Applied Optoelectronics, Inc

(NASDAQ:AAOI)

Latest On Applied Optoelectronics, Inc (AAOI):

Date/Time Type Description Signal Details
2023-05-11 01:30 ESTNewsApplied Optoelectronics: Still Very Much A Work In ProgressN/A
2023-05-05 10:31 ESTNewsApplied Optoelectronics, Inc. (AAOI) Q1 2023 Earnings Call TranscriptN/A
2023-05-04 21:46 ESTNewsApplied Optoelectronics Non-GAAP EPS of -$0.25 misses by $0.07, revenue of $53.03M misses by $0.74MN/A
2023-05-03 20:31 ESTNewsApplied Optoelectronics Q1 2023 Earnings PreviewN/A
2023-03-07 15:31 ESTNewsModel Transition Positions Applied Optoelectronics For Long-Term GrowthN/A
2023-02-24 00:46 ESTNewsApplied Optoelectronics Non-GAAP EPS of -$0.19 beats by $0.11, revenue of $61.58M beats by $0.29MN/A
2023-02-24 00:45 ESTNewsApplied Optoelectronics, Inc. (AAOI) Q4 2022 Earnings Call TranscriptN/A
2023-02-22 22:31 ESTNewsApplied Optoelectronics Q4 2022 Earnings PreviewN/A
2022-12-13 19:01 ESTNewsApplied Optoelectronics: Relying Heavily On Asset Sale For Future GrowthN/A
2022-11-03 22:31 ESTNewsApplied Optoelectronics Non-GAAP EPS of -$0.26 beats by $0.03, revenue of $56.69M misses by $2.14MN/A
2022-11-03 22:31 ESTNewsApplied Optoelectronics, Inc. (AAOI) Q3 2022 Earnings Call TranscriptN/A
2022-11-03 05:01 ESTNewsApplied Optoelectronics Q3 2022 Earnings PreviewN/A
2022-09-16 05:01 ESTNewsApplied Optoelectronics soars 48% on $150M sale of China facilities, transceiver assetsN/A
2022-08-04 22:46 ESTNewsApplied Optoelectronics Non-GAAP EPS of -$0.28 beats by $0.02, revenue of $52.3M misses by $4.85MN/A
2022-08-04 22:45 ESTNewsApplied Optoelectronics, Inc. (AAOI) CEO Thompson Lin on Q2 2022 Results Earnings Call TranscriptN/A
2022-08-04 07:16 ESTNewsApplied Optoelectronics Q2 2022 Earnings PreviewN/A
2022-06-03 15:30 ESTNewsApplied Optoelectronics (AAOI) Investor Presentation - SlideshowN/A
2022-05-06 18:17 ESTNewsApplied Optoelectronics, Inc. (AAOI) CEO Thompson Lin on Q1 2022 Results - Earnings Call TranscriptN/A
2022-05-05 20:16 ESTNewsApplied Optoelectronics Non-GAAP EPS of -$0.29 beats by $0.01, revenue of $52.2M misses by $0.93M; issues Q2 guidanceN/A
2022-05-04 21:31 ESTNewsApplied Optoelectronics Q1 2022 Earnings PreviewN/A
2022-02-25 03:46 ESTNewsApplied Optoelectronics Non-GAAP EPS of -$0.20 beats by $0.01, revenue of $54.41M beats by $1.17MN/A
2022-02-25 03:46 ESTNewsApplied Optoelectronics gains after eking out beat in Q4 earningsN/A
2022-02-25 03:45 ESTNewsApplied Optoelectronics, Inc. (AAOI) CEO Thompson Lin on Q4 2021 Results - Earnings Call TranscriptN/A
2022-02-24 08:01 ESTNewsApplied Optoelectronics Q4 2021 Earnings PreviewN/A
2021-11-05 20:17 ESTNewsApplied Optoelectronics slumps after Q3 report; downside outlookN/A
2021-11-05 00:17 ESTNewsWatch nLight, Applied Optoelectronics after Lumentum agrees to buy NeoPhotonicsN/A
2021-11-05 00:16 ESTNewsApplied Optoelectronics EPS beats by $0.08, misses on revenueN/A
2021-11-05 00:15 ESTNewsApplied Optoelectronics, Inc. (AAOI) CEO Thompson Lin on Q3 2021 Results - Earnings Call TranscriptN/A
2021-11-04 03:02 ESTNewsApplied Optoelectronics Q3 2021 Earnings PreviewN/A
2021-08-06 18:20 ESTNewsApplied Optoelectronics, Inc. (AAOI) CEO Thompson Lin on Q2 2021 Results - Earnings Call TranscriptN/A
2021-05-07 02:45 ESTNewsApplied Optoelectronics, Inc. (AAOI) CEO Thompson Lin on Q1 2021 Results - Earnings Call TranscriptN/A
2021-03-03 11:00 ESTAnalyst RatingThe Analyst Target Price has increased from $10.63 to $10.86.Buy
2021-03-03 02:03 ESTNewsApplied Opto drops as Needham downgrade says company will 'tread water'N/A
2021-03-01 11:00 ESTEarnings EstimateAn EPS average of -$0.09 is estimated for the 2022 year.Buy
2021-03-01 11:00 ESTEarnings EstimateAn EPS average of -$0.19 is estimated for the quarter ending on June 30, 2021.Buy
2021-03-01 11:00 ESTAnalyst RatingThe Analyst Target Price has increased from $10.44 to $10.63.Buy
2021-02-26 15:00 ESTFinancialsCompany financials have been released.Neutral
2021-02-26 14:18 ESTNewsApplied Opto slips 1.9% after earnings beat, new equity sales agreementN/A
2021-02-26 14:18 ESTNewsApplied Optoelectronics, Inc. (AAOI) CEO Thompson Lin on Q4 2020 Results - Earnings Call TranscriptN/A
2021-02-25 18:31 ESTNewsApplied Optoelectronics EPS beats by $0.03, beats on revenueN/A
2021-02-25 18:30 ESTNewsApplied Optoelectronics, Inc. 2020 Q4 - Results - Earnings Call PresentationN/A
2021-02-24 11:00 ESTAnalyst RatingThe Analyst Target Price has increased from $10.25 to $10.44.Neutral
2021-02-17 11:00 ESTAnalyst RatingThe Analyst Target Price has increased from $10 to $10.25.Neutral
2021-01-21 20:18 ESTNewsWhy Long Applied Optoelectronics Could Pay Off Despite Having The Odds Stacked Against ItN/A
2021-01-12 04:32 ESTNewsApplied Optoelectronics unit sets new three-year credit line in ChinaN/A
2021-01-10 23:00 ESTAnalyst RatingThe Analyst Target Price has increased from $9.25 to $10.Neutral
2020-11-25 11:00 ESTFinancialsCompany financials have been released.Neutral
2020-11-11 11:00 ESTAnalyst RatingThe Analyst Target Price has decreased from $9.75 to $9.25.Neutral
2020-11-10 11:00 ESTAnalyst RatingThe Analyst Target Price has decreased from $11.38 to $9.75.Neutral
2020-11-10 03:00 ESTFinancialsCompany financials have been released.Neutral

About Applied Optoelectronics, Inc (AAOI):

Applied Optoelectronics, Inc. designs, manufactures, and sells various fiber-optic networking products worldwide. It offers optical modules, lasers, subassemblies, transmitters and transceivers, and turn-key equipment, as well as headend, node, and distribution equipment. The company sells its products to internet data center operators, cable television and telecom equipment manufacturers, and internet service providers through its direct and indirect sales channels. Applied Optoelectronics, Inc. was incorporated in 1997 and is headquartered in Sugar Land, Texas.

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General

  • Name Applied Optoelectronics, Inc
  • Symbol AAOI
  • Type Common Stock
  • Exchange NASDAQ
  • Currency USD
  • Country USA
  • SectorTechnology
  • IndustrySemiconductors
  • Full Time Employees 2,682
  • Fiscal Year EndDecember
  • IPO Date2013-09-26
  • Gic SectorInformation Technology
  • Gic GroupTechnology Hardware & Equipment
  • Gic IndustryCommunications Equipment
  • Gic SubIndustryCommunications Equipment
  • Web URLhttp://www.ao-inc.com
View More

Valuation

  • Forward PE 84.03
  • Price/Sales (Trailing 12 Mt.) 0.82
  • Price/Book (Most Recent Quarter) 0.84
  • Enterprise Value Revenue 1.47
View More

Financials

  • Most Recent Quarter 2020-12-31
  • Current Year EPS Estimate -$0.58
  • Next Year EPS Estimate -$0.11
  • Next Quarter EPS Estimate -$0.25
  • Profit Margin -25%
  • Operating Margin -21%
  • Return on Assets -6%
  • Return on Equity -21%
  • Revenue 234.62 million
  • Earnings Per Share -$1.73
  • Revenue Per Share $10.73
  • Gross Profit 50.54 million
  • Quarterly Earnings Growth 7.5%
View More

Highlights

  • Market Capitalization 223.48 million
  • EBITDA -20207000
  • PE Ratio -6.44
  • PEG Ratio 0.51
  • Analyst Target Price $10.86
  • Book Value Per Share $11.07
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Share Statistics

  • Shares Outstanding 26.7 million
  • Shares Float 25.47 million
  • % Held by Insiders 537%
  • % Held by Institutions 48.95%
  • Shares Short 3.67 million
  • Shares Short Prior Month 3.46 million
  • Short Ratio 4.41
  • Short % of Float 18%
  • Short % of Shares Outstanding 14%
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Technicals

  • Beta 1.77
  • 52 Week High $17.57
  • 52 Week Low $6.32
  • 50 Day Moving Average 10.49
  • 200 Day Moving Average 9.86
View More

Dividends

  • Dividend Date N/A
  • ExDividend Date N/A
  • Dividend Yield 0%
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Applied Optoelectronics, Inc (AAOI) Dividend Calendar:

Ex-Dividend Date Payment Date Record Date Declared Date Amount

Applied Optoelectronics, Inc (AAOI) Earnings History:

Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.


Quarter Date Report Date Actual Revenue Reported EPS EPS Estimate Deviation from Estimate
2020-12-312021-02-25$52.33 million-$0.20-$0.2313.76%
2020-09-302020-11-05$76.61 million-$0.06-$0.0829.08%
2020-06-302020-08-06$N/A-$0.24-$0.255.1%
2020-03-312020-05-07$N/A-$0.44-$0.37-18.15%
2019-12-312020-02-27$48.66 million-$0.18-$0.2321.64%
2019-09-302019-11-06$46.08 million-$0.15-$0.2437.16%
2019-06-302019-08-07$43.41 million-$0.26-$0.3730.56%
2019-03-312019-05-08$52.72 million-$0.27-$0.22-24.6%
2018-12-312019-02-21$58.02 million-$0.02-$0.0454.34%
2018-09-302018-11-07$56.39 million$0.14$0.0788.17%
2018-06-302018-08-07$87.82 million$0.64$0.4444.73%
2018-03-312018-05-08$65.24 million$0.28$0.33-14.29%
2017-12-312018-02-21$79.86 million$0.89$0.837.66%
2017-09-302017-11-07$88.88 million$1.08$1.026.27%
2017-06-302017-08-03$117.37 million$1.54$1.3513.96%
2017-03-312017-05-04$96.22 million$1.10$1.018.7%
2016-12-312017-02-23$84.9 million$0.84$0.796.33%
2016-09-302016-11-03$70.14 million$0.38$0.2836.54%
2016-06-302016-08-04$55.25 million$0.16$0.06166.67%
2016-03-312016-05-09$50.42 million-$0.04-$0.0514.35%
2015-12-312016-02-24$52.95 million$0.22$0.31-27.87%
2015-09-302015-11-05$57.09 million$0.40$0.400%
2015-06-302015-08-05$49.63 million$0.38$0.3315.15%
2015-03-312015-05-07$30.23 million$0.02$0.09-77.78%
2014-12-312015-02-25$36.39 million$0.27$0.258%
2014-09-302014-11-10$36.55 million$0.20$0.23-13.04%
2014-06-302014-08-12$32.65 million$0.15$0.0966.67%
2014-03-312014-05-08$24.86 million$0.06$0.060%
2013-12-312014-02-27$23.74 million$0.02$0.05-60%
2013-09-302013-11-07$20.77 million$0.07

Applied Optoelectronics, Inc (AAOI) Company Financial Statements:

Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.

Income Statement:
Date Dec 31 2020 Sep 30 2020 Jun 30 2020 Mar 31 2020 Dec 31 2019
Research Development 10.83 million 11.21 million N/A N/A 10.6 million
Income Before Tax -13.44 million -7.37 million N/A N/A -13.16 million
Selling General Administrative 13.61 million 14.76 million N/A N/A 12.79 million
Gross Profit 11.28 million 19.19 million N/A N/A 11.34 million
Ebit -12.22 million -5.89 million N/A N/A -12.05 million
Operating Income -13.16 million -6.78 million N/A N/A -12.05 million
Income Tax Expense 4000 2.25 million 7.02 million -2.05 million 22.27 million
Total Revenue 52.33 million 76.61 million N/A N/A 48.66 million
Cost of Revenue 41.05 million 57.42 million N/A N/A 37.32 million
Total Other Income Expense Net N/A N/A N/A N/A -1.11 million
Net Income From Continuing Operations -13.44 million -9.62 million N/A N/A -35.43 million
Net Income Applicable to Common Shares -13.44 million -9.62 million -18.6 million -16.8 million -35.43 million
Cash Flow:
Date Sep 30 2020 Jun 30 2020 Mar 31 2020 Dec 31 2019 Sep 30 2019
Investments N/A N/A N/A N/A N/A
Change to Liabilities 12.32 million 9.28 million N/A N/A N/A
Total Cash Flow from Investing Activities -5.86 million -6.02 million N/A N/A N/A
Net Borrowings 5.36 million 4.45 million N/A N/A N/A
Total Cash Flow from Financial Activities 11.88 million N/A N/A N/A N/A
Change to Operating Activities N/A 5.1 million N/A N/A N/A
Change in Cash -115000 N/A N/A N/A N/A
Total Cash from Operating Activities -6.14 million -15.52 million N/A N/A N/A
Depreciation 6.43 million N/A N/A N/A N/A
Other Cash Flow from Investing Activities -483000 N/A N/A N/A N/A
Change to Inventory -11.94 million N/A N/A N/A N/A
Change to Account Receivables N/A N/A N/A N/A N/A
Other Cash Flow from Financing Activities -2.2 million 72000 N/A N/A N/A
Change to Net Income 5.71 million 11.55 million N/A N/A N/A
Capital Expenditures 5.37 million N/A N/A N/A N/A
Balance Sheet:
Date Dec 31 2020 Sep 30 2020 Jun 30 2020 Mar 31 2020 Dec 31 2019
Total Liabailities 202.91 million 232.62 million N/A N/A 193.03 million
Total Stockholder Equity 277.89 million 265.17 million N/A N/A 273.79 million
Other Current Liabilities 30.79 million 114.67 million N/A N/A N/A
Total Assets 480.81 million 497.79 million N/A N/A 466.83 million
Common Stock 25000 23000 22000 257.5 million 273.79 million
Other Current Assets 5.22 million 26.54 million N/A N/A 224000
Retained Earnings -88.51 million -75.07 million -65.45 million N/A N/A
Other Liabilities N/A N/A N/A 7.97 million 8.08 million
Other Assets N/A N/A 3.84 million 9.84 million 8.01 million
Cash 50.11 million 58.07 million N/A N/A 67.03 million
Total Current Liabilities 103.15 million 132.32 million N/A N/A 91.36 million
Other Stockholder Equity 11.69 million 5.18 million -518000 N/A N/A
Property, Plant & Equipment 252.98 million 249.74 million 251.78 million 251.47 million 256.33 million
Total Current Assets 209.17 million 229.93 million N/A N/A 192.8 million
Long Term Investments N/A N/A N/A N/A N/A
Net Tangible Assets 268.04 million 265.17 million 247.99 million 247.97 million 264.12 million
Short Term Investments N/A N/A N/A N/A N/A
Long Term Debt 77.85 million N/A N/A N/A 93.59 million
Inventory 110.4 million 111.43 million N/A N/A 85.03 million
Accounts Payable 47.99 million 73.66 million N/A N/A 32.83 million

Applied Optoelectronics, Inc (AAOI) Chart:

Applied Optoelectronics, Inc (AAOI) News:

Below you will find a list of latest news for Applied Optoelectronics, Inc (AAOI) from major news sources. You can filter the results to only show news from a specific source.

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Applied Optoelectronics, Inc (AAOI) Options:

A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.

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Latest AAOI Trades:

Date Shares Price
Jun 13, 2022 7:59 PM EST4$1.985
Jun 13, 2022 7:59 PM EST5$1.985
Jun 13, 2022 7:59 PM EST2$1.985
Jun 13, 2022 7:59 PM EST1$1.985
Jun 13, 2022 7:59 PM EST1$1.985

Applied Optoelectronics, Inc (AAOI) SEC Filings:

An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.

Date Form Type Form Name Link
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820002169/0001683168-20-002169-index.htm
2019-11-06UPLOADSEC-generated letterhttps://www.sec.gov/Archives/edgar/data/1158114/000000000019015260/0000000000-19-015260-index.htm
2019-12-02UPLOADSEC-generated letterhttps://www.sec.gov/Archives/edgar/data/1158114/000000000019016025/0000000000-19-016025-index.htm
2020-02-04SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1158114/000083423720001524/0000834237-20-001524-index.htm
2019-06-27SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1158114/000089542119000511/0000895421-19-000511-index.htm
2020-02-13SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1158114/000089542120000146/0000895421-20-000146-index.htm
2019-02-11SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1158114/000093247119004368/0000932471-19-004368-index.htm
2019-04-19DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1158114/000104746919002424/0001047469-19-002424-index.htm
2019-10-24S-3Registration statement under Securities Act of 1933https://www.sec.gov/Archives/edgar/data/1158114/000104746919005884/0001047469-19-005884-index.htm
2019-11-20S-3/ARegistration statement under Securities Act of 1933https://www.sec.gov/Archives/edgar/data/1158114/000104746919006432/0001047469-19-006432-index.htm
2019-12-12S-3/ARegistration statement under Securities Act of 1933https://www.sec.gov/Archives/edgar/data/1158114/000104746919006826/0001047469-19-006826-index.htm
2020-02-28424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1158114/000104746920001119/0001047469-20-001119-index.htm
2019-02-278-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1158114/000110465919011105/0001104659-19-011105-index.htm
2019-03-058-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1158114/000110465919012900/0001104659-19-012900-index.htm
2019-04-19DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1158114/000110465919022625/0001104659-19-022625-index.htm
2019-11-20CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1158114/000110465919065846/0001104659-19-065846-index.htm
2019-12-12CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1158114/000110465919072235/0001104659-19-072235-index.htm
2020-01-06SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1158114/000110465920001509/0001104659-20-001509-index.htm
2020-01-07CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1158114/000110465920001896/0001104659-20-001896-index.htm
2020-01-21SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1158114/000110465920005539/0001104659-20-005539-index.htm
2020-02-11SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1158114/000110465920016355/0001104659-20-016355-index.htm
2020-02-14SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1158114/000110465920021704/0001104659-20-021704-index.htm
2020-02-288-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1158114/000110465920027179/0001104659-20-027179-index.htm
2020-03-02S-8Securities to be offered to employees in employee benefit planshttps://www.sec.gov/Archives/edgar/data/1158114/000110465920027936/0001104659-20-027936-index.htm
2020-03-16SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1158114/000110465920034053/0001104659-20-034053-index.htm
2020-04-24DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1158114/000110465920050985/0001104659-20-050985-index.htm
2020-04-24DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1158114/000110465920050990/0001104659-20-050990-index.htm
2020-08-03SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1158114/000110465920089617/0001104659-20-089617-index.htm
2020-08-24SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1158114/000110465920097970/0001104659-20-097970-index.htm
2019-03-14SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1158114/000114420419013829/0001144204-19-013829-index.htm
2020-02-2810-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1158114/000143774920003909/0001437749-20-003909-index.htm
2020-05-0810-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1158114/000143774920010051/0001437749-20-010051-index.htm
2020-08-0610-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1158114/000143774920016891/0001437749-20-016891-index.htm
2020-11-0510-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1158114/000143774920022811/0001437749-20-022811-index.htm
2019-02-2610-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1158114/000155837019001078/0001558370-19-001078-index.htm
2019-05-0910-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1158114/000155837019004668/0001558370-19-004668-index.htm
2019-08-0810-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1158114/000155837019007685/0001558370-19-007685-index.htm
2019-11-0710-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1158114/000155837019010362/0001558370-19-010362-index.htm
2019-02-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819000282/0001683168-19-000282-index.htm
2019-02-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819000283/0001683168-19-000283-index.htm
2019-02-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819000284/0001683168-19-000284-index.htm
2019-02-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819000285/0001683168-19-000285-index.htm
2019-02-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819000286/0001683168-19-000286-index.htm
2019-02-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1158114/000168316819000287/0001683168-19-000287-index.htm
2019-02-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819000388/0001683168-19-000388-index.htm
2019-02-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819000389/0001683168-19-000389-index.htm
2019-02-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819000390/0001683168-19-000390-index.htm
2019-02-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819000391/0001683168-19-000391-index.htm
2019-02-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819000392/0001683168-19-000392-index.htm
2019-02-218-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1158114/000168316819000471/0001683168-19-000471-index.htm
2019-03-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819000636/0001683168-19-000636-index.htm
2019-03-13S-8Securities to be offered to employees in employee benefit planshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819000637/0001683168-19-000637-index.htm
2019-04-178-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1158114/000168316819001100/0001683168-19-001100-index.htm
2019-04-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819001159/0001683168-19-001159-index.htm
2019-04-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819001160/0001683168-19-001160-index.htm
2019-04-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819001161/0001683168-19-001161-index.htm
2019-04-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819001162/0001683168-19-001162-index.htm
2019-04-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819001163/0001683168-19-001163-index.htm
2019-04-258-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1158114/000168316819001188/0001683168-19-001188-index.htm
2019-05-068-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1158114/000168316819001379/0001683168-19-001379-index.htm
2019-05-084Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819001405/0001683168-19-001405-index.htm
2019-05-084Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819001406/0001683168-19-001406-index.htm
2019-05-084Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819001408/0001683168-19-001408-index.htm
2019-05-084Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819001409/0001683168-19-001409-index.htm
2019-05-084Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819001411/0001683168-19-001411-index.htm
2019-05-088-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1158114/000168316819001413/0001683168-19-001413-index.htm
2019-05-138-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1158114/000168316819001485/0001683168-19-001485-index.htm
2019-05-29SDhttps://www.sec.gov/Archives/edgar/data/1158114/000168316819001744/0001683168-19-001744-index.htm
2019-05-308-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1158114/000168316819001753/0001683168-19-001753-index.htm
2019-05-318-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1158114/000168316819001761/0001683168-19-001761-index.htm
2019-06-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819001777/0001683168-19-001777-index.htm
2019-06-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819001778/0001683168-19-001778-index.htm
2019-06-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819001779/0001683168-19-001779-index.htm
2019-06-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819001780/0001683168-19-001780-index.htm
2019-06-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819001781/0001683168-19-001781-index.htm
2019-06-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819001782/0001683168-19-001782-index.htm
2019-06-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819001870/0001683168-19-001870-index.htm
2019-06-278-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1158114/000168316819002034/0001683168-19-002034-index.htm
2019-07-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819002335/0001683168-19-002335-index.htm
2019-07-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819002336/0001683168-19-002336-index.htm
2019-07-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819002337/0001683168-19-002337-index.htm
2019-07-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819002338/0001683168-19-002338-index.htm
2019-07-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819002339/0001683168-19-002339-index.htm
2019-07-298-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1158114/000168316819002372/0001683168-19-002372-index.htm
2019-08-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819002474/0001683168-19-002474-index.htm
2019-08-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819002475/0001683168-19-002475-index.htm
2019-08-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819002476/0001683168-19-002476-index.htm
2019-08-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819002477/0001683168-19-002477-index.htm
2019-08-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819002478/0001683168-19-002478-index.htm
2019-08-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1158114/000168316819002480/0001683168-19-002480-index.htm
2019-09-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819002837/0001683168-19-002837-index.htm
2019-09-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819002923/0001683168-19-002923-index.htm
2019-10-048-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1158114/000168316819003174/0001683168-19-003174-index.htm
2019-10-154Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819003253/0001683168-19-003253-index.htm
2019-10-218-K/ACurrent reporthttps://www.sec.gov/Archives/edgar/data/1158114/000168316819003321/0001683168-19-003321-index.htm
2019-10-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819003354/0001683168-19-003354-index.htm
2019-10-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819003355/0001683168-19-003355-index.htm
2019-10-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819003356/0001683168-19-003356-index.htm
2019-10-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819003357/0001683168-19-003357-index.htm
2019-10-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819003360/0001683168-19-003360-index.htm
2019-11-068-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1158114/000168316819003456/0001683168-19-003456-index.htm
2019-11-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819003482/0001683168-19-003482-index.htm
2019-11-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819003484/0001683168-19-003484-index.htm
2019-11-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819003485/0001683168-19-003485-index.htm
2019-11-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819003486/0001683168-19-003486-index.htm
2019-11-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819003487/0001683168-19-003487-index.htm
2019-11-148-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1158114/000168316819003633/0001683168-19-003633-index.htm
2019-11-188-K/ACurrent reporthttps://www.sec.gov/Archives/edgar/data/1158114/000168316819003720/0001683168-19-003720-index.htm
2019-12-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819003891/0001683168-19-003891-index.htm
2019-12-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316819003966/0001683168-19-003966-index.htm
2020-01-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820000256/0001683168-20-000256-index.htm
2020-01-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820000257/0001683168-20-000257-index.htm
2020-01-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820000258/0001683168-20-000258-index.htm
2020-01-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820000259/0001683168-20-000259-index.htm
2020-01-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820000260/0001683168-20-000260-index.htm
2020-02-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820000366/0001683168-20-000366-index.htm
2020-02-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820000367/0001683168-20-000367-index.htm
2020-02-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820000368/0001683168-20-000368-index.htm
2020-02-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820000369/0001683168-20-000369-index.htm
2020-02-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820000370/0001683168-20-000370-index.htm
2020-02-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820000395/0001683168-20-000395-index.htm
2020-02-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820000396/0001683168-20-000396-index.htm
2020-02-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820000397/0001683168-20-000397-index.htm
2020-02-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820000398/0001683168-20-000398-index.htm
2020-02-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820000399/0001683168-20-000399-index.htm
2020-02-184Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820000525/0001683168-20-000525-index.htm
2020-02-278-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1158114/000168316820000605/0001683168-20-000605-index.htm
2020-03-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820000681/0001683168-20-000681-index.htm
2020-04-204Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820001230/0001683168-20-001230-index.htm
2020-04-228-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1158114/000168316820001257/0001683168-20-001257-index.htm
2020-04-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820001274/0001683168-20-001274-index.htm
2020-04-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820001275/0001683168-20-001275-index.htm
2020-04-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820001276/0001683168-20-001276-index.htm
2020-04-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820001277/0001683168-20-001277-index.htm
2020-04-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820001279/0001683168-20-001279-index.htm
2020-05-014Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820001365/0001683168-20-001365-index.htm
2020-05-014Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820001366/0001683168-20-001366-index.htm
2020-05-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1158114/000168316820001445/0001683168-20-001445-index.htm
2020-05-084Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820001461/0001683168-20-001461-index.htm
2020-05-084Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820001462/0001683168-20-001462-index.htm
2020-05-27SDhttps://www.sec.gov/Archives/edgar/data/1158114/000168316820001756/0001683168-20-001756-index.htm
2020-06-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820001839/0001683168-20-001839-index.htm
2020-06-048-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1158114/000168316820001863/0001683168-20-001863-index.htm
2020-06-093Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820001915/0001683168-20-001915-index.htm
2020-06-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820001925/0001683168-20-001925-index.htm
2020-06-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820001957/0001683168-20-001957-index.htm
2020-06-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820001958/0001683168-20-001958-index.htm
2020-06-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820001959/0001683168-20-001959-index.htm
2020-06-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820001960/0001683168-20-001960-index.htm
2020-06-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820001961/0001683168-20-001961-index.htm
2020-06-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820001962/0001683168-20-001962-index.htm
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820002169/0001683168-20-002169-index.htm
2020-07-084Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820002218/0001683168-20-002218-index.htm
2020-07-084Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820002219/0001683168-20-002219-index.htm
2020-07-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820002261/0001683168-20-002261-index.htm
2020-07-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820002342/0001683168-20-002342-index.htm
2020-07-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820002367/0001683168-20-002367-index.htm
2020-07-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820002368/0001683168-20-002368-index.htm
2020-07-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820002369/0001683168-20-002369-index.htm
2020-07-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820002370/0001683168-20-002370-index.htm
2020-07-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820002371/0001683168-20-002371-index.htm
2020-08-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820002468/0001683168-20-002468-index.htm
2020-08-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820002469/0001683168-20-002469-index.htm
2020-08-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820002470/0001683168-20-002470-index.htm
2020-08-068-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1158114/000168316820002540/0001683168-20-002540-index.htm
2020-08-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820002643/0001683168-20-002643-index.htm
2020-08-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820002816/0001683168-20-002816-index.htm
2020-09-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820003042/0001683168-20-003042-index.htm
2020-09-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820003085/0001683168-20-003085-index.htm
2020-09-188-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1158114/000168316820003194/0001683168-20-003194-index.htm
2020-09-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820003232/0001683168-20-003232-index.htm
2020-10-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820003356/0001683168-20-003356-index.htm
2020-10-138-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1158114/000168316820003426/0001683168-20-003426-index.htm
2020-10-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820003436/0001683168-20-003436-index.htm
2020-10-228-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1158114/000168316820003515/0001683168-20-003515-index.htm
2020-10-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820003531/0001683168-20-003531-index.htm
2020-10-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820003532/0001683168-20-003532-index.htm
2020-10-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820003533/0001683168-20-003533-index.htm
2020-10-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820003534/0001683168-20-003534-index.htm
2020-10-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1158114/000168316820003535/0001683168-20-003535-index.htm
2020-11-058-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1158114/000168316820003724/0001683168-20-003724-index.htm
2020-01-09EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1158114/999999999520000047/9999999995-20-000047-index.htm
2020-02-03SEC STAFF SEC Staff Letter: REDACTED EXHIBIThttps://www.sec.gov/Archives/edgar/data/1158114/999999999720000423/9999999997-20-000423-index.htm
2020-02-18SEC STAFF SEC Staff Letter: REDACTED EXHIBIThttps://www.sec.gov/Archives/edgar/data/1158114/999999999720000769/9999999997-20-000769-index.htm

Applied Optoelectronics, Inc (AAOI) Insider Transactions:

Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Applied Optoelectronics, Inc (AAOI). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.
Insider Ownership: 537%
Institutional Ownership: 4895%

Transaction Date Insider Name Insider Title Type Shares Number Shares Price Total Transaction Shares Held After Transaction Link
2020-08-17Hung-Lun (Fred) ChangOfficerSell1,080.0013.3614,428.80100,082.00https://www.sec.gov/Archives/edgar/data/1158114/000168316820002816/0001683168-20-002816-index.htm
2020-07-20Hung-Lun (Fred) ChangOfficerSell1,080.0012.0012,960.00104,379.00https://www.sec.gov/Archives/edgar/data/1158114/000168316820002342/0001683168-20-002342-index.htm
2020-07-06Hung-Lun (Fred) ChangOfficerSell1,080.0012.0012,960.11105,459.00https://www.sec.gov/Archives/edgar/data/1158114/000168316820002218/0001683168-20-002218-index.htm
2019-02-12Shu-Hua (Joshua) YehOfficerBuy15,340.00105,559.00https://www.sec.gov/Archives/edgar/data/1158114/000168316819000392/0001683168-19-000392-index.htm
2020-05-07Stefan J. MurryChief Financial OfficerSell1,000.0012.0012,000.00105,936.00https://www.sec.gov/Archives/edgar/data/1158114/000168316820001462/0001683168-20-001462-index.htm
2020-07-06Hung-Lun (Fred) ChangOfficerSell5,388.0011.5462,165.67106,539.00https://www.sec.gov/Archives/edgar/data/1158114/000168316820002218/0001683168-20-002218-index.htm
2020-04-16Stefan J. MurryChief Financial OfficerSell4,000.009.0436,146.00110,291.00https://www.sec.gov/Archives/edgar/data/1158114/000168316820001230/0001683168-20-001230-index.htm
2020-06-08Hung-Lun (Fred) ChangOfficerSell5,000.0010.0150,035.00111,927.00https://www.sec.gov/Archives/edgar/data/1158114/000168316820001925/0001683168-20-001925-index.htm
2020-02-14Stefan J. MurryChief Financial OfficerSell6,000.0012.1672,960.00114,291.00https://www.sec.gov/Archives/edgar/data/1158114/000168316820000525/0001683168-20-000525-index.htm
2020-02-03Hung-Lun (Fred) ChangOfficerBuy59,127.00120,672.00https://www.sec.gov/Archives/edgar/data/1158114/000168316820000366/0001683168-20-000366-index.htm
2020-02-03Stefan J. MurryChief Financial OfficerBuy65,351.00121,027.00https://www.sec.gov/Archives/edgar/data/1158114/000168316820000370/0001683168-20-000370-index.htm
2020-06-12Elizabeth G LoboaDirectorBuy13,053.0013,053.00https://www.sec.gov/Archives/edgar/data/1158114/000168316820001961/0001683168-20-001961-index.htm
2020-08-03Shu-Hua (Joshua) YehOfficerSell2,000.0015.0030,001.00147,841.00https://www.sec.gov/Archives/edgar/data/1158114/000168316820002470/0001683168-20-002470-index.htm
2020-07-22Shu-Hua (Joshua) YehOfficerSell2,000.0015.0130,017.80149,841.00https://www.sec.gov/Archives/edgar/data/1158114/000168316820002371/0001683168-20-002371-index.htm
2020-02-03Shu-Hua (Joshua) YehOfficerBuy62,675.00159,379.00https://www.sec.gov/Archives/edgar/data/1158114/000168316820000367/0001683168-20-000367-index.htm
2019-05-31ALAN D MOOREDirectorBuy12,806.00261,519.00https://www.sec.gov/Archives/edgar/data/1158114/000168316819001780/0001683168-19-001780-index.htm
2019-02-12David C KuoGeneral Counsel and SecretaryBuy8,520.0036,746.00https://www.sec.gov/Archives/edgar/data/1158114/000168316819000389/0001683168-19-000389-index.htm
2019-05-31Min-Chu (Mike) ChenDirectorBuy12,806.0036,850.00https://www.sec.gov/Archives/edgar/data/1158114/000168316819001779/0001683168-19-001779-index.htm
2019-05-31Alex IgnatievDirectorBuy12,806.0039,496.00https://www.sec.gov/Archives/edgar/data/1158114/000168316819001777/0001683168-19-001777-index.htm
2020-10-12David C KuoGeneral Counsel and SecretarySell1,000.0011.7411,739.7046,067.00https://www.sec.gov/Archives/edgar/data/1158114/000168316820003436/0001683168-20-003436-index.htm
2020-09-21David C KuoGeneral Counsel and SecretarySell1,000.0011.0011,000.0047,067.00https://www.sec.gov/Archives/edgar/data/1158114/000168316820003232/0001683168-20-003232-index.htm
2020-08-11David C KuoGeneral Counsel and SecretarySell12,500.0014.05175,605.0048,067.00https://www.sec.gov/Archives/edgar/data/1158114/000168316820002643/0001683168-20-002643-index.htm
2019-05-31RICHARD B BLACKDirectorBuy12,806.0049,819.00https://www.sec.gov/Archives/edgar/data/1158114/000168316819001782/0001683168-19-001782-index.htm
2020-06-12Min-Chu (Mike) ChenDirectorBuy13,053.0049,903.00https://www.sec.gov/Archives/edgar/data/1158114/000168316820001958/0001683168-20-001958-index.htm
2020-06-12Alex IgnatievDirectorBuy13,053.0052,549.00https://www.sec.gov/Archives/edgar/data/1158114/000168316820001959/0001683168-20-001959-index.htm
2019-12-13Stefan J. MurryChief Financial OfficerSell6,000.0011.2067,174.2057,307.00https://www.sec.gov/Archives/edgar/data/1158114/000168316819003966/0001683168-19-003966-index.htm
2019-05-31Chewei LinDirectorBuy12,806.0059,936.00https://www.sec.gov/Archives/edgar/data/1158114/000168316819001778/0001683168-19-001778-index.htm
2020-08-10David C KuoGeneral Counsel and SecretarySell1,000.0015.8215,820.0060,567.00https://www.sec.gov/Archives/edgar/data/1158114/000168316820002643/0001683168-20-002643-index.htm
2020-07-22David C KuoGeneral Counsel and SecretarySell2,000.0015.0030,000.0061,567.00https://www.sec.gov/Archives/edgar/data/1158114/000168316820002368/0001683168-20-002368-index.htm
2020-06-12RICHARD B BLACKDirectorBuy13,053.0062,872.00https://www.sec.gov/Archives/edgar/data/1158114/000168316820001957/0001683168-20-001957-index.htm
2019-10-11Stefan J. MurryChief Financial OfficerSell6,000.0010.4162,439.6065,443.00https://www.sec.gov/Archives/edgar/data/1158114/000168316819003253/0001683168-19-003253-index.htm
2020-07-10David C KuoGeneral Counsel and SecretarySell1,000.0012.0212,020.0065,533.00https://www.sec.gov/Archives/edgar/data/1158114/000168316820002261/0001683168-20-002261-index.htm
2020-06-30David C KuoGeneral Counsel and SecretarySell1,000.0011.0011,000.0066,533.00https://www.sec.gov/Archives/edgar/data/1158114/000168316820002169/0001683168-20-002169-index.htm
2020-04-29David C KuoGeneral Counsel and SecretarySell1,000.0011.0011,002.9067,533.00https://www.sec.gov/Archives/edgar/data/1158114/000168316820001365/0001683168-20-001365-index.htm
2019-05-31William H YehDirectorBuy12,806.0067,744.00https://www.sec.gov/Archives/edgar/data/1158114/000168316819001781/0001683168-19-001781-index.htm
2020-06-12Che-Wei LinDirectorBuy13,053.0068,528.00https://www.sec.gov/Archives/edgar/data/1158114/000168316820001960/0001683168-20-001960-index.htm
2019-02-12Hung-Lun (Fred) ChangOfficerBuy14,400.0069,011.00https://www.sec.gov/Archives/edgar/data/1158114/000168316819000388/0001683168-19-000388-index.htm
2020-02-03David C KuoGeneral Counsel and SecretaryBuy38,464.0070,817.00https://www.sec.gov/Archives/edgar/data/1158114/000168316820000368/0001683168-20-000368-index.htm
2019-09-11Stefan J. MurryChief Financial OfficerBuy222.006.001,332.0071,600.00https://www.sec.gov/Archives/edgar/data/1158114/000168316819002923/0001683168-19-002923-index.htm
2019-02-12Chih-Hsiang (Thompson) LinPresident and CEOBuy80,000.00738,143.00https://www.sec.gov/Archives/edgar/data/1158114/000168316819000390/0001683168-19-000390-index.htm
2019-02-12Stefan J. MurryChief Financial OfficerBuy15,340.0075,650.00https://www.sec.gov/Archives/edgar/data/1158114/000168316819000391/0001683168-19-000391-index.htm
2020-10-01Chih-Hsiang (Thompson) LinPresident and CEOSell7,788.0011.2287,371.24793,638.00https://www.sec.gov/Archives/edgar/data/1158114/000168316820003356/0001683168-20-003356-index.htm
2020-09-01Chih-Hsiang (Thompson) LinPresident and CEOSell7,788.0011.4689,287.86801,426.00https://www.sec.gov/Archives/edgar/data/1158114/000168316820003042/0001683168-20-003042-index.htm
2020-06-12William H YehDirectorBuy13,053.0080,797.00https://www.sec.gov/Archives/edgar/data/1158114/000168316820001962/0001683168-20-001962-index.htm
2020-08-03Chih-Hsiang (Thompson) LinPresident and CEOSell7,788.0014.65114,130.02809,214.00https://www.sec.gov/Archives/edgar/data/1158114/000168316820002468/0001683168-20-002468-index.htm
2020-07-06Chih-Hsiang (Thompson) LinPresident and CEOSell15,576.0011.21174,580.48830,137.00https://www.sec.gov/Archives/edgar/data/1158114/000168316820002219/0001683168-20-002219-index.htm
2020-05-07Chih-Hsiang (Thompson) LinPresident and CEOSell7,788.0011.2087,225.60845,713.00https://www.sec.gov/Archives/edgar/data/1158114/000168316820001461/0001683168-20-001461-index.htm
2020-04-30Chih-Hsiang (Thompson) LinPresident and CEOSell15,577.0011.25175,287.98853,501.00https://www.sec.gov/Archives/edgar/data/1158114/000168316820001366/0001683168-20-001366-index.htm
2020-02-03Chih-Hsiang (Thompson) LinPresident and CEOBuy186,717.00885,174.00https://www.sec.gov/Archives/edgar/data/1158114/000168316820000369/0001683168-20-000369-index.htm
2020-06-15William H YehDirectorBuy10,000.009.0290,200.0090,797.00https://www.sec.gov/Archives/edgar/data/1158114/000168316820001962/0001683168-20-001962-index.htm
2020-07-30Stefan J. MurryChief Financial OfficerSell4,000.0013.5254,060.4098,584.00https://www.sec.gov/Archives/edgar/data/1158114/000168316820002469/0001683168-20-002469-index.htm