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Latest On Gladstone Investment Corporation (GAIN):

Updated on: March 18, 2021

Date/Time	Type	Description	Signal
2024-08-21 05:45 EST	Dividend	A dividend of $0.08 has been announced on Jul 9, 2024. It will be paid Aug 30, 2024 with an ex-dividend date of Aug 21, 2024.	Neutral
2024-07-22 05:45 EST	Dividend	A dividend of $0.08 has been announced on Jul 9, 2024. It will be paid Jul 31, 2024 with an ex-dividend date of Jul 22, 2024.	Neutral
2024-06-18 05:45 EST	Dividend	A dividend of $0.08 has been announced on Apr 9, 2024. It will be paid Jun 28, 2024 with an ex-dividend date of Jun 18, 2024.	Neutral
2024-05-16 05:46 EST	Dividend	A dividend of $0.08 has been announced on Apr 9, 2024. It will be paid May 31, 2024 with an ex-dividend date of May 16, 2024.	Neutral
2024-04-18 05:45 EST	Dividend	A dividend of $0.08 has been announced on Apr 9, 2024. It will be paid Apr 30, 2024 with an ex-dividend date of Apr 18, 2024.	Neutral
2024-03-20 05:45 EST	Dividend	A dividend of $0.08 has been announced on Jan 9, 2024. It will be paid Mar 29, 2024 with an ex-dividend date of Mar 20, 2024.	Neutral
2024-02-20 04:51 EST	Dividend	A dividend of $0.08 has been announced on Jan 9, 2024. It will be paid Feb 29, 2024 with an ex-dividend date of Feb 20, 2024.	Neutral
2024-01-22 04:46 EST	Dividend	A dividend of $0.08 has been announced on Jan 9, 2024. It will be paid Jan 31, 2024 with an ex-dividend date of Jan 22, 2024.	Neutral
2023-12-15 04:45 EST	Dividend	A dividend of $0.08 has been announced on Oct 10, 2023. It will be paid Dec 29, 2023 with an ex-dividend date of Dec 15, 2023.	Neutral
2023-12-04 04:45 EST	Dividend	A dividend of $0.88 has been announced on Oct 23, 2023. It will be paid Dec 15, 2023 with an ex-dividend date of Dec 4, 2023.	Neutral
2023-11-17 04:45 EST	Dividend	A dividend of $0.08 has been announced on Oct 10, 2023. It will be paid Nov 30, 2023 with an ex-dividend date of Nov 17, 2023.	Neutral
2023-11-06 04:45 EST	Dividend	A dividend of $0.12 has been announced on Nov 30, -0001. It will be paid Nov 17, 2023 with an ex-dividend date of Nov 6, 2023.	Neutral
2023-10-19 05:45 EST	Dividend	A dividend of $0.08 has been announced on Oct 10, 2023. It will be paid Oct 31, 2023 with an ex-dividend date of Oct 19, 2023.	Neutral
2023-09-20 05:45 EST	Dividend	A dividend of $0.08 has been announced on Jul 11, 2023. It will be paid Sep 29, 2023 with an ex-dividend date of Sep 20, 2023.	Neutral
2023-09-06 05:45 EST	Dividend	A dividend of $0.12 has been announced on Jul 11, 2023. It will be paid Sep 15, 2023 with an ex-dividend date of Sep 6, 2023.	Neutral
2023-08-22 05:45 EST	Dividend	A dividend of $0.08 has been announced on Jul 11, 2023. It will be paid Aug 31, 2023 with an ex-dividend date of Aug 22, 2023.	Neutral
2023-07-20 05:46 EST	Dividend	A dividend of $0.08 has been announced on Jul 11, 2023. It will be paid Jul 31, 2023 with an ex-dividend date of Jul 20, 2023.	Neutral
2023-06-20 05:45 EST	Dividend	A dividend of $0.08 has been announced on Apr 11, 2023. It will be paid Jun 30, 2023 with an ex-dividend date of Jun 20, 2023.	Neutral
2023-06-02 05:45 EST	Dividend	A dividend of $0.12 has been announced on Apr 11, 2023. It will be paid Jun 15, 2023 with an ex-dividend date of Jun 2, 2023.	Neutral
2023-05-24 02:43 EST	News	Gladstone Investment prices $65M notes offering	N/A
2023-05-23 12:41 EST	News	Gladstone Investment plans to issue notes due 2028	N/A
2023-05-22 22:05 EST	News	Gladstone Investment acquires Home Concepts Holdings, terms not disclosed	N/A
2023-05-22 05:45 EST	Dividend	A dividend of $0.08 has been announced on Apr 11, 2023. It will be paid May 31, 2023 with an ex-dividend date of May 22, 2023.	Neutral
2023-05-11 19:59 EST	News	Gladstone Investment (GAIN) Q4 2023 Earnings Call Transcript	N/A
2023-05-11 05:00 EST	News	Gladstone Investment NII of $0.26 misses by $0.01, Total investment income of $19.86M misses by $0.55M	N/A
2023-05-10 02:57 EST	News	Gladstone Investment FQ4 2023 Earnings Preview	N/A
2023-04-20 05:45 EST	Dividend	A dividend of $0.08 has been announced on Apr 11, 2023. It will be paid Apr 28, 2023 with an ex-dividend date of Apr 20, 2023.	Neutral
2023-03-16 05:46 EST	Dividend	A dividend of $0.08 has been announced on Jan 10, 2023. It will be paid Mar 31, 2023 with an ex-dividend date of Mar 16, 2023.	Neutral
2023-03-02 04:46 EST	Dividend	A dividend of $0.24 has been announced on Jan 10, 2023. It will be paid Mar 15, 2023 with an ex-dividend date of Mar 2, 2023.	Neutral
2023-02-16 04:45 EST	Dividend	A dividend of $0.08 has been announced on Jan 10, 2023. It will be paid Feb 28, 2023 with an ex-dividend date of Feb 16, 2023.	Neutral
2023-02-02 19:08 EST	News	Gladstone Investment Corporation (GAIN) Q3 2023 Earnings Call Transcript	N/A
2023-02-02 05:18 EST	News	Gladstone Investment stock rises 2% postmarket on Q3 earnings beat	N/A
2023-02-01 16:55 EST	News	Gladstone Investment Non-GAAP NII of $0.30 beats by $0.04, Total investment income of $21.59M beats by $1.6M	N/A
2023-01-19 04:45 EST	Dividend	A dividend of $0.08 has been announced on Jan 10, 2023. It will be paid Jan 31, 2023 with an ex-dividend date of Jan 19, 2023.	Neutral
2023-01-10 22:40 EST	News	Gladstone Investment declares $0.08 dividend	N/A
2022-12-19 04:45 EST	Dividend	A dividend of $0.08 has been announced on Oct 11, 2022. It will be paid Dec 30, 2022 with an ex-dividend date of Dec 19, 2022.	Neutral
2022-12-05 04:45 EST	Dividend	A dividend of $0.12 has been announced on Oct 11, 2022. It will be paid Dec 15, 2022 with an ex-dividend date of Dec 5, 2022.	Neutral
2022-11-25 15:01 EST	News	Why You Should Avoid 7.8% Yielding Gladstone Investment	N/A
2022-11-17 04:46 EST	Dividend	A dividend of $0.08 has been announced on Oct 11, 2022. It will be paid Nov 30, 2022 with an ex-dividend date of Nov 17, 2022.	Neutral
2022-11-02 17:33 EST	News	Gladstone Investment Corporation (GAIN) Q2 2023 Earnings Call Transcript	N/A
2022-11-02 01:53 EST	News	Gladstone Investment Adjusted NII of $0.29 beats by $0.06, TII of $20.8M beats by $2.75M	N/A
2022-11-02 01:53 EST	News	Gladstone Investment stock advances after fiscal Q2 results top estimates	N/A
2022-10-31 18:18 EST	News	Gladstone Investment Q3 2023 Earnings Preview	N/A
2022-10-20 05:46 EST	Dividend	A dividend of $0.08 has been announced on Oct 11, 2022. It will be paid Oct 31, 2022 with an ex-dividend date of Oct 20, 2022.	Neutral
2022-10-17 15:16 EST	News	Gladstone Investment: 8.8% Covered Yield, 0.91x BV, Just Raised Dividends	N/A
2022-10-12 05:27 EST	News	Gladstone Investment raises monthly dividend by 6.7% to $0.08/share	N/A
2022-09-21 05:45 EST	Dividend	A dividend of $0.08 has been announced on Jul 12, 2022. It will be paid Sep 30, 2022 with an ex-dividend date of Sep 21, 2022.	Neutral
2022-09-07 02:01 EST	News	Gladstone Investment And Horizon: 2 BDCs Providing Investors Regular Income	N/A
2022-08-22 05:45 EST	Dividend	A dividend of $0.08 has been announced on Jul 12, 2022. It will be paid Aug 31, 2022 with an ex-dividend date of Aug 22, 2022.	Neutral
2022-08-09 02:46 EST	News	Gladstone Investment's Secret Of Success: Management Integrity	N/A

About Gladstone Investment Corporation (GAIN):

Gladstone Investment Corporation is a private equity fund specializing in lower middle market, acquisitions, mature stage, buyouts; recapitalizations; refinancing existing debt; senior debt securities such as senior loans, senior term loans, lines of credit, and senior notes; senior subordinated debt securities such as senior subordinated loans and senior subordinated notes; junior subordinated debt securities such as subordinated notes and mezzanine loans; limited liability company interests, and warrants or options. The fund does not invest in start-ups. The fund seek to invest in manufacturing, consumer products and business services/ distribution sector. It seeks to invest in small and mid-sized companies based in the United States. The fund prefers to make debt investments between $5 million and $30 million and equity investments between $10 million and $40 million in companies. The fund seeks to invest in companies with sales between $20 million and $100 million. The fund invest in companies with EBITDA from $3 million to $20 million. It seeks minority equity ownership and prefers to hold a board seat in its portfolio companies. It also prefers to take majority stake in its portfolio companies. The fund typically holds its investments for seven years and exits via sale or recapitalization, initial public offering, or sale to third party.

See Advanced Chart

General

Name Gladstone Investment Corporation
Symbol GAIN
Type Common Stock
Exchange NASDAQ
Currency USD
Country USA
SectorFinancial Services
IndustryAsset Management
Fiscal Year EndMarch
IPO Date2005-06-23
Gic SectorFinancials
Gic GroupDiversified Financials
Gic IndustryCapital Markets
Gic SubIndustryAsset Management & Custody Banks
Web URLhttp://www.gladstoneinvestment.com

Valuation

Trailing PE 10.63
Forward PE 16.39
Price/Sales (Trailing 12 Mt.) 65.06
Price/Book (Most Recent Quarter) 1.11
Enterprise Value Revenue 69.14
Enterprise Value EBITDA 3.73

Financials

Most Recent Quarter 2020-12-31
Current Year EPS Estimate $0.67
Next Year EPS Estimate $0.75
Next Quarter EPS Estimate $0.15
Profit Margin -30%
Operating Margin 64%
Return on Assets 3%
Return on Equity -4%
Revenue 51.9 million
Earnings Per Share $1.10
Revenue Per Share $1.57
Gross Profit 61.92 million
Quarterly Earnings Growth 8.6%

Highlights

Market Capitalization 417.66 million
PEG Ratio 2
Analyst Target Price $11.33
Book Value Per Share $11.11

Share Statistics

Shares Outstanding 33.21 million
% Held by Insiders 222%
% Held by Institutions 14.08%
Shares Short 393721
Shares Short Prior Month 438112
Short Ratio 2.09
Short % of Float 1%
Short % of Shares Outstanding 1%

Technicals

Beta 1.46
52 Week High $12.71
52 Week Low $5.95
50 Day Moving Average 11.75
200 Day Moving Average 10.15

Dividends

Forward Annual Dividend Rate $0.84
Forward Annual Dividend Yield 6.7%
Dividend Date 2021-03-31
ExDividend Date 2021-03-17
Dividend Per Share $0.84
Dividend Yield 6.81%

Gladstone Investment Corporation (GAIN) Dividend Calendar:

Gladstone Investment Corporation pays an annual dividend of $0.84 per share, with a dividend yield of 6.81%.
GAIN's last dividend payment was made to shareholders on March 31, 2021.

Ex-Dividend Date	Payment Date	Record Date	Declared Date	Amount

Gladstone Investment Corporation (GAIN) Earnings History:

Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.

Quarter Date	Report Date	Actual Revenue	Reported EPS	EPS Estimate	Deviation from Estimate
2020-12-31	2021-02-02	$N/A	$0.46	$0.15	200.07%
2020-09-30	2020-11-03	$N/A	$0.20	$0.15	36.33%
2020-06-30	2020-07-28	$N/A	$0.13	$0.02	678.44%
2020-03-31	2020-05-12	$-25292000	-$1.15	$0.21	-654.22%
2019-12-31	2020-02-04	$16 million	$0.41	$0.21	98.36%
2019-09-30	2019-11-04	$16.64 million	$0.34	$0.20	67.24%
2019-06-30	2019-07-31	$17.31 million	$0.18	$0.21	-12.92%
2019-03-31	2019-05-13	$16.1 million	$0.06	$0.19	-68.96%
2018-12-31	2019-02-05	$14.97 million	$0.50	$0.19	167.81%
2018-09-30	2018-11-05	$13.09 million	$0.93	$0.20	372.8%
2018-06-30	2018-08-01	$15.5 million	$0.99	$0.19	421.05%
2018-03-31	2018-05-15	$15.42 million	$0.67	$0.19	252.63%
2017-12-31	2018-02-06	$16.18 million	$0.53	$0.18	194.44%
2017-09-30	2017-11-01	$13.13 million	$0.42	$0.17	143.48%
2017-06-30	2017-08-01	$13.62 million	$0.26	$0.18	42.47%
2017-03-31	2017-05-15	$12.36 million	$0.30	$0.17	74.55%
2016-12-31	2017-02-06	$13.37 million	$0.36	$0.18	101.06%
2016-09-30	2016-11-02	$11.74 million	$-0.00	$0.18	-101.86%
2016-06-30	2016-08-01	$14.39 million	$0.81	$0.18	356.34%
2016-03-31	2016-05-17	$12.44 million	$0.74	$0.19	294.13%
2015-12-31	2016-02-03	$12.07 million	-$0.20	$0.19	-205.89%
2015-09-30	2015-10-28	$13.74 million	$0.20	$0.18	11.11%
2015-06-30	2015-08-04	$12.71 million	$0.17	$0.19	-10.53%
2015-03-31	2015-05-20	$11.17 million	$0.19	$0.19	0%
2014-12-31	2015-02-04	$11.56 million	$0.22	$0.19	15.79%
2014-09-30	2014-10-28	$9.07 million	$0.16	$0.18	-11.11%
2014-06-30	2014-07-28	$9.84 million	$0.18	$0.18	0%
2014-03-31	2014-05-13	$8.81 million	$0.18	$0.17	5.88%
2013-12-31	2014-02-04	$8.7 million	$0.17	$0.17	0%
2013-09-30	2013-11-06	$11.36 million	$0.24	$0.18	33.33%
2013-06-30	2013-07-29	$7.4 million	$0.15	$0.15	0%
2013-03-31	2013-05-14	$10.48 million	$0.22	$0.15	46.67%
2012-12-31	2013-01-28	$7.18 million	$0.15	$0.15	0%
2012-09-30	2012-10-29	$6.97 million	$0.16	$0.16	0%
2012-06-30	2012-07-30	$5.91 million	$0.15	$0.15	0%
2012-03-31	2012-05-21	$5.78 million	$0.16	$0.16	0%
2011-12-31	2012-02-01	$5.17 million	$0.16	$0.15	6.67%
2011-09-30	2011-11-02	$5.04 million	$0.15	$0.13	15.38%
2011-06-30	2011-08-01	$5.26 million	$0.16	$0.13	23.08%
2011-03-31	2011-05-23	$3.78 million	$0.09	$0.12	-25%
2010-12-31	2011-01-31	$10.74 million	$0.34	$0.11	209.09%
2010-09-30	2010-11-02	$4.3 million	$0.11	$0.10	10%
2010-06-30	2010-08-02	$7.25 million	$0.19	$0.12	58.33%
2010-03-31	2010-05-24	$4.75 million	$0.12	$0.12	0%
2009-12-31	2010-02-08	$5.92 million	$0.14	$0.15	-6.67%
2009-09-30	2009-11-03	$4.94 million	$0.11	$0.11	0%
2009-06-30	2009-08-04	$5.17 million	$0.11	$0.12	-8.33%
2009-03-31	2009-06-01	$5.96 million	$0.14	$0.16	-12.5%
2008-12-31	2009-02-02	$7 million	$0.16	$0.14	14.29%
2008-09-30	2008-11-04	$6.82 million	$0.17	$0.16	6.25%
2008-06-30	2008-08-06	$6.04 million	$0.15	$0.19	-21.05%
2008-03-31	2008-05-21	$6.89 million	$0.21	$0.22	-4.55%
2007-12-31	2008-01-31	$7.54 million	$0.23	$0.19	21.05%
2007-09-30	2007-10-31	$7.16 million	$0.18	$0.19	-5.26%
2007-06-30	2007-08-01	$6.3 million	$0.17	$0.20	-15%
2007-03-31	2007-05-31	$4.89 million	$0.17	$0.22	-22.73%
2006-12-31	2007-02-05	$4.3 million	$0.18	$0.20	-10%
2006-09-30	2006-11-01	$4.21 million	$0.17	$0.21	-19.05%
2006-06-30	2006-08-02	$3.86 million	$0.16	$0.20	-20%
2006-03-31	2006-06-13	$N/A	$0.16	$0.16	0%
2005-12-31	2006-02-08	$N/A	$0.11	$0.12	-8.33%
2005-09-30	2005-11-09	$N/A	$0.09	$0.07	28.57%
2005-06-30	2005-08-10		$0.00	-$0.14	101%

Gladstone Investment Corporation (GAIN) Company Financial Statements:

Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.

Income Statement:

Date
Research Development
Income Before Tax
Selling General Administrative
Gross Profit
Ebit
Operating Income
Income Tax Expense
Total Revenue
Cost of Revenue
Total Other Income Expense Net
Net Income From Continuing Operations
Net Income Applicable to Common Shares

Cash Flow:

Date
Investments
Change to Liabilities
Total Cash Flow from Investing Activities
Net Borrowings
Total Cash Flow from Financial Activities
Change to Operating Activities
Change in Cash
Total Cash from Operating Activities
Depreciation
Other Cash Flow from Investing Activities
Change to Inventory
Change to Account Receivables
Other Cash Flow from Financing Activities
Change to Net Income
Capital Expenditures

Balance Sheet:

Date
Total Liabailities
Total Stockholder Equity
Other Current Liabilities
Total Assets
Common Stock
Other Current Assets
Retained Earnings
Other Liabilities
Other Assets
Cash
Total Current Liabilities
Other Stockholder Equity
Property, Plant & Equipment
Total Current Assets
Long Term Investments
Net Tangible Assets
Short Term Investments
Long Term Debt
Inventory
Accounts Payable

Gladstone Investment Corporation (GAIN) Chart:

Gladstone Investment Corporation (GAIN) News:

Below you will find a list of latest news for Gladstone Investment Corporation (GAIN) from major news sources. You can filter the results to only show news from a specific source.

No recent news available

Gladstone Investment Corporation (GAIN) Options:

A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.

Expiration Date:

Options Type:

Moneyness:

Expiration Date	Strike	Last Price	Type	Volume	Open Interest	Implied Volatility	In The Money	Change	Change Percent
2025-07-18	1.96	12.25	CALL	0	0	1413.07	TRUE	0	0
2025-07-18	2.5	0	CALL	0	0	0	TRUE	0	0
2025-07-18	4.46	0	CALL	0	0	784.97	TRUE	0	0
2025-07-18	5	0	CALL	0	0	0	TRUE	0	0
2025-07-18	6.96	0	CALL	0	0	515.08	TRUE	0	0
2025-07-18	7.5	0	CALL	0	0	0	TRUE	0	0
2025-07-18	9.46	0	CALL	0	0	371.91	TRUE	0	0
2025-07-18	10	0	CALL	0	0	0	TRUE	0	0
2025-07-18	11.96	0	CALL	0	0	206.71	TRUE	0	0
2025-07-18	12.5	2.7	CALL	0	0	0	TRUE	0	0
2025-07-18	14.46	0.05	CALL	0	312	18.33	FALSE	0	0
2025-07-18	15	0.25	CALL	0	311	0	FALSE	0	0
2025-07-18	16.96	0.1	CALL	0	4	93.6	FALSE	0	0
2025-07-18	17.5	0	CALL	0	1	0	FALSE	0	0
2025-07-18	19.46	0	CALL	0	0	252.93	FALSE	0	0
2025-07-18	20	0	CALL	0	0	0	FALSE	0	0
2025-07-18	21.96	0	CALL	0	0	387.44	FALSE	0	0
2025-07-18	22.5	0	CALL	0	0	0	FALSE	0	0
2025-07-18	24.46	0	CALL	0	0	437.22	FALSE	0	0
2025-07-18	25	0	CALL	0	0	0	FALSE	0	0
2025-07-18	1.96	0	PUT	0	0	0	FALSE	0	0
2025-07-18	2.5	0	PUT	0	0	0	FALSE	0	0
2025-07-18	4.46	0	PUT	0	0	1076.43	FALSE	0	0
2025-07-18	5	0	PUT	0	0	0	FALSE	0	0
2025-07-18	6.96	0	PUT	0	0	713.18	FALSE	0	0
2025-07-18	7.5	0	PUT	0	0	0	FALSE	0	0
2025-07-18	9.46	0	PUT	0	6	479.53	FALSE	0	0
2025-07-18	10	0	PUT	0	6	0	FALSE	0	0
2025-07-18	11.96	0.06	PUT	0	350	297.17	FALSE	0	0
2025-07-18	12.5	0.15	PUT	0	433	0	FALSE	0	0
2025-07-18	14.46	0.5	PUT	0	80	16.76	TRUE	0	0
2025-07-18	15	0	PUT	0	64	0	TRUE	0	0
2025-07-18	16.96	3.5	PUT	0	1	212.21	TRUE	0	0
2025-07-18	17.5	0	PUT	0	0	0	TRUE	0	0
2025-07-18	19.46	0	PUT	0	2	339.1	TRUE	0	0
2025-07-18	20	0	PUT	0	2	0	TRUE	0	0
2025-07-18	21.96	0	PUT	0	0	399.82	TRUE	0	0
2025-07-18	22.5	0	PUT	0	0	0	TRUE	0	0
2025-07-18	24.46	0	PUT	0	0	450.29	TRUE	0	0
2025-07-18	25	0	PUT	0	0	0	TRUE	0	0
2025-08-15	2.5	11.74	CALL	0	0	475.97	TRUE	0	0
2025-08-15	5	0	CALL	0	0	328.92	TRUE	0	0
2025-08-15	7.5	0	CALL	0	0	346	TRUE	0	0
2025-08-15	10	0	CALL	0	0	113.34	TRUE	0	0
2025-08-15	12.5	0	CALL	0	0	120.5	TRUE	0	0
2025-08-15	15	0.03	CALL	0	6	19.87	FALSE	0	0
2025-08-15	17.5	0	CALL	0	0	38.54	FALSE	0	0
2025-08-15	20	0	CALL	0	0	111.38	FALSE	0	0
2025-08-15	22.5	0	CALL	0	0	126.43	FALSE	0	0
2025-08-15	25	0	CALL	0	0	144.57	FALSE	0	0
2025-08-15	2.5	0	PUT	0	0	700.08	FALSE	0	0
2025-08-15	5	0	PUT	0	0	411.85	FALSE	0	0
2025-08-15	7.5	0	PUT	0	0	276.12	FALSE	0	0
2025-08-15	10	0	PUT	0	0	184.3	FALSE	0	0
2025-08-15	12.5	0	PUT	0	0	110.11	FALSE	0	0
2025-08-15	15	1.45	PUT	3	12	53.82	TRUE	-0.05	-0.03
2025-08-15	17.5	0	PUT	0	0	138.68	TRUE	0	0
2025-08-15	20	0	PUT	0	0	130.09	TRUE	0	0
2025-08-15	22.5	0	PUT	0	0	196.32	TRUE	0	0
2025-08-15	25	0	PUT	0	0	217.88	TRUE	0	0
2025-10-17	1.96	12.23	CALL	0	0	181.76	TRUE	0	0
2025-10-17	2.5	0	CALL	0	0	0	TRUE	0	0
2025-10-17	4.46	0	CALL	0	0	223.54	TRUE	0	0
2025-10-17	5	0	CALL	0	0	0	TRUE	0	0
2025-10-17	6.96	0	CALL	0	0	146.1	TRUE	0	0
2025-10-17	7.5	0	CALL	0	0	0	TRUE	0	0
2025-10-17	9.46	0	CALL	0	0	94.97	TRUE	0	0
2025-10-17	10	0	CALL	0	0	0	TRUE	0	0
2025-10-17	11.96	2.25	CALL	0	0	53.52	TRUE	0	0
2025-10-17	12.5	0	CALL	0	0	0	TRUE	0	0
2025-10-17	14.46	0.1	CALL	1	478	7.19	FALSE	-0.15	-0.6
2025-10-17	15	0.35	CALL	0	493	0	FALSE	0	0
2025-10-17	16.96	0.05	CALL	0	24	25.06	FALSE	0	0
2025-10-17	17.5	0.05	CALL	0	8	0	FALSE	0	0
2025-10-17	19.46	0	CALL	0	0	58.62	FALSE	0	0
2025-10-17	20	0	CALL	0	0	0	FALSE	0	0
2025-10-17	21.96	0	CALL	0	0	102.16	FALSE	0	0
2025-10-17	22.5	0	CALL	0	0	0	FALSE	0	0
2025-10-17	24.46	0	CALL	0	0	83.12	FALSE	0	0
2025-10-17	25	0	CALL	0	0	0	FALSE	0	0
2025-10-17	1.96	0	PUT	0	0	499.27	FALSE	0	0
2025-10-17	2.5	0	PUT	0	0	0	FALSE	0	0
2025-10-17	4.46	0	PUT	0	0	269.34	FALSE	0	0
2025-10-17	5	0	PUT	0	0	0	FALSE	0	0
2025-10-17	6.96	0	PUT	0	2	178.69	FALSE	0	0
2025-10-17	7.5	0	PUT	0	2	0	FALSE	0	0
2025-10-17	9.46	0.05	PUT	0	20	121.84	FALSE	0	0
2025-10-17	10	2.39	PUT	0	19	0	FALSE	0	0
2025-10-17	11.96	0.41	PUT	0	101	35.54	FALSE	0	0
2025-10-17	12.5	0.5	PUT	0	84	0	FALSE	0	0
2025-10-17	14.46	1.65	PUT	0	66	55.13	TRUE	0	0
2025-10-17	15	1.45	PUT	0	34	0	TRUE	0	0
2025-10-17	16.96	0	PUT	0	42	96.34	TRUE	0	0
2025-10-17	17.5	3.9	PUT	0	42	0	TRUE	0	0
2025-10-17	19.46	0	PUT	0	62	115.65	TRUE	0	0
2025-10-17	20	0	PUT	0	62	0	TRUE	0	0
2025-10-17	21.96	0	PUT	0	23	132.47	TRUE	0	0
2025-10-17	22.5	0	PUT	0	23	0	TRUE	0	0
2025-10-17	24.46	0	PUT	0	12	144.69	TRUE	0	0
2025-10-17	25	0	PUT	0	12	0	TRUE	0	0
2026-01-16	1.96	12.27	CALL	0	0	139.38	TRUE	0	0
2026-01-16	2.5	0	CALL	0	0	0	TRUE	0	0
2026-01-16	4.46	0	CALL	0	0	158.24	TRUE	0	0
2026-01-16	5	0	CALL	0	0	0	TRUE	0	0
2026-01-16	6.96	0	CALL	0	0	96.19	TRUE	0	0
2026-01-16	7.5	0	CALL	0	0	0	TRUE	0	0
2026-01-16	9.46	0	CALL	0	0	63.37	TRUE	0	0
2026-01-16	10	0	CALL	0	0	0	TRUE	0	0
2026-01-16	11.96	0	CALL	0	0	25.46	TRUE	0	0
2026-01-16	12.5	0	CALL	0	0	0	TRUE	0	0
2026-01-16	14.46	0.15	CALL	0	59	5.93	FALSE	0	0
2026-01-16	15	0.4	CALL	0	54	0	FALSE	0	0
2026-01-16	16.96	0.05	CALL	0	76	17.67	FALSE	0	0
2026-01-16	17.5	0.2	CALL	0	43	0	FALSE	0	0
2026-01-16	19.46	0	CALL	0	0	63.51	FALSE	0	0
2026-01-16	20	0	CALL	0	0	0	FALSE	0	0
2026-01-16	21.96	0	CALL	0	0	74.58	FALSE	0	0
2026-01-16	22.5	0	CALL	0	0	0	FALSE	0	0
2026-01-16	24.46	0	CALL	0	0	83.75	FALSE	0	0
2026-01-16	25	0	CALL	0	0	0	FALSE	0	0
2026-01-16	1.96	0	PUT	0	0	360.78	FALSE	0	0
2026-01-16	2.5	0	PUT	0	0	0	FALSE	0	0
2026-01-16	4.46	0	PUT	0	0	194.55	FALSE	0	0
2026-01-16	5	0	PUT	0	0	0	FALSE	0	0
2026-01-16	6.96	0	PUT	0	0	129.23	FALSE	0	0
2026-01-16	7.5	0	PUT	0	0	0	FALSE	0	0
2026-01-16	9.46	0	PUT	0	0	61.57	FALSE	0	0
2026-01-16	10	0	PUT	0	0	0	FALSE	0	0
2026-01-16	11.96	0.5	PUT	0	47	60.79	FALSE	0	0
2026-01-16	12.5	0.55	PUT	0	7	0	FALSE	0	0
2026-01-16	14.46	2.3	PUT	0	38	39.34	TRUE	0	0
2026-01-16	15	2.58	PUT	0	34	0	TRUE	0	0
2026-01-16	16.96	0	PUT	0	12	79.59	TRUE	0	0
2026-01-16	17.5	4.7	PUT	0	12	0	TRUE	0	0
2026-01-16	19.46	7.3	PUT	0	19	91.53	TRUE	0	0
2026-01-16	20	7.4	PUT	0	19	0	TRUE	0	0
2026-01-16	21.96	0	PUT	0	16	106.71	TRUE	0	0
2026-01-16	22.5	10.5	PUT	0	16	0	TRUE	0	0
2026-01-16	24.46	0	PUT	0	1	121.21	TRUE	0	0
2026-01-16	25	12.1	PUT	0	1	0	TRUE	0	0

Latest GAIN Trades:

Date	Shares	Price
Jun 13, 2022 7:59 PM EST	4	$13.42
Jun 13, 2022 7:59 PM EST	100	$13.4
Jun 13, 2022 7:59 PM EST	200	$13.39
Jun 13, 2022 7:59 PM EST	5	$13.415
Jun 13, 2022 7:59 PM EST	33	$13.4

Gladstone Investment Corporation (GAIN) SEC Filings:

An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.

Form Type:

Date	Form Type	Form Name	Link
2020-06-15	DEF 14A	Other definitive proxy statements	https://www.sec.gov/Archives/edgar/data/1321741/000119312520169363/0001193125-20-169363-index.htm
2018-02-14	SC 13G	Statement of acquisition of beneficial ownership by individuals	https://www.sec.gov/Archives/edgar/data/1321741/000091384918000152/0000913849-18-000152-index.htm
2019-02-14	SC 13G/A	Statement of acquisition of beneficial ownership by individuals	https://www.sec.gov/Archives/edgar/data/1321741/000091384919000114/0000913849-19-000114-index.htm
2018-02-14	SC 13G/A	Statement of acquisition of beneficial ownership by individuals	https://www.sec.gov/Archives/edgar/data/1321741/000104870318000027/0001048703-18-000027-index.htm
2018-04-10	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000117184318002619/0001171843-18-002619-index.htm
2018-05-11	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000117184318003861/0001171843-18-003861-index.htm
2018-05-15	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000117184318003962/0001171843-18-003962-index.htm
2018-07-10	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000117184318005121/0001171843-18-005121-index.htm
2018-08-01	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000117184318005624/0001171843-18-005624-index.htm
2018-10-09	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000117184318006916/0001171843-18-006916-index.htm
2018-11-05	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000117184318007597/0001171843-18-007597-index.htm
2019-01-08	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000117184319000193/0001171843-19-000193-index.htm
2019-02-05	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000117184319000721/0001171843-19-000721-index.htm
2019-04-09	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000117184319002313/0001171843-19-002313-index.htm
2019-05-13	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000117184319003316/0001171843-19-003316-index.htm
2019-07-09	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000117184319004482/0001171843-19-004482-index.htm
2019-07-31	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000117184319005031/0001171843-19-005031-index.htm
2019-08-19	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000117184319005547/0001171843-19-005547-index.htm
2019-10-08	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000117184319006413/0001171843-19-006413-index.htm
2019-11-04	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000117184319007139/0001171843-19-007139-index.htm
2020-01-14	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000117184320000228/0001171843-20-000228-index.htm
2020-02-04	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000117184320000696/0001171843-20-000696-index.htm
2020-04-14	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000117184320002611/0001171843-20-002611-index.htm
2020-05-12	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000117184320003642/0001171843-20-003642-index.htm
2020-07-14	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000117184320004950/0001171843-20-004950-index.htm
2020-07-28	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000117184320005307/0001171843-20-005307-index.htm
2018-02-23	497	Definitive materials	https://www.sec.gov/Archives/edgar/data/1321741/000119312518054491/0001193125-18-054491-index.htm
2018-02-23	POS EX	Post-effective amendment adding exhibits to registration statement [Rule 462(d)]	https://www.sec.gov/Archives/edgar/data/1321741/000119312518054571/0001193125-18-054571-index.htm
2018-02-23	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000119312518054876/0001193125-18-054876-index.htm
2018-05-15	10-K	Annual report [Section 13 and 15(d), not S-K Item 405]	https://www.sec.gov/Archives/edgar/data/1321741/000119312518164066/0001193125-18-164066-index.htm
2018-05-16	PRE 14A	Other preliminary proxy statements	https://www.sec.gov/Archives/edgar/data/1321741/000119312518165404/0001193125-18-165404-index.htm
2018-06-05	N-2	Registration statement for closed-end investment companies	https://www.sec.gov/Archives/edgar/data/1321741/000119312518184443/0001193125-18-184443-index.htm
2018-06-15	DEF 14A	Other definitive proxy statements	https://www.sec.gov/Archives/edgar/data/1321741/000119312518194188/0001193125-18-194188-index.htm
2018-06-15	CORRESP	Correspondence	https://www.sec.gov/Archives/edgar/data/1321741/000119312518194204/0001193125-18-194204-index.htm
2018-06-26	DEFA14A	Additional definitive proxy soliciting materials and Rule 14(a)(12) material	https://www.sec.gov/Archives/edgar/data/1321741/000119312518204043/0001193125-18-204043-index.htm
2018-07-06	DEFA14A	Additional definitive proxy soliciting materials and Rule 14(a)(12) material	https://www.sec.gov/Archives/edgar/data/1321741/000119312518213775/0001193125-18-213775-index.htm
2018-07-10	CORRESP	Correspondence	https://www.sec.gov/Archives/edgar/data/1321741/000119312518215420/0001193125-18-215420-index.htm
2018-07-11	CORRESP	Correspondence	https://www.sec.gov/Archives/edgar/data/1321741/000119312518216112/0001193125-18-216112-index.htm
2018-07-13	497	Definitive materials	https://www.sec.gov/Archives/edgar/data/1321741/000119312518217830/0001193125-18-217830-index.htm
2018-07-20	DEFA14A	Additional definitive proxy soliciting materials and Rule 14(a)(12) material	https://www.sec.gov/Archives/edgar/data/1321741/000119312518222511/0001193125-18-222511-index.htm
2018-08-01	10-Q	Quarterly report [Sections 13 or 15(d)]	https://www.sec.gov/Archives/edgar/data/1321741/000119312518234910/0001193125-18-234910-index.htm
2018-08-02	DEFA14A	Additional definitive proxy soliciting materials and Rule 14(a)(12) material	https://www.sec.gov/Archives/edgar/data/1321741/000119312518236647/0001193125-18-236647-index.htm
2018-08-09	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000119312518244440/0001193125-18-244440-index.htm
2018-08-14	497	Definitive materials	https://www.sec.gov/Archives/edgar/data/1321741/000119312518247982/0001193125-18-247982-index.htm
2018-08-14	497AD	Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]	https://www.sec.gov/Archives/edgar/data/1321741/000119312518247989/0001193125-18-247989-index.htm
2018-08-15	497AD	Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]	https://www.sec.gov/Archives/edgar/data/1321741/000119312518249266/0001193125-18-249266-index.htm
2018-08-15	497AD	Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]	https://www.sec.gov/Archives/edgar/data/1321741/000119312518249270/0001193125-18-249270-index.htm
2018-08-15	N-23C-2	Notice by closed-end investment companies of intent to purchase their own securities	https://www.sec.gov/Archives/edgar/data/1321741/000119312518249272/0001193125-18-249272-index.htm
2018-08-16	497	Definitive materials	https://www.sec.gov/Archives/edgar/data/1321741/000119312518249999/0001193125-18-249999-index.htm
2018-08-16	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000119312518250036/0001193125-18-250036-index.htm
2018-08-20	8-A12B	Registration of securities [Section 12(b)]	https://www.sec.gov/Archives/edgar/data/1321741/000119312518252896/0001193125-18-252896-index.htm
2018-08-20	POS EX	Post-effective amendment adding exhibits to registration statement [Rule 462(d)]	https://www.sec.gov/Archives/edgar/data/1321741/000119312518252904/0001193125-18-252904-index.htm
2018-08-23	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000119312518256368/0001193125-18-256368-index.htm
2018-08-29	POS EX	Post-effective amendment adding exhibits to registration statement [Rule 462(d)]	https://www.sec.gov/Archives/edgar/data/1321741/000119312518262064/0001193125-18-262064-index.htm
2018-08-29	497	Definitive materials	https://www.sec.gov/Archives/edgar/data/1321741/000119312518262067/0001193125-18-262067-index.htm
2018-08-31	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000119312518265113/0001193125-18-265113-index.htm
2018-09-07	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000119312518269240/0001193125-18-269240-index.htm
2018-10-19	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000119312518303034/0001193125-18-303034-index.htm
2018-11-05	10-Q	Quarterly report [Sections 13 or 15(d)]	https://www.sec.gov/Archives/edgar/data/1321741/000119312518318357/0001193125-18-318357-index.htm
2018-11-21	40-17G	Fidelity Bond [Rule 17G-1(g)]	https://www.sec.gov/Archives/edgar/data/1321741/000119312518331981/0001193125-18-331981-index.htm
2019-02-05	10-Q	Quarterly report [Sections 13 or 15(d)]	https://www.sec.gov/Archives/edgar/data/1321741/000119312519028274/0001193125-19-028274-index.htm
2019-05-10	PRE 14A	Other preliminary proxy statements	https://www.sec.gov/Archives/edgar/data/1321741/000119312519144234/0001193125-19-144234-index.htm
2019-05-13	10-K	Annual report [Section 13 and 15(d), not S-K Item 405]	https://www.sec.gov/Archives/edgar/data/1321741/000119312519145332/0001193125-19-145332-index.htm
2019-06-03	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000119312519164087/0001193125-19-164087-index.htm
2019-06-14	DEF 14A	Other definitive proxy statements	https://www.sec.gov/Archives/edgar/data/1321741/000119312519173228/0001193125-19-173228-index.htm
2019-06-14	N-2	Registration statement for closed-end investment companies	https://www.sec.gov/Archives/edgar/data/1321741/000119312519173657/0001193125-19-173657-index.htm
2019-07-05	DEFA14A	Additional definitive proxy soliciting materials and Rule 14(a)(12) material	https://www.sec.gov/Archives/edgar/data/1321741/000119312519189739/0001193125-19-189739-index.htm
2019-07-19	DEFA14A	Additional definitive proxy soliciting materials and Rule 14(a)(12) material	https://www.sec.gov/Archives/edgar/data/1321741/000119312519198008/0001193125-19-198008-index.htm
2019-07-23	CORRESP	Correspondence	https://www.sec.gov/Archives/edgar/data/1321741/000119312519199495/0001193125-19-199495-index.htm
2019-07-23	CORRESP	Correspondence	https://www.sec.gov/Archives/edgar/data/1321741/000119312519199497/0001193125-19-199497-index.htm
2019-07-31	10-Q	Quarterly report [Sections 13 or 15(d)]	https://www.sec.gov/Archives/edgar/data/1321741/000119312519208786/0001193125-19-208786-index.htm
2019-08-01	DEFA14A	Additional definitive proxy soliciting materials and Rule 14(a)(12) material	https://www.sec.gov/Archives/edgar/data/1321741/000119312519210950/0001193125-19-210950-index.htm
2019-11-04	10-Q	Quarterly report [Sections 13 or 15(d)]	https://www.sec.gov/Archives/edgar/data/1321741/000119312519283342/0001193125-19-283342-index.htm
2019-11-25	40-17G	Fidelity Bond [Rule 17G-1(g)]	https://www.sec.gov/Archives/edgar/data/1321741/000119312519299391/0001193125-19-299391-index.htm
2019-12-19	497	Definitive materials	https://www.sec.gov/Archives/edgar/data/1321741/000119312519319119/0001193125-19-319119-index.htm
2019-12-19	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000119312519319194/0001193125-19-319194-index.htm
2020-02-04	10-Q	Quarterly report [Sections 13 or 15(d)]	https://www.sec.gov/Archives/edgar/data/1321741/000119312520024218/0001193125-20-024218-index.htm
2020-05-06	PRE 14A	Other preliminary proxy statements	https://www.sec.gov/Archives/edgar/data/1321741/000119312520134946/0001193125-20-134946-index.htm
2020-05-12	10-K	Annual report [Section 13 and 15(d), not S-K Item 405]	https://www.sec.gov/Archives/edgar/data/1321741/000119312520140388/0001193125-20-140388-index.htm
2020-05-15	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000119312520144022/0001193125-20-144022-index.htm
2020-05-21	497	Definitive materials	https://www.sec.gov/Archives/edgar/data/1321741/000119312520148707/0001193125-20-148707-index.htm
2020-05-21	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000119312520148711/0001193125-20-148711-index.htm
2020-05-22	305B2	Filing [Trust Indenture Act]	https://www.sec.gov/Archives/edgar/data/1321741/000119312520150076/0001193125-20-150076-index.htm
2020-05-22	497	Definitive materials	https://www.sec.gov/Archives/edgar/data/1321741/000119312520150085/0001193125-20-150085-index.htm
2020-05-22	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000119312520150098/0001193125-20-150098-index.htm
2020-06-15	DEF 14A	Other definitive proxy statements	https://www.sec.gov/Archives/edgar/data/1321741/000119312520169363/0001193125-20-169363-index.htm
2020-07-10	DEFA14A	Additional definitive proxy soliciting materials and Rule 14(a)(12) material	https://www.sec.gov/Archives/edgar/data/1321741/000119312520191096/0001193125-20-191096-index.htm
2020-07-21	DEFA14A	Additional definitive proxy soliciting materials and Rule 14(a)(12) material	https://www.sec.gov/Archives/edgar/data/1321741/000119312520196295/0001193125-20-196295-index.htm
2020-07-28	10-Q	Quarterly report [Sections 13 or 15(d)]	https://www.sec.gov/Archives/edgar/data/1321741/000119312520200964/0001193125-20-200964-index.htm
2020-07-31	497AD	Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]	https://www.sec.gov/Archives/edgar/data/1321741/000119312520206449/0001193125-20-206449-index.htm
2020-07-31	497AD	Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]	https://www.sec.gov/Archives/edgar/data/1321741/000119312520206458/0001193125-20-206458-index.htm
2020-08-06	DEFA14A	Additional definitive proxy soliciting materials and Rule 14(a)(12) material	https://www.sec.gov/Archives/edgar/data/1321741/000119312520211875/0001193125-20-211875-index.htm
2020-08-11	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000119312520216368/0001193125-20-216368-index.htm
2020-08-21	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000119312520227007/0001193125-20-227007-index.htm
2020-09-14	497AD	Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]	https://www.sec.gov/Archives/edgar/data/1321741/000119312520244301/0001193125-20-244301-index.htm
2020-10-13	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000119312520268502/0001193125-20-268502-index.htm
2020-11-03	10-Q	Quarterly report [Sections 13 or 15(d)]	https://www.sec.gov/Archives/edgar/data/1321741/000119312520284768/0001193125-20-284768-index.htm
2020-11-03	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1321741/000119312520284786/0001193125-20-284786-index.htm
2018-08-23	CERT	Certification	https://www.sec.gov/Archives/edgar/data/1321741/000135445718000325/0001354457-18-000325-index.htm
2018-08-30	25-NSE	Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or ret	https://www.sec.gov/Archives/edgar/data/1321741/000135445718000331/0001354457-18-000331-index.htm
2018-03-06	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1321741/000147524618000032/0001475246-18-000032-index.htm
2018-06-12	4/A	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1321741/000147524618000048/0001475246-18-000048-index.htm
2018-11-09	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1321741/000147524618000066/0001475246-18-000066-index.htm
2018-11-13	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1321741/000147524618000068/0001475246-18-000068-index.htm
2018-12-12	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1321741/000147524618000078/0001475246-18-000078-index.htm
2019-06-06	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1321741/000147524619000014/0001475246-19-000014-index.htm
2019-08-15	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1321741/000147524619000021/0001475246-19-000021-index.htm
2019-08-19	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1321741/000147524619000025/0001475246-19-000025-index.htm
2019-09-11	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1321741/000147524619000027/0001475246-19-000027-index.htm
2019-09-16	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1321741/000147524619000031/0001475246-19-000031-index.htm
2020-03-03	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1321741/000147524620000016/0001475246-20-000016-index.htm
2020-03-13	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1321741/000147524620000020/0001475246-20-000020-index.htm
2020-03-16	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1321741/000147524620000036/0001475246-20-000036-index.htm
2020-03-16	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1321741/000147524620000042/0001475246-20-000042-index.htm
2020-03-19	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1321741/000147524620000052/0001475246-20-000052-index.htm
2020-03-19	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1321741/000147524620000054/0001475246-20-000054-index.htm
2020-03-20	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1321741/000147524620000056/0001475246-20-000056-index.htm
2020-03-23	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1321741/000147524620000062/0001475246-20-000062-index.htm
2020-03-24	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1321741/000147524620000064/0001475246-20-000064-index.htm
2020-03-24	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1321741/000147524620000066/0001475246-20-000066-index.htm
2018-07-13	EFFECT	Notice of Effectiveness	https://www.sec.gov/Archives/edgar/data/1321741/999999999518001791/9999999995-18-001791-index.htm
2019-07-24	EFFECT	Notice of Effectiveness	https://www.sec.gov/Archives/edgar/data/1321741/999999999519001673/9999999995-19-001673-index.htm

Gladstone Investment Corporation (GAIN) Insider Transactions:

Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Gladstone Investment Corporation (GAIN). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.
Insider Ownership: 222%
Institutional Ownership: 1408%

Transaction Date	Insider Name	Insider Title	Type	Shares Number	Shares Price	Total Transaction	Shares Held After Transaction	Link
2020-03-02	DAVID A R DULLUM	President	Buy	3,300.00	11.86	39,138.00	100,916.00	https://www.sec.gov/Archives/edgar/data/1321741/000147524620000016/0001475246-20-000016-index.htm
2020-03-11	DAVID A R DULLUM	President	Buy	10,000.00	10.49	104,900.00	110,916.00	https://www.sec.gov/Archives/edgar/data/1321741/000147524620000020/0001475246-20-000020-index.htm
2020-03-18	TERRY LEE BRUBAKER	Chief Operating Officer	Buy	2,500.00	7.35	18,375.00	11,233.00	https://www.sec.gov/Archives/edgar/data/1321741/000147524620000052/0001475246-20-000052-index.htm
2020-03-12	DAVID A R DULLUM	President	Buy	5,000.00	8.99	44,950.00	115,916.00	https://www.sec.gov/Archives/edgar/data/1321741/000147524620000042/0001475246-20-000042-index.htm
2020-03-18	DAVID A R DULLUM	President	Buy	8,000.00	7.20	57,600.00	123,916.00	https://www.sec.gov/Archives/edgar/data/1321741/000147524620000054/0001475246-20-000054-index.htm
2020-03-23	DAVID A R DULLUM	President	Buy	2,500.00	6.80	17,000.00	126,416.00	https://www.sec.gov/Archives/edgar/data/1321741/000147524620000066/0001475246-20-000066-index.htm
2020-03-19	TERRY LEE BRUBAKER	Chief Operating Officer	Buy	2,500.00	6.73	16,825.00	13,733.00	https://www.sec.gov/Archives/edgar/data/1321741/000147524620000056/0001475246-20-000056-index.htm
2018-11-08	JULIA RYAN	Chief Financial Officer	Buy	1,500.00	9.98	14,970.00	1,500.00	https://www.sec.gov/Archives/edgar/data/1321741/000147524618000066/0001475246-18-000066-index.htm
2019-08-14	TERRY LEE BRUBAKER	Chief Operating Officer	Sell	21,501.73	11.38	244,689.66	30,234.73	https://www.sec.gov/Archives/edgar/data/1321741/000147524619000021/0001475246-19-000021-index.htm
2020-03-20	JULIA RYAN	Chief Financial Officer	Buy	2,500.00	8.18	20,437.50	4,000.00	https://www.sec.gov/Archives/edgar/data/1321741/000147524620000062/0001475246-20-000062-index.htm
2019-09-09	DAVID GLADSTONE	CEO	Buy	20,581.00	11.99	246,766.19	666,554.00	https://www.sec.gov/Archives/edgar/data/1321741/000147524619000027/0001475246-19-000027-index.htm
2018-03-05	DAVID A R DULLUM	President	Buy	5,000.00	9.56	47,800.00	86,216.00	https://www.sec.gov/Archives/edgar/data/1321741/000147524618000032/0001475246-18-000032-index.htm
2019-08-16	TERRY LEE BRUBAKER	Chief Operating Officer	Sell	21,501.73	11.52	247,699.91	8,733.00	https://www.sec.gov/Archives/edgar/data/1321741/000147524619000025/0001475246-19-000025-index.htm
2020-03-16	Michael LiCalsi	General Counsel and Secretary	Buy	1,000.00	8.73	8,734.80	9,144.00	https://www.sec.gov/Archives/edgar/data/1321741/000147524620000036/0001475246-20-000036-index.htm
2018-11-08	DAVID A R DULLUM	President	Buy	5,600.00	9.94	55,664.00	91,816.00	https://www.sec.gov/Archives/edgar/data/1321741/000147524618000068/0001475246-18-000068-index.htm
2018-12-12	DAVID A R DULLUM	President	Buy	1,400.00	9.90	13,860.00	93,216.00	https://www.sec.gov/Archives/edgar/data/1321741/000147524618000078/0001475246-18-000078-index.htm
2019-06-04	DAVID A R DULLUM	President	Buy	2,000.00	11.10	22,200.00	95,216.00	https://www.sec.gov/Archives/edgar/data/1321741/000147524619000014/0001475246-19-000014-index.htm
2019-09-13	DAVID A R DULLUM	President	Buy	2,400.00	12.44	29,856.00	97,616.00	https://www.sec.gov/Archives/edgar/data/1321741/000147524619000031/0001475246-19-000031-index.htm

Gladstone Investment Corporation

(NASDAQ:GAIN)