B. Riley Financial, Inc

(NASDAQ:RILY)

Latest On B. Riley Financial, Inc (RILY):

Date/Time Type Description Signal Details
2024-05-23 05:52 ESTDividendA dividend of $0.5 has been announced on May 15, 2024. It will be paid Jun 11, 2024 with an ex-dividend date of May 23, 2024.Neutral
2024-03-08 04:52 ESTDividendA dividend of $0.5 has been announced on Feb 29, 2024. It will be paid Mar 22, 2024 with an ex-dividend date of Mar 8, 2024.Neutral
2023-11-17 04:52 ESTDividendA dividend of $1 has been announced on Nov 8, 2023. It will be paid Nov 30, 2023 with an ex-dividend date of Nov 17, 2023.Neutral
2023-08-10 05:52 ESTDividendA dividend of $1 has been announced on Jul 25, 2023. It will be paid Aug 21, 2023 with an ex-dividend date of Aug 10, 2023.Neutral
2023-05-17 21:30 ESTNewsB. Riley buys equity interest in Dutch fashion brand Scotch & SodaN/A
2023-05-15 05:51 ESTDividendA dividend of $1 has been announced on May 4, 2023. It will be paid May 23, 2023 with an ex-dividend date of May 15, 2023.Neutral
2023-05-09 17:45 ESTNewsB. Riley Financial buys certain assets of advisory firm ABTVN/A
2023-05-05 04:58 ESTNewsB. Riley Financial Non-GAAP EPS of $0.51, revenue of $432.1MN/A
2023-05-05 04:58 ESTNewsB. Riley Financial, Inc. (RILY) Q1 2023 Earnings Call TranscriptN/A
2023-05-04 03:36 ESTNewsB. Riley Financial: Sustainability Of Dividend And Interest YieldsN/A
2023-03-30 11:45 ESTNewsB. Riley's Confrontation With Market Headwinds And Internal StrugglesN/A
2023-03-13 18:22 ESTNewsSynchronoss Technologies surges after $1.15 a share bid from B. RileyN/A
2023-03-09 04:52 ESTDividendA dividend of $1 has been announced on Feb 22, 2023. It will be paid Mar 23, 2023 with an ex-dividend date of Mar 9, 2023.Neutral
2023-02-26 14:23 ESTNewsInvestor Insanity Creates Huge Mispricing: 12.5% YTM On B. Riley Baby BondsN/A
2023-02-23 19:06 ESTNewsB. Riley Financial, Inc. 2022 Q4 - Results - Earnings Call PresentationN/A
2023-02-23 05:43 ESTNewsB. Riley Financial GAAP EPS of -$2.08, revenue of $326.81MN/A
2023-02-23 05:43 ESTNewsB. Riley Financial, Inc. (RILY) Q4 2022 Earnings Call TranscriptN/A
2023-02-22 17:10 ESTNewsB. Riley acquires Farber Group's corporate divisionN/A
2023-02-15 15:16 ESTNewsB. Riley Financial - Don't Bet Your ShortsN/A
2023-02-09 01:31 ESTNewsB. Riley drops amid new short report from Wolfpack Research (update)N/A
2023-02-08 11:58 ESTNewsB. Riley drops amid new short report from Wolfpack ResearchN/A
2023-02-06 08:32 ESTNewsB. Riley Financial: The 9%-Yielding Dividend Still Looks SafeN/A
2023-01-31 19:42 ESTNewsGreenidge Generation restructures $11M of debt owed to B. RileyN/A
2023-01-31 19:42 ESTNewsCore Scientific to borrow up to $70M from B. Riley to extend runwayN/A
2022-12-27 11:31 ESTNewsB. Riley sees Q4 operating adjusted EBITDA slipping from Q3 resultsN/A
2022-12-14 22:10 ESTNewsB. Riley Financial proposes debt restructuring for Core Scientific to avoid bankruptcyN/A
2022-11-16 00:27 ESTNewsB. Riley Baby Bonds: Up To 12% Yield Plus Large Potential Price IncreasesN/A
2022-11-14 04:52 ESTDividendA dividend of $1 has been announced on Nov 3, 2022. It will be paid Nov 29, 2022 with an ex-dividend date of Nov 14, 2022.Neutral
2022-11-04 07:46 ESTNewsB. Riley Financial declares $1 dividend, announces $50M stock buyback planN/A
2022-11-04 07:46 ESTNewsB. Riley Financial GAAP EPS of $1.53, revenue of $340.4MN/A
2022-11-04 07:46 ESTNewsB. Riley Financial, Inc. (RILY) Q3 2022 Earnings Call TranscriptN/A
2022-10-25 15:57 ESTNewsB. Riley Financial: High Yield, Significant Insider BuyingN/A
2022-10-19 13:41 ESTNewsB Riley acquires Targus for $250MN/A
2022-10-18 08:49 ESTNewsB. Riley Financial purchases performing receivables from W.S. Badcock for ~$168MN/A
2022-08-10 05:52 ESTDividendA dividend of $1 has been announced on Jul 28, 2022. It will be paid Aug 23, 2022 with an ex-dividend date of Aug 10, 2022.Neutral
2022-08-10 05:05 ESTNewsB. Riley Financial: Capital Market Activities Drive Long-Term Revenue GrowthN/A
2022-08-08 06:47 ESTNews3 Takeaways From B. Riley Financial's Q2 Negative Earnings ReportN/A
2022-07-29 03:59 ESTNewsB. Riley Financial Non-GAAP EPS of -$4.36, revenue of $42.7MN/A
2022-07-29 03:59 ESTNewsB. Riley Financial, Inc's (RILY) Management on Q2 2022 Results - Earnings Call TranscriptN/A
2022-07-29 03:59 ESTNewsB. Riley Financial, Inc. 2022 Q2 - Results - Earnings Call PresentationN/A
2022-05-10 05:51 ESTDividendA dividend of $1 has been announced on Apr 28, 2022. It will be paid May 20, 2022 with an ex-dividend date of May 10, 2022.Neutral
2022-05-09 15:59 ESTNewsInsider Weekends: 'Adjusted' Insider Buying Increases Last WeekN/A
2022-04-30 06:17 ESTNewsB. Riley Financial declares $1.00 dividendN/A
2022-04-30 06:17 ESTNewsB.Riley Financial plunges 16% after first quarter earnings reportN/A
2022-04-29 11:46 ESTNewsB. Riley Financial, Inc. (RILY) Management On Q1 2022 Results - Earnings Call TranscriptN/A
2022-04-28 18:48 ESTNewsB. Riley Financial GAAP EPS of -$0.43, revenue of $205.6MN/A
2022-04-28 18:47 ESTNewsB. Riley Financial, Inc. 2022 Q1 - Results - Earnings Call PresentationN/A
2022-04-17 13:21 ESTNewsB. Riley Financial: A Hidden, Undervalued Powerhouse, 7% Yield, Insiders BuyingN/A
2022-03-11 17:10 ESTNewsLazydays Holdings gains after B. Riley offers $25/share for companyN/A
2022-03-08 04:52 ESTDividendA dividend of $1 has been announced on Feb 23, 2022. It will be paid Mar 23, 2022 with an ex-dividend date of Mar 8, 2022.Neutral

About B. Riley Financial, Inc (RILY):

B. Riley Financial, Inc., through its subsidiaries, provides collaborative financial services and solutions in North America, Australia, and Europe. The Capital Markets segments offers range of investment banking, corporate finance, consulting, financial advisory, research, securities lending, wealth management, and sales and trading services to corporate, institutional, and high net worth clients. This segment also provides merger and acquisitions, restructuring advisory, initial and secondary public offerings, and institutional private placements services; asset management services; manages various private and public funds for institutional and individual investors; and trades in equity securities. The Auction and Liquidation Segment offers retail store liquidation, and wholesale and industrial assets disposition services. The Financial Consulting segment provides bankruptcy, financial advisory, forensic accounting, litigation support, real estate consulting, and valuation and appraisal services. The Principal Investments - United Online and magicJack segment provides consumer subscription services consisting of Internet access services and devices under the NetZero and Juno brands, as well as voice over IP cloud-based technology and communication services. The Brands segments provides licensing of a brand investment portfolio, including Catherine Malandrino, English Laundry, Joan Vass, Kensie Girl, Limited Too, and Nanette Lepore. In addition, it offers advisory services to private funds, and institutional and high net worth investors; brokerage services; senior secured and second lien secured loans to middle market public and the private U.S. companies; and consulting services to shareholders, creditors, and companies. The company was formerly known as Great American Group, Inc. and changed its name to B. Riley Financial, Inc. in November 2014. B. Riley Financial, Inc. was founded in 1973 and is headquartered in Los Angeles, California.

RILY Quotes by TradingView

See Advanced Chart

General

  • Name B. Riley Financial, Inc
  • Symbol RILY
  • Type Common Stock
  • Exchange NASDAQ
  • Currency USD
  • Country USA
  • SectorFinancial Services
  • IndustryFinancial Conglomerates
  • Full Time Employees 996
  • Last Split Factor101:100
  • Last Split Date2016-11-25
  • Fiscal Year EndDecember
  • IPO Date2007-08-02
  • Gic SectorFinancials
  • Gic GroupDiversified Financials
  • Gic IndustryCapital Markets
  • Gic SubIndustryInvestment Banking & Brokerage
  • Web URLhttp://www.brileyfin.com
View More

Valuation

  • Trailing PE 7.56
  • Price/Sales (Trailing 12 Mt.) 1.73
  • Price/Book (Most Recent Quarter) 3.13
  • Enterprise Value Revenue 3.68
  • Enterprise Value EBITDA 9.12
View More

Financials

  • Most Recent Quarter 2020-12-31
  • Profit Margin 26%
  • Operating Margin 37%
  • Return on Assets 8%
  • Return on Equity 44%
  • Revenue 795.02 million
  • Earnings Per Share $7.56
  • Revenue Per Share $31.05
  • Gross Profit 310.02 million
  • Quarterly Earnings Growth 171.5%
View More

Highlights

  • Market Capitalization 1.55 billion
  • PE Ratio -0.85
  • Analyst Target Price $1.5
  • Book Value Per Share $19.89
View More

Share Statistics

  • Shares Outstanding 26.84 million
  • Shares Float 17.8 million
  • % Held by Insiders 4601%
  • % Held by Institutions 45%
  • Shares Short 659055
  • Shares Short Prior Month 596057
  • Short Ratio 3.6
  • Short % of Float 3%
  • Short % of Shares Outstanding 2%
View More

Technicals

  • Beta 1.31
  • 52 Week High $68.71
  • 52 Week Low $13.14
  • 50 Day Moving Average 56.42
  • 200 Day Moving Average 39.2
View More

Dividends

  • Forward Annual Dividend Rate $1.43
  • Forward Annual Dividend Yield 2.42%
  • Payout Ratio 13%
  • Dividend Date 2021-03-24
  • ExDividend Date 2021-03-09
  • Dividend Per Share $1.18
  • Dividend Yield 39.31%
View More

B. Riley Financial, Inc (RILY) Dividend Calendar:

B. Riley Financial, Inc pays an annual dividend of $1.43 per share, with a dividend yield of 39.31%.
RILY's last dividend payment was made to shareholders on March 24, 2021.
B. Riley Financial, Inc pays out 13% of its earnings out as a dividend.

Ex-Dividend Date Payment Date Record Date Declared Date Amount

B. Riley Financial, Inc (RILY) Earnings History:

Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.


Quarter Date Report Date Actual Revenue Reported EPS EPS Estimate Deviation from Estimate
2020-09-302020-12-31$N/A$6.55
2020-06-302020-09-30$N/A$1.75
2020-03-312020-06-30$-206000$3.07
2019-12-312020-03-31$140.6 million-$3.83
2019-09-302019-12-31$157.02 million$0.59
2019-06-302019-09-30$147.59 million$1.21
2019-03-312019-06-30$124.55 million$0.82
2018-12-312019-03-31$85.84 million$0.30
2018-09-302018-12-31$83.92 million-$0.34
2018-06-302018-09-30$110.42 million$0.10
2018-03-312018-06-30$86.38 million$0.64
2017-12-312018-03-07$110.18 million-$0.23
2017-09-302017-11-08$92.43 million$0.01
2017-06-302017-08-07$66.68 million$0.15
2017-03-312017-05-10$52.9 million$0.71
2016-12-312017-03-10$93.18 million$0.64
2016-09-302016-11-14$56.97 million$0.47
2016-06-302016-08-05$20.26 million-$0.01
2016-03-312016-05-16$19.95 million$0.02
2015-12-312016-03-28$19.76 million-$0.06
2015-09-302015-11-09$21.27 million$0.09
2015-06-302015-08-10$45.46 million$0.53
2015-03-312015-05-07$26.03 million$0.17
2014-12-312015-03-30$19.84 million-$0.18
2014-09-302014-11-06$20.67 million-$0.05
2014-06-302014-08-14$14.95 million-$0.16
2014-03-312014-05-13$21.65 million-$0.93
2013-12-312014-03-27$18.19 million$0.62
2013-09-302013-11-15$21.75 million$0.24
2013-06-302013-08-15$15.24 million-$1.07
2013-03-312013-05-14$20.95 million$0.87
2012-12-312013-03-29$30.73 million$1.61
2012-09-302012-11-14$14.24 million-$0.38
2012-06-302012-08-14$19.65 million$0.42
2012-03-312012-05-16$19.32 million$0.72
2011-09-302011-11-14$28.51 million$2.73
2011-06-302011-08-15$9.83 million-$1.60$0.20-900%
2011-03-312011-05-16$13.82 million-$0.40-$0.8050%
2010-12-312011-03-31$11.01 million-$1.40-$0.60-133.33%
2010-09-302010-11-15$13.86 million$0.40-$4.00110%
2010-06-302010-08-16$5.22 million-$4.80-$1.00-380%
2010-03-312010-05-17$12.07 million-$2.20-$2.408.33%
2009-12-312010-03-30$11.46 million-$3.20-$0.20-1500%
2009-09-302009-11-16$15.04 million$3.40$0.40750%

B. Riley Financial, Inc (RILY) Company Financial Statements:

Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.

Income Statement:
Date
Research Development
Income Before Tax
Selling General Administrative
Gross Profit
Ebit
Operating Income
Income Tax Expense
Total Revenue
Cost of Revenue
Total Other Income Expense Net
Net Income From Continuing Operations
Net Income Applicable to Common Shares
Cash Flow:
Date
Investments
Change to Liabilities
Total Cash Flow from Investing Activities
Net Borrowings
Total Cash Flow from Financial Activities
Change to Operating Activities
Change in Cash
Total Cash from Operating Activities
Depreciation
Other Cash Flow from Investing Activities
Change to Inventory
Change to Account Receivables
Other Cash Flow from Financing Activities
Change to Net Income
Capital Expenditures
Balance Sheet:
Date
Total Liabailities
Total Stockholder Equity
Other Current Liabilities
Total Assets
Common Stock
Other Current Assets
Retained Earnings
Other Liabilities
Other Assets
Cash
Total Current Liabilities
Other Stockholder Equity
Property, Plant & Equipment
Total Current Assets
Long Term Investments
Net Tangible Assets
Short Term Investments
Long Term Debt
Inventory
Accounts Payable

B. Riley Financial, Inc (RILY) Chart:

B. Riley Financial, Inc (RILY) News:

Below you will find a list of latest news for B. Riley Financial, Inc (RILY) from major news sources. You can filter the results to only show news from a specific source.

No recent news available

B. Riley Financial, Inc (RILY) Options:

A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.

Expiration Date Strike Last Price Type Volume Open Interest Implied Volatility In The Money Change Change Percent
2026-02-060.50CALL0 00TRUE00
2026-02-0610CALL0 00TRUE00
2026-02-061.50CALL0 00TRUE00
2026-02-0620CALL0 01392.05TRUE00
2026-02-062.52.25CALL0 201084.07TRUE00
2026-02-0635.44CALL0 0850.74TRUE00
2026-02-063.50CALL0 0882.11TRUE00
2026-02-0640CALL0 0768.07TRUE00
2026-02-064.55.13CALL0 98700.55TRUE00
2026-02-0654.93CALL0 1418.01TRUE00
2026-02-065.53.45CALL0 7554.08TRUE00
2026-02-0663.73CALL0 5513.26TRUE00
2026-02-066.53CALL0 9311.48TRUE00
2026-02-0672.9CALL0 93319.1TRUE00
2026-02-067.52CALL0 57210.68TRUE00
2026-02-0681.47CALL0 43186.21TRUE00
2026-02-068.51.25CALL1 42167.86TRUE0.260.26
2026-02-0690.78CALL129 339128.95TRUE-0.12-0.13
2026-02-069.50.54CALL969 268125.73FALSE-0.21-0.28
2026-02-06100.42CALL5497 2446135.31FALSE-0.08-0.16
2026-02-0610.50.28CALL94 98132.77FALSE-0.2-0.42
2026-02-06110.24CALL113 288145.67FALSE00
2026-02-0611.50.2CALL1 113154.87FALSE-0.49-0.71
2026-02-06120.12CALL774 2428147.55FALSE-0.08-0.4
2026-02-0612.50.11CALL3 1032158.88FALSE0.110
2026-02-06130.09CALL51 88164.46FALSE-0.08-0.47
2026-02-0613.50CALL0 0387.37FALSE00
2026-02-06140.5CALL0 12401.61FALSE00
2026-02-0614.50CALL0 0416.91FALSE00
2026-02-06150.05CALL2 84187.93FALSE-0.04-0.44
2026-02-0615.50CALL0 0459.43FALSE00
2026-02-06160.16CALL0 1462.34FALSE00
2026-02-0616.50CALL0 0611.87FALSE00
2026-02-06170CALL0 0624.33FALSE00
2026-02-0617.50CALL0 0496.09FALSE00
2026-02-06180CALL0 0509.16FALSE00
2026-02-0618.50CALL0 0513.29FALSE00
2026-02-06190CALL0 0525.54FALSE00
2026-02-0619.50CALL0 0533.13FALSE00
2026-02-06200CALL0 0542.51FALSE00
2026-02-060.50PUT0 01150.92FALSE00
2026-02-0610PUT0 0809.92FALSE00
2026-02-061.50PUT0 0981.62FALSE00
2026-02-0620.02PUT0 1830.5FALSE00
2026-02-062.50.05PUT0 102493.33FALSE00
2026-02-0630.6PUT0 1617.93FALSE00
2026-02-063.50.17PUT0 101193.24FALSE00
2026-02-0640.5PUT0 5877.34FALSE00
2026-02-064.50.03PUT0 214706.94FALSE00
2026-02-0650.01PUT0 95209.61FALSE00
2026-02-065.50.05PUT0 10492.15FALSE00
2026-02-0660.06PUT0 59434.79FALSE00
2026-02-066.50.66PUT0 5217.5FALSE00
2026-02-0670.06PUT0 108171.75FALSE00
2026-02-067.50.08PUT25 123114.02FALSE00
2026-02-0680.19PUT296 650119.15FALSE-0.01-0.05
2026-02-068.50.35PUT252 316120.69FALSE0.020.06
2026-02-0690.55PUT313 76117.72FALSE00
2026-02-069.50.79PUT437 267132.21TRUE-0.02-0.02
2026-02-06101.15PUT1 129115.41TRUE-0.16-0.12
2026-02-0610.51.8PUT0 50107.08TRUE00
2026-02-06110PUT0 094.77TRUE00
2026-02-0611.50PUT0 00TRUE00
2026-02-06120PUT0 00TRUE00
2026-02-0612.50PUT0 00TRUE00
2026-02-06130PUT0 00TRUE00
2026-02-0613.50PUT0 0224.6TRUE00
2026-02-06140PUT0 00TRUE00
2026-02-0614.50PUT0 0242.98TRUE00
2026-02-06150PUT0 0246.2TRUE00
2026-02-0615.50PUT0 0212.26TRUE00
2026-02-06160PUT0 0182.25TRUE00
2026-02-0616.50PUT0 00TRUE00
2026-02-06177.73PUT0 10TRUE00
2026-02-0617.50PUT0 0231.67TRUE00
2026-02-06180PUT0 0272.49TRUE00
2026-02-0618.50PUT0 0222.49TRUE00
2026-02-06190PUT0 00TRUE00
2026-02-0619.50PUT0 00TRUE00
2026-02-06200PUT0 00TRUE00
2026-02-130.50CALL0 00TRUE00
2026-02-1310CALL0 00TRUE00
2026-02-131.50CALL0 0818.23TRUE00
2026-02-1320CALL0 0697.41TRUE00
2026-02-132.50CALL0 0864.28TRUE00
2026-02-1335.33CALL0 1517.85TRUE00
2026-02-133.50CALL0 0443.18TRUE00
2026-02-1340CALL0 0359.91TRUE00
2026-02-134.50CALL0 0468.01TRUE00
2026-02-1352.52CALL0 1303.38TRUE00
2026-02-135.52.7CALL0 7259.22TRUE00
2026-02-1363.3CALL0 316228.67TRUE00
2026-02-136.51.43CALL0 154218.33TRUE00
2026-02-1372.6CALL0 10191.1TRUE00
2026-02-137.52.19CALL0 24173.51TRUE00
2026-02-1381.65CALL0 712170.23TRUE00
2026-02-138.51.38CALL0 23161.63TRUE00
2026-02-1391CALL36 67126.39TRUE10
2026-02-139.50.83CALL53 54132.69FALSE-0.12-0.13
2026-02-13100.6CALL100 438125.48FALSE-0.15-0.2
2026-02-1310.50.66CALL3 0127.19FALSE0.660
2026-02-13110.49CALL0 31150.8FALSE00
2026-02-1311.50CALL0 0163.73FALSE00
2026-02-13120.32CALL2 200149.81FALSE-0.08-0.2
2026-02-1312.50.36CALL0 10192.56FALSE00
2026-02-13130.25CALL0 210188.86FALSE00
2026-02-1313.50CALL0 0281.34FALSE00
2026-02-13140CALL0 0293.16FALSE00
2026-02-1314.50CALL0 0304.31FALSE00
2026-02-13150CALL0 0314.86FALSE00
2026-02-1315.50CALL0 0324.87FALSE00
2026-02-13160CALL0 0334.4FALSE00
2026-02-13170CALL0 0352.16FALSE00
2026-02-13180CALL0 0336.19FALSE00
2026-02-13190CALL0 0350.85FALSE00
2026-02-13200CALL0 0364.46FALSE00
2026-02-130.50PUT0 0840.11FALSE00
2026-02-1310PUT0 0915.31FALSE00
2026-02-131.50PUT0 0725.76FALSE00
2026-02-1320.01PUT0 2605.96FALSE00
2026-02-132.50.09PUT0 64869.68FALSE00
2026-02-1330.38PUT0 1359.73FALSE00
2026-02-133.50PUT0 0654.99FALSE00
2026-02-1340.15PUT0 10578.04FALSE00
2026-02-134.50.04PUT0 12512.77FALSE00
2026-02-1350.25PUT0 45455.9FALSE00
2026-02-135.50.08PUT0 28358.57FALSE00
2026-02-1360.03PUT0 46325.32FALSE00
2026-02-136.50.2PUT0 101208.13FALSE00
2026-02-1370.15PUT0 17197.84FALSE00
2026-02-137.50.29PUT0 35118.88FALSE00
2026-02-1380.34PUT0 8119.2FALSE00
2026-02-138.50.6PUT10 4124.34FALSE0.60
2026-02-1390.79PUT1 17117.42FALSE0.790
2026-02-139.50.95PUT5 0132.59TRUE0.950
2026-02-13101.31PUT0 23127.41TRUE00
2026-02-1310.50PUT0 0105.81TRUE00
2026-02-13110PUT0 097.97TRUE00
2026-02-1311.50PUT0 094.06TRUE00
2026-02-13120PUT0 00TRUE00
2026-02-1312.50PUT0 00TRUE00
2026-02-13130PUT0 00TRUE00
2026-02-1313.50PUT0 00TRUE00
2026-02-13140PUT0 00TRUE00
2026-02-1314.50PUT0 00TRUE00
2026-02-13150PUT0 00TRUE00
2026-02-1315.50PUT0 00TRUE00
2026-02-13160PUT0 00TRUE00
2026-02-13170PUT0 00TRUE00
2026-02-13180PUT0 00TRUE00
2026-02-13190PUT0 00TRUE00
2026-02-13200PUT0 0148.32TRUE00
2026-02-2020CALL0 0543.05TRUE00
2026-02-202.57.65CALL0 20452.4TRUE00
2026-02-2030CALL0 0393.15TRUE00
2026-02-203.50CALL0 0354.04TRUE00
2026-02-2040CALL0 0311.65TRUE00
2026-02-204.50CALL0 0282.16TRUE00
2026-02-2053.97CALL0 435248.61TRUE00
2026-02-205.50CALL0 0212.17TRUE00
2026-02-2062.88CALL0 129200.05TRUE00
2026-02-206.50CALL0 0187.17TRUE00
2026-02-2072.68CALL0 5164.79TRUE00
2026-02-207.52CALL28 1289120.65TRUE-0.21-0.1
2026-02-2081.65CALL0 0157.69TRUE00
2026-02-208.51.49CALL0 10150.39TRUE00
2026-02-2091.2CALL43 146128.79TRUE-0.17-0.12
2026-02-209.51.04CALL1032 2085119.9FALSE-0.05-0.05
2026-02-20100.84CALL340 3432132.1FALSE0.020.02
2026-02-2010.50.68CALL0 18116.32FALSE00
2026-02-20110.55CALL6 518130.49FALSE0.550
2026-02-2011.50.5CALL5 1137.48FALSE-0.02-0.04
2026-02-20120.37CALL28 476131.82FALSE-0.08-0.18
2026-02-2012.50.26CALL48 1361125.57FALSE-0.18-0.41
2026-02-20130.37CALL0 35129.84FALSE00
2026-02-2013.50.39CALL0 0163.23FALSE00
2026-02-20140.25CALL0 22174.3FALSE00
2026-02-2014.50CALL0 0151.55FALSE00
2026-02-20150.11CALL47 616144.7FALSE-0.39-0.78
2026-02-20160.31CALL0 10183.28FALSE00
2026-02-20170CALL0 0258.56FALSE00
2026-02-2017.50.32CALL0 41272.15FALSE00
2026-02-20180CALL0 0278.57FALSE00
2026-02-20200.36CALL0 1301.89FALSE00
2026-02-2020PUT0 0453.75FALSE00
2026-02-202.50.01PUT0 285411.84FALSE00
2026-02-2030PUT0 0549.57FALSE00
2026-02-203.50PUT0 0481.26FALSE00
2026-02-2040PUT0 0424.6FALSE00
2026-02-204.50PUT0 0376.07FALSE00
2026-02-2050.01PUT95 1035112.88FALSE0.010
2026-02-205.50PUT0 0295.38FALSE00
2026-02-2060.07PUT0 120260.7FALSE00
2026-02-206.50PUT0 0171.1FALSE00
2026-02-2070.21PUT0 132112.78FALSE00
2026-02-207.50.3PUT6 680109.08FALSE-0.05-0.14
2026-02-2080.45PUT0 17123.96FALSE00
2026-02-208.50.75PUT1 3119.75FALSE0.060.09
2026-02-2091PUT334 208119.61FALSE0.150.18
2026-02-209.51.29PUT3 108119.78TRUE0.160.14
2026-02-20101.57PUT0 456128.57TRUE00
2026-02-2010.51.95PUT0 8129.71TRUE00
2026-02-20112.44PUT0 20124.79TRUE00
2026-02-2011.52.56PUT0 15113.13TRUE00
2026-02-20123.13PUT1 17113.77TRUE3.130
2026-02-2012.50PUT0 00TRUE00
2026-02-20130PUT0 00TRUE00
2026-02-2013.50PUT0 0109.99TRUE00
2026-02-20140PUT0 00TRUE00
2026-02-2014.50PUT0 00TRUE00
2026-02-20150PUT0 00TRUE00
2026-02-20160PUT0 00TRUE00
2026-02-20170PUT0 00TRUE00
2026-02-2017.50PUT0 00TRUE00
2026-02-20180PUT0 00TRUE00
2026-02-20200PUT0 00TRUE00
2026-02-27110.75CALL0 25919.63TRUE00
2026-02-271.50CALL0 0791.96TRUE00
2026-02-2720CALL0 0587.83TRUE00
2026-02-272.50CALL0 0635.86TRUE00
2026-02-2730CALL0 0532.63TRUE00
2026-02-273.50CALL0 0478.91TRUE00
2026-02-2740CALL0 0422.71TRUE00
2026-02-274.52.87CALL0 1380.07TRUE00
2026-02-2754.25CALL0 420TRUE00
2026-02-275.51.43CALL0 5165.46TRUE00
2026-02-2763.33CALL0 3175.45TRUE00
2026-02-276.51.35CALL0 13195.96TRUE00
2026-02-2771.13CALL0 1186.73TRUE00
2026-02-277.52.9CALL0 1002121.3TRUE00
2026-02-2782.11CALL0 620123.82TRUE00
2026-02-278.52.03CALL0 13151.5TRUE00
2026-02-2791.25CALL12 385118.55TRUE1.250
2026-02-279.51.2CALL22 83115.43FALSE1.20
2026-02-27101.04CALL2 416135.82FALSE1.040
2026-02-27110.79CALL0 97142.65FALSE00
2026-02-27120.55CALL7 272136.77FALSE-0.05-0.08
2026-02-27130.33CALL26 2128.19FALSE0.330
2026-02-27140CALL0 0151.91FALSE00
2026-02-27150CALL0 0164.59FALSE00
2026-02-27160CALL0 0219.64FALSE00
2026-02-27170CALL0 0255.1FALSE00
2026-02-27180.31CALL0 5266.8FALSE00
2026-02-27190CALL0 0361.89FALSE00
2026-02-27200CALL0 0221.44FALSE00
2026-02-2710.01PUT0 31513.72FALSE00
2026-02-271.50PUT0 0521.25FALSE00
2026-02-2720PUT0 0440.38FALSE00
2026-02-272.50.01PUT0 34624.84FALSE00
2026-02-2730PUT0 0597.72FALSE00
2026-02-273.50PUT0 0521.2FALSE00
2026-02-2740PUT0 0459.44FALSE00
2026-02-274.50PUT0 0367.74FALSE00
2026-02-2750.15PUT0 10247.12FALSE00
2026-02-275.50PUT0 0290.29FALSE00
2026-02-2760.24PUT0 2189.08FALSE00
2026-02-276.50PUT0 0148.36FALSE00
2026-02-2770.32PUT4 85117.28FALSE0.050.19
2026-02-277.50.61PUT0 1699.16FALSE00
2026-02-2780.59PUT6 60109.41FALSE00
2026-02-278.50.83PUT0 6103.32FALSE00
2026-02-2791PUT41 13127.56FALSE-0.1-0.09
2026-02-279.51.4PUT0 5115.32TRUE00
2026-02-27101.59PUT0 13107.08TRUE00
2026-02-27110PUT0 0100.64TRUE00
2026-02-27120PUT0 086.92TRUE00
2026-02-27130PUT0 0110.07TRUE00
2026-02-27140PUT0 00TRUE00
2026-02-27150PUT0 089.53TRUE00
2026-02-27160PUT0 076.6TRUE00
2026-02-27170PUT0 00TRUE00
2026-02-27180PUT0 00TRUE00
2026-02-27190PUT0 00TRUE00
2026-02-27200PUT0 00TRUE00
2026-03-0610CALL0 01286.59TRUE00
2026-03-0620CALL0 0667.9TRUE00
2026-03-0630CALL0 0483.15TRUE00
2026-03-0640CALL0 0383.2TRUE00
2026-03-064.50CALL0 0339.98TRUE00
2026-03-0650CALL0 00TRUE00
2026-03-065.50CALL0 0206.99TRUE00
2026-03-0660CALL0 0105.29TRUE00
2026-03-066.50CALL0 0181.37TRUE00
2026-03-0670CALL0 0198.75TRUE00
2026-03-067.50CALL0 0199.98TRUE00
2026-03-0680CALL0 0181.77TRUE00
2026-03-068.51.7CALL0 21154.42TRUE00
2026-03-0691.3CALL0 134150.59TRUE00
2026-03-069.50CALL0 0148.48FALSE00
2026-03-06101.15CALL5 7132.63FALSE-0.15-0.12
2026-03-0610.51.08CALL0 1152.97FALSE00
2026-03-06110CALL0 0145.23FALSE00
2026-03-0611.50CALL0 0135.61FALSE00
2026-03-06120.67CALL4 3135.42FALSE0.670
2026-03-0612.50CALL0 0144.91FALSE00
2026-03-06130CALL0 0200.64FALSE00
2026-03-06140CALL0 0203.68FALSE00
2026-03-06150CALL0 0218.29FALSE00
2026-03-06160CALL0 0197.36FALSE00
2026-03-06170CALL0 0234.75FALSE00
2026-03-06180CALL0 0245.3FALSE00
2026-03-06190CALL0 0255.03FALSE00
2026-03-06200CALL0 0208.75FALSE00
2026-03-0610PUT0 00FALSE00
2026-03-0620PUT0 0690.84FALSE00
2026-03-0630PUT0 0482.44FALSE00
2026-03-0640PUT0 0422FALSE00
2026-03-064.50PUT0 0338.61FALSE00
2026-03-0650PUT0 0300.93FALSE00
2026-03-065.50PUT0 0267.44FALSE00
2026-03-0660.2PUT0 10177.41FALSE00
2026-03-066.50PUT0 0150.27FALSE00
2026-03-0670.41PUT0 30120.66FALSE00
2026-03-067.50.55PUT1 5113.66FALSE0.550
2026-03-0680.94PUT0 14100.03FALSE00
2026-03-068.50PUT0 0115.93FALSE00
2026-03-0691.29PUT0 5115.81FALSE00
2026-03-069.51.61PUT0 5179.51TRUE00
2026-03-06101.89PUT0 3117.6TRUE00
2026-03-0610.50PUT0 0129.5TRUE00
2026-03-06110PUT0 0118.79TRUE00
2026-03-0611.50PUT0 0100.22TRUE00
2026-03-06120PUT0 0103.98TRUE00
2026-03-0612.50PUT0 0115.9TRUE00
2026-03-06130PUT0 0109.86TRUE00
2026-03-06140PUT0 098.6TRUE00
2026-03-06150PUT0 00TRUE00
2026-03-06160PUT0 00TRUE00
2026-03-06170PUT0 00TRUE00
2026-03-06180PUT0 00TRUE00
2026-03-06190PUT0 00TRUE00
2026-03-06200PUT0 00TRUE00
2026-03-135.50CALL0 0168.5TRUE00
2026-03-1360CALL0 0160.36TRUE00
2026-03-136.50CALL0 0152.17TRUE00
2026-03-1370CALL0 0147.14TRUE00
2026-03-137.50CALL0 0144.24TRUE00
2026-03-1380CALL0 0152.61TRUE00
2026-03-138.50CALL0 0149.56TRUE00
2026-03-1390CALL0 0152.38TRUE00
2026-03-139.50CALL0 0108.48FALSE00
2026-03-13100CALL0 0166.89FALSE00
2026-03-1310.50.84CALL5 0109.49FALSE0.840
2026-03-13110CALL0 0178.51FALSE00
2026-03-1311.50CALL0 0184.77FALSE00
2026-03-13120.8CALL5 0136.08FALSE0.80
2026-03-1312.50CALL0 0194.9FALSE00
2026-03-13130CALL0 0198.96FALSE00
2026-03-1313.50CALL0 0204.53FALSE00
2026-03-135.50PUT0 0418.2FALSE00
2026-03-1360PUT0 0246.64FALSE00
2026-03-136.50PUT0 0222.76FALSE00
2026-03-1370.48PUT10 0114.49FALSE0.480
2026-03-137.50PUT0 0187.69FALSE00
2026-03-1380PUT0 0171.94FALSE00
2026-03-138.50PUT0 0156.87FALSE00
2026-03-1390PUT0 0142.95FALSE00
2026-03-139.50PUT0 0130.14TRUE00
2026-03-13100PUT0 0123.61TRUE00
2026-03-1310.50PUT0 0116.93TRUE00
2026-03-13110PUT0 0110.37TRUE00
2026-03-1311.50PUT0 0108.75TRUE00
2026-03-13120PUT0 0112.54TRUE00
2026-03-1312.50PUT0 0111.37TRUE00
2026-03-13130PUT0 0108.67TRUE00
2026-03-1313.50PUT0 0100.18TRUE00
2026-03-202.50CALL0 0344.06TRUE00
2026-03-2054.07CALL0 263192.41TRUE00
2026-03-207.52.73CALL0 169139.82TRUE00
2026-03-20101.5CALL137 663140.68FALSE-0.16-0.1
2026-03-2012.50.85CALL15 293138.75FALSE-0.1-0.11
2026-03-20150.52CALL24 696141.28FALSE-0.05-0.09
2026-03-2017.50.1CALL0 101150.09FALSE00
2026-03-20200.3CALL0 32197.92FALSE00
2026-03-202.50.05PUT20 548195.51FALSE0.031.5
2026-03-2050.2PUT0 91169.36FALSE00
2026-03-207.50.9PUT8 305127.97FALSE0.20.29
2026-03-20102.25PUT10 13123.51TRUE0.090.04
2026-03-2012.50PUT0 0128.64TRUE00
2026-03-20150PUT0 085.51TRUE00
2026-03-2017.50PUT0 00TRUE00
2026-03-20200PUT0 00TRUE00
2026-04-172.56.8CALL0 361301.43TRUE00
2026-04-1754.4CALL0 4304164.61TRUE00
2026-04-177.52.76CALL2 1269131.14TRUE-0.09-0.03
2026-04-17101.7CALL140 1744127.88FALSE-0.14-0.08
2026-04-1712.51.1CALL874 1999129.43FALSE-0.1-0.08
2026-04-17150.87CALL1 1006140.44FALSE0.080.1
2026-04-1717.50.43CALL40 46125.98FALSE0.430
2026-04-17200.6CALL0 19142.23FALSE00
2026-04-172.50.03PUT0 7300158.4FALSE00
2026-04-1750.46PUT1 2032144.5FALSE0.460
2026-04-177.51.09PUT0 557120.59FALSE00
2026-04-17102.53PUT385 218113.12TRUE00
2026-04-1712.56.45PUT0 3599.05TRUE00
2026-04-17155.95PUT0 1195.68TRUE00
2026-04-1717.58.95PUT1 0124.65TRUE8.950
2026-04-17200PUT0 0120.09TRUE00
2026-07-172.56.93CALL0 58226.47TRUE00
2026-07-1755.3CALL0 150102.58TRUE00
2026-07-177.53.68CALL0 298126.96TRUE00
2026-07-17102.49CALL0 505124.46FALSE00
2026-07-1712.51.89CALL0 496119.37FALSE00
2026-07-17151.4CALL1 324124.43FALSE-0.05-0.03
2026-07-1717.51CALL1 1119.86FALSE10
2026-07-17201.12CALL1 78122.06FALSE1.120
2026-07-172.50.06PUT0 6776126.16FALSE00
2026-07-1750.71PUT0 496106.16FALSE00
2026-07-177.51.7PUT0 380109.16FALSE00
2026-07-17103.3PUT1 183104.16TRUE3.30
2026-07-1712.55.46PUT0 5101.19TRUE00
2026-07-17156.95PUT0 2103.08TRUE00
2026-07-1717.50PUT0 0100.01TRUE00
2026-07-17200PUT0 075.99TRUE00
2027-01-152.57.4CALL15 1030233.62TRUE7.40
2027-01-1555.58CALL0 555103.33TRUE00
2027-01-157.54.1CALL82 861130.92TRUE4.10
2027-01-15103.4CALL0 438113.67FALSE00
2027-01-1512.52CALL1 646116.05FALSE20
2027-01-15152.3CALL5 906122.59FALSE2.30
2027-01-1517.50CALL0 0115.56FALSE00
2027-01-15201.58CALL40 144117.08FALSE1.580
2027-01-152.50.3PUT579 12618108.81FALSE00
2027-01-1551.18PUT2 2093100.46FALSE1.180
2027-01-157.52.3PUT0 163484.45FALSE00
2027-01-15104.08PUT10 37690.43TRUE4.080
2027-01-1512.55.7PUT0 29798.32TRUE00
2027-01-15158PUT0 10983.92TRUE00
2027-01-1517.59.89PUT0 2478.79TRUE00
2027-01-15200PUT0 073.53TRUE00
2028-01-212.56.5CALL0 1170TRUE00
2028-01-2155.4CALL0 115163.08TRUE00
2028-01-217.54.84CALL0 84112.95TRUE00
2028-01-21104.15CALL81 75127.94FALSE4.150
2028-01-2112.53.84CALL0 59126.62FALSE00
2028-01-21153.4CALL0 139134.38FALSE00
2028-01-2117.50CALL0 0128.19FALSE00
2028-01-21202.81CALL0 132129.77FALSE00
2028-01-212.50.65PUT25 821798.48FALSE00
2028-01-2151.8PUT0 43093.23FALSE00
2028-01-217.53.12PUT0 485.45FALSE00
2028-01-21104.72PUT0 2275.08TRUE00
2028-01-2112.58.69PUT0 1570.8TRUE00
2028-01-21158.43PUT0 5467.55TRUE00
2028-01-2117.50PUT0 075.29TRUE00
2028-01-21200PUT0 066.57TRUE00

Latest RILY Trades:

Date Shares Price
Jun 13, 2022 7:59 PM EST13$46.67
Jun 13, 2022 7:59 PM EST49$46.67
Jun 13, 2022 7:59 PM EST84$46.69
Jun 13, 2022 7:59 PM EST17$46.67
Jun 13, 2022 7:59 PM EST1$46.67

B. Riley Financial, Inc (RILY) SEC Filings:

An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.

Date Form Type Form Name Link
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016563/0001213900-20-016563-index.htm
2019-09-30UPLOADSEC-generated letterhttps://www.sec.gov/Archives/edgar/data/1464790/000000000019014076/0000000000-19-014076-index.htm
2020-02-20UPLOADSEC-generated letterhttps://www.sec.gov/Archives/edgar/data/1464790/000000000020001564/0000000000-20-001564-index.htm
2020-02-07SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000083423720008220/0000834237-20-008220-index.htm
2020-02-10SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000083423720009123/0000834237-20-009123-index.htm
2019-11-27SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000090266419004469/0000902664-19-004469-index.htm
2020-01-13SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000090266420000178/0000902664-20-000178-index.htm
2020-01-23SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000090266420000420/0000902664-20-000420-index.htm
2020-02-14SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000101143820000092/0001011438-20-000092-index.htm
2019-05-093Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000120919119028642/0001209191-19-028642-index.htm
2019-07-12SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012603/0001213900-19-012603-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012906/0001213900-19-012906-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012907/0001213900-19-012907-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012908/0001213900-19-012908-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012909/0001213900-19-012909-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012910/0001213900-19-012910-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012911/0001213900-19-012911-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012912/0001213900-19-012912-index.htm
2019-07-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019012913/0001213900-19-012913-index.htm
2019-07-188-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013110/0001213900-19-013110-index.htm
2019-07-223Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013315/0001213900-19-013315-index.htm
2019-07-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013318/0001213900-19-013318-index.htm
2019-07-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013320/0001213900-19-013320-index.htm
2019-07-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013322/0001213900-19-013322-index.htm
2019-07-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013323/0001213900-19-013323-index.htm
2019-07-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013325/0001213900-19-013325-index.htm
2019-07-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013326/0001213900-19-013326-index.htm
2019-07-23SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013345/0001213900-19-013345-index.htm
2019-07-29SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390019013918/0001213900-19-013918-index.htm
2019-07-313Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019014226/0001213900-19-014226-index.htm
2019-08-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019014354/0001213900-19-014354-index.htm
2019-08-0910-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019015003/0001213900-19-015003-index.htm
2019-08-1213F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019015373/0001213900-19-015373-index.htm
2019-08-154Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019015987/0001213900-19-015987-index.htm
2019-08-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019016193/0001213900-19-016193-index.htm
2019-09-18424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019018320/0001213900-19-018320-index.htm
2019-09-188-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019018322/0001213900-19-018322-index.htm
2019-09-18FWPFiling under Securities Act Rules 163/433 of free writing prospectuseshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019018366/0001213900-19-018366-index.htm
2019-09-20424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019018528/0001213900-19-018528-index.htm
2019-09-238-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019018652/0001213900-19-018652-index.htm
2019-09-238-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019018655/0001213900-19-018655-index.htm
2019-09-23S-3Registration statement under Securities Act of 1933https://www.sec.gov/Archives/edgar/data/1464790/000121390019018696/0001213900-19-018696-index.htm
2019-09-27CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1464790/000121390019019225/0001213900-19-019225-index.htm
2019-10-02424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019019461/0001213900-19-019461-index.htm
2019-10-028-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019019462/0001213900-19-019462-index.htm
2019-10-02FWPFiling under Securities Act Rules 163/433 of free writing prospectuseshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019019535/0001213900-19-019535-index.htm
2019-10-03424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019019634/0001213900-19-019634-index.htm
2019-10-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019019870/0001213900-19-019870-index.htm
2019-10-078-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019019883/0001213900-19-019883-index.htm
2019-10-10SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019020130/0001213900-19-020130-index.htm
2019-10-118-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019020229/0001213900-19-020229-index.htm
2019-10-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019020349/0001213900-19-020349-index.htm
2019-10-188-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019020621/0001213900-19-020621-index.htm
2019-10-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019021143/0001213900-19-021143-index.htm
2019-10-28SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390019021200/0001213900-19-021200-index.htm
2019-10-308-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019021523/0001213900-19-021523-index.htm
2019-11-0110-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019021788/0001213900-19-021788-index.htm
2019-11-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019021800/0001213900-19-021800-index.htm
2019-11-01S-8Securities to be offered to employees in employee benefit planshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019021835/0001213900-19-021835-index.htm
2019-11-014Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-11-12SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390019022975/0001213900-19-022975-index.htm
2019-11-1413F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019023523/0001213900-19-023523-index.htm
2019-11-268-K/ACurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019024746/0001213900-19-024746-index.htm
2019-11-27SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019024929/0001213900-19-024929-index.htm
2019-12-02SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390019025131/0001213900-19-025131-index.htm
2019-12-05424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390019025358/0001213900-19-025358-index.htm
2019-12-058-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390019025407/0001213900-19-025407-index.htm
2019-12-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390019025436/0001213900-19-025436-index.htm
2020-01-098-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020000639/0001213900-20-000639-index.htm
2020-01-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-15SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020001025/0001213900-20-001025-index.htm
2020-01-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020001362/0001213900-20-001362-index.htm
2020-01-21SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020001364/0001213900-20-001364-index.htm
2020-01-228-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020001503/0001213900-20-001503-index.htm
2020-01-23SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020001682/0001213900-20-001682-index.htm
2020-01-27SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020001795/0001213900-20-001795-index.htm
2020-01-28SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020002022/0001213900-20-002022-index.htm
2020-01-28SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020002024/0001213900-20-002024-index.htm
2020-01-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020002041/0001213900-20-002041-index.htm
2020-01-314Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020002290/0001213900-20-002290-index.htm
2020-02-0513F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020002682/0001213900-20-002682-index.htm
2020-02-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020002704/0001213900-20-002704-index.htm
2020-02-075Annual statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020002901/0001213900-20-002901-index.htm
2020-02-10424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020003033/0001213900-20-003033-index.htm
2020-02-108-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020003036/0001213900-20-003036-index.htm
2020-02-10S-3MEFRegistration adding securities to prior Form S-3 registration [Rule 462(b)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020003092/0001213900-20-003092-index.htm
2020-02-10FWPFiling under Securities Act Rules 163/433 of free writing prospectuseshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020003113/0001213900-20-003113-index.htm
2020-02-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020003132/0001213900-20-003132-index.htm
2020-02-11424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020003312/0001213900-20-003312-index.htm
2020-02-128-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020003393/0001213900-20-003393-index.htm
2020-02-128-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020003398/0001213900-20-003398-index.htm
2020-02-14S-3Registration statement under Securities Act of 1933https://www.sec.gov/Archives/edgar/data/1464790/000121390020003987/0001213900-20-003987-index.htm
2020-02-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020004034/0001213900-20-004034-index.htm
2020-02-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020004334/0001213900-20-004334-index.htm
2020-02-20CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1464790/000121390020004418/0001213900-20-004418-index.htm
2020-02-218-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020004518/0001213900-20-004518-index.htm
2020-02-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020004686/0001213900-20-004686-index.htm
2020-02-274Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020004958/0001213900-20-004958-index.htm
2020-02-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020005074/0001213900-20-005074-index.htm
2020-03-038-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020005285/0001213900-20-005285-index.htm
2020-03-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020005345/0001213900-20-005345-index.htm
2020-03-1010-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1464790/000121390020005801/0001213900-20-005801-index.htm
2020-03-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020005907/0001213900-20-005907-index.htm
2020-03-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006040/0001213900-20-006040-index.htm
2020-03-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006043/0001213900-20-006043-index.htm
2020-03-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006213/0001213900-20-006213-index.htm
2020-03-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006214/0001213900-20-006214-index.htm
2020-03-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006215/0001213900-20-006215-index.htm
2020-03-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006282/0001213900-20-006282-index.htm
2020-03-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006370/0001213900-20-006370-index.htm
2020-03-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006470/0001213900-20-006470-index.htm
2020-03-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006567/0001213900-20-006567-index.htm
2020-03-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006698/0001213900-20-006698-index.htm
2020-03-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020006916/0001213900-20-006916-index.htm
2020-03-204Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020007032/0001213900-20-007032-index.htm
2020-03-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020007394/0001213900-20-007394-index.htm
2020-03-314Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020008264/0001213900-20-008264-index.htm
2020-04-06SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020008667/0001213900-20-008667-index.htm
2020-04-084Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020008840/0001213900-20-008840-index.htm
2020-04-094Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020008911/0001213900-20-008911-index.htm
2020-04-138-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020009040/0001213900-20-009040-index.htm
2020-04-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020009202/0001213900-20-009202-index.htm
2020-04-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020009478/0001213900-20-009478-index.htm
2020-04-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020009862/0001213900-20-009862-index.htm
2020-04-2310-K/AAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1464790/000121390020009864/0001213900-20-009864-index.htm
2020-04-23SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020009868/0001213900-20-009868-index.htm
2020-04-274/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010211/0001213900-20-010211-index.htm
2020-04-274/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010213/0001213900-20-010213-index.htm
2020-04-274/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010215/0001213900-20-010215-index.htm
2020-04-274/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010216/0001213900-20-010216-index.htm
2020-04-274/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010218/0001213900-20-010218-index.htm
2020-04-29SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010312/0001213900-20-010312-index.htm
2020-04-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010318/0001213900-20-010318-index.htm
2020-04-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020010320/0001213900-20-010320-index.htm
2020-05-068-K/ACurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020011152/0001213900-20-011152-index.htm
2020-05-118-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020011626/0001213900-20-011626-index.htm
2020-05-1110-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020011680/0001213900-20-011680-index.htm
2020-05-1413F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020012256/0001213900-20-012256-index.htm
2020-05-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020012572/0001213900-20-012572-index.htm
2020-05-18DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020012770/0001213900-20-012770-index.htm
2020-05-193Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013013/0001213900-20-013013-index.htm
2020-05-20SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013119/0001213900-20-013119-index.htm
2020-05-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013374/0001213900-20-013374-index.htm
2020-05-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013461/0001213900-20-013461-index.htm
2020-05-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013462/0001213900-20-013462-index.htm
2020-05-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013463/0001213900-20-013463-index.htm
2020-05-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013464/0001213900-20-013464-index.htm
2020-05-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013465/0001213900-20-013465-index.htm
2020-05-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013467/0001213900-20-013467-index.htm
2020-05-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013469/0001213900-20-013469-index.htm
2020-06-01SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020013848/0001213900-20-013848-index.htm
2020-06-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020014060/0001213900-20-014060-index.htm
2020-06-053/AInitial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020014308/0001213900-20-014308-index.htm
2020-06-054/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020014309/0001213900-20-014309-index.htm
2020-06-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020014575/0001213900-20-014575-index.htm
2020-06-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020014641/0001213900-20-014641-index.htm
2020-06-11SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020014697/0001213900-20-014697-index.htm
2020-06-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020014789/0001213900-20-014789-index.htm
2020-06-223Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015444/0001213900-20-015444-index.htm
2020-06-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015455/0001213900-20-015455-index.htm
2020-06-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015459/0001213900-20-015459-index.htm
2020-06-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015462/0001213900-20-015462-index.htm
2020-06-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015464/0001213900-20-015464-index.htm
2020-06-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015466/0001213900-20-015466-index.htm
2020-06-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015468/0001213900-20-015468-index.htm
2020-06-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015470/0001213900-20-015470-index.htm
2020-06-248-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020015698/0001213900-20-015698-index.htm
2020-06-30SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016198/0001213900-20-016198-index.htm
2020-06-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016203/0001213900-20-016203-index.htm
2020-06-30SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016204/0001213900-20-016204-index.htm
2020-06-304Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016314/0001213900-20-016314-index.htm
2020-07-02SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016558/0001213900-20-016558-index.htm
2020-07-02SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016560/0001213900-20-016560-index.htm
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020016563/0001213900-20-016563-index.htm
2020-07-308-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020019276/0001213900-20-019276-index.htm
2020-07-308-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020019287/0001213900-20-019287-index.htm
2020-08-0310-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020019712/0001213900-20-019712-index.htm
2020-08-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020020790/0001213900-20-020790-index.htm
2020-08-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020020792/0001213900-20-020792-index.htm
2020-08-074Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020020821/0001213900-20-020821-index.htm
2020-08-1313F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020021876/0001213900-20-021876-index.htm
2020-08-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020023509/0001213900-20-023509-index.htm
2020-08-274Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020023941/0001213900-20-023941-index.htm
2020-09-01424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020024664/0001213900-20-024664-index.htm
2020-09-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020024666/0001213900-20-024666-index.htm
2020-09-02FWPFiling under Securities Act Rules 163/433 of free writing prospectuseshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020024857/0001213900-20-024857-index.htm
2020-09-02424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020025061/0001213900-20-025061-index.htm
2020-09-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020025150/0001213900-20-025150-index.htm
2020-09-048-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020025404/0001213900-20-025404-index.htm
2020-09-048-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020025411/0001213900-20-025411-index.htm
2020-09-044Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020025413/0001213900-20-025413-index.htm
2020-09-084Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020025528/0001213900-20-025528-index.htm
2020-09-084Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020025534/0001213900-20-025534-index.htm
2020-09-094Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020025899/0001213900-20-025899-index.htm
2020-09-104/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020026035/0001213900-20-026035-index.htm
2020-09-10SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020026037/0001213900-20-026037-index.htm
2020-09-10SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020026043/0001213900-20-026043-index.htm
2020-09-148-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020026458/0001213900-20-026458-index.htm
2020-09-154Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020026727/0001213900-20-026727-index.htm
2020-09-17SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020027051/0001213900-20-027051-index.htm
2020-10-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020029748/0001213900-20-029748-index.htm
2020-10-02SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020029749/0001213900-20-029749-index.htm
2020-10-09424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020030828/0001213900-20-030828-index.htm
2020-10-138-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020030885/0001213900-20-030885-index.htm
2020-10-15SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000121390020031322/0001213900-20-031322-index.htm
2020-10-204/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020032374/0001213900-20-032374-index.htm
2020-10-298-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000121390020033959/0001213900-20-033959-index.htm
2020-10-3010-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1464790/000121390020034078/0001213900-20-034078-index.htm
2020-11-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020034779/0001213900-20-034779-index.htm
2020-11-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020034781/0001213900-20-034781-index.htm
2020-11-054/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020035374/0001213900-20-035374-index.htm
2020-11-064Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2019-05-07CERTCertificationhttps://www.sec.gov/Archives/edgar/data/1464790/000135445719000261/0001354457-19-000261-index.htm
2019-09-23CERTCertificationhttps://www.sec.gov/Archives/edgar/data/1464790/000135445719000470/0001354457-19-000470-index.htm
2019-10-08CERTCertificationhttps://www.sec.gov/Archives/edgar/data/1464790/000135445719000503/0001354457-19-000503-index.htm
2019-12-2725-NSENotification filed by national security exchange to report the removal from listing and registration of matured, redeemed or rethttps://www.sec.gov/Archives/edgar/data/1464790/000135445719000685/0001354457-19-000685-index.htm
2020-02-13CERTCertificationhttps://www.sec.gov/Archives/edgar/data/1464790/000135445720000076/0001354457-20-000076-index.htm
2020-09-04CERTCertificationhttps://www.sec.gov/Archives/edgar/data/1464790/000135445720000453/0001354457-20-000453-index.htm
2020-02-18SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1464790/000139834420003644/0001398344-20-003644-index.htm
2019-04-228-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000161577419006044/0001615774-19-006044-index.htm
2019-04-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419006145/0001615774-19-006145-index.htm
2019-04-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419006607/0001615774-19-006607-index.htm
2019-05-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000161577419006813/0001615774-19-006813-index.htm
2019-05-0110-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1464790/000161577419006823/0001615774-19-006823-index.htm
2019-05-02424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000161577419006860/0001615774-19-006860-index.htm
2019-05-028-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000161577419006862/0001615774-19-006862-index.htm
2019-05-02FWPFiling under Securities Act Rules 163/433 of free writing prospectuseshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419006986/0001615774-19-006986-index.htm
2019-05-03424B5Prospectus [Rule 424(b)(5)]https://www.sec.gov/Archives/edgar/data/1464790/000161577419007064/0001615774-19-007064-index.htm
2019-05-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419007073/0001615774-19-007073-index.htm
2019-05-07SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1464790/000161577419007198/0001615774-19-007198-index.htm
2019-05-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000161577419007205/0001615774-19-007205-index.htm
2019-05-078-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1464790/000161577419007215/0001615774-19-007215-index.htm
2019-05-094Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419007361/0001615774-19-007361-index.htm
2019-05-1013F-HRQuarterly report filed by institutional managers, Holdingshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419007475/0001615774-19-007475-index.htm
2019-05-288-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008512/0001615774-19-008512-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008610/0001615774-19-008610-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008611/0001615774-19-008611-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008612/0001615774-19-008612-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008613/0001615774-19-008613-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008614/0001615774-19-008614-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008615/0001615774-19-008615-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008616/0001615774-19-008616-index.htm
2019-05-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1464790/000161577419008617/0001615774-19-008617-index.htm
2019-09-30EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1464790/999999999519002216/9999999995-19-002216-index.htm
2020-02-24EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1464790/999999999520000408/9999999995-20-000408-index.htm

B. Riley Financial, Inc (RILY) Insider Transactions:

Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of B. Riley Financial, Inc (RILY). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.
Insider Ownership: 4601%
Institutional Ownership: 4500%

Transaction Date Insider Name Insider Title Type Shares Number Shares Price Total Transaction Shares Held After Transaction Link
2020-01-10B. Riley Financial, Inc.10% Share HolderBuy94,151.0010.14954,691.140.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-13B. Riley Financial, Inc.10% Share HolderBuy69,602.0010.14705,764.280.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-13B. Riley Financial, Inc.10% Share HolderBuy146,097.0010.151,482,884.550.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-14B. Riley Financial, Inc.10% Share HolderBuy183,927.0010.181,872,376.860.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-15B. Riley Financial, Inc.10% Share HolderBuy250,000.0010.192,547,500.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001362/0001213900-20-001362-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell900.002.842,551.500.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-01-09B. Riley Financial, Inc.10% Share HolderSell6.0010.1260.720.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-10B. Riley Financial, Inc.10% Share HolderSell126,571.0010.121,280,898.520.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-10B. Riley Financial, Inc.10% Share HolderSell27,600.0010.13279,588.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-13B. Riley Financial, Inc.10% Share HolderSell10,000.0010.14101,400.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-13B. Riley Financial, Inc.10% Share HolderSell350,000.0010.153,552,500.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-13B. Riley Financial, Inc.10% Share HolderSell10,000.0010.16101,600.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-14B. Riley Financial, Inc.10% Share HolderSell19,600.0010.18199,528.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001022/0001213900-20-001022-index.htm
2020-01-15B. Riley Financial, Inc.10% Share HolderSell185,000.0010.181,883,300.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001362/0001213900-20-001362-index.htm
2020-01-15B. Riley Financial, Inc.10% Share HolderSell15,000.0010.19152,850.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020001362/0001213900-20-001362-index.htm
2020-01-29B. Riley Financial, Inc.10% Share HolderSell969,900.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020002290/0001213900-20-002290-index.htm
2020-04-24B. Riley Financial, Inc.10% Share HolderSell150,000.0010.001,500,000.000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020010320/0001213900-20-010320-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell400.002.811,122.0010,005.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-06-28Phillip J. AhnCFO & Chief Operating OfficerBuy1,198.0017.7321,241.74101,284.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019012906/0001213900-19-012906-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell330.002.71894.3010,405.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-03-11Phillip J. AhnCFO & Chief Operating OfficerBuy4,000.0020.2180,853.20105,284.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006213/0001213900-20-006213-index.htm
2019-05-24Phillip J. AhnCFO & Chief Operating OfficerBuy17,958.00106,728.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008614/0001615774-19-008614-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell500.002.701,351.2510,735.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell600.002.711,623.0011,235.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell1,500.002.714,057.5011,835.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-06-11B. Riley Financial, Inc.DirectorBuy11,090.004.0845,226.1311,916.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020014789/0001213900-20-014789-index.htm
2020-05-21Phillip J. AhnCFO & Chief Operating OfficerBuy19,358.00124,642.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013469/0001213900-20-013469-index.htm
2020-03-09THOMAS J /ADV KELLEHERCo-CEOBuy2,500.0020.6751,686.0012,600.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006040/0001213900-20-006040-index.htm
2019-07-18Michael Joseph SheldonDirectorBuy2,610.0012,788.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019013322/0001213900-19-013322-index.htm
2020-06-18ROBERT L ANTINDirectorBuy3,456.0012,934.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020015459/0001213900-20-015459-index.htm
2019-05-24Andrew MooreCEO of B. Riley FBR, Inc.Buy20,523.00132,439.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008611/0001615774-19-008611-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell200.002.67534.0213,335.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-06-18RANDALL E PAULSONDirectorBuy3,456.0013,343.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020015470/0001213900-20-015470-index.htm
2019-06-28Andrew MooreCEO of B. Riley FBR, Inc.Buy1,198.0017.7321,241.74133,637.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019012910/0001213900-19-012910-index.htm
2020-03-13Kenneth M YoungPresidentBuy3,500.0020.2470,824.9513,500.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006567/0001213900-20-006567-index.htm
2019-07-18Agostino Robert P DDirectorBuy2,610.00135,053.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019013320/0001213900-19-013320-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell500.002.661,330.0013,535.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-05-24THOMAS J /ADV KELLEHERCo-CEOBuy38,481.00137,423.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008615/0001615774-19-008615-index.htm
2019-05-03B. Riley Financial, Inc.InsiderSell1,918.007.7514,861.05137,477.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419007073/0001615774-19-007073-index.htm
2020-06-18Agostino Robert P DDirectorBuy3,456.00138,509.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020015462/0001213900-20-015462-index.htm
2019-06-28THOMAS J /ADV KELLEHERCo-CEOBuy1,198.0017.7321,241.74138,621.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019012909/0001213900-19-012909-index.htm
2019-05-02B. Riley Financial, Inc.InsiderSell14,279.007.85112,065.88139,395.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419007073/0001615774-19-007073-index.htm
2020-03-16Andrew MooreCEO of B. Riley FBR, Inc.Buy6,000.0018.08108,470.40139,637.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006470/0001213900-20-006470-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell200.002.67534.0014,035.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell11,265.002.6529,852.2514,235.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-07-18Todd D. SimsDirectorBuy2,610.0014,261.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019013323/0001213900-19-013323-index.htm
2020-08-06Kenneth M YoungPresidentBuy1,000.0027.2827,280.0014,500.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020020792/0001213900-20-020792-index.htm
2020-06-09B. Riley Financial, Inc.DirectorBuy146,666.000.75109,999.50146,666.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016203/0001213900-20-016203-index.htm
2020-06-09B. Riley Financial, Inc.DirectorBuy146,667.000.75110,000.25146,667.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016203/0001213900-20-016203-index.htm
2019-10-23B. Riley Financial, Inc.10% Share HolderBuy1,000,000.0012.0012,000,000.001,475,375.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021143/0001213900-19-021143-index.htm
2020-03-11THOMAS J /ADV KELLEHERCo-CEOBuy2,500.0020.1950,476.5015,100.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006040/0001213900-20-006040-index.htm
2020-09-14Todd D. SimsDirectorSell2,554.0015,163.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020026727/0001213900-20-026727-index.htm
2020-11-05B. Riley Financial, Inc.10% Share HolderBuy1,037,633.0010.1010,480,300.831,527,633.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderBuy100.0010.111,011.001,527,733.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderBuy300.0010.103,029.581,528,033.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderBuy2,785.0010.2528,546.251,530,818.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderBuy4,900.0010.1049,482.161,535,718.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2019-05-01B. Riley Financial, Inc.InsiderSell5,000.007.5437,717.00153,674.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419007073/0001615774-19-007073-index.htm
2020-03-09B. Riley Financial, Inc.10% Share HolderBuy50,000.003.95197,565.001,543,801.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006043/0001213900-20-006043-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderBuy10,000.0010.10101,000.001,545,718.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2019-04-29B. Riley Financial, Inc.10% Share HolderSell10,000.007.3273,165.00158,674.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419006607/0001615774-19-006607-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderBuy48,210.0010.25494,152.501,593,928.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderSell740,000.0010.257,585,000.001,607,930.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2020-05-21Andrew MooreCEO of B. Riley FBR, Inc.Buy22,124.00161,761.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013463/0001213900-20-013463-index.htm
2019-04-26B. Riley Financial, Inc.10% Share HolderSell12,000.007.6591,740.00168,674.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419006607/0001615774-19-006607-index.htm
2020-03-10B. Riley Financial, Inc.10% Share HolderBuy150,000.003.77565,470.001,693,801.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006043/0001213900-20-006043-index.htm
2020-06-18Todd D. SimsDirectorBuy3,456.0017,717.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020015455/0001213900-20-015455-index.htm
2020-05-21THOMAS J /ADV KELLEHERCo-CEOBuy41,482.00180,103.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013461/0001213900-20-013461-index.htm
2019-04-25B. Riley Financial, Inc.10% Share HolderSell100.007.50750.00180,674.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419006607/0001615774-19-006607-index.htm
2019-04-23B. Riley Financial, Inc.10% Share HolderSell5,272.007.6140,096.72180,774.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419006145/0001615774-19-006145-index.htm
2020-03-13Michael Joseph SheldonDirectorBuy5,327.0018.91100,733.5718,115.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006282/0001213900-20-006282-index.htm
2019-04-22B. Riley Financial, Inc.10% Share HolderSell3,000.007.4222,272.90186,046.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419006145/0001615774-19-006145-index.htm
2019-04-18B. Riley Financial, Inc.10% Share HolderSell500.007.663,827.50189,046.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419006145/0001615774-19-006145-index.htm
2020-06-30B. Riley Financial, Inc.DirectorBuy76,069.002.28173,239.541,936,958.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016563/0001213900-20-016563-index.htm
2019-10-30B. Riley Financial, Inc.DirectorBuy200.002.71542.00200.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-06-30B. Riley Financial, Inc.DirectorBuy144,463.002.28329,000.042,003,886.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016563/0001213900-20-016563-index.htm
2020-03-11B. Riley Financial, Inc.10% Share HolderBuy353,846.003.291,164,365.652,047,647.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006043/0001213900-20-006043-index.htm
2020-09-30B. Riley Financial, Inc.DirectorBuy154,403.002.28351,637.392,091,361.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020029748/0001213900-20-029748-index.htm
2020-06-18Michael Joseph SheldonDirectorBuy3,456.0021,571.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020015468/0001213900-20-015468-index.htm
2019-07-18Marian WaltersDirectorBuy2,245.002,245.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019013325/0001213900-19-013325-index.htm
2020-09-30B. Riley Financial, Inc.DirectorBuy282,778.002.28643,998.622,286,664.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020029748/0001213900-20-029748-index.htm
2020-11-06B. Riley Financial, Inc.10% Share HolderBuy754,002.0010.107,615,420.202,347,930.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2020-06-09B. Riley Financial, Inc.DirectorBuy1,380,000.000.751,035,000.002,453,658.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016203/0001213900-20-016203-index.htm
2019-10-30B. Riley Financial, Inc.DirectorBuy25,000.002.7067,500.0025,500.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-05-24HOWARD WEITZMANSVP, Chief Accounting OfficerSell10,000.0019.49194,900.0028,838.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008617/0001615774-19-008617-index.htm
2019-10-30B. Riley Financial, Inc.DirectorBuy100.002.70269.50300.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-03-09THOMAS J /ADV KELLEHERCo-CEOBuy2,500.0020.6751,686.003,100.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006040/0001213900-20-006040-index.htm
2020-06-26B. Riley Financial, Inc.10% Share HolderBuy50,000.0023.251,162,500.00350,000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016314/0001213900-20-016314-index.htm
2020-06-09B. Riley Financial, Inc.DirectorBuy3,560,167.000.752,670,125.253,560,167.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016203/0001213900-20-016203-index.htm
2020-05-21HOWARD WEITZMANSVP, Chief Accounting OfficerBuy8,296.0037,134.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013465/0001213900-20-013465-index.htm
2020-06-12B. Riley Financial, Inc.DirectorBuy79,385.004.00317,540.00383,279.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020014789/0001213900-20-014789-index.htm
2020-08-07RANDALL E PAULSONDirectorBuy25,000.0026.96674,020.0038,343.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020020821/0001213900-20-020821-index.htm
2020-02-06B. Riley Financial, Inc.10% Share HolderSell67,075.0010.20684,165.003,983,575.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020003132/0001213900-20-003132-index.htm
2020-02-06B. Riley Financial, Inc.10% Share HolderSell108,107.0010.211,103,772.474,005,299.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020003132/0001213900-20-003132-index.htm
2020-01-24B. Riley Financial, Inc.10% Share HolderBuy15,413.0010.24157,878.444,015,863.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020002041/0001213900-20-002041-index.htm
2020-01-27B. Riley Financial, Inc.10% Share HolderBuy9,309.0010.1994,858.714,025,172.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020002041/0001213900-20-002041-index.htm
2020-09-04B. Riley Financial, Inc.DirectorBuy2,040,816.002.454,999,999.204,044,702.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020025534/0001213900-20-025534-index.htm
2020-02-06B. Riley Financial, Inc.10% Share HolderBuy74,400.0010.20758,880.004,050,650.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020003132/0001213900-20-003132-index.htm
2020-02-06B. Riley Financial, Inc.10% Share HolderBuy129,831.0010.211,325,574.514,113,406.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020003132/0001213900-20-003132-index.htm
2020-01-28B. Riley Financial, Inc.10% Share HolderBuy107,553.0010.191,096,061.874,132,725.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020002041/0001213900-20-002041-index.htm
2020-02-06B. Riley Financial, Inc.10% Share HolderBuy157,073.0010.211,603,134.164,162,372.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020003132/0001213900-20-003132-index.htm
2020-02-07B. Riley Financial, Inc.10% Share HolderBuy48.0010.18488.644,162,420.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020003132/0001213900-20-003132-index.htm
2020-02-12B. Riley Financial, Inc.10% Share HolderBuy13,828.0010.32142,681.454,176,248.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004034/0001213900-20-004034-index.htm
2019-05-24HOWARD WEITZMANSVP, Chief Accounting OfficerBuy7,696.0041,990.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008617/0001615774-19-008617-index.htm
2020-02-03B. Riley Financial, Inc.10% Share HolderBuy108,333.0010.211,106,578.264,241,058.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020002704/0001213900-20-002704-index.htm
2020-04-01B. Riley Financial, Inc.10% Share HolderBuy185,598.0012.002,227,176.004,291,326.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008911/0001213900-20-008911-index.htm
2020-04-01B. Riley Financial, Inc.10% Share HolderBuy96,257.0012.001,155,084.004,387,583.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008911/0001213900-20-008911-index.htm
2019-05-07BRYANT R RILEYChairman and Co-CEOBuy4,975.0019.0094,525.004,408,953.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419007361/0001615774-19-007361-index.htm
2019-05-08BRYANT R RILEYChairman and Co-CEOBuy9,738.0019.25187,454.554,418,691.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419007361/0001615774-19-007361-index.htm
2019-05-09BRYANT R RILEYChairman and Co-CEOBuy25,516.0019.28491,838.764,444,207.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419007361/0001615774-19-007361-index.htm
2019-05-24BRYANT R RILEYChairman and Co-CEOBuy38,481.004,482,688.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008612/0001615774-19-008612-index.htm
2019-08-13BRYANT R RILEYChairman and Co-CEOBuy11,731.0020.53240,784.644,494,419.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019015987/0001213900-19-015987-index.htm
2019-08-14BRYANT R RILEYChairman and Co-CEOBuy8,269.0020.09166,106.024,502,688.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019015987/0001213900-19-015987-index.htm
2020-03-11BRYANT R RILEYChairman and Co-CEOBuy4,654.0020.2094,021.504,507,342.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006215/0001213900-20-006215-index.htm
2020-02-14B. Riley Financial, Inc.10% Share HolderSell370,000.004,527,302.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004334/0001213900-20-004334-index.htm
2020-04-01B. Riley Financial, Inc.10% Share HolderBuy154,665.0023.003,557,295.004,542,248.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008911/0001213900-20-008911-index.htm
2020-05-21BRYANT R RILEYChairman and Co-CEOBuy41,482.004,548,824.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013464/0001213900-20-013464-index.htm
2020-05-21BRYANT R RILEYChairman and Co-CEOBuy1,835.0018.2533,485.454,550,659.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013464/0001213900-20-013464-index.htm
2020-06-03BRYANT R RILEYChairman and Co-CEOBuy40,000.0020.81832,260.004,590,659.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020014060/0001213900-20-014060-index.htm
2020-01-29B. Riley Financial, Inc.10% Share HolderBuy969,900.004,597,562.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020002290/0001213900-20-002290-index.htm
2020-06-09BRYANT R RILEYChairman and Co-CEOBuy9,311.0022.98213,946.304,599,970.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020014575/0001213900-20-014575-index.htm
2020-06-10BRYANT R RILEYChairman and Co-CEOBuy10,689.0022.74243,093.514,610,659.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020014575/0001213900-20-014575-index.htm
2020-04-01B. Riley Financial, Inc.10% Share HolderBuy80,214.0023.001,844,922.004,622,462.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008911/0001213900-20-008911-index.htm
2020-08-06BRYANT R RILEYChairman and Co-CEOBuy25,000.0027.15678,745.004,635,659.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020020790/0001213900-20-020790-index.htm
2020-08-26BRYANT R RILEYChairman and Co-CEOBuy20,000.0026.67533,312.004,655,659.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020023941/0001213900-20-023941-index.htm
2020-02-26B. Riley Financial, Inc.10% Share HolderBuy58,700.004.89286,984.304,656,262.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020005074/0001213900-20-005074-index.htm
2020-09-02BRYANT R RILEYChairman and Co-CEOBuy15,000.0027.15407,250.004,670,659.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020025150/0001213900-20-025150-index.htm
2020-09-04BRYANT R RILEYChairman and Co-CEOBuy2,282.0026.2159,815.334,672,941.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020025528/0001213900-20-025528-index.htm
2020-09-08BRYANT R RILEYChairman and Co-CEOBuy1,224.0025.5931,327.554,674,165.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020025899/0001213900-20-025899-index.htm
2020-03-09B. Riley Financial, Inc.10% Share HolderBuy50,465.003.95199,508.334,706,727.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006043/0001213900-20-006043-index.htm
2020-11-03BRYANT R RILEYChairman and Co-CEOBuy60,000.0026.661,599,510.004,734,165.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020034779/0001213900-20-034779-index.htm
2020-08-21B. Riley Financial, Inc.DirectorBuy95,950.005.83559,609.19479,229.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020023509/0001213900-20-023509-index.htm
2020-03-10B. Riley Financial, Inc.10% Share HolderBuy145,600.003.77548,504.324,852,327.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006043/0001213900-20-006043-index.htm
2020-08-24B. Riley Financial, Inc.DirectorBuy6,314.005.8536,932.48485,543.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020023509/0001213900-20-023509-index.htm
2020-02-14B. Riley Financial, Inc.10% Share HolderBuy685,000.004,861,248.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004334/0001213900-20-004334-index.htm
2020-11-04B. Riley Financial, Inc.10% Share HolderBuy490,000.0010.084,940,572.00490,000.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020035663/0001213900-20-035663-index.htm
2019-10-30B. Riley Financial, Inc.DirectorBuy200.002.70540.00500.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-02-20B. Riley Financial, Inc.10% Share HolderBuy11,202.0010.47117,283.825,003,242.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004686/0001213900-20-004686-index.htm
2020-02-21B. Riley Financial, Inc.10% Share HolderBuy97,027.0010.381,006,907.405,100,269.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004686/0001213900-20-004686-index.htm
2019-07-18Mikel H WilliamsDirectorBuy2,610.0051,712.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019013326/0001213900-19-013326-index.htm
2020-02-24B. Riley Financial, Inc.10% Share HolderBuy100,000.009.65965,180.005,200,269.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004686/0001213900-20-004686-index.htm
2020-03-11B. Riley Financial, Inc.10% Share HolderBuy364,497.003.291,199,231.585,216,824.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006043/0001213900-20-006043-index.htm
2020-02-25B. Riley Financial, Inc.10% Share HolderBuy75,000.009.29696,502.505,275,269.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004958/0001213900-20-004958-index.htm
2020-02-26B. Riley Financial, Inc.10% Share HolderBuy30,638.009.21282,105.515,305,907.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004958/0001213900-20-004958-index.htm
2020-02-27B. Riley Financial, Inc.10% Share HolderBuy140,632.008.961,259,598.635,446,539.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004958/0001213900-20-004958-index.htm
2020-02-28B. Riley Financial, Inc.10% Share HolderBuy29,600.008.87262,525.365,476,139.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020005345/0001213900-20-005345-index.htm
2020-03-02B. Riley Financial, Inc.10% Share HolderBuy90,060.008.65778,838.885,566,199.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020005345/0001213900-20-005345-index.htm
2020-09-02BRYANT R RILEYChairman and Co-CEOBuy700.0027.1519,005.005,575.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020025150/0001213900-20-025150-index.htm
2020-03-03B. Riley Financial, Inc.10% Share HolderBuy21,421.008.45181,007.455,587,620.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020005345/0001213900-20-005345-index.htm
2020-03-11THOMAS J /ADV KELLEHERCo-CEOBuy2,500.0020.1950,476.505,600.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006040/0001213900-20-006040-index.htm
2020-06-18Marian WaltersDirectorBuy3,456.005,701.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020015466/0001213900-20-015466-index.htm
2020-03-03B. Riley Financial, Inc.10% Share HolderBuy167,209.008.401,404,555.605,754,829.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020005345/0001213900-20-005345-index.htm
2020-03-03B. Riley Financial, Inc.10% Share HolderBuy100.008.45844.505,754,929.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020005345/0001213900-20-005345-index.htm
2020-03-03B. Riley Financial, Inc.10% Share HolderBuy552.008.454,663.905,755,481.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020005345/0001213900-20-005345-index.htm
2020-03-11B. Riley Financial, Inc.10% Share HolderBuy29,438.007.31215,100.525,784,919.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006370/0001213900-20-006370-index.htm
2020-03-12B. Riley Financial, Inc.10% Share HolderBuy63,398.006.09386,264.995,848,317.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006370/0001213900-20-006370-index.htm
2020-06-30B. Riley Financial, Inc.DirectorBuy971,839.002.282,213,266.145,875,614.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016563/0001213900-20-016563-index.htm
2020-04-24B. Riley Financial, Inc.10% Share HolderBuy9,036.003.8034,336.805,989,100.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020010318/0001213900-20-010318-index.htm
2020-03-13Mikel H WilliamsDirectorBuy8,870.0019.61173,954.8960,582.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006916/0001213900-20-006916-index.htm
2020-06-18Mikel H WilliamsDirectorBuy3,456.0064,038.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020015464/0001213900-20-015464-index.htm
2020-03-11Alan N FormanEVP, General Counsel, SecBuy4,000.0020.1980,763.2064,587.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006214/0001213900-20-006214-index.htm
2019-05-24Alan N FormanEVP, General Counsel, SecBuy12,827.0065,480.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008610/0001615774-19-008610-index.htm
2020-06-29B. Riley Financial, Inc.10% Share HolderBuy25,000.0021.44535,935.00676,471.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016314/0001213900-20-016314-index.htm
2020-02-14B. Riley Financial, Inc.10% Share HolderBuy2,500,000.007,007,829.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004334/0001213900-20-004334-index.htm
2020-02-14B. Riley Financial, Inc.10% Share HolderBuy100,000.007,107,829.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020004334/0001213900-20-004334-index.htm
2020-06-09B. Riley Financial, Inc.DirectorBuy4,666,667.000.753,500,000.257,120,325.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020016203/0001213900-20-016203-index.htm
2019-06-28Kenneth M YoungPresidentBuy788.0017.7313,972.0371,418.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019012913/0001213900-19-012913-index.htm
2019-12-31Kenneth M YoungPresidentBuy340.0021.407,277.0271,758.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006567/0001213900-20-006567-index.htm
2019-07-18ROBERT L ANTINDirectorBuy2,610.007,478.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019013318/0001213900-19-013318-index.htm
2019-05-24Kenneth M YoungPresidentBuy20,523.0075,837.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008613/0001615774-19-008613-index.htm
2020-03-13B. Riley Financial, Inc.10% Share HolderBuy339,656.002.55866,904.017,604,127.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006698/0001213900-20-006698-index.htm
2020-03-16B. Riley Financial, Inc.10% Share HolderBuy129,260.002.52325,088.907,733,387.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006698/0001213900-20-006698-index.htm
2020-03-17B. Riley Financial, Inc.10% Share HolderBuy100,000.002.37237,230.007,833,387.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020006698/0001213900-20-006698-index.htm
2020-11-03RANDALL E PAULSONDirectorBuy40,000.0026.651,066,008.0078,343.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020034781/0001213900-20-034781-index.htm
2020-05-21Alan N FormanEVP, General Counsel, SecBuy13,827.0078,414.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013462/0001213900-20-013462-index.htm
2020-03-23B. Riley Financial, Inc.10% Share HolderBuy75,000.001.95146,250.007,908,387.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020007394/0001213900-20-007394-index.htm
2020-03-24B. Riley Financial, Inc.10% Share HolderBuy47,574.002.57122,027.317,955,961.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020007394/0001213900-20-007394-index.htm
2020-03-25B. Riley Financial, Inc.10% Share HolderBuy20,640.002.8558,824.007,976,601.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020007394/0001213900-20-007394-index.htm
2020-03-27B. Riley Financial, Inc.10% Share HolderBuy35,400.002.7597,339.388,012,001.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008264/0001213900-20-008264-index.htm
2020-03-31B. Riley Financial, Inc.10% Share HolderBuy18,500.002.8552,678.758,030,501.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008264/0001213900-20-008264-index.htm
2020-04-06B. Riley Financial, Inc.10% Share HolderBuy100,000.002.70270,380.008,130,501.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008840/0001213900-20-008840-index.htm
2020-04-07B. Riley Financial, Inc.10% Share HolderBuy40,184.002.94118,257.498,170,685.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008840/0001213900-20-008840-index.htm
2020-04-07B. Riley Financial, Inc.10% Share HolderBuy40,179.002.94118,307.078,210,864.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008840/0001213900-20-008840-index.htm
2020-04-08B. Riley Financial, Inc.10% Share HolderBuy6,139.003.2319,824.678,217,003.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008840/0001213900-20-008840-index.htm
2020-04-08B. Riley Financial, Inc.10% Share HolderBuy6,136.003.2319,814.988,223,139.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020008840/0001213900-20-008840-index.htm
2020-04-09B. Riley Financial, Inc.10% Share HolderBuy19,685.003.6171,023.488,242,824.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009202/0001213900-20-009202-index.htm
2020-06-10B. Riley Financial, Inc.DirectorBuy826.004.303,551.80826.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020014789/0001213900-20-014789-index.htm
2020-04-09B. Riley Financial, Inc.10% Share HolderBuy19,680.003.6371,399.048,262,504.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009202/0001213900-20-009202-index.htm
2020-04-13B. Riley Financial, Inc.10% Share HolderBuy47,742.003.59171,346.048,310,246.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009202/0001213900-20-009202-index.htm
2020-04-13B. Riley Financial, Inc.10% Share HolderBuy47,708.003.59171,224.018,357,954.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009202/0001213900-20-009202-index.htm
2020-04-14B. Riley Financial, Inc.10% Share HolderBuy96,783.003.79366,488.198,454,737.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009202/0001213900-20-009202-index.htm
2020-04-15B. Riley Financial, Inc.10% Share HolderBuy21,842.003.5978,401.868,476,579.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009478/0001213900-20-009478-index.htm
2020-04-16B. Riley Financial, Inc.10% Share HolderBuy425.003.651,551.258,477,004.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009478/0001213900-20-009478-index.htm
2020-04-20B. Riley Financial, Inc.10% Share HolderBuy40,200.003.90156,771.968,517,204.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009862/0001213900-20-009862-index.htm
2020-04-21B. Riley Financial, Inc.10% Share HolderBuy21,371.003.8181,511.138,538,575.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020009862/0001213900-20-009862-index.htm
2018-12-31Phillip J. AhnCFO & Chief Operating OfficerBuy573.0012.076,916.1188,770.00https://www.sec.gov/Archives/edgar/data/1464790/000161577419008614/0001615774-19-008614-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell8,105.002.8423,018.20900.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2019-10-30B. Riley Financial, Inc.DirectorSell1,000.002.802,800.109,005.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019021860/0001213900-19-021860-index.htm
2020-05-21Kenneth M YoungPresidentBuy22,124.0093,882.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020013467/0001213900-20-013467-index.htm
2020-03-20ROBERT L ANTINDirectorBuy2,000.0018.6537,300.009,478.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020007032/0001213900-20-007032-index.htm
2019-12-03B. Riley Financial, Inc.10% Share HolderBuy969,900.00969,900.00https://www.sec.gov/Archives/edgar/data/1464790/000121390019025436/0001213900-19-025436-index.htm
2020-09-30B. Riley Financial, Inc.DirectorBuy1,896,821.002.284,319,820.159,813,251.00https://www.sec.gov/Archives/edgar/data/1464790/000121390020029748/0001213900-20-029748-index.htm