Saratoga Investment Corp

(NYSE:SAR)

Latest On Saratoga Investment Corp (SAR):

Date/Time Type Description Signal Details
2021-04-07 05:53 ESTDividendA dividend of $0.43 has been announced on Mar 22, 2021. It will be paid Apr 22, 2021 with an ex-dividend date of Apr 7, 2021.Neutral
2021-03-22 13:44 ESTNewsSaratoga Investment increases dividend to $0.43N/A
2021-03-09 08:31 ESTAnalyst RatingThe Analyst Target Price has increased from $23.92 to $24.64.Buy
2021-03-04 08:30 ESTNewsSaratoga Investment prices $50M notes offeringN/A
2021-02-23 08:24 ESTAnalyst RatingThe Analyst Target Price has increased from $23.08 to $23.92.Buy
2021-02-21 17:25 ESTNewsIt's Time To Take Profits On Saratoga Investment Corp.N/A
2021-02-17 09:02 ESTNewsSaratoga Investment resets its existing CLO upsized to $600MN/A
2021-02-10 18:05 ESTNews7%-Yielding Saratoga Investment: Why The 11% Discount Is UndeservedN/A
2021-02-04 08:37 ESTAnalyst RatingThe Analyst Target Price has decreased from $23.64 to $23.08.Sell
2021-01-25 04:53 ESTDividendA dividend of $0.42 has been announced on Jan 5, 2021. It will be paid Feb 10, 2021 with an ex-dividend date of Jan 25, 2021.Neutral
2021-01-09 04:27 ESTFinancialsCompany financials have been released.Neutral
2021-01-08 08:31 ESTAnalyst RatingThe Analyst Target Price has increased from $22.57 to $23.64.Buy
2021-01-07 16:31 ESTNewsSaratoga Investment Corp 2021 Q3 - Results - Earnings Call PresentationN/A
2021-01-07 16:29 ESTNewsSaratoga Investment Corp.'s (SAR) CEO Christian Oberbeck on Q3 2021 Results - Earnings Call TranscriptN/A
2021-01-07 08:33 ESTEarnings EstimateAn EPS average of $0.50 is estimated for the quarter ending on May 31, 2021.Sell
2021-01-07 01:24 ESTNewsSaratoga Investment NII beats by $0.03, beats on total investment incomeN/A
2021-01-07 01:24 ESTNewsSaratoga Investment increases dividend to $0.42N/A
2020-12-09 05:14 ESTAnalyst RatingThe Analyst Target Price has increased from $22.14 to $22.57.Buy
2020-11-26 21:27 ESTFinancialsCompany financials have been released.Neutral
2020-11-25 05:23 ESTNewsSaratoga: 8% Yield, 23% Discount, And Inflation ProtectionN/A
2020-11-08 00:49 ESTFinancialsCompany financials have been released.Neutral
2020-11-07 17:03 ESTFinancialsCompany financials have been released.Neutral
2020-10-23 05:51 ESTDividendA dividend of $0.41 has been announced on Oct 7, 2020. It will be paid Nov 10, 2020 with an ex-dividend date of Oct 23, 2020.Neutral
2020-10-13 18:41 ESTNewsA New Price Target For Saratoga InvestmentN/A
2020-10-12 09:58 ESTAnalyst RatingThe Analyst Target Price has increased from $21.25 to $22.14.Buy
2020-10-09 10:17 ESTAnalyst RatingThe Analyst Target Price has increased from $20.39 to $21.25.Buy
2020-10-09 08:54 ESTNewsSaratoga Investment Corp (SAR) CEO Christian Oberbeck on Q2 2021 Results - Earnings Call TranscriptN/A
2020-10-09 02:04 ESTFinancialsCompany financials have been released.Neutral
2020-10-08 03:17 ESTNewsSaratoga Investment NII beats by $0.02, beats on investment incomeN/A
2020-10-08 03:17 ESTNewsSaratoga Investment declares $0.41 dividend, an increase of 2.5%N/A
2020-10-08 03:16 ESTNewsSaratoga Investment Corp 2021 Q2 - Results - Earnings Call PresentationN/A
2020-09-26 13:58 ESTFinancialsCompany financials have been released.Neutral
2020-09-17 06:10 ESTFinancialsCompany financials have been released.Neutral
2020-08-30 01:34 ESTFinancialsCompany financials have been released.Neutral
2020-08-14 10:02 ESTFinancialsCompany financials have been released.Neutral
2020-08-12 21:27 ESTInsider TradeChristian L Oberbeck has directly acquired 2,000 shares and currently holds 727,450 shares.Buy
2020-08-12 21:27 ESTInsider TradeChristian L Oberbeck has directly acquired 5,000 shares and currently holds 725,450 shares.Buy
2020-08-06 13:49 ESTFinancialsCompany financials have been released.Neutral
2020-07-30 17:44 ESTFinancialsCompany financials have been released.Neutral
2020-07-30 05:44 ESTFinancialsCompany financials have been released.Neutral
2020-07-27 13:41 ESTFinancialsCompany financials have been released.Neutral
2020-07-25 11:42 ESTNewsSaratoga: 2 Ways To Collect Up To A 9% YieldN/A
2020-07-24 21:25 ESTInsider TradeChristian L Oberbeck has directly acquired 1,000 shares and currently holds 720,450 shares.Buy
2020-07-24 21:25 ESTInsider TradeChristian L Oberbeck has directly acquired 3,000 shares and currently holds 719,450 shares.Buy
2020-07-24 21:25 ESTInsider TradeChristian L Oberbeck has directly acquired 2,000 shares and currently holds 716,450 shares.Buy
2020-07-24 05:52 ESTDividendA dividend of $0.4 has been announced on Jul 7, 2020. It will be paid Aug 12, 2020 with an ex-dividend date of Jul 24, 2020.Neutral
2020-07-23 18:22 ESTFinancialsCompany financials have been released.Neutral
2020-07-20 17:42 ESTAnalyst RatingThe Analyst Target Price has increased from $19.93 to $20.39.Buy
2020-07-15 19:49 ESTInsider TradeChristian L Oberbeck has directly acquired 500 shares and currently holds 714,450 shares.Buy
2020-07-15 19:49 ESTInsider TradeChristian L Oberbeck has directly acquired 500 shares and currently holds 713,950 shares.Buy

About Saratoga Investment Corp (SAR):

Saratoga Investment Corp. is a business development company specializing in leveraged and management buyouts, acquisition financings, growth financings, recapitalization, debt refinancing, and transitional financing transactions at the lower end of middle market companies. It structures its investments as debt and equity by investing through first and second lien loans, mezzanine debt, co-investments, select high yield bonds, senior secured bonds, unsecured bonds, and preferred and common equity. It seeks to invest in the United States. The firm primarily invests $5 million to $20 million in companies having EBITDA of $2 million or greater and revenues of $8 million to $150 million. It invests through direct lending as well as participation in loan syndicates. The firm was formerly known as GSC Investment Corp. Saratoga Investment Corp. is based in New York, New York with an additional office in Florham Park, New Jersey.

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General

  • Name Saratoga Investment Corp
  • Symbol SAR
  • Type Common Stock
  • Exchange NYSE
  • Currency USD
  • Country USA
  • SectorFinancial Services
  • IndustryAsset Management
  • Last Split Factor1:10
  • Last Split Date2010-08-13
  • Fiscal Year EndFebruary
  • IPO Date2007-03-23
  • Gic SectorFinancials
  • Gic GroupDiversified Financials
  • Gic IndustryCapital Markets
  • Gic SubIndustryAsset Management & Custody Banks
  • Web URLhttp://www.saratogainvestmentcorp.com
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Valuation

  • Trailing PE 8.24
  • Forward PE 11.34
  • Price/Sales (Trailing 12 Mt.) 6.1
  • Price/Book (Most Recent Quarter) 0.9
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Financials

  • Most Recent Quarter 2020-11-30
  • Current Year EPS Estimate $0.99
  • Next Year EPS Estimate $2.05
  • Profit Margin 55%
  • Operating Margin 60%
  • Return on Assets 4%
  • Return on Equity 11%
  • Revenue 59.05 million
  • Earnings Per Share $2.89
  • Revenue Per Share $5.28
  • Gross Profit 58.45 million
  • Quarterly Earnings Growth 0.6%
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Highlights

  • Market Capitalization 265.85 million
  • Analyst Target Price $24.64
  • Book Value Per Share $26.84
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Share Statistics

  • Shares Outstanding 11.17 million
  • Shares Float 8.37 million
  • % Held by Insiders 2096%
  • % Held by Institutions 23.8%
  • Shares Short 50995
  • Shares Short Prior Month 31679
  • Short Ratio 0.78
  • Short % of Float 1%
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Technicals

  • Beta 1.73
  • 52 Week High $24.31
  • 52 Week Low $8.18
  • 50 Day Moving Average 23.14
  • 200 Day Moving Average 20.61
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Dividends

  • Forward Annual Dividend Rate $1.68
  • Forward Annual Dividend Yield 6.99%
  • Payout Ratio 73%
  • Dividend Date 2021-02-10
  • ExDividend Date 2021-01-25
  • Dividend Per Share $1.23
  • Dividend Yield 6.49%
View More

Saratoga Investment Corp (SAR) Dividend Calendar:

Saratoga Investment Corp pays an annual dividend of $1.68 per share, with a dividend yield of 6.49%.
SAR's last dividend payment was made to shareholders on February 10, 2021.
Saratoga Investment Corp pays out 73% of its earnings out as a dividend.

Ex-Dividend Date Payment Date Record Date Declared Date Amount

Saratoga Investment Corp (SAR) Earnings Estimates:

An earnings estimate is an analyst's estimate for a company's future quarterly or annual earnings per share (EPS). Future earnings estimates are arguably the most important data when attempting to value a firm.

SAR's EPS estimate for the current year is $0.99
Date Number of Analysts Average Estimate Low Estimate High Estimate
2021-05-316$0.50$0.48$0.51

Saratoga Investment Corp (SAR) Earnings History:

Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.

SAR's next estimated earnings release date is May 6, 2021.


Quarter Date Report Date Actual Revenue Reported EPS EPS Estimate Deviation from Estimate
2020-11-302021-01-06$N/A$0.40$0.47-15.49%
2020-08-312020-10-07$N/A$0.48$0.473.23%
2020-05-312020-07-08$N/A$0.80$0.5059.55%
2020-02-292020-05-06$N/A$0.01$0.28-96.39%
2019-11-302020-01-08$14.2 million$0.46$0.58-21.79%
2019-08-312019-10-09$13.89 million$0.59$0.590.85%
2019-05-312019-07-10$12.75 million$0.48$0.59-18.92%
2019-02-282019-05-08$12.98 million$0.54$0.65-16.41%
2018-11-302019-01-09$12.83 million$0.69$0.6211.17%
2018-08-312018-10-10$11.4 million$0.74$0.5438.59%
2018-05-312018-07-10$10.49 million$0.63$0.5515.24%
2018-02-282018-05-14$10.13 million$0.53$0.53-0.32%
2017-11-302018-01-10$9.53 million$0.50$0.53-5.81%
2017-08-312017-10-11$10.26 million$0.49$0.51-4.43%
2017-05-312017-07-12$8.71 million$0.60$0.4728.58%
2017-02-282017-05-16$8.36 million$0.19$0.33-42.42%
2016-11-302017-01-11$8.44 million$0.60$0.4825.66%
2016-08-312016-10-12$8.45 million$0.45$0.450.8%
2016-05-312016-07-13$7.91 million$0.44$0.51-13.25%
2016-02-292016-05-17$7.8 million$0.54$0.4035%
2015-11-302016-01-13$6.94 million$0.42$0.49-14.29%
2015-08-312015-10-13$7.76 million$0.52$0.496.12%
2015-05-312015-07-14$7.56 million$0.53$0.4420.45%
2015-02-282015-05-20$7.45 million$0.53$0.4517.78%
2014-11-302015-01-14$7.31 million$0.50$0.4219.05%
2014-08-312014-10-14$6.48 million$0.39$0.375.41%
2014-05-312014-07-14$6.14 million$0.38$0.365.56%
2014-02-282014-05-28$5.69 million$0.69
2013-11-302014-01-14$5.8 million$0.60$0.4436.36%
2013-08-312013-10-16$5.39 million-$0.01
2013-05-312013-07-16$6.02 million$0.80
2013-02-282013-05-30$5.19 million$1.41
2012-11-302013-01-14$4.03 million$0.52$0.496.12%
2012-08-312012-10-15$4.16 million$0.56$0.4816.67%
2012-05-312012-07-16$3.62 million$0.44$0.432.33%
2012-02-292012-05-24$3.45 million$0.90
2011-11-302012-01-12$3.63 million-$0.11$0.50-122%
2011-08-312011-10-12$3.54 million$0.83$0.5066%
2011-05-312011-07-14$2.9 million$0.18$0.50-64%
2011-02-282011-05-23$3.16 million$0.25$0.51-50.98%
2010-11-302011-01-14$5.09 million$0.70$0.3979.49%
2010-08-312010-10-18$3.11 million$3.27
2010-05-312010-07-15$2.81 million$1.57$0.68130.46%
2010-02-282010-05-28$3.64 million$0.59$0.75-21.33%
2009-11-302010-01-14$3.53 million$0.85$0.806.25%
2009-08-312009-10-15$3.69 million$1.08$2.13-49.3%
2009-05-312009-07-13$4.76 million$2.58$2.88-10.42%
2009-02-282009-05-28$5.48 million$3.33$3.252.46%
2008-11-302009-01-14$6.36 million$3.92$3.5012%
2008-08-312008-10-14$5.84 million$3.50$3.422.34%
2008-05-312008-07-15$5.71 million$3.25$2.4234.3%
2008-02-292008-05-22$5.52 million$2.58$2.95-12.54%
2007-11-302008-01-10$5.88 million$3.08$3.002.67%
2007-08-312007-10-11$5.88 million$3.17$2.7913.62%
2007-05-312007-07-12$4.1 million$2.00$1.895.82%

Saratoga Investment Corp (SAR) Company Financial Statements:

Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.

Income Statement:
Date
Research Development
Income Before Tax
Selling General Administrative
Gross Profit
Ebit
Operating Income
Income Tax Expense
Total Revenue
Cost of Revenue
Total Other Income Expense Net
Net Income From Continuing Operations
Net Income Applicable to Common Shares
Cash Flow:
Date
Investments
Change to Liabilities
Total Cash Flow from Investing Activities
Net Borrowings
Total Cash Flow from Financial Activities
Change to Operating Activities
Change in Cash
Total Cash from Operating Activities
Depreciation
Other Cash Flow from Investing Activities
Change to Inventory
Change to Account Receivables
Other Cash Flow from Financing Activities
Change to Net Income
Capital Expenditures
Balance Sheet:
Date
Total Liabailities
Total Stockholder Equity
Other Current Liabilities
Total Assets
Common Stock
Other Current Assets
Retained Earnings
Other Liabilities
Other Assets
Cash
Total Current Liabilities
Other Stockholder Equity
Property, Plant & Equipment
Total Current Assets
Long Term Investments
Net Tangible Assets
Short Term Investments
Long Term Debt
Inventory
Accounts Payable

Saratoga Investment Corp (SAR) Chart:

Saratoga Investment Corp (SAR) News:

Below you will find a list of latest news for Saratoga Investment Corp (SAR) from major news sources. You can filter the results to only show news from a specific source.

No recent news available

Saratoga Investment Corp (SAR) Options:

A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.

Expiration Date Strike Last Price Type Volume Open Interest Implied Volatility In The Money Change Change Percent

Latest SAR Asks & Bids:

Date Shares Price Type
Apr 14, 2021 3:52 PM EST200$24.62Bid
Apr 14, 2021 3:56 PM EST100$24.63Bid

Latest SAR Trades:

Date Shares Price
Apr 14, 2021 1:21 PM EST4$24.795
Apr 14, 2021 1:29 PM EST43$24.79
Apr 14, 2021 3:07 PM EST100$24.63
Apr 14, 2021 3:19 PM EST1$24.635
Apr 14, 2021 3:34 PM EST40$24.65

Saratoga Investment Corp (SAR) SEC Filings:

An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.

Date Form Type Form Name Link
2020-06-25CERTCertificationhttps://www.sec.gov/Archives/edgar/data/1377936/000087666120000527/0000876661-20-000527-index.htm
2020-07-27SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1377936/000009223020000082/0000092230-20-000082-index.htm
2018-08-28CERTCertificationhttps://www.sec.gov/Archives/edgar/data/1377936/000087666118000938/0000876661-18-000938-index.htm
2020-02-1025-NSENotification filed by national security exchange to report the removal from listing and registration of matured, redeemed or rethttps://www.sec.gov/Archives/edgar/data/1377936/000087666120000094/0000876661-20-000094-index.htm
2020-06-25CERTCertificationhttps://www.sec.gov/Archives/edgar/data/1377936/000087666120000527/0000876661-20-000527-index.htm
2018-05-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000089924318013879/0000899243-18-013879-index.htm
2018-06-274Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000089924318018271/0000899243-18-018271-index.htm
2018-10-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000089924318025820/0000899243-18-025820-index.htm
2018-10-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000089924318025821/0000899243-18-025821-index.htm
2018-02-14SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1377936/000090514818000278/0000905148-18-000278-index.htm
2019-02-14SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1377936/000090514819000341/0000905148-19-000341-index.htm
2020-02-14SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1377936/000090514820000366/0000905148-20-000366-index.htm
2018-01-11497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1377936/000119312518009117/0001193125-18-009117-index.htm
2018-01-11POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518009119/0001193125-18-009119-index.htm
2018-01-31POS 8CPost-effective amendments filed by certain investment companies [Section 8(c)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518027619/0001193125-18-027619-index.htm
2018-03-07POS 8CPost-effective amendments filed by certain investment companies [Section 8(c)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518072462/0001193125-18-072462-index.htm
2018-03-06CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1377936/000119312518072465/0001193125-18-072465-index.htm
2018-03-14CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1377936/000119312518082180/0001193125-18-082180-index.htm
2018-03-15497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1377936/000119312518083854/0001193125-18-083854-index.htm
2018-03-2840-17GFidelity Bond [Rule 17G-1(g)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518099633/0001193125-18-099633-index.htm
2018-04-168-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1377936/000119312518118494/0001193125-18-118494-index.htm
2018-05-1410-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1377936/000119312518162521/0001193125-18-162521-index.htm
2018-05-22POS 8CPost-effective amendments filed by certain investment companies [Section 8(c)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518170949/0001193125-18-170949-index.htm
2018-06-29POS 8CPost-effective amendments filed by certain investment companies [Section 8(c)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518209818/0001193125-18-209818-index.htm
2018-06-29CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1377936/000119312518209823/0001193125-18-209823-index.htm
2018-07-03CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1377936/000119312518212306/0001193125-18-212306-index.htm
2018-07-1010-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518215415/0001193125-18-215415-index.htm
2018-07-10497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518215441/0001193125-18-215441-index.htm
2018-07-10497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1377936/000119312518215446/0001193125-18-215446-index.htm
2018-07-11497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518215844/0001193125-18-215844-index.htm
2018-07-11497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1377936/000119312518216204/0001193125-18-216204-index.htm
2018-07-12POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518216798/0001193125-18-216798-index.htm
2018-07-13497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518217538/0001193125-18-217538-index.htm
2018-08-02DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1377936/000119312518236212/0001193125-18-236212-index.htm
2018-08-21497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1377936/000119312518253533/0001193125-18-253533-index.htm
2018-08-21497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518253542/0001193125-18-253542-index.htm
2018-08-21N-2MEFRegistration of additional securities for a Form N-2 offering [Rule 462(b)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518253581/0001193125-18-253581-index.htm
2018-08-21305B2Filing [Trust Indenture Act]https://www.sec.gov/Archives/edgar/data/1377936/000119312518254101/0001193125-18-254101-index.htm
2018-08-21497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518254124/0001193125-18-254124-index.htm
2018-08-22497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518254319/0001193125-18-254319-index.htm
2018-08-22497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1377936/000119312518255028/0001193125-18-255028-index.htm
2018-08-28POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518259997/0001193125-18-259997-index.htm
2018-08-288-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518260007/0001193125-18-260007-index.htm
2018-08-30N-2Registration statement for closed-end investment companieshttps://www.sec.gov/Archives/edgar/data/1377936/000119312518263595/0001193125-18-263595-index.htm
2018-09-278-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1377936/000119312518285377/0001193125-18-285377-index.htm
2018-09-27N-2/ARegistration statement for closed-end investment companieshttps://www.sec.gov/Archives/edgar/data/1377936/000119312518285781/0001193125-18-285781-index.htm
2018-09-27CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1377936/000119312518285794/0001193125-18-285794-index.htm
2018-10-03CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1377936/000119312518291455/0001193125-18-291455-index.htm
2018-10-1010-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518296803/0001193125-18-296803-index.htm
2018-10-16497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1377936/000119312518300254/0001193125-18-300254-index.htm
2018-10-16POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518300263/0001193125-18-300263-index.htm
2019-01-0910-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1377936/000119312519005307/0001193125-19-005307-index.htm
2019-01-31497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1377936/000119312519023956/0001193125-19-023956-index.htm
2019-01-31497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1377936/000119312519023969/0001193125-19-023969-index.htm
2019-02-01497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1377936/000119312519025152/0001193125-19-025152-index.htm
2019-02-01497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1377936/000119312519025235/0001193125-19-025235-index.htm
2019-02-04497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1377936/000119312519026179/0001193125-19-026179-index.htm
2019-02-04305B2Filing [Trust Indenture Act]https://www.sec.gov/Archives/edgar/data/1377936/000119312519027035/0001193125-19-027035-index.htm
2019-02-05POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1377936/000119312519027857/0001193125-19-027857-index.htm
2019-05-1410-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1377936/000119312519145601/0001193125-19-145601-index.htm
2019-05-14POS 8CPost-effective amendments filed by certain investment companies [Section 8(c)]https://www.sec.gov/Archives/edgar/data/1377936/000119312519145607/0001193125-19-145607-index.htm
2019-05-30497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1377936/000119312519161455/0001193125-19-161455-index.htm
2019-06-27CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1377936/000119312519184009/0001193125-19-184009-index.htm
2019-06-27POS 8CPost-effective amendments filed by certain investment companies [Section 8(c)]https://www.sec.gov/Archives/edgar/data/1377936/000119312519184019/0001193125-19-184019-index.htm
2019-07-1010-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1377936/000119312519191865/0001193125-19-191865-index.htm
2019-07-12497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1377936/000119312519192613/0001193125-19-192613-index.htm
2019-07-12POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1377936/000119312519192615/0001193125-19-192615-index.htm
2019-10-0910-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1377936/000119312519265111/0001193125-19-265111-index.htm
2019-10-10497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1377936/000119312519265803/0001193125-19-265803-index.htm
2019-10-108-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1377936/000119312519265862/0001193125-19-265862-index.htm
2019-10-11497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1377936/000119312519265996/0001193125-19-265996-index.htm
2019-11-15N-23C-2Notice by closed-end investment companies of intent to purchase their own securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000119312519293420/0001193125-19-293420-index.htm
2019-11-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1377936/000119312519293430/0001193125-19-293430-index.htm
2020-01-0810-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1377936/000119312520003782/0001193125-20-003782-index.htm
2020-03-0540-17GFidelity Bond [Rule 17G-1(g)]https://www.sec.gov/Archives/edgar/data/1377936/000119312520063296/0001193125-20-063296-index.htm
2020-05-0610-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1377936/000119312520134874/0001193125-20-134874-index.htm
2020-06-17497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1377936/000119312520170892/0001193125-20-170892-index.htm
2020-06-18497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1377936/000119312520172451/0001193125-20-172451-index.htm
2020-07-0810-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1377936/000119312520189621/0001193125-20-189621-index.htm
2019-01-154Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000121390019000768/0001213900-19-000768-index.htm
2019-03-0840-17GFidelity Bond [Rule 17G-1(g)]https://www.sec.gov/Archives/edgar/data/1377936/000121390019003821/0001213900-19-003821-index.htm
2019-04-02SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1377936/000121390019005642/0001213900-19-005642-index.htm
2019-04-025Annual statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000121390019005651/0001213900-19-005651-index.htm
2019-05-088-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1377936/000121390019008054/0001213900-19-008054-index.htm
2019-08-01DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1377936/000121390019014340/0001213900-19-014340-index.htm
2019-08-218-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1377936/000121390019016431/0001213900-19-016431-index.htm
2019-09-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000121390019017841/0001213900-19-017841-index.htm
2019-09-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000121390019017845/0001213900-19-017845-index.htm
2019-09-268-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1377936/000121390019019006/0001213900-19-019006-index.htm
2020-01-08N-23C-2Notice by closed-end investment companies of intent to purchase their own securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000121390020000475/0001213900-20-000475-index.htm
2020-01-16SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1377936/000121390020001180/0001213900-20-001180-index.htm
2020-03-175Annual statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000121390020006641/0001213900-20-006641-index.htm
2020-04-298-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1377936/000121390020010367/0001213900-20-010367-index.htm
2020-05-068-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1377936/000121390020011155/0001213900-20-011155-index.htm
2020-05-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000121390020011665/0001213900-20-011665-index.htm
2020-05-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000121390020011687/0001213900-20-011687-index.htm
2020-05-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000121390020011953/0001213900-20-011953-index.htm
2020-05-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000121390020012178/0001213900-20-012178-index.htm
2020-05-154Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000121390020012496/0001213900-20-012496-index.htm
2020-05-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000121390020013282/0001213900-20-013282-index.htm
2020-06-17497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1377936/000121390020015150/0001213900-20-015150-index.htm
2020-06-18497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1377936/000121390020015215/0001213900-20-015215-index.htm
2020-06-18497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1377936/000121390020015216/0001213900-20-015216-index.htm
2020-06-238-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1377936/000121390020015584/0001213900-20-015584-index.htm
2020-06-248-K/ACurrent reporthttps://www.sec.gov/Archives/edgar/data/1377936/000121390020015671/0001213900-20-015671-index.htm
2020-06-248-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1377936/000121390020015673/0001213900-20-015673-index.htm
2020-06-258-K/ACurrent reporthttps://www.sec.gov/Archives/edgar/data/1377936/000121390020015754/0001213900-20-015754-index.htm
2020-06-258-A12B/ARegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1377936/000121390020015755/0001213900-20-015755-index.htm
2020-07-064Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000121390020016674/0001213900-20-016674-index.htm
2020-07-064Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000121390020016682/0001213900-20-016682-index.htm
2020-07-06497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1377936/000121390020016703/0001213900-20-016703-index.htm
2020-07-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000121390020017447/0001213900-20-017447-index.htm
2020-07-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000121390020018609/0001213900-20-018609-index.htm
2020-08-04DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1377936/000121390020020107/0001213900-20-020107-index.htm
2020-08-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000121390020021700/0001213900-20-021700-index.htm
2020-08-17DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1377936/000121390020022532/0001213900-20-022532-index.htm
2020-09-178-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1377936/000121390020027101/0001213900-20-027101-index.htm
2020-10-028-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1377936/000121390020029939/0001213900-20-029939-index.htm
2020-10-0710-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1377936/000121390020030481/0001213900-20-030481-index.htm
2020-10-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1377936/000121390020030483/0001213900-20-030483-index.htm
2020-10-084Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000121390020030612/0001213900-20-030612-index.htm
2020-10-168-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1377936/000121390020031788/0001213900-20-031788-index.htm
2018-03-14EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1377936/999999999518000594/9999999995-18-000594-index.htm
2018-07-03EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1377936/999999999518001691/9999999995-18-001691-index.htm
2018-10-03EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1377936/999999999518002532/9999999995-18-002532-index.htm
2019-06-28EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1377936/999999999519001469/9999999995-19-001469-index.htm

Saratoga Investment Corp (SAR) Insider Transactions:

Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Saratoga Investment Corp (SAR). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.
Insider Ownership: 2096%
Institutional Ownership: 2380%

Transaction Date Insider Name Insider Title Type Shares Number Shares Price Total Transaction Shares Held After Transaction Link
2020-05-13Henri J SteenkampCFO, CCO, Treasurer, SecretaryBuy797.0013.0010,361.0011,845.00https://www.sec.gov/Archives/edgar/data/1377936/000121390020012178/0001213900-20-012178-index.htm
2018-05-23Christian L OberbeckCEO and DirectorSell635.0022.4514,255.75120,380.00https://www.sec.gov/Archives/edgar/data/1377936/000089924318013879/0000899243-18-013879-index.htm
2020-05-14Henri J SteenkampCFO, CCO, Treasurer, SecretaryBuy1,203.0012.9015,518.7013,048.00https://www.sec.gov/Archives/edgar/data/1377936/000121390020012178/0001213900-20-012178-index.htm
2018-05-23Christian L OberbeckCEO and DirectorSell2,550.0022.4657,273.00217,774.00https://www.sec.gov/Archives/edgar/data/1377936/000089924318013879/0000899243-18-013879-index.htm
2018-05-23Christian L OberbeckCEO and DirectorSell39,815.0022.45893,846.75578,007.00https://www.sec.gov/Archives/edgar/data/1377936/000089924318013879/0000899243-18-013879-index.htm
2018-05-23Christian L OberbeckCEO and DirectorBuy11,000.0022.45246,950.00589,007.00https://www.sec.gov/Archives/edgar/data/1377936/000089924318013879/0000899243-18-013879-index.htm
2018-05-23Christian L OberbeckCEO and DirectorBuy29,061.0022.45652,419.45618,068.00https://www.sec.gov/Archives/edgar/data/1377936/000089924318013879/0000899243-18-013879-index.htm
2020-05-08GEORGE CABELL III WILLIAMSDirectorBuy12,104.0012.76154,447.0464,297.00https://www.sec.gov/Archives/edgar/data/1377936/000121390020011687/0001213900-20-011687-index.htm
2018-06-25Elizabeth Oberbeck10% Share HolderSell60,000.0025.531,531,800.00684,183.00https://www.sec.gov/Archives/edgar/data/1377936/000089924318018271/0000899243-18-018271-index.htm
2020-07-10Christian L OberbeckCEO and DirectorBuy500.0015.987,990.00713,950.00https://www.sec.gov/Archives/edgar/data/1377936/000121390020017447/0001213900-20-017447-index.htm
2020-07-13Christian L OberbeckCEO and DirectorBuy500.0016.008,000.00714,450.00https://www.sec.gov/Archives/edgar/data/1377936/000121390020017447/0001213900-20-017447-index.htm
2020-07-22Christian L OberbeckCEO and DirectorBuy2,000.0017.5335,060.00716,450.00https://www.sec.gov/Archives/edgar/data/1377936/000121390020018609/0001213900-20-018609-index.htm
2020-07-23Christian L OberbeckCEO and DirectorBuy3,000.0017.5052,508.10719,450.00https://www.sec.gov/Archives/edgar/data/1377936/000121390020018609/0001213900-20-018609-index.htm
2020-07-24Christian L OberbeckCEO and DirectorBuy1,000.0016.8916,891.00720,450.00https://www.sec.gov/Archives/edgar/data/1377936/000121390020018609/0001213900-20-018609-index.htm
2020-08-10Christian L OberbeckCEO and DirectorBuy5,000.0017.5187,550.00725,450.00https://www.sec.gov/Archives/edgar/data/1377936/000121390020021700/0001213900-20-021700-index.htm
2020-08-11Christian L OberbeckCEO and DirectorBuy2,000.0017.6735,340.00727,450.00https://www.sec.gov/Archives/edgar/data/1377936/000121390020021700/0001213900-20-021700-index.htm
2020-05-08Christian L OberbeckCEO and DirectorBuy8,000.0013.11104,880.00733,435.00https://www.sec.gov/Archives/edgar/data/1377936/000121390020011665/0001213900-20-011665-index.htm
2020-05-11Christian L OberbeckCEO and DirectorBuy3,000.0012.9438,820.00736,435.00https://www.sec.gov/Archives/edgar/data/1377936/000121390020011953/0001213900-20-011953-index.htm
2020-05-13Christian L OberbeckCEO and DirectorBuy4,000.0012.8851,520.00740,435.00https://www.sec.gov/Archives/edgar/data/1377936/000121390020012496/0001213900-20-012496-index.htm
2020-05-14Christian L OberbeckCEO and DirectorBuy4,000.0012.4149,640.00744,435.00https://www.sec.gov/Archives/edgar/data/1377936/000121390020012496/0001213900-20-012496-index.htm
2020-05-21Christian L OberbeckCEO and DirectorBuy5,000.0014.9174,550.00749,435.00https://www.sec.gov/Archives/edgar/data/1377936/000121390020013282/0001213900-20-013282-index.htm
2019-01-15Henri J SteenkampCFO, CCO, Treasurer& SecretaryBuy1,208.0022.0026,576.009,026.00https://www.sec.gov/Archives/edgar/data/1377936/000121390019000768/0001213900-19-000768-index.htm