Gladstone Investment Corporation

(NASDAQ:GAIN)

Latest On Gladstone Investment Corporation (GAIN):

Date/Time Type Description Signal Details
2024-08-21 05:45 ESTDividendA dividend of $0.08 has been announced on Jul 9, 2024. It will be paid Aug 30, 2024 with an ex-dividend date of Aug 21, 2024.Neutral
2024-07-22 05:45 ESTDividendA dividend of $0.08 has been announced on Jul 9, 2024. It will be paid Jul 31, 2024 with an ex-dividend date of Jul 22, 2024.Neutral
2024-06-18 05:45 ESTDividendA dividend of $0.08 has been announced on Apr 9, 2024. It will be paid Jun 28, 2024 with an ex-dividend date of Jun 18, 2024.Neutral
2024-05-16 05:46 ESTDividendA dividend of $0.08 has been announced on Apr 9, 2024. It will be paid May 31, 2024 with an ex-dividend date of May 16, 2024.Neutral
2024-04-18 05:45 ESTDividendA dividend of $0.08 has been announced on Apr 9, 2024. It will be paid Apr 30, 2024 with an ex-dividend date of Apr 18, 2024.Neutral
2024-03-20 05:45 ESTDividendA dividend of $0.08 has been announced on Jan 9, 2024. It will be paid Mar 29, 2024 with an ex-dividend date of Mar 20, 2024.Neutral
2024-02-20 04:51 ESTDividendA dividend of $0.08 has been announced on Jan 9, 2024. It will be paid Feb 29, 2024 with an ex-dividend date of Feb 20, 2024.Neutral
2024-01-22 04:46 ESTDividendA dividend of $0.08 has been announced on Jan 9, 2024. It will be paid Jan 31, 2024 with an ex-dividend date of Jan 22, 2024.Neutral
2023-12-15 04:45 ESTDividendA dividend of $0.08 has been announced on Oct 10, 2023. It will be paid Dec 29, 2023 with an ex-dividend date of Dec 15, 2023.Neutral
2023-12-04 04:45 ESTDividendA dividend of $0.88 has been announced on Oct 23, 2023. It will be paid Dec 15, 2023 with an ex-dividend date of Dec 4, 2023.Neutral
2023-11-17 04:45 ESTDividendA dividend of $0.08 has been announced on Oct 10, 2023. It will be paid Nov 30, 2023 with an ex-dividend date of Nov 17, 2023.Neutral
2023-11-06 04:45 ESTDividendA dividend of $0.12 has been announced on Nov 30, -0001. It will be paid Nov 17, 2023 with an ex-dividend date of Nov 6, 2023.Neutral
2023-10-19 05:45 ESTDividendA dividend of $0.08 has been announced on Oct 10, 2023. It will be paid Oct 31, 2023 with an ex-dividend date of Oct 19, 2023.Neutral
2023-09-20 05:45 ESTDividendA dividend of $0.08 has been announced on Jul 11, 2023. It will be paid Sep 29, 2023 with an ex-dividend date of Sep 20, 2023.Neutral
2023-09-06 05:45 ESTDividendA dividend of $0.12 has been announced on Jul 11, 2023. It will be paid Sep 15, 2023 with an ex-dividend date of Sep 6, 2023.Neutral
2023-08-22 05:45 ESTDividendA dividend of $0.08 has been announced on Jul 11, 2023. It will be paid Aug 31, 2023 with an ex-dividend date of Aug 22, 2023.Neutral
2023-07-20 05:46 ESTDividendA dividend of $0.08 has been announced on Jul 11, 2023. It will be paid Jul 31, 2023 with an ex-dividend date of Jul 20, 2023.Neutral
2023-06-20 05:45 ESTDividendA dividend of $0.08 has been announced on Apr 11, 2023. It will be paid Jun 30, 2023 with an ex-dividend date of Jun 20, 2023.Neutral
2023-06-02 05:45 ESTDividendA dividend of $0.12 has been announced on Apr 11, 2023. It will be paid Jun 15, 2023 with an ex-dividend date of Jun 2, 2023.Neutral
2023-05-24 02:43 ESTNewsGladstone Investment prices $65M notes offeringN/A
2023-05-23 12:41 ESTNewsGladstone Investment plans to issue notes due 2028N/A
2023-05-22 22:05 ESTNewsGladstone Investment acquires Home Concepts Holdings, terms not disclosedN/A
2023-05-22 05:45 ESTDividendA dividend of $0.08 has been announced on Apr 11, 2023. It will be paid May 31, 2023 with an ex-dividend date of May 22, 2023.Neutral
2023-05-11 19:59 ESTNewsGladstone Investment (GAIN) Q4 2023 Earnings Call TranscriptN/A
2023-05-11 05:00 ESTNewsGladstone Investment NII of $0.26 misses by $0.01, Total investment income of $19.86M misses by $0.55MN/A
2023-05-10 02:57 ESTNewsGladstone Investment FQ4 2023 Earnings PreviewN/A
2023-04-20 05:45 ESTDividendA dividend of $0.08 has been announced on Apr 11, 2023. It will be paid Apr 28, 2023 with an ex-dividend date of Apr 20, 2023.Neutral
2023-03-16 05:46 ESTDividendA dividend of $0.08 has been announced on Jan 10, 2023. It will be paid Mar 31, 2023 with an ex-dividend date of Mar 16, 2023.Neutral
2023-03-02 04:46 ESTDividendA dividend of $0.24 has been announced on Jan 10, 2023. It will be paid Mar 15, 2023 with an ex-dividend date of Mar 2, 2023.Neutral
2023-02-16 04:45 ESTDividendA dividend of $0.08 has been announced on Jan 10, 2023. It will be paid Feb 28, 2023 with an ex-dividend date of Feb 16, 2023.Neutral
2023-02-02 19:08 ESTNewsGladstone Investment Corporation (GAIN) Q3 2023 Earnings Call TranscriptN/A
2023-02-02 05:18 ESTNewsGladstone Investment stock rises 2% postmarket on Q3 earnings beatN/A
2023-02-01 16:55 ESTNewsGladstone Investment Non-GAAP NII of $0.30 beats by $0.04, Total investment income of $21.59M beats by $1.6MN/A
2023-01-19 04:45 ESTDividendA dividend of $0.08 has been announced on Jan 10, 2023. It will be paid Jan 31, 2023 with an ex-dividend date of Jan 19, 2023.Neutral
2023-01-10 22:40 ESTNewsGladstone Investment declares $0.08 dividendN/A
2022-12-19 04:45 ESTDividendA dividend of $0.08 has been announced on Oct 11, 2022. It will be paid Dec 30, 2022 with an ex-dividend date of Dec 19, 2022.Neutral
2022-12-05 04:45 ESTDividendA dividend of $0.12 has been announced on Oct 11, 2022. It will be paid Dec 15, 2022 with an ex-dividend date of Dec 5, 2022.Neutral
2022-11-25 15:01 ESTNewsWhy You Should Avoid 7.8% Yielding Gladstone InvestmentN/A
2022-11-17 04:46 ESTDividendA dividend of $0.08 has been announced on Oct 11, 2022. It will be paid Nov 30, 2022 with an ex-dividend date of Nov 17, 2022.Neutral
2022-11-02 17:33 ESTNewsGladstone Investment Corporation (GAIN) Q2 2023 Earnings Call TranscriptN/A
2022-11-02 01:53 ESTNewsGladstone Investment Adjusted NII of $0.29 beats by $0.06, TII of $20.8M beats by $2.75MN/A
2022-11-02 01:53 ESTNewsGladstone Investment stock advances after fiscal Q2 results top estimatesN/A
2022-10-31 18:18 ESTNewsGladstone Investment Q3 2023 Earnings PreviewN/A
2022-10-20 05:46 ESTDividendA dividend of $0.08 has been announced on Oct 11, 2022. It will be paid Oct 31, 2022 with an ex-dividend date of Oct 20, 2022.Neutral
2022-10-17 15:16 ESTNewsGladstone Investment: 8.8% Covered Yield, 0.91x BV, Just Raised DividendsN/A
2022-10-12 05:27 ESTNewsGladstone Investment raises monthly dividend by 6.7% to $0.08/shareN/A
2022-09-21 05:45 ESTDividendA dividend of $0.08 has been announced on Jul 12, 2022. It will be paid Sep 30, 2022 with an ex-dividend date of Sep 21, 2022.Neutral
2022-09-07 02:01 ESTNewsGladstone Investment And Horizon: 2 BDCs Providing Investors Regular IncomeN/A
2022-08-22 05:45 ESTDividendA dividend of $0.08 has been announced on Jul 12, 2022. It will be paid Aug 31, 2022 with an ex-dividend date of Aug 22, 2022.Neutral
2022-08-09 02:46 ESTNewsGladstone Investment's Secret Of Success: Management IntegrityN/A

About Gladstone Investment Corporation (GAIN):

Gladstone Investment Corporation is a private equity fund specializing in lower middle market, acquisitions, mature stage, buyouts; recapitalizations; refinancing existing debt; senior debt securities such as senior loans, senior term loans, lines of credit, and senior notes; senior subordinated debt securities such as senior subordinated loans and senior subordinated notes; junior subordinated debt securities such as subordinated notes and mezzanine loans; limited liability company interests, and warrants or options. The fund does not invest in start-ups. The fund seek to invest in manufacturing, consumer products and business services/ distribution sector. It seeks to invest in small and mid-sized companies based in the United States. The fund prefers to make debt investments between $5 million and $30 million and equity investments between $10 million and $40 million in companies. The fund seeks to invest in companies with sales between $20 million and $100 million. The fund invest in companies with EBITDA from $3 million to $20 million. It seeks minority equity ownership and prefers to hold a board seat in its portfolio companies. It also prefers to take majority stake in its portfolio companies. The fund typically holds its investments for seven years and exits via sale or recapitalization, initial public offering, or sale to third party.

GAIN Quotes by TradingView

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General

  • Name Gladstone Investment Corporation
  • Symbol GAIN
  • Type Common Stock
  • Exchange NASDAQ
  • Currency USD
  • Country USA
  • SectorFinancial Services
  • IndustryAsset Management
  • Fiscal Year EndMarch
  • IPO Date2005-06-23
  • Gic SectorFinancials
  • Gic GroupDiversified Financials
  • Gic IndustryCapital Markets
  • Gic SubIndustryAsset Management & Custody Banks
  • Web URLhttp://www.gladstoneinvestment.com
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Valuation

  • Trailing PE 10.63
  • Forward PE 16.39
  • Price/Sales (Trailing 12 Mt.) 65.06
  • Price/Book (Most Recent Quarter) 1.11
  • Enterprise Value Revenue 69.14
  • Enterprise Value EBITDA 3.73
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Financials

  • Most Recent Quarter 2020-12-31
  • Current Year EPS Estimate $0.67
  • Next Year EPS Estimate $0.75
  • Next Quarter EPS Estimate $0.15
  • Profit Margin -30%
  • Operating Margin 64%
  • Return on Assets 3%
  • Return on Equity -4%
  • Revenue 51.9 million
  • Earnings Per Share $1.10
  • Revenue Per Share $1.57
  • Gross Profit 61.92 million
  • Quarterly Earnings Growth 8.6%
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Highlights

  • Market Capitalization 417.66 million
  • PEG Ratio 2
  • Analyst Target Price $11.33
  • Book Value Per Share $11.11
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Share Statistics

  • Shares Outstanding 33.21 million
  • % Held by Insiders 222%
  • % Held by Institutions 14.08%
  • Shares Short 393721
  • Shares Short Prior Month 438112
  • Short Ratio 2.09
  • Short % of Float 1%
  • Short % of Shares Outstanding 1%
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Technicals

  • Beta 1.46
  • 52 Week High $12.71
  • 52 Week Low $5.95
  • 50 Day Moving Average 11.75
  • 200 Day Moving Average 10.15
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Dividends

  • Forward Annual Dividend Rate $0.84
  • Forward Annual Dividend Yield 6.7%
  • Dividend Date 2021-03-31
  • ExDividend Date 2021-03-17
  • Dividend Per Share $0.84
  • Dividend Yield 6.81%
View More

Gladstone Investment Corporation (GAIN) Dividend Calendar:

Gladstone Investment Corporation pays an annual dividend of $0.84 per share, with a dividend yield of 6.81%.
GAIN's last dividend payment was made to shareholders on March 31, 2021.

Ex-Dividend Date Payment Date Record Date Declared Date Amount

Gladstone Investment Corporation (GAIN) Earnings History:

Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.


Quarter Date Report Date Actual Revenue Reported EPS EPS Estimate Deviation from Estimate
2020-12-312021-02-02$N/A$0.46$0.15200.07%
2020-09-302020-11-03$N/A$0.20$0.1536.33%
2020-06-302020-07-28$N/A$0.13$0.02678.44%
2020-03-312020-05-12$-25292000-$1.15$0.21-654.22%
2019-12-312020-02-04$16 million$0.41$0.2198.36%
2019-09-302019-11-04$16.64 million$0.34$0.2067.24%
2019-06-302019-07-31$17.31 million$0.18$0.21-12.92%
2019-03-312019-05-13$16.1 million$0.06$0.19-68.96%
2018-12-312019-02-05$14.97 million$0.50$0.19167.81%
2018-09-302018-11-05$13.09 million$0.93$0.20372.8%
2018-06-302018-08-01$15.5 million$0.99$0.19421.05%
2018-03-312018-05-15$15.42 million$0.67$0.19252.63%
2017-12-312018-02-06$16.18 million$0.53$0.18194.44%
2017-09-302017-11-01$13.13 million$0.42$0.17143.48%
2017-06-302017-08-01$13.62 million$0.26$0.1842.47%
2017-03-312017-05-15$12.36 million$0.30$0.1774.55%
2016-12-312017-02-06$13.37 million$0.36$0.18101.06%
2016-09-302016-11-02$11.74 million$-0.00$0.18-101.86%
2016-06-302016-08-01$14.39 million$0.81$0.18356.34%
2016-03-312016-05-17$12.44 million$0.74$0.19294.13%
2015-12-312016-02-03$12.07 million-$0.20$0.19-205.89%
2015-09-302015-10-28$13.74 million$0.20$0.1811.11%
2015-06-302015-08-04$12.71 million$0.17$0.19-10.53%
2015-03-312015-05-20$11.17 million$0.19$0.190%
2014-12-312015-02-04$11.56 million$0.22$0.1915.79%
2014-09-302014-10-28$9.07 million$0.16$0.18-11.11%
2014-06-302014-07-28$9.84 million$0.18$0.180%
2014-03-312014-05-13$8.81 million$0.18$0.175.88%
2013-12-312014-02-04$8.7 million$0.17$0.170%
2013-09-302013-11-06$11.36 million$0.24$0.1833.33%
2013-06-302013-07-29$7.4 million$0.15$0.150%
2013-03-312013-05-14$10.48 million$0.22$0.1546.67%
2012-12-312013-01-28$7.18 million$0.15$0.150%
2012-09-302012-10-29$6.97 million$0.16$0.160%
2012-06-302012-07-30$5.91 million$0.15$0.150%
2012-03-312012-05-21$5.78 million$0.16$0.160%
2011-12-312012-02-01$5.17 million$0.16$0.156.67%
2011-09-302011-11-02$5.04 million$0.15$0.1315.38%
2011-06-302011-08-01$5.26 million$0.16$0.1323.08%
2011-03-312011-05-23$3.78 million$0.09$0.12-25%
2010-12-312011-01-31$10.74 million$0.34$0.11209.09%
2010-09-302010-11-02$4.3 million$0.11$0.1010%
2010-06-302010-08-02$7.25 million$0.19$0.1258.33%
2010-03-312010-05-24$4.75 million$0.12$0.120%
2009-12-312010-02-08$5.92 million$0.14$0.15-6.67%
2009-09-302009-11-03$4.94 million$0.11$0.110%
2009-06-302009-08-04$5.17 million$0.11$0.12-8.33%
2009-03-312009-06-01$5.96 million$0.14$0.16-12.5%
2008-12-312009-02-02$7 million$0.16$0.1414.29%
2008-09-302008-11-04$6.82 million$0.17$0.166.25%
2008-06-302008-08-06$6.04 million$0.15$0.19-21.05%
2008-03-312008-05-21$6.89 million$0.21$0.22-4.55%
2007-12-312008-01-31$7.54 million$0.23$0.1921.05%
2007-09-302007-10-31$7.16 million$0.18$0.19-5.26%
2007-06-302007-08-01$6.3 million$0.17$0.20-15%
2007-03-312007-05-31$4.89 million$0.17$0.22-22.73%
2006-12-312007-02-05$4.3 million$0.18$0.20-10%
2006-09-302006-11-01$4.21 million$0.17$0.21-19.05%
2006-06-302006-08-02$3.86 million$0.16$0.20-20%
2006-03-312006-06-13$N/A$0.16$0.160%
2005-12-312006-02-08$N/A$0.11$0.12-8.33%
2005-09-302005-11-09$N/A$0.09$0.0728.57%
2005-06-302005-08-10$0.00-$0.14101%

Gladstone Investment Corporation (GAIN) Company Financial Statements:

Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.

Income Statement:
Date
Research Development
Income Before Tax
Selling General Administrative
Gross Profit
Ebit
Operating Income
Income Tax Expense
Total Revenue
Cost of Revenue
Total Other Income Expense Net
Net Income From Continuing Operations
Net Income Applicable to Common Shares
Cash Flow:
Date
Investments
Change to Liabilities
Total Cash Flow from Investing Activities
Net Borrowings
Total Cash Flow from Financial Activities
Change to Operating Activities
Change in Cash
Total Cash from Operating Activities
Depreciation
Other Cash Flow from Investing Activities
Change to Inventory
Change to Account Receivables
Other Cash Flow from Financing Activities
Change to Net Income
Capital Expenditures
Balance Sheet:
Date
Total Liabailities
Total Stockholder Equity
Other Current Liabilities
Total Assets
Common Stock
Other Current Assets
Retained Earnings
Other Liabilities
Other Assets
Cash
Total Current Liabilities
Other Stockholder Equity
Property, Plant & Equipment
Total Current Assets
Long Term Investments
Net Tangible Assets
Short Term Investments
Long Term Debt
Inventory
Accounts Payable

Gladstone Investment Corporation (GAIN) Chart:

Gladstone Investment Corporation (GAIN) News:

Below you will find a list of latest news for Gladstone Investment Corporation (GAIN) from major news sources. You can filter the results to only show news from a specific source.

No recent news available

Gladstone Investment Corporation (GAIN) Options:

A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.

Expiration Date Strike Last Price Type Volume Open Interest Implied Volatility In The Money Change Change Percent
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2026-05-15511.54CALL0 0355.74TRUE00
2026-05-157.50CALL0 0206.97TRUE00
2026-05-15106.4CALL0 00TRUE00
2026-05-1512.54.1CALL0 60TRUE00
2026-05-15151.87CALL253 56942.2TRUE0.070.04
2026-05-1517.50.36CALL651 333849.57FALSE0.060.2
2026-05-15200.1CALL28 91168.5FALSE0.040.67
2026-05-1522.51.75CALL0 1142.97FALSE00
2026-05-15250.05CALL0 1174.64FALSE00
2026-05-152.50PUT0 0845.99FALSE00
2026-05-1550PUT0 0567.94FALSE00
2026-05-157.50PUT0 0397.03FALSE00
2026-05-15100PUT0 0238.18FALSE00
2026-05-1512.50PUT0 1148.7FALSE00
2026-05-15150.15PUT1 9860.7FALSE0.150
2026-05-1517.51.35PUT0 26049.16TRUE00
2026-05-15203.7PUT0 287.59TRUE00
2026-05-1522.50PUT0 0107.11TRUE00
2026-05-15250PUT0 0217.12TRUE00
2026-06-182.50CALL0 0349.21TRUE00
2026-06-1850CALL0 0221.64TRUE00
2026-06-187.50CALL0 0169.57TRUE00
2026-06-18100CALL0 0116.8TRUE00
2026-06-1812.50CALL0 051.96TRUE00
2026-06-18151.8CALL0 3090TRUE00
2026-06-1817.50.6CALL140 196036.09FALSE0.10.2
2026-06-18200.15CALL30 44540.01FALSE-0.05-0.25
2026-06-1822.50.05CALL0 2849.47FALSE00
2026-06-18250CALL0 091.64FALSE00
2026-06-18300CALL0 0118.19FALSE00
2026-06-182.50PUT0 0475.18FALSE00
2026-06-1850PUT0 0299.19FALSE00
2026-06-187.50PUT0 0209.24FALSE00
2026-06-18100PUT0 0147.75FALSE00
2026-06-1812.50PUT0 099.49FALSE00
2026-06-18150.35PUT0 346.36FALSE00
2026-06-1817.51.5PUT0 7939.58TRUE00
2026-06-18200PUT0 00TRUE00
2026-06-1822.50PUT0 083.75TRUE00
2026-06-18250PUT0 00TRUE00
2026-06-18300PUT0 0143.27TRUE00
2026-07-172.50CALL0 0260.01TRUE00
2026-07-1750CALL0 1164.22TRUE00
2026-07-177.50CALL0 0127.11TRUE00
2026-07-17106.5CALL0 486.66TRUE00
2026-07-1712.53.58CALL0 2460TRUE00
2026-07-17151.96CALL7 208121.91TRUE0.060.03
2026-07-1717.50.67CALL18 577130.45FALSE0.160.31
2026-07-17200.18CALL0 23934.18FALSE00
2026-07-1722.50CALL0 058.79FALSE00
2026-07-17250.14CALL0 15664.35FALSE00
2026-07-17300CALL0 092.83FALSE00
2026-07-172.50PUT0 0374.14FALSE00
2026-07-1750PUT0 0222.01FALSE00
2026-07-177.50PUT0 0155.1FALSE00
2026-07-17100.2PUT0 6101.12FALSE00
2026-07-1712.50.09PUT1 13744.53FALSE-0.01-0.1
2026-07-17150.59PUT0 31736.71FALSE00
2026-07-1717.50PUT0 12140.71TRUE00
2026-07-17200PUT0 1951.5TRUE00
2026-07-1722.50PUT0 2269.22TRUE00
2026-07-17250PUT0 198.97TRUE00
2026-07-17300PUT0 0101.6TRUE00
2026-10-162.513.8CALL0 50TRUE00
2026-10-1650CALL0 00TRUE00
2026-10-167.58.35CALL0 00TRUE00
2026-10-16106.05CALL0 140TRUE00
2026-10-1612.53.8CALL0 3030TRUE00
2026-10-16152.14CALL22 175820.12TRUE0.140.07
2026-10-1617.50.95CALL34 261326.22FALSE0.050.06
2026-10-16200.4CALL17 133829.11FALSE00
2026-10-1622.50.15CALL0 5231.48FALSE00
2026-10-16250.09CALL0 16138.1FALSE00
2026-10-16300.7CALL0 5062.36FALSE00
2026-10-162.50.03PUT0 1329.35FALSE00
2026-10-1650PUT0 0150.43FALSE00
2026-10-167.50PUT0 0103.48FALSE00
2026-10-16100.1PUT0 2774.13FALSE00
2026-10-1612.50.75PUT0 4244.52FALSE00
2026-10-16150.95PUT3 7341.21FALSE00
2026-10-1617.50PUT0 539.57TRUE00
2026-10-16200PUT0 2443.94TRUE00
2026-10-1622.50PUT0 9059.67TRUE00
2026-10-16250PUT0 1171.91TRUE00
2026-10-16300PUT0 089.45TRUE00

Latest GAIN Trades:

Date Shares Price
Jun 13, 2022 7:59 PM EST4$13.42
Jun 13, 2022 7:59 PM EST100$13.4
Jun 13, 2022 7:59 PM EST200$13.39
Jun 13, 2022 7:59 PM EST5$13.415
Jun 13, 2022 7:59 PM EST33$13.4

Gladstone Investment Corporation (GAIN) SEC Filings:

An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.

Date Form Type Form Name Link
2020-06-15DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1321741/000119312520169363/0001193125-20-169363-index.htm
2018-02-14SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1321741/000091384918000152/0000913849-18-000152-index.htm
2019-02-14SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1321741/000091384919000114/0000913849-19-000114-index.htm
2018-02-14SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1321741/000104870318000027/0001048703-18-000027-index.htm
2018-04-108-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000117184318002619/0001171843-18-002619-index.htm
2018-05-118-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000117184318003861/0001171843-18-003861-index.htm
2018-05-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000117184318003962/0001171843-18-003962-index.htm
2018-07-108-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000117184318005121/0001171843-18-005121-index.htm
2018-08-018-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000117184318005624/0001171843-18-005624-index.htm
2018-10-098-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000117184318006916/0001171843-18-006916-index.htm
2018-11-058-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000117184318007597/0001171843-18-007597-index.htm
2019-01-088-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000117184319000193/0001171843-19-000193-index.htm
2019-02-058-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000117184319000721/0001171843-19-000721-index.htm
2019-04-098-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000117184319002313/0001171843-19-002313-index.htm
2019-05-138-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000117184319003316/0001171843-19-003316-index.htm
2019-07-098-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000117184319004482/0001171843-19-004482-index.htm
2019-07-318-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000117184319005031/0001171843-19-005031-index.htm
2019-08-198-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000117184319005547/0001171843-19-005547-index.htm
2019-10-088-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000117184319006413/0001171843-19-006413-index.htm
2019-11-048-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000117184319007139/0001171843-19-007139-index.htm
2020-01-148-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000117184320000228/0001171843-20-000228-index.htm
2020-02-048-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000117184320000696/0001171843-20-000696-index.htm
2020-04-148-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000117184320002611/0001171843-20-002611-index.htm
2020-05-128-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000117184320003642/0001171843-20-003642-index.htm
2020-07-148-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000117184320004950/0001171843-20-004950-index.htm
2020-07-288-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000117184320005307/0001171843-20-005307-index.htm
2018-02-23497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1321741/000119312518054491/0001193125-18-054491-index.htm
2018-02-23POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1321741/000119312518054571/0001193125-18-054571-index.htm
2018-02-238-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000119312518054876/0001193125-18-054876-index.htm
2018-05-1510-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1321741/000119312518164066/0001193125-18-164066-index.htm
2018-05-16PRE 14AOther preliminary proxy statementshttps://www.sec.gov/Archives/edgar/data/1321741/000119312518165404/0001193125-18-165404-index.htm
2018-06-05N-2Registration statement for closed-end investment companieshttps://www.sec.gov/Archives/edgar/data/1321741/000119312518184443/0001193125-18-184443-index.htm
2018-06-15DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1321741/000119312518194188/0001193125-18-194188-index.htm
2018-06-15CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1321741/000119312518194204/0001193125-18-194204-index.htm
2018-06-26DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1321741/000119312518204043/0001193125-18-204043-index.htm
2018-07-06DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1321741/000119312518213775/0001193125-18-213775-index.htm
2018-07-10CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1321741/000119312518215420/0001193125-18-215420-index.htm
2018-07-11CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1321741/000119312518216112/0001193125-18-216112-index.htm
2018-07-13497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1321741/000119312518217830/0001193125-18-217830-index.htm
2018-07-20DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1321741/000119312518222511/0001193125-18-222511-index.htm
2018-08-0110-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1321741/000119312518234910/0001193125-18-234910-index.htm
2018-08-02DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1321741/000119312518236647/0001193125-18-236647-index.htm
2018-08-098-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000119312518244440/0001193125-18-244440-index.htm
2018-08-14497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1321741/000119312518247982/0001193125-18-247982-index.htm
2018-08-14497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1321741/000119312518247989/0001193125-18-247989-index.htm
2018-08-15497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1321741/000119312518249266/0001193125-18-249266-index.htm
2018-08-15497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1321741/000119312518249270/0001193125-18-249270-index.htm
2018-08-15N-23C-2Notice by closed-end investment companies of intent to purchase their own securitieshttps://www.sec.gov/Archives/edgar/data/1321741/000119312518249272/0001193125-18-249272-index.htm
2018-08-16497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1321741/000119312518249999/0001193125-18-249999-index.htm
2018-08-168-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000119312518250036/0001193125-18-250036-index.htm
2018-08-208-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1321741/000119312518252896/0001193125-18-252896-index.htm
2018-08-20POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1321741/000119312518252904/0001193125-18-252904-index.htm
2018-08-238-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000119312518256368/0001193125-18-256368-index.htm
2018-08-29POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1321741/000119312518262064/0001193125-18-262064-index.htm
2018-08-29497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1321741/000119312518262067/0001193125-18-262067-index.htm
2018-08-318-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000119312518265113/0001193125-18-265113-index.htm
2018-09-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000119312518269240/0001193125-18-269240-index.htm
2018-10-198-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000119312518303034/0001193125-18-303034-index.htm
2018-11-0510-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1321741/000119312518318357/0001193125-18-318357-index.htm
2018-11-2140-17GFidelity Bond [Rule 17G-1(g)]https://www.sec.gov/Archives/edgar/data/1321741/000119312518331981/0001193125-18-331981-index.htm
2019-02-0510-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1321741/000119312519028274/0001193125-19-028274-index.htm
2019-05-10PRE 14AOther preliminary proxy statementshttps://www.sec.gov/Archives/edgar/data/1321741/000119312519144234/0001193125-19-144234-index.htm
2019-05-1310-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1321741/000119312519145332/0001193125-19-145332-index.htm
2019-06-038-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000119312519164087/0001193125-19-164087-index.htm
2019-06-14DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1321741/000119312519173228/0001193125-19-173228-index.htm
2019-06-14N-2Registration statement for closed-end investment companieshttps://www.sec.gov/Archives/edgar/data/1321741/000119312519173657/0001193125-19-173657-index.htm
2019-07-05DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1321741/000119312519189739/0001193125-19-189739-index.htm
2019-07-19DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1321741/000119312519198008/0001193125-19-198008-index.htm
2019-07-23CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1321741/000119312519199495/0001193125-19-199495-index.htm
2019-07-23CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1321741/000119312519199497/0001193125-19-199497-index.htm
2019-07-3110-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1321741/000119312519208786/0001193125-19-208786-index.htm
2019-08-01DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1321741/000119312519210950/0001193125-19-210950-index.htm
2019-11-0410-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1321741/000119312519283342/0001193125-19-283342-index.htm
2019-11-2540-17GFidelity Bond [Rule 17G-1(g)]https://www.sec.gov/Archives/edgar/data/1321741/000119312519299391/0001193125-19-299391-index.htm
2019-12-19497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1321741/000119312519319119/0001193125-19-319119-index.htm
2019-12-198-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000119312519319194/0001193125-19-319194-index.htm
2020-02-0410-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1321741/000119312520024218/0001193125-20-024218-index.htm
2020-05-06PRE 14AOther preliminary proxy statementshttps://www.sec.gov/Archives/edgar/data/1321741/000119312520134946/0001193125-20-134946-index.htm
2020-05-1210-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1321741/000119312520140388/0001193125-20-140388-index.htm
2020-05-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000119312520144022/0001193125-20-144022-index.htm
2020-05-21497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1321741/000119312520148707/0001193125-20-148707-index.htm
2020-05-218-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000119312520148711/0001193125-20-148711-index.htm
2020-05-22305B2Filing [Trust Indenture Act]https://www.sec.gov/Archives/edgar/data/1321741/000119312520150076/0001193125-20-150076-index.htm
2020-05-22497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1321741/000119312520150085/0001193125-20-150085-index.htm
2020-05-228-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000119312520150098/0001193125-20-150098-index.htm
2020-06-15DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1321741/000119312520169363/0001193125-20-169363-index.htm
2020-07-10DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1321741/000119312520191096/0001193125-20-191096-index.htm
2020-07-21DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1321741/000119312520196295/0001193125-20-196295-index.htm
2020-07-2810-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1321741/000119312520200964/0001193125-20-200964-index.htm
2020-07-31497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1321741/000119312520206449/0001193125-20-206449-index.htm
2020-07-31497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1321741/000119312520206458/0001193125-20-206458-index.htm
2020-08-06DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1321741/000119312520211875/0001193125-20-211875-index.htm
2020-08-118-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000119312520216368/0001193125-20-216368-index.htm
2020-08-218-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000119312520227007/0001193125-20-227007-index.htm
2020-09-14497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1321741/000119312520244301/0001193125-20-244301-index.htm
2020-10-138-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000119312520268502/0001193125-20-268502-index.htm
2020-11-0310-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1321741/000119312520284768/0001193125-20-284768-index.htm
2020-11-038-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1321741/000119312520284786/0001193125-20-284786-index.htm
2018-08-23CERTCertificationhttps://www.sec.gov/Archives/edgar/data/1321741/000135445718000325/0001354457-18-000325-index.htm
2018-08-3025-NSENotification filed by national security exchange to report the removal from listing and registration of matured, redeemed or rethttps://www.sec.gov/Archives/edgar/data/1321741/000135445718000331/0001354457-18-000331-index.htm
2018-03-064Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1321741/000147524618000032/0001475246-18-000032-index.htm
2018-06-124/AStatement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1321741/000147524618000048/0001475246-18-000048-index.htm
2018-11-094Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1321741/000147524618000066/0001475246-18-000066-index.htm
2018-11-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1321741/000147524618000068/0001475246-18-000068-index.htm
2018-12-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1321741/000147524618000078/0001475246-18-000078-index.htm
2019-06-064Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1321741/000147524619000014/0001475246-19-000014-index.htm
2019-08-154Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1321741/000147524619000021/0001475246-19-000021-index.htm
2019-08-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1321741/000147524619000025/0001475246-19-000025-index.htm
2019-09-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1321741/000147524619000027/0001475246-19-000027-index.htm
2019-09-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1321741/000147524619000031/0001475246-19-000031-index.htm
2020-03-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1321741/000147524620000016/0001475246-20-000016-index.htm
2020-03-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1321741/000147524620000020/0001475246-20-000020-index.htm
2020-03-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1321741/000147524620000036/0001475246-20-000036-index.htm
2020-03-164Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1321741/000147524620000042/0001475246-20-000042-index.htm
2020-03-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1321741/000147524620000052/0001475246-20-000052-index.htm
2020-03-194Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1321741/000147524620000054/0001475246-20-000054-index.htm
2020-03-204Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1321741/000147524620000056/0001475246-20-000056-index.htm
2020-03-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1321741/000147524620000062/0001475246-20-000062-index.htm
2020-03-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1321741/000147524620000064/0001475246-20-000064-index.htm
2020-03-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1321741/000147524620000066/0001475246-20-000066-index.htm
2018-07-13EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1321741/999999999518001791/9999999995-18-001791-index.htm
2019-07-24EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1321741/999999999519001673/9999999995-19-001673-index.htm

Gladstone Investment Corporation (GAIN) Insider Transactions:

Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Gladstone Investment Corporation (GAIN). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.
Insider Ownership: 222%
Institutional Ownership: 1408%

Transaction Date Insider Name Insider Title Type Shares Number Shares Price Total Transaction Shares Held After Transaction Link
2020-03-02DAVID A R DULLUMPresidentBuy3,300.0011.8639,138.00100,916.00https://www.sec.gov/Archives/edgar/data/1321741/000147524620000016/0001475246-20-000016-index.htm
2020-03-11DAVID A R DULLUMPresidentBuy10,000.0010.49104,900.00110,916.00https://www.sec.gov/Archives/edgar/data/1321741/000147524620000020/0001475246-20-000020-index.htm
2020-03-18TERRY LEE BRUBAKERChief Operating OfficerBuy2,500.007.3518,375.0011,233.00https://www.sec.gov/Archives/edgar/data/1321741/000147524620000052/0001475246-20-000052-index.htm
2020-03-12DAVID A R DULLUMPresidentBuy5,000.008.9944,950.00115,916.00https://www.sec.gov/Archives/edgar/data/1321741/000147524620000042/0001475246-20-000042-index.htm
2020-03-18DAVID A R DULLUMPresidentBuy8,000.007.2057,600.00123,916.00https://www.sec.gov/Archives/edgar/data/1321741/000147524620000054/0001475246-20-000054-index.htm
2020-03-23DAVID A R DULLUMPresidentBuy2,500.006.8017,000.00126,416.00https://www.sec.gov/Archives/edgar/data/1321741/000147524620000066/0001475246-20-000066-index.htm
2020-03-19TERRY LEE BRUBAKERChief Operating OfficerBuy2,500.006.7316,825.0013,733.00https://www.sec.gov/Archives/edgar/data/1321741/000147524620000056/0001475246-20-000056-index.htm
2018-11-08JULIA RYANChief Financial OfficerBuy1,500.009.9814,970.001,500.00https://www.sec.gov/Archives/edgar/data/1321741/000147524618000066/0001475246-18-000066-index.htm
2019-08-14TERRY LEE BRUBAKERChief Operating OfficerSell21,501.7311.38244,689.6630,234.73https://www.sec.gov/Archives/edgar/data/1321741/000147524619000021/0001475246-19-000021-index.htm
2020-03-20JULIA RYANChief Financial OfficerBuy2,500.008.1820,437.504,000.00https://www.sec.gov/Archives/edgar/data/1321741/000147524620000062/0001475246-20-000062-index.htm
2019-09-09DAVID GLADSTONECEOBuy20,581.0011.99246,766.19666,554.00https://www.sec.gov/Archives/edgar/data/1321741/000147524619000027/0001475246-19-000027-index.htm
2018-03-05DAVID A R DULLUMPresidentBuy5,000.009.5647,800.0086,216.00https://www.sec.gov/Archives/edgar/data/1321741/000147524618000032/0001475246-18-000032-index.htm
2019-08-16TERRY LEE BRUBAKERChief Operating OfficerSell21,501.7311.52247,699.918,733.00https://www.sec.gov/Archives/edgar/data/1321741/000147524619000025/0001475246-19-000025-index.htm
2020-03-16Michael LiCalsiGeneral Counsel and SecretaryBuy1,000.008.738,734.809,144.00https://www.sec.gov/Archives/edgar/data/1321741/000147524620000036/0001475246-20-000036-index.htm
2018-11-08DAVID A R DULLUMPresidentBuy5,600.009.9455,664.0091,816.00https://www.sec.gov/Archives/edgar/data/1321741/000147524618000068/0001475246-18-000068-index.htm
2018-12-12DAVID A R DULLUMPresidentBuy1,400.009.9013,860.0093,216.00https://www.sec.gov/Archives/edgar/data/1321741/000147524618000078/0001475246-18-000078-index.htm
2019-06-04DAVID A R DULLUMPresidentBuy2,000.0011.1022,200.0095,216.00https://www.sec.gov/Archives/edgar/data/1321741/000147524619000014/0001475246-19-000014-index.htm
2019-09-13DAVID A R DULLUMPresidentBuy2,400.0012.4429,856.0097,616.00https://www.sec.gov/Archives/edgar/data/1321741/000147524619000031/0001475246-19-000031-index.htm