Latest On Gladstone Investment Corporation (GAINL):
| Date/Time | Type | Description | Signal | Details |
|---|---|---|---|---|
| 2024-04-12 06:11 EST | Dividend | A dividend of $0.5 has been announced on Nov 30, -0001. It will be paid May 1, 2024 with an ex-dividend date of Apr 12, 2024. | Neutral |  |
| 2024-01-11 05:36 EST | Dividend | A dividend of $0.5 has been announced on Nov 30, -0001. It will be paid Feb 1, 2024 with an ex-dividend date of Jan 11, 2024. | Neutral | |
| 2023-10-12 06:10 EST | Dividend | A dividend of $0.5 has been announced on Nov 30, -0001. It will be paid Nov 1, 2023 with an ex-dividend date of Oct 12, 2023. | Neutral | |
| 2021-08-20 06:13 EST | Dividend | A dividend of $0.13 has been announced on Jul 13, 2021. It will be paid Aug 31, 2021 with an ex-dividend date of Aug 20, 2021. | Neutral | |
| 2021-07-22 06:13 EST | Dividend | A dividend of $0.13 has been announced on Jul 13, 2021. It will be paid Jul 30, 2021 with an ex-dividend date of Jul 22, 2021. | Neutral | |
| 2021-06-17 06:18 EST | Dividend | A dividend of $0.13 has been announced on Apr 13, 2021. It will be paid Jun 30, 2021 with an ex-dividend date of Jun 17, 2021. | Neutral | |
| 2021-05-18 06:17 EST | Dividend | A dividend of $0.13 has been announced on Apr 13, 2021. It will be paid May 28, 2021 with an ex-dividend date of May 18, 2021. | Neutral | |
| 2021-04-22 06:21 EST | Dividend | A dividend of $0.13 has been announced on Apr 13, 2021. It will be paid Apr 30, 2021 with an ex-dividend date of Apr 22, 2021. | Neutral | |
| 2021-03-17 06:18 EST | Dividend | A dividend of $0.13 has been announced on Jan 12, 2021. It will be paid Mar 31, 2021 with an ex-dividend date of Mar 17, 2021. | Neutral | |
| 2021-02-16 05:14 EST | Dividend | A dividend of $0.13 has been announced on Jan 12, 2021. It will be paid Feb 26, 2021 with an ex-dividend date of Feb 16, 2021. | Neutral | |
| 2021-02-04 14:23 EST | Financials | Company financials have been released. | Neutral | |
| 2021-01-21 05:13 EST | Dividend | A dividend of $0.13 has been announced on Jan 12, 2021. It will be paid Jan 29, 2021 with an ex-dividend date of Jan 21, 2021. | Neutral | |
| 2021-01-12 18:30 EST | News | Gladstone Investment Series E Cumulative Term Preferred Stock declares $0.1328125 dividend | N/A | |
| 2020-12-22 05:13 EST | Dividend | A dividend of $0.13 has been announced on Oct 13, 2020. It will be paid Dec 31, 2020 with an ex-dividend date of Dec 22, 2020. | Neutral | |
| 2020-12-04 19:04 EST | Financials | Company financials have been released. | Neutral | |
| 2020-11-27 00:29 EST | Financials | Company financials have been released. | Neutral | |
| 2020-11-19 05:14 EST | Dividend | A dividend of $0.13 has been announced on Oct 13, 2020. It will be paid Nov 30, 2020 with an ex-dividend date of Nov 19, 2020. | Neutral | |
| 2020-11-04 10:23 EST | Financials | Company financials have been released. | Neutral | |
| 2020-10-22 06:09 EST | Dividend | A dividend of $0.13 has been announced on Oct 13, 2020. It will be paid Oct 30, 2020 with an ex-dividend date of Oct 22, 2020. | Neutral | |
| 2020-10-08 20:45 EST | Financials | Company financials have been released. | Neutral | |
| 2020-10-04 15:12 EST | Financials | Company financials have been released. | Neutral | |
| 2020-09-26 16:25 EST | Financials | Company financials have been released. | Neutral | |
| 2020-09-22 06:09 EST | Dividend | A dividend of $0.13 has been announced on Jul 14, 2020. It will be paid Sep 30, 2020 with an ex-dividend date of Sep 22, 2020. | Neutral | |
| 2020-09-17 09:05 EST | Financials | Company financials have been released. | Neutral | |
| 2020-08-21 06:09 EST | Dividend | A dividend of $0.13 has been announced on Jul 14, 2020. It will be paid Aug 31, 2020 with an ex-dividend date of Aug 21, 2020. | Neutral | |
| 2020-08-14 12:30 EST | Financials | Company financials have been released. | Neutral | |
| 2020-08-06 16:11 EST | Financials | Company financials have been released. | Neutral | |
| 2020-08-04 19:27 EST | Financials | Company financials have been released. | Neutral | |
| 2020-07-31 11:51 EST | Financials | Company financials have been released. | Neutral | |
| 2020-07-31 04:15 EST | Financials | Company financials have been released. | Neutral | |
| 2020-07-30 20:26 EST | Financials | Company financials have been released. | Neutral | |
| 2020-07-30 08:18 EST | Financials | Company financials have been released. | Neutral | |
| 2020-07-30 00:34 EST | Financials | Company financials have been released. | Neutral | |
| 2020-07-28 16:25 EST | Financials | Company financials have been released. | Neutral | |
| 2020-07-27 16:09 EST | Financials | Company financials have been released. | Neutral | |
| 2020-07-23 20:58 EST | Financials | Company financials have been released. | Neutral | |
| 2020-07-23 06:10 EST | Dividend | A dividend of $0.13 has been announced on Jul 14, 2020. It will be paid Jul 31, 2020 with an ex-dividend date of Jul 23, 2020. | Neutral | |
| 2020-07-09 12:21 EST | Financials | Company financials have been released. | Neutral | |
| 2020-07-09 07:19 EST | Financials | Company financials have been released. | Neutral | |
| 2020-07-02 23:22 EST | Financials | Company financials have been released. | Neutral | |
| 2020-07-01 19:58 EST | Financials | Company financials have been released. | Neutral | |
| 2020-07-01 03:51 EST | Financials | Company financials have been released. | Neutral | |
| 2020-06-25 07:13 EST | Financials | Company financials have been released. | Neutral | |
| 2020-06-19 15:51 EST | Financials | Company financials have been released. | Neutral | |
| 2020-06-18 06:10 EST | Dividend | A dividend of $0.13 has been announced on Apr 14, 2020. It will be paid Jun 30, 2020 with an ex-dividend date of Jun 18, 2020. | Neutral | |
| 2020-06-14 08:03 EST | Financials | Company financials have been released. | Neutral | |
| 2020-06-12 09:35 EST | Financials | Company financials have been released. | Neutral | |
| 2020-06-07 19:36 EST | Financials | Company financials have been released. | Neutral | |
| 2020-06-05 15:20 EST | Financials | Company financials have been released. | Neutral | |
| 2020-06-04 18:07 EST | Insider Trade | TERRY LEE BRUBAKER has directly disposed of 21,502 shares and currently holds 30,235 shares. | Sell | |
About Gladstone Investment Corporation (GAINL):
Gladstone Investment Corporation is a private equity fund specializing in lower middle market, acquisitions, mature stage, buyouts; recapitalizations; refinancing existing debt; senior debt securities such as senior loans, senior term loans, lines of credit, and senior notes; senior subordinated debt securities such as senior subordinated loans and senior subordinated notes; junior subordinated debt securities such as subordinated notes and mezzanine loans; limited liability company interests, and warrants or options. The fund does not invest in start-ups. The fund seek to invest in manufacturing, consumer products and business services/ distribution sector. It seeks to invest in small and mid-sized companies based in the United States. The fund prefers to make debt investments between $5 million and $30 million and equity investments between $10 million and $40 million in companies. The fund seeks to invest in companies with sales between $20 million and $100 million. The fund invest in companies with EBITDA from $3 million to $20 million. It seeks minority equity ownership and prefers to hold a board seat in its portfolio companies. It also prefers to take majority stake in its portfolio companies. The fund typically holds its investments for seven years and exits via sale or recapitalization, initial public offering, or sale to third party.
General
- Name Gladstone Investment Corporation
- Symbol GAINL
- Type Common Stock
- Exchange NASDAQ
- Currency USD
- Country USA
- SectorFinancial Services
- IndustryAsset Management
- Fiscal Year EndMarch
- IPO Date2018-08-15
- Web URLhttp://www.gladstoneinvestment.com
View More
Financials
- Most Recent Quarter 2020-12-31
- Profit Margin -30%
- Operating Margin 64%
- Return on Assets 3%
- Return on Equity -4%
- Revenue 51.9 million
- Earnings Per Share $1.10
- Revenue Per Share $1.57
- Gross Profit 61.92 million
- Quarterly Earnings Growth 8.6%
View More
Highlights
- Market Capitalization 363.34 million
- Book Value Per Share $11.11
View More
Share Statistics
- Shares Outstanding 32.82 million
- % Held by Insiders <1%
- % Held by Institutions 0.67%
- Shares Short 6285
- Shares Short Prior Month 5947
- Short Ratio 1.03
View More
Technicals
- Beta 1.46
- 52 Week High $25.61
- 52 Week Low $12.74
- 50 Day Moving Average 25.47
- 200 Day Moving Average 24.91
View More
Dividends
- Forward Annual Dividend Rate $1.59
- Forward Annual Dividend Yield 6.23%
- Payout Ratio 81%
- Dividend Date 2021-03-31
- ExDividend Date 2021-03-17
- Dividend Per Share $0.84
- Dividend Yield 6.96%
View More
Gladstone Investment Corporation (GAINL) Dividend Calendar:
Gladstone Investment Corporation pays an annual dividend of $1.59 per share, with a dividend yield of 6.96%.
GAINL's last dividend payment was made to shareholders on March 31, 2021.
Gladstone Investment Corporation pays out 81% of its earnings out as a dividend.
| Ex-Dividend Date | Payment Date | Record Date | Declared Date | Amount |
|---|
Gladstone Investment Corporation (GAINL) Earnings History:
Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.
| Quarter Date | Report Date | Actual Revenue | Reported EPS | EPS Estimate | Deviation from Estimate |
|---|---|---|---|---|---|
| 2020-09-30 | 2020-12-31 | $N/A | $0.46 | $0.00 | |
| 2020-06-30 | 2020-09-30 | $N/A | $0.20 | $0.00 | |
| 2020-03-31 | 2020-06-30 | $-25292000 | $0.00 | $0.00 | |
| 2019-12-31 | 2020-03-31 | $16.35 million | -$1.15 | $0.00 | |
| 2019-09-30 | 2019-12-31 | $15.11 million | $0.41 | $0.00 | |
| 2019-06-30 | 2019-09-30 | $8.7 million | $0.34 | $0.00 | |
| 2019-03-31 | 2019-06-30 | $18.89 million | $0.18 | $0.00 | |
| 2018-12-31 | 2019-03-31 | $14.97 million | $0.06 | $0.00 | |
| 2018-09-30 | 2018-12-31 | $13.09 million | $0.50 | $0.00 | |
| 2018-06-30 | 2018-09-30 | $11.76 million | $0.93 | $0.00 | |
| 2018-03-31 | 2018-06-30 | $15.42 million | $0.99 | $0.00 | |
| 2017-12-31 | 2018-03-31 | $16.18 million | $0.67 | $0.00 | |
| 2017-09-30 | 2017-12-31 | $13.13 million | $0.53 | $0.00 | |
| 2017-06-30 | 2017-09-30 | $0.42 | $0.00 | ||
| 2017-03-31 | 2017-06-30 | $0.26 | $0.00 | ||
| 2016-12-31 | 2017-03-31 | $0.31 | $0.00 | ||
| 2016-09-30 | 2016-12-31 | $0.36 | $0.00 | ||
| 2016-06-30 | 2016-09-30 | $-0.00 | $0.00 | ||
| 2016-03-31 | 2016-06-30 | $0.81 | $0.00 | ||
| 2015-12-31 | 2016-03-31 | $0.75 | $0.00 | ||
| 2015-09-30 | 2015-12-31 | -$0.21 | $0.00 | ||
| 2015-06-30 | 2015-09-30 | $-0.00 | $0.00 | ||
| 2015-03-31 | 2015-06-30 | $0.28 | $0.00 | ||
| 2014-12-31 | 2015-03-31 | $1.07 | $0.00 | ||
| 2014-09-30 | 2014-12-31 | $0.29 | $0.00 | ||
| 2014-06-30 | 2014-09-30 | $0.10 | $0.00 | ||
| 2014-03-31 | 2014-06-30 | $0.41 | $0.00 | ||
| 2013-12-31 | 2014-03-31 | $0.03 | $0.00 | ||
| 2013-09-30 | 2013-12-31 | -$0.40 | $0.00 | ||
| 2013-06-30 | 2013-09-30 | $0.56 | $0.00 | ||
| 2013-03-31 | 2013-06-30 | -$0.25 | $0.00 | ||
| 2012-12-31 | 2013-03-31 | $0.60 | $0.00 | ||
| 2012-09-30 | 2012-12-31 | $0.18 | $0.00 | ||
| 2012-06-30 | 2012-09-30 | -$0.02 | $0.00 | ||
| 2012-03-31 | 2012-06-30 | -$0.14 | $0.00 | ||
| 2011-12-31 | 2012-03-31 | -$0.02 | $0.00 | ||
| 2011-09-30 | 2011-12-31 | $0.25 | $0.00 | ||
| 2011-06-30 | 2011-09-30 | $0.58 | $0.00 | ||
| 2011-03-31 | 2011-06-30 | $0.19 | $0.00 | ||
| 2010-12-31 | 2011-03-31 | $0.12 | $0.00 | ||
| 2010-09-30 | 2010-12-31 | $0.69 | $0.00 |
Gladstone Investment Corporation (GAINL) Company Financial Statements:
Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.
Income Statement:
| Date | Dec 31 2020 | Sep 30 2020 | Jun 30 2020 | Mar 31 2020 | Dec 31 2019 |
|---|---|---|---|---|---|
| Research Development | N/A | N/A | N/A | N/A | N/A |
| Income Before Tax | N/A | N/A | N/A | -27.34 million | 13.32 million |
| Selling General Administrative | N/A | N/A | N/A | 1.38 million | 1.39 million |
| Gross Profit | N/A | N/A | N/A | N/A | 16 million |
| Ebit | N/A | N/A | N/A | N/A | 9.58 million |
| Operating Income | N/A | N/A | N/A | N/A | 9.58 million |
| Income Tax Expense | N/A | N/A | N/A | N/A | N/A |
| Total Revenue | N/A | N/A | N/A | -25.29 million | 16.35 million |
| Cost of Revenue | N/A | N/A | N/A | N/A | 7.18 million |
| Total Other Income Expense Net | N/A | N/A | N/A | N/A | 3.73 million |
| Net Income From Continuing Operations | N/A | N/A | N/A | -37.6 million | 13.32 million |
| Net Income Applicable to Common Shares | 15.27 million | 6.63 million | 39000 | N/A | 13.32 million |
Cash Flow:
| Date | Sep 30 2020 | Jun 30 2020 | Mar 31 2020 | Dec 31 2019 | Sep 30 2019 |
|---|---|---|---|---|---|
| Investments | N/A | N/A | N/A | N/A | N/A |
| Change to Liabilities | -401000 | 185000 | N/A | 302000 | 1 million |
| Total Cash Flow from Investing Activities | N/A | N/A | N/A | N/A | N/A |
| Net Borrowings | 57.1 million | 10.3 million | N/A | -42.6 million | -26.7 million |
| Total Cash Flow from Financial Activities | N/A | N/A | N/A | -52.25 million | -34.39 million |
| Change to Operating Activities | -3.39 million | -11.16 million | N/A | 661000 | -898000 |
| Change in Cash | N/A | N/A | -9.97 million | 10.09 million | -79000 |
| Total Cash from Operating Activities | -54.25 million | -5.13 million | -51.03 million | 62.34 million | 34.31 million |
| Depreciation | N/A | N/A | N/A | N/A | -131000 |
| Other Cash Flow from Investing Activities | N/A | N/A | N/A | N/A | N/A |
| Change to Inventory | N/A | N/A | N/A | N/A | N/A |
| Change to Account Receivables | N/A | N/A | N/A | 79000 | 371000 |
| Other Cash Flow from Financing Activities | -349000 | -316000 | N/A | -133000 | -8000 |
| Change to Net Income | -57.88 million | 4.52 million | N/A | 47.61 million | 22.46 million |
| Capital Expenditures | N/A | N/A | N/A | N/A | N/A |
Balance Sheet:
| Date | Dec 31 2020 | Sep 30 2020 | Jun 30 2020 | Mar 31 2020 | Dec 31 2019 |
|---|---|---|---|---|---|
| Total Liabailities | N/A | N/A | N/A | 207.35 million | 172.34 million |
| Total Stockholder Equity | N/A | N/A | N/A | 369.03 million | 410.5 million |
| Other Current Liabilities | N/A | N/A | N/A | N/A | N/A |
| Total Assets | N/A | N/A | N/A | 576.38 million | 582.84 million |
| Common Stock | 33000 | 33000 | 33000 | N/A | 33000 |
| Other Current Assets | 866000 | 889000 | N/A | N/A | 2.61 million |
| Retained Earnings | -32.97 million | -41.66 million | -41.75 million | 6.37 million | 2.11 million |
| Other Liabilities | 1.46 million | 1.23 million | 3.94 million | N/A | 5.08 million |
| Other Assets | 2 million | 2.37 million | 2.46 million | N/A | 504 million |
| Cash | N/A | N/A | N/A | 2.78 million | 12.31 million |
| Total Current Liabilities | 13.57 million | 9.1 million | N/A | N/A | 28.96 million |
| Other Stockholder Equity | N/A | N/A | N/A | N/A | N/A |
| Property, Plant & Equipment | N/A | N/A | N/A | N/A | N/A |
| Total Current Assets | 8.81 million | 16.93 million | N/A | N/A | 20.11 million |
| Long Term Investments | N/A | N/A | N/A | 565.92 million | 560.84 million |
| Net Tangible Assets | 368.82 million | 360.53 million | 360.87 million | N/A | 410.5 million |
| Short Term Investments | N/A | N/A | N/A | N/A | N/A |
| Long Term Debt | N/A | N/A | N/A | N/A | 138.3 million |
| Inventory | N/A | N/A | N/A | N/A | N/A |
| Accounts Payable | 1.24 million | 1.01 million | N/A | 1.22 million | 2.1 million |
Gladstone Investment Corporation (GAINL) Chart:
Gladstone Investment Corporation (GAINL) News:
Below you will find a list of latest news for Gladstone Investment Corporation (GAINL) from major news sources. You can filter the results to only show news from a specific source.
No recent news available
Gladstone Investment Corporation (GAINL) Options:
A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.
| Expiration Date | Strike | Last Price | Type | Volume | Open Interest | Implied Volatility | In The Money | Change | Change Percent |
|---|
Gladstone Investment Corporation (GAINL) SEC Filings:
An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.
| Date | Form Type | Form Name | Link |
|---|---|---|---|
| 2020-06-15 | DEF 14A | Other definitive proxy statements | https://www.sec.gov/Archives/edgar/data/1321741/000119312520169363/0001193125-20-169363-index.htm |
| 2019-07-31 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1321741/000117184319005031/0001171843-19-005031-index.htm |
| 2019-08-19 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1321741/000117184319005547/0001171843-19-005547-index.htm |
| 2019-10-08 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1321741/000117184319006413/0001171843-19-006413-index.htm |
| 2019-11-04 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1321741/000117184319007139/0001171843-19-007139-index.htm |
| 2020-01-14 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1321741/000117184320000228/0001171843-20-000228-index.htm |
| 2020-02-04 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1321741/000117184320000696/0001171843-20-000696-index.htm |
| 2020-04-14 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1321741/000117184320002611/0001171843-20-002611-index.htm |
| 2020-05-12 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1321741/000117184320003642/0001171843-20-003642-index.htm |
| 2020-07-14 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1321741/000117184320004950/0001171843-20-004950-index.htm |
| 2020-07-28 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1321741/000117184320005307/0001171843-20-005307-index.htm |
| 2019-07-23 | CORRESP | Correspondence | https://www.sec.gov/Archives/edgar/data/1321741/000119312519199495/0001193125-19-199495-index.htm |
| 2019-07-23 | CORRESP | Correspondence | https://www.sec.gov/Archives/edgar/data/1321741/000119312519199497/0001193125-19-199497-index.htm |
| 2019-07-31 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1321741/000119312519208786/0001193125-19-208786-index.htm |
| 2019-08-01 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/1321741/000119312519210950/0001193125-19-210950-index.htm |
| 2019-11-04 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1321741/000119312519283342/0001193125-19-283342-index.htm |
| 2019-11-25 | 40-17G | Fidelity Bond [Rule 17G-1(g)] | https://www.sec.gov/Archives/edgar/data/1321741/000119312519299391/0001193125-19-299391-index.htm |
| 2019-12-19 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1321741/000119312519319119/0001193125-19-319119-index.htm |
| 2019-12-19 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1321741/000119312519319194/0001193125-19-319194-index.htm |
| 2020-02-04 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1321741/000119312520024218/0001193125-20-024218-index.htm |
| 2020-05-06 | PRE 14A | Other preliminary proxy statements | https://www.sec.gov/Archives/edgar/data/1321741/000119312520134946/0001193125-20-134946-index.htm |
| 2020-05-12 | 10-K | Annual report [Section 13 and 15(d), not S-K Item 405] | https://www.sec.gov/Archives/edgar/data/1321741/000119312520140388/0001193125-20-140388-index.htm |
| 2020-05-15 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1321741/000119312520144022/0001193125-20-144022-index.htm |
| 2020-05-21 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1321741/000119312520148707/0001193125-20-148707-index.htm |
| 2020-05-21 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1321741/000119312520148711/0001193125-20-148711-index.htm |
| 2020-05-22 | 305B2 | Filing [Trust Indenture Act] | https://www.sec.gov/Archives/edgar/data/1321741/000119312520150076/0001193125-20-150076-index.htm |
| 2020-05-22 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1321741/000119312520150085/0001193125-20-150085-index.htm |
| 2020-05-22 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1321741/000119312520150098/0001193125-20-150098-index.htm |
| 2020-06-15 | DEF 14A | Other definitive proxy statements | https://www.sec.gov/Archives/edgar/data/1321741/000119312520169363/0001193125-20-169363-index.htm |
| 2020-07-10 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/1321741/000119312520191096/0001193125-20-191096-index.htm |
| 2020-07-21 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/1321741/000119312520196295/0001193125-20-196295-index.htm |
| 2020-07-28 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1321741/000119312520200964/0001193125-20-200964-index.htm |
| 2020-07-31 | 497AD | Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)] | https://www.sec.gov/Archives/edgar/data/1321741/000119312520206449/0001193125-20-206449-index.htm |
| 2020-07-31 | 497AD | Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)] | https://www.sec.gov/Archives/edgar/data/1321741/000119312520206458/0001193125-20-206458-index.htm |
| 2020-08-06 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/1321741/000119312520211875/0001193125-20-211875-index.htm |
| 2020-08-11 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1321741/000119312520216368/0001193125-20-216368-index.htm |
| 2020-08-21 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1321741/000119312520227007/0001193125-20-227007-index.htm |
| 2020-09-14 | 497AD | Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)] | https://www.sec.gov/Archives/edgar/data/1321741/000119312520244301/0001193125-20-244301-index.htm |
| 2020-10-13 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1321741/000119312520268502/0001193125-20-268502-index.htm |
| 2020-11-03 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1321741/000119312520284768/0001193125-20-284768-index.htm |
| 2020-11-03 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1321741/000119312520284786/0001193125-20-284786-index.htm |
| 2019-08-15 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1321741/000147524619000021/0001475246-19-000021-index.htm |
| 2019-08-19 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1321741/000147524619000025/0001475246-19-000025-index.htm |
| 2019-09-11 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1321741/000147524619000027/0001475246-19-000027-index.htm |
| 2019-09-16 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1321741/000147524619000031/0001475246-19-000031-index.htm |
| 2020-03-03 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1321741/000147524620000016/0001475246-20-000016-index.htm |
| 2020-03-13 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1321741/000147524620000020/0001475246-20-000020-index.htm |
| 2020-03-16 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1321741/000147524620000036/0001475246-20-000036-index.htm |
| 2020-03-16 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1321741/000147524620000042/0001475246-20-000042-index.htm |
| 2020-03-19 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1321741/000147524620000052/0001475246-20-000052-index.htm |
| 2020-03-19 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1321741/000147524620000054/0001475246-20-000054-index.htm |
| 2020-03-20 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1321741/000147524620000056/0001475246-20-000056-index.htm |
| 2020-03-23 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1321741/000147524620000062/0001475246-20-000062-index.htm |
| 2020-03-24 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1321741/000147524620000064/0001475246-20-000064-index.htm |
| 2020-03-24 | 4 | Statement of changes in beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1321741/000147524620000066/0001475246-20-000066-index.htm |
| 2019-07-24 | EFFECT | Notice of Effectiveness | https://www.sec.gov/Archives/edgar/data/1321741/999999999519001673/9999999995-19-001673-index.htm |
Gladstone Investment Corporation (GAINL) Insider Transactions:
Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Gladstone Investment Corporation (GAINL). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.Insider Ownership: < 1%Institutional Ownership: 67%
| Transaction Date | Insider Name | Insider Title | Type | Shares Number | Shares Price | Total Transaction | Shares Held After Transaction | Link |
|---|---|---|---|---|---|---|---|---|
| 2020-03-02 | DAVID A R DULLUM | President | Buy | 3,300.00 | 11.86 | 39,138.00 | 100,916.00 | https://www.sec.gov/Archives/edgar/data/1321741/000147524620000016/0001475246-20-000016-index.htm |
| 2020-03-11 | DAVID A R DULLUM | President | Buy | 10,000.00 | 10.49 | 104,900.00 | 110,916.00 | https://www.sec.gov/Archives/edgar/data/1321741/000147524620000020/0001475246-20-000020-index.htm |
| 2020-03-18 | TERRY LEE BRUBAKER | Chief Operating Officer | Buy | 2,500.00 | 7.35 | 18,375.00 | 11,233.00 | https://www.sec.gov/Archives/edgar/data/1321741/000147524620000052/0001475246-20-000052-index.htm |
| 2020-03-12 | DAVID A R DULLUM | President | Buy | 5,000.00 | 8.99 | 44,950.00 | 115,916.00 | https://www.sec.gov/Archives/edgar/data/1321741/000147524620000042/0001475246-20-000042-index.htm |
| 2020-03-18 | DAVID A R DULLUM | President | Buy | 8,000.00 | 7.20 | 57,600.00 | 123,916.00 | https://www.sec.gov/Archives/edgar/data/1321741/000147524620000054/0001475246-20-000054-index.htm |
| 2020-03-23 | DAVID A R DULLUM | President | Buy | 2,500.00 | 6.80 | 17,000.00 | 126,416.00 | https://www.sec.gov/Archives/edgar/data/1321741/000147524620000066/0001475246-20-000066-index.htm |
| 2020-03-19 | TERRY LEE BRUBAKER | Chief Operating Officer | Buy | 2,500.00 | 6.73 | 16,825.00 | 13,733.00 | https://www.sec.gov/Archives/edgar/data/1321741/000147524620000056/0001475246-20-000056-index.htm |
| 2020-03-23 | TERRY LEE BRUBAKER | Chief Operating Officer | Buy | 2,500.00 | 6.83 | 17,069.50 | 16,233.00 | https://www.sec.gov/Archives/edgar/data/1321741/000147524620000064/0001475246-20-000064-index.htm |
| 2019-08-14 | TERRY LEE BRUBAKER | Chief Operating Officer | Sell | 21,501.73 | 11.38 | 244,689.66 | 30,234.73 | https://www.sec.gov/Archives/edgar/data/1321741/000147524619000021/0001475246-19-000021-index.htm |
| 2020-03-20 | JULIA RYAN | Chief Financial Officer | Buy | 2,500.00 | 8.18 | 20,437.50 | 4,000.00 | https://www.sec.gov/Archives/edgar/data/1321741/000147524620000062/0001475246-20-000062-index.htm |
| 2019-09-09 | DAVID GLADSTONE | CEO | Buy | 20,581.00 | 11.99 | 246,766.19 | 666,554.00 | https://www.sec.gov/Archives/edgar/data/1321741/000147524619000027/0001475246-19-000027-index.htm |
| 2019-08-16 | TERRY LEE BRUBAKER | Chief Operating Officer | Sell | 21,501.73 | 11.52 | 247,699.91 | 8,733.00 | https://www.sec.gov/Archives/edgar/data/1321741/000147524619000025/0001475246-19-000025-index.htm |
| 2020-03-16 | Michael LiCalsi | General Counsel and Secretary | Buy | 1,000.00 | 8.73 | 8,734.80 | 9,144.00 | https://www.sec.gov/Archives/edgar/data/1321741/000147524620000036/0001475246-20-000036-index.htm |
| 2019-09-13 | DAVID A R DULLUM | President | Buy | 2,400.00 | 12.44 | 29,856.00 | 97,616.00 | https://www.sec.gov/Archives/edgar/data/1321741/000147524619000031/0001475246-19-000031-index.htm |