Saratoga Investment Corp

(NYSE:SAR)

Latest On Saratoga Investment Corp (SAR):

Date/Time Type Description Signal Details
2024-03-12 05:52 ESTDividendA dividend of $0.73 has been announced on Feb 15, 2024. It will be paid Mar 28, 2024 with an ex-dividend date of Mar 12, 2024.Neutral
2023-12-08 04:52 ESTDividendA dividend of $0.72 has been announced on Nov 15, 2023. It will be paid Dec 28, 2023 with an ex-dividend date of Dec 8, 2023.Neutral
2023-09-13 05:52 ESTDividendA dividend of $0.71 has been announced on Aug 14, 2023. It will be paid Sep 28, 2023 with an ex-dividend date of Sep 13, 2023.Neutral
2023-06-12 05:52 ESTDividendA dividend of $0.7 has been announced on May 22, 2023. It will be paid Jun 29, 2023 with an ex-dividend date of Jun 12, 2023.Neutral
2023-05-22 12:16 ESTNewsSaratoga Investment raises dividend by 1.4% to $0.70N/A
2023-05-04 03:47 ESTNewsSaratoga Investment Corp (SAR) Q4 2023 Earnings Call TranscriptN/A
2023-05-03 02:24 ESTNewsSaratoga Investment GAAP EPS of $1.62 beats by $0.82N/A
2023-05-02 01:52 ESTNewsSaratoga Investment FQ4 2023 Earnings PreviewN/A
2023-04-17 10:53 ESTNews12%-Yielding Saratoga Investment: Pullback In Regional Banks Spells OpportunityN/A
2023-04-12 07:31 ESTNewsSaratoga Investment prices offering of $50M unsecured notesN/A
2023-03-15 05:52 ESTDividendA dividend of $0.69 has been announced on Feb 28, 2023. It will be paid Mar 30, 2023 with an ex-dividend date of Mar 15, 2023.Neutral
2023-02-28 09:20 ESTNewsSaratoga Investment raises dividend to $0.69/shareN/A
2023-01-12 02:25 ESTNewsSaratoga Investment Corp (SAR) Q3 2023 Earnings Call TranscriptN/A
2023-01-11 02:14 ESTNewsSaratoga Investment GAAP EPS of $0.51 misses by $0.12N/A
2023-01-09 20:15 ESTNewsSaratoga Investment: Lock In A 10% Yield At A DiscountN/A
2022-12-14 04:53 ESTDividendA dividend of $0.68 has been announced on Nov 15, 2022. It will be paid Jan 4, 2023 with an ex-dividend date of Dec 14, 2022.Neutral
2022-12-06 07:12 ESTNewsSaratoga Investment prices $52.5M note offeringN/A
2022-12-06 07:12 ESTNewsSaratoga Investment prices $52.5M of debt offeringN/A
2022-11-16 00:43 ESTNewsSaratoga Investment raises dividend by 26% to $0.68N/A
2022-11-05 01:22 ESTNewsNear-Shutdown Of Preferred Stock IPO Market, October 2022N/A
2022-10-20 05:52 ESTNewsSaratoga Investment prices $40M notes offeringN/A
2022-10-19 13:57 ESTNewsSaratoga Investment announces notes offering and rating of BBB+N/A
2022-10-06 02:08 ESTNewsSaratoga Investment Corp 2023 Q2 - Results - Earnings Call PresentationN/A
2022-10-06 02:08 ESTNewsSaratoga Investment Corp (SAR) Q2 2023 Earnings Call TranscriptN/A
2022-10-04 21:06 ESTNewsSaratoga Investment Non-GAAP NII of $0.58 beats by $0.07, total Investment Income of $21.85M beats by $1.95MN/A
2022-10-04 21:06 ESTNewsSaratoga Investment stock climbs after Q2 beat, new SBIC license boosts liquidityN/A
2022-10-03 16:00 ESTNewsSaratoga Investment prices $400M CLON/A
2022-10-03 16:00 ESTNewsSaratoga Investment Q2 2023 Earnings PreviewN/A
2022-09-13 05:52 ESTDividendA dividend of $0.54 has been announced on Aug 29, 2022. It will be paid Sep 29, 2022 with an ex-dividend date of Sep 13, 2022.Neutral
2022-08-29 17:58 ESTNewsSaratoga Investment raises dividend by 2% to $0.54N/A
2022-08-23 14:06 ESTNewsNAV Discounted Saratoga Investments Has AUM Growth RiskN/A
2022-07-07 18:15 ESTNewsSaratoga Investment Corp 2023 Q1 - Results - Earnings Call PresentationN/A
2022-07-07 18:15 ESTNewsSaratoga Investment Corp (SAR) CEO Christian Oberbeck on Q1 2023 Results - Earnings Call TranscriptN/A
2022-07-07 03:18 ESTNewsSaratoga Investment Non-GAAP NII of $0.53 misses by $0.01, total investment income of $18.68M misses by $0.53MN/A
2022-07-07 03:18 ESTNewsSaratoga Investment stock slips after Q1 earnings fall short of consensusN/A
2022-07-05 19:17 ESTNewsSaratoga Investment Q1 2023 Earnings PreviewN/A
2022-06-20 18:30 ESTNewsSaratoga Investment: Rip Through Inflation With This 9% YieldN/A
2022-06-20 18:29 ESTNewsSaratoga Investment: Well Positioned For Rate Increases, Maybe Not Employment DeclinesN/A
2022-06-13 05:52 ESTDividendA dividend of $0.53 has been announced on May 26, 2022. It will be paid Jun 29, 2022 with an ex-dividend date of Jun 13, 2022.Neutral
2022-05-06 07:19 ESTNewsSaratoga Investment Corp 2022 Q4 - Results - Earnings Call PresentationN/A
2022-05-06 07:19 ESTNewsSaratoga Investment Corp's (SAR) CEO Christian Oberbeck on Q4 2022 Results - Earnings Call TranscriptN/A
2022-05-05 09:33 ESTNewsSaratoga Investment Non-GAAP NII of $0.53 misses by $0.01, Total Investment Income of $19M beats by $1.39MN/A
2022-05-03 20:08 ESTNewsSaratoga Investment Q4 2022 Earnings PreviewN/A
2022-04-20 18:18 ESTNewsSaratoga Investment raises $87.5M debt capitalN/A
2022-04-19 10:36 ESTNewsSaratoga Investment launches notes offeringN/A
2022-04-05 13:56 ESTNewsSaratoga: The Time Has Come, Execute Buy OrderN/A
2022-03-11 04:53 ESTDividendA dividend of $0.53 has been announced on Feb 24, 2022. It will be paid Mar 28, 2022 with an ex-dividend date of Mar 11, 2022.Neutral
2022-02-24 18:37 ESTNewsSaratoga Investment declares $0.53 dividendN/A
2022-02-23 05:39 ESTNewsWarning: SAR is at high risk of cutting their dividendN/A
2022-01-13 20:41 ESTNewsSaratoga Investment prices $75M notes offeringN/A

About Saratoga Investment Corp (SAR):

Saratoga Investment Corp. is a business development company specializing in leveraged and management buyouts, acquisition financings, growth financings, recapitalization, debt refinancing, and transitional financing transactions at the lower end of middle market companies. It structures its investments as debt and equity by investing through first and second lien loans, mezzanine debt, co-investments, select high yield bonds, senior secured bonds, unsecured bonds, and preferred and common equity. It seeks to invest in the United States. The firm primarily invests $5 million to $20 million in companies having EBITDA of $2 million or greater and revenues of $8 million to $150 million. It invests through direct lending as well as participation in loan syndicates. The firm was formerly known as GSC Investment Corp. Saratoga Investment Corp. is based in New York, New York with an additional office in Florham Park, New Jersey.

SAR Quotes by TradingView

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General

  • Name Saratoga Investment Corp
  • Symbol SAR
  • Type Common Stock
  • Exchange NYSE
  • Currency USD
  • Country USA
  • SectorFinancial Services
  • IndustryAsset Management
  • Last Split Factor1:10
  • Last Split Date2010-08-13
  • Fiscal Year EndFebruary
  • IPO Date2007-03-23
  • Gic SectorFinancials
  • Gic GroupDiversified Financials
  • Gic IndustryCapital Markets
  • Gic SubIndustryAsset Management & Custody Banks
  • Web URLhttp://www.saratogainvestmentcorp.com
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Valuation

  • Trailing PE 8.24
  • Forward PE 11.34
  • Price/Sales (Trailing 12 Mt.) 6.1
  • Price/Book (Most Recent Quarter) 0.9
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Financials

  • Most Recent Quarter 2020-11-30
  • Current Year EPS Estimate $0.99
  • Next Year EPS Estimate $2.05
  • Profit Margin 55%
  • Operating Margin 60%
  • Return on Assets 4%
  • Return on Equity 11%
  • Revenue 59.05 million
  • Earnings Per Share $2.89
  • Revenue Per Share $5.28
  • Gross Profit 58.45 million
  • Quarterly Earnings Growth 0.6%
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Highlights

  • Market Capitalization 265.85 million
  • Analyst Target Price $24.64
  • Book Value Per Share $26.84
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Share Statistics

  • Shares Outstanding 11.17 million
  • Shares Float 8.37 million
  • % Held by Insiders 2096%
  • % Held by Institutions 23.8%
  • Shares Short 50995
  • Shares Short Prior Month 31679
  • Short Ratio 0.78
  • Short % of Float 1%
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Technicals

  • Beta 1.73
  • 52 Week High $24.31
  • 52 Week Low $8.18
  • 50 Day Moving Average 23.14
  • 200 Day Moving Average 20.61
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Dividends

  • Forward Annual Dividend Rate $1.68
  • Forward Annual Dividend Yield 6.99%
  • Payout Ratio 73%
  • Dividend Date 2021-02-10
  • ExDividend Date 2021-01-25
  • Dividend Per Share $1.23
  • Dividend Yield 12.06%
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Saratoga Investment Corp (SAR) Dividend Calendar:

Saratoga Investment Corp pays an annual dividend of $1.68 per share, with a dividend yield of 12.06%.
SAR's last dividend payment was made to shareholders on February 10, 2021.
Saratoga Investment Corp pays out 73% of its earnings out as a dividend.

Ex-Dividend Date Payment Date Record Date Declared Date Amount

Saratoga Investment Corp (SAR) Earnings History:

Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.


Quarter Date Report Date Actual Revenue Reported EPS EPS Estimate Deviation from Estimate
2020-11-302021-01-06$N/A$0.40$0.47-15.49%
2020-08-312020-10-07$N/A$0.48$0.473.23%
2020-05-312020-07-08$N/A$0.80$0.5059.55%
2020-02-292020-05-06$N/A$0.01$0.28-96.39%
2019-11-302020-01-08$14.2 million$0.46$0.58-21.79%
2019-08-312019-10-09$13.89 million$0.59$0.590.85%
2019-05-312019-07-10$12.75 million$0.48$0.59-18.92%
2019-02-282019-05-08$12.98 million$0.54$0.65-16.41%
2018-11-302019-01-09$12.83 million$0.69$0.6211.17%
2018-08-312018-10-10$11.4 million$0.74$0.5438.59%
2018-05-312018-07-10$10.49 million$0.63$0.5515.24%
2018-02-282018-05-14$10.13 million$0.53$0.53-0.32%
2017-11-302018-01-10$9.53 million$0.50$0.53-5.81%
2017-08-312017-10-11$10.26 million$0.49$0.51-4.43%
2017-05-312017-07-12$8.71 million$0.60$0.4728.58%
2017-02-282017-05-16$8.36 million$0.19$0.33-42.42%
2016-11-302017-01-11$8.44 million$0.60$0.4825.66%
2016-08-312016-10-12$8.45 million$0.45$0.450.8%
2016-05-312016-07-13$7.91 million$0.44$0.51-13.25%
2016-02-292016-05-17$7.8 million$0.54$0.4035%
2015-11-302016-01-13$6.94 million$0.42$0.49-14.29%
2015-08-312015-10-13$7.76 million$0.52$0.496.12%
2015-05-312015-07-14$7.56 million$0.53$0.4420.45%
2015-02-282015-05-20$7.45 million$0.53$0.4517.78%
2014-11-302015-01-14$7.31 million$0.50$0.4219.05%
2014-08-312014-10-14$6.48 million$0.39$0.375.41%
2014-05-312014-07-14$6.14 million$0.38$0.365.56%
2014-02-282014-05-28$5.69 million$0.69
2013-11-302014-01-14$5.8 million$0.60$0.4436.36%
2013-08-312013-10-16$5.39 million-$0.01
2013-05-312013-07-16$6.02 million$0.80
2013-02-282013-05-30$5.19 million$1.41
2012-11-302013-01-14$4.03 million$0.52$0.496.12%
2012-08-312012-10-15$4.16 million$0.56$0.4816.67%
2012-05-312012-07-16$3.62 million$0.44$0.432.33%
2012-02-292012-05-24$3.45 million$0.90
2011-11-302012-01-12$3.63 million-$0.11$0.50-122%
2011-08-312011-10-12$3.54 million$0.83$0.5066%
2011-05-312011-07-14$2.9 million$0.18$0.50-64%
2011-02-282011-05-23$3.16 million$0.25$0.51-50.98%
2010-11-302011-01-14$5.09 million$0.70$0.3979.49%
2010-08-312010-10-18$3.11 million$3.27
2010-05-312010-07-15$2.81 million$1.57$0.68130.46%
2010-02-282010-05-28$3.64 million$0.59$0.75-21.33%
2009-11-302010-01-14$3.53 million$0.85$0.806.25%
2009-08-312009-10-15$3.69 million$1.08$2.13-49.3%
2009-05-312009-07-13$4.76 million$2.58$2.88-10.42%
2009-02-282009-05-28$5.48 million$3.33$3.252.46%
2008-11-302009-01-14$6.36 million$3.92$3.5012%
2008-08-312008-10-14$5.84 million$3.50$3.422.34%
2008-05-312008-07-15$5.71 million$3.25$2.4234.3%
2008-02-292008-05-22$5.52 million$2.58$2.95-12.54%
2007-11-302008-01-10$5.88 million$3.08$3.002.67%
2007-08-312007-10-11$5.88 million$3.17$2.7913.62%
2007-05-312007-07-12$4.1 million$2.00$1.895.82%

Saratoga Investment Corp (SAR) Company Financial Statements:

Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.

Income Statement:
Date
Research Development
Income Before Tax
Selling General Administrative
Gross Profit
Ebit
Operating Income
Income Tax Expense
Total Revenue
Cost of Revenue
Total Other Income Expense Net
Net Income From Continuing Operations
Net Income Applicable to Common Shares
Cash Flow:
Date
Investments
Change to Liabilities
Total Cash Flow from Investing Activities
Net Borrowings
Total Cash Flow from Financial Activities
Change to Operating Activities
Change in Cash
Total Cash from Operating Activities
Depreciation
Other Cash Flow from Investing Activities
Change to Inventory
Change to Account Receivables
Other Cash Flow from Financing Activities
Change to Net Income
Capital Expenditures
Balance Sheet:
Date
Total Liabailities
Total Stockholder Equity
Other Current Liabilities
Total Assets
Common Stock
Other Current Assets
Retained Earnings
Other Liabilities
Other Assets
Cash
Total Current Liabilities
Other Stockholder Equity
Property, Plant & Equipment
Total Current Assets
Long Term Investments
Net Tangible Assets
Short Term Investments
Long Term Debt
Inventory
Accounts Payable

Saratoga Investment Corp (SAR) Chart:

Saratoga Investment Corp (SAR) News:

Below you will find a list of latest news for Saratoga Investment Corp (SAR) from major news sources. You can filter the results to only show news from a specific source.

No recent news available

Saratoga Investment Corp (SAR) Options:

A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.

Expiration Date Strike Last Price Type Volume Open Interest Implied Volatility In The Money Change Change Percent
2024-05-1712.50CALL0 0340.31TRUE00
2024-05-17150CALL0 087.74TRUE00
2024-05-1717.50CALL0 059.42TRUE00
2024-05-17206.5CALL0 036.8TRUE00
2024-05-1722.50.85CALL0 225.39TRUE00
2024-05-17250.05CALL0 9632.97FALSE00
2024-05-17300.05CALL0 990FALSE00
2024-05-17350CALL0 00FALSE00
2024-05-1712.50PUT0 00FALSE00
2024-05-17150PUT0 00FALSE00
2024-05-1717.50PUT0 00FALSE00
2024-05-17200.13PUT0 410FALSE00
2024-05-1722.50.45PUT0 13719.3FALSE00
2024-05-17252PUT0 958.34TRUE00
2024-05-17307PUT0 1062.01TRUE00
2024-05-17350PUT0 0143.85TRUE00
2024-06-2112.50CALL0 099.09TRUE00
2024-06-21150CALL0 073.02TRUE00
2024-06-2117.50CALL0 050.43TRUE00
2024-06-21200CALL0 034.81TRUE00
2024-06-2122.50CALL0 022.61TRUE00
2024-06-21250CALL0 00FALSE00
2024-06-21300CALL0 00FALSE00
2024-06-2112.50PUT0 00FALSE00
2024-06-21150PUT0 00FALSE00
2024-06-2117.50PUT0 00FALSE00
2024-06-21200PUT0 026.66FALSE00
2024-06-2122.50PUT0 023.34FALSE00
2024-06-21250PUT0 034.53TRUE00
2024-06-21300PUT0 064.61TRUE00
2024-08-1612.50CALL0 0116.79TRUE00
2024-08-16158.7CALL0 154.44TRUE00
2024-08-1617.50CALL0 037.62TRUE00
2024-08-16203.15CALL0 040.84TRUE00
2024-08-1622.50.95CALL1 2620.23TRUE0.950
2024-08-16250.2CALL1 9619.36FALSE0.20
2024-08-16301.49CALL0 90FALSE00
2024-08-16351.46CALL0 10FALSE00
2024-08-1612.50.08PUT0 200FALSE00
2024-08-16150.13PUT0 600FALSE00
2024-08-1617.50PUT0 00FALSE00
2024-08-16200.25PUT0 421.61FALSE00
2024-08-1622.51.1PUT0 17518.36FALSE00
2024-08-16252.72PUT0 7420.2TRUE00
2024-08-16305PUT0 142.82TRUE00
2024-08-16350PUT0 051.64TRUE00
2024-11-1512.50CALL0 063.22TRUE00
2024-11-15150CALL0 046.92TRUE00
2024-11-1517.50CALL0 032.78TRUE00
2024-11-15203.05CALL0 927.46TRUE00
2024-11-1522.52.6CALL1 720.73TRUE2.60
2024-11-15251.85CALL1 3519.29FALSE1.850
2024-11-15300CALL0 00FALSE00
2024-11-15350CALL0 00FALSE00
2024-11-1512.50PUT0 00FALSE00
2024-11-15150PUT0 00FALSE00
2024-11-1517.50.2PUT0 125.46FALSE00
2024-11-15200.62PUT0 8521.87FALSE00
2024-11-1522.51.45PUT0 1719.55FALSE00
2024-11-15250PUT0 020.19TRUE00
2024-11-15300PUT0 031.86TRUE00
2024-11-15350PUT0 045.41TRUE00

Latest SAR Trades:

Date Shares Price
Jun 13, 2022 7:56 PM EST5$24.55
Jun 13, 2022 7:56 PM EST5$24.55
Jun 13, 2022 7:57 PM EST100$24.585
Jun 13, 2022 7:59 PM EST68$24.61
Jun 13, 2022 7:59 PM EST32$24.62

Saratoga Investment Corp (SAR) SEC Filings:

An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.

Date Form Type Form Name Link
2020-06-25CERTCertificationhttps://www.sec.gov/Archives/edgar/data/1377936/000087666120000527/0000876661-20-000527-index.htm
2020-07-27SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1377936/000009223020000082/0000092230-20-000082-index.htm
2018-08-28CERTCertificationhttps://www.sec.gov/Archives/edgar/data/1377936/000087666118000938/0000876661-18-000938-index.htm
2020-02-1025-NSENotification filed by national security exchange to report the removal from listing and registration of matured, redeemed or rethttps://www.sec.gov/Archives/edgar/data/1377936/000087666120000094/0000876661-20-000094-index.htm
2020-06-25CERTCertificationhttps://www.sec.gov/Archives/edgar/data/1377936/000087666120000527/0000876661-20-000527-index.htm
2018-05-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000089924318013879/0000899243-18-013879-index.htm
2018-06-274Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000089924318018271/0000899243-18-018271-index.htm
2018-10-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000089924318025820/0000899243-18-025820-index.htm
2018-10-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000089924318025821/0000899243-18-025821-index.htm
2018-02-14SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1377936/000090514818000278/0000905148-18-000278-index.htm
2019-02-14SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1377936/000090514819000341/0000905148-19-000341-index.htm
2020-02-14SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1377936/000090514820000366/0000905148-20-000366-index.htm
2018-01-11497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1377936/000119312518009117/0001193125-18-009117-index.htm
2018-01-11POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518009119/0001193125-18-009119-index.htm
2018-01-31POS 8CPost-effective amendments filed by certain investment companies [Section 8(c)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518027619/0001193125-18-027619-index.htm
2018-03-07POS 8CPost-effective amendments filed by certain investment companies [Section 8(c)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518072462/0001193125-18-072462-index.htm
2018-03-06CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1377936/000119312518072465/0001193125-18-072465-index.htm
2018-03-14CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1377936/000119312518082180/0001193125-18-082180-index.htm
2018-03-15497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1377936/000119312518083854/0001193125-18-083854-index.htm
2018-03-2840-17GFidelity Bond [Rule 17G-1(g)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518099633/0001193125-18-099633-index.htm
2018-04-168-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1377936/000119312518118494/0001193125-18-118494-index.htm
2018-05-1410-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1377936/000119312518162521/0001193125-18-162521-index.htm
2018-05-22POS 8CPost-effective amendments filed by certain investment companies [Section 8(c)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518170949/0001193125-18-170949-index.htm
2018-06-29POS 8CPost-effective amendments filed by certain investment companies [Section 8(c)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518209818/0001193125-18-209818-index.htm
2018-06-29CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1377936/000119312518209823/0001193125-18-209823-index.htm
2018-07-03CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1377936/000119312518212306/0001193125-18-212306-index.htm
2018-07-1010-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518215415/0001193125-18-215415-index.htm
2018-07-10497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518215441/0001193125-18-215441-index.htm
2018-07-10497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1377936/000119312518215446/0001193125-18-215446-index.htm
2018-07-11497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518215844/0001193125-18-215844-index.htm
2018-07-11497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1377936/000119312518216204/0001193125-18-216204-index.htm
2018-07-12POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518216798/0001193125-18-216798-index.htm
2018-07-13497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518217538/0001193125-18-217538-index.htm
2018-08-02DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1377936/000119312518236212/0001193125-18-236212-index.htm
2018-08-21497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1377936/000119312518253533/0001193125-18-253533-index.htm
2018-08-21497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518253542/0001193125-18-253542-index.htm
2018-08-21N-2MEFRegistration of additional securities for a Form N-2 offering [Rule 462(b)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518253581/0001193125-18-253581-index.htm
2018-08-21305B2Filing [Trust Indenture Act]https://www.sec.gov/Archives/edgar/data/1377936/000119312518254101/0001193125-18-254101-index.htm
2018-08-21497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518254124/0001193125-18-254124-index.htm
2018-08-22497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518254319/0001193125-18-254319-index.htm
2018-08-22497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1377936/000119312518255028/0001193125-18-255028-index.htm
2018-08-28POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518259997/0001193125-18-259997-index.htm
2018-08-288-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518260007/0001193125-18-260007-index.htm
2018-08-30N-2Registration statement for closed-end investment companieshttps://www.sec.gov/Archives/edgar/data/1377936/000119312518263595/0001193125-18-263595-index.htm
2018-09-278-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1377936/000119312518285377/0001193125-18-285377-index.htm
2018-09-27N-2/ARegistration statement for closed-end investment companieshttps://www.sec.gov/Archives/edgar/data/1377936/000119312518285781/0001193125-18-285781-index.htm
2018-09-27CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1377936/000119312518285794/0001193125-18-285794-index.htm
2018-10-03CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1377936/000119312518291455/0001193125-18-291455-index.htm
2018-10-1010-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518296803/0001193125-18-296803-index.htm
2018-10-16497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1377936/000119312518300254/0001193125-18-300254-index.htm
2018-10-16POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1377936/000119312518300263/0001193125-18-300263-index.htm
2019-01-0910-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1377936/000119312519005307/0001193125-19-005307-index.htm
2019-01-31497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1377936/000119312519023956/0001193125-19-023956-index.htm
2019-01-31497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1377936/000119312519023969/0001193125-19-023969-index.htm
2019-02-01497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1377936/000119312519025152/0001193125-19-025152-index.htm
2019-02-01497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1377936/000119312519025235/0001193125-19-025235-index.htm
2019-02-04497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1377936/000119312519026179/0001193125-19-026179-index.htm
2019-02-04305B2Filing [Trust Indenture Act]https://www.sec.gov/Archives/edgar/data/1377936/000119312519027035/0001193125-19-027035-index.htm
2019-02-05POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1377936/000119312519027857/0001193125-19-027857-index.htm
2019-05-1410-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1377936/000119312519145601/0001193125-19-145601-index.htm
2019-05-14POS 8CPost-effective amendments filed by certain investment companies [Section 8(c)]https://www.sec.gov/Archives/edgar/data/1377936/000119312519145607/0001193125-19-145607-index.htm
2019-05-30497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1377936/000119312519161455/0001193125-19-161455-index.htm
2019-06-27CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1377936/000119312519184009/0001193125-19-184009-index.htm
2019-06-27POS 8CPost-effective amendments filed by certain investment companies [Section 8(c)]https://www.sec.gov/Archives/edgar/data/1377936/000119312519184019/0001193125-19-184019-index.htm
2019-07-1010-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1377936/000119312519191865/0001193125-19-191865-index.htm
2019-07-12497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1377936/000119312519192613/0001193125-19-192613-index.htm
2019-07-12POS EXPost-effective amendment adding exhibits to registration statement [Rule 462(d)]https://www.sec.gov/Archives/edgar/data/1377936/000119312519192615/0001193125-19-192615-index.htm
2019-10-0910-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1377936/000119312519265111/0001193125-19-265111-index.htm
2019-10-10497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1377936/000119312519265803/0001193125-19-265803-index.htm
2019-10-108-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1377936/000119312519265862/0001193125-19-265862-index.htm
2019-10-11497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1377936/000119312519265996/0001193125-19-265996-index.htm
2019-11-15N-23C-2Notice by closed-end investment companies of intent to purchase their own securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000119312519293420/0001193125-19-293420-index.htm
2019-11-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1377936/000119312519293430/0001193125-19-293430-index.htm
2020-01-0810-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1377936/000119312520003782/0001193125-20-003782-index.htm
2020-03-0540-17GFidelity Bond [Rule 17G-1(g)]https://www.sec.gov/Archives/edgar/data/1377936/000119312520063296/0001193125-20-063296-index.htm
2020-05-0610-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1377936/000119312520134874/0001193125-20-134874-index.htm
2020-06-17497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1377936/000119312520170892/0001193125-20-170892-index.htm
2020-06-18497Definitive materialshttps://www.sec.gov/Archives/edgar/data/1377936/000119312520172451/0001193125-20-172451-index.htm
2020-07-0810-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1377936/000119312520189621/0001193125-20-189621-index.htm
2019-01-154Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000121390019000768/0001213900-19-000768-index.htm
2019-03-0840-17GFidelity Bond [Rule 17G-1(g)]https://www.sec.gov/Archives/edgar/data/1377936/000121390019003821/0001213900-19-003821-index.htm
2019-04-02SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1377936/000121390019005642/0001213900-19-005642-index.htm
2019-04-025Annual statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000121390019005651/0001213900-19-005651-index.htm
2019-05-088-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1377936/000121390019008054/0001213900-19-008054-index.htm
2019-08-01DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1377936/000121390019014340/0001213900-19-014340-index.htm
2019-08-218-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1377936/000121390019016431/0001213900-19-016431-index.htm
2019-09-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000121390019017841/0001213900-19-017841-index.htm
2019-09-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000121390019017845/0001213900-19-017845-index.htm
2019-09-268-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1377936/000121390019019006/0001213900-19-019006-index.htm
2020-01-08N-23C-2Notice by closed-end investment companies of intent to purchase their own securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000121390020000475/0001213900-20-000475-index.htm
2020-01-16SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1377936/000121390020001180/0001213900-20-001180-index.htm
2020-03-175Annual statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000121390020006641/0001213900-20-006641-index.htm
2020-04-298-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1377936/000121390020010367/0001213900-20-010367-index.htm
2020-05-068-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1377936/000121390020011155/0001213900-20-011155-index.htm
2020-05-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000121390020011665/0001213900-20-011665-index.htm
2020-05-114Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000121390020011687/0001213900-20-011687-index.htm
2020-05-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000121390020011953/0001213900-20-011953-index.htm
2020-05-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000121390020012178/0001213900-20-012178-index.htm
2020-05-154Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000121390020012496/0001213900-20-012496-index.htm
2020-05-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000121390020013282/0001213900-20-013282-index.htm
2020-06-17497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1377936/000121390020015150/0001213900-20-015150-index.htm
2020-06-18497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1377936/000121390020015215/0001213900-20-015215-index.htm
2020-06-18497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1377936/000121390020015216/0001213900-20-015216-index.htm
2020-06-238-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1377936/000121390020015584/0001213900-20-015584-index.htm
2020-06-248-K/ACurrent reporthttps://www.sec.gov/Archives/edgar/data/1377936/000121390020015671/0001213900-20-015671-index.htm
2020-06-248-A12BRegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1377936/000121390020015673/0001213900-20-015673-index.htm
2020-06-258-K/ACurrent reporthttps://www.sec.gov/Archives/edgar/data/1377936/000121390020015754/0001213900-20-015754-index.htm
2020-06-258-A12B/ARegistration of securities [Section 12(b)]https://www.sec.gov/Archives/edgar/data/1377936/000121390020015755/0001213900-20-015755-index.htm
2020-07-064Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000121390020016674/0001213900-20-016674-index.htm
2020-07-064Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000121390020016682/0001213900-20-016682-index.htm
2020-07-06497ADFiling by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]https://www.sec.gov/Archives/edgar/data/1377936/000121390020016703/0001213900-20-016703-index.htm
2020-07-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000121390020017447/0001213900-20-017447-index.htm
2020-07-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000121390020018609/0001213900-20-018609-index.htm
2020-08-04DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1377936/000121390020020107/0001213900-20-020107-index.htm
2020-08-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000121390020021700/0001213900-20-021700-index.htm
2020-08-17DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1377936/000121390020022532/0001213900-20-022532-index.htm
2020-09-178-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1377936/000121390020027101/0001213900-20-027101-index.htm
2020-10-028-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1377936/000121390020029939/0001213900-20-029939-index.htm
2020-10-0710-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1377936/000121390020030481/0001213900-20-030481-index.htm
2020-10-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1377936/000121390020030483/0001213900-20-030483-index.htm
2020-10-084Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1377936/000121390020030612/0001213900-20-030612-index.htm
2020-10-168-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1377936/000121390020031788/0001213900-20-031788-index.htm
2018-03-14EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1377936/999999999518000594/9999999995-18-000594-index.htm
2018-07-03EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1377936/999999999518001691/9999999995-18-001691-index.htm
2018-10-03EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1377936/999999999518002532/9999999995-18-002532-index.htm
2019-06-28EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1377936/999999999519001469/9999999995-19-001469-index.htm

Saratoga Investment Corp (SAR) Insider Transactions:

Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Saratoga Investment Corp (SAR). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.
Insider Ownership: 2096%
Institutional Ownership: 2380%

Transaction Date Insider Name Insider Title Type Shares Number Shares Price Total Transaction Shares Held After Transaction Link
2020-05-13Henri J SteenkampCFO, CCO, Treasurer, SecretaryBuy797.0013.0010,361.0011,845.00https://www.sec.gov/Archives/edgar/data/1377936/000121390020012178/0001213900-20-012178-index.htm
2018-05-23Christian L OberbeckCEO and DirectorSell635.0022.4514,255.75120,380.00https://www.sec.gov/Archives/edgar/data/1377936/000089924318013879/0000899243-18-013879-index.htm
2020-05-14Henri J SteenkampCFO, CCO, Treasurer, SecretaryBuy1,203.0012.9015,518.7013,048.00https://www.sec.gov/Archives/edgar/data/1377936/000121390020012178/0001213900-20-012178-index.htm
2018-05-23Christian L OberbeckCEO and DirectorSell2,550.0022.4657,273.00217,774.00https://www.sec.gov/Archives/edgar/data/1377936/000089924318013879/0000899243-18-013879-index.htm
2018-05-23Christian L OberbeckCEO and DirectorSell39,815.0022.45893,846.75578,007.00https://www.sec.gov/Archives/edgar/data/1377936/000089924318013879/0000899243-18-013879-index.htm
2018-05-23Christian L OberbeckCEO and DirectorBuy11,000.0022.45246,950.00589,007.00https://www.sec.gov/Archives/edgar/data/1377936/000089924318013879/0000899243-18-013879-index.htm
2018-05-23Christian L OberbeckCEO and DirectorBuy29,061.0022.45652,419.45618,068.00https://www.sec.gov/Archives/edgar/data/1377936/000089924318013879/0000899243-18-013879-index.htm
2020-05-08GEORGE CABELL III WILLIAMSDirectorBuy12,104.0012.76154,447.0464,297.00https://www.sec.gov/Archives/edgar/data/1377936/000121390020011687/0001213900-20-011687-index.htm
2018-06-25Elizabeth Oberbeck10% Share HolderSell60,000.0025.531,531,800.00684,183.00https://www.sec.gov/Archives/edgar/data/1377936/000089924318018271/0000899243-18-018271-index.htm
2020-07-10Christian L OberbeckCEO and DirectorBuy500.0015.987,990.00713,950.00https://www.sec.gov/Archives/edgar/data/1377936/000121390020017447/0001213900-20-017447-index.htm
2020-07-13Christian L OberbeckCEO and DirectorBuy500.0016.008,000.00714,450.00https://www.sec.gov/Archives/edgar/data/1377936/000121390020017447/0001213900-20-017447-index.htm
2020-07-22Christian L OberbeckCEO and DirectorBuy2,000.0017.5335,060.00716,450.00https://www.sec.gov/Archives/edgar/data/1377936/000121390020018609/0001213900-20-018609-index.htm
2020-07-23Christian L OberbeckCEO and DirectorBuy3,000.0017.5052,508.10719,450.00https://www.sec.gov/Archives/edgar/data/1377936/000121390020018609/0001213900-20-018609-index.htm
2020-07-24Christian L OberbeckCEO and DirectorBuy1,000.0016.8916,891.00720,450.00https://www.sec.gov/Archives/edgar/data/1377936/000121390020018609/0001213900-20-018609-index.htm
2020-08-10Christian L OberbeckCEO and DirectorBuy5,000.0017.5187,550.00725,450.00https://www.sec.gov/Archives/edgar/data/1377936/000121390020021700/0001213900-20-021700-index.htm
2020-08-11Christian L OberbeckCEO and DirectorBuy2,000.0017.6735,340.00727,450.00https://www.sec.gov/Archives/edgar/data/1377936/000121390020021700/0001213900-20-021700-index.htm
2020-05-08Christian L OberbeckCEO and DirectorBuy8,000.0013.11104,880.00733,435.00https://www.sec.gov/Archives/edgar/data/1377936/000121390020011665/0001213900-20-011665-index.htm
2020-05-11Christian L OberbeckCEO and DirectorBuy3,000.0012.9438,820.00736,435.00https://www.sec.gov/Archives/edgar/data/1377936/000121390020011953/0001213900-20-011953-index.htm
2020-05-13Christian L OberbeckCEO and DirectorBuy4,000.0012.8851,520.00740,435.00https://www.sec.gov/Archives/edgar/data/1377936/000121390020012496/0001213900-20-012496-index.htm
2020-05-14Christian L OberbeckCEO and DirectorBuy4,000.0012.4149,640.00744,435.00https://www.sec.gov/Archives/edgar/data/1377936/000121390020012496/0001213900-20-012496-index.htm
2020-05-21Christian L OberbeckCEO and DirectorBuy5,000.0014.9174,550.00749,435.00https://www.sec.gov/Archives/edgar/data/1377936/000121390020013282/0001213900-20-013282-index.htm
2019-01-15Henri J SteenkampCFO, CCO, Treasurer& SecretaryBuy1,208.0022.0026,576.009,026.00https://www.sec.gov/Archives/edgar/data/1377936/000121390019000768/0001213900-19-000768-index.htm