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Latest On Stellus Capital Investment Corporation (SCM):

Updated on: March 18, 2021

Date/Time	Type	Description	Signal
2024-03-27 05:55 EST	Dividend	A dividend of $0.13 has been announced on Jan 13, 2024. It will be paid Apr 15, 2024 with an ex-dividend date of Mar 27, 2024.	Neutral
2024-02-28 05:09 EST	Dividend	A dividend of $0.13 has been announced on Jan 13, 2024. It will be paid Mar 15, 2024 with an ex-dividend date of Feb 28, 2024.	Neutral
2024-01-30 04:53 EST	Dividend	A dividend of $0.13 has been announced on Jan 13, 2024. It will be paid Feb 15, 2024 with an ex-dividend date of Jan 30, 2024.	Neutral
2023-12-15 04:52 EST	Dividend	A dividend of $0.13 has been announced on Oct 5, 2023. It will be paid Dec 29, 2023 with an ex-dividend date of Dec 15, 2023.	Neutral
2023-11-29 04:53 EST	Dividend	A dividend of $0.13 has been announced on Oct 5, 2023. It will be paid Dec 15, 2023 with an ex-dividend date of Nov 29, 2023.	Neutral
2023-10-30 05:52 EST	Dividend	A dividend of $0.13 has been announced on Oct 5, 2023. It will be paid Nov 15, 2023 with an ex-dividend date of Oct 30, 2023.	Neutral
2023-09-28 05:54 EST	Dividend	A dividend of $0.13 has been announced on Jul 14, 2023. It will be paid Oct 13, 2023 with an ex-dividend date of Sep 28, 2023.	Neutral
2023-08-30 05:53 EST	Dividend	A dividend of $0.13 has been announced on Jul 14, 2023. It will be paid Sep 15, 2023 with an ex-dividend date of Aug 30, 2023.	Neutral
2023-07-28 05:53 EST	Dividend	A dividend of $0.13 has been announced on Jul 17, 2023. It will be paid Aug 15, 2023 with an ex-dividend date of Jul 28, 2023.	Neutral
2023-06-29 05:54 EST	Dividend	A dividend of $0.13 has been announced on Apr 19, 2023. It will be paid Jul 14, 2023 with an ex-dividend date of Jun 29, 2023.	Neutral
2023-05-30 05:53 EST	Dividend	A dividend of $0.13 has been announced on Apr 19, 2023. It will be paid Jun 15, 2023 with an ex-dividend date of May 30, 2023.	Neutral
2023-05-29 14:37 EST	News	Stellus Capital: A Growing 11.5% Yield Paid Monthly	N/A
2023-05-26 16:09 EST	News	Stellus Capital Investment goes ex dividend on Tuesday	N/A
2023-05-10 20:15 EST	News	Stellus Capital Investment Corporation (SCM) Q1 2023 Earnings Call Transcript	N/A
2023-05-09 17:58 EST	News	Stellus Capital Investment Non-GAAP NII of $0.45 beats by $0.01, Total Investment Income of $24.08M beats by $0.45M	N/A
2023-05-09 03:59 EST	News	Stellus Capital Investment Q1 2023 Earnings Preview	N/A
2023-04-28 05:52 EST	Dividend	A dividend of $0.13 has been announced on Apr 19, 2023. It will be paid May 15, 2023 with an ex-dividend date of Apr 28, 2023.	Neutral
2023-04-20 02:20 EST	News	Stellus Capital Investment declares $0.1333 dividend	N/A
2023-03-31 10:03 EST	News	Stellus Capital: Thanks To Market Volatility, An 11.5% Yield Is Available	N/A
2023-03-30 05:58 EST	Dividend	A dividend of $0.13 has been announced on Jan 11, 2023. It will be paid Apr 14, 2023 with an ex-dividend date of Mar 30, 2023.	Neutral
2023-03-02 21:29 EST	News	Stellus Capital cut to Market Perform at RayJay as stock is fairly valued	N/A
2023-03-01 16:04 EST	News	Stellus Capital Investment Corporation (SCM) Q4 2022 Earnings Call Transcript	N/A
2023-03-01 00:59 EST	News	Stellus Capital Investment Non-GAAP NII of $1.38 beats by $0.05, total investment income of $75.11M beats by $1.79M	N/A
2023-02-27 19:23 EST	News	Stellus Capital Investment Q4 2022 Earnings Preview	N/A
2023-02-27 04:53 EST	Dividend	A dividend of $0.13 has been announced on Jan 11, 2023. It will be paid Mar 15, 2023 with an ex-dividend date of Feb 27, 2023.	Neutral
2023-01-30 04:52 EST	Dividend	A dividend of $0.13 has been announced on Jan 11, 2023. It will be paid Feb 15, 2023 with an ex-dividend date of Jan 30, 2023.	Neutral
2023-01-12 14:00 EST	News	Stellus Capital Investment raises monthly dividend by 43% to $0.1333.	N/A
2022-12-15 04:53 EST	Dividend	A dividend of $0.02 has been announced on Oct 4, 2022. It will be paid Dec 29, 2022 with an ex-dividend date of Dec 15, 2022.	Neutral
2022-12-08 13:27 EST	News	10%-Yielding Stellus Capital: Take Advantage Of Market Turbulence	N/A
2022-11-30 05:48 EST	News	High Yield Income: Secure Stellus Capital's 8.4% Yield	N/A
2022-11-29 04:53 EST	Dividend	A dividend of $0.09 has been announced on Oct 4, 2022. It will be paid Dec 15, 2022 with an ex-dividend date of Nov 29, 2022.	Neutral
2022-11-05 01:22 EST	News	Stellus Capital Investment Corporation (SCM) Q3 2022 Earnings Call Transcript	N/A
2022-11-04 08:01 EST	News	Stellus Capital Investment GAAP NII of $0.37 beats by $0.08, TII of $20.14M beats by $2.55M	N/A
2022-11-02 22:49 EST	News	Stellus Capital Investment Q3 2022 Earnings Preview	N/A
2022-10-28 05:53 EST	Dividend	A dividend of $0.02 has been announced on Oct 4, 2022. It will be paid Nov 15, 2022 with an ex-dividend date of Oct 28, 2022.	Neutral
2022-10-05 11:19 EST	News	Stellus Capital Investment declares $0.0933 dividend; additional dividend of $0.02	N/A
2022-09-29 05:54 EST	Dividend	A dividend of $0.09 has been announced on Jul 13, 2022. It will be paid Oct 14, 2022 with an ex-dividend date of Sep 29, 2022.	Neutral
2022-09-22 23:05 EST	News	Stellus Capital: Another Chance At Buying This 8.6% Yielding BDC	N/A
2022-09-20 21:53 EST	News	Stellus Capital: Bank A Cool 10.4% Yield From This BDC	N/A
2022-08-30 05:53 EST	Dividend	A dividend of $0.09 has been announced on Jul 13, 2022. It will be paid Sep 15, 2022 with an ex-dividend date of Aug 30, 2022.	Neutral
2022-08-08 07:03 EST	News	Stellus Capital Investment Corporation (SCM) CEO Robert Ladd on Q2 2022 Results - Earnings Call Transcript	N/A
2022-08-04 01:35 EST	News	Stellus Capital Investment NII of $0.32 beats by $0.03, Total investment income of $16.11M misses by $0.28M	N/A
2022-08-02 20:36 EST	News	Stellus Capital Investment Q2 2022 Earnings Preview	N/A
2022-07-28 05:52 EST	Dividend	A dividend of $0.09 has been announced on Jul 13, 2022. It will be paid Aug 15, 2022 with an ex-dividend date of Jul 28, 2022.	Neutral
2022-07-14 10:36 EST	News	Stellus Capital Investment declares $0.0933 dividend, additional dividend of $0.02	N/A
2022-07-07 18:16 EST	News	Stellus Capital Investment: A Top Monthly-Paying BDC Gem With A 9.8% Yield	N/A
2022-07-02 21:22 EST	News	Stellus Capital: 12% Yield, Good Things Come In Small Packages	N/A
2022-06-29 05:53 EST	Dividend	A dividend of $0.09 has been announced on Apr 19, 2022. It will be paid Jul 15, 2022 with an ex-dividend date of Jun 29, 2022.	Neutral
2022-05-26 05:52 EST	Dividend	A dividend of $0.09 has been announced on Apr 19, 2022. It will be paid Jun 15, 2022 with an ex-dividend date of May 26, 2022.	Neutral
2022-05-13 00:27 EST	News	Stellus Capital Investment Corporation (SCM) CEO Robert Ladd on Q1 2022 Results - Earnings Call Transcript	N/A

About Stellus Capital Investment Corporation (SCM):

Stellus Capital Investment Corporation is a business development company specializing in investments in private middle-market companies. It invests through first lien, second lien, unitranche, and mezzanine debt financing, often with a corresponding equity investment. The fund prefers to invest in US and Canada. The fund seeks to invest in companies with an EBITDA between $5 million and $50 million.

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General

Name Stellus Capital Investment Corporation
Symbol SCM
Type Common Stock
Exchange NYSE
Currency USD
Country USA
SectorFinancial Services
IndustryAsset Management
Last Split Factor10043:1000
Last Split Date2014-01-13
Fiscal Year EndDecember
IPO Date2012-11-08
Gic SectorFinancials
Gic GroupDiversified Financials
Gic IndustryCapital Markets
Gic SubIndustryAsset Management & Custody Banks
Web URLhttp://www.stelluscapital.com/public-investors/inv

Valuation

Trailing PE 11.55
Forward PE 11.7
Price/Sales (Trailing 12 Mt.) 9.46
Price/Book (Most Recent Quarter) 0.9
Enterprise Value Revenue 19.44
Enterprise Value EBITDA 11.75

Financials

Most Recent Quarter 2020-12-31
Current Year EPS Estimate $1.12
Next Year EPS Estimate $1.15
Next Quarter EPS Estimate $0.26
Profit Margin 36%
Operating Margin 68%
Return on Assets 4%
Return on Equity 7%
Revenue 56.66 million
Earnings Per Share $1.04
Revenue Per Share $2.91
Gross Profit 56.66 million
Quarterly Earnings Growth -12%

Highlights

Market Capitalization 233.44 million
Analyst Target Price $12.75
Book Value Per Share $14.03

Share Statistics

Shares Outstanding 19.49 million
% Held by Insiders 702%
% Held by Institutions 16.87%
Shares Short 87701
Shares Short Prior Month 71848
Short Ratio 1.09

Technicals

Beta 1.45
52 Week High $12.79
52 Week Low $4.58
50 Day Moving Average 11.47
200 Day Moving Average 10.18

Dividends

Forward Annual Dividend Rate $1
Forward Annual Dividend Yield 8.14%
Payout Ratio 50%
Dividend Date 2021-04-15
ExDividend Date 2021-03-30
Dividend Per Share $1.09
Dividend Yield 11.22%

Stellus Capital Investment Corporation (SCM) Dividend Calendar:

Stellus Capital Investment Corporation pays an annual dividend of $1 per share, with a dividend yield of 11.22%.
SCM's last dividend payment was made to shareholders on April 15, 2021.
Stellus Capital Investment Corporation pays out 50% of its earnings out as a dividend.

Ex-Dividend Date	Payment Date	Record Date	Declared Date	Amount

Stellus Capital Investment Corporation (SCM) Earnings History:

Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.

Quarter Date	Report Date	Actual Revenue	Reported EPS	EPS Estimate	Deviation from Estimate
2020-12-31	2021-03-04	$N/A	$0.26	$0.27	-2.8%
2020-09-30	2020-10-30	$N/A	$0.27	$0.27	1.5%
2020-06-30	2020-07-31	$41.27 million	$0.28	$0.25	12.9%
2020-03-31	2020-05-11	$-42417090	$0.32	$0.30	7.85%
2019-12-31	2020-03-03	$15.39 million	$0.36	$0.32	12.5%
2019-09-30	2019-11-07	$15.52 million	$0.31	$0.31	0.65%
2019-06-30	2019-08-09	$14.17 million	$0.29	$0.32	-9.38%
2019-03-31	2019-05-10	$13.83 million	$0.34	$0.35	-2.16%
2018-12-31	2019-03-06	$15.25 million	$0.49	$0.37	34.25%
2018-09-30	2018-11-07	$14.49 million	$0.35	$0.34	2.94%
2018-06-30	2018-08-08	$12.62 million	$0.30	$0.31	-2.6%
2018-03-31	2018-05-08	$10.91 million	$0.28	$0.30	-7.28%
2017-12-31	2018-03-06	$9.41 million	$0.28	$0.31	-8.5%
2017-09-30	2017-11-09	$9.98 million	$0.31	$0.31	-1.17%
2017-06-30	2017-08-03	$10.4 million	$0.32	$0.30	6.07%
2017-03-31	2017-05-04	$9.86 million	$0.33	$0.35	-6.17%
2016-12-31	2017-03-09	$10.2 million	$0.38	$0.35	9.6%
2016-09-30	2016-11-03	$10.2 million	$0.37	$0.33	10.78%
2016-06-30	2016-08-04	$9.62 million	$0.32	$0.33	-3.03%
2016-03-31	2016-05-06	$9.47 million	$0.33	$0.33	-0.6%
2015-12-31	2016-03-03	$9.15 million	$0.39	$0.33	17.47%
2015-09-30	2015-11-06	$8.6 million	$0.31	$0.32	-3.13%
2015-06-30	2015-08-07	$8.69 million	$0.32	$0.34	-5.88%
2015-03-31	2015-05-08	$8.71 million	$0.31	$0.32	-3.13%
2014-12-31	2015-03-09	$8.64 million	$0.30	$0.32	-6.25%
2014-09-30	2014-11-06	$7.82 million	$0.42	$0.30	40%
2014-06-30	2014-08-11	$8.01 million	$0.31	$0.32	-3.13%
2014-03-31	2014-05-08	$7.85 million	$0.31	$0.33	-6.06%
2013-12-31	2014-03-06	$7.7 million	$0.35	$0.34	2.94%
2013-09-30	2013-11-12	$7.92 million	$0.34	$0.35	-2.86%
2013-06-30	2013-08-07	$7.34 million	$0.34	$0.34	0%
2013-03-31	2013-05-10	$6.45 million	$0.34	$0.34	0%
2012-12-31	2013-03-11	$3.7 million	$0.20	$0.30	-33.33%

Stellus Capital Investment Corporation (SCM) Company Financial Statements:

Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.

Income Statement:

Date	Dec 31 2020	Sep 30 2020	Jun 30 2020	Mar 31 2020	Dec 31 2019
Research Development	N/A	N/A	N/A	N/A	N/A
Income Before Tax	N/A	N/A	40.16 million	-43.77 million	2.03 million
Selling General Administrative	N/A	N/A	1.11 million	1.35 million	861230
Gross Profit	N/A	N/A	N/A	N/A	7.11 million
Ebit	N/A	N/A	N/A	N/A	N/A
Operating Income	N/A	N/A	N/A	N/A	7.09 million
Income Tax Expense	19681	460585	347909	N/A	198230
Total Revenue	N/A	N/A	41.27 million	-42.42 million	15.39 million
Cost of Revenue	N/A	N/A	N/A	N/A	8.28 million
Total Other Income Expense Net	N/A	N/A	N/A	N/A	N/A
Net Income From Continuing Operations	N/A	N/A	39.81 million	-43.94 million	N/A
Net Income Applicable to Common Shares	16.81 million	7.51 million	39.81 million	N/A	1.83 million

Cash Flow:

Date	Sep 30 2020	Jun 30 2020	Mar 31 2020	Dec 31 2019	Sep 30 2019
Investments	N/A	N/A	N/A	N/A	N/A
Change to Liabilities	-51934	-68159	N/A	N/A	184806
Total Cash Flow from Investing Activities	N/A	N/A	N/A	N/A	N/A
Net Borrowings	2 million	-25 million	N/A	N/A	57.25 million
Total Cash Flow from Financial Activities	N/A	N/A	N/A	91.95 million	50.38 million
Change to Operating Activities	-2.24 million	4.46 million	N/A	N/A	-79569
Change in Cash	N/A	-11.82 million	18.89 million	N/A	4.79 million
Total Cash from Operating Activities	24.8 million	15.5 million	-27.88 million	N/A	-45.58 million
Depreciation	N/A	N/A	N/A	N/A	N/A
Other Cash Flow from Investing Activities	N/A	N/A	N/A	N/A	N/A
Change to Inventory	N/A	N/A	N/A	N/A	N/A
Change to Account Receivables	N/A	N/A	N/A	N/A	621558
Other Cash Flow from Financing Activities	-11.39 million	-203353	N/A	N/A	-6.87 million
Change to Net Income	18.34 million	-31.06 million	N/A	N/A	-55.48 million
Capital Expenditures	N/A	N/A	N/A	N/A	N/A

Balance Sheet:

Date	Dec 31 2020	Sep 30 2020	Jun 30 2020	Mar 31 2020	Dec 31 2019
Total Liabailities	N/A	N/A	N/A	424.14 million	377.94 million
Total Stockholder Equity	N/A	N/A	N/A	224.92 million	270.57 million
Other Current Liabilities	724765	6.85 million	N/A	N/A	N/A
Total Assets	N/A	N/A	N/A	649.06 million	648.51 million
Common Stock	19486	19486	19486	N/A	19130
Other Current Assets	N/A	N/A	N/A	N/A	N/A
Retained Earnings	-2.69 million	-20.59 million	-17.18 million	-52.12 million	18.59 million
Other Liabilities	883014	851478	810664	N/A	N/A
Other Assets	90000	N/A	N/A	N/A	N/A
Cash	N/A	N/A	N/A	35.03 million	16.13 million
Total Current Liabilities	7.46 million	15.03 million	N/A	N/A	N/A
Other Stockholder Equity	N/A	N/A	N/A	N/A	N/A
Property, Plant & Equipment	N/A	N/A	N/A	N/A	N/A
Total Current Assets	21.4 million	40.88 million	N/A	N/A	N/A
Long Term Investments	N/A	N/A	N/A	609.54 million	N/A
Net Tangible Assets	273.36 million	256.55 million	259.95 million	N/A	N/A
Short Term Investments	N/A	N/A	N/A	N/A	N/A
Long Term Debt	N/A	N/A	N/A	N/A	366.03 million
Inventory	N/A	N/A	N/A	N/A	N/A
Accounts Payable	N/A	N/A	N/A	3.12 million	N/A

Stellus Capital Investment Corporation (SCM) Chart:

Stellus Capital Investment Corporation (SCM) News:

Below you will find a list of latest news for Stellus Capital Investment Corporation (SCM) from major news sources. You can filter the results to only show news from a specific source.

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Stellus Capital Investment Corporation (SCM) Options:

A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.

Expiration Date	Strike	Last Price	Type	Volume	Open Interest	Implied Volatility	In The Money	Change
2024-04-19	2.5	0	CALL	0	0	1302.13	TRUE	0
2024-04-19	5	0	CALL	0	0	907.59	TRUE	0
2024-04-19	7.5	0	CALL	0	0	496.7	TRUE	0
2024-04-19	10	0	CALL	0	0	331.41	TRUE	0
2024-04-19	12.5	0.8	CALL	0	9	131.8	TRUE	0
2024-04-19	15	0.01	CALL	0	3	0	FALSE	0
2024-04-19	17.5	0	CALL	0	0	0	FALSE	0
2024-04-19	20	0	CALL	0	0	0	FALSE	0
2024-04-19	22.5	0	CALL	0	0	0	FALSE	0
2024-04-19	25	0	CALL	0	0	0	FALSE	0
2024-04-19	2.5	0	PUT	0	0	0	FALSE	0
2024-04-19	5	0	PUT	0	0	0	FALSE	0
2024-04-19	7.5	0	PUT	0	0	0	FALSE	0
2024-04-19	10	0	PUT	0	0	0	FALSE	0
2024-04-19	12.5	0.05	PUT	0	14	0	FALSE	0
2024-04-19	15	1.75	PUT	0	0	191.94	TRUE	0
2024-04-19	17.5	0	PUT	0	0	541.36	TRUE	0
2024-04-19	20	0	PUT	0	0	432.03	TRUE	0
2024-04-19	22.5	0	PUT	0	0	703.42	TRUE	0
2024-04-19	25	0	PUT	0	0	514.64	TRUE	0
2024-05-17	2.5	0	CALL	0	0	359.76	TRUE	0
2024-05-17	5	0	CALL	0	0	231.92	TRUE	0
2024-05-17	7.5	0	CALL	0	0	117.61	TRUE	0
2024-05-17	10	0	CALL	0	0	90.31	TRUE	0
2024-05-17	12.5	0	CALL	0	0	19.82	TRUE	0
2024-05-17	15	0.08	CALL	0	8	0	FALSE	0
2024-05-17	17.5	0	CALL	0	0	0	FALSE	0
2024-05-17	20	0	CALL	0	0	0	FALSE	0
2024-05-17	22.5	0	CALL	0	0	0	FALSE	0
2024-05-17	25	0	CALL	0	0	0	FALSE	0
2024-05-17	2.5	0	PUT	0	0	0	FALSE	0
2024-05-17	5	0	PUT	0	0	0	FALSE	0
2024-05-17	7.5	0	PUT	0	0	0	FALSE	0
2024-05-17	10	0	PUT	0	0	0	FALSE	0
2024-05-17	12.5	0.2	PUT	0	16	30.4	FALSE	0
2024-05-17	15	0	PUT	0	0	73.74	TRUE	0
2024-05-17	17.5	0	PUT	0	0	127.85	TRUE	0
2024-05-17	20	0	PUT	0	0	111.89	TRUE	0
2024-05-17	22.5	0	PUT	0	0	133.76	TRUE	0
2024-05-17	25	0	PUT	0	0	212.61	TRUE	0
2024-06-21	2.5	0	CALL	0	0	229.94	TRUE	0
2024-06-21	5	0	CALL	0	0	149.9	TRUE	0
2024-06-21	7.5	0	CALL	0	0	92.2	TRUE	0
2024-06-21	10	0	CALL	0	0	54.03	TRUE	0
2024-06-21	12.5	0.92	CALL	0	247	18.34	TRUE	0
2024-06-21	15	0.05	CALL	0	662	0	FALSE	0
2024-06-21	17.5	0.05	CALL	0	1	0	FALSE	0
2024-06-21	20	0	CALL	0	0	0	FALSE	0
2024-06-21	22.5	0	CALL	0	0	0	FALSE	0
2024-06-21	25	0	CALL	0	0	0	FALSE	0
2024-06-21	2.5	0	PUT	0	0	0	FALSE	0
2024-06-21	5	0	PUT	0	0	0	FALSE	0
2024-06-21	7.5	0	PUT	0	0	0	FALSE	0
2024-06-21	10	0.12	PUT	0	12	0	FALSE	0
2024-06-21	12.5	0.2	PUT	5	65	24.06	FALSE	0.2
2024-06-21	15	2.51	PUT	0	1	34.51	TRUE	0
2024-06-21	17.5	0	PUT	0	0	75.73	TRUE	0
2024-06-21	20	0	PUT	0	0	79.11	TRUE	0
2024-06-21	22.5	0	PUT	0	0	102.6	TRUE	0
2024-06-21	25	0	PUT	0	0	112.51	TRUE	0
2024-09-20	2.5	10.6	CALL	0	3	354.19	TRUE	0
2024-09-20	5	0	CALL	0	0	176.5	TRUE	0
2024-09-20	7.5	0	CALL	0	0	114.13	TRUE	0
2024-09-20	10	0	CALL	0	0	71.39	TRUE	0
2024-09-20	12.5	1.15	CALL	1	21	17.78	TRUE	1.15
2024-09-20	15	0.15	CALL	2	253	17.86	FALSE	0
2024-09-20	17.5	0	CALL	0	0	0	FALSE	0
2024-09-20	20	0	CALL	0	0	0	FALSE	0
2024-09-20	22.5	0	CALL	0	0	0	FALSE	0
2024-09-20	25	0	CALL	0	0	0	FALSE	0
2024-09-20	2.5	0	PUT	0	0	0	FALSE	0
2024-09-20	5	0	PUT	0	0	0	FALSE	0
2024-09-20	7.5	0	PUT	0	0	0	FALSE	0
2024-09-20	10	0.15	PUT	0	2	37.02	FALSE	0
2024-09-20	12.5	0.51	PUT	1	12	26.77	FALSE	0.51
2024-09-20	15	2.3	PUT	0	0	34.76	TRUE	0
2024-09-20	17.5	0	PUT	0	0	54.92	TRUE	0
2024-09-20	20	0	PUT	0	0	54.69	TRUE	0
2024-09-20	22.5	0	PUT	0	0	119.24	TRUE	0
2024-09-20	25	0	PUT	0	0	65.51	TRUE	0

Latest SCM Trades:

Date	Shares	Price
Jun 13, 2022 7:53 PM EST	100	$11.895
Jun 13, 2022 7:53 PM EST	100	$11.88
Jun 13, 2022 7:56 PM EST	100	$11.91
Jun 13, 2022 7:57 PM EST	8	$11.95
Jun 13, 2022 7:57 PM EST	100	$11.92

Stellus Capital Investment Corporation (SCM) SEC Filings:

An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.

Date	Form Type	Form Name	Link
2017-09-20	25-NSE	Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or ret	https://www.sec.gov/Archives/edgar/data/1551901/000087666117000531/0000876661-17-000531-index.htm
2019-11-07	10-Q	Quarterly report [Sections 13 or 15(d)]	https://www.sec.gov/Archives/edgar/data/1551901/000110465919060648/0001104659-19-060648-index.htm
2019-11-22	497	Definitive materials	https://www.sec.gov/Archives/edgar/data/1551901/000110465919066701/0001104659-19-066701-index.htm
2020-02-18	40-17G	Fidelity Bond [Rule 17G-1(g)]	https://www.sec.gov/Archives/edgar/data/1551901/000110465920022090/0001104659-20-022090-index.htm
2020-03-03	10-K	Annual report [Section 13 and 15(d), not S-K Item 405]	https://www.sec.gov/Archives/edgar/data/1551901/000110465920028166/0001104659-20-028166-index.htm
2020-03-11	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1551901/000110465920032060/0001104659-20-032060-index.htm
2020-03-13	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1551901/000110465920032912/0001104659-20-032912-index.htm
2020-03-16	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1551901/000110465920034125/0001104659-20-034125-index.htm
2020-03-16	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1551901/000110465920034238/0001104659-20-034238-index.htm
2020-03-17	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1551901/000110465920034784/0001104659-20-034784-index.htm
2020-03-18	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1551901/000110465920035500/0001104659-20-035500-index.htm
2020-03-20	PRE 14A	Other preliminary proxy statements	https://www.sec.gov/Archives/edgar/data/1551901/000110465920036070/0001104659-20-036070-index.htm
2020-03-20	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1551901/000110465920036667/0001104659-20-036667-index.htm
2020-03-20	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1551901/000110465920036868/0001104659-20-036868-index.htm
2020-03-23	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1551901/000110465920037279/0001104659-20-037279-index.htm
2020-03-23	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1551901/000110465920037423/0001104659-20-037423-index.htm
2020-03-25	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1551901/000110465920038160/0001104659-20-038160-index.htm
2020-04-16	DEF 14A	Other definitive proxy statements	https://www.sec.gov/Archives/edgar/data/1551901/000110465920047052/0001104659-20-047052-index.htm
2020-04-21	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1551901/000110465920048859/0001104659-20-048859-index.htm
2020-05-11	10-Q	Quarterly report [Sections 13 or 15(d)]	https://www.sec.gov/Archives/edgar/data/1551901/000110465920059573/0001104659-20-059573-index.htm
2020-05-13	DEFA14A	Additional definitive proxy soliciting materials and Rule 14(a)(12) material	https://www.sec.gov/Archives/edgar/data/1551901/000110465920060298/0001104659-20-060298-index.htm
2020-05-13	DEFA14A	Additional definitive proxy soliciting materials and Rule 14(a)(12) material	https://www.sec.gov/Archives/edgar/data/1551901/000110465920060916/0001104659-20-060916-index.htm
2020-05-18	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1551901/000110465920062915/0001104659-20-062915-index.htm
2020-05-21	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1551901/000110465920064704/0001104659-20-064704-index.htm
2020-06-02	DEFA14A	Additional definitive proxy soliciting materials and Rule 14(a)(12) material	https://www.sec.gov/Archives/edgar/data/1551901/000110465920069032/0001104659-20-069032-index.htm
2017-08-21	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1551901/000114420417044296/0001144204-17-044296-index.htm
2017-08-21	N-23C-2	Notice by closed-end investment companies of intent to purchase their own securities	https://www.sec.gov/Archives/edgar/data/1551901/000114420417044298/0001144204-17-044298-index.htm
2017-08-23	497	Definitive materials	https://www.sec.gov/Archives/edgar/data/1551901/000114420417044780/0001144204-17-044780-index.htm
2017-08-23	POS EX	Post-effective amendment adding exhibits to registration statement [Rule 462(d)]	https://www.sec.gov/Archives/edgar/data/1551901/000114420417044796/0001144204-17-044796-index.htm
2017-09-12	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1551901/000114420417047640/0001144204-17-047640-index.htm
2017-09-14	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1551901/000114420417048048/0001144204-17-048048-index.htm
2017-10-13	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1551901/000114420417052429/0001144204-17-052429-index.htm
2017-11-03	40-17G	Fidelity Bond [Rule 17G-1(g)]	https://www.sec.gov/Archives/edgar/data/1551901/000114420417056186/0001144204-17-056186-index.htm
2017-11-07	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1551901/000114420417056890/0001144204-17-056890-index.htm
2017-11-09	10-Q	Quarterly report [Sections 13 or 15(d)]	https://www.sec.gov/Archives/edgar/data/1551901/000114420417057820/0001144204-17-057820-index.htm
2017-11-13	497	Definitive materials	https://www.sec.gov/Archives/edgar/data/1551901/000114420417058468/0001144204-17-058468-index.htm
2017-11-16	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1551901/000114420417059797/0001144204-17-059797-index.htm
2017-11-16	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1551901/000114420417059798/0001144204-17-059798-index.htm
2017-11-16	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1551901/000114420417059800/0001144204-17-059800-index.htm
2017-11-21	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1551901/000114420417060267/0001144204-17-060267-index.htm
2017-12-11	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1551901/000114420417063132/0001144204-17-063132-index.htm
2017-12-19	40-APP	Application for exemption and other relief filed under the Investment Company Act of 1940	https://www.sec.gov/Archives/edgar/data/1551901/000114420417064319/0001144204-17-064319-index.htm
2017-12-20	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1551901/000114420417064563/0001144204-17-064563-index.htm
2018-03-06	10-K	Annual report [Section 13 and 15(d), not S-K Item 405]	https://www.sec.gov/Archives/edgar/data/1551901/000114420418012929/0001144204-18-012929-index.htm
2018-03-09	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1551901/000114420418013893/0001144204-18-013893-index.htm
2018-03-12	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1551901/000114420418014182/0001144204-18-014182-index.htm
2018-03-14	PRE 14A	Other preliminary proxy statements	https://www.sec.gov/Archives/edgar/data/1551901/000114420418014683/0001144204-18-014683-index.htm
2018-03-19	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1551901/000114420418015673/0001144204-18-015673-index.htm
2018-03-19	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1551901/000114420418015723/0001144204-18-015723-index.htm
2018-04-06	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1551901/000114420418019660/0001144204-18-019660-index.htm
2018-04-06	PRER14A	Preliminary Proxy Soliciting materials	https://www.sec.gov/Archives/edgar/data/1551901/000114420418019661/0001144204-18-019661-index.htm
2018-04-06	CORRESP	Correspondence	https://www.sec.gov/Archives/edgar/data/1551901/000114420418019664/0001144204-18-019664-index.htm
2018-04-27	CORRESP	Correspondence	https://www.sec.gov/Archives/edgar/data/1551901/000114420418023157/0001144204-18-023157-index.htm
2018-04-27	CORRESP	Correspondence	https://www.sec.gov/Archives/edgar/data/1551901/000114420418023161/0001144204-18-023161-index.htm
2018-04-27	DEF 14A	Other definitive proxy statements	https://www.sec.gov/Archives/edgar/data/1551901/000114420418023167/0001144204-18-023167-index.htm
2018-05-08	10-Q	Quarterly report [Sections 13 or 15(d)]	https://www.sec.gov/Archives/edgar/data/1551901/000114420418025826/0001144204-18-025826-index.htm
2018-05-14	POS 8C	Post-effective amendments filed by certain investment companies [Section 8(c)]	https://www.sec.gov/Archives/edgar/data/1551901/000114420418028253/0001144204-18-028253-index.htm
2018-06-01	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1551901/000114420418032488/0001144204-18-032488-index.htm
2018-06-06	DEFA14A	Additional definitive proxy soliciting materials and Rule 14(a)(12) material	https://www.sec.gov/Archives/edgar/data/1551901/000114420418032936/0001144204-18-032936-index.htm
2018-06-14	DEFA14A	Additional definitive proxy soliciting materials and Rule 14(a)(12) material	https://www.sec.gov/Archives/edgar/data/1551901/000114420418034168/0001144204-18-034168-index.htm
2018-06-27	POS 8C	Post-effective amendments filed by certain investment companies [Section 8(c)]	https://www.sec.gov/Archives/edgar/data/1551901/000114420418036115/0001144204-18-036115-index.htm
2018-06-27	CORRESP	Correspondence	https://www.sec.gov/Archives/edgar/data/1551901/000114420418036118/0001144204-18-036118-index.htm
2018-07-02	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1551901/000114420418036997/0001144204-18-036997-index.htm
2018-08-08	10-Q	Quarterly report [Sections 13 or 15(d)]	https://www.sec.gov/Archives/edgar/data/1551901/000114420418042511/0001144204-18-042511-index.htm
2018-09-18	40-APP/A	Application for exemption and other relief filed under the Investment Company Act of 1940	https://www.sec.gov/Archives/edgar/data/1551901/000114420418049727/0001144204-18-049727-index.htm
2018-11-07	10-Q	Quarterly report [Sections 13 or 15(d)]	https://www.sec.gov/Archives/edgar/data/1551901/000114420418057711/0001144204-18-057711-index.htm
2018-11-08	40-17G	Fidelity Bond [Rule 17G-1(g)]	https://www.sec.gov/Archives/edgar/data/1551901/000114420418058348/0001144204-18-058348-index.htm
2018-11-14	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1551901/000114420418059972/0001144204-18-059972-index.htm
2018-12-19	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1551901/000114420418065430/0001144204-18-065430-index.htm
2018-12-20	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1551901/000114420418065579/0001144204-18-065579-index.htm
2018-12-20	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1551901/000114420418065607/0001144204-18-065607-index.htm
2018-12-21	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1551901/000114420418066114/0001144204-18-066114-index.htm
2018-12-26	4	Statement of changes in beneficial ownership of securities	https://www.sec.gov/Archives/edgar/data/1551901/000114420418066240/0001144204-18-066240-index.htm
2019-03-06	10-K	Annual report [Section 13 and 15(d), not S-K Item 405]	https://www.sec.gov/Archives/edgar/data/1551901/000114420419012417/0001144204-19-012417-index.htm
2019-03-14	497	Definitive materials	https://www.sec.gov/Archives/edgar/data/1551901/000114420419013979/0001144204-19-013979-index.htm
2019-03-14	497AD	Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]	https://www.sec.gov/Archives/edgar/data/1551901/000114420419013987/0001144204-19-013987-index.htm
2019-03-14	POS EX	Post-effective amendment adding exhibits to registration statement [Rule 462(d)]	https://www.sec.gov/Archives/edgar/data/1551901/000114420419013989/0001144204-19-013989-index.htm
2019-03-15	497AD	Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]	https://www.sec.gov/Archives/edgar/data/1551901/000114420419014344/0001144204-19-014344-index.htm
2019-03-18	497	Definitive materials	https://www.sec.gov/Archives/edgar/data/1551901/000114420419014523/0001144204-19-014523-index.htm
2019-03-18	POS EX	Post-effective amendment adding exhibits to registration statement [Rule 462(d)]	https://www.sec.gov/Archives/edgar/data/1551901/000114420419014529/0001144204-19-014529-index.htm
2019-04-03	PRE 14A	Other preliminary proxy statements	https://www.sec.gov/Archives/edgar/data/1551901/000114420419018011/0001144204-19-018011-index.htm
2019-04-03	CORRESP	Correspondence	https://www.sec.gov/Archives/edgar/data/1551901/000114420419018012/0001144204-19-018012-index.htm
2019-04-17	DEF 14A	Other definitive proxy statements	https://www.sec.gov/Archives/edgar/data/1551901/000114420419019934/0001144204-19-019934-index.htm
2019-04-29	N-2	Registration statement for closed-end investment companies	https://www.sec.gov/Archives/edgar/data/1551901/000114420419021978/0001144204-19-021978-index.htm
2019-05-10	10-Q	Quarterly report [Sections 13 or 15(d)]	https://www.sec.gov/Archives/edgar/data/1551901/000114420419025009/0001144204-19-025009-index.htm
2019-05-21	DEFA14A	Additional definitive proxy soliciting materials and Rule 14(a)(12) material	https://www.sec.gov/Archives/edgar/data/1551901/000114420419027518/0001144204-19-027518-index.htm
2019-06-11	DEFA14A	Additional definitive proxy soliciting materials and Rule 14(a)(12) material	https://www.sec.gov/Archives/edgar/data/1551901/000114420419030576/0001144204-19-030576-index.htm
2019-06-20	N-2/A	Registration statement for closed-end investment companies	https://www.sec.gov/Archives/edgar/data/1551901/000114420419031684/0001144204-19-031684-index.htm
2019-06-20	CORRESP	Correspondence	https://www.sec.gov/Archives/edgar/data/1551901/000114420419031687/0001144204-19-031687-index.htm
2019-06-20	CORRESP	Correspondence	https://www.sec.gov/Archives/edgar/data/1551901/000114420419031688/0001144204-19-031688-index.htm
2019-06-20	DEFA14A	Additional definitive proxy soliciting materials and Rule 14(a)(12) material	https://www.sec.gov/Archives/edgar/data/1551901/000114420419031751/0001144204-19-031751-index.htm
2019-06-27	DEFA14A	Additional definitive proxy soliciting materials and Rule 14(a)(12) material	https://www.sec.gov/Archives/edgar/data/1551901/000114420419032497/0001144204-19-032497-index.htm
2019-07-26	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1551901/000114420419036087/0001144204-19-036087-index.htm
2019-08-09	10-Q	Quarterly report [Sections 13 or 15(d)]	https://www.sec.gov/Archives/edgar/data/1551901/000114420419038637/0001144204-19-038637-index.htm
2019-08-21	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1551901/000114420419040884/0001144204-19-040884-index.htm
2019-09-09	497	Definitive materials	https://www.sec.gov/Archives/edgar/data/1551901/000114420419043967/0001144204-19-043967-index.htm
2019-09-09	POS EX	Post-effective amendment adding exhibits to registration statement [Rule 462(d)]	https://www.sec.gov/Archives/edgar/data/1551901/000114420419043969/0001144204-19-043969-index.htm
2019-09-18	8-K	Current report	https://www.sec.gov/Archives/edgar/data/1551901/000114420419045045/0001144204-19-045045-index.htm
2018-06-28	POS 8C	Post-effective amendments filed by certain investment companies [Section 8(c)]	https://www.sec.gov/Archives/edgar/data/1551901/000157104918000375/0001571049-18-000375-index.htm
2018-06-29	EFFECT	Notice of Effectiveness	https://www.sec.gov/Archives/edgar/data/1551901/999999999518001663/9999999995-18-001663-index.htm
2019-06-21	EFFECT	Notice of Effectiveness	https://www.sec.gov/Archives/edgar/data/1551901/999999999519001402/9999999995-19-001402-index.htm
2018-11-07	APP NTC	40-APP Notice	https://www.sec.gov/Archives/edgar/data/1551901/999999999718008932/9999999997-18-008932-index.htm
2018-12-04	APP ORDR	40-APP Order	https://www.sec.gov/Archives/edgar/data/1551901/999999999718009284/9999999997-18-009284-index.htm

Stellus Capital Investment Corporation (SCM) Insider Transactions:

Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Stellus Capital Investment Corporation (SCM). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.
Insider Ownership: 702%
Institutional Ownership: 1687%

Transaction Date	Insider Name	Insider Title	Type	Shares Number	Shares Price	Total Transaction	Shares Held After Transaction	Link
2020-03-11	Bruce R Bilger	Director	Buy	9,524.00	10.50	100,002.00	101,851.00	https://www.sec.gov/Archives/edgar/data/1551901/000110465920032912/0001104659-20-032912-index.htm
2017-09-13	Dean D'Angelo	Director	Buy	2,000.00	13.46	26,920.00	105,267.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420417048048/0001144204-17-048048-index.htm
2017-09-14	Dean D'Angelo	Director	Buy	3,000.00	13.51	40,530.00	108,267.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420417048048/0001144204-17-048048-index.htm
2017-11-14	Dean D'Angelo	Director	Buy	3,500.00	12.20	42,700.00	113,512.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420417059798/0001144204-17-059798-index.htm
2017-11-14	Dean D'Angelo	Director	Buy	1,600.00	12.44	19,904.00	115,112.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420417059798/0001144204-17-059798-index.htm
2017-11-14	Dean D'Angelo	Director	Buy	4,800.00	12.51	60,024.00	116,912.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420417059798/0001144204-17-059798-index.htm
2017-11-14	Dean D'Angelo	Director	Buy	200.00	12.52	2,503.34	120,112.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420417059798/0001144204-17-059798-index.htm
2020-03-12	Bruce R Bilger	Director	Buy	20,000.00	9.92	198,400.00	121,851.00	https://www.sec.gov/Archives/edgar/data/1551901/000110465920034784/0001104659-20-034784-index.htm
2017-12-07	Dean D'Angelo	Director	Buy	1,200.00	12.40	14,878.80	122,320.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420417063132/0001144204-17-063132-index.htm
2017-12-07	Dean D'Angelo	Director	Buy	600.00	12.38	7,430.34	122,920.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420417063132/0001144204-17-063132-index.htm
2017-12-07	Dean D'Angelo	Director	Buy	400.00	12.39	4,956.00	123,320.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420417063132/0001144204-17-063132-index.htm
2017-12-07	Dean D'Angelo	Director	Buy	5,300.00	12.40	65,694.56	128,620.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420417063132/0001144204-17-063132-index.htm
2020-03-13	Bruce R Bilger	Director	Buy	11,111.00	9.00	99,999.00	132,962.00	https://www.sec.gov/Archives/edgar/data/1551901/000110465920034784/0001104659-20-034784-index.htm
2017-12-08	Dean D'Angelo	Director	Buy	5,000.00	12.19	60,941.00	133,620.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420417063132/0001144204-17-063132-index.htm
2018-03-15	Dean D'Angelo	Director	Buy	5,000.00	11.62	58,100.00	138,620.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420418015723/0001144204-18-015723-index.htm
2020-03-18	Bruce R Bilger	Director	Buy	14,700.00	6.75	99,225.00	147,662.00	https://www.sec.gov/Archives/edgar/data/1551901/000110465920036868/0001104659-20-036868-index.htm
2020-03-23	Bruce R Bilger	Director	Buy	17,360.00	5.75	99,820.00	165,022.00	https://www.sec.gov/Archives/edgar/data/1551901/000110465920038160/0001104659-20-038160-index.htm
2020-03-12	Dean D'Angelo	Director	Buy	5,000.00	9.13	45,647.50	166,040.77	https://www.sec.gov/Archives/edgar/data/1551901/000110465920034238/0001104659-20-034238-index.htm
2017-11-14	Joshua T. Davis	Director	Buy	20,000.00	12.46	249,200.00	168,497.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420417059797/0001144204-17-059797-index.htm
2017-11-15	Joshua T. Davis	Director	Buy	30,000.00	12.27	368,100.00	198,497.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420417059797/0001144204-17-059797-index.htm
2020-03-09	J Tim Arnoult	Director	Buy	10,000.00	10.74	107,400.00	20,869.00	https://www.sec.gov/Archives/edgar/data/1551901/000110465920032060/0001104659-20-032060-index.htm
2018-03-08	Joshua T. Davis	Director	Buy	5,000.00	11.65	58,250.00	210,324.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420418013893/0001144204-18-013893-index.htm
2018-12-19	W. Todd Huskinson	CFO & Chief Compliance Officer	Buy	4,600.00	12.59	57,914.00	21,731.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420418065579/0001144204-18-065579-index.htm
2017-09-08	Robert T. Ladd	President and CEO	Buy	12,000.00	13.34	160,080.00	233,707.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420417047640/0001144204-17-047640-index.htm
2017-09-11	Robert T. Ladd	President and CEO	Buy	2,000.00	13.27	26,540.00	235,707.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420417047640/0001144204-17-047640-index.htm
2017-11-14	Robert T. Ladd	President and CEO	Buy	14,000.00	12.41	173,740.00	255,378.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420417059800/0001144204-17-059800-index.htm
2020-03-16	Joshua T. Davis	Director	Buy	13,958.00	7.97	111,245.26	268,311.13	https://www.sec.gov/Archives/edgar/data/1551901/000110465920035500/0001104659-20-035500-index.htm
2020-03-17	Joshua T. Davis	Director	Buy	20,787.00	7.50	155,840.14	289,098.13	https://www.sec.gov/Archives/edgar/data/1551901/000110465920035500/0001104659-20-035500-index.htm
2017-11-14	Robert T. Ladd	President and CEO	Buy	41,693.00	12.49	520,745.57	297,071.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420417059800/0001144204-17-059800-index.htm
2020-03-18	Joshua T. Davis	Director	Buy	16,833.00	5.43	91,403.19	305,931.13	https://www.sec.gov/Archives/edgar/data/1551901/000110465920036667/0001104659-20-036667-index.htm
2020-03-13	J Tim Arnoult	Director	Buy	10,000.00	9.09	90,900.00	30,869.00	https://www.sec.gov/Archives/edgar/data/1551901/000110465920037279/0001104659-20-037279-index.htm
2020-03-18	Joshua T. Davis	Director	Buy	8,276.00	5.38	44,524.88	314,207.13	https://www.sec.gov/Archives/edgar/data/1551901/000110465920036667/0001104659-20-036667-index.htm
2020-03-18	Joshua T. Davis	Director	Buy	4,296.00	5.14	22,081.44	318,503.13	https://www.sec.gov/Archives/edgar/data/1551901/000110465920036667/0001104659-20-036667-index.htm
2020-03-19	J Tim Arnoult	Director	Buy	1,000.00	5.80	5,800.00	31,869.00	https://www.sec.gov/Archives/edgar/data/1551901/000110465920037279/0001104659-20-037279-index.htm
2017-11-15	Robert T. Ladd	President and CEO	Buy	22,000.00	12.24	269,280.00	319,071.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420417059800/0001144204-17-059800-index.htm
2017-11-16	Robert T. Ladd	President and CEO	Buy	400.00	12.25	4,900.00	319,471.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420417059800/0001144204-17-059800-index.htm
2020-03-19	Joshua T. Davis	Director	Buy	3,081.00	4.18	12,878.58	321,584.13	https://www.sec.gov/Archives/edgar/data/1551901/000110465920036667/0001104659-20-036667-index.htm
2018-03-08	Robert T. Ladd	President and CEO	Buy	33,000.00	11.63	383,790.00	360,829.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420418014182/0001144204-18-014182-index.htm
2018-03-12	Robert T. Ladd	President and CEO	Buy	7,000.00	11.90	83,300.00	367,829.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420418014182/0001144204-18-014182-index.htm
2018-03-15	Robert T. Ladd	President and CEO	Buy	7,000.00	11.64	81,480.00	372,773.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420418015673/0001144204-18-015673-index.htm
2018-03-16	Robert T. Ladd	President and CEO	Buy	3,000.00	11.78	35,340.00	379,773.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420418015673/0001144204-18-015673-index.htm
2018-05-30	Robert T. Ladd	President and CEO	Buy	10,000.00	12.79	127,900.00	397,864.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420418032488/0001144204-18-032488-index.htm
2018-05-31	Robert T. Ladd	President and CEO	Buy	2,000.00	12.72	25,440.00	399,864.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420418032488/0001144204-18-032488-index.htm
2018-06-01	Robert T. Ladd	President and CEO	Buy	3,000.00	12.62	37,860.00	402,864.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420418032488/0001144204-18-032488-index.htm
2020-03-23	J Tim Arnoult	Director	Buy	9,000.00	5.77	51,930.00	40,869.00	https://www.sec.gov/Archives/edgar/data/1551901/000110465920037279/0001104659-20-037279-index.htm
2018-11-12	Robert T. Ladd	President and CEO	Buy	6,500.00	12.87	83,655.00	426,582.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420418059972/0001144204-18-059972-index.htm
2018-12-17	Robert T. Ladd	President and CEO	Buy	34,000.00	12.66	430,440.00	467,012.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420418065430/0001144204-18-065430-index.htm
2018-12-19	Robert T. Ladd	President and CEO	Buy	3,000.00	12.26	36,780.00	470,012.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420418065430/0001144204-18-065430-index.htm
2018-12-20	Robert T. Ladd	President and CEO	Buy	2,000.00	11.92	23,840.00	472,776.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420418066240/0001144204-18-066240-index.htm
2018-12-21	Robert T. Ladd	President and CEO	Buy	4,000.00	11.76	47,040.00	476,776.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420418066240/0001144204-18-066240-index.htm
2018-12-24	Robert T. Ladd	President and CEO	Buy	2,000.00	11.95	23,900.00	478,776.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420418066240/0001144204-18-066240-index.htm
2020-03-12	Robert T. Ladd	President and CEO	Buy	5,000.00	8.58	42,903.50	542,640.21	https://www.sec.gov/Archives/edgar/data/1551901/000110465920034125/0001104659-20-034125-index.htm
2020-03-12	Robert T. Ladd	President and CEO	Buy	5,000.00	8.63	43,171.50	547,640.21	https://www.sec.gov/Archives/edgar/data/1551901/000110465920034125/0001104659-20-034125-index.htm
2020-03-16	Robert T. Ladd	President and CEO	Buy	2,000.00	7.86	15,728.00	549,640.21	https://www.sec.gov/Archives/edgar/data/1551901/000110465920034125/0001104659-20-034125-index.htm
2020-03-16	Robert T. Ladd	President and CEO	Buy	2,000.00	7.89	15,786.80	551,640.21	https://www.sec.gov/Archives/edgar/data/1551901/000110465920034125/0001104659-20-034125-index.htm
2020-03-19	Robert T. Ladd	President and CEO	Buy	2,000.00	4.89	9,786.20	555,629.95	https://www.sec.gov/Archives/edgar/data/1551901/000110465920037423/0001104659-20-037423-index.htm
2020-03-19	Robert T. Ladd	President and CEO	Buy	2,000.00	4.87	9,747.40	557,629.95	https://www.sec.gov/Archives/edgar/data/1551901/000110465920037423/0001104659-20-037423-index.htm
2020-03-23	Robert T. Ladd	President and CEO	Buy	2,000.00	5.36	10,711.20	559,629.95	https://www.sec.gov/Archives/edgar/data/1551901/000110465920037423/0001104659-20-037423-index.htm
2020-03-23	Robert T. Ladd	President and CEO	Buy	2,000.00	5.79	11,572.40	561,629.95	https://www.sec.gov/Archives/edgar/data/1551901/000110465920037423/0001104659-20-037423-index.htm
2020-03-23	Robert T. Ladd	President and CEO	Buy	2,000.00	5.86	11,720.00	563,629.95	https://www.sec.gov/Archives/edgar/data/1551901/000110465920037423/0001104659-20-037423-index.htm
2020-05-19	Robert T. Ladd	President and CEO	Buy	2,000.00	7.05	14,090.00	565,637.20	https://www.sec.gov/Archives/edgar/data/1551901/000110465920064704/0001104659-20-064704-index.htm
2020-05-19	Robert T. Ladd	President and CEO	Buy	2,000.00	7.08	14,157.00	567,637.20	https://www.sec.gov/Archives/edgar/data/1551901/000110465920064704/0001104659-20-064704-index.htm
2020-05-19	Robert T. Ladd	President and CEO	Buy	2,000.00	7.12	14,240.00	569,637.20	https://www.sec.gov/Archives/edgar/data/1551901/000110465920064704/0001104659-20-064704-index.htm
2020-05-19	Robert T. Ladd	President and CEO	Buy	2,000.00	6.97	13,949.00	571,637.20	https://www.sec.gov/Archives/edgar/data/1551901/000110465920064704/0001104659-20-064704-index.htm
2020-05-19	Robert T. Ladd	President and CEO	Buy	1,000.00	7.01	7,010.00	572,637.20	https://www.sec.gov/Archives/edgar/data/1551901/000110465920064704/0001104659-20-064704-index.htm
2020-05-19	Robert T. Ladd	President and CEO	Buy	1,000.00	6.98	6,975.00	573,637.20	https://www.sec.gov/Archives/edgar/data/1551901/000110465920064704/0001104659-20-064704-index.htm
2020-05-19	Robert T. Ladd	President and CEO	Buy	2,000.00	6.90	13,800.00	575,637.20	https://www.sec.gov/Archives/edgar/data/1551901/000110465920064704/0001104659-20-064704-index.htm
2020-05-19	Robert T. Ladd	President and CEO	Buy	1,000.00	6.95	6,945.00	576,637.20	https://www.sec.gov/Archives/edgar/data/1551901/000110465920064704/0001104659-20-064704-index.htm
2017-11-16	Bruce R Bilger	Director	Buy	9,013.00	12.34	111,220.42	68,288.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420417060267/0001144204-17-060267-index.htm
2017-12-08	Bruce R Bilger	Director	Buy	8,039.00	12.20	98,075.80	76,327.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420417064563/0001144204-17-064563-index.htm
2018-12-18	Bruce R Bilger	Director	Buy	8,000.00	12.60	100,800.00	84,327.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420418065607/0001144204-18-065607-index.htm
2018-12-21	Bruce R Bilger	Director	Buy	8,000.00	11.94	95,520.00	92,327.00	https://www.sec.gov/Archives/edgar/data/1551901/000114420418066114/0001144204-18-066114-index.htm

Stellus Capital Investment Corporation

(NYSE:SCM)