-026-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184320001425/0001171843-20-001425-index.htm
2020-03-186-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184320001835/0001171843-20-001835-index.htm
2020-03-196-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184320001854/0001171843-20-001854-index.htm
2020-03-236-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184320001900/0001171843-20-001900-index.htm
2020-03-276-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184320002067/0001171843-20-002067-index.htm
2020-04-016-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184320002265/0001171843-20-002265-index.htm
2020-04-076-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184320002461/0001171843-20-002461-index.htm
2020-04-106-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184320002528/0001171843-20-002528-index.htm
2020-05-076-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184320003433/0001171843-20-003433-index.htm
2020-05-146-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184320003692/0001171843-20-003692-index.htm
2020-05-216-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184320003912/0001171843-20-003912-index.htm
2020-06-016-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184320004114/0001171843-20-004114-index.htm
2020-06-086-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184320004230/0001171843-20-004230-index.htm
2020-06-156-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184320004358/0001171843-20-004358-index.htm
2020-06-156-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184320004361/0001171843-20-004361-index.htm
2020-06-226-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184320004471/0001171843-20-004471-index.htm
2020-07-166-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184320004983/0001171843-20-004983-index.htm
2020-08-136-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184320005893/0001171843-20-005893-index.htm
2020-08-176-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184320005973/0001171843-20-005973-index.htm
2020-08-266-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184320006090/0001171843-20-006090-index.htm
2020-09-016-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184320006215/0001171843-20-006215-index.htm
2020-10-166-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184320007071/0001171843-20-007071-index.htm
2020-10-196-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184320007082/0001171843-20-007082-index.htm
2020-10-276-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000117184320007254/0001171843-20-007254-index.htm
2019-01-16SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1001085/000119312519010679/0001193125-19-010679-index.htm
2019-03-13425Prospectuses and communications, business combinationshttps://www.sec.gov/Archives/edgar/data/1001085/000119312519073015/0001193125-19-073015-index.htm
2019-03-13425Prospectuses and communications, business combinationshttps://www.sec.gov/Archives/edgar/data/1001085/000119312519073020/0001193125-19-073020-index.htm
2019-03-266-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000119312519086089/0001193125-19-086089-index.htm
2019-04-256-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000119312519118186/0001193125-19-118186-index.htm
2019-05-09F-4Registration of securities, foreign private issuers, business combinationshttps://www.sec.gov/Archives/edgar/data/1001085/000119312519143092/0001193125-19-143092-index.htm
2019-05-136-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000119312519145529/0001193125-19-145529-index.htm
2019-06-06F-4/ARegistration of securities, foreign private issuers, business combinationshttps://www.sec.gov/Archives/edgar/data/1001085/000119312519167302/0001193125-19-167302-index.htm
2019-06-06CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1001085/000119312519167307/0001193125-19-167307-index.htm
2019-06-186-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000119312519175048/0001193125-19-175048-index.htm
2019-06-18CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1001085/000119312519175736/0001193125-19-175736-index.htm
2019-06-20424B3Prospectus [Rule 424(b)(3)]https://www.sec.gov/Archives/edgar/data/1001085/000119312519177570/0001193125-19-177570-index.htm
2019-09-18425Prospectuses and communications, business combinationshttps://www.sec.gov/Archives/edgar/data/1001085/000119312519248477/0001193125-19-248477-index.htm
2020-03-02SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1001085/000119312520059030/0001193125-20-059030-index.htm
2020-03-19SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1001085/000119312520077764/0001193125-20-077764-index.htm
2020-03-306-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000119312520090661/0001193125-20-090661-index.htm
2020-04-09SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1001085/000119312520101751/0001193125-20-101751-index.htm
2020-04-09SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1001085/000119312520101755/0001193125-20-101755-index.htm
2020-04-23SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1001085/000119312520115497/0001193125-20-115497-index.htm
2020-04-276-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000119312520120379/0001193125-20-120379-index.htm
2020-05-136-KReport of foreign issuer [Rules 13a-16 and 15d-16]https://www.sec.gov/Archives/edgar/data/1001085/000119312520141715/0001193125-20-141715-index.htm
2020-06-03SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1001085/000119312520159572/0001193125-20-159572-index.htm
2020-07-06SC TO-TTender offer statement by Third Partyhttps://www.sec.gov/Archives/edgar/data/1001085/000119312520187898/0001193125-20-187898-index.htm
2020-07-06SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1001085/000119312520187901/0001193125-20-187901-index.htm
2020-07-30SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1001085/000119312520204384/0001193125-20-204384-index.htm
2020-07-31SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1001085/000119312520204390/0001193125-20-204390-index.htm
2020-08-03SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1001085/000119312520206906/0001193125-20-206906-index.htm
2020-08-03SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1001085/000119312520206907/0001193125-20-206907-index.htm
2020-08-10SC TO-T/ATender offer statement by Third Partyhttps://www.sec.gov/Archives/edgar/data/1001085/000119312520214289/0001193125-20-214289-index.htm
2020-08-24SC TO-T/ATender offer statement by Third Partyhttps://www.sec.gov/Archives/edgar/data/1001085/000119312520228466/0001193125-20-228466-index.htm
2020-08-31SC TO-T/ATender offer statement by Third Partyhttps://www.sec.gov/Archives/edgar/data/1001085/000119312520235963/0001193125-20-235963-index.htm
2020-09-03SC TO-T/ATender offer statement by Third Partyhttps://www.sec.gov/Archives/edgar/data/1001085/000119312520238278/0001193125-20-238278-index.htm
2020-09-04SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1001085/000119312520240093/0001193125-20-240093-index.htm
2020-09-30SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1001085/000119312520259794/0001193125-20-259794-index.htm
2020-10-05SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1001085/000119312520264009/0001193125-20-264009-index.htm
2020-10-15SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1001085/000119312520269584/0001193125-20-269584-index.htm
2020-10-15SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1001085/000119312520269585/0001193125-20-269585-index.htm
2020-11-04SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1001085/000119312520285693/0001193125-20-285693-index.htm
2019-02-25EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1001085/999999999519000325/9999999995-19-000325-index.htm
2019-06-20EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1001085/999999999519001391/9999999995-19-001391-index.htm
2020-02-13EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1001085/999999999520000353/9999999995-20-000353-index.htm
2020-10-07EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1001085/999999999520002775/9999999995-20-002775-index.htm

Brookfield Asset Management Inc (BAM) Insider Transactions:

Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Brookfield Asset Management Inc (BAM). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.
Insider Ownership: 1694%
Institutional Ownership: 6899%

Transaction Date Insider Name Insider Title Type Shares Number Shares Price Total Transaction Shares Held After Transaction Link
2020-07-31BROOKFIELD ASSET MANAGEMENT INC.10% Share HolderBuy86,235,614.000.00https://www.sec.gov/Archives/edgar/data/1001085/000095015720000967/0000950157-20-000967-index.htm
2020-11-03GP Ltd BCPDirectorSell126.007.04886.89170,689,696.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120024717/0001140361-20-024717-index.htm
2020-11-03GP Ltd BCPDirectorSell71.007.04499.75170,689,822.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120024717/0001140361-20-024717-index.htm
2020-11-03GP Ltd BCPDirectorSell67.007.04471.60170,689,893.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120024717/0001140361-20-024717-index.htm
2020-10-27GP Ltd BCPDirectorSell37,111.007.03260,734.46170,689,960.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120024009/0001140361-20-024009-index.htm
2020-10-27GP Ltd BCPDirectorSell20,879.007.03146,691.68170,727,071.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120024009/0001140361-20-024009-index.htm
2020-10-27GP Ltd BCPDirectorSell19,824.007.03139,279.46170,747,950.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120024009/0001140361-20-024009-index.htm
2020-10-26GP Ltd BCPDirectorSell66,769.007.11474,814.39170,767,774.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120024009/0001140361-20-024009-index.htm
2020-10-26GP Ltd BCPDirectorSell37,565.007.11267,135.98170,834,543.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120024009/0001140361-20-024009-index.htm
2020-10-26GP Ltd BCPDirectorSell35,666.007.11253,631.63170,872,108.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120024009/0001140361-20-024009-index.htm
2020-10-23GP Ltd BCPDirectorSell66,292.007.23479,615.99170,907,774.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120023698/0001140361-20-023698-index.htm
2020-10-23GP Ltd BCPDirectorSell37,296.007.23269,832.83170,974,066.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120023698/0001140361-20-023698-index.htm
2020-10-23GP Ltd BCPDirectorSell35,412.007.23256,202.28171,011,362.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120023698/0001140361-20-023698-index.htm
2020-10-22GP Ltd BCPDirectorSell67,246.007.08476,115.13171,046,774.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120023698/0001140361-20-023698-index.htm
2020-10-22GP Ltd BCPDirectorSell37,833.007.08267,865.21171,114,020.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120023698/0001140361-20-023698-index.htm
2020-10-22GP Ltd BCPDirectorSell35,921.007.08254,327.86171,151,853.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120023698/0001140361-20-023698-index.htm
2020-10-21GP Ltd BCPDirectorSell19,952.007.06140,841.17171,187,774.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120023698/0001140361-20-023698-index.htm
2020-10-21GP Ltd BCPDirectorSell11,225.007.0679,237.28171,207,726.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120023698/0001140361-20-023698-index.htm
2020-10-21GP Ltd BCPDirectorSell10,658.007.0675,234.82171,218,951.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120023698/0001140361-20-023698-index.htm
2020-10-20GP Ltd BCPDirectorSell44,895.007.04315,867.75171,229,609.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120023467/0001140361-20-023467-index.htm
2020-10-20GP Ltd BCPDirectorSell25,258.007.04177,707.71171,274,504.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120023467/0001140361-20-023467-index.htm
2020-10-20GP Ltd BCPDirectorSell23,982.007.04168,730.16171,299,762.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120023467/0001140361-20-023467-index.htm
2020-10-19GP Ltd BCPDirectorSell51,017.007.05359,613.73171,323,744.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120023467/0001140361-20-023467-index.htm
2020-10-19GP Ltd BCPDirectorSell28,703.007.05202,324.58171,374,761.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120023467/0001140361-20-023467-index.htm
2020-10-19GP Ltd BCPDirectorSell27,253.007.05192,103.67171,403,464.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120023467/0001140361-20-023467-index.htm
2020-10-16GP Ltd BCPDirectorSell65,338.007.26474,641.37171,430,717.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120023467/0001140361-20-023467-index.htm
2020-10-16GP Ltd BCPDirectorSell36,760.007.26267,039.34171,496,055.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120023467/0001140361-20-023467-index.htm
2020-10-16GP Ltd BCPDirectorSell34,902.007.26253,542.09171,532,815.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120023467/0001140361-20-023467-index.htm
2020-10-15GP Ltd BCPDirectorSell65,338.007.24473,001.38171,567,717.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120023079/0001140361-20-023079-index.htm
2020-10-15GP Ltd BCPDirectorSell36,760.007.24266,116.67171,633,055.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120023079/0001140361-20-023079-index.htm
2020-10-15GP Ltd BCPDirectorSell34,902.007.24252,666.05171,669,815.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120023079/0001140361-20-023079-index.htm
2020-10-14GP Ltd BCPDirectorSell66,341.007.40490,823.89171,704,717.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120023079/0001140361-20-023079-index.htm
2020-10-14GP Ltd BCPDirectorSell37,324.007.40276,141.61171,771,058.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120023079/0001140361-20-023079-index.htm
2020-10-14GP Ltd BCPDirectorSell35,438.007.40262,188.04171,808,382.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120023079/0001140361-20-023079-index.htm
2020-10-13GP Ltd BCPDirectorSell64,384.007.26467,357.02171,843,820.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120023079/0001140361-20-023079-index.htm
2020-10-13GP Ltd BCPDirectorSell36,223.007.26262,939.13171,908,204.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120023079/0001140361-20-023079-index.htm
2020-10-13GP Ltd BCPDirectorSell34,393.007.26249,655.35171,944,427.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120023079/0001140361-20-023079-index.htm
2020-10-12GP Ltd BCPDirectorSell64,384.007.35473,138.70171,978,820.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120022943/0001140361-20-022943-index.htm
2020-10-12GP Ltd BCPDirectorSell36,223.007.35266,191.96172,043,204.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120022943/0001140361-20-022943-index.htm
2020-10-12GP Ltd BCPDirectorSell34,393.007.35252,743.84172,079,427.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120022943/0001140361-20-022943-index.htm
2020-10-09GP Ltd BCPDirectorSell69,703.007.36513,251.07172,113,820.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120022943/0001140361-20-022943-index.htm
2020-10-09GP Ltd BCPDirectorSell39,216.007.36288,763.09172,183,523.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120022943/0001140361-20-022943-index.htm
2020-10-09GP Ltd BCPDirectorSell37,233.007.36274,161.47172,222,739.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120022943/0001140361-20-022943-index.htm
2020-10-08GP Ltd BCPDirectorSell64,862.007.38478,837.23172,259,972.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120022943/0001140361-20-022943-index.htm
2020-10-08GP Ltd BCPDirectorSell36,492.007.38269,398.54172,324,834.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120022943/0001140361-20-022943-index.htm
2020-10-08GP Ltd BCPDirectorSell34,648.007.38255,785.40172,361,326.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120022943/0001140361-20-022943-index.htm
2020-10-15OCM Growth Holdings LLCDirectorBuy2,129,747.7415.0031,946,216.1017,457,226.50https://www.sec.gov/Archives/edgar/data/1001085/000089924320028524/0000899243-20-028524-index.htm
2019-06-21BROOKFIELD ASSET MANAGEMENT INC.InsiderSell1,900,000.0023.7545,125,000.00228,500.00https://www.sec.gov/Archives/edgar/data/1001085/000114036119011560/0001140361-19-011560-index.htm
2020-03-19Oaktree Optical Holdings, L.P.10% Share HolderBuy1,000,000.004.944,940,000.0025,175,384.00https://www.sec.gov/Archives/edgar/data/1001085/000110465920037429/0001104659-20-037429-index.htm
2019-07-01BROOKFIELD ASSET MANAGEMENT INC.DirectorBuy10,858.0025,644.00https://www.sec.gov/Archives/edgar/data/1001085/000114036119012264/0001140361-19-012264-index.htm
2019-10-08BROOKFIELD ASSET MANAGEMENT INC.10% Share HolderBuy2,981,514.0016.7749,999,989.7832,859,562.00https://www.sec.gov/Archives/edgar/data/1001085/000095015719001182/0000950157-19-001182-index.htm
2020-07-01BROOKFIELD ASSET MANAGEMENT INC.DirectorBuy11,976.0037,620.00https://www.sec.gov/Archives/edgar/data/1001085/000114036120015339/0001140361-20-015339-index.htm
2019-12-03BROOKFIELD ASSET MANAGEMENT INC.10% Share HolderSell20,801,471.0025.65533,557,731.1548,066,771.00https://www.sec.gov/Archives/edgar/data/1001085/000114036119022029/0001140361-19-022029-index.htm
2020-10-19ATI Investment Parent, LLC10% Share HolderSell47,625,000.0022.001,047,750,000.0072,369,467.00https://www.sec.gov/Archives/edgar/data/1001085/000089924320028604/0000899243-20-028604-index.htm