Capitala Finance Corp

(NASDAQ:CPTA)

Latest On Capitala Finance Corp (CPTA):

Date/Time Type Description Signal Details
2021-05-05 13:52 ESTNewsCapitala Finance Corp 2021 Q1 - Results - Earnings Call PresentationN/A
2021-05-04 17:11 ESTNewsCapitala Finance Corp (CPTA) CEO Joe Alala on Q1 2021 Results - Earnings Call TranscriptN/A
2021-05-03 20:13 ESTNewsCapitala Finance misses on total investment incomeN/A
2021-03-10 09:45 ESTNewsCapitala Finance Corp 2020 Q4 - Results - Earnings Call PresentationN/A
2021-03-09 19:29 ESTFinancialsCompany financials have been released.Neutral
2021-03-09 14:43 ESTNewsCapitala Finance's (CPTA) CEO Joe Alala on Q4 2020 Results - Earnings Call TranscriptN/A
2021-03-09 03:26 ESTEarnings EstimateAn EPS average of $1.30 is estimated for the 2022 year.Buy
2021-03-09 03:26 ESTEarnings EstimateAn EPS average of $0.29 is estimated for the quarter ending on June 30, 2021.Buy
2021-03-08 19:41 ESTNewsCapitala Finance EPS beats by $0.02, misses on revenueN/A
2021-01-22 03:25 ESTAnalyst RatingThe Analyst Target Price has increased from $12.5 to $15.Neutral
2020-12-13 03:41 ESTFinancialsCompany financials have been released.Neutral
2020-11-07 15:29 ESTFinancialsCompany financials have been released.Neutral
2020-11-06 19:27 ESTFinancialsCompany financials have been released.Neutral
2020-11-05 19:27 ESTFinancialsCompany financials have been released.Neutral
2020-11-05 01:43 ESTNewsCapitala Finance Corp 2020 Q3 - Results - Earnings Call PresentationN/A
2020-11-05 01:42 ESTNewsCapitala Finance Corp's (CPTA) CEO Joseph Alala On Q3 2020 Results - Quick Version Earnings Call TranscriptN/A
2020-11-05 01:41 ESTNewsCapitala Finance Corp. (CPTA) CEO Joe Alala on Q3 2020 Results - Earnings Call TranscriptN/A
2020-11-04 07:24 ESTEarnings EstimateAn EPS average of $0.17 is estimated for the quarter ending on March 31, 2021.Sell
2020-11-03 23:14 ESTNewsCapitala Finance EPS beats by $0.17, beats on total investment incomeN/A
2020-10-30 12:36 ESTAnalyst RatingThe Analyst Target Price has decreased from $14.5 to $12.5.Neutral
2020-10-22 19:44 ESTNewsCapitala Finance Corp Investors Need Shareholder ActivismN/A
2020-10-22 19:43 ESTNewsCapitala invests in Mason WestN/A
2020-10-22 19:40 ESTNewsCapitala Finance's Bonds Will Outperform Its StockN/A
2020-09-26 12:26 ESTFinancialsCompany financials have been released.Neutral
2020-09-23 16:35 ESTAnalyst RatingThe Analyst Target Price has decreased from $17.5 to $14.5.Neutral
2020-09-17 04:34 ESTFinancialsCompany financials have been released.Neutral
2020-09-05 00:30 ESTFinancialsCompany financials have been released.Neutral
2020-09-01 15:35 ESTInsider TradeLarry W. Carroll has directly acquired 6,667 shares and currently holds 146,667 shares.Buy
2020-08-25 16:30 ESTAnalyst RatingThe Analyst Target Price has increased from $2.92 to $17.5.Buy
2020-08-25 00:32 ESTStock SplitA stock split has occured on Aug 24, 2020 with a split factor of 1:6.Neutral
2020-08-07 12:30 ESTFinancialsCompany financials have been released.Neutral
2020-08-07 00:29 ESTAnalyst RatingThe Analyst Target Price has increased from $2.83 to $2.92.Buy
2020-08-06 20:28 ESTFinancialsCompany financials have been released.Neutral
2020-08-06 13:57 ESTNewsCapitala Finance Corp (CPTA) CEO Joe Alala on Q2 2020 Results - Earnings Call TranscriptN/A
2020-08-05 10:32 ESTNewsCapitala Finance reports Q2 resultsN/A
2020-08-05 10:30 ESTNewsCapitala Finance Corp 2020 Q2 - Results - Earnings Call PresentationN/A
2020-07-31 00:39 ESTFinancialsCompany financials have been released.Neutral
2020-07-23 16:41 ESTFinancialsCompany financials have been released.Neutral
2020-07-20 12:29 ESTAnalyst RatingThe Analyst Target Price has decreased from $3.25 to $2.83.Neutral
2020-07-15 10:26 ESTNewsCapitala Finance announces portfolio activityN/A
2020-07-03 04:25 ESTFinancialsCompany financials have been released.Neutral
2020-07-01 08:27 ESTFinancialsCompany financials have been released.Neutral
2020-06-16 12:26 ESTAnalyst RatingThe Analyst Target Price has increased from $2.94 to $3.25.Buy
2020-06-02 00:29 ESTEarnings EstimateAn EPS average of $0.01 is estimated for the quarter ending on September 30, 2020.Buy
2020-06-02 00:29 ESTAnalyst RatingThe Analyst Target Price has decreased from $3.67 to $2.94.Neutral
2020-05-31 16:59 ESTFinancialsCompany financials have been released.Neutral
2020-05-07 20:34 ESTNewsCapitala Finance misses on revenueN/A
2020-05-07 20:33 ESTNewsCapitala Finance Corp 2020 Q1 - Results - Earnings Call PresentationN/A
2020-05-07 20:33 ESTNewsCapitala Finance Corp (CPTA) CEO Joe Alala on Q1 2020 Results - Earnings Call TranscriptN/A
2020-05-06 12:28 ESTFinancialsCompany financials have been released.Neutral

About Capitala Finance Corp (CPTA):

Capitala Finance Corp. is a Business Development Company specializing in traditional mezzanine, senior subordinated and unitranche debt, first-lien and second-lien loans, equity investments in sponsored and non-sponsored lower and traditional middle market companies. The fund targets companies in the business services, commercial and professional services, manufacturing, consumer goods, textile apparel and luxury goods, leisure goods, household durables, retail, energy, and health-care industries. It typically considers investments in the United States. The fund invests $5 million and $50 million per transaction in companies with greater than $4.5 million of TTM EBITDA and enterprise value less than $250 million. It may also invest in senior secured positions in stretch senior secured loans. The fund makes minority equity co-investments, alongside management or financial sponsors.

CPTA Quotes by TradingView

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General

  • Name Capitala Finance Corp
  • Symbol CPTA
  • Type Common Stock
  • Exchange NASDAQ
  • Currency USD
  • Country USA
  • SectorFinancial Services
  • IndustryAsset Management
  • Last Split Factor1:6
  • Last Split Date2020-08-24
  • Fiscal Year EndDecember
  • IPO Date2013-09-25
  • Gic SectorFinancials
  • Gic GroupDiversified Financials
  • Gic IndustryCapital Markets
  • Gic SubIndustryAsset Management & Custody Banks
  • Web URLhttp://www.capitalagroup.com
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Valuation

  • Forward PE 14.79
  • Price/Book (Most Recent Quarter) 0.39
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Financials

  • Most Recent Quarter 2020-12-31
  • Current Year EPS Estimate $0.84
  • Next Year EPS Estimate $0.72
  • Next Quarter EPS Estimate $0.27
  • Profit Margin -134%
  • Operating Margin 57%
  • Return on Assets 3%
  • Return on Equity -28%
  • Revenue 26.45 million
  • Earnings Per Share -$3.15
  • Revenue Per Share $9.76
  • Gross Profit 26.45 million
  • Quarterly Earnings Growth -41.1%
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Highlights

  • Market Capitalization 43.38 million
  • PEG Ratio 0.55
  • Analyst Target Price $15
  • Book Value Per Share $40.19
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Share Statistics

  • Shares Outstanding 2.71 million
  • % Held by Insiders 624%
  • % Held by Institutions 14.76%
  • Shares Short 15237
  • Shares Short Prior Month 17784
  • Short Ratio 0.92
  • Short % of Float 1%
  • Short % of Shares Outstanding 1%
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Technicals

  • Beta 1.88
  • 52 Week High $26.66
  • 52 Week Low $8.4
  • 50 Day Moving Average 16.03
  • 200 Day Moving Average 12.76
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Dividends

  • Forward Annual Dividend Rate $1
  • Forward Annual Dividend Yield 26.59%
  • Payout Ratio 117%
  • Dividend Date 2020-03-30
  • ExDividend Date 2020-03-20
  • Dividend Per Share $1.5
  • Dividend Yield 0%
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Capitala Finance Corp (CPTA) Dividend Calendar:

CPTA's last dividend payment was made to shareholders on March 30, 2020.
Capitala Finance Corp pays out 117% of its earnings out as a dividend.

Ex-Dividend Date Payment Date Record Date Declared Date Amount

Capitala Finance Corp (CPTA) Earnings History:

Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.


Quarter Date Report Date Actual Revenue Reported EPS EPS Estimate Deviation from Estimate
2020-12-312021-03-08$N/A-$0.02$0.22-110.65%
2020-09-302020-11-03$4.16 million$0.27$0.10173.7%
2020-06-302020-08-04$4.16 million$0.18$0.06202%
2020-03-312020-05-04$N/A$-0.00$1.05-100.46%
2019-12-312020-03-02$9.64 million$0.72$1.19-39.24%
2019-09-302019-11-04$10.13 million$1.08$1.43-24.21%
2019-06-302019-08-05$11.59 million$1.50$1.462.46%
2019-03-312019-05-06$12.68 million$1.56$1.439.24%
2018-12-312019-03-04$11.31 million$1.32$1.47-10.2%
2018-09-302018-11-05$11.53 million$1.44$1.53-5.88%
2018-06-302018-08-06$11.88 million$1.56$1.61-3.11%
2018-03-312018-05-07$12.57 million$1.68$1.558.39%
2017-12-312018-02-27$11.6 million$1.56$1.76-11.3%
2017-09-302017-11-06$12.31 million$1.68$1.81-7.16%
2017-06-302017-08-07$12.36 million$1.53$2.27-32.77%
2017-03-312017-05-08$14.82 million$2.34$2.35-0.23%
2016-12-312017-03-07$16.51 million$2.58$2.3310.97%
2016-09-302016-11-08$17.36 million$2.82$2.685.08%
2016-06-302016-08-09$16.99 million$2.82$2.810.39%
2016-03-312016-05-09$17.45 million$2.82$2.810.53%
2015-12-312016-03-08$16.55 million$2.82$2.733.42%
2015-09-302015-11-09$18.3 million$0.48$0.4117.07%
2015-06-302015-08-10$15.08 million$0.33$0.41-19.51%
2015-03-312015-05-11$14.04 million$0.37$0.43-13.95%
2014-12-312015-03-04$13.46 million$0.39$0.40-2.5%
2014-09-302014-11-10$11.17 million$0.27$0.41-34.15%
2014-06-302014-08-12$12.53 million$0.43$0.430%
2014-03-312014-05-12$12.37 million$0.44$0.46-4.35%
2013-12-312014-03-12$12.15 million$0.47$0.4017.5%
2013-09-302013-11-13$8.8 million$3.66

Capitala Finance Corp (CPTA) Company Financial Statements:

Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.

Income Statement:
Date Dec 31 2020 Sep 30 2020 Jun 30 2020 Mar 31 2020 Dec 31 2019
Research Development N/A N/A N/A N/A N/A
Income Before Tax N/A 3.36 million 3.1 million N/A -69000
Selling General Administrative N/A 964000 1.06 million N/A 3.36 million
Gross Profit N/A N/A N/A N/A 9.64 million
Ebit N/A N/A N/A N/A 6.27 million
Operating Income N/A N/A N/A N/A 6.27 million
Income Tax Expense N/A N/A N/A N/A N/A
Total Revenue N/A 4.16 million 4.16 million N/A 9.64 million
Cost of Revenue N/A N/A N/A N/A N/A
Total Other Income Expense Net N/A N/A N/A N/A -6.34 million
Net Income From Continuing Operations N/A 3.36 million 3.1 million N/A -69000
Net Income Applicable to Common Shares 538000 N/A 3.1 million -42.44 million -69000
Cash Flow:
Date Sep 30 2020 Jun 30 2020 Mar 31 2020 Dec 31 2019 Sep 30 2019
Investments N/A N/A N/A N/A N/A
Change to Liabilities N/A -364000 -143000 504000 14000
Total Cash Flow from Investing Activities N/A N/A N/A N/A N/A
Net Borrowings N/A N/A N/A N/A -5 million
Total Cash Flow from Financial Activities N/A N/A N/A -4.58 million -8.72 million
Change to Operating Activities N/A 1.14 million -1.48 million -5.75 million 5.22 million
Change in Cash -51.54 million 38.8 million N/A -455000 19.3 million
Total Cash from Operating Activities 9.44 million 38.86 million -2.02 million 4.13 million 28.03 million
Depreciation N/A N/A N/A N/A N/A
Other Cash Flow from Investing Activities N/A N/A N/A N/A N/A
Change to Inventory N/A N/A N/A N/A N/A
Change to Account Receivables N/A N/A N/A -173000 881000
Other Cash Flow from Financing Activities N/A -60000 -154000 -4.58 million -3.72 million
Change to Net Income N/A 33.96 million 41.31 million 8.82 million 19.71 million
Capital Expenditures N/A N/A N/A N/A N/A
Balance Sheet:
Date Dec 31 2020 Sep 30 2020 Jun 30 2020 Mar 31 2020 Dec 31 2019
Total Liabailities N/A 218.19 million 280.46 million N/A 279.22 million
Total Stockholder Equity N/A 108.41 million 105.06 million N/A 148.11 million
Other Current Liabilities N/A N/A N/A N/A N/A
Total Assets N/A 326.6 million 385.51 million N/A 427.34 million
Common Stock 27000 N/A 163000 163000 162000
Other Current Assets N/A N/A N/A N/A N/A
Retained Earnings -120.56 million -129.97 million -133.33 million -136.43 million -89.94 million
Other Liabilities N/A N/A N/A -2.33 million N/A
Other Assets N/A N/A 301000 94000 115000
Cash N/A 43.69 million 95.23 million N/A 62.32 million
Total Current Liabilities 5.56 million N/A N/A N/A 6.67 million
Other Stockholder Equity N/A N/A N/A N/A N/A
Property, Plant & Equipment N/A N/A N/A N/A N/A
Total Current Assets 53.31 million N/A N/A N/A 64.69 million
Long Term Investments N/A 280.25 million 287.27 million N/A 362.53 million
Net Tangible Assets 108.95 million N/A 105.06 million 101.96 million 148.11 million
Short Term Investments N/A N/A N/A N/A N/A
Long Term Debt N/A N/A N/A N/A 272.55 million
Inventory N/A N/A N/A N/A N/A
Accounts Payable 28000 875000 2.44 million N/A 518000

Capitala Finance Corp (CPTA) Chart:

Capitala Finance Corp (CPTA) News:

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Capitala Finance Corp (CPTA) Options:

A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.

Expiration Date Strike Last Price Type Volume Open Interest Implied Volatility In The Money Change Change Percent

Capitala Finance Corp (CPTA) SEC Filings:

An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.

Date Form Type Form Name Link
2020-06-308-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1571329/000110465920078048/0001104659-20-078048-index.htm
2019-11-048-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1571329/000110465919059528/0001104659-19-059528-index.htm
2019-11-0410-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1571329/000110465919059562/0001104659-19-059562-index.htm
2019-12-128-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1571329/000110465919072027/0001104659-19-072027-index.htm
2019-12-268-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1571329/000110465919076156/0001104659-19-076156-index.htm
2019-12-31497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1571329/000110465919077309/0001104659-19-077309-index.htm
2019-12-318-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1571329/000110465919077317/0001104659-19-077317-index.htm
2020-01-028-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1571329/000110465920000111/0001104659-20-000111-index.htm
2020-02-204Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1571329/000110465920023096/0001104659-20-023096-index.htm
2020-02-27PRE 14AOther preliminary proxy statementshttps://www.sec.gov/Archives/edgar/data/1571329/000110465920026022/0001104659-20-026022-index.htm
2020-03-028-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1571329/000110465920027895/0001104659-20-027895-index.htm
2020-03-0210-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1571329/000110465920027898/0001104659-20-027898-index.htm
2020-03-13DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1571329/000110465920033152/0001104659-20-033152-index.htm
2020-03-13CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1571329/000110465920033157/0001104659-20-033157-index.htm
2020-03-25DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1571329/000110465920037998/0001104659-20-037998-index.htm
2020-04-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1571329/000110465920041559/0001104659-20-041559-index.htm
2020-04-02DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1571329/000110465920042190/0001104659-20-042190-index.htm
2020-04-10DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1571329/000110465920045386/0001104659-20-045386-index.htm
2020-04-14DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1571329/000110465920046151/0001104659-20-046151-index.htm
2020-05-048-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1571329/000110465920056220/0001104659-20-056220-index.htm
2020-05-0410-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1571329/000110465920056222/0001104659-20-056222-index.htm
2020-06-308-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1571329/000110465920078048/0001104659-20-078048-index.htm
2020-07-148-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1571329/000110465920083446/0001104659-20-083446-index.htm
2020-08-0410-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1571329/000110465920090326/0001104659-20-090326-index.htm
2020-08-048-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1571329/000110465920090336/0001104659-20-090336-index.htm
2020-08-1140-17GFidelity Bond [Rule 17G-1(g)]https://www.sec.gov/Archives/edgar/data/1571329/000110465920093269/0001104659-20-093269-index.htm
2020-09-014Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1571329/000110465920101347/0001104659-20-101347-index.htm
2020-11-038-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1571329/000110465920120973/0001104659-20-120973-index.htm
2020-11-0310-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1571329/000110465920120980/0001104659-20-120980-index.htm
2017-09-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1571329/000114420417049527/0001144204-17-049527-index.htm
2017-09-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1571329/000114420417049530/0001144204-17-049530-index.htm
2017-09-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1571329/000114420417049532/0001144204-17-049532-index.htm
2017-09-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1571329/000114420417049534/0001144204-17-049534-index.htm
2017-09-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1571329/000114420417049536/0001144204-17-049536-index.htm
2017-10-028-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1571329/000114420417050943/0001144204-17-050943-index.htm
2017-11-0610-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1571329/000114420417056552/0001144204-17-056552-index.htm
2017-11-068-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1571329/000114420417056566/0001144204-17-056566-index.htm
2017-11-154Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1571329/000114420417059256/0001144204-17-059256-index.htm
2017-11-154Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1571329/000114420417059258/0001144204-17-059258-index.htm
2017-12-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1571329/000114420417062260/0001144204-17-062260-index.htm
2017-12-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1571329/000114420417062261/0001144204-17-062261-index.htm
2017-12-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1571329/000114420417064941/0001144204-17-064941-index.htm
2018-01-028-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1571329/000114420418000053/0001144204-18-000053-index.htm
2018-01-038-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1571329/000114420418000545/0001144204-18-000545-index.htm
2018-01-315Annual statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1571329/000114420418004887/0001144204-18-004887-index.htm
2018-02-22PRE 14AOther preliminary proxy statementshttps://www.sec.gov/Archives/edgar/data/1571329/000114420418010282/0001144204-18-010282-index.htm
2018-02-22CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1571329/000114420418010290/0001144204-18-010290-index.htm
2018-02-2710-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1571329/000114420418011212/0001144204-18-011212-index.htm
2018-02-278-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1571329/000114420418011222/0001144204-18-011222-index.htm
2018-03-13DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1571329/000114420418014402/0001144204-18-014402-index.htm
2018-03-13CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1571329/000114420418014408/0001144204-18-014408-index.htm
2018-03-20N-2Registration statement for closed-end investment companieshttps://www.sec.gov/Archives/edgar/data/1571329/000114420418015884/0001144204-18-015884-index.htm
2018-03-20CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1571329/000114420418015885/0001144204-18-015885-index.htm
2018-03-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1571329/000114420418016707/0001144204-18-016707-index.htm
2018-03-274Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1571329/000114420418017132/0001144204-18-017132-index.htm
2018-04-028-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1571329/000114420418018396/0001144204-18-018396-index.htm
2018-04-2040-33Copies of all Stockholder Derivative Actions filed with a court against an Investment Company or an Affiliate thereof [Section 3https://www.sec.gov/Archives/edgar/data/1571329/000114420418021602/0001144204-18-021602-index.htm
2018-04-308-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1571329/000114420418023891/0001144204-18-023891-index.htm
2018-04-30N-2/ARegistration statement for closed-end investment companieshttps://www.sec.gov/Archives/edgar/data/1571329/000114420418023895/0001144204-18-023895-index.htm
2018-04-30CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1571329/000114420418023902/0001144204-18-023902-index.htm
2018-05-01CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1571329/000114420418024272/0001144204-18-024272-index.htm
2018-05-0710-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1571329/000114420418025704/0001144204-18-025704-index.htm
2018-05-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1571329/000114420418025708/0001144204-18-025708-index.htm
2018-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1571329/000114420418031249/0001144204-18-031249-index.htm
2018-06-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1571329/000114420418032762/0001144204-18-032762-index.htm
2018-06-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1571329/000114420418032764/0001144204-18-032764-index.htm
2018-06-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1571329/000114420418032766/0001144204-18-032766-index.htm
2018-06-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1571329/000114420418032768/0001144204-18-032768-index.htm
2018-06-2140-33Copies of all Stockholder Derivative Actions filed with a court against an Investment Company or an Affiliate thereof [Section 3https://www.sec.gov/Archives/edgar/data/1571329/000114420418035172/0001144204-18-035172-index.htm
2018-07-028-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1571329/000114420418036978/0001144204-18-036978-index.htm
2018-07-208-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1571329/000114420418039164/0001144204-18-039164-index.htm
2018-08-0610-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1571329/000114420418042157/0001144204-18-042157-index.htm
2018-08-068-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1571329/000114420418042160/0001144204-18-042160-index.htm
2018-09-0440-17GFidelity Bond [Rule 17G-1(g)]https://www.sec.gov/Archives/edgar/data/1571329/000114420418047827/0001144204-18-047827-index.htm
2018-10-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1571329/000114420418051678/0001144204-18-051678-index.htm
2018-11-0510-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1571329/000114420418057332/0001144204-18-057332-index.htm
2018-11-058-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1571329/000114420418057335/0001144204-18-057335-index.htm
2018-12-214Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1571329/000114420418066013/0001144204-18-066013-index.htm
2019-01-028-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1571329/000114420419000052/0001144204-19-000052-index.htm
2019-02-28PRE 14AOther preliminary proxy statementshttps://www.sec.gov/Archives/edgar/data/1571329/000114420419010956/0001144204-19-010956-index.htm
2019-02-288-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1571329/000114420419011176/0001144204-19-011176-index.htm
2019-02-283Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1571329/000114420419011185/0001144204-19-011185-index.htm
2019-03-0410-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1571329/000114420419011984/0001144204-19-011984-index.htm
2019-03-048-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1571329/000114420419011987/0001144204-19-011987-index.htm
2019-03-11DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1571329/000114420419013265/0001144204-19-013265-index.htm
2019-03-11CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1571329/000114420419013269/0001144204-19-013269-index.htm
2019-03-15N-2Registration statement for closed-end investment companieshttps://www.sec.gov/Archives/edgar/data/1571329/000114420419014337/0001144204-19-014337-index.htm
2019-03-15CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1571329/000114420419014339/0001144204-19-014339-index.htm
2019-04-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1571329/000114420419017213/0001144204-19-017213-index.htm
2019-04-03DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1571329/000114420419018000/0001144204-19-018000-index.htm
2019-04-16DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1571329/000114420419019897/0001144204-19-019897-index.htm
2019-04-19N-2/ARegistration statement for closed-end investment companieshttps://www.sec.gov/Archives/edgar/data/1571329/000114420419020361/0001144204-19-020361-index.htm
2019-04-19CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1571329/000114420419020363/0001144204-19-020363-index.htm
2019-04-19CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1571329/000114420419020366/0001144204-19-020366-index.htm
2019-05-0610-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1571329/000114420419023912/0001144204-19-023912-index.htm
2019-05-068-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1571329/000114420419023914/0001144204-19-023914-index.htm
2019-06-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1571329/000114420419030918/0001144204-19-030918-index.htm
2019-06-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1571329/000114420419030919/0001144204-19-030919-index.htm
2019-07-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1571329/000114420419033254/0001144204-19-033254-index.htm
2019-08-0510-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1571329/000114420419037661/0001144204-19-037661-index.htm
2019-08-058-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1571329/000114420419037666/0001144204-19-037666-index.htm
2019-08-2040-33Copies of all Stockholder Derivative Actions filed with a court against an Investment Company or an Affiliate thereof [Section 3https://www.sec.gov/Archives/edgar/data/1571329/000114420419040783/0001144204-19-040783-index.htm
2019-09-1240-17GFidelity Bond [Rule 17G-1(g)]https://www.sec.gov/Archives/edgar/data/1571329/000114420419044400/0001144204-19-044400-index.htm
2019-10-028-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1571329/000114420419046793/0001144204-19-046793-index.htm
2019-10-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1571329/000114420419048232/0001144204-19-048232-index.htm
2018-05-02EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1571329/999999999518001101/9999999995-18-001101-index.htm
2019-04-19EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1571329/999999999519000770/9999999995-19-000770-index.htm

Capitala Finance Corp (CPTA) Insider Transactions:

Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Capitala Finance Corp (CPTA). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.
Insider Ownership: 624%
Institutional Ownership: 1476%

Transaction Date Insider Name Insider Title Type Shares Number Shares Price Total Transaction Shares Held After Transaction Link
2018-06-01Joseph B III AlalaOfficerSell237,739.430.00https://www.sec.gov/Archives/edgar/data/1571329/000114420418032762/0001144204-18-032762-index.htm
2017-09-21Joseph B III AlalaOfficerBuy100.009.11910.60100.00https://www.sec.gov/Archives/edgar/data/1571329/000114420417049530/0001144204-17-049530-index.htm
2017-09-21Joseph B III AlalaOfficerBuy100.009.12911.80100.00https://www.sec.gov/Archives/edgar/data/1571329/000114420417049530/0001144204-17-049530-index.htm
2017-11-13Larry W. CarrollDirectorBuy10,000.007.6276,197.00110,000.00https://www.sec.gov/Archives/edgar/data/1571329/000114420417059256/0001144204-17-059256-index.htm
2018-06-01MARKHAM HUNT BROYHILLDirectorBuy21,346.60118,895.00https://www.sec.gov/Archives/edgar/data/1571329/000114420418032768/0001144204-18-032768-index.htm
2017-12-01Larry W. CarrollDirectorBuy10,000.007.6276,200.00120,000.00https://www.sec.gov/Archives/edgar/data/1571329/000114420417062261/0001144204-17-062261-index.htm
2019-06-13Joseph B III AlalaOfficerBuy2,576.009.1723,621.9212,187.00https://www.sec.gov/Archives/edgar/data/1571329/000114420419030918/0001144204-19-030918-index.htm
2017-12-21Larry W. CarrollDirectorBuy10,000.007.5075,000.00130,000.00https://www.sec.gov/Archives/edgar/data/1571329/000114420417064941/0001144204-17-064941-index.htm
2018-03-22Larry W. CarrollDirectorBuy3,409.007.8026,590.20133,409.00https://www.sec.gov/Archives/edgar/data/1571329/000114420418016707/0001144204-18-016707-index.htm
2019-06-13Richard WheelahanChief Compliance OfficerSell2,576.009.1723,621.9213,372.00https://www.sec.gov/Archives/edgar/data/1571329/000114420419030919/0001144204-19-030919-index.htm
2018-03-23Larry W. CarrollDirectorBuy2,058.007.8016,052.40135,467.00https://www.sec.gov/Archives/edgar/data/1571329/000114420418017132/0001144204-18-017132-index.htm
2018-05-25Larry W. CarrollDirectorBuy4,533.008.1636,986.11140,000.00https://www.sec.gov/Archives/edgar/data/1571329/000114420418031249/0001144204-18-031249-index.htm
2020-08-31Larry W. CarrollDirectorBuy6,667.0010.3068,668.10146,667.00https://www.sec.gov/Archives/edgar/data/1571329/000110465920101347/0001104659-20-101347-index.htm
2017-09-25John F. McGlinnOfficerBuy41,541.00154,026.00https://www.sec.gov/Archives/edgar/data/1571329/000114420417049534/0001144204-17-049534-index.htm
2017-09-25Richard WheelahanChief Compliance OfficerBuy2,250.0015,948.00https://www.sec.gov/Archives/edgar/data/1571329/000114420417049532/0001144204-17-049532-index.htm
2017-09-25Stephen A. ArnallChief Financial OfficerBuy6,375.0018,385.00https://www.sec.gov/Archives/edgar/data/1571329/000114420417049527/0001144204-17-049527-index.htm
2018-06-01John F. McGlinnOfficerBuy55,388.00209,414.00https://www.sec.gov/Archives/edgar/data/1571329/000114420418032766/0001144204-18-032766-index.htm
2017-09-24Joseph B III AlalaOfficerSell21,145.2821,245.28https://www.sec.gov/Archives/edgar/data/1571329/000114420417049530/0001144204-17-049530-index.htm
2017-09-25Joseph B III AlalaOfficerSell180,554.66237,739.43https://www.sec.gov/Archives/edgar/data/1571329/000114420417049530/0001144204-17-049530-index.htm
2018-06-01Stephen A. ArnallChief Financial OfficerBuy8,500.0026,885.00https://www.sec.gov/Archives/edgar/data/1571329/000114420418032764/0001144204-18-032764-index.htm
2018-12-20Stephen A. ArnallChief Financial OfficerBuy1,500.006.7610,140.0028,385.00https://www.sec.gov/Archives/edgar/data/1571329/000114420418066013/0001144204-18-066013-index.htm
2017-12-01Joseph B III AlalaOfficerBuy260.007.621,981.20360.00https://www.sec.gov/Archives/edgar/data/1571329/000114420417062260/0001144204-17-062260-index.htm
2017-09-25Joseph B III AlalaOfficerBuy60,153.26365,433.43https://www.sec.gov/Archives/edgar/data/1571329/000114420417049530/0001144204-17-049530-index.htm
2017-09-24Joseph B III AlalaOfficerSell24,000.00418,294.08https://www.sec.gov/Archives/edgar/data/1571329/000114420417049530/0001144204-17-049530-index.htm
2017-11-13Joseph B III AlalaOfficerBuy60,000.007.76465,600.00425,433.43https://www.sec.gov/Archives/edgar/data/1571329/000114420417059258/0001144204-17-059258-index.htm
2017-11-14Joseph B III AlalaOfficerBuy20,000.007.78155,588.00445,433.43https://www.sec.gov/Archives/edgar/data/1571329/000114420417059258/0001144204-17-059258-index.htm
2017-11-14Joseph B III AlalaOfficerBuy9,000.007.8070,173.90454,433.43https://www.sec.gov/Archives/edgar/data/1571329/000114420417059258/0001144204-17-059258-index.htm
2018-06-01Joseph B III AlalaOfficerBuy80,204.25534,637.85https://www.sec.gov/Archives/edgar/data/1571329/000114420418032762/0001144204-18-032762-index.htm
2017-09-24Joseph B III AlalaOfficerSell2,854.725,559.72https://www.sec.gov/Archives/edgar/data/1571329/000114420417049530/0001144204-17-049530-index.htm
2017-09-25MARKHAM HUNT BROYHILLDirectorBuy16,010.4097,548.40https://www.sec.gov/Archives/edgar/data/1571329/000114420417049536/0001144204-17-049536-index.htm