Latest On Portman Ridge Finance Corporation (PTMN):
| Date/Time | Type | Description | Signal | Details |
|---|---|---|---|---|
| 2024-08-22 05:51 EST | Dividend | A dividend of $0.69 has been announced on Aug 8, 2024. It will be paid Aug 30, 2024 with an ex-dividend date of Aug 22, 2024. | Neutral |  |
| 2024-05-20 05:51 EST | Dividend | A dividend of $0.69 has been announced on May 8, 2024. It will be paid May 31, 2024 with an ex-dividend date of May 20, 2024. | Neutral | |
| 2024-03-22 05:53 EST | Dividend | A dividend of $0.69 has been announced on Mar 13, 2024. It will be paid Apr 2, 2024 with an ex-dividend date of Mar 22, 2024. | Neutral | |
| 2023-11-17 04:51 EST | Dividend | A dividend of $0.69 has been announced on Nov 8, 2023. It will be paid Nov 30, 2023 with an ex-dividend date of Nov 17, 2023. | Neutral | |
| 2023-08-21 05:51 EST | Dividend | A dividend of $0.69 has been announced on Aug 9, 2023. It will be paid Aug 31, 2023 with an ex-dividend date of Aug 21, 2023. | Neutral | |
| 2023-05-19 05:51 EST | Dividend | A dividend of $0.69 has been announced on May 10, 2023. It will be paid May 31, 2023 with an ex-dividend date of May 19, 2023. | Neutral | |
| 2023-05-11 23:46 EST | News | Portman Ridge Finance Corporation (PTMN) Q1 2023 Earnings Call Transcript | N/A | |
| 2023-05-10 19:39 EST | News | Portman Ridge Finance GAAP NII of $0.89 beats by $0.13, Total investment income of $20.33M beats by $1.55M | N/A | |
| 2023-05-10 06:23 EST | News | Portman Ridge Finance Q1 2023 Earnings Preview | N/A | |
| 2023-03-24 15:08 EST | News | Portman Ridge Finance resumes share repurchases under new stock trading plan | N/A | |
| 2023-03-17 05:51 EST | Dividend | A dividend of $0.68 has been announced on Mar 9, 2023. It will be paid Mar 31, 2023 with an ex-dividend date of Mar 17, 2023. | Neutral | |
| 2023-03-11 03:23 EST | News | Portman Ridge Finance Corporation (PTMN) Q4 2022 Earnings Call Transcript | N/A | |
| 2023-03-10 12:28 EST | News | Portman Ridge Finance GAAP NII of $0.74 misses by $0.02, total investment income of $18.6M beats by $0.81M | N/A | |
| 2023-03-09 05:37 EST | News | Portman Ridge Finance Q4 2022 Earnings Preview | N/A | |
| 2022-11-22 04:51 EST | Dividend | A dividend of $0.67 has been announced on Nov 8, 2022. It will be paid Dec 13, 2022 with an ex-dividend date of Nov 22, 2022. | Neutral | |
| 2022-11-10 04:43 EST | News | Portman Ridge Finance Corporation (PTMN) Q3 2022 Earnings Call Transcript | N/A | |
| 2022-11-08 17:47 EST | News | Portman Ridge Finance GAAP NII of $0.87 beats by $0.18, TII of $19M beats by $2.52M | N/A | |
| 2022-11-07 23:34 EST | News | Portman Ridge Finance Q3 2022 Earnings Preview | N/A | |
| 2022-10-17 18:57 EST | News | Portman Ridge: Bear Market Bites The BDC Business | N/A | |
| 2022-08-15 05:52 EST | Dividend | A dividend of $0.63 has been announced on Aug 9, 2022. It will be paid Sep 2, 2022 with an ex-dividend date of Aug 15, 2022. | Neutral | |
| 2022-08-10 22:19 EST | News | Portman Ridge Finance Corporation 2022 Q2 - Results - Earnings Call Presentation | N/A | |
| 2022-08-10 22:18 EST | News | Portman Ridge Finance Corporation (PTMN) CEO Ted Goldthorpe on Q2 2022 Results - Earnings Call Transcript | N/A | |
| 2022-08-10 04:39 EST | News | Portman Ridge Finance NII of $0.57 misses by $0.13, Total investment income of $15.04M misses by $1.45M | N/A | |
| 2022-08-09 06:51 EST | News | Portman Ridge Finance Q2 2022 Earnings Preview | N/A | |
| 2022-06-26 00:44 EST | News | Portman Ridge: This 11% Yielding BDC Offers Growth At A Reasonable Price | N/A | |
| 2022-05-23 05:50 EST | Dividend | A dividend of $0.63 has been announced on Nov 30, -0001. It will be paid Jun 7, 2022 with an ex-dividend date of May 23, 2022. | Neutral | |
| 2022-05-12 03:46 EST | News | Portman Ridge Finance Corporation (PTMN) CEO Ted Goldthorpe on Q1 2022 Results - Earnings Call Transcript | N/A | |
| 2022-05-11 08:11 EST | News | Portman Ridge Finance GAAP EPS of $0.42, total investment income of $16.94M | N/A | |
| 2022-05-10 12:20 EST | News | Portman Ridge Finance Q1 2022 Earnings Preview | N/A | |
| 2022-03-22 01:19 EST | News | Portman Ridge Finance resumes share repurchase under a new stock trading plan | N/A | |
| 2022-03-18 05:51 EST | Dividend | A dividend of $0.63 has been announced on Mar 10, 2022. It will be paid Mar 30, 2022 with an ex-dividend date of Mar 18, 2022. | Neutral | |
| 2022-03-14 15:31 EST | News | Portman Ridge Finance increases dividend to $0.63 | N/A | |
| 2022-03-11 16:40 EST | News | Portman Ridge Finance Corporation (PTMN) CEO Ted Goldthorpe on Q4 2021 Results - Earnings Call Transcript | N/A | |
| 2022-03-10 04:13 EST | News | Portman's Growing Pains Should Be Over - Increase In Q4 Dividend Expected | N/A | |
| 2022-03-10 04:13 EST | News | Portman Ridge Finance Q4 2021 Earnings Preview | N/A | |
| 2022-01-28 12:19 EST | News | Portman Ridge - Revisiting An Old Friend Pays Dividends | N/A | |
| 2022-01-19 16:43 EST | News | Portman Ridge Finance (PTMN) presents at Sidoti Small Cap Virtual Investor Conference (Slideshow) | N/A | |
| 2021-11-12 04:52 EST | Dividend | A dividend of $0.62 has been announced on Nov 4, 2021. It will be paid Nov 30, 2021 with an ex-dividend date of Nov 12, 2021. | Neutral | |
| 2021-11-11 11:40 EST | News | Portman Ridge Finance goes ex-dividend tomorrow | N/A | |
| 2021-11-06 07:11 EST | News | Portman Ridge Finance Corporation's (PTMN) CEO Ted Goldthorpe on Q3 2021 Results - Earnings Call Transcript | N/A | |
| 2021-11-05 12:01 EST | News | Portman Ridge Finance EPS beats by $0.59, beats on total investment income | N/A | |
| 2021-11-04 14:57 EST | News | Portman Ridge Finance Q3 2021 Earnings Preview | N/A | |
| 2021-09-22 04:17 EST | News | Portman Ridge Finance declares $0.06 dividend | N/A | |
| 2021-08-23 13:58 EST | News | Portman Ridge Finance announces details for the reverse stock split | N/A | |
| 2021-08-16 05:53 EST | Dividend | A dividend of $0.06 has been announced on Aug 5, 2021. It will be paid Aug 31, 2021 with an ex-dividend date of Aug 16, 2021. | Neutral | |
| 2021-08-07 05:25 EST | News | Portman Ridge Finance Corporation (PTMN) CEO Ted Goldthorpe on Q2 2021 Results - Earnings Call Transcript | N/A | |
| 2021-08-07 05:25 EST | News | Portman Ridge Finance Corporation 2021 Q2 - Results - Earnings Call Presentation | N/A | |
| 2021-08-06 09:06 EST | News | Portman Ridge Finance EPS beats by $0.08, beats on revenue | N/A | |
| 2021-07-26 21:13 EST | News | Portman Ridge Finance resumes share buyback program | N/A | |
| 2021-07-21 20:28 EST | News | Capitala Finance Corp: Will BC Partners Merge It With New Brother Company Portman Ridge? | N/A | |
General
- Name Portman Ridge Finance Corporation
- Symbol PTMN
- Type Common Stock
- Exchange NASDAQ
- Currency USD
- Country USA
- SectorOther
- IndustryOther
- Last Split Date
- Fiscal Year EndDecember
- IPO Date2006-12-12
- Gic SectorFinancials
- Gic GroupDiversified Financials
- Gic IndustryCapital Markets
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Highlights
- Market Capitalization 82.18 million
- PE Ratio 13.75
- Analyst Target Price $2.75
- Book Value Per Share $3.73
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Share Statistics
- % Held by Insiders <1%
View More
Technicals
- 52 Week High $2.19
- 52 Week Low $0.65
View More
Dividends
- Dividend Date
- ExDividend Date
- Dividend Per Share $0.24
- Dividend Yield 13.45%
View More
Portman Ridge Finance Corporation (PTMN) Dividend Calendar:
Portman Ridge Finance Corporation pays an annual dividend of $N/A per share, with a dividend yield of 13.45%.
| Ex-Dividend Date | Payment Date | Record Date | Declared Date | Amount |
|---|
Portman Ridge Finance Corporation (PTMN) Earnings History:
Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.
| Quarter Date | Report Date | Actual Revenue | Reported EPS | EPS Estimate | Deviation from Estimate |
|---|---|---|---|---|---|
| 2020-12-31 | 2021-03-11 | $0.16 | $0.06 | 166.67% | |
| 2020-09-30 | 2020-11-09 | $9.55 million | $0.06 | $0.05 | 20% |
| 2020-06-30 | 2020-08-06 | $4.14 million | $0.06 | $0.04 | 38.57% |
| 2020-03-31 | 2020-05-06 | $-27528283 | $0.06 | $0.05 | 20% |
| 2019-12-31 | 2020-03-06 | $4.8 million | $0.06 | $0.06 | 0% |
| 2019-09-30 | 2019-11-07 | $-2723646 | $0.06 | $0.07 | -14.29% |
| 2019-06-30 | 2019-08-06 | $2.18 million | $0.02 | $0.07 | -69.23% |
| 2019-03-31 | 2019-05-10 | $-4723901 | -$0.06 | $0.07 | -192.31% |
| 2018-12-31 | 2019-02-26 | $6.25 million | $0.06 | $0.08 | -25% |
| 2018-09-30 | 2018-11-06 | $0.08 | $0.08 | 4.3% | |
| 2018-06-30 | 2018-08-01 | $0.07 | $0.07 | -4.5% | |
| 2018-03-31 | 2018-05-02 | $0.07 | $0.08 | -6.67% | |
| 2017-12-31 | 2018-03-07 | $0.07 | $0.08 | -12.5% | |
| 2017-09-30 | 2017-11-07 | $0.07 | $0.07 | 0% | |
| 2017-06-30 | 2017-08-02 | $0.07 | $0.10 | -27.61% | |
| 2017-03-31 | 2017-05-04 | $0.09 | $0.10 | -12.88% | |
| 2016-12-31 | 2017-03-08 | $0.11 | $0.13 | -12% | |
| 2016-09-30 | 2016-11-02 | $0.12 | $0.15 | -17.24% | |
| 2016-06-30 | 2016-08-03 | $0.14 | $0.14 | 0% | |
| 2016-03-31 | 2016-05-04 | $0.13 | $0.14 | -7.14% | |
| 2015-12-31 | 2016-03-09 | $0.13 | $0.17 | -21.21% | |
| 2015-09-30 | 2015-11-04 | $0.18 | $0.16 | 12.5% | |
| 2015-06-30 | 2015-08-05 | $0.16 | $0.18 | -11.11% | |
| 2015-03-31 | 2015-05-06 | $0.18 | $0.15 | 20% | |
| 2014-12-31 | 2015-03-31 | -$0.11 | $0.25 | -144% | |
| 2014-09-30 | 2014-11-05 | $0.23 | $0.25 | -8% | |
| 2014-06-30 | 2014-08-06 | $0.24 | $0.25 | -4% | |
| 2014-03-31 | 2014-05-07 | $0.24 | $0.24 | 0% | |
| 2013-12-31 | 2014-03-12 | $0.21 | $0.25 | -16% | |
| 2013-09-30 | 2013-11-07 | $0.22 | $0.24 | -8.33% | |
| 2013-06-30 | 2013-08-06 | $0.20 | $0.26 | -23.08% | |
| 2013-03-31 | 2013-05-06 | $0.23 | $0.26 | -11.54% | |
| 2012-12-31 | 2013-03-15 | $0.25 | $0.23 | 8.7% | |
| 2012-09-30 | 2012-11-08 | $0.25 | $0.23 | 8.7% | |
| 2012-06-30 | 2012-08-08 | $0.23 | $0.21 | 9.52% | |
| 2012-03-31 | 2012-05-10 | $0.15 | $0.18 | -16.67% | |
| 2011-12-31 | 2012-03-15 | $0.18 | $0.18 | 0% | |
| 2011-09-30 | 2011-11-09 | $0.18 | $0.16 | 12.5% | |
| 2011-06-30 | 2011-08-08 | $0.13 | $0.14 | -7.14% | |
| 2011-03-31 | 2011-05-06 | $0.21 | $0.21 | 0% | |
| 2010-12-31 | 2011-03-07 | $0.24 | $0.17 | 41.18% | |
| 2010-09-30 | 2010-11-08 | $0.17 | $0.14 | 21.43% | |
| 2010-06-30 | 2010-08-10 | $0.01 | $0.12 | -91.67% | |
| 2010-03-31 | 2010-05-28 | $0.16 | $0.23 | -30.43% | |
| 2009-12-31 | 2010-03-15 | $0.08 | |||
| 2009-09-30 | 2009-11-09 | $0.48 | |||
| 2009-06-30 | 2009-08-10 | $0.29 | $0.31 | -6.45% | |
| 2009-03-31 | 2009-05-08 | $0.33 | $0.31 | 6.45% | |
| 2008-12-31 | 2009-03-16 | $0.29 | $0.29 | 0% | |
| 2008-09-30 | 2008-11-10 | $0.34 | $0.35 | -2.86% | |
| 2008-06-30 | 2008-08-06 | $0.38 | $0.41 | -7.32% | |
| 2008-03-31 | 2008-05-07 | $0.49 | $0.43 | 13.95% | |
| 2007-12-31 | 2008-03-10 | $0.39 | $0.39 | 0% | |
| 2007-09-30 | 2007-11-05 | $0.37 | $0.36 | 2.78% | |
| 2007-06-30 | 2007-08-13 | $0.34 | $0.34 | 0% | |
| 2007-03-31 | 2007-05-10 | $0.29 | $0.28 | 3.57% |
Portman Ridge Finance Corporation (PTMN) Company Financial Statements:
Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.
Income Statement:
| Date |
|---|
| Research Development |
| Income Before Tax |
| Selling General Administrative |
| Gross Profit |
| Ebit |
| Operating Income |
| Income Tax Expense |
| Total Revenue |
| Cost of Revenue |
| Total Other Income Expense Net |
| Net Income From Continuing Operations |
| Net Income Applicable to Common Shares |
Cash Flow:
| Date |
|---|
| Investments |
| Change to Liabilities |
| Total Cash Flow from Investing Activities |
| Net Borrowings |
| Total Cash Flow from Financial Activities |
| Change to Operating Activities |
| Change in Cash |
| Total Cash from Operating Activities |
| Depreciation |
| Other Cash Flow from Investing Activities |
| Change to Inventory |
| Change to Account Receivables |
| Other Cash Flow from Financing Activities |
| Change to Net Income |
| Capital Expenditures |
Balance Sheet:
| Date |
|---|
| Total Liabailities |
| Total Stockholder Equity |
| Other Current Liabilities |
| Total Assets |
| Common Stock |
| Other Current Assets |
| Retained Earnings |
| Other Liabilities |
| Other Assets |
| Cash |
| Total Current Liabilities |
| Other Stockholder Equity |
| Property, Plant & Equipment |
| Total Current Assets |
| Long Term Investments |
| Net Tangible Assets |
| Short Term Investments |
| Long Term Debt |
| Inventory |
| Accounts Payable |
Portman Ridge Finance Corporation (PTMN) Chart:
Portman Ridge Finance Corporation (PTMN) News:
Below you will find a list of latest news for Portman Ridge Finance Corporation (PTMN) from major news sources. You can filter the results to only show news from a specific source.
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Portman Ridge Finance Corporation (PTMN) Options:
A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.
| Expiration Date | Strike | Last Price | Type | Volume | Open Interest | Implied Volatility | In The Money | Change | Change Percent |
|---|---|---|---|---|---|---|---|---|---|
| 2025-07-18 | 2.5 | 0 | CALL | 0 | 0 | 381.31 | TRUE | 0 | 0 |
| 2025-07-18 | 5 | 0 | CALL | 0 | 0 | 224.86 | TRUE | 0 | 0 |
| 2025-07-18 | 7.5 | 0 | CALL | 0 | 0 | 234.62 | TRUE | 0 | 0 |
| 2025-07-18 | 10 | 0 | CALL | 0 | 0 | 212.58 | TRUE | 0 | 0 |
| 2025-07-18 | 12.5 | 0.5 | CALL | 1 | 40 | 38.8 | TRUE | 0.5 | 0 |
| 2025-07-18 | 15 | 0.19 | CALL | 0 | 174 | 49.09 | FALSE | 0 | 0 |
| 2025-07-18 | 17.5 | 0 | CALL | 0 | 5 | 131.94 | FALSE | 0 | 0 |
| 2025-07-18 | 20 | 0.02 | CALL | 0 | 13 | 159.66 | FALSE | 0 | 0 |
| 2025-07-18 | 22.5 | 0 | CALL | 0 | 3 | 246.32 | FALSE | 0 | 0 |
| 2025-07-18 | 25 | 0 | CALL | 0 | 0 | 270.34 | FALSE | 0 | 0 |
| 2025-07-18 | 30 | 0 | CALL | 0 | 0 | 328.04 | FALSE | 0 | 0 |
| 2025-07-18 | 35 | 0 | CALL | 0 | 1 | 340.69 | FALSE | 0 | 0 |
| 2025-07-18 | 2.5 | 0 | PUT | 0 | 0 | 553.37 | FALSE | 0 | 0 |
| 2025-07-18 | 5 | 0 | PUT | 0 | 0 | 181.79 | FALSE | 0 | 0 |
| 2025-07-18 | 7.5 | 0 | PUT | 0 | 0 | 203.74 | FALSE | 0 | 0 |
| 2025-07-18 | 10 | 0 | PUT | 0 | 8 | 53.33 | FALSE | 0 | 0 |
| 2025-07-18 | 12.5 | 0.2 | PUT | 5 | 17 | 17.84 | FALSE | 0.2 | 0 |
| 2025-07-18 | 15 | 3 | PUT | 0 | 52 | 99.05 | TRUE | 0 | 0 |
| 2025-07-18 | 17.5 | 5 | PUT | 0 | 7 | 140.78 | TRUE | 0 | 0 |
| 2025-07-18 | 20 | 0 | PUT | 0 | 0 | 190.53 | TRUE | 0 | 0 |
| 2025-07-18 | 22.5 | 0 | PUT | 0 | 0 | 240.09 | TRUE | 0 | 0 |
| 2025-07-18 | 25 | 0 | PUT | 0 | 0 | 229.8 | TRUE | 0 | 0 |
| 2025-07-18 | 30 | 0 | PUT | 0 | 0 | 274.68 | TRUE | 0 | 0 |
| 2025-07-18 | 35 | 0 | PUT | 0 | 0 | 298.99 | TRUE | 0 | 0 |
| 2025-08-15 | 2.5 | 0 | CALL | 0 | 0 | 276.72 | TRUE | 0 | 0 |
| 2025-08-15 | 5 | 0 | CALL | 0 | 0 | 163.68 | TRUE | 0 | 0 |
| 2025-08-15 | 7.5 | 0 | CALL | 0 | 0 | 162.5 | TRUE | 0 | 0 |
| 2025-08-15 | 10 | 0 | CALL | 0 | 0 | 96.94 | TRUE | 0 | 0 |
| 2025-08-15 | 12.5 | 0.55 | CALL | 0 | 40 | 58.08 | TRUE | 0 | 0 |
| 2025-08-15 | 15 | 0.1 | CALL | 0 | 1 | 33.58 | FALSE | 0 | 0 |
| 2025-08-15 | 17.5 | 0 | CALL | 0 | 0 | 88.9 | FALSE | 0 | 0 |
| 2025-08-15 | 20 | 0 | CALL | 0 | 0 | 109.42 | FALSE | 0 | 0 |
| 2025-08-15 | 22.5 | 0 | CALL | 0 | 0 | 126.31 | FALSE | 0 | 0 |
| 2025-08-15 | 2.5 | 0 | PUT | 0 | 0 | 366.52 | FALSE | 0 | 0 |
| 2025-08-15 | 5 | 0 | PUT | 0 | 0 | 215.73 | FALSE | 0 | 0 |
| 2025-08-15 | 7.5 | 0 | PUT | 0 | 0 | 134.12 | FALSE | 0 | 0 |
| 2025-08-15 | 10 | 0 | PUT | 0 | 0 | 70.62 | FALSE | 0 | 0 |
| 2025-08-15 | 12.5 | 0.7 | PUT | 0 | 1 | 18.92 | FALSE | 0 | 0 |
| 2025-08-15 | 15 | 2.84 | PUT | 0 | 49 | 59.83 | TRUE | 0 | 0 |
| 2025-08-15 | 17.5 | 5.4 | PUT | 0 | 27 | 80.51 | TRUE | 0 | 0 |
| 2025-08-15 | 20 | 7.88 | PUT | 0 | 36 | 150.54 | TRUE | 0 | 0 |
| 2025-08-15 | 22.5 | 10.23 | PUT | 0 | 17 | 141.54 | TRUE | 0 | 0 |
| 2025-10-17 | 2.5 | 0 | CALL | 0 | 0 | 208.92 | TRUE | 0 | 0 |
| 2025-10-17 | 5 | 0 | CALL | 0 | 0 | 123.92 | TRUE | 0 | 0 |
| 2025-10-17 | 7.5 | 0 | CALL | 0 | 0 | 127.13 | TRUE | 0 | 0 |
| 2025-10-17 | 10 | 1.9 | CALL | 0 | 25 | 82.41 | TRUE | 0 | 0 |
| 2025-10-17 | 12.5 | 0.39 | CALL | 0 | 38 | 21.19 | TRUE | 0 | 0 |
| 2025-10-17 | 15 | 0.4 | CALL | 0 | 42 | 42.44 | FALSE | 0 | 0 |
| 2025-10-17 | 17.5 | 0 | CALL | 0 | 1 | 84.46 | FALSE | 0 | 0 |
| 2025-10-17 | 20 | 0 | CALL | 0 | 0 | 99.65 | FALSE | 0 | 0 |
| 2025-10-17 | 22.5 | 0 | CALL | 0 | 0 | 121.01 | FALSE | 0 | 0 |
| 2025-10-17 | 25 | 0 | CALL | 0 | 0 | 130.68 | FALSE | 0 | 0 |
| 2025-10-17 | 30 | 0 | CALL | 0 | 0 | 139.84 | FALSE | 0 | 0 |
| 2025-10-17 | 2.5 | 0 | PUT | 0 | 0 | 263.08 | FALSE | 0 | 0 |
| 2025-10-17 | 5 | 0 | PUT | 0 | 0 | 153.85 | FALSE | 0 | 0 |
| 2025-10-17 | 7.5 | 0 | PUT | 0 | 0 | 95.6 | FALSE | 0 | 0 |
| 2025-10-17 | 10 | 0 | PUT | 0 | 2 | 56 | FALSE | 0 | 0 |
| 2025-10-17 | 12.5 | 0.9 | PUT | 0 | 4 | 49.81 | FALSE | 0 | 0 |
| 2025-10-17 | 15 | 3.05 | PUT | 0 | 4 | 85.22 | TRUE | 0 | 0 |
| 2025-10-17 | 17.5 | 0 | PUT | 0 | 2 | 51.89 | TRUE | 0 | 0 |
| 2025-10-17 | 20 | 0 | PUT | 0 | 0 | 59 | TRUE | 0 | 0 |
| 2025-10-17 | 22.5 | 10.4 | PUT | 0 | 0 | 72.02 | TRUE | 0 | 0 |
| 2025-10-17 | 25 | 0 | PUT | 0 | 0 | 83.53 | TRUE | 0 | 0 |
| 2025-10-17 | 30 | 0 | PUT | 0 | 0 | 102.9 | TRUE | 0 | 0 |
| 2026-01-16 | 2.5 | 0 | CALL | 0 | 0 | 175.76 | TRUE | 0 | 0 |
| 2026-01-16 | 5 | 0 | CALL | 0 | 0 | 104.65 | TRUE | 0 | 0 |
| 2026-01-16 | 7.5 | 0 | CALL | 0 | 0 | 64.97 | TRUE | 0 | 0 |
| 2026-01-16 | 10 | 1.95 | CALL | 0 | 2 | 49.62 | TRUE | 0 | 0 |
| 2026-01-16 | 12.5 | 0.6 | CALL | 0 | 28 | 21.28 | TRUE | 0 | 0 |
| 2026-01-16 | 15 | 1.1 | CALL | 0 | 26 | 33.77 | FALSE | 0 | 0 |
| 2026-01-16 | 17.5 | 0.31 | CALL | 0 | 1 | 71.82 | FALSE | 0 | 0 |
| 2026-01-16 | 20 | 0 | CALL | 0 | 0 | 83.32 | FALSE | 0 | 0 |
| 2026-01-16 | 22.5 | 0 | CALL | 0 | 0 | 92.76 | FALSE | 0 | 0 |
| 2026-01-16 | 25 | 0 | CALL | 0 | 0 | 100.75 | FALSE | 0 | 0 |
| 2026-01-16 | 2.5 | 0 | PUT | 0 | 0 | 278.48 | FALSE | 0 | 0 |
| 2026-01-16 | 5 | 0 | PUT | 0 | 0 | 157.48 | FALSE | 0 | 0 |
| 2026-01-16 | 7.5 | 0 | PUT | 0 | 0 | 99.74 | FALSE | 0 | 0 |
| 2026-01-16 | 10 | 0 | PUT | 0 | 1 | 49.61 | FALSE | 0 | 0 |
| 2026-01-16 | 12.5 | 1.2 | PUT | 0 | 2 | 42.08 | FALSE | 0 | 0 |
| 2026-01-16 | 15 | 3.2 | PUT | 0 | 45 | 74.36 | TRUE | 0 | 0 |
| 2026-01-16 | 17.5 | 0 | PUT | 0 | 0 | 46.36 | TRUE | 0 | 0 |
| 2026-01-16 | 20 | 0 | PUT | 0 | 0 | 56.58 | TRUE | 0 | 0 |
| 2026-01-16 | 22.5 | 0 | PUT | 0 | 0 | 65.04 | TRUE | 0 | 0 |
| 2026-01-16 | 25 | 0 | PUT | 0 | 0 | 72.12 | TRUE | 0 | 0 |
Latest PTMN Trades:
| Date | Shares | Price |
|---|---|---|
| Jun 13, 2022 7:46 PM EST | 100 | $22.48 |
| Jun 13, 2022 7:46 PM EST | 100 | $22.48 |
| Jun 13, 2022 7:46 PM EST | 35 | $22.48 |
| Jun 13, 2022 7:59 PM EST | 25 | $22.64 |
| Jun 13, 2022 7:59 PM EST | 22 | $22.57 |
Portman Ridge Finance Corporation (PTMN) SEC Filings:
An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.
| Date | Form Type | Form Name | Link |
|---|---|---|---|
| 2020-06-26 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000119312520180985/0001193125-20-180985-index.htm |
| 2018-11-26 | 25-NSE | Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or ret | https://www.sec.gov/Archives/edgar/data/1372807/000087666118001252/0000876661-18-001252-index.htm |
| 2019-08-14 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000089924319021739/0000899243-19-021739-index.htm |
| 2019-08-20 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000089924319022127/0000899243-19-022127-index.htm |
| 2019-08-26 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000089924319022483/0000899243-19-022483-index.htm |
| 2019-09-06 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000089924319023011/0000899243-19-023011-index.htm |
| 2019-11-18 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000089924319027556/0000899243-19-027556-index.htm |
| 2019-11-19 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000089924319027579/0000899243-19-027579-index.htm |
| 2019-11-25 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000089924319028038/0000899243-19-028038-index.htm |
| 2019-11-26 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000089924319028153/0000899243-19-028153-index.htm |
| 2019-12-05 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000089924319028612/0000899243-19-028612-index.htm |
| 2020-03-13 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000089924320008217/0000899243-20-008217-index.htm |
| 2020-03-13 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000089924320008221/0000899243-20-008221-index.htm |
| 2020-03-16 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000089924320008465/0000899243-20-008465-index.htm |
| 2020-03-17 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000089924320008717/0000899243-20-008717-index.htm |
| 2020-03-24 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000089924320009339/0000899243-20-009339-index.htm |
| 2020-08-13 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000089924320022312/0000899243-20-022312-index.htm |
| 2020-08-26 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000089924320023463/0000899243-20-023463-index.htm |
| 2020-08-27 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000089924320023518/0000899243-20-023518-index.htm |
| 2020-09-11 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000089924320024920/0000899243-20-024920-index.htm |
| 2020-10-28 | 3 | Initial statement of beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000089924320029505/0000899243-20-029505-index.htm |
| 2020-10-28 | 3 | Initial statement of beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000089924320029506/0000899243-20-029506-index.htm |
| 2019-02-14 | SC 13G | Statement of acquisition of beneficial ownership by individuals | https://www.sec.gov/Archives/edgar/data/1372807/000091384919000150/0000913849-19-000150-index.htm |
| 2020-02-05 | SC 13G | Statement of acquisition of beneficial ownership by individuals | https://www.sec.gov/Archives/edgar/data/1372807/000092963820000182/0000929638-20-000182-index.htm |
| 2018-12-21 | PRE 14A | Other preliminary proxy statements | https://www.sec.gov/Archives/edgar/data/1372807/000114036118045617/0001140361-18-045617-index.htm |
| 2019-01-15 | DEF 14A | Other definitive proxy statements | https://www.sec.gov/Archives/edgar/data/1372807/000114036119001120/0001140361-19-001120-index.htm |
| 2019-05-24 | DEF 14A | Other definitive proxy statements | https://www.sec.gov/Archives/edgar/data/1372807/000114036119009819/0001140361-19-009819-index.htm |
| 2019-05-24 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/1372807/000114036119009821/0001140361-19-009821-index.htm |
| 2019-09-06 | N-14 8C | Registration statement for closed-end investment company (business combinations) | https://www.sec.gov/Archives/edgar/data/1372807/000114036119016309/0001140361-19-016309-index.htm |
| 2019-10-16 | N-14 8C/A | Registration statement for closed-end investment company (business combinations) | https://www.sec.gov/Archives/edgar/data/1372807/000114036119018483/0001140361-19-018483-index.htm |
| 2019-10-15 | CORRESP | Correspondence | https://www.sec.gov/Archives/edgar/data/1372807/000114036119018484/0001140361-19-018484-index.htm |
| 2019-11-04 | N-14 8C/A | Registration statement for closed-end investment company (business combinations) | https://www.sec.gov/Archives/edgar/data/1372807/000114036119019716/0001140361-19-019716-index.htm |
| 2019-11-05 | CORRESP | Correspondence | https://www.sec.gov/Archives/edgar/data/1372807/000114036119019790/0001140361-19-019790-index.htm |
| 2019-11-05 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1372807/000114036119019854/0001140361-19-019854-index.htm |
| 2019-01-23 | SC 13G | Statement of acquisition of beneficial ownership by individuals | https://www.sec.gov/Archives/edgar/data/1372807/000114203119000008/0001142031-19-000008-index.htm |
| 2019-05-10 | SC 13G/A | Statement of acquisition of beneficial ownership by individuals | https://www.sec.gov/Archives/edgar/data/1372807/000114203119000018/0001142031-19-000018-index.htm |
| 2018-05-03 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000114420418025140/0001144204-18-025140-index.htm |
| 2018-05-03 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000114420418025141/0001144204-18-025141-index.htm |
| 2018-05-03 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000114420418025142/0001144204-18-025142-index.htm |
| 2018-05-03 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000114420418025143/0001144204-18-025143-index.htm |
| 2018-06-19 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000114420418034793/0001144204-18-034793-index.htm |
| 2018-06-21 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000114420418035135/0001144204-18-035135-index.htm |
| 2018-06-21 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000114420418035136/0001144204-18-035136-index.htm |
| 2018-06-27 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000114420418036095/0001144204-18-036095-index.htm |
| 2018-06-27 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000114420418036096/0001144204-18-036096-index.htm |
| 2018-06-27 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000114420418036098/0001144204-18-036098-index.htm |
| 2018-08-01 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1372807/000114420418041358/0001144204-18-041358-index.htm |
| 2018-09-18 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000114420418049857/0001144204-18-049857-index.htm |
| 2018-10-24 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000114420418055136/0001144204-18-055136-index.htm |
| 2018-10-24 | N-23C-2 | Notice by closed-end investment companies of intent to purchase their own securities | https://www.sec.gov/Archives/edgar/data/1372807/000114420418055144/0001144204-18-055144-index.htm |
| 2018-10-29 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000114420418055854/0001144204-18-055854-index.htm |
| 2018-11-06 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1372807/000114420418057641/0001144204-18-057641-index.htm |
| 2018-11-09 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000114420418058783/0001144204-18-058783-index.htm |
| 2018-11-13 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000114420418059407/0001144204-18-059407-index.htm |
| 2018-12-04 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000114420418063148/0001144204-18-063148-index.htm |
| 2018-12-12 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000114420418064308/0001144204-18-064308-index.htm |
| 2018-12-14 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000114420418064543/0001144204-18-064543-index.htm |
| 2018-12-17 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000114420418064928/0001144204-18-064928-index.htm |
| 2018-12-20 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000114420418065744/0001144204-18-065744-index.htm |
| 2019-01-02 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000114420419000051/0001144204-19-000051-index.htm |
| 2019-01-03 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/1372807/000114420419000252/0001144204-19-000252-index.htm |
| 2019-01-04 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/1372807/000114420419000666/0001144204-19-000666-index.htm |
| 2019-01-04 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000114420419000689/0001144204-19-000689-index.htm |
| 2019-01-07 | 40-17G | Fidelity Bond [Rule 17G-1(g)] | https://www.sec.gov/Archives/edgar/data/1372807/000114420419000906/0001144204-19-000906-index.htm |
| 2019-01-31 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000114420419004096/0001144204-19-004096-index.htm |
| 2019-02-19 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000114420419008869/0001144204-19-008869-index.htm |
| 2019-02-26 | 10-K | Annual report [Section 13 and 15(d), not S-K Item 405] | https://www.sec.gov/Archives/edgar/data/1372807/000114420419010226/0001144204-19-010226-index.htm |
| 2019-03-04 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000114420419011808/0001144204-19-011808-index.htm |
| 2019-03-20 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000114420419015180/0001144204-19-015180-index.htm |
| 2019-03-29 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000114420419016770/0001144204-19-016770-index.htm |
| 2019-04-01 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000114420419017165/0001144204-19-017165-index.htm |
| 2019-04-01 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000114420419017170/0001144204-19-017170-index.htm |
| 2019-04-01 | S-8 POS | Securities to be offered to employees in employee benefit plans, post-effective amendments | https://www.sec.gov/Archives/edgar/data/1372807/000114420419017217/0001144204-19-017217-index.htm |
| 2019-04-02 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000114420419017514/0001144204-19-017514-index.htm |
| 2019-04-02 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000114420419017577/0001144204-19-017577-index.htm |
| 2019-04-05 | 3 | Initial statement of beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000114420419018440/0001144204-19-018440-index.htm |
| 2019-04-05 | 3 | Initial statement of beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000114420419018441/0001144204-19-018441-index.htm |
| 2019-04-05 | 3 | Initial statement of beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000114420419018442/0001144204-19-018442-index.htm |
| 2019-04-05 | 3 | Initial statement of beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000114420419018443/0001144204-19-018443-index.htm |
| 2019-04-05 | 3 | Initial statement of beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000114420419018444/0001144204-19-018444-index.htm |
| 2019-04-05 | 3 | Initial statement of beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000114420419018445/0001144204-19-018445-index.htm |
| 2019-04-05 | 3 | Initial statement of beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000114420419018446/0001144204-19-018446-index.htm |
| 2019-05-10 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1372807/000114420419024982/0001144204-19-024982-index.htm |
| 2019-05-10 | 10-Q/A | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1372807/000114420419025326/0001144204-19-025326-index.htm |
| 2019-05-10 | 3 | Initial statement of beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1372807/000114420419025387/0001144204-19-025387-index.htm |
| 2019-05-14 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000114420419026035/0001144204-19-026035-index.htm |
| 2019-04-30 | 10-K/A | Annual report [Section 13 and 15(d), not S-K Item 405] | https://www.sec.gov/Archives/edgar/data/1372807/000119312519129717/0001193125-19-129717-index.htm |
| 2019-07-16 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000119312519194785/0001193125-19-194785-index.htm |
| 2019-08-01 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000119312519211034/0001193125-19-211034-index.htm |
| 2019-08-01 | 425 | Prospectuses and communications, business combinations | https://www.sec.gov/Archives/edgar/data/1372807/000119312519211042/0001193125-19-211042-index.htm |
| 2019-08-01 | 425 | Prospectuses and communications, business combinations | https://www.sec.gov/Archives/edgar/data/1372807/000119312519211056/0001193125-19-211056-index.htm |
| 2019-08-07 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000119312519214305/0001193125-19-214305-index.htm |
| 2019-08-07 | 425 | Prospectuses and communications, business combinations | https://www.sec.gov/Archives/edgar/data/1372807/000119312519214308/0001193125-19-214308-index.htm |
| 2019-08-07 | 425 | Prospectuses and communications, business combinations | https://www.sec.gov/Archives/edgar/data/1372807/000119312519215487/0001193125-19-215487-index.htm |
| 2019-11-07 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000119312519287411/0001193125-19-287411-index.htm |
| 2019-11-07 | 425 | Prospectuses and communications, business combinations | https://www.sec.gov/Archives/edgar/data/1372807/000119312519287484/0001193125-19-287484-index.htm |
| 2019-12-19 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000119312519319279/0001193125-19-319279-index.htm |
| 2019-12-23 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000119312519322650/0001193125-19-322650-index.htm |
| 2019-12-23 | POS 8C | Post-effective amendments filed by certain investment companies [Section 8(c)] | https://www.sec.gov/Archives/edgar/data/1372807/000119312519322711/0001193125-19-322711-index.htm |
| 2020-02-05 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000119312520025486/0001193125-20-025486-index.htm |
| 2020-02-25 | 40-17G | Fidelity Bond [Rule 17G-1(g)] | https://www.sec.gov/Archives/edgar/data/1372807/000119312520048482/0001193125-20-048482-index.htm |
| 2020-02-28 | POS 8C | Post-effective amendments filed by certain investment companies [Section 8(c)] | https://www.sec.gov/Archives/edgar/data/1372807/000119312520053550/0001193125-20-053550-index.htm |
| 2020-03-03 | 8-K/A | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000119312520060480/0001193125-20-060480-index.htm |
| 2020-03-04 | CORRESP | Correspondence | https://www.sec.gov/Archives/edgar/data/1372807/000119312520061649/0001193125-20-061649-index.htm |
| 2020-03-09 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000119312520066976/0001193125-20-066976-index.htm |
| 2020-03-12 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1372807/000119312520071654/0001193125-20-071654-index.htm |
| 2020-03-18 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000119312520077161/0001193125-20-077161-index.htm |
| 2020-04-02 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000119312520094946/0001193125-20-094946-index.htm |
| 2020-04-29 | DEF 14A | Other definitive proxy statements | https://www.sec.gov/Archives/edgar/data/1372807/000119312520126542/0001193125-20-126542-index.htm |
| 2020-06-25 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000119312520178041/0001193125-20-178041-index.htm |
| 2020-06-25 | 425 | Prospectuses and communications, business combinations | https://www.sec.gov/Archives/edgar/data/1372807/000119312520178045/0001193125-20-178045-index.htm |
| 2020-06-25 | 425 | Prospectuses and communications, business combinations | https://www.sec.gov/Archives/edgar/data/1372807/000119312520178046/0001193125-20-178046-index.htm |
| 2020-06-26 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000119312520180985/0001193125-20-180985-index.htm |
| 2020-07-09 | 40-17G | Fidelity Bond [Rule 17G-1(g)] | https://www.sec.gov/Archives/edgar/data/1372807/000119312520190454/0001193125-20-190454-index.htm |
| 2020-07-17 | N-14 8C | Registration statement for closed-end investment company (business combinations) | https://www.sec.gov/Archives/edgar/data/1372807/000119312520194738/0001193125-20-194738-index.htm |
| 2020-08-28 | N-14 8C/A | Registration statement for closed-end investment company (business combinations) | https://www.sec.gov/Archives/edgar/data/1372807/000119312520234843/0001193125-20-234843-index.htm |
| 2020-09-01 | 424B3 | Prospectus [Rule 424(b)(3)] | https://www.sec.gov/Archives/edgar/data/1372807/000119312520237284/0001193125-20-237284-index.htm |
| 2020-09-24 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000119312520253458/0001193125-20-253458-index.htm |
| 2020-10-02 | 424B3 | Prospectus [Rule 424(b)(3)] | https://www.sec.gov/Archives/edgar/data/1372807/000119312520262652/0001193125-20-262652-index.htm |
| 2020-10-20 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000119312520272862/0001193125-20-272862-index.htm |
| 2020-10-20 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000119312520272979/0001193125-20-272979-index.htm |
| 2020-10-28 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1372807/000119312520279845/0001193125-20-279845-index.htm |
| 2019-08-06 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1372807/000156459019029448/0001564590-19-029448-index.htm |
| 2019-11-07 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1372807/000156459019041702/0001564590-19-041702-index.htm |
| 2020-03-06 | 10-K | Annual report [Section 13 and 15(d), not S-K Item 405] | https://www.sec.gov/Archives/edgar/data/1372807/000156459020009063/0001564590-20-009063-index.htm |
| 2020-05-06 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1372807/000156459020022037/0001564590-20-022037-index.htm |
| 2020-08-06 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1372807/000156459020037174/0001564590-20-037174-index.htm |
| 2019-02-13 | SC 13G | Statement of acquisition of beneficial ownership by individuals | https://www.sec.gov/Archives/edgar/data/1372807/000156761919003613/0001567619-19-003613-index.htm |
| 2020-02-13 | SC 13G/A | Statement of acquisition of beneficial ownership by individuals | https://www.sec.gov/Archives/edgar/data/1372807/000156761920003111/0001567619-20-003111-index.htm |
| 2019-11-05 | EFFECT | Notice of Effectiveness | https://www.sec.gov/Archives/edgar/data/1372807/999999999519002478/9999999995-19-002478-index.htm |
| 2020-03-03 | EFFECT | Notice of Effectiveness | https://www.sec.gov/Archives/edgar/data/1372807/999999999520000451/9999999995-20-000451-index.htm |
| 2020-03-03 | EFFECT | Notice of Effectiveness | https://www.sec.gov/Archives/edgar/data/1372807/999999999520000452/9999999995-20-000452-index.htm |
| 2020-09-01 | EFFECT | Notice of Effectiveness | https://www.sec.gov/Archives/edgar/data/1372807/999999999520002329/9999999995-20-002329-index.htm |
Portman Ridge Finance Corporation (PTMN) Insider Transactions:
Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Portman Ridge Finance Corporation (PTMN). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.Insider Ownership: < 1%Institutional Ownership: < 1%
| Transaction Date | Insider Name | Insider Title | Type | Shares Number | Shares Price | Total Transaction | Shares Held After Transaction | Link |
|---|---|---|---|---|---|---|---|---|
| 2020-08-25 | Alexander Duka | Director | Buy | 10,000.00 | 1.16 | 11,600.00 | 10,000.00 | https://www.sec.gov/Archives/edgar/data/1372807/000089924320023463/0000899243-20-023463-index.htm |
| 2020-03-12 | Patrick Schafer | Chief Investment Officer | Buy | 5,000.00 | 1.55 | 7,749.50 | 10,000.00 | https://www.sec.gov/Archives/edgar/data/1372807/000089924320008217/0000899243-20-008217-index.htm |
| 2019-08-13 | Edward J. Goldthorpe | President, CEO | Buy | 11,500.00 | 2.29 | 26,381.00 | 11,500.00 | https://www.sec.gov/Archives/edgar/data/1372807/000089924319021739/0000899243-19-021739-index.htm |
| 2018-05-03 | Dean C Kehler | Director | Buy | 1,000.00 | 1,674,000.00 | https://www.sec.gov/Archives/edgar/data/1372807/000114420418025141/0001144204-18-025141-index.htm | ||
| 2019-11-22 | Patrick Schafer | Chief Investment Officer | Buy | 2,000.00 | 2.09 | 4,173.80 | 2,000.00 | https://www.sec.gov/Archives/edgar/data/1372807/000089924319028038/0000899243-19-028038-index.htm |
| 2020-08-26 | Robert Herman Warshauer | Director | Buy | 20,000.00 | 1.16 | 23,200.00 | 20,000.00 | https://www.sec.gov/Archives/edgar/data/1372807/000089924320023518/0000899243-20-023518-index.htm |
| 2019-08-19 | Edward J. Goldthorpe | President, CEO | Buy | 8,900.00 | 2.19 | 19,481.21 | 20,400.00 | https://www.sec.gov/Archives/edgar/data/1372807/000089924319022127/0000899243-19-022127-index.htm |
| 2020-03-13 | Patrick Schafer | Chief Investment Officer | Buy | 10,500.00 | 1.51 | 15,886.50 | 20,500.00 | https://www.sec.gov/Archives/edgar/data/1372807/000089924320008217/0000899243-20-008217-index.htm |
| 2019-11-18 | CHRISTOPHER LACOVARA | Director | Sell | 79,703.00 | 2.04 | 162,562.24 | 212,634.00 | https://www.sec.gov/Archives/edgar/data/1372807/000089924319027579/0000899243-19-027579-index.htm |
| 2019-08-20 | Edward J. Goldthorpe | President, CEO | Buy | 1,939.00 | 2.17 | 4,207.63 | 22,339.00 | https://www.sec.gov/Archives/edgar/data/1372807/000089924319022127/0000899243-19-022127-index.htm |
| 2019-08-21 | Edward J. Goldthorpe | President, CEO | Buy | 600.00 | 2.19 | 1,315.50 | 22,939.00 | https://www.sec.gov/Archives/edgar/data/1372807/000089924319022483/0000899243-19-022483-index.htm |
| 2020-03-16 | Patrick Schafer | Chief Investment Officer | Buy | 4,000.00 | 1.36 | 5,426.00 | 24,500.00 | https://www.sec.gov/Archives/edgar/data/1372807/000089924320008465/0000899243-20-008465-index.htm |
| 2018-05-03 | Albert G Pastino | Director | Buy | 1,000.00 | 27,497.00 | https://www.sec.gov/Archives/edgar/data/1372807/000114420418025140/0001144204-18-025140-index.htm | ||
| 2019-08-22 | Edward J. Goldthorpe | President, CEO | Buy | 5,300.00 | 2.19 | 11,582.09 | 28,239.00 | https://www.sec.gov/Archives/edgar/data/1372807/000089924319022483/0000899243-19-022483-index.htm |
| 2019-11-15 | CHRISTOPHER LACOVARA | Director | Sell | 81,263.00 | 2.10 | 170,887.96 | 292,337.00 | https://www.sec.gov/Archives/edgar/data/1372807/000089924319027556/0000899243-19-027556-index.htm |
| 2019-09-04 | Edward J. Goldthorpe | President, CEO | Buy | 3,700.00 | 2.38 | 8,820.06 | 31,939.00 | https://www.sec.gov/Archives/edgar/data/1372807/000089924319023011/0000899243-19-023011-index.htm |
| 2019-09-05 | Edward J. Goldthorpe | President, CEO | Buy | 700.00 | 2.43 | 1,697.99 | 32,639.00 | https://www.sec.gov/Archives/edgar/data/1372807/000089924319023011/0000899243-19-023011-index.htm |
| 2019-11-15 | CHRISTOPHER LACOVARA | Director | Sell | 86,968.00 | 2.08 | 180,702.11 | 373,600.00 | https://www.sec.gov/Archives/edgar/data/1372807/000089924319027556/0000899243-19-027556-index.htm |
| 2018-05-03 | C MICHAEL JACOBI | Director | Buy | 1,000.00 | 43,190.00 | https://www.sec.gov/Archives/edgar/data/1372807/000114420418025143/0001144204-18-025143-index.htm | ||
| 2019-11-14 | CHRISTOPHER LACOVARA | Director | Sell | 38,386.00 | 2.15 | 82,453.13 | 460,568.00 | https://www.sec.gov/Archives/edgar/data/1372807/000089924319027556/0000899243-19-027556-index.htm |
| 2020-08-12 | Patrick Schafer | Chief Investment Officer | Buy | 25,000.00 | 1.28 | 31,990.00 | 49,500.00 | https://www.sec.gov/Archives/edgar/data/1372807/000089924320022312/0000899243-20-022312-index.htm |
| 2019-11-14 | CHRISTOPHER LACOVARA | Director | Sell | 51,000.00 | 2.24 | 114,071.70 | 498,954.00 | https://www.sec.gov/Archives/edgar/data/1372807/000089924319027556/0000899243-19-027556-index.htm |
| 2019-11-25 | Patrick Schafer | Chief Investment Officer | Buy | 3,000.00 | 2.07 | 6,210.00 | 5,000.00 | https://www.sec.gov/Archives/edgar/data/1372807/000089924319028153/0000899243-19-028153-index.htm |
| 2019-11-14 | CHRISTOPHER LACOVARA | Director | Sell | 30,800.00 | 2.16 | 66,608.08 | 549,954.00 | https://www.sec.gov/Archives/edgar/data/1372807/000089924319027556/0000899243-19-027556-index.htm |
| 2019-12-03 | Edward J. Goldthorpe | President, CEO | Buy | 23,238.00 | 2.06 | 47,851.69 | 55,877.00 | https://www.sec.gov/Archives/edgar/data/1372807/000089924319028612/0000899243-19-028612-index.htm |
| 2019-12-04 | Edward J. Goldthorpe | President, CEO | Buy | 1,000.00 | 2.07 | 2,071.00 | 56,877.00 | https://www.sec.gov/Archives/edgar/data/1372807/000089924319028612/0000899243-19-028612-index.htm |
| 2019-11-14 | CHRISTOPHER LACOVARA | Director | Sell | 1,880.00 | 2.18 | 4,106.86 | 580,754.00 | https://www.sec.gov/Archives/edgar/data/1372807/000089924319027556/0000899243-19-027556-index.htm |
| 2018-05-03 | JOHN A III WARD | Director | Buy | 1,000.00 | 6,000.00 | https://www.sec.gov/Archives/edgar/data/1372807/000114420418025142/0001144204-18-025142-index.htm | ||
| 2020-03-11 | Edward J. Goldthorpe | President, CEO | Buy | 6,650.00 | 1.70 | 11,318.30 | 63,527.00 | https://www.sec.gov/Archives/edgar/data/1372807/000089924320008221/0000899243-20-008221-index.htm |
| 2020-03-12 | Edward J. Goldthorpe | President, CEO | Buy | 27,955.00 | 1.55 | 43,349.82 | 91,482.00 | https://www.sec.gov/Archives/edgar/data/1372807/000089924320008221/0000899243-20-008221-index.htm |
| 2020-03-16 | Edward J. Goldthorpe | President, CEO | Buy | 100.00 | 1.31 | 131.00 | 91,582.00 | https://www.sec.gov/Archives/edgar/data/1372807/000089924320008717/0000899243-20-008717-index.htm |
| 2020-03-23 | Edward J. Goldthorpe | President, CEO | Buy | 4,600.00 | 0.85 | 3,917.36 | 96,182.00 | https://www.sec.gov/Archives/edgar/data/1372807/000089924320009339/0000899243-20-009339-index.htm |
| 2020-09-09 | Edward J. Goldthorpe | President, CEO | Buy | 1,469.00 | 1.23 | 1,806.87 | 97,651.00 | https://www.sec.gov/Archives/edgar/data/1372807/000089924320024920/0000899243-20-024920-index.htm |