Northern Trust Corporation

(NASDAQ:NTRS)

Latest On Northern Trust Corporation (NTRS):

Date/Time Type Description Signal Details
2024-06-07 05:50 ESTDividendA dividend of $0.75 has been announced on Apr 16, 2024. It will be paid Jul 1, 2024 with an ex-dividend date of Jun 7, 2024.Neutral
2024-03-07 04:50 ESTDividendA dividend of $0.75 has been announced on Jan 17, 2024. It will be paid Apr 1, 2024 with an ex-dividend date of Mar 7, 2024.Neutral
2023-12-07 04:50 ESTDividendA dividend of $0.75 has been announced on Oct 17, 2023. It will be paid Jan 1, 2024 with an ex-dividend date of Dec 7, 2023.Neutral
2023-09-07 05:50 ESTDividendA dividend of $0.75 has been announced on Jul 18, 2023. It will be paid Oct 1, 2023 with an ex-dividend date of Sep 7, 2023.Neutral
2023-06-08 05:50 ESTDividendA dividend of $0.75 has been announced on Apr 26, 2023. It will be paid Jul 1, 2023 with an ex-dividend date of Jun 8, 2023.Neutral
2023-04-25 20:07 ESTNewsNorthern Trust falls after increased provisions impact Q1 earningsN/A
2023-04-25 20:06 ESTNewsNorthern Trust Corporation (NTRS) Q1 2023 Earnings Call TranscriptN/A
2023-04-25 07:55 ESTNewsNorthern Trust GAAP EPS of $1.51 in-line, revenue of $1.76B misses by $20MN/A
2023-04-24 20:40 ESTNewsNorthern Trust Q1 2023 Earnings PreviewN/A
2023-04-14 00:52 ESTNewsNorthern Trust: Buy The Drop On This Undervalued Asset ManagerN/A
2023-04-11 01:33 ESTNewsNorthern Trust upgraded at J.P. Morgan on higher deposits, money market fund inflowsN/A
2023-03-09 04:50 ESTDividendA dividend of $0.75 has been announced on Jan 18, 2023. It will be paid Apr 1, 2023 with an ex-dividend date of Mar 9, 2023.Neutral
2023-01-19 21:24 ESTNewsNorthern Trust Q4 earnings miss as noninterest income slides on security lossesN/A
2023-01-19 21:23 ESTNewsNorthern Trust Corporation (NTRS) Q4 2022 Earnings Call TranscriptN/A
2023-01-19 09:05 ESTNewsNorthern Trust GAAP EPS of $0.71 misses by $1.08, revenue of $1.53B misses by $220MN/A
2023-01-18 21:47 ESTNewsNorthern Trust Q4 2022 Earnings PreviewN/A
2023-01-13 00:47 ESTNewsJPMorgan, Citi, BofA kick off Q4 earnings as interest rates poised to help and hurtN/A
2023-01-12 12:40 ESTNewsNorthern Trust: Quality Asset Manager On SaleN/A
2023-01-06 14:54 ESTNewsWells Fargo, JPMorgan, Northern Trust most preferred banks into Q4 results: Morgan StanleyN/A
2022-12-08 04:50 ESTDividendA dividend of $0.75 has been announced on Oct 18, 2022. It will be paid Jan 1, 2023 with an ex-dividend date of Dec 8, 2022.Neutral
2022-10-21 10:27 ESTNewsNorthern Trust: A Trustworthy Dividend-Paying StockN/A
2022-10-20 04:30 ESTNewsNorthern Trust Corporation (NTRS) Q3 2022 Earnings Call TranscriptN/A
2022-10-19 12:08 ESTNewsNorthern Trust GAAP EPS of $1.80 misses by $0.05, revenue of $1.76B in-lineN/A
2022-10-18 21:58 ESTNewsNorthern Trust Q3 2022 Earnings PreviewN/A
2022-10-18 21:58 ESTNewsNorthern Trust declares $0.75 dividendN/A
2022-09-08 05:50 ESTDividendA dividend of $0.75 has been announced on Jul 19, 2022. It will be paid Oct 1, 2022 with an ex-dividend date of Sep 8, 2022.Neutral
2022-08-29 00:45 ESTNewsWall Street consensus on bank deposits likely too high in QT environment, Evercore saysN/A
2022-07-21 00:48 ESTNewsNorthern Trust Corporation (NTRS) CEO Michael O'Grady on Q2 2022 Results - Earnings Call TranscriptN/A
2022-07-20 10:04 ESTNewsNorthern Trust raises dividend by ~7% to $0.75/shareN/A
2022-07-20 10:04 ESTNewsNorthern Trust GAAP EPS of $1.86 misses by $0.08, revenue of $1.78B beats by $10MN/A
2022-07-20 10:03 ESTNewsNorthern Trust Q2 earnings reflect NII growth, sequential decline in AUC/AN/A
2022-07-20 10:03 ESTNewsNorthern Trust Corporation 2022 Q2 - Results - Earnings Call PresentationN/A
2022-07-19 20:40 ESTNewsNorthern Trust Q2 2022 Earnings PreviewN/A
2022-07-14 08:55 ESTNewsBank stocks slide after Q2 earnings season kicks off on disappointing noteN/A
2022-07-07 16:37 ESTNewsIs Northern Trust Stock A Buy After Dividend Hike Announcement?N/A
2022-06-28 07:33 ESTNewsState Street, Northern Trust, BNY Mellon plan to lift dividendsN/A
2022-06-23 17:14 ESTNewsNorthern Trust forms Digital Assets and Financial Markets division to meet clients' interestN/A
2022-06-09 05:50 ESTDividendA dividend of $0.7 has been announced on Apr 26, 2022. It will be paid Jul 1, 2022 with an ex-dividend date of Jun 9, 2022.Neutral
2022-06-01 02:42 ESTNewsNorthern Trust Corporation: Crests Within TroughsN/A
2022-04-27 09:53 ESTNewsNorthern Trust Corporation (NTRS) CEO Michael O'Grady on Q1 2022 Results - Earnings Call TranscriptN/A
2022-04-26 16:14 ESTNewsNorthern Trust GAAP EPS of $1.77 beats by $0.13, revenue of $1.72B beats by $30MN/A
2022-04-26 16:14 ESTNewsNorthern Trust Q1 earnnngs beat fueled by rising rates and feesN/A
2022-04-26 00:40 ESTNewsNorthern Trust Q1 2022 Earnings PreviewN/A
2022-03-10 04:51 ESTDividendA dividend of $0.7 has been announced on Jan 19, 2022. It will be paid Apr 1, 2022 with an ex-dividend date of Mar 10, 2022.Neutral
2022-01-20 23:05 ESTNewsNorthern Trust GAAP EPS of $1.91 beats by $0.10, revenue of $1.67B beats by $20MN/A
2022-01-20 23:05 ESTNewsNorthern Trust stock edges higher on robust Q4 net interest income growthN/A
2022-01-20 23:05 ESTNewsNorthern Trust Corporation 2021 Q4 - Results - Earnings Call PresentationN/A
2022-01-20 23:04 ESTNewsNorthern Trust Corporation (NTRS) CEO Michael O'Grady on Q4 2021 Results - Earnings Call TranscriptN/A
2022-01-19 15:43 ESTNewsNorthern Trust Q4 Earnings PreviewN/A
2021-12-09 04:50 ESTDividendA dividend of $0.7 has been announced on Oct 19, 2021. It will be paid Jan 1, 2022 with an ex-dividend date of Dec 9, 2021.Neutral

About Northern Trust Corporation (NTRS):

Northern Trust Corporation, a financial holding company, provides wealth management, asset servicing, asset management, and banking solutions for corporations, institutions, families, and individuals worldwide. It operates in two segments, Corporate & Institutional Services (C&IS) and Wealth Management. The C&IS segment offers asset servicing and related services, including custody, fund administration, investment operations outsourcing, investment management, investment risk and analytical services, employee benefit services, securities lending, foreign exchange, treasury management, brokerage services, transition management services, banking, and cash management services. This segment serves corporate and public retirement funds, foundations, endowments, fund managers, insurance companies, sovereign wealth funds, and other institutional investors. The Wealth Management segment offers trust, investment management, custody, and philanthropic; financial consulting; guardianship and estate administration; family business consulting; family financial education; brokerage services; and private and business banking services. This segment serves high-net-worth individuals and families, business owners, executives, professionals, retirees, and established privately-held businesses. The company also provides asset management services, such as active and passive equity; active and passive fixed income; cash management; alternative asset classes comprising private equity and hedge funds of funds; and multi-manager advisory services and products through separately managed accounts, bank common and collective funds, registered investment companies, exchange traded funds, non-U.S. collective investment funds, and unregistered private investment funds. In addition, it offers overlay and other risk management services. The company was founded in 1889 and is headquartered in Chicago, Illinois.

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General

  • Name Northern Trust Corporation
  • Symbol NTRS
  • Type Common Stock
  • Exchange NASDAQ
  • Currency USD
  • Country USA
  • SectorFinancial Services
  • IndustryAsset Management
  • Full Time Employees 20,900
  • Last Split Factor2:1
  • Last Split Date1999-12-10
  • Fiscal Year EndDecember
  • IPO Date1990-03-26
  • Gic SectorFinancials
  • Gic GroupDiversified Financials
  • Gic IndustryCapital Markets
  • Gic SubIndustryAsset Management & Custody Banks
  • Web URLhttp://www.northerntrust.com
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Valuation

  • Trailing PE 19.2
  • Forward PE 16.03
  • Price/Sales (Trailing 12 Mt.) 3.98
  • Price/Book (Most Recent Quarter) 1.96
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Financials

  • Most Recent Quarter 2020-12-31
  • Current Year EPS Estimate $6.44
  • Next Year EPS Estimate $7.11
  • Next Quarter EPS Estimate $1.44
  • Profit Margin 20%
  • Operating Margin 28%
  • Return on Assets 1%
  • Return on Equity 11%
  • Revenue 5.98 billion
  • Earnings Per Share $5.46
  • Revenue Per Share $28.69
  • Gross Profit 5.98 billion
  • Quarterly Earnings Growth -1.6%
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ESG Rating

  • Rating Date 2019-01-01
  • ESG Score 28.58
  • Environment Score 7.24
  • Social Score 17.34
  • Governance Score 17.5
  • Controversy Level 2
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Highlights

  • Market Capitalization 21.8 billion
  • PE Ratio 12.3
  • PEG Ratio 1.37
  • Analyst Target Price $105.93
  • Book Value Per Share $51.87
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Share Statistics

  • Shares Outstanding 207.92 million
  • Shares Float 205.7 million
  • % Held by Insiders 37%
  • % Held by Institutions 84.44%
  • Shares Short 2.56 million
  • Shares Short Prior Month 2.48 million
  • Short Ratio 2.93
  • Short % of Float 1%
  • Short % of Shares Outstanding 1%
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Technicals

  • Beta 1.09
  • 52 Week High $106.6
  • 52 Week Low $58.81
  • 50 Day Moving Average 97.66
  • 200 Day Moving Average 90.24
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Dividends

  • Forward Annual Dividend Rate $2.8
  • Forward Annual Dividend Yield 2.68%
  • Payout Ratio 50%
  • Dividend Date 2021-04-01
  • ExDividend Date 2021-03-11
  • Dividend Per Share $2.8
  • Dividend Yield 3.2%
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Northern Trust Corporation (NTRS) Dividend Calendar:

Northern Trust Corporation pays an annual dividend of $2.8 per share, with a dividend yield of 3.2%.
NTRS's last dividend payment was made to shareholders on April 1, 2021.
Northern Trust Corporation pays out 50% of its earnings out as a dividend.

Ex-Dividend Date Payment Date Record Date Declared Date Amount
2024-06-072024-07-012024-06-072024-04-16$0.75
2024-03-072024-04-012024-03-082024-01-17$0.75
2023-12-072024-01-012023-12-082023-10-17$0.75
2023-09-072023-10-012023-09-082023-07-18$0.75
2023-06-082023-07-012023-06-092023-04-26$0.75
2023-03-092023-04-012023-03-102023-01-18$0.75
2022-12-082023-01-012022-12-092022-10-18$0.75
2022-09-082022-10-012022-09-092022-07-19$0.75
2022-06-092022-07-012022-06-102022-04-26$0.7
2022-03-102022-04-012022-03-112022-01-19$0.7
2021-12-092022-01-012021-12-102021-10-19$0.7
2021-09-092021-10-012021-09-102021-07-20$0.7
2021-06-102021-07-012021-06-112021-04-20$0.7
2021-03-112021-04-012021-03-122021-01-20$0.7
2020-09-102020-10-012020-09-112020-07-21$0.7
2020-06-112020-07-012020-06-122020-04-21$0.7
2020-03-122020-04-012020-03-132020-01-21$0.7
2019-12-122020-01-012019-12-132019-10-22$0.7
2019-09-122019-10-012019-09-132019-07-23$0.7
2019-06-132019-07-012019-06-142019-04-23$0.6
2019-03-072019-04-012019-03-082019-01-22$0.6
2018-12-132019-01-012018-12-142018-10-16$0.55
2018-09-132018-10-012018-09-142018-07-17$0.55
2018-06-072018-07-012018-06-082018-04-17$0.42
2018-03-082018-04-012018-03-092018-01-23$0.42
2017-11-302018-01-012017-12-012017-10-17$0.42
2017-08-302017-10-012017-09-012017-07-18$0.42
2017-05-312017-07-012017-06-022017-04-25$0.38
2017-03-012017-04-012017-03-032017-01-17$0.38
2016-11-302017-01-012016-12-022016-10-18$0.38
2016-08-312016-10-012016-09-022016-07-19$0.38
2016-06-012016-07-012016-06-032016-04-19$0.36
2016-03-022016-04-012016-03-042016-01-19$0.36
2015-12-022016-01-012015-12-042015-10-20$0.36
2015-09-022015-10-012015-09-042015-07-21$0.36
2015-06-032015-07-012015-06-052015-04-21$0.36
2015-03-042015-04-012015-03-062015-01-20$0.33
2014-12-032015-01-012014-12-052014-10-21$0.33

Northern Trust Corporation (NTRS) Earnings History:

Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.


Quarter Date Report Date Actual Revenue Reported EPS EPS Estimate Deviation from Estimate
2020-12-312021-01-21$1.31 billion$1.26$1.49-15.13%
2020-09-302020-10-21$1.3 billion$1.32$1.38-4.68%
2020-06-302020-07-22$N/A$1.46$1.376.22%
2020-03-312020-04-21$1.39 billion$1.55$1.456.76%
2019-12-312020-01-22$1.55 billion$1.89$1.748.33%
2019-09-302019-10-23$1.54 billion$1.69$1.633.44%
2019-06-302019-07-24$1.51 billion$1.75$1.684.38%
2019-03-312019-04-23$1.48 billion$1.53$1.464.67%
2018-12-312019-01-23$1.49 billion$1.66$1.641.32%
2018-09-302018-10-17$1.48 billion$1.59$1.61-1.38%
2018-06-302018-07-18$1.5 billion$1.71$1.644.79%
2018-03-312018-04-17$1.48 billion$1.60$1.4213.09%
2017-12-312018-01-24$5.39 billion$1.40$1.317.17%
2017-09-302017-10-18$N/A$1.17$1.133.8%
2017-06-302017-07-19$N/A$1.18$1.24-4.74%
2017-03-312017-04-25$N/A$1.09$1.071.75%
2016-12-312017-01-18$5.01 billion$1.14$1.121.28%
2016-09-302016-10-19$N/A$1.12$1.092.04%
2016-06-302016-07-20$N/A$1.06$1.060.44%
2016-03-312016-04-19$N/A$1.01$0.955.96%
2015-12-312016-01-20$4.75 billion$0.99$0.918.73%
2015-09-302015-10-21$N/A$0.96$0.960%
2015-06-302015-07-22$N/A$1.01$0.965.21%
2015-03-312015-04-21$N/A$0.94$0.878.05%
2014-12-312015-01-21$4.51 billion$0.94$0.8116.05%
2014-09-302014-10-22$N/A$0.84$0.87-3.45%
2014-06-302014-07-16$N/A$0.87$0.843.57%
2014-03-312014-04-15$N/A$0.75$0.78-3.85%
2013-12-312014-01-22$4.03 billion$0.75$0.76-1.32%
2013-09-302013-10-16$N/A$0.76$0.77-1.3%
2013-06-302013-07-17$N/A$0.78$0.83-6.02%
2013-03-312013-04-16$N/A$0.71$0.72-1.39%
2012-12-312013-01-16$3.99 billion$0.69$0.75-8%
2012-09-302012-10-17$N/A$0.75$0.741.35%
2012-06-302012-07-18$N/A$0.74$0.75-1.33%
2012-03-312012-04-17$N/A$0.67$0.653.08%
2011-12-312012-01-18$2.86 billion$0.67$0.68-1.47%
2011-09-302011-10-19$-882300000$0.71$0.692.9%
2011-06-302011-07-20$1.86 billion$0.62$0.69-10.14%
2011-03-312011-04-19$N/A$0.59$0.65-9.23%
2010-12-312011-01-19$863.1 million$0.59$0.71-16.9%
2010-09-302010-10-21$2.78 billion$0.64$0.71-9.86%
2010-06-302010-07-21$N/A$0.78$0.745.41%
2010-03-312010-04-20$N/A$0.64$0.71-9.86%
2009-12-312010-01-20$3.75 billion$0.82$0.6624.24%
2009-09-302009-10-21$N/A$0.77$0.84-8.33%
2009-06-302009-07-22$N/A$0.95$0.5572.73%
2009-03-312009-04-21$N/A$0.61$0.96-36.46%
2008-12-312009-01-21$5.06 billion$1.39$0.9251.09%
2008-09-302008-10-22$N/A$1.07$0.39174.36%
2008-06-302008-07-16$N/A$1.35$1.0528.57%
2008-03-312008-04-15$N/A$1.03$0.967.29%
2007-12-312008-01-16$5.05 billion$0.97$0.934.3%
2007-09-302007-10-17$N/A$0.93$0.876.9%
2007-06-302007-07-18$N/A$0.92$0.884.55%
2007-03-312007-04-17$N/A$0.84$0.796.33%
2006-12-312007-01-17$4.23 billion$0.77$0.770%
2006-09-302006-10-18$N/A$0.74$0.76-2.63%
2006-06-302006-07-19$N/A$0.76$0.77-1.3%
2006-03-312006-04-18$N/A$0.74$0.6710.45%
2005-12-312006-01-18$3.37 billion$0.67$0.68-1.47%
2005-09-302005-10-19$N/A$0.67$0.653.08%
2005-06-302005-07-20$N/A$0.68$0.637.94%
2005-03-312005-04-19$N/A$0.63$0.605%
2004-12-312005-01-19$2.67 billion$0.60$0.583.45%
2004-09-302004-10-20$N/A$0.57$0.561.79%
2004-06-302004-07-21$N/A$0.59$0.581.72%
2004-03-312004-04-20$N/A$0.57$0.553.64%
2003-12-312004-01-21$2.47 billion$0.58$0.547.41%
2003-09-302003-10-15$N/A$0.51$0.494.08%
2003-06-302003-07-16$N/A$0.44$0.440%
2003-03-312003-04-15$N/A$0.42$0.44-4.55%
2002-12-312003-01-22$2.68 billion$0.43$0.47-8.51%
2002-09-302002-10-16$N/A$0.43$0.430%
2002-06-302002-07-15$N/A$0.56$0.57-1.75%
2002-03-312002-04-15$N/A$0.56$0.57-1.75%
2001-12-312002-01-14$3.11 billion$0.45$0.54-16.67%
2001-09-302001-10-15$N/A$0.55$0.57-3.51%
2001-06-302001-07-16$N/A$0.57$0.561.79%
2001-03-312001-04-16$N/A$0.55$0.550%
2000-12-312001-01-16$3.39 billion$0.54$0.540%
2000-09-302000-10-16$N/A$0.53$0.521.92%
2000-06-302000-07-17$N/A$0.53$0.506%
2000-03-312000-04-17$N/A$0.49$0.474.26%
1999-12-312000-01-18$0.46$0.452.22%
1999-09-301999-10-18$0.44$0.440%
1999-06-301999-07-19$0.43$0.422.38%
1999-03-311999-04-19$0.43$0.414.88%
1998-12-311999-01-19$0.40$0.400%
1998-09-301998-10-19$0.39$0.390%
1998-06-301998-07-20$0.39$0.375.41%
1998-03-311998-04-20$0.37$0.362.78%
1997-12-311998-01-20$0.35$0.350%
1997-09-301997-10-20$0.35$0.342.94%
1997-06-301997-07-14$0.33$0.316.45%
1997-03-311997-04-14$0.31$0.303.33%
1996-12-311997-01-21$0.29$0.290%
1996-09-301996-10-15$0.28$0.280%
1996-06-301996-07-15$0.27$0.270%

Northern Trust Corporation (NTRS) Company Financial Statements:

Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.

Income Statement:
Date
Research Development
Income Before Tax
Selling General Administrative
Gross Profit
Ebit
Operating Income
Income Tax Expense
Total Revenue
Cost of Revenue
Total Other Income Expense Net
Net Income From Continuing Operations
Net Income Applicable to Common Shares
Cash Flow:
Date
Investments
Change to Liabilities
Total Cash Flow from Investing Activities
Net Borrowings
Total Cash Flow from Financial Activities
Change to Operating Activities
Change in Cash
Total Cash from Operating Activities
Depreciation
Other Cash Flow from Investing Activities
Change to Inventory
Change to Account Receivables
Other Cash Flow from Financing Activities
Change to Net Income
Capital Expenditures
Balance Sheet:
Date
Total Liabailities
Total Stockholder Equity
Other Current Liabilities
Total Assets
Common Stock
Other Current Assets
Retained Earnings
Other Liabilities
Other Assets
Cash
Total Current Liabilities
Other Stockholder Equity
Property, Plant & Equipment
Total Current Assets
Long Term Investments
Net Tangible Assets
Short Term Investments
Long Term Debt
Inventory
Accounts Payable

Northern Trust Corporation (NTRS) Chart:

Northern Trust Corporation (NTRS) News:

Below you will find a list of latest news for Northern Trust Corporation (NTRS) from major news sources. You can filter the results to only show news from a specific source.

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Northern Trust Corporation (NTRS) Options:

A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.

Expiration Date Strike Last Price Type Volume Open Interest Implied Volatility In The Money Change Change Percent
2025-05-16550CALL0 0202.98TRUE00
2025-05-16600CALL0 0183.46TRUE00
2025-05-16650CALL0 0158TRUE00
2025-05-16700CALL0 0134.22TRUE00
2025-05-167512.5CALL0 1120.11TRUE00
2025-05-16809.7CALL0 0100.78TRUE00
2025-05-16858.32CALL0 16478.6TRUE00
2025-05-16908.2CALL0 35358.86TRUE00
2025-05-16952.93CALL0 34447.98TRUE00
2025-05-161002.75CALL1 24030.29TRUE1.71.62
2025-05-161050.2CALL0 40425.35FALSE00
2025-05-161100.5CALL0 928.53FALSE00
2025-05-161150CALL0 079.19FALSE00
2025-05-161200CALL0 095.65FALSE00
2025-05-161250CALL0 0110.7FALSE00
2025-05-161300CALL0 0124.65FALSE00
2025-05-161350CALL0 0133.35FALSE00
2025-05-161400CALL0 0135.03FALSE00
2025-05-161450CALL0 0139.5FALSE00
2025-05-16550.03PUT0 69264.85FALSE00
2025-05-16600PUT0 0232.18FALSE00
2025-05-16650.05PUT0 20195.57FALSE00
2025-05-16700.5PUT0 329117.41FALSE00
2025-05-16750.05PUT0 573114.21FALSE00
2025-05-16800.05PUT3 12370.85FALSE00
2025-05-16850.69PUT0 16679.15FALSE00
2025-05-16900.49PUT0 973.64FALSE00
2025-05-16951.09PUT0 11131.23FALSE00
2025-05-161002.75PUT0 839.6FALSE00
2025-05-161056.7PUT0 133.03TRUE00
2025-05-1611017.4PUT0 085.75TRUE00
2025-05-161150PUT0 081.59TRUE00
2025-05-161200PUT0 0126.07TRUE00
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Latest NTRS Trades:

Date Shares Price
Jun 13, 2022 7:59 PM EST6$98.43
Jun 13, 2022 7:59 PM EST9$98.44
Jun 13, 2022 7:59 PM EST1$98.43
Jun 13, 2022 7:59 PM EST6$98.43
Jun 13, 2022 7:59 PM EST18$98.45

Northern Trust Corporation (NTRS) SEC Filings:

An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.

Date Form Type Form Name Link
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000202/0000073124-20-000202-index.htm
2019-03-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000110/0000073124-19-000110-index.htm
2019-04-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000117/0000073124-19-000117-index.htm
2019-04-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000118/0000073124-19-000118-index.htm
2019-04-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000119/0000073124-19-000119-index.htm
2019-04-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000120/0000073124-19-000120-index.htm
2019-04-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000121/0000073124-19-000121-index.htm
2019-04-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000122/0000073124-19-000122-index.htm
2019-04-054/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000124/0000073124-19-000124-index.htm
2019-04-238-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/73124/000007312419000127/0000073124-19-000127-index.htm
2019-04-238-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/73124/000007312419000129/0000073124-19-000129-index.htm
2019-04-248-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/73124/000007312419000131/0000073124-19-000131-index.htm
2019-04-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000145/0000073124-19-000145-index.htm
2019-04-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000146/0000073124-19-000146-index.htm
2019-04-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000147/0000073124-19-000147-index.htm
2019-04-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000148/0000073124-19-000148-index.htm
2019-04-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000149/0000073124-19-000149-index.htm
2019-04-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000150/0000073124-19-000150-index.htm
2019-04-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000151/0000073124-19-000151-index.htm
2019-04-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000152/0000073124-19-000152-index.htm
2019-04-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000153/0000073124-19-000153-index.htm
2019-04-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000154/0000073124-19-000154-index.htm
2019-04-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000155/0000073124-19-000155-index.htm
2019-04-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000156/0000073124-19-000156-index.htm
2019-04-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000157/0000073124-19-000157-index.htm
2019-04-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000160/0000073124-19-000160-index.htm
2019-04-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000161/0000073124-19-000161-index.htm
2019-04-298-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/73124/000007312419000165/0000073124-19-000165-index.htm
2019-04-2910-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/73124/000007312419000166/0000073124-19-000166-index.htm
2019-05-013Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000168/0000073124-19-000168-index.htm
2019-06-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000170/0000073124-19-000170-index.htm
2019-06-2511-KAnnual report of employee stock purchase, savings and similar planshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000173/0000073124-19-000173-index.htm
2019-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000182/0000073124-19-000182-index.htm
2019-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000183/0000073124-19-000183-index.htm
2019-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000184/0000073124-19-000184-index.htm
2019-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000185/0000073124-19-000185-index.htm
2019-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000186/0000073124-19-000186-index.htm
2019-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000187/0000073124-19-000187-index.htm
2019-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000188/0000073124-19-000188-index.htm
2019-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000189/0000073124-19-000189-index.htm
2019-07-248-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/73124/000007312419000193/0000073124-19-000193-index.htm
2019-07-3010-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/73124/000007312419000197/0000073124-19-000197-index.htm
2019-07-304Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000199/0000073124-19-000199-index.htm
2019-08-064Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000201/0000073124-19-000201-index.htm
2019-08-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000203/0000073124-19-000203-index.htm
2019-09-098-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/73124/000007312419000206/0000073124-19-000206-index.htm
2019-09-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000209/0000073124-19-000209-index.htm
2019-09-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000210/0000073124-19-000210-index.htm
2019-09-188-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/73124/000007312419000212/0000073124-19-000212-index.htm
2019-10-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000221/0000073124-19-000221-index.htm
2019-10-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000222/0000073124-19-000222-index.htm
2019-10-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000223/0000073124-19-000223-index.htm
2019-10-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000224/0000073124-19-000224-index.htm
2019-10-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000225/0000073124-19-000225-index.htm
2019-10-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000226/0000073124-19-000226-index.htm
2019-10-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000227/0000073124-19-000227-index.htm
2019-10-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000228/0000073124-19-000228-index.htm
2019-10-238-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/73124/000007312419000230/0000073124-19-000230-index.htm
2019-10-258-K/ACurrent reporthttps://www.sec.gov/Archives/edgar/data/73124/000007312419000234/0000073124-19-000234-index.htm
2019-10-2810-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/73124/000007312419000237/0000073124-19-000237-index.htm
2019-10-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000239/0000073124-19-000239-index.htm
2019-10-314Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000242/0000073124-19-000242-index.htm
2019-10-314Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000243/0000073124-19-000243-index.htm
2019-11-084Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000245/0000073124-19-000245-index.htm
2019-11-218-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/73124/000007312419000247/0000073124-19-000247-index.htm
2019-11-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000249/0000073124-19-000249-index.htm
2019-12-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000251/0000073124-19-000251-index.htm
2019-12-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000257/0000073124-19-000257-index.htm
2019-12-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000258/0000073124-19-000258-index.htm
2019-12-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000259/0000073124-19-000259-index.htm
2019-12-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000260/0000073124-19-000260-index.htm
2019-12-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312419000261/0000073124-19-000261-index.htm
2020-01-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000004/0000073124-20-000004-index.htm
2020-01-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000005/0000073124-20-000005-index.htm
2020-01-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000006/0000073124-20-000006-index.htm
2020-01-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000007/0000073124-20-000007-index.htm
2020-01-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000008/0000073124-20-000008-index.htm
2020-01-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000009/0000073124-20-000009-index.htm
2020-01-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000010/0000073124-20-000010-index.htm
2020-01-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000011/0000073124-20-000011-index.htm
2020-01-103Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000013/0000073124-20-000013-index.htm
2020-01-228-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/73124/000007312420000016/0000073124-20-000016-index.htm
2020-01-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000026/0000073124-20-000026-index.htm
2020-01-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000027/0000073124-20-000027-index.htm
2020-01-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000028/0000073124-20-000028-index.htm
2020-01-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000029/0000073124-20-000029-index.htm
2020-01-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000030/0000073124-20-000030-index.htm
2020-01-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000031/0000073124-20-000031-index.htm
2020-01-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000032/0000073124-20-000032-index.htm
2020-01-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000033/0000073124-20-000033-index.htm
2020-01-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000034/0000073124-20-000034-index.htm
2020-01-274Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000036/0000073124-20-000036-index.htm
2020-02-043Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000038/0000073124-20-000038-index.htm
2020-02-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000040/0000073124-20-000040-index.htm
2020-02-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000042/0000073124-20-000042-index.htm
2020-02-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000044/0000073124-20-000044-index.htm
2020-02-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000057/0000073124-20-000057-index.htm
2020-02-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000058/0000073124-20-000058-index.htm
2020-02-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000059/0000073124-20-000059-index.htm
2020-02-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000060/0000073124-20-000060-index.htm
2020-02-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000061/0000073124-20-000061-index.htm
2020-02-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000062/0000073124-20-000062-index.htm
2020-02-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000063/0000073124-20-000063-index.htm
2020-02-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000064/0000073124-20-000064-index.htm
2020-02-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000065/0000073124-20-000065-index.htm
2020-02-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000066/0000073124-20-000066-index.htm
2020-02-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000067/0000073124-20-000067-index.htm
2020-02-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000068/0000073124-20-000068-index.htm
2020-02-204Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000070/0000073124-20-000070-index.htm
2020-02-214Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000073/0000073124-20-000073-index.htm
2020-02-214Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000074/0000073124-20-000074-index.htm
2020-02-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000090/0000073124-20-000090-index.htm
2020-02-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000091/0000073124-20-000091-index.htm
2020-02-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000092/0000073124-20-000092-index.htm
2020-02-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000093/0000073124-20-000093-index.htm
2020-02-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000094/0000073124-20-000094-index.htm
2020-02-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000095/0000073124-20-000095-index.htm
2020-02-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000096/0000073124-20-000096-index.htm
2020-02-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000097/0000073124-20-000097-index.htm
2020-02-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000098/0000073124-20-000098-index.htm
2020-02-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000099/0000073124-20-000099-index.htm
2020-02-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000100/0000073124-20-000100-index.htm
2020-02-2510-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/73124/000007312420000101/0000073124-20-000101-index.htm
2020-03-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000113/0000073124-20-000113-index.htm
2020-03-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000114/0000073124-20-000114-index.htm
2020-03-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000115/0000073124-20-000115-index.htm
2020-03-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000116/0000073124-20-000116-index.htm
2020-03-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000117/0000073124-20-000117-index.htm
2020-03-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000118/0000073124-20-000118-index.htm
2020-03-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000119/0000073124-20-000119-index.htm
2020-03-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000120/0000073124-20-000120-index.htm
2020-03-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000121/0000073124-20-000121-index.htm
2020-03-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000122/0000073124-20-000122-index.htm
2020-03-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000123/0000073124-20-000123-index.htm
2020-03-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000124/0000073124-20-000124-index.htm
2020-04-01DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/73124/000007312420000128/0000073124-20-000128-index.htm
2020-04-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000137/0000073124-20-000137-index.htm
2020-04-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000138/0000073124-20-000138-index.htm
2020-04-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000139/0000073124-20-000139-index.htm
2020-04-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000140/0000073124-20-000140-index.htm
2020-04-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000141/0000073124-20-000141-index.htm
2020-04-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000142/0000073124-20-000142-index.htm
2020-04-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000143/0000073124-20-000143-index.htm
2020-04-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000144/0000073124-20-000144-index.htm
2020-04-218-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/73124/000007312420000146/0000073124-20-000146-index.htm
2020-04-218-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/73124/000007312420000148/0000073124-20-000148-index.htm
2020-04-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000161/0000073124-20-000161-index.htm
2020-04-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000162/0000073124-20-000162-index.htm
2020-04-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000163/0000073124-20-000163-index.htm
2020-04-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000164/0000073124-20-000164-index.htm
2020-04-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000165/0000073124-20-000165-index.htm
2020-04-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000166/0000073124-20-000166-index.htm
2020-04-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000167/0000073124-20-000167-index.htm
2020-04-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000168/0000073124-20-000168-index.htm
2020-04-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000169/0000073124-20-000169-index.htm
2020-04-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000170/0000073124-20-000170-index.htm
2020-04-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000171/0000073124-20-000171-index.htm
2020-04-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000172/0000073124-20-000172-index.htm
2020-04-248-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/73124/000007312420000176/0000073124-20-000176-index.htm
2020-04-2710-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/73124/000007312420000179/0000073124-20-000179-index.htm
2020-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000182/0000073124-20-000182-index.htm
2020-06-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000184/0000073124-20-000184-index.htm
2020-06-2311-KAnnual report of employee stock purchase, savings and similar planshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000186/0000073124-20-000186-index.htm
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000195/0000073124-20-000195-index.htm
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000196/0000073124-20-000196-index.htm
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000197/0000073124-20-000197-index.htm
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000198/0000073124-20-000198-index.htm
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000199/0000073124-20-000199-index.htm
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000200/0000073124-20-000200-index.htm
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000201/0000073124-20-000201-index.htm
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000202/0000073124-20-000202-index.htm
2020-07-228-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/73124/000007312420000205/0000073124-20-000205-index.htm
2020-07-248-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/73124/000007312420000209/0000073124-20-000209-index.htm
2020-07-2810-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/73124/000007312420000212/0000073124-20-000212-index.htm
2020-08-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000214/0000073124-20-000214-index.htm
2020-08-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000216/0000073124-20-000216-index.htm
2020-08-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000218/0000073124-20-000218-index.htm
2020-09-014Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000220/0000073124-20-000220-index.htm
2020-10-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000229/0000073124-20-000229-index.htm
2020-10-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000230/0000073124-20-000230-index.htm
2020-10-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000231/0000073124-20-000231-index.htm
2020-10-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000232/0000073124-20-000232-index.htm
2020-10-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000233/0000073124-20-000233-index.htm
2020-10-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000234/0000073124-20-000234-index.htm
2020-10-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000235/0000073124-20-000235-index.htm
2020-10-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000236/0000073124-20-000236-index.htm
2020-10-218-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/73124/000007312420000240/0000073124-20-000240-index.htm
2020-10-2710-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/73124/000007312420000244/0000073124-20-000244-index.htm
2020-11-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000246/0000073124-20-000246-index.htm
2020-11-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000007312420000248/0000073124-20-000248-index.htm
2020-02-05SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/73124/000083423720005951/0000834237-20-005951-index.htm
2020-01-27SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/73124/000090221920000109/0000902219-20-000109-index.htm
2020-02-12SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/73124/000110465920018536/0001104659-20-018536-index.htm
2020-10-13SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/73124/000110465920114321/0001104659-20-114321-index.htm
2019-04-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000112419419000003/0001124194-19-000003-index.htm
2019-04-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000112419419000004/0001124194-19-000004-index.htm
2019-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000112419419000006/0001124194-19-000006-index.htm
2019-10-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000112419419000008/0001124194-19-000008-index.htm
2020-01-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000112419420000001/0001124194-20-000001-index.htm
2020-04-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000112419420000002/0001124194-20-000002-index.htm
2020-04-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000112419420000003/0001124194-20-000003-index.htm
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000112419420000005/0001124194-20-000005-index.htm
2020-10-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/73124/000112419420000006/0001124194-20-000006-index.htm
2019-03-12DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/73124/000119312519072131/0001193125-19-072131-index.htm
2019-03-12DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/73124/000119312519072133/0001193125-19-072133-index.htm
2019-04-30424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/73124/000119312519127485/0001193125-19-127485-index.htm
2019-04-30FWPFiling under Securities Act Rules 163/433 of free writing prospectuseshttps://www.sec.gov/Archives/edgar/data/73124/000119312519129555/0001193125-19-129555-index.htm
2019-05-01424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/73124/000119312519133048/0001193125-19-133048-index.htm
2019-05-038-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/73124/000119312519137006/0001193125-19-137006-index.htm
2019-10-29424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/73124/000119312519277167/0001193125-19-277167-index.htm
2019-10-298-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/73124/000119312519277177/0001193125-19-277177-index.htm
2019-10-29FWPFiling under Securities Act Rules 163/433 of free writing prospectuseshttps://www.sec.gov/Archives/edgar/data/73124/000119312519277940/0001193125-19-277940-index.htm
2019-10-30424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/73124/000119312519279087/0001193125-19-279087-index.htm
2019-11-058-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/73124/000119312519284804/0001193125-19-284804-index.htm
2020-03-10DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/73124/000119312520069146/0001193125-20-069146-index.htm
2020-03-10DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/73124/000119312520069153/0001193125-20-069153-index.htm
2020-04-28424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/73124/000119312520122074/0001193125-20-122074-index.htm
2020-04-28FWPFiling under Securities Act Rules 163/433 of free writing prospectuseshttps://www.sec.gov/Archives/edgar/data/73124/000119312520123234/0001193125-20-123234-index.htm
2020-04-29424B2Prospectus [Rule 424(b)(2)]https://www.sec.gov/Archives/edgar/data/73124/000119312520126390/0001193125-20-126390-index.htm
2020-05-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/73124/000119312520130346/0001193125-20-130346-index.htm
2020-08-03S-3ASRAutomatic shelf registration statement of securities of well-known seasoned issuershttps://www.sec.gov/Archives/edgar/data/73124/000119312520208099/0001193125-20-208099-index.htm
2019-05-1313F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/73124/000125648419000012/0001256484-19-000012-index.htm
2019-08-1313F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/73124/000125648419000013/0001256484-19-000013-index.htm
2019-11-1313F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/73124/000125648419000017/0001256484-19-000017-index.htm
2020-02-12SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/73124/000125648420000001/0001256484-20-000001-index.htm
2020-02-12SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/73124/000125648420000002/0001256484-20-000002-index.htm
2020-02-12SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/73124/000125648420000003/0001256484-20-000003-index.htm
2020-02-12SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/73124/000125648420000004/0001256484-20-000004-index.htm
2020-02-1413F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/73124/000125648420000010/0001256484-20-000010-index.htm
2020-05-1413F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/73124/000125648420000011/0001256484-20-000011-index.htm
2020-08-1413F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/73124/000125648420000020/0001256484-20-000020-index.htm
2019-11-25CERTCertificationhttps://www.sec.gov/Archives/edgar/data/73124/000135445719000620/0001354457-19-000620-index.htm
2019-12-3125-NSENotification filed by national security exchange to report the removal from listing and registration of matured, redeemed or rethttps://www.sec.gov/Archives/edgar/data/73124/000135445719000692/0001354457-19-000692-index.htm

Northern Trust Corporation (NTRS) Insider Transactions:

Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Northern Trust Corporation (NTRS). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.
Insider Ownership: 37%
Institutional Ownership: 8444%

Transaction Date Insider Name Insider Title Type Shares Number Shares Price Total Transaction Shares Held After Transaction Link
2019-04-23CHARLES D POWELLInsiderSell1,033.0094.3097,411.900.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000150/0000073124-19-000150-index.htm
2020-04-21CHARLES D POWELLInsiderSell1,146.0074.4385,296.780.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000166/0000073124-20-000166-index.htm
2019-10-30Clair Joyce StExecutive Vice PresidentSell8,110.00100.52815,217.200.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000243/0000073124-19-000243-index.htm
2019-04-23MARTIN P SLARKDirectorBuy1,146.0010,026.50https://www.sec.gov/Archives/edgar/data/73124/000007312419000154/0000073124-19-000154-index.htm
2019-07-01MARTIN P SLARKDirectorBuy6.9191.65633.3010,033.41https://www.sec.gov/Archives/edgar/data/73124/000007312419000187/0000073124-19-000187-index.htm
2019-10-01MARTIN P SLARKDirectorBuy8.2889.88744.2110,041.69https://www.sec.gov/Archives/edgar/data/73124/000007312419000226/0000073124-19-000226-index.htm
2020-01-01MARTIN P SLARKDirectorBuy7.06106.24750.0510,048.75https://www.sec.gov/Archives/edgar/data/73124/000007312420000009/0000073124-20-000009-index.htm
2020-04-01MARTIN P SLARKDirectorBuy10.3473.00754.8210,059.09https://www.sec.gov/Archives/edgar/data/73124/000007312420000142/0000073124-20-000142-index.htm
2020-04-21MARTIN P SLARKDirectorBuy41.5774.433,094.0610,100.66https://www.sec.gov/Archives/edgar/data/73124/000007312420000169/0000073124-20-000169-index.htm
2020-04-21Jay L HendersonDirectorBuy1,679.0010,232.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000163/0000073124-20-000163-index.htm
2020-04-21Donald ThompsonDirectorBuy1,679.0010,323.07https://www.sec.gov/Archives/edgar/data/73124/000007312420000171/0000073124-20-000171-index.htm
2019-04-23CHARLES D POWELLInsiderBuy1,033.001,033.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000150/0000073124-19-000150-index.htm
2020-03-31Dean M HarrisonDirectorBuy496.9575.4637,499.8510,376.90https://www.sec.gov/Archives/edgar/data/73124/000007312420000138/0000073124-20-000138-index.htm
2020-04-01Dean M HarrisonDirectorBuy38.0073.002,774.0010,414.90https://www.sec.gov/Archives/edgar/data/73124/000007312420000138/0000073124-20-000138-index.htm
2019-03-31Becerra Jose Luis PradoDirectorBuy331.8290.4129,999.8510,434.66https://www.sec.gov/Archives/edgar/data/73124/000007312419000119/0000073124-19-000119-index.htm
2019-04-01Becerra Jose Luis PradoDirectorBuy8.0692.70747.1610,442.72https://www.sec.gov/Archives/edgar/data/73124/000007312419000119/0000073124-19-000119-index.htm
2020-04-21Dean M HarrisonDirectorBuy41.5774.433,094.0610,456.51https://www.sec.gov/Archives/edgar/data/73124/000007312420000162/0000073124-20-000162-index.htm
2019-04-23Becerra Jose Luis PradoDirectorBuy22.8395.942,190.3110,465.55https://www.sec.gov/Archives/edgar/data/73124/000007312419000151/0000073124-19-000151-index.htm
2020-06-30Donald ThompsonDirectorBuy472.6579.3437,500.0510,795.72https://www.sec.gov/Archives/edgar/data/73124/000007312420000201/0000073124-20-000201-index.htm
2020-04-21Thomas E RichardsDirectorBuy1,679.0010,833.67https://www.sec.gov/Archives/edgar/data/73124/000007312420000168/0000073124-20-000168-index.htm
2020-07-01Donald ThompsonDirectorBuy53.6576.944,127.8310,849.37https://www.sec.gov/Archives/edgar/data/73124/000007312420000201/0000073124-20-000201-index.htm
2019-08-02Biff BowmanEVP & Chief Financial OfficerBuy20,337.0060.851,237,506.45111,343.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000201/0000073124-19-000201-index.htm
2020-06-30Thomas E RichardsDirectorBuy427.2979.3433,901.1911,260.96https://www.sec.gov/Archives/edgar/data/73124/000007312420000199/0000073124-20-000199-index.htm
2020-07-01Thomas E RichardsDirectorBuy47.8676.943,682.3511,308.82https://www.sec.gov/Archives/edgar/data/73124/000007312420000199/0000073124-20-000199-index.htm
2020-09-30Donald ThompsonDirectorBuy480.9577.9737,499.6711,330.32https://www.sec.gov/Archives/edgar/data/73124/000007312420000235/0000073124-20-000235-index.htm
2020-10-01Donald ThompsonDirectorBuy58.3877.054,498.1811,388.70https://www.sec.gov/Archives/edgar/data/73124/000007312420000235/0000073124-20-000235-index.htm
2020-04-21CHARLES D POWELLInsiderBuy1,146.001,146.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000166/0000073124-20-000166-index.htm
2019-04-23DAVID BYRON JR SMITHDirectorBuy1,146.001,146.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000155/0000073124-19-000155-index.htm
2019-04-23Becerra Jose Luis PradoDirectorBuy1,146.0011,611.55https://www.sec.gov/Archives/edgar/data/73124/000007312419000151/0000073124-19-000151-index.htm
2020-09-30Thomas E RichardsDirectorBuy448.8977.9734,999.9511,757.71https://www.sec.gov/Archives/edgar/data/73124/000007312420000233/0000073124-20-000233-index.htm
2020-04-21MARTIN P SLARKDirectorBuy1,679.0011,779.66https://www.sec.gov/Archives/edgar/data/73124/000007312420000169/0000073124-20-000169-index.htm
2020-07-01MARTIN P SLARKDirectorBuy20.7076.941,592.6611,800.36https://www.sec.gov/Archives/edgar/data/73124/000007312420000200/0000073124-20-000200-index.htm
2020-10-01Thomas E RichardsDirectorBuy52.1077.054,014.3111,809.81https://www.sec.gov/Archives/edgar/data/73124/000007312420000233/0000073124-20-000233-index.htm
2020-10-01MARTIN P SLARKDirectorBuy20.8777.051,608.0311,821.23https://www.sec.gov/Archives/edgar/data/73124/000007312420000234/0000073124-20-000234-index.htm
2019-06-30Becerra Jose Luis PradoDirectorBuy312.2790.0028,104.3011,923.82https://www.sec.gov/Archives/edgar/data/73124/000007312419000185/0000073124-19-000185-index.htm
2019-07-01Becerra Jose Luis PradoDirectorBuy17.2991.651,584.6311,941.11https://www.sec.gov/Archives/edgar/data/73124/000007312419000185/0000073124-19-000185-index.htm
2020-01-21Jason J. TylerEVP & Chief Financial OfficerBuy2,091.0012,039.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000034/0000073124-20-000034-index.htm
2020-04-21Dean M HarrisonDirectorBuy1,679.0012,135.51https://www.sec.gov/Archives/edgar/data/73124/000007312420000162/0000073124-20-000162-index.htm
2019-09-30Becerra Jose Luis PradoDirectorBuy294.6893.3227,499.5412,235.79https://www.sec.gov/Archives/edgar/data/73124/000007312419000224/0000073124-19-000224-index.htm
2019-10-01Becerra Jose Luis PradoDirectorBuy23.1389.882,078.9212,258.92https://www.sec.gov/Archives/edgar/data/73124/000007312419000224/0000073124-19-000224-index.htm
2019-12-31Becerra Jose Luis PradoDirectorBuy258.85106.2427,500.2212,517.77https://www.sec.gov/Archives/edgar/data/73124/000007312420000007/0000073124-20-000007-index.htm
2020-01-01Becerra Jose Luis PradoDirectorBuy21.67106.242,302.2212,539.44https://www.sec.gov/Archives/edgar/data/73124/000007312420000007/0000073124-20-000007-index.htm
2020-06-30Dean M HarrisonDirectorBuy472.6579.3437,500.0512,608.16https://www.sec.gov/Archives/edgar/data/73124/000007312420000196/0000073124-20-000196-index.htm
2020-07-01Dean M HarrisonDirectorBuy51.7076.943,977.8012,659.86https://www.sec.gov/Archives/edgar/data/73124/000007312420000196/0000073124-20-000196-index.htm
2020-03-31Becerra Jose Luis PradoDirectorBuy364.4375.4627,499.8912,903.87https://www.sec.gov/Archives/edgar/data/73124/000007312420000140/0000073124-20-000140-index.htm
2020-04-01Becerra Jose Luis PradoDirectorBuy34.2273.002,498.0612,938.09https://www.sec.gov/Archives/edgar/data/73124/000007312420000140/0000073124-20-000140-index.htm
2020-04-21Becerra Jose Luis PradoDirectorBuy41.5774.433,094.0612,979.65https://www.sec.gov/Archives/edgar/data/73124/000007312420000167/0000073124-20-000167-index.htm
2020-09-30Dean M HarrisonDirectorBuy480.9577.9737,499.6713,140.81https://www.sec.gov/Archives/edgar/data/73124/000007312420000230/0000073124-20-000230-index.htm
2020-10-01Dean M HarrisonDirectorBuy56.4377.054,347.9313,197.24https://www.sec.gov/Archives/edgar/data/73124/000007312420000230/0000073124-20-000230-index.htm
2020-02-18Jason J. TylerEVP & Chief Financial OfficerBuy2,083.0013,268.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000068/0000073124-20-000068-index.htm
2019-08-02Biff BowmanEVP & Chief Financial OfficerBuy25,867.0058.251,506,752.75137,210.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000201/0000073124-19-000201-index.htm
2019-04-23Siddharth N MehtaDirectorBuy1,146.001,386.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000149/0000073124-19-000149-index.htm
2019-04-23Marcy S KlevornDirectorBuy1,146.001,387.50https://www.sec.gov/Archives/edgar/data/73124/000007312419000148/0000073124-19-000148-index.htm
2019-07-01Marcy S KlevornDirectorBuy1.5891.65144.811,389.08https://www.sec.gov/Archives/edgar/data/73124/000007312419000184/0000073124-19-000184-index.htm
2019-10-01Marcy S KlevornDirectorBuy1.8989.88169.871,390.97https://www.sec.gov/Archives/edgar/data/73124/000007312419000223/0000073124-19-000223-index.htm
2020-01-01Marcy S KlevornDirectorBuy1.61106.24171.051,392.58https://www.sec.gov/Archives/edgar/data/73124/000007312420000006/0000073124-20-000006-index.htm
2020-04-01Marcy S KlevornDirectorBuy2.3673.00172.281,394.94https://www.sec.gov/Archives/edgar/data/73124/000007312420000139/0000073124-20-000139-index.htm
2020-04-21Marcy S KlevornDirectorBuy41.5774.433,094.061,436.51https://www.sec.gov/Archives/edgar/data/73124/000007312420000164/0000073124-20-000164-index.htm
2020-04-21Becerra Jose Luis PradoDirectorBuy1,679.0014,658.65https://www.sec.gov/Archives/edgar/data/73124/000007312420000167/0000073124-20-000167-index.htm
2020-06-30Becerra Jose Luis PradoDirectorBuy346.6179.3427,500.0415,005.26https://www.sec.gov/Archives/edgar/data/73124/000007312420000198/0000073124-20-000198-index.htm
2020-07-01Becerra Jose Luis PradoDirectorBuy46.9076.943,608.4915,052.16https://www.sec.gov/Archives/edgar/data/73124/000007312420000198/0000073124-20-000198-index.htm
2020-02-18Mark C GossettExecutive Vice PresidentBuy1,649.0015,135.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000061/0000073124-20-000061-index.htm
2020-09-30Becerra Jose Luis PradoDirectorBuy352.7077.9727,500.0215,404.86https://www.sec.gov/Archives/edgar/data/73124/000007312420000232/0000073124-20-000232-index.htm
2020-10-01Becerra Jose Luis PradoDirectorBuy50.4277.053,884.8615,455.28https://www.sec.gov/Archives/edgar/data/73124/000007312420000232/0000073124-20-000232-index.htm
2019-09-13Thomas A SouthExecutive Vice PresidentSell1,000.0098.5498,540.0015,963.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000210/0000073124-19-000210-index.htm
2020-04-21DAVID BYRON JR SMITHDirectorBuy1,679.001,679.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000170/0000073124-20-000170-index.htm
2020-02-18Thomas A SouthExecutive Vice PresidentBuy5,832.0021,006.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000065/0000073124-20-000065-index.htm
2019-03-31Charles A TribbettDirectorBuy345.6590.4131,250.2222,142.46https://www.sec.gov/Archives/edgar/data/73124/000007312419000122/0000073124-19-000122-index.htm
2019-04-01Charles A TribbettDirectorBuy8.4092.70778.6822,150.86https://www.sec.gov/Archives/edgar/data/73124/000007312419000122/0000073124-19-000122-index.htm
2019-04-23Charles A TribbettDirectorBuy22.8395.942,190.3122,173.69https://www.sec.gov/Archives/edgar/data/73124/000007312419000157/0000073124-19-000157-index.htm
2019-04-23LINDA BYNOEDirectorBuy22.8395.942,190.3122,491.29https://www.sec.gov/Archives/edgar/data/73124/000007312419000145/0000073124-19-000145-index.htm
2019-03-31LINDA BYNOEDirectorBuy345.6590.4131,250.2222,805.71https://www.sec.gov/Archives/edgar/data/73124/000007312419000117/0000073124-19-000117-index.htm
2019-04-01LINDA BYNOEDirectorBuy8.4092.70778.6822,814.11https://www.sec.gov/Archives/edgar/data/73124/000007312419000117/0000073124-19-000117-index.htm
2019-04-23JOHN W ROWEDirectorBuy22.8395.942,190.3122,922.57https://www.sec.gov/Archives/edgar/data/73124/000007312419000153/0000073124-19-000153-index.htm
2019-04-23Charles A TribbettDirectorBuy1,146.0023,319.69https://www.sec.gov/Archives/edgar/data/73124/000007312419000157/0000073124-19-000157-index.htm
2019-04-23LINDA BYNOEDirectorBuy1,146.0023,637.29https://www.sec.gov/Archives/edgar/data/73124/000007312419000145/0000073124-19-000145-index.htm
2019-07-01LINDA BYNOEDirectorBuy15.4691.651,416.9123,652.75https://www.sec.gov/Archives/edgar/data/73124/000007312419000182/0000073124-19-000182-index.htm
2019-06-30Charles A TribbettDirectorBuy347.2290.0031,249.8023,666.91https://www.sec.gov/Archives/edgar/data/73124/000007312419000189/0000073124-19-000189-index.htm
2019-10-01LINDA BYNOEDirectorBuy18.5189.881,663.6823,671.26https://www.sec.gov/Archives/edgar/data/73124/000007312419000221/0000073124-19-000221-index.htm
2019-07-01Charles A TribbettDirectorBuy17.7291.651,624.0423,684.63https://www.sec.gov/Archives/edgar/data/73124/000007312419000189/0000073124-19-000189-index.htm
2019-03-31SUSAN CROWNDirectorBuy331.8290.4129,999.8523,684.79https://www.sec.gov/Archives/edgar/data/73124/000112419419000003/0001124194-19-000003-index.htm
2020-01-01LINDA BYNOEDirectorBuy15.78106.241,676.4723,687.04https://www.sec.gov/Archives/edgar/data/73124/000007312420000004/0000073124-20-000004-index.htm
2020-04-01LINDA BYNOEDirectorBuy23.1273.001,687.7623,710.16https://www.sec.gov/Archives/edgar/data/73124/000007312420000137/0000073124-20-000137-index.htm
2020-04-21LINDA BYNOEDirectorBuy41.5774.433,094.0623,751.73https://www.sec.gov/Archives/edgar/data/73124/000007312420000161/0000073124-20-000161-index.htm
2019-09-30Charles A TribbettDirectorBuy334.8793.3231,250.0724,019.50https://www.sec.gov/Archives/edgar/data/73124/000007312419000228/0000073124-19-000228-index.htm
2020-02-18Clair Joyce StExecutive Vice PresidentBuy6,440.0024,020.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000066/0000073124-20-000066-index.htm
2019-10-01Charles A TribbettDirectorBuy23.9289.882,149.9324,043.42https://www.sec.gov/Archives/edgar/data/73124/000007312419000228/0000073124-19-000228-index.htm
2019-04-23Marcy S KlevornDirectorBuy1.5095.94143.91241.50https://www.sec.gov/Archives/edgar/data/73124/000007312419000148/0000073124-19-000148-index.htm
2019-12-31Charles A TribbettDirectorBuy294.15106.2431,250.5024,337.57https://www.sec.gov/Archives/edgar/data/73124/000007312420000011/0000073124-20-000011-index.htm
2020-01-01Charles A TribbettDirectorBuy22.60106.242,401.0224,360.17https://www.sec.gov/Archives/edgar/data/73124/000007312420000011/0000073124-20-000011-index.htm
2020-03-31Charles A TribbettDirectorBuy430.6975.4632,499.8724,790.86https://www.sec.gov/Archives/edgar/data/73124/000007312420000144/0000073124-20-000144-index.htm
2020-04-01Charles A TribbettDirectorBuy35.9373.002,622.8924,826.79https://www.sec.gov/Archives/edgar/data/73124/000007312420000144/0000073124-20-000144-index.htm
2019-04-23SUSAN CROWNDirectorBuy1,146.0095.94109,947.2424,853.62https://www.sec.gov/Archives/edgar/data/73124/000112419419000004/0001124194-19-000004-index.htm
2020-04-21Charles A TribbettDirectorBuy41.5774.433,094.0624,868.37https://www.sec.gov/Archives/edgar/data/73124/000007312420000172/0000073124-20-000172-index.htm
2019-06-30SUSAN CROWNDirectorBuy333.3390.0029,999.7025,204.24https://www.sec.gov/Archives/edgar/data/73124/000112419419000006/0001124194-19-000006-index.htm
2020-04-21LINDA BYNOEDirectorBuy1,679.0025,430.73https://www.sec.gov/Archives/edgar/data/73124/000007312420000161/0000073124-20-000161-index.htm
2020-07-01LINDA BYNOEDirectorBuy32.9576.942,535.1725,463.68https://www.sec.gov/Archives/edgar/data/73124/000007312420000195/0000073124-20-000195-index.htm
2020-10-01LINDA BYNOEDirectorBuy33.2177.052,558.8325,496.89https://www.sec.gov/Archives/edgar/data/73124/000007312420000229/0000073124-20-000229-index.htm
2019-09-30SUSAN CROWNDirectorBuy321.4793.3229,999.5825,549.01https://www.sec.gov/Archives/edgar/data/73124/000112419419000008/0001124194-19-000008-index.htm
2019-12-31SUSAN CROWNDirectorBuy282.38106.2430,000.0525,853.37https://www.sec.gov/Archives/edgar/data/73124/000112419420000001/0001124194-20-000001-index.htm
2020-04-01SUSAN CROWNDirectorBuy34.9173.002,548.4325,888.28https://www.sec.gov/Archives/edgar/data/73124/000112419420000002/0001124194-20-000002-index.htm
2020-04-21Charles A TribbettDirectorBuy1,679.0026,547.37https://www.sec.gov/Archives/edgar/data/73124/000007312420000172/0000073124-20-000172-index.htm
2020-06-30Charles A TribbettDirectorBuy360.4679.3428,598.9026,907.83https://www.sec.gov/Archives/edgar/data/73124/000007312420000202/0000073124-20-000202-index.htm
2020-07-01Charles A TribbettDirectorBuy49.1576.943,781.6026,956.98https://www.sec.gov/Archives/edgar/data/73124/000007312420000202/0000073124-20-000202-index.htm
2020-09-30Charles A TribbettDirectorBuy352.7077.9727,500.0227,309.68https://www.sec.gov/Archives/edgar/data/73124/000007312420000236/0000073124-20-000236-index.htm
2020-10-01Charles A TribbettDirectorBuy52.8077.054,068.2427,362.48https://www.sec.gov/Archives/edgar/data/73124/000007312420000236/0000073124-20-000236-index.htm
2020-04-21SUSAN CROWNDirectorBuy1,679.0074.43124,967.9727,608.85https://www.sec.gov/Archives/edgar/data/73124/000112419420000003/0001124194-20-000003-index.htm
2020-07-01SUSAN CROWNDirectorBuy44.2476.943,403.8327,653.09https://www.sec.gov/Archives/edgar/data/73124/000112419420000005/0001124194-20-000005-index.htm
2020-10-01SUSAN CROWNDirectorBuy44.5877.053,434.8927,697.67https://www.sec.gov/Archives/edgar/data/73124/000112419420000006/0001124194-20-000006-index.htm
2020-02-18Peter CherecwichPresident/C&ISBuy8,505.0028,664.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000059/0000073124-20-000059-index.htm
2020-02-20Peter CherecwichPresident/C&ISSell32,403.00103.193,343,665.5728,664.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000074/0000073124-20-000074-index.htm
2020-06-03ROBERT P BROWNEEVP & Chief Investment OfficerSell5,000.0084.82424,100.0029,320.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000184/0000073124-20-000184-index.htm
2020-04-21Siddharth N MehtaDirectorBuy1,679.003,065.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000165/0000073124-20-000165-index.htm
2020-04-21Marcy S KlevornDirectorBuy1,679.003,115.51https://www.sec.gov/Archives/edgar/data/73124/000007312420000164/0000073124-20-000164-index.htm
2020-07-01Marcy S KlevornDirectorBuy13.0676.941,004.843,128.57https://www.sec.gov/Archives/edgar/data/73124/000007312420000197/0000073124-20-000197-index.htm
2020-10-01Marcy S KlevornDirectorBuy13.1777.051,014.753,141.74https://www.sec.gov/Archives/edgar/data/73124/000007312420000231/0000073124-20-000231-index.htm
2019-10-25ROBERT P BROWNEEVP & Chief Investment OfficerSell10,680.00101.561,084,660.8032,863.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000239/0000073124-19-000239-index.htm
2019-10-28ROBERT P BROWNEEVP & Chief Investment OfficerSell22,963.00102.062,343,603.7832,863.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000239/0000073124-19-000239-index.htm
2019-10-29ROBERT P BROWNEEVP & Chief Investment OfficerSell18,812.00102.961,936,883.5232,863.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000239/0000073124-19-000239-index.htm
2019-11-07ROBERT P BROWNEEVP & Chief Investment OfficerSell11,534.00107.851,243,941.9032,863.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000245/0000073124-19-000245-index.htm
2019-12-11ROBERT P BROWNEEVP & Chief Investment OfficerSell14,046.00109.281,534,946.8832,863.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000251/0000073124-19-000251-index.htm
2019-12-11ROBERT P BROWNEEVP & Chief Investment OfficerBuy356.0052.6418,739.8433,219.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000251/0000073124-19-000251-index.htm
2019-12-11ROBERT P BROWNEEVP & Chief Investment OfficerBuy711.0052.6937,462.5933,930.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000251/0000073124-19-000251-index.htm
2020-03-10ROBERT P BROWNEEVP & Chief Investment OfficerSell4,500.0072.31325,395.0034,320.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000124/0000073124-20-000124-index.htm
2019-04-25Shundrawn A ThomasPresident / Asset ManagementSell11,084.0097.651,082,352.6034,561.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000161/0000073124-19-000161-index.htm
2019-12-11ROBERT P BROWNEEVP & Chief Investment OfficerBuy1,110.0060.8567,543.5035,040.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000251/0000073124-19-000251-index.htm
2020-02-18Lauren E AllnuttSVP & ControllerBuy655.003,510.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000057/0000073124-20-000057-index.htm
2019-10-25ROBERT P BROWNEEVP & Chief Investment OfficerBuy3,562.0052.64187,503.6836,425.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000239/0000073124-19-000239-index.htm
2020-01-24Teresa ParkerExecutive Vice PresidentSell8,363.00103.18862,894.3437,808.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000036/0000073124-20-000036-index.htm
2020-02-06Teresa ParkerExecutive Vice PresidentSell1,057.00102.84108,701.8837,808.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000040/0000073124-20-000040-index.htm
2020-01-21Peter CherecwichPresident/C&ISBuy14,108.0038,022.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000027/0000073124-20-000027-index.htm
2020-01-21Clair Joyce StExecutive Vice PresidentBuy14,108.0038,126.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000032/0000073124-20-000032-index.htm
2019-04-25Teresa ParkerExecutive Vice PresidentSell3,000.0097.50292,500.0038,244.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000160/0000073124-19-000160-index.htm
2020-01-21Shundrawn A ThomasPresident / Asset ManagementBuy4,180.0038,741.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000033/0000073124-20-000033-index.htm
2020-02-06Teresa ParkerExecutive Vice PresidentBuy1,057.0058.2561,570.2538,865.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000040/0000073124-20-000040-index.htm
2019-04-25Shundrawn A ThomasPresident / Asset ManagementBuy5,700.0052.64300,048.0040,261.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000161/0000073124-19-000161-index.htm
2020-11-03STEVEN L FRADKINPresident/Wealth ManagementSell7,117.0082.88589,856.9641,705.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000248/0000073124-20-000248-index.htm
2020-02-18Shundrawn A ThomasPresident / Asset ManagementBuy8,019.0043,218.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000067/0000073124-20-000067-index.htm
2019-10-25ROBERT P BROWNEEVP & Chief Investment OfficerBuy7,118.0052.69375,047.4243,543.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000239/0000073124-19-000239-index.htm
2020-02-18ROBERT P BROWNEEVP & Chief Investment OfficerBuy7,533.0043,767.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000058/0000073124-20-000058-index.htm
2020-02-20ROBERT P BROWNEEVP & Chief Investment OfficerSell3,708.00104.07385,891.5643,767.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000073/0000073124-20-000073-index.htm
2019-10-28ROBERT P BROWNEEVP & Chief Investment OfficerBuy11,093.0060.85675,009.0543,956.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000239/0000073124-19-000239-index.htm
2020-01-24Teresa ParkerExecutive Vice PresidentBuy6,163.0060.85375,018.5543,971.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000036/0000073124-20-000036-index.htm
2019-09-13Wilson LeechEVP/Chief Risk OfficerSell4,377.0099.26434,461.0244,279.63https://www.sec.gov/Archives/edgar/data/73124/000007312419000209/0000073124-19-000209-index.htm
2019-11-07ROBERT P BROWNEEVP & Chief Investment OfficerBuy11,534.0058.25671,855.5044,397.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000245/0000073124-19-000245-index.htm
2019-09-13Wilson LeechEVP/Chief Risk OfficerBuy593.0060.8536,084.0544,872.63https://www.sec.gov/Archives/edgar/data/73124/000007312419000209/0000073124-19-000209-index.htm
2019-10-29ROBERT P BROWNEEVP & Chief Investment OfficerBuy12,359.0058.25719,911.7545,222.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000239/0000073124-19-000239-index.htm
2019-04-25Shundrawn A ThomasPresident / Asset ManagementBuy5,384.0043.65235,011.6045,645.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000161/0000073124-19-000161-index.htm
2020-01-24Teresa ParkerExecutive Vice PresidentSell8,427.00102.38862,756.2646,171.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000036/0000073124-20-000036-index.htm
2019-09-13Wilson LeechEVP/Chief Risk OfficerBuy1,484.0070.21104,191.6446,356.63https://www.sec.gov/Archives/edgar/data/73124/000007312419000209/0000073124-19-000209-index.htm
2020-01-21ROBERT P BROWNEEVP & Chief Investment OfficerBuy13,934.0046,797.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000026/0000073124-20-000026-index.htm
2019-12-11ROBERT P BROWNEEVP & Chief Investment OfficerBuy11,869.0070.21833,322.4946,909.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000251/0000073124-19-000251-index.htm
2019-04-03Dean M HarrisonDirectorSell4.0093.99375.9647.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000222/0000073124-19-000222-index.htm
2020-02-20ROBERT P BROWNEEVP & Chief Investment OfficerBuy3,708.0058.25215,991.0047,475.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000073/0000073124-20-000073-index.htm
2020-02-20Peter CherecwichPresident/C&ISBuy18,991.0070.211,333,358.1147,655.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000074/0000073124-20-000074-index.htm
2019-09-13Wilson LeechEVP/Chief Risk OfficerBuy2,300.0058.25133,975.0048,656.63https://www.sec.gov/Archives/edgar/data/73124/000007312419000209/0000073124-19-000209-index.htm
2019-07-26ROBERT P BROWNEEVP & Chief Investment OfficerSell12,000.0099.601,195,200.0048,776.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000199/0000073124-19-000199-index.htm
2019-07-26ROBERT P BROWNEEVP & Chief Investment OfficerSell9,612.0099.63957,643.5648,776.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000199/0000073124-19-000199-index.htm
2019-07-29ROBERT P BROWNEEVP & Chief Investment OfficerSell9,983.0099.17990,014.1148,776.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000199/0000073124-19-000199-index.htm
2020-11-03STEVEN L FRADKINPresident/Wealth ManagementBuy7,117.0052.69374,994.7348,822.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000248/0000073124-20-000248-index.htm
2020-02-18STEVEN L FRADKINPresident/Wealth ManagementBuy8,991.0048,888.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000060/0000073124-20-000060-index.htm
2020-01-24Teresa ParkerExecutive Vice PresidentBuy5,935.0070.21416,696.3549,906.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000036/0000073124-20-000036-index.htm
2020-02-18Teresa ParkerExecutive Vice PresidentBuy13,017.0050,316.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000070/0000073124-20-000070-index.htm
2019-10-29ROBERT P BROWNEEVP & Chief Investment OfficerBuy6,453.0088.06568,251.1851,675.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000239/0000073124-19-000239-index.htm
2019-07-26ROBERT P BROWNEEVP & Chief Investment OfficerBuy3,206.0052.64168,763.8451,982.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000199/0000073124-19-000199-index.htm
2020-01-24Teresa ParkerExecutive Vice PresidentBuy4,692.0058.25273,309.0054,598.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000036/0000073124-20-000036-index.htm
2020-01-21Wilson LeechEVP/Chief Risk OfficerBuy11,361.0055,640.63https://www.sec.gov/Archives/edgar/data/73124/000007312420000029/0000073124-20-000029-index.htm
2019-10-28ROBERT P BROWNEEVP & Chief Investment OfficerBuy11,870.0070.21833,392.7055,826.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000239/0000073124-19-000239-index.htm
2019-03-31Donald ThompsonDirectorBuy400.9590.4136,249.895,683.54https://www.sec.gov/Archives/edgar/data/73124/000007312419000121/0000073124-19-000121-index.htm
2019-04-01Donald ThompsonDirectorBuy9.7492.70902.905,693.28https://www.sec.gov/Archives/edgar/data/73124/000007312419000121/0000073124-19-000121-index.htm
2019-04-23Donald ThompsonDirectorBuy22.8395.942,190.315,716.11https://www.sec.gov/Archives/edgar/data/73124/000007312419000156/0000073124-19-000156-index.htm
2019-07-26ROBERT P BROWNEEVP & Chief Investment OfficerBuy6,406.0052.69337,532.1458,388.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000199/0000073124-19-000199-index.htm
2019-07-29ROBERT P BROWNEEVP & Chief Investment OfficerBuy9,983.0060.85607,465.5558,759.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000199/0000073124-19-000199-index.htm
2020-01-21STEVEN L FRADKINPresident/Wealth ManagementBuy15,049.0059,774.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000028/0000073124-20-000028-index.htm
2019-06-14ROBERT P BROWNEEVP & Chief Investment OfficerSell12,156.0086.881,056,113.2860,776.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000170/0000073124-19-000170-index.htm
2020-02-20Peter CherecwichPresident/C&ISBuy13,412.0058.25781,249.0061,067.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000074/0000073124-20-000074-index.htm
2020-01-21Susan Cohen LevyEVP, Gen Counsel & Corp SecBuy11,287.0063,241.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000030/0000073124-20-000030-index.htm
2020-02-18Susan Cohen LevyEVP, Gen Counsel & Corp SecBuy6,318.0064,169.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000062/0000073124-20-000062-index.htm
2019-03-31Thomas E RichardsDirectorBuy331.8290.4129,999.856,503.99https://www.sec.gov/Archives/edgar/data/73124/000007312419000120/0000073124-19-000120-index.htm
2019-04-01Thomas E RichardsDirectorBuy8.0692.70747.166,512.05https://www.sec.gov/Archives/edgar/data/73124/000007312419000120/0000073124-19-000120-index.htm
2019-04-23Thomas E RichardsDirectorBuy22.8395.942,190.316,534.88https://www.sec.gov/Archives/edgar/data/73124/000007312419000152/0000073124-19-000152-index.htm
2020-02-18Michael O'GradyChairman, President and CEOBuy23,691.0068,219.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000063/0000073124-20-000063-index.htm
2019-04-23Donald ThompsonDirectorBuy1,146.006,862.11https://www.sec.gov/Archives/edgar/data/73124/000007312419000156/0000073124-19-000156-index.htm
2020-01-21Michael O'GradyChairman, President and CEOBuy21,946.0071,302.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000031/0000073124-20-000031-index.htm
2019-06-30Donald ThompsonDirectorBuy402.7890.0036,250.207,264.89https://www.sec.gov/Archives/edgar/data/73124/000007312419000188/0000073124-19-000188-index.htm
2019-07-01Donald ThompsonDirectorBuy19.4591.651,782.597,284.34https://www.sec.gov/Archives/edgar/data/73124/000007312419000188/0000073124-19-000188-index.htm
2019-11-22Biff BowmanEVP & Chief Financial OfficerSell13,208.00106.531,407,048.2474,980.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000249/0000073124-19-000249-index.htm
2019-03-31Dean M HarrisonDirectorBuy359.4790.4132,499.687,513.42https://www.sec.gov/Archives/edgar/data/73124/000007312419000118/0000073124-19-000118-index.htm
2019-04-01Dean M HarrisonDirectorBuy8.7392.70809.277,522.15https://www.sec.gov/Archives/edgar/data/73124/000007312419000118/0000073124-19-000118-index.htm
2019-04-23Dean M HarrisonDirectorBuy22.8395.942,190.317,544.98https://www.sec.gov/Archives/edgar/data/73124/000007312419000146/0000073124-19-000146-index.htm
2019-09-30Donald ThompsonDirectorBuy388.4593.3236,250.157,672.79https://www.sec.gov/Archives/edgar/data/73124/000007312419000227/0000073124-19-000227-index.htm
2019-04-23Thomas E RichardsDirectorBuy1,146.007,680.88https://www.sec.gov/Archives/edgar/data/73124/000007312419000152/0000073124-19-000152-index.htm
2019-10-01Donald ThompsonDirectorBuy26.4389.882,375.537,699.22https://www.sec.gov/Archives/edgar/data/73124/000007312419000227/0000073124-19-000227-index.htm
2019-06-30Thomas E RichardsDirectorBuy333.3390.0029,999.708,014.21https://www.sec.gov/Archives/edgar/data/73124/000007312419000186/0000073124-19-000186-index.htm
2019-07-01Thomas E RichardsDirectorBuy17.2991.651,584.638,031.50https://www.sec.gov/Archives/edgar/data/73124/000007312419000186/0000073124-19-000186-index.htm
2019-12-31Donald ThompsonDirectorBuy341.21106.2436,250.158,040.43https://www.sec.gov/Archives/edgar/data/73124/000007312420000010/0000073124-20-000010-index.htm
2020-01-01Donald ThompsonDirectorBuy25.09106.242,665.568,065.52https://www.sec.gov/Archives/edgar/data/73124/000007312420000010/0000073124-20-000010-index.htm
2019-09-30Thomas E RichardsDirectorBuy321.4793.3229,999.588,352.97https://www.sec.gov/Archives/edgar/data/73124/000007312419000225/0000073124-19-000225-index.htm
2019-10-01Thomas E RichardsDirectorBuy23.3089.882,094.208,376.27https://www.sec.gov/Archives/edgar/data/73124/000007312419000225/0000073124-19-000225-index.htm
2019-04-23Jay L HendersonDirectorBuy1,146.008,553.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000147/0000073124-19-000147-index.htm
2020-03-31Donald ThompsonDirectorBuy496.9575.4637,499.858,562.47https://www.sec.gov/Archives/edgar/data/73124/000007312420000143/0000073124-20-000143-index.htm
2020-04-01Donald ThompsonDirectorBuy40.0373.002,922.198,602.50https://www.sec.gov/Archives/edgar/data/73124/000007312420000143/0000073124-20-000143-index.htm
2020-05-27Mark C GossettExecutive Vice PresidentSell5,115.0083.08424,954.208,617.00https://www.sec.gov/Archives/edgar/data/73124/000007312420000182/0000073124-20-000182-index.htm
2020-04-21Donald ThompsonDirectorBuy41.5774.433,094.068,644.07https://www.sec.gov/Archives/edgar/data/73124/000007312420000171/0000073124-20-000171-index.htm
2019-12-31Thomas E RichardsDirectorBuy282.38106.2430,000.058,658.65https://www.sec.gov/Archives/edgar/data/73124/000007312420000008/0000073124-20-000008-index.htm
2020-01-01Thomas E RichardsDirectorBuy21.98106.242,335.168,680.63https://www.sec.gov/Archives/edgar/data/73124/000007312420000008/0000073124-20-000008-index.htm
2019-04-23Dean M HarrisonDirectorBuy1,146.008,690.98https://www.sec.gov/Archives/edgar/data/73124/000007312419000146/0000073124-19-000146-index.htm
2019-04-23MARTIN P SLARKDirectorBuy22.8395.942,190.318,880.50https://www.sec.gov/Archives/edgar/data/73124/000007312419000154/0000073124-19-000154-index.htm
2020-03-31Thomas E RichardsDirectorBuy397.5675.4629,999.889,078.19https://www.sec.gov/Archives/edgar/data/73124/000007312420000141/0000073124-20-000141-index.htm
2019-06-30Dean M HarrisonDirectorBuy392.7090.0035,343.009,083.68https://www.sec.gov/Archives/edgar/data/73124/000007312419000183/0000073124-19-000183-index.htm
2019-08-02Biff BowmanEVP & Chief Financial OfficerSell298.0093.3627,821.2891,006.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000201/0000073124-19-000201-index.htm
2019-07-01Dean M HarrisonDirectorBuy18.1591.651,663.459,101.83https://www.sec.gov/Archives/edgar/data/73124/000007312419000183/0000073124-19-000183-index.htm
2020-04-01Thomas E RichardsDirectorBuy34.9173.002,548.439,113.10https://www.sec.gov/Archives/edgar/data/73124/000007312420000141/0000073124-20-000141-index.htm
2019-08-02Biff BowmanEVP & Chief Financial OfficerSell45,906.0092.814,260,535.8691,304.00https://www.sec.gov/Archives/edgar/data/73124/000007312419000201/0000073124-19-000201-index.htm
2020-04-21Thomas E RichardsDirectorBuy41.5774.433,094.069,154.67https://www.sec.gov/Archives/edgar/data/73124/000007312420000168/0000073124-20-000168-index.htm
2019-09-30Dean M HarrisonDirectorBuy388.4593.3236,250.159,490.28https://www.sec.gov/Archives/edgar/data/73124/000007312419000222/0000073124-19-000222-index.htm
2019-10-01Dean M HarrisonDirectorBuy24.7689.882,225.439,515.04https://www.sec.gov/Archives/edgar/data/73124/000007312419000222/0000073124-19-000222-index.htm
2019-12-31Dean M HarrisonDirectorBuy341.21106.2436,250.159,856.25https://www.sec.gov/Archives/edgar/data/73124/000007312420000005/0000073124-20-000005-index.htm
2020-01-01Dean M HarrisonDirectorBuy23.70106.242,517.899,879.95https://www.sec.gov/Archives/edgar/data/73124/000007312420000005/0000073124-20-000005-index.htm