Latest On OFS Capital Corporation (OFS):
| Date/Time | Type | Description | Signal | Details |
|---|---|---|---|---|
| 2024-03-15 05:50 EST | Dividend | A dividend of $0.34 has been announced on Feb 28, 2024. It will be paid Mar 28, 2024 with an ex-dividend date of Mar 15, 2024. | Neutral |  |
| 2023-12-21 04:50 EST | Dividend | A dividend of $0.34 has been announced on Nov 2, 2023. It will be paid Dec 29, 2023 with an ex-dividend date of Dec 21, 2023. | Neutral | |
| 2023-09-21 05:50 EST | Dividend | A dividend of $0.34 has been announced on Aug 3, 2023. It will be paid Sep 29, 2023 with an ex-dividend date of Sep 21, 2023. | Neutral | |
| 2023-06-22 05:50 EST | Dividend | A dividend of $0.33 has been announced on May 4, 2023. It will be paid Jun 30, 2023 with an ex-dividend date of Jun 22, 2023. | Neutral | |
| 2023-05-05 17:10 EST | News | OFS Capital (OFS) Q1 2023 Earnings Call Transcript | N/A | |
| 2023-05-05 17:10 EST | News | OFS Capital (OFS) Investor Presentation - Slideshow | N/A | |
| 2023-05-05 04:00 EST | News | OFS Capital GAAP EPS of $0.37, revenue of $14.28M | N/A | |
| 2023-05-04 15:09 EST | News | OFS Capital Q1 2023 Earnings Preview | N/A | |
| 2023-03-23 05:50 EST | Dividend | A dividend of $0.33 has been announced on Mar 3, 2023. It will be paid Mar 31, 2023 with an ex-dividend date of Mar 23, 2023. | Neutral | |
| 2023-03-04 00:55 EST | News | OFS Capital (OFS) Q4 2022 Earnings Call Transcript | N/A | |
| 2023-03-03 10:12 EST | News | OFS Capital Non-GAAP NII of $0.35 in-line, total investment income of $13.99M misses by $0.1M | N/A | |
| 2023-03-03 10:11 EST | News | OFS Capital 2022 Q4 - Results - Earnings Call Presentation | N/A | |
| 2022-12-22 04:50 EST | Dividend | A dividend of $0.3 has been announced on Nov 1, 2022. It will be paid Dec 30, 2022 with an ex-dividend date of Dec 22, 2022. | Neutral | |
| 2022-12-22 01:56 EST | News | OFS Capital goes ex dividend tomorrow | N/A | |
| 2022-11-11 14:41 EST | News | OFS Capital: Maintaining Our Buy Rating After Q3 Update | N/A | |
| 2022-11-06 12:24 EST | News | OFS Capital (OFS) Q3 2022 Earnings Call Transcript | N/A | |
| 2022-11-04 23:54 EST | News | OFS Capital Non-GAAP EPS of $0.33 beats by $0.10 | N/A | |
| 2022-11-04 06:27 EST | News | OFS Capital Q3 2022 Earnings Preview | N/A | |
| 2022-09-22 05:51 EST | Dividend | A dividend of $0.29 has been announced on Aug 2, 2022. It will be paid Sep 30, 2022 with an ex-dividend date of Sep 22, 2022. | Neutral | |
| 2022-08-29 16:26 EST | News | OFS Capital: High Yield Small-Cap Gem | N/A | |
| 2022-08-05 21:58 EST | News | OFS Capital Non-GAAP EPS of $0.24 misses by $0.06 | N/A | |
| 2022-08-05 21:58 EST | News | OFS Capital Corporation's (OFS) CEO Bilal Rashid on Q2 2022 Results - Earnings Call Transcript | N/A | |
| 2022-08-04 14:52 EST | News | OFS Capital Q2 2022 Earnings Preview | N/A | |
| 2022-06-22 05:49 EST | Dividend | A dividend of $0.29 has been announced on May 3, 2022. It will be paid Jun 30, 2022 with an ex-dividend date of Jun 22, 2022. | Neutral | |
| 2022-06-01 18:47 EST | News | OFS Capital: Sizing Up This 9% Yield Play | N/A | |
| 2022-05-08 20:38 EST | News | OFS Capital Non-GAAP NII of $0.30 beats by $0.01, revenue of $10.94M misses by $0.49M | N/A | |
| 2022-05-07 05:46 EST | News | OFS Capital GAAP EPS of $0.62 beats by $0.33, investment income of $10.94M misses by $0.49M | N/A | |
| 2022-05-07 05:46 EST | News | OFS Capital 2022 Q1 - Results - Earnings Call Presentation | N/A | |
| 2022-05-07 05:46 EST | News | OFS Capital Corporation (OFS) CEO Bilal Rashid on Q1 2022 Results - Earnings Call Transcript | N/A | |
| 2022-05-06 06:02 EST | News | OFS Capital Q1 consensus EPS, revenue estimates up | N/A | |
| 2022-03-23 05:50 EST | Dividend | A dividend of $0.28 has been announced on Mar 4, 2022. It will be paid Mar 31, 2022 with an ex-dividend date of Mar 23, 2022. | Neutral | |
| 2022-03-05 03:00 EST | News | OFS Capital 2021 Q4 - Results - Earnings Call Presentation | N/A | |
| 2022-03-05 03:00 EST | News | OFS Capital Corporation (OFS) CEO Bilal Rashid on Q4 2021 Results - Earnings Call Transcript | N/A | |
| 2022-03-04 09:13 EST | News | OFS Capital Non-GAAP NII of $0.47, total investment income of $15.26M | N/A | |
| 2022-03-04 09:13 EST | News | OFS Capital raises dividend by 12% to $0.28/share | N/A | |
| 2022-03-03 15:39 EST | News | OFS Capital Q4 2021 Earnings Preview | N/A | |
| 2021-12-22 04:51 EST | Dividend | A dividend of $0.25 has been announced on Nov 2, 2021. It will be paid Dec 31, 2021 with an ex-dividend date of Dec 22, 2021. | Neutral | |
| 2021-11-06 06:17 EST | News | OFS Capital Corporation (OFS) CEO Bilal Rashid on Q3 2021 Results - Earnings Call Transcript | N/A | |
| 2021-11-04 13:58 EST | News | OFS Capital Q3 2021 Earnings Preview | N/A | |
| 2021-10-22 16:55 EST | News | OFS Capital prices $50M debt offering | N/A | |
| 2021-10-21 12:59 EST | News | OFS Capital commences notes offering | N/A | |
| 2021-09-22 05:54 EST | Dividend | A dividend of $0.24 has been announced on Aug 6, 2021. It will be paid Sep 30, 2021 with an ex-dividend date of Sep 22, 2021. | Neutral | |
| 2021-08-09 12:27 EST | News | OFS Capital stock rises after Ladenbury upgrades to Buy on dividend coverage | N/A | |
| 2021-08-07 04:32 EST | News | OFS Capital EPS beats by $0.01, beats on revenue | N/A | |
| 2021-08-07 04:32 EST | News | OFS Capital raises distribution by ~9% | N/A | |
| 2021-08-07 04:31 EST | News | OFS Capital (OFS) CEO Bilal Rashid on Q2 2021 Results - Earnings Call Transcript | N/A | |
| 2021-06-22 05:51 EST | Dividend | A dividend of $0.22 has been announced on May 7, 2021. It will be paid Jun 30, 2021 with an ex-dividend date of Jun 22, 2021. | Neutral | |
| 2021-03-30 10:43 EST | News | OFS Capital Is A BDC Which Will Benefit From An Inflationary, Rising Interest Rate Environment | N/A | |
| 2021-03-23 07:40 EST | News | OFS Capital goes ex-dividend tomorrow | N/A | |
| 2021-03-23 05:51 EST | Dividend | A dividend of $0.2 has been announced on Mar 2, 2021. It will be paid Mar 31, 2021 with an ex-dividend date of Mar 23, 2021. | Neutral | |
About OFS Capital Corporation (OFS):
OFS Capital Corporation is a business development company specializing in direct and fund investments as well as add-on acquisitions. It does not invest in operational turnarounds or start-up businesses. For direct, it specializes in debt and structured equity investments, recapitalizations and refinancing, management and leveraged buyouts, acquisition financings, shareholder liquidity events, growth capital, independent sponsor transactions, ESOPs, and minority investments in the lower middle market companies. It invests in the aerospace and defense, business services, consumer products and services, food and beverage, health care services, specialty chemicals, transportation and logistics, value added distribution, franchising, and industrial and niche manufacturing sectors. The firm invests in companies based in United States. It seeks to invest between $5 million and $20 million, revenues between $10 million and $200 million, Annual EBITDA more than $3 million, and Enterprise value between $10 million and $500 million. The firm seeks to invest in companies with debt investment values between $5 million and $25 million. The fund uses senior secured, unitranche loans, first-lien, second-lien, subordinated/ mezzanine loans, warrants, and preferred equity securities and common equity securities. It prefers to take a minority stake in the investments made. It also co-invests with its partners for additional capital.
General
- Name OFS Capital Corporation
- Symbol OFS
- Type Common Stock
- Exchange NASDAQ
- Currency USD
- Country USA
- SectorFinancial Services
- IndustryAsset Management
- Full Time Employees 50
- Fiscal Year EndDecember
- IPO Date2012-11-08
- Gic SectorFinancials
- Gic GroupDiversified Financials
- Gic IndustryCapital Markets
- Gic SubIndustryAsset Management & Custody Banks
- Web URLhttp://www.ofscapital.com
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Valuation
- Trailing PE 31.09
- Forward PE 10.57
- Price/Sales (Trailing 12 Mt.) 12.5
- Price/Book (Most Recent Quarter) 0.75
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Financials
- Most Recent Quarter 2020-12-31
- Current Year EPS Estimate $0.83
- Next Quarter EPS Estimate $0.19
- Profit Margin 8%
- Operating Margin 68%
- Return on Assets 4%
- Return on Equity 2%
- Revenue 45.48 million
- Earnings Per Share $0.28
- Revenue Per Share $3.4
- Gross Profit 45.48 million
- Quarterly Earnings Growth -17%
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Highlights
- Market Capitalization 115.05 million
- EBITDA 31.31 million
- PEG Ratio 1.49
- Analyst Target Price $7
- Book Value Per Share $11.85
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Share Statistics
- Shares Outstanding 13.41 million
- % Held by Insiders 2200%
- % Held by Institutions 12.16%
- Shares Short 28712
- Shares Short Prior Month 31522
- Short Ratio 0.82
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Technicals
- Beta 2
- 52 Week High $9.31
- 52 Week Low $3.09
- 50 Day Moving Average 7.93
- 200 Day Moving Average 6.27
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Dividends
- Forward Annual Dividend Rate $0.8
- Forward Annual Dividend Yield 8.99%
- Payout Ratio 79%
- Dividend Date 2021-03-31
- ExDividend Date 2021-03-23
- Dividend Per Share $0.86
- Dividend Yield 12.7%
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OFS Capital Corporation (OFS) Dividend Calendar:
OFS Capital Corporation pays an annual dividend of $0.8 per share, with a dividend yield of 12.7%.
OFS's last dividend payment was made to shareholders on March 31, 2021.
OFS Capital Corporation pays out 79% of its earnings out as a dividend.
| Ex-Dividend Date | Payment Date | Record Date | Declared Date | Amount |
|---|
OFS Capital Corporation (OFS) Earnings History:
Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.
| Quarter Date | Report Date | Actual Revenue | Reported EPS | EPS Estimate | Deviation from Estimate |
|---|---|---|---|---|---|
| 2020-12-31 | 2021-03-05 | $N/A | $0.22 | $0.20 | 10% |
| 2020-09-30 | 2020-11-06 | $19.06 million | $0.20 | $0.20 | 0% |
| 2020-06-30 | 2020-07-31 | $N/A | $0.19 | $0.21 | -7.32% |
| 2020-03-31 | 2020-05-08 | $N/A | $0.30 | $0.32 | -6.25% |
| 2019-12-31 | 2020-03-13 | $13.42 million | $0.34 | $0.35 | -2.86% |
| 2019-09-30 | 2019-11-08 | $13.86 million | $0.36 | $0.36 | 0% |
| 2019-06-30 | 2019-08-02 | $12.9 million | $0.36 | $0.35 | 4.35% |
| 2019-03-31 | 2019-05-03 | $12.35 million | $0.36 | $0.34 | 4.86% |
| 2018-12-31 | 2019-03-08 | $12.57 million | $0.40 | $0.35 | 13.22% |
| 2018-09-30 | 2018-11-02 | $10.98 million | $0.35 | $0.34 | 1.95% |
| 2018-06-30 | 2018-08-03 | $10.28 million | $0.34 | $0.33 | 4.07% |
| 2018-03-31 | 2018-05-04 | $9 million | $0.29 | $0.30 | -3.33% |
| 2017-12-31 | 2018-03-02 | $8.29 million | $0.29 | $0.32 | -10.3% |
| 2017-09-30 | 2017-11-03 | $9.12 million | $0.33 | $0.32 | 4.76% |
| 2017-06-30 | 2017-08-04 | $7.98 million | $0.31 | $0.31 | 0% |
| 2017-03-31 | 2017-05-05 | $8.03 million | $0.37 | $0.37 | 0% |
| 2016-12-31 | 2017-03-15 | $8.21 million | $0.39 | $0.36 | 8.94% |
| 2016-09-30 | 2016-11-04 | $7.36 million | $0.34 | $0.37 | -7.48% |
| 2016-06-30 | 2016-08-05 | $7.68 million | $0.36 | $0.35 | 2.86% |
| 2016-03-31 | 2016-05-06 | $7.84 million | $0.36 | $0.37 | -1.37% |
| 2015-12-31 | 2016-03-11 | $8.87 million | $0.46 | $0.35 | 33.14% |
| 2015-09-30 | 2015-11-06 | $7.69 million | $0.38 | $0.33 | 15.15% |
| 2015-06-30 | 2015-08-07 | $8.08 million | $0.28 | $0.31 | -9.68% |
| 2015-03-31 | 2015-05-08 | $7.62 million | $0.28 | $0.30 | -6.67% |
| 2014-12-31 | 2015-03-06 | $6.95 million | $0.33 | $0.28 | 17.86% |
| 2014-09-30 | 2014-11-07 | $6.2 million | $0.30 | $0.28 | 7.14% |
| 2014-06-30 | 2014-08-08 | $4.66 million | $0.22 | $0.27 | -18.52% |
| 2014-03-31 | 2014-05-09 | $5.01 million | $0.15 | $0.18 | -16.67% |
| 2013-12-31 | 2014-03-17 | $4.45 million | $0.14 | $0.15 | -6.67% |
| 2013-09-30 | 2013-11-08 | $4.02 million | $0.15 | $0.18 | -16.67% |
| 2013-06-30 | 2013-08-07 | $4.24 million | $0.15 | $0.19 | -21.05% |
| 2013-03-31 | 2013-05-08 | $4.37 million | $0.15 | $0.27 | -44.44% |
| 2012-12-31 | 2013-03-26 | $4.24 million | $0.08 | $0.28 | -71.43% |
| 2012-09-30 | 2012-12-13 | $4.04 million | $0.31 | $0.59 | -47.63% |
OFS Capital Corporation (OFS) Company Financial Statements:
Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.
Income Statement:
| Date | Dec 31 2020 | Sep 30 2020 | Jun 30 2020 | Mar 31 2020 | Dec 31 2019 |
|---|---|---|---|---|---|
| Research Development | N/A | N/A | N/A | N/A | N/A |
| Income Before Tax | N/A | 16.76 million | N/A | N/A | 706000 |
| Selling General Administrative | N/A | 1.22 million | N/A | N/A | 4.6 million |
| Gross Profit | N/A | N/A | N/A | N/A | 13.42 million |
| Ebit | N/A | N/A | N/A | N/A | 8.82 million |
| Operating Income | N/A | N/A | N/A | N/A | 8.82 million |
| Income Tax Expense | N/A | N/A | N/A | N/A | N/A |
| Total Revenue | N/A | 19.06 million | N/A | N/A | 13.42 million |
| Cost of Revenue | N/A | N/A | N/A | N/A | N/A |
| Total Other Income Expense Net | N/A | N/A | N/A | N/A | -8.12 million |
| Net Income From Continuing Operations | N/A | 16.76 million | N/A | N/A | 706000 |
| Net Income Applicable to Common Shares | 11.44 million | N/A | 7.66 million | -32.16 million | 706000 |
Cash Flow:
| Date | Sep 30 2020 | Jun 30 2020 | Mar 31 2020 | Dec 31 2019 | Sep 30 2019 |
|---|---|---|---|---|---|
| Investments | N/A | N/A | N/A | N/A | N/A |
| Change to Liabilities | N/A | -1.01 million | -8.28 million | N/A | -37.21 million |
| Total Cash Flow from Investing Activities | N/A | N/A | N/A | N/A | N/A |
| Net Borrowings | N/A | -6.3 million | -14.51 million | N/A | 54.23 million |
| Total Cash Flow from Financial Activities | N/A | N/A | N/A | N/A | 49.52 million |
| Change to Operating Activities | N/A | 480000 | -3.78 million | N/A | -783000 |
| Change in Cash | -13.48 million | N/A | N/A | N/A | -1.43 million |
| Total Cash from Operating Activities | -3.38 million | 38.16 million | 7.72 million | N/A | -50.95 million |
| Depreciation | 54000 | N/A | N/A | N/A | 48000 |
| Other Cash Flow from Investing Activities | N/A | N/A | N/A | N/A | N/A |
| Change to Inventory | N/A | N/A | N/A | N/A | N/A |
| Change to Account Receivables | N/A | N/A | N/A | N/A | 2.44 million |
| Other Cash Flow from Financing Activities | N/A | -2.24 million | N/A | N/A | -4.71 million |
| Change to Net Income | N/A | 29.81 million | 50.76 million | N/A | -17.57 million |
| Capital Expenditures | N/A | N/A | N/A | N/A | N/A |
Balance Sheet:
| Date | Dec 31 2020 | Sep 30 2020 | Jun 30 2020 | Mar 31 2020 | Dec 31 2019 |
|---|---|---|---|---|---|
| Total Liabailities | N/A | 331.76 million | N/A | N/A | 371.56 million |
| Total Stockholder Equity | N/A | 149.91 million | N/A | N/A | 166.63 million |
| Other Current Liabilities | N/A | N/A | N/A | N/A | N/A |
| Total Assets | N/A | 481.68 million | N/A | N/A | 538.19 million |
| Common Stock | 134000 | N/A | 134000 | 134000 | 134000 |
| Other Current Assets | N/A | N/A | N/A | N/A | N/A |
| Retained Earnings | -28.3 million | -37.2 million | -52.17 million | -57.54 million | -20.81 million |
| Other Liabilities | 338000 | N/A | 309000 | 305000 | 587000 |
| Other Assets | N/A | N/A | 7.41 million | 7.14 million | 8.72 million |
| Cash | N/A | 18.3 million | N/A | N/A | 13.45 million |
| Total Current Liabilities | 15.33 million | N/A | N/A | N/A | 18.5 million |
| Other Stockholder Equity | N/A | N/A | N/A | N/A | N/A |
| Property, Plant & Equipment | N/A | N/A | N/A | N/A | N/A |
| Total Current Assets | 41.49 million | N/A | N/A | N/A | 21.26 million |
| Long Term Investments | N/A | 456.33 million | N/A | N/A | 508.21 million |
| Net Tangible Assets | 158.96 million | N/A | 135.4 million | 129.98 million | 166.63 million |
| Short Term Investments | N/A | N/A | N/A | N/A | N/A |
| Long Term Debt | N/A | N/A | N/A | N/A | 352.48 million |
| Inventory | N/A | N/A | N/A | N/A | N/A |
| Accounts Payable | 8.41 million | 3.55 million | N/A | N/A | 10.26 million |
OFS Capital Corporation (OFS) Chart:
OFS Capital Corporation (OFS) News:
Below you will find a list of latest news for OFS Capital Corporation (OFS) from major news sources. You can filter the results to only show news from a specific source.
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OFS Capital Corporation (OFS) Options:
A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.
| Expiration Date | Strike | Last Price | Type | Volume | Open Interest | Implied Volatility | In The Money | Change | Change Percent |
|---|---|---|---|---|---|---|---|---|---|
| 2024-05-17 | 2.5 | 0 | CALL | 0 | 0 | 793.82 | TRUE | 0 | 0 |
| 2024-05-17 | 5 | 0 | CALL | 0 | 0 | 251.94 | TRUE | 0 | 0 |
| 2024-05-17 | 7.5 | 0 | CALL | 0 | 0 | 238.86 | TRUE | 0 | 0 |
| 2024-05-17 | 10 | 0.17 | CALL | 0 | 38 | 38.6 | FALSE | 0 | 0 |
| 2024-05-17 | 12.5 | 0 | CALL | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-05-17 | 15 | 0 | CALL | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-05-17 | 17.5 | 0 | CALL | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-05-17 | 20 | 0 | CALL | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-05-17 | 2.5 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-05-17 | 5 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-05-17 | 7.5 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-05-17 | 10 | 0.6 | PUT | 0 | 2 | 21.39 | TRUE | 0 | 0 |
| 2024-05-17 | 12.5 | 0 | PUT | 0 | 0 | 112.55 | TRUE | 0 | 0 |
| 2024-05-17 | 15 | 0 | PUT | 0 | 0 | 152.77 | TRUE | 0 | 0 |
| 2024-05-17 | 17.5 | 0 | PUT | 0 | 0 | 135.53 | TRUE | 0 | 0 |
| 2024-05-17 | 20 | 0 | PUT | 0 | 0 | 130.79 | TRUE | 0 | 0 |
| 2024-06-21 | 2.5 | 0 | CALL | 0 | 0 | 366.98 | TRUE | 0 | 0 |
| 2024-06-21 | 5 | 0 | CALL | 0 | 0 | 230.37 | TRUE | 0 | 0 |
| 2024-06-21 | 7.5 | 0 | CALL | 0 | 0 | 124.65 | TRUE | 0 | 0 |
| 2024-06-21 | 10 | 0 | CALL | 0 | 0 | 36.14 | FALSE | 0 | 0 |
| 2024-06-21 | 12.5 | 0 | CALL | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-06-21 | 15 | 0 | CALL | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-06-21 | 17.5 | 0 | CALL | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-06-21 | 2.5 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-06-21 | 5 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-06-21 | 7.5 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-06-21 | 10 | 0 | PUT | 0 | 0 | 41.39 | TRUE | 0 | 0 |
| 2024-06-21 | 12.5 | 0 | PUT | 0 | 0 | 57.88 | TRUE | 0 | 0 |
| 2024-06-21 | 15 | 0 | PUT | 0 | 0 | 77.88 | TRUE | 0 | 0 |
| 2024-06-21 | 17.5 | 0 | PUT | 0 | 0 | 90.23 | TRUE | 0 | 0 |
| 2024-07-19 | 2.5 | 0 | CALL | 0 | 0 | 206.68 | TRUE | 0 | 0 |
| 2024-07-19 | 5 | 0 | CALL | 0 | 0 | 108.29 | TRUE | 0 | 0 |
| 2024-07-19 | 7.5 | 0 | CALL | 0 | 0 | 68.17 | TRUE | 0 | 0 |
| 2024-07-19 | 10 | 0.6 | CALL | 0 | 104 | 34.97 | FALSE | 0 | 0 |
| 2024-07-19 | 12.5 | 0.1 | CALL | 0 | 39 | 0 | FALSE | 0 | 0 |
| 2024-07-19 | 15 | 0.09 | CALL | 0 | 46 | 0 | FALSE | 0 | 0 |
| 2024-07-19 | 17.5 | 0 | CALL | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-07-19 | 20 | 0 | CALL | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-07-19 | 2.5 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-07-19 | 5 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-07-19 | 7.5 | 0.13 | PUT | 0 | 28 | 47.02 | FALSE | 0 | 0 |
| 2024-07-19 | 10 | 0.45 | PUT | 0 | 17 | 33.65 | TRUE | 0 | 0 |
| 2024-07-19 | 12.5 | 0 | PUT | 0 | 0 | 43.59 | TRUE | 0 | 0 |
| 2024-07-19 | 15 | 0 | PUT | 0 | 0 | 86.33 | TRUE | 0 | 0 |
| 2024-07-19 | 17.5 | 0 | PUT | 0 | 0 | 70.1 | TRUE | 0 | 0 |
| 2024-07-19 | 20 | 0 | PUT | 0 | 0 | 86.59 | TRUE | 0 | 0 |
| 2024-10-18 | 2.5 | 0 | CALL | 0 | 0 | 162.15 | TRUE | 0 | 0 |
| 2024-10-18 | 5 | 0 | CALL | 0 | 0 | 132.67 | TRUE | 0 | 0 |
| 2024-10-18 | 7.5 | 2.45 | CALL | 0 | 11 | 79.82 | TRUE | 0 | 0 |
| 2024-10-18 | 10 | 0.45 | CALL | 0 | 22 | 0 | FALSE | 0 | 0 |
| 2024-10-18 | 12.5 | 0.1 | CALL | 0 | 34 | 33.94 | FALSE | 0 | 0 |
| 2024-10-18 | 15 | 0 | CALL | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-10-18 | 17.5 | 0 | CALL | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-10-18 | 20 | 0 | CALL | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-10-18 | 22.5 | 0 | CALL | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-10-18 | 2.5 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-10-18 | 5 | 0 | PUT | 0 | 0 | 0 | FALSE | 0 | 0 |
| 2024-10-18 | 7.5 | 0.25 | PUT | 0 | 1 | 37.74 | FALSE | 0 | 0 |
| 2024-10-18 | 10 | 0 | PUT | 0 | 0 | 46.92 | TRUE | 0 | 0 |
| 2024-10-18 | 12.5 | 0 | PUT | 0 | 0 | 62.56 | TRUE | 0 | 0 |
| 2024-10-18 | 15 | 0 | PUT | 0 | 0 | 55.32 | TRUE | 0 | 0 |
| 2024-10-18 | 17.5 | 0 | PUT | 0 | 0 | 45.63 | TRUE | 0 | 0 |
| 2024-10-18 | 20 | 0 | PUT | 0 | 0 | 61.31 | TRUE | 0 | 0 |
| 2024-10-18 | 22.5 | 0 | PUT | 0 | 0 | 66.7 | TRUE | 0 | 0 |
Latest OFS Trades:
| Date | Shares | Price |
|---|---|---|
| Jun 13, 2022 6:58 PM EST | 12 | $11.62 |
| Jun 13, 2022 7:56 PM EST | 74 | $11.61 |
| Jun 13, 2022 7:59 PM EST | 100 | $11.67 |
| Jun 13, 2022 7:59 PM EST | 100 | $11.67 |
| Jun 13, 2022 7:59 PM EST | 100 | $11.67 |
OFS Capital Corporation (OFS) SEC Filings:
An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.
| Date | Form Type | Form Name | Link |
|---|---|---|---|
| 2020-07-02 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1487918/000148791820000056/0001487918-20-000056-index.htm |
| 2019-12-31 | 40-APP/A | Application for exemption and other relief filed under the Investment Company Act of 1940 | https://www.sec.gov/Archives/edgar/data/1487918/000110465919077367/0001104659-19-077367-index.htm |
| 2020-04-03 | 40-APP/A | Application for exemption and other relief filed under the Investment Company Act of 1940 | https://www.sec.gov/Archives/edgar/data/1487918/000110465920042966/0001104659-20-042966-index.htm |
| 2020-06-30 | 40-APP/A | Application for exemption and other relief filed under the Investment Company Act of 1940 | https://www.sec.gov/Archives/edgar/data/1487918/000110465920078201/0001104659-20-078201-index.htm |
| 2018-04-11 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1487918/000114420418020030/0001144204-18-020030-index.htm |
| 2018-04-12 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1487918/000114420418020283/0001144204-18-020283-index.htm |
| 2018-05-23 | 40-APP | Application for exemption and other relief filed under the Investment Company Act of 1940 | https://www.sec.gov/Archives/edgar/data/1487918/000114420418030390/0001144204-18-030390-index.htm |
| 2019-09-18 | 40-APP/A | Application for exemption and other relief filed under the Investment Company Act of 1940 | https://www.sec.gov/Archives/edgar/data/1487918/000114420419044950/0001144204-19-044950-index.htm |
| 2018-04-19 | CERT | Certification | https://www.sec.gov/Archives/edgar/data/1487918/000135445718000109/0001354457-18-000109-index.htm |
| 2018-10-24 | CERT | Certification | https://www.sec.gov/Archives/edgar/data/1487918/000135445718000431/0001354457-18-000431-index.htm |
| 2019-10-15 | CERT | Certification | https://www.sec.gov/Archives/edgar/data/1487918/000135445719000526/0001354457-19-000526-index.htm |
| 2020-09-18 | CERT | Certification | https://www.sec.gov/Archives/edgar/data/1487918/000135445720000485/0001354457-20-000485-index.htm |
| 2017-08-04 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1487918/000148791817000048/0001487918-17-000048-index.htm |
| 2017-08-04 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791817000051/0001487918-17-000051-index.htm |
| 2017-08-08 | 40-17G | Fidelity Bond [Rule 17G-1(g)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791817000054/0001487918-17-000054-index.htm |
| 2017-08-10 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1487918/000148791817000056/0001487918-17-000056-index.htm |
| 2017-11-03 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1487918/000148791817000066/0001487918-17-000066-index.htm |
| 2017-11-03 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791817000071/0001487918-17-000071-index.htm |
| 2018-01-04 | CORRESP | Correspondence | https://www.sec.gov/Archives/edgar/data/1487918/000148791818000005/0001487918-18-000005-index.htm |
| 2018-01-05 | N-2 | Registration statement for closed-end investment companies | https://www.sec.gov/Archives/edgar/data/1487918/000148791818000006/0001487918-18-000006-index.htm |
| 2018-02-12 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1487918/000148791818000011/0001487918-18-000011-index.htm |
| 2018-03-02 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1487918/000148791818000015/0001487918-18-000015-index.htm |
| 2018-03-12 | 10-K | Annual report [Section 13 and 15(d), not S-K Item 405] | https://www.sec.gov/Archives/edgar/data/1487918/000148791818000018/0001487918-18-000018-index.htm |
| 2018-04-11 | 497AD | Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791818000022/0001487918-18-000022-index.htm |
| 2018-04-11 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791818000023/0001487918-18-000023-index.htm |
| 2018-04-12 | 497AD | Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791818000026/0001487918-18-000026-index.htm |
| 2018-04-12 | 497AD | Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791818000028/0001487918-18-000028-index.htm |
| 2018-04-16 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791818000031/0001487918-18-000031-index.htm |
| 2018-04-16 | 8-A12B | Registration of securities [Section 12(b)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791818000032/0001487918-18-000032-index.htm |
| 2018-04-17 | 497AD | Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791818000034/0001487918-18-000034-index.htm |
| 2018-04-24 | DEF 14A | Other definitive proxy statements | https://www.sec.gov/Archives/edgar/data/1487918/000148791818000039/0001487918-18-000039-index.htm |
| 2018-04-24 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/1487918/000148791818000040/0001487918-18-000040-index.htm |
| 2018-05-04 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1487918/000148791818000048/0001487918-18-000048-index.htm |
| 2018-05-04 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1487918/000148791818000050/0001487918-18-000050-index.htm |
| 2018-05-04 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791818000052/0001487918-18-000052-index.htm |
| 2018-05-21 | N-2/A | Registration statement for closed-end investment companies | https://www.sec.gov/Archives/edgar/data/1487918/000148791818000057/0001487918-18-000057-index.htm |
| 2018-05-18 | CORRESP | Correspondence | https://www.sec.gov/Archives/edgar/data/1487918/000148791818000059/0001487918-18-000059-index.htm |
| 2018-05-23 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1487918/000148791818000062/0001487918-18-000062-index.htm |
| 2018-06-05 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1487918/000148791818000064/0001487918-18-000064-index.htm |
| 2018-06-07 | CORRESP | Correspondence | https://www.sec.gov/Archives/edgar/data/1487918/000148791818000066/0001487918-18-000066-index.htm |
| 2018-06-07 | CORRESP | Correspondence | https://www.sec.gov/Archives/edgar/data/1487918/000148791818000068/0001487918-18-000068-index.htm |
| 2018-06-08 | N-2/A | Registration statement for closed-end investment companies | https://www.sec.gov/Archives/edgar/data/1487918/000148791818000070/0001487918-18-000070-index.htm |
| 2018-07-26 | 40-17G | Fidelity Bond [Rule 17G-1(g)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791818000072/0001487918-18-000072-index.htm |
| 2018-08-03 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1487918/000148791818000078/0001487918-18-000078-index.htm |
| 2018-08-03 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791818000081/0001487918-18-000081-index.htm |
| 2018-10-11 | 497AD | Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791818000083/0001487918-18-000083-index.htm |
| 2018-10-11 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1487918/000148791818000085/0001487918-18-000085-index.htm |
| 2018-10-11 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791818000087/0001487918-18-000087-index.htm |
| 2018-10-12 | 497AD | Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791818000091/0001487918-18-000091-index.htm |
| 2018-10-12 | 497AD | Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791818000092/0001487918-18-000092-index.htm |
| 2018-10-12 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1487918/000148791818000094/0001487918-18-000094-index.htm |
| 2018-10-16 | 8-A12B | Registration of securities [Section 12(b)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791818000097/0001487918-18-000097-index.htm |
| 2018-10-16 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791818000098/0001487918-18-000098-index.htm |
| 2018-11-02 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1487918/000148791818000100/0001487918-18-000100-index.htm |
| 2018-11-02 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791818000102/0001487918-18-000102-index.htm |
| 2019-03-08 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1487918/000148791819000003/0001487918-19-000003-index.htm |
| 2019-03-15 | 10-K | Annual report [Section 13 and 15(d), not S-K Item 405] | https://www.sec.gov/Archives/edgar/data/1487918/000148791819000007/0001487918-19-000007-index.htm |
| 2019-03-21 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1487918/000148791819000010/0001487918-19-000010-index.htm |
| 2019-04-15 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1487918/000148791819000013/0001487918-19-000013-index.htm |
| 2019-04-23 | DEF 14A | Other definitive proxy statements | https://www.sec.gov/Archives/edgar/data/1487918/000148791819000019/0001487918-19-000019-index.htm |
| 2019-04-23 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/1487918/000148791819000020/0001487918-19-000020-index.htm |
| 2019-04-24 | POS 8C | Post-effective amendments filed by certain investment companies [Section 8(c)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791819000023/0001487918-19-000023-index.htm |
| 2019-05-03 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1487918/000148791819000025/0001487918-19-000025-index.htm |
| 2019-05-03 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791819000029/0001487918-19-000029-index.htm |
| 2019-06-05 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1487918/000148791819000032/0001487918-19-000032-index.htm |
| 2019-06-11 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1487918/000148791819000035/0001487918-19-000035-index.htm |
| 2019-06-21 | CORRESP | Correspondence | https://www.sec.gov/Archives/edgar/data/1487918/000148791819000041/0001487918-19-000041-index.htm |
| 2019-06-21 | POS 8C | Post-effective amendments filed by certain investment companies [Section 8(c)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791819000043/0001487918-19-000043-index.htm |
| 2019-06-21 | CORRESP | Correspondence | https://www.sec.gov/Archives/edgar/data/1487918/000148791819000045/0001487918-19-000045-index.htm |
| 2019-06-24 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1487918/000148791819000047/0001487918-19-000047-index.htm |
| 2019-08-02 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1487918/000148791819000050/0001487918-19-000050-index.htm |
| 2019-08-02 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791819000053/0001487918-19-000053-index.htm |
| 2019-10-08 | 497AD | Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791819000060/0001487918-19-000060-index.htm |
| 2019-10-08 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1487918/000148791819000061/0001487918-19-000061-index.htm |
| 2019-10-08 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791819000063/0001487918-19-000063-index.htm |
| 2019-10-09 | 497AD | Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791819000067/0001487918-19-000067-index.htm |
| 2019-10-09 | 497AD | Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791819000068/0001487918-19-000068-index.htm |
| 2019-10-10 | 497 | Definitive materials | https://www.sec.gov/Archives/edgar/data/1487918/000148791819000070/0001487918-19-000070-index.htm |
| 2019-10-15 | POS EX | Post-effective amendment adding exhibits to registration statement [Rule 462(d)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791819000072/0001487918-19-000072-index.htm |
| 2019-10-15 | 8-A12B | Registration of securities [Section 12(b)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791819000074/0001487918-19-000074-index.htm |
| 2019-11-08 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1487918/000148791819000076/0001487918-19-000076-index.htm |
| 2019-11-08 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791819000079/0001487918-19-000079-index.htm |
| 2020-01-13 | 3 | Initial statement of beneficial ownership of securities | https://www.sec.gov/Archives/edgar/data/1487918/000148791820000003/0001487918-20-000003-index.htm |
| 2020-02-19 | N-2 | Registration statement for closed-end investment companies | https://www.sec.gov/Archives/edgar/data/1487918/000148791820000007/0001487918-20-000007-index.htm |
| 2020-03-12 | 40-17G | Fidelity Bond [Rule 17G-1(g)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791820000011/0001487918-20-000011-index.htm |
| 2020-03-13 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1487918/000148791820000015/0001487918-20-000015-index.htm |
| 2020-03-13 | 10-K | Annual report [Section 13 and 15(d), not S-K Item 405] | https://www.sec.gov/Archives/edgar/data/1487918/000148791820000017/0001487918-20-000017-index.htm |
| 2020-04-08 | N-2/A | Registration statement for closed-end investment companies | https://www.sec.gov/Archives/edgar/data/1487918/000148791820000022/0001487918-20-000022-index.htm |
| 2020-04-13 | PRE 14A | Other preliminary proxy statements | https://www.sec.gov/Archives/edgar/data/1487918/000148791820000026/0001487918-20-000026-index.htm |
| 2020-04-13 | CORRESP | Correspondence | https://www.sec.gov/Archives/edgar/data/1487918/000148791820000028/0001487918-20-000028-index.htm |
| 2020-04-28 | CORRESP | Correspondence | https://www.sec.gov/Archives/edgar/data/1487918/000148791820000030/0001487918-20-000030-index.htm |
| 2020-04-28 | DEF 14A | Other definitive proxy statements | https://www.sec.gov/Archives/edgar/data/1487918/000148791820000032/0001487918-20-000032-index.htm |
| 2020-04-28 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/1487918/000148791820000034/0001487918-20-000034-index.htm |
| 2020-04-28 | DEF 14A | Other definitive proxy statements | https://www.sec.gov/Archives/edgar/data/1487918/000148791820000036/0001487918-20-000036-index.htm |
| 2020-04-28 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/1487918/000148791820000038/0001487918-20-000038-index.htm |
| 2020-05-08 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1487918/000148791820000040/0001487918-20-000040-index.htm |
| 2020-05-08 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791820000042/0001487918-20-000042-index.htm |
| 2020-05-20 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/1487918/000148791820000044/0001487918-20-000044-index.htm |
| 2020-05-29 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/1487918/000148791820000047/0001487918-20-000047-index.htm |
| 2020-06-09 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1487918/000148791820000049/0001487918-20-000049-index.htm |
| 2020-06-09 | DEFA14A | Additional definitive proxy soliciting materials and Rule 14(a)(12) material | https://www.sec.gov/Archives/edgar/data/1487918/000148791820000051/0001487918-20-000051-index.htm |
| 2020-06-23 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1487918/000148791820000053/0001487918-20-000053-index.htm |
| 2020-07-02 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1487918/000148791820000056/0001487918-20-000056-index.htm |
| 2020-07-31 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1487918/000148791820000061/0001487918-20-000061-index.htm |
| 2020-07-31 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791820000064/0001487918-20-000064-index.htm |
| 2020-09-14 | 424B5 | Prospectus [Rule 424(b)(5)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791820000070/0001487918-20-000070-index.htm |
| 2020-09-14 | 497AD | Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791820000071/0001487918-20-000071-index.htm |
| 2020-09-15 | FWP | Filing under Securities Act Rules 163/433 of free writing prospectuses | https://www.sec.gov/Archives/edgar/data/1487918/000148791820000075/0001487918-20-000075-index.htm |
| 2020-09-15 | 497AD | Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791820000076/0001487918-20-000076-index.htm |
| 2020-09-15 | 424B5 | Prospectus [Rule 424(b)(5)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791820000078/0001487918-20-000078-index.htm |
| 2020-09-18 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1487918/000148791820000081/0001487918-20-000081-index.htm |
| 2020-09-18 | 8-A12B | Registration of securities [Section 12(b)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791820000082/0001487918-20-000082-index.htm |
| 2020-10-09 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1487918/000148791820000084/0001487918-20-000084-index.htm |
| 2020-11-06 | 8-K | Current report | https://www.sec.gov/Archives/edgar/data/1487918/000148791820000086/0001487918-20-000086-index.htm |
| 2020-11-06 | 10-Q | Quarterly report [Sections 13 or 15(d)] | https://www.sec.gov/Archives/edgar/data/1487918/000148791820000088/0001487918-20-000088-index.htm |
| 2020-01-13 | SC 13D | General statement of acquisition of beneficial ownership | https://www.sec.gov/Archives/edgar/data/1487918/000152855420000003/0001528554-20-000003-index.htm |
| 2017-06-16 | EFFECT | Notice of Effectiveness | https://www.sec.gov/Archives/edgar/data/1487918/999999999517001560/9999999995-17-001560-index.htm |
| 2018-06-11 | EFFECT | Notice of Effectiveness | https://www.sec.gov/Archives/edgar/data/1487918/999999999518001472/9999999995-18-001472-index.htm |
| 2019-06-25 | EFFECT | Notice of Effectiveness | https://www.sec.gov/Archives/edgar/data/1487918/999999999519001428/9999999995-19-001428-index.htm |
| 2020-04-10 | EFFECT | Notice of Effectiveness | https://www.sec.gov/Archives/edgar/data/1487918/999999999520000722/9999999995-20-000722-index.htm |