National Holdings Corporation

(NASDAQ:NHLD)

Latest On National Holdings Corporation (NHLD):

Date/Time Type Description Signal Details
2021-02-18 12:02 ESTFinancialsCompany financials have been released.Neutral
2021-01-11 21:05 ESTNewsB. Riley Financial to acquire National Holdings, expanding wealth unitN/A
2020-12-30 11:37 ESTNewsNational Holdings reports FQ4 resultsN/A
2020-12-30 11:37 ESTNewsNational Holdings rises 11% as Airbnb, Palantir liquidity events approachN/A
2020-12-30 08:15 ESTFinancialsCompany financials have been released.Neutral
2020-11-26 20:58 ESTFinancialsCompany financials have been released.Neutral
2020-11-08 00:19 ESTFinancialsCompany financials have been released.Neutral
2020-11-07 16:36 ESTFinancialsCompany financials have been released.Neutral
2020-11-02 16:23 ESTInsider TradeJohn C. DeSena has directly acquired 22,327 shares and currently holds 82,403 shares.Buy
2020-11-02 16:23 ESTInsider TradeMichael A Mullen has directly acquired 53,585 shares and currently holds 379,344 shares.Buy
2020-11-02 16:23 ESTInsider TradeGlenn C. Worman has directly acquired 37,212 shares and currently holds 129,796 shares.Buy
2020-09-26 13:32 ESTFinancialsCompany financials have been released.Neutral
2020-09-17 05:38 ESTFinancialsCompany financials have been released.Neutral
2020-09-09 11:24 ESTInsider TradeDANIEL ASHER has acquired 1,830 shares indirectly via Thru Equitec Proprietary Markets, LLC.Buy
2020-09-03 17:18 ESTInsider TradeDANIEL ASHER has acquired 400 shares indirectly via Thru Equitec Proprietary Markets, LLC.Buy
2020-09-03 17:18 ESTInsider TradeDANIEL ASHER has acquired 800 shares indirectly via Thru Equitec Proprietary Markets, LLC.Buy
2020-09-03 17:18 ESTInsider TradeDANIEL ASHER has acquired 2,112 shares indirectly via Thru Equitec Proprietary Markets, LLC.Buy
2020-08-31 16:58 ESTInsider TradeDANIEL ASHER has acquired 3,755 shares indirectly via Thru Equitec Proprietary Markets, LLC.Buy
2020-08-31 16:58 ESTInsider TradeDANIEL ASHER has acquired 5,997 shares indirectly via Thru Equitec Proprietary Markets, LLC.Buy
2020-08-31 16:58 ESTInsider TradeDANIEL ASHER has acquired 48,467 shares indirectly via Thru Equitec Proprietary Markets, LLC.Buy
2020-08-31 13:08 ESTFinancialsCompany financials have been released.Neutral
2020-08-15 09:16 ESTFinancialsCompany financials have been released.Neutral
2020-08-14 09:35 ESTFinancialsCompany financials have been released.Neutral
2020-08-13 23:45 ESTNewsNational Holdings reports Q3 resultsN/A
2020-08-06 21:25 ESTFinancialsCompany financials have been released.Neutral
2020-08-06 13:21 ESTFinancialsCompany financials have been released.Neutral
2020-07-31 01:48 ESTFinancialsCompany financials have been released.Neutral
2020-07-30 05:16 ESTFinancialsCompany financials have been released.Neutral
2020-07-27 13:13 ESTFinancialsCompany financials have been released.Neutral
2020-07-23 17:52 ESTFinancialsCompany financials have been released.Neutral
2020-07-21 16:11 ESTInsider TradeGlenn C. Worman has directly acquired 15,625 shares and currently holds 97,892 shares.Buy
2020-07-21 16:11 ESTInsider TradeJohn C. DeSena has directly acquired 9,375 shares and currently holds 63,261 shares.Buy
2020-07-09 09:28 ESTFinancialsCompany financials have been released.Neutral
2020-07-02 18:01 ESTInsider TradeDANIEL ASHER has acquired 148 shares indirectly via Thru Equitec Proprietary Markets, LLC.Buy
2020-07-02 18:01 ESTInsider TradeDANIEL ASHER has acquired 2 shares indirectly via Thru Equitec Proprietary Markets, LLC.Buy
2020-07-02 18:01 ESTInsider TradeDANIEL ASHER has acquired 215 shares indirectly via Thru Equitec Proprietary Markets, LLC.Buy
2020-07-01 17:16 ESTFinancialsCompany financials have been released.Neutral
2020-06-26 09:28 ESTFinancialsCompany financials have been released.Neutral
2020-06-23 15:56 ESTInsider TradeDANIEL ASHER has acquired 10 shares indirectly via Thru Equitec Proprietary Markets, LLC.Buy
2020-06-23 15:56 ESTInsider TradeDANIEL ASHER has acquired 8,297 shares indirectly via Thru Equitec Proprietary Markets, LLC.Buy
2020-06-15 17:56 ESTInsider TradeAthanassios Michas has directly acquired 16,667 shares and currently holds 33,334 shares.Buy
2020-06-14 05:11 ESTFinancialsCompany financials have been released.Neutral
2020-06-12 05:33 ESTFinancialsCompany financials have been released.Neutral
2020-05-27 05:40 ESTFinancialsCompany financials have been released.Neutral
2020-05-20 13:23 ESTFinancialsCompany financials have been released.Neutral
2020-05-15 22:00 ESTNewsNational Holdings reports Q2 resultsN/A
2020-05-06 17:15 ESTInsider TradeDANIEL ASHER has acquired 3,300 shares indirectly via Thru Equitec Proprietary Markets, LLC.Buy
2020-05-06 17:15 ESTInsider TradeDANIEL ASHER has acquired 2,100 shares indirectly via Thru Equitec Proprietayr Markets, LLC.Buy
2020-05-06 17:15 ESTInsider TradeDANIEL ASHER has acquired 1,080 shares indirectly via Thru Equitec Proprietary Markets, LLC.Buy
2020-05-06 17:15 ESTInsider TradeDANIEL ASHER has acquired 100 shares indirectly via Thru Equitec Proprietary Markets, LLC.Buy

About National Holdings Corporation (NHLD):

National Holdings Corporation, through its subsidiaries, provides financial services in the United States. It operates through two segments, Brokerage and Advisory Services, and Tax and Accounting Services. The company offers retail brokerage services include execution of purchases and sale of stocks, options, bonds, mutual funds, annuities, and various other securities; and investment advisory services for individual, corporate, and institutional clients. It also provides investment banking services, such as underwriting the sale of securities to the public in initial and follow-on offering, and arranging for the private placement of securities with investors; and financial and corporate advisory services comprising mergers and acquisitions, project financing, capital structure, and specific financing opportunities to micro, small, and mid-cap high growth companies. In addition, the company trades in securities, including making markets in micro and small-cap stocks listed on various exchanges. Further, it provides asset management advisory services to retail clients; fixed insurance products, including life insurance, disability insurance, long-term care insurance, and fixed annuities; and tax preparation services to individuals, primarily in the middle and upper income tax brackets, as well as accounting services to small and midsize companies. Additionally, the company offers licensed mortgage brokerage services; and investment products and services, which comprise stocks, bonds, mutual funds, annuities, insurance, and managed money accounts. The company was formerly known as Olympic Cascade Financial Corporation and changed its name to National Holdings Corporation in March 2006. The company was founded in 1947 and is headquartered in New York, New York.

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General

  • Name National Holdings Corporation
  • Symbol NHLD
  • Type Common Stock
  • Exchange NASDAQ
  • Currency USD
  • Country USA
  • SectorFinancial Services
  • IndustryCapital Markets
  • Full Time Employees 997
  • Last Split Factor1:10
  • Last Split Date2015-02-19
  • Fiscal Year EndSeptember
  • IPO Date1987-06-23
  • Gic SectorFinancials
  • Gic GroupDiversified Financials
  • Gic IndustryCapital Markets
  • Gic SubIndustryInvestment Banking & Brokerage
  • Web URLhttp://www.yournational.com
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Valuation

  • Price/Sales (Trailing 12 Mt.) 1.54
  • Price/Book (Most Recent Quarter) 0.96
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Financials

  • Most Recent Quarter 2020-12-31
  • Profit Margin -2%
  • Return on Assets -5%
  • Return on Equity -11%
  • Revenue 246.42 million
  • Earnings Per Share -$0.29
  • Revenue Per Share $18.21
  • Gross Profit 18.81 million
  • Quarterly Earnings Growth 32.5%
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Highlights

  • Market Capitalization 44.74 million
  • Book Value Per Share $3.38
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Share Statistics

  • Shares Outstanding 13.77 million
  • Shares Float 6.69 million
  • % Held by Insiders 3069%
  • % Held by Institutions 57.8%
  • Shares Short 69618
  • Shares Short Prior Month 62624
  • Short Ratio 1.84
  • Short % of Float 2%
  • Short % of Shares Outstanding 1%
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Technicals

  • Beta 1.52
  • 52 Week High $3.47
  • 52 Week Low $1.3
  • 50 Day Moving Average 3.27
  • 200 Day Moving Average 2.59
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Dividends

  • Dividend Date N/A
  • ExDividend Date 1996-05-02
  • Dividend Yield 0%
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National Holdings Corporation (NHLD) Dividend Calendar:

Ex-Dividend Date Payment Date Record Date Declared Date Amount

National Holdings Corporation (NHLD) Earnings History:

Companies typically report earnings on both a quarterly and annual basis. Earnings reported that deviate from analysts' expectations can have a large impact on a stock's price.


Quarter Date Report Date Actual Revenue Reported EPS EPS Estimate Deviation from Estimate
2020-12-312021-02-17$67.83 million-$0.06
2020-09-302020-12-31$62.43 million-$0.06
2020-06-302020-09-30$N/A-$0.14
2020-03-312020-06-30$105000-$0.05
2019-12-312020-03-31$51.18 million-$0.13
2019-09-302019-12-31$57.35 million-$0.12
2019-06-302019-09-30$50.77 million$0.06
2019-03-312019-06-30$46.69 million$0.02
2018-12-312019-03-31$58.1 million-$0.22
2018-09-302018-12-31$44.39 million$0.08
2018-06-302018-09-30$56.21 million-$0.16
2018-03-312018-06-30$60.34 million$0.06
2017-12-312018-03-31$50.08 million-$0.18
2017-09-302017-12-31$45.37 million-$0.65
2017-06-302017-09-30$48.05 million$0.28
2017-03-312017-06-30$51.88 million$-0.00
2016-12-312017-03-31$44.57 million$0.31
2016-09-302016-12-31$46.08 million$0.41
2016-06-302016-09-30$46.34 million-$0.43
2016-03-312016-06-30$42.03 million-$0.01
2015-12-312016-03-31$39.62 million$0.03
2015-09-302015-12-31$36.6 million-$0.04
2015-06-302015-09-30$42.34 million-$0.04
2015-03-312015-06-30$42.92 million$0.01
2014-12-312015-03-31$41.2 million$0.03
2014-09-302014-12-31$43.75 million$0.02$0.00
2014-06-302014-09-30$46.63 million$0.98
2014-03-312014-06-30$52.73 million$0.14
2013-12-312014-03-31$41.18 million$0.28
2013-09-302013-12-31$35.53 million$0.08
2013-06-302013-09-30$32.66 million$0.02
2013-03-312013-06-30$32.95 million$0.09
2012-12-312013-03-31$26.44 million$0.07
2012-09-302012-12-31$28.95 million-$0.02
2012-06-302012-09-30$31.09 million$0.07
2012-03-312012-06-30$33.21 million$0.20
2011-12-312012-03-31$25.4 million-$0.70
2011-09-302011-12-31$25.85 million-$0.51$0.00
2011-06-302011-09-30$32.04 million-$1.19
2011-03-312011-06-30$33.65 million-$0.21
2010-12-312011-03-31$34.97 million-$0.41
2010-09-302010-12-31$25.25 million$0.09
2010-06-302010-08-17$28.48 million-$1.24
2010-03-312010-05-17$28.89 million-$0.58
2009-12-312010-02-17$28.33 million-$0.34
2009-09-302009-12-30$31.73 million-$1.60
2009-06-302009-08-17$32.41 million-$0.57
2009-03-312009-05-15$23.76 million-$1.22
2008-12-312009-02-18$27.27 million-$0.75
2008-09-302008-12-30$26.82 million-$15.90
2008-06-302008-08-14$18.68 million-$1.15
2008-03-312008-05-19$16.28 million-$1.68
2007-12-312008-02-14$20.37 million-$1.46
2007-09-302007-12-11$20.69 million-$0.79
2007-06-302007-08-02$20.23 million$1.44
2007-03-312007-05-09$17.61 million$0.54
2006-12-312007-02-12$14.29 million-$0.36
2006-09-302006-12-08$12.27 million-$0.67
2006-06-302006-08-11$13.98 million$0.09
2006-03-312006-05-11$18.79 million$0.43
2005-12-312006-02-08$13.69 million$0.25
2005-09-302005-12-12$10.42 million-$2.10
2005-06-302005-08-05$10 million$0.07
2005-03-312005-05-11$12.21 million-$0.41
2004-12-312005-02-14$13.11 million-$0.51
2004-06-302004-08-05$14.85 million-$1.12
2004-03-312004-05-11$19.47 million$1.95
2003-12-312004-02-23$15.14 million$0.74
2003-09-302003-12-29$15.1 million-$1.50
2003-06-302003-08-12$15.08 million$0.69
2003-03-312003-05-16$9.39 million-$1.95
2002-12-312003-02-13$10.59 million-$0.61
2002-06-302002-06-30$9.83 million-$2.52
2002-03-312002-03-31$10.97 million-$4.76
2001-12-312001-12-31$12.29 million-$1.94
2001-06-302001-06-30$11.47 million-$8.81
2001-03-312001-03-31$15.29 million-$2.35
2000-12-312000-12-31$13.8 million-$3.11
2000-06-302000-06-30$13.15 million$0.56
2000-03-312000-03-31$21.02 million$5.31
1999-12-311999-12-31$2.28
1999-06-301999-06-30$1.40
1999-03-311999-03-31$0.13
1998-12-311998-12-31-$1.78

National Holdings Corporation (NHLD) Company Financial Statements:

Financial statements are reports prepared by a company's management to present their financial performance and position at a point in time. A general-purpose set of financial statements usually includes a balance sheet, income statements, and statement of cash flows.

Income Statement:
Date
Research Development
Income Before Tax
Selling General Administrative
Gross Profit
Ebit
Operating Income
Income Tax Expense
Total Revenue
Cost of Revenue
Total Other Income Expense Net
Net Income From Continuing Operations
Net Income Applicable to Common Shares
Cash Flow:
Date
Investments
Change to Liabilities
Total Cash Flow from Investing Activities
Net Borrowings
Total Cash Flow from Financial Activities
Change to Operating Activities
Change in Cash
Total Cash from Operating Activities
Depreciation
Other Cash Flow from Investing Activities
Change to Inventory
Change to Account Receivables
Other Cash Flow from Financing Activities
Change to Net Income
Capital Expenditures
Balance Sheet:
Date
Total Liabailities
Total Stockholder Equity
Other Current Liabilities
Total Assets
Common Stock
Other Current Assets
Retained Earnings
Other Liabilities
Other Assets
Cash
Total Current Liabilities
Other Stockholder Equity
Property, Plant & Equipment
Total Current Assets
Long Term Investments
Net Tangible Assets
Short Term Investments
Long Term Debt
Inventory
Accounts Payable

National Holdings Corporation (NHLD) Chart:

National Holdings Corporation (NHLD) News:

Below you will find a list of latest news for National Holdings Corporation (NHLD) from major news sources. You can filter the results to only show news from a specific source.

No recent news available

National Holdings Corporation (NHLD) Options:

A stock option is a contract between two parties in which the stock option buyer (holder) purchases the right (but not the obligation) to buy/sell 100 shares of an underlying stock at a predetermined price from/to the option seller (writer) within a fixed period of time.

Expiration Date Strike Last Price Type Volume Open Interest Implied Volatility In The Money Change Change Percent

National Holdings Corporation (NHLD) SEC Filings:

An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.

Date Form Type Form Name Link
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000125185920000006/0001251859-20-000006-index.htm
2020-03-16UPLOADSEC-generated letterhttps://www.sec.gov/Archives/edgar/data/1023844/000000000020002313/0000000000-20-002313-index.htm
2020-03-16UPLOADSEC-generated letterhttps://www.sec.gov/Archives/edgar/data/1023844/000000000020002327/0000000000-20-002327-index.htm
2019-01-18SC 13GStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1023844/000089581319000002/0000895813-19-000002-index.htm
2019-02-14SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1023844/000089581319000004/0000895813-19-000004-index.htm
2019-02-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000089581319000006/0000895813-19-000006-index.htm
2020-09-17SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1023844/000092189520002434/0000921895-20-002434-index.htm
2018-02-1410-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1023844/000102384418000003/0001023844-18-000003-index.htm
2018-05-1510-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1023844/000102384418000005/0001023844-18-000005-index.htm
2018-08-1410-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1023844/000102384418000007/0001023844-18-000007-index.htm
2018-12-2110-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1023844/000102384418000010/0001023844-18-000010-index.htm
2019-02-1410-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1023844/000102384419000002/0001023844-19-000002-index.htm
2019-05-1510-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1023844/000102384419000004/0001023844-19-000004-index.htm
2019-08-1410-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1023844/000102384419000006/0001023844-19-000006-index.htm
2019-12-3010-KAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1023844/000102384419000008/0001023844-19-000008-index.htm
2020-02-1310-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1023844/000102384420000002/0001023844-20-000002-index.htm
2020-05-1410-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1023844/000102384420000004/0001023844-20-000004-index.htm
2020-08-1310-QQuarterly report [Sections 13 or 15(d)]https://www.sec.gov/Archives/edgar/data/1023844/000102384420000005/0001023844-20-000005-index.htm
2018-11-26SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1023844/000114420418061520/0001144204-18-061520-index.htm
2019-04-19SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1023844/000114420419020405/0001144204-19-020405-index.htm
2019-02-11SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1023844/000117266119000379/0001172661-19-000379-index.htm
2019-02-11SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1023844/000117266119000380/0001172661-19-000380-index.htm
2020-02-14SC 13G/AStatement of acquisition of beneficial ownership by individualshttps://www.sec.gov/Archives/edgar/data/1023844/000117266120000567/0001172661-20-000567-index.htm
2020-05-01SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1023844/000121390020010716/0001213900-20-010716-index.htm
2020-07-27SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1023844/000121390020018723/0001213900-20-018723-index.htm
2020-08-27SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1023844/000121390020023925/0001213900-20-023925-index.htm
2019-01-173Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000125185919000004/0001251859-19-000004-index.htm
2019-01-174Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000125185919000005/0001251859-19-000005-index.htm
2019-01-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000125185919000006/0001251859-19-000006-index.htm
2019-01-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000125185919000007/0001251859-19-000007-index.htm
2019-01-294Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000125185919000008/0001251859-19-000008-index.htm
2019-01-304Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000125185919000009/0001251859-19-000009-index.htm
2019-02-064Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000125185919000010/0001251859-19-000010-index.htm
2020-05-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000125185920000001/0001251859-20-000001-index.htm
2020-05-064Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000125185920000002/0001251859-20-000002-index.htm
2020-06-234Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000125185920000004/0001251859-20-000004-index.htm
2020-07-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000125185920000006/0001251859-20-000006-index.htm
2020-08-314Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000125185920000007/0001251859-20-000007-index.htm
2020-09-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000125185920000008/0001251859-20-000008-index.htm
2020-09-094Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000125185920000010/0001251859-20-000010-index.htm
2018-01-17DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1023844/000143774918000743/0001437749-18-000743-index.htm
2018-02-098-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1023844/000143774918002115/0001437749-18-002115-index.htm
2018-03-168-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1023844/000143774918004849/0001437749-18-004849-index.htm
2018-05-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1023844/000143774918009980/0001437749-18-009980-index.htm
2018-06-068-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1023844/000143774918011355/0001437749-18-011355-index.htm
2018-06-138-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1023844/000143774918011655/0001437749-18-011655-index.htm
2018-07-238-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1023844/000143774918013612/0001437749-18-013612-index.htm
2018-08-148-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1023844/000143774918015613/0001437749-18-015613-index.htm
2018-08-15S-3Registration statement under Securities Act of 1933https://www.sec.gov/Archives/edgar/data/1023844/000143774918015721/0001437749-18-015721-index.htm
2018-08-29S-3/ARegistration statement under Securities Act of 1933https://www.sec.gov/Archives/edgar/data/1023844/000143774918016351/0001437749-18-016351-index.htm
2018-09-06CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1023844/000143774918016669/0001437749-18-016669-index.htm
2018-11-208-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1023844/000143774918021148/0001437749-18-021148-index.htm
2018-12-218-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1023844/000143774918022524/0001437749-18-022524-index.htm
2018-12-318-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1023844/000143774918022818/0001437749-18-022818-index.htm
2019-01-2810-K/AAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1023844/000143774919001439/0001437749-19-001439-index.htm
2019-01-314Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774919001619/0001437749-19-001619-index.htm
2019-01-314Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774919001620/0001437749-19-001620-index.htm
2019-01-313Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774919001621/0001437749-19-001621-index.htm
2019-01-314Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774919001622/0001437749-19-001622-index.htm
2019-02-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1023844/000143774919002770/0001437749-19-002770-index.htm
2019-02-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1023844/000143774919002772/0001437749-19-002772-index.htm
2019-02-25DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1023844/000143774919003210/0001437749-19-003210-index.htm
2019-02-253Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774919003303/0001437749-19-003303-index.htm
2019-02-254Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774919003304/0001437749-19-003304-index.htm
2019-02-263Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774919003421/0001437749-19-003421-index.htm
2019-02-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774919003422/0001437749-19-003422-index.htm
2019-03-063Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774919004249/0001437749-19-004249-index.htm
2019-03-064Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774919004250/0001437749-19-004250-index.htm
2019-03-064Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774919004251/0001437749-19-004251-index.htm
2019-03-064Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774919004252/0001437749-19-004252-index.htm
2019-03-064Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774919004253/0001437749-19-004253-index.htm
2019-03-064Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774919004254/0001437749-19-004254-index.htm
2019-03-064Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774919004255/0001437749-19-004255-index.htm
2019-03-064Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774919004256/0001437749-19-004256-index.htm
2019-03-128-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1023844/000143774919004675/0001437749-19-004675-index.htm
2019-04-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774919008050/0001437749-19-008050-index.htm
2019-04-264Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774919008051/0001437749-19-008051-index.htm
2019-05-218-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1023844/000143774919010525/0001437749-19-010525-index.htm
2019-05-30S-8Securities to be offered to employees in employee benefit planshttps://www.sec.gov/Archives/edgar/data/1023844/000143774919011072/0001437749-19-011072-index.htm
2019-06-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774919013070/0001437749-19-013070-index.htm
2019-06-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774919013071/0001437749-19-013071-index.htm
2019-06-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774919013072/0001437749-19-013072-index.htm
2019-06-284Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774919013073/0001437749-19-013073-index.htm
2019-07-228-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1023844/000143774919014361/0001437749-19-014361-index.htm
2019-07-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774919014374/0001437749-19-014374-index.htm
2019-07-224Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774919014375/0001437749-19-014375-index.htm
2019-08-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1023844/000143774919016886/0001437749-19-016886-index.htm
2019-08-274Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774919017514/0001437749-19-017514-index.htm
2019-08-274Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774919017515/0001437749-19-017515-index.htm
2019-08-298-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1023844/000143774919017644/0001437749-19-017644-index.htm
2019-10-178-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1023844/000143774919020206/0001437749-19-020206-index.htm
2019-11-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774919021602/0001437749-19-021602-index.htm
2019-11-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774919021603/0001437749-19-021603-index.htm
2019-11-054Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774919021604/0001437749-19-021604-index.htm
2019-12-318-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1023844/000143774919025019/0001437749-19-025019-index.htm
2020-01-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774920000181/0001437749-20-000181-index.htm
2020-01-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774920000182/0001437749-20-000182-index.htm
2020-01-034Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774920000183/0001437749-20-000183-index.htm
2020-01-078-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1023844/000143774920000292/0001437749-20-000292-index.htm
2020-01-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774920000454/0001437749-20-000454-index.htm
2020-01-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774920000455/0001437749-20-000455-index.htm
2020-01-104Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774920000457/0001437749-20-000457-index.htm
2020-01-2810-K/AAnnual report [Section 13 and 15(d), not S-K Item 405]https://www.sec.gov/Archives/edgar/data/1023844/000143774920001290/0001437749-20-001290-index.htm
2020-02-148-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1023844/000143774920002760/0001437749-20-002760-index.htm
2020-02-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774920002831/0001437749-20-002831-index.htm
2020-02-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774920002832/0001437749-20-002832-index.htm
2020-02-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774920002833/0001437749-20-002833-index.htm
2020-02-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774920002834/0001437749-20-002834-index.htm
2020-02-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774920002835/0001437749-20-002835-index.htm
2020-02-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774920003423/0001437749-20-003423-index.htm
2020-02-244Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774920003424/0001437749-20-003424-index.htm
2020-03-124Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774920004932/0001437749-20-004932-index.htm
2020-03-13CORRESPCorrespondencehttps://www.sec.gov/Archives/edgar/data/1023844/000143774920005101/0001437749-20-005101-index.htm
2020-03-16DEF 14AOther definitive proxy statementshttps://www.sec.gov/Archives/edgar/data/1023844/000143774920005309/0001437749-20-005309-index.htm
2020-03-23DEFA14AAdditional definitive proxy soliciting materials and Rule 14(a)(12) materialhttps://www.sec.gov/Archives/edgar/data/1023844/000143774920005907/0001437749-20-005907-index.htm
2020-04-068-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1023844/000143774920007215/0001437749-20-007215-index.htm
2020-04-064Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774920007218/0001437749-20-007218-index.htm
2020-04-064Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774920007219/0001437749-20-007219-index.htm
2020-04-064Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774920007220/0001437749-20-007220-index.htm
2020-04-064Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774920007221/0001437749-20-007221-index.htm
2020-04-064Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774920007222/0001437749-20-007222-index.htm
2020-04-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774920007671/0001437749-20-007671-index.htm
2020-04-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774920007672/0001437749-20-007672-index.htm
2020-04-144Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774920007673/0001437749-20-007673-index.htm
2020-04-298-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1023844/000143774920008830/0001437749-20-008830-index.htm
2020-05-068-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1023844/000143774920009525/0001437749-20-009525-index.htm
2020-05-158-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1023844/000143774920010878/0001437749-20-010878-index.htm
2020-05-274Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774920011848/0001437749-20-011848-index.htm
2020-05-274Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774920011849/0001437749-20-011849-index.htm
2020-05-274Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774920011850/0001437749-20-011850-index.htm
2020-06-154Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774920013154/0001437749-20-013154-index.htm
2020-07-214Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774920015488/0001437749-20-015488-index.htm
2020-07-214Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774920015489/0001437749-20-015489-index.htm
2020-08-138-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1023844/000143774920017816/0001437749-20-017816-index.htm
2020-09-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774920019220/0001437749-20-019220-index.htm
2020-09-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774920019221/0001437749-20-019221-index.htm
2020-09-118-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1023844/000143774920019626/0001437749-20-019626-index.htm
2020-09-178-KCurrent reporthttps://www.sec.gov/Archives/edgar/data/1023844/000143774920019831/0001437749-20-019831-index.htm
2020-11-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774920022254/0001437749-20-022254-index.htm
2020-11-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774920022255/0001437749-20-022255-index.htm
2020-11-024Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000143774920022256/0001437749-20-022256-index.htm
2018-11-26SC 13DGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1023844/000161577418013255/0001615774-18-013255-index.htm
2018-11-263Initial statement of beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000161577418013257/0001615774-18-013257-index.htm
2019-02-134Statement of changes in beneficial ownership of securitieshttps://www.sec.gov/Archives/edgar/data/1023844/000161577419002434/0001615774-19-002434-index.htm
2019-02-20SC 13D/AGeneral statement of acquisition of beneficial ownershiphttps://www.sec.gov/Archives/edgar/data/1023844/000161577419002723/0001615774-19-002723-index.htm
2018-09-11EFFECTNotice of Effectivenesshttps://www.sec.gov/Archives/edgar/data/1023844/999999999518002336/9999999995-18-002336-index.htm

National Holdings Corporation (NHLD) Insider Transactions:

Here you will find a list of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of National Holdings Corporation (NHLD). Company insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise.
Insider Ownership: 3069%
Institutional Ownership: 5780%

Transaction Date Insider Name Insider Title Type Shares Number Shares Price Total Transaction Shares Held After Transaction Link
2018-12-26Michael A MullenCEO and Chairman of the BoardBuy52,083.00115,568.00https://www.sec.gov/Archives/edgar/data/1023844/000143774919001619/0001437749-19-001619-index.htm
2020-05-04DANIEL ASHER10% Share HolderBuy21,600.001.7537,800.001,208,474.00https://www.sec.gov/Archives/edgar/data/1023844/000125185920000001/0001251859-20-000001-index.htm
2018-12-27John C. DeSenaChief Operating OfficerBuy6,250.0012,440.00https://www.sec.gov/Archives/edgar/data/1023844/000143774919001622/0001437749-19-001622-index.htm
2020-05-05DANIEL ASHER10% Share HolderBuy61,931.001.80111,475.801,270,405.00https://www.sec.gov/Archives/edgar/data/1023844/000125185920000002/0001251859-20-000002-index.htm
2020-05-05DANIEL ASHER10% Share HolderBuy9,400.001.7816,732.001,279,805.00https://www.sec.gov/Archives/edgar/data/1023844/000125185920000002/0001251859-20-000002-index.htm
2020-05-06DANIEL ASHER10% Share HolderBuy100.001.86186.001,279,905.00https://www.sec.gov/Archives/edgar/data/1023844/000125185920000002/0001251859-20-000002-index.htm
2020-05-06DANIEL ASHER10% Share HolderBuy1,080.001.872,019.601,280,985.00https://www.sec.gov/Archives/edgar/data/1023844/000125185920000002/0001251859-20-000002-index.htm
2020-05-06DANIEL ASHER10% Share HolderBuy2,100.001.883,948.001,283,085.00https://www.sec.gov/Archives/edgar/data/1023844/000125185920000002/0001251859-20-000002-index.htm
2020-05-06DANIEL ASHER10% Share HolderBuy3,300.001.896,237.001,286,385.00https://www.sec.gov/Archives/edgar/data/1023844/000125185920000002/0001251859-20-000002-index.htm
2020-06-19DANIEL ASHER10% Share HolderBuy8,297.002.0416,897.671,294,682.00https://www.sec.gov/Archives/edgar/data/1023844/000125185920000004/0001251859-20-000004-index.htm
2020-06-22DANIEL ASHER10% Share HolderBuy10.001.9819.801,294,692.00https://www.sec.gov/Archives/edgar/data/1023844/000125185920000004/0001251859-20-000004-index.htm
2020-06-29DANIEL ASHER10% Share HolderBuy215.002.00430.001,294,907.00https://www.sec.gov/Archives/edgar/data/1023844/000125185920000006/0001251859-20-000006-index.htm
2020-06-30DANIEL ASHER10% Share HolderBuy2.002.004.001,294,909.00https://www.sec.gov/Archives/edgar/data/1023844/000125185920000006/0001251859-20-000006-index.htm
2020-06-30DANIEL ASHER10% Share HolderBuy148.002.00296.001,295,057.00https://www.sec.gov/Archives/edgar/data/1023844/000125185920000006/0001251859-20-000006-index.htm
2020-11-01Glenn C. WormanPresident and CFOBuy37,212.00129,796.00https://www.sec.gov/Archives/edgar/data/1023844/000143774920022256/0001437749-20-022256-index.htm
2020-08-27DANIEL ASHER10% Share HolderBuy48,467.002.30111,270.541,343,524.00https://www.sec.gov/Archives/edgar/data/1023844/000125185920000007/0001251859-20-000007-index.htm
2020-08-28DANIEL ASHER10% Share HolderBuy5,997.002.2913,712.141,349,521.00https://www.sec.gov/Archives/edgar/data/1023844/000125185920000007/0001251859-20-000007-index.htm
2020-08-31DANIEL ASHER10% Share HolderBuy3,755.002.198,223.451,353,276.00https://www.sec.gov/Archives/edgar/data/1023844/000125185920000007/0001251859-20-000007-index.htm
2020-09-01DANIEL ASHER10% Share HolderBuy2,112.002.194,625.281,355,388.00https://www.sec.gov/Archives/edgar/data/1023844/000125185920000008/0001251859-20-000008-index.htm
2020-09-01DANIEL ASHER10% Share HolderBuy400.002.19876.001,355,788.00https://www.sec.gov/Archives/edgar/data/1023844/000125185920000008/0001251859-20-000008-index.htm
2020-09-02DANIEL ASHER10% Share HolderBuy800.002.211,767.041,356,588.00https://www.sec.gov/Archives/edgar/data/1023844/000125185920000008/0001251859-20-000008-index.htm
2020-09-04DANIEL ASHER10% Share HolderBuy1,830.002.204,026.001,358,418.00https://www.sec.gov/Archives/edgar/data/1023844/000125185920000010/0001251859-20-000010-index.htm
2018-07-19Glenn C. WormanPresident and CFOBuy15,625.0015,625.00https://www.sec.gov/Archives/edgar/data/1023844/000143774919001620/0001437749-19-001620-index.htm
2019-01-15DANIEL ASHER10% Share HolderSell200.003.27654.001,574,657.00https://www.sec.gov/Archives/edgar/data/1023844/000125185919000005/0001251859-19-000005-index.htm
2019-01-14DANIEL ASHER10% Share HolderBuy11,835.003.2338,208.111,574,857.00https://www.sec.gov/Archives/edgar/data/1023844/000125185919000005/0001251859-19-000005-index.htm
2019-01-16DANIEL ASHER10% Share HolderBuy3,204.003.2510,413.001,577,861.00https://www.sec.gov/Archives/edgar/data/1023844/000125185919000005/0001251859-19-000005-index.htm
2019-01-18DANIEL ASHER10% Share HolderBuy3,421.003.2511,118.251,581,282.00https://www.sec.gov/Archives/edgar/data/1023844/000125185919000006/0001251859-19-000006-index.htm
2019-01-24DANIEL ASHER10% Share HolderBuy1,800.003.105,574.061,583,261.00https://www.sec.gov/Archives/edgar/data/1023844/000125185919000007/0001251859-19-000007-index.htm
2019-01-28DANIEL ASHER10% Share HolderBuy812.003.102,521.181,583,894.00https://www.sec.gov/Archives/edgar/data/1023844/000125185919000008/0001251859-19-000008-index.htm
2019-01-28DANIEL ASHER10% Share HolderBuy600.003.111,866.001,584,494.00https://www.sec.gov/Archives/edgar/data/1023844/000125185919000008/0001251859-19-000008-index.htm
2019-01-29DANIEL ASHER10% Share HolderBuy200.003.11622.001,584,694.00https://www.sec.gov/Archives/edgar/data/1023844/000125185919000009/0001251859-19-000009-index.htm
2019-01-30DANIEL ASHER10% Share HolderBuy1,580.003.144,960.251,586,274.00https://www.sec.gov/Archives/edgar/data/1023844/000125185919000010/0001251859-19-000010-index.htm
2019-02-01DANIEL ASHER10% Share HolderBuy1,000.003.233,230.001,586,274.00https://www.sec.gov/Archives/edgar/data/1023844/000089581319000006/0000895813-19-000006-index.htm
2019-02-04DANIEL ASHER10% Share HolderBuy600.003.201,920.001,586,874.00https://www.sec.gov/Archives/edgar/data/1023844/000125185919000010/0001251859-19-000010-index.htm
2019-06-27Athanassios MichasDirectorBuy16,667.0016,667.00https://www.sec.gov/Archives/edgar/data/1023844/000143774919013071/0001437749-19-013071-index.htm
2020-02-13Barbara CreaghDirectorBuy16,667.0016,667.00https://www.sec.gov/Archives/edgar/data/1023844/000143774920002834/0001437749-20-002834-index.htm
2020-02-13Jeff GaryDirectorBuy16,667.0016,667.00https://www.sec.gov/Archives/edgar/data/1023844/000143774920002832/0001437749-20-002832-index.htm
2019-01-03Michael A MullenCEO and Chairman of the BoardBuy78,125.00176,000.00https://www.sec.gov/Archives/edgar/data/1023844/000143774919001619/0001437749-19-001619-index.htm
2019-04-10Michael A MullenCEO and Chairman of the BoardBuy41,143.00190,603.00https://www.sec.gov/Archives/edgar/data/1023844/000143774919013073/0001437749-19-013073-index.htm
2019-02-12DANIEL ASHER10% Share HolderBuy350,000.003.251,137,500.001,936,874.00https://www.sec.gov/Archives/edgar/data/1023844/000089581319000006/0000895813-19-000006-index.htm
2018-12-27Glenn C. WormanPresident and CFOBuy10,417.0020,734.00https://www.sec.gov/Archives/edgar/data/1023844/000143774919001620/0001437749-19-001620-index.htm
2019-11-01Michael A MullenCEO and Chairman of the BoardBuy53,585.00230,211.00https://www.sec.gov/Archives/edgar/data/1023844/000143774919021604/0001437749-19-021604-index.htm
2019-02-12DANIEL ASHER10% Share HolderBuy527,932.003.251,715,779.002,464,806.00https://www.sec.gov/Archives/edgar/data/1023844/000089581319000006/0000895813-19-000006-index.htm
2019-02-12DANIEL HUMEDirectorBuy25,000.0025,000.00https://www.sec.gov/Archives/edgar/data/1023844/000143774919004252/0001437749-19-004252-index.htm
2019-02-12ELI SALIGDirectorBuy25,000.0025,000.00https://www.sec.gov/Archives/edgar/data/1023844/000143774919004253/0001437749-19-004253-index.htm
2019-02-12Michael Evan SingerDirectorBuy25,000.0025,000.00https://www.sec.gov/Archives/edgar/data/1023844/000143774919004254/0001437749-19-004254-index.htm
2019-02-12Neil HerskowitzDirectorBuy25,000.0025,000.00https://www.sec.gov/Archives/edgar/data/1023844/000143774919004251/0001437749-19-004251-index.htm
2019-04-10John C. DeSenaChief Operating OfficerBuy17,143.0027,459.00https://www.sec.gov/Archives/edgar/data/1023844/000143774919013072/0001437749-19-013072-index.htm
2019-02-12DANIEL HUMEDirectorBuy3,495.0028,495.00https://www.sec.gov/Archives/edgar/data/1023844/000143774919004252/0001437749-19-004252-index.htm
2019-02-12ELI SALIGDirectorBuy3,495.0028,495.00https://www.sec.gov/Archives/edgar/data/1023844/000143774919004253/0001437749-19-004253-index.htm
2019-02-12Michael Evan SingerDirectorBuy3,495.0028,495.00https://www.sec.gov/Archives/edgar/data/1023844/000143774919004254/0001437749-19-004254-index.htm
2019-02-12Neil HerskowitzDirectorBuy3,495.0028,495.00https://www.sec.gov/Archives/edgar/data/1023844/000143774919004251/0001437749-19-004251-index.htm
2020-01-03Michael A MullenCEO and Chairman of the BoardBuy78,125.00290,133.00https://www.sec.gov/Archives/edgar/data/1023844/000143774920000183/0001437749-20-000183-index.htm
2020-03-11Michael A MullenCEO and Chairman of the BoardBuy35,000.002.1474,854.50298,593.00https://www.sec.gov/Archives/edgar/data/1023844/000143774920004932/0001437749-20-004932-index.htm
2019-07-19John C. DeSenaChief Operating OfficerBuy9,375.0031,010.00https://www.sec.gov/Archives/edgar/data/1023844/000143774919014375/0001437749-19-014375-index.htm
2020-06-11Athanassios MichasDirectorBuy16,667.0033,334.00https://www.sec.gov/Archives/edgar/data/1023844/000143774920013154/0001437749-20-013154-index.htm
2020-04-10Michael A MullenCEO and Chairman of the BoardBuy41,143.00339,736.00https://www.sec.gov/Archives/edgar/data/1023844/000143774920007671/0001437749-20-007671-index.htm
2019-02-12ROBERT B FAGENSONDirectorBuy25,000.00369,859.00https://www.sec.gov/Archives/edgar/data/1023844/000143774919004250/0001437749-19-004250-index.htm
2019-02-12ROBERT B FAGENSONDirectorBuy3,495.00373,354.00https://www.sec.gov/Archives/edgar/data/1023844/000143774919004250/0001437749-19-004250-index.htm
2020-11-01Michael A MullenCEO and Chairman of the BoardBuy53,585.00379,344.00https://www.sec.gov/Archives/edgar/data/1023844/000143774920022255/0001437749-20-022255-index.htm
2020-02-12ROBERT B FAGENSONDirectorBuy25,000.00398,354.00https://www.sec.gov/Archives/edgar/data/1023844/000143774920002835/0001437749-20-002835-index.htm
2019-04-10Glenn C. WormanPresident and CFOBuy22,857.0040,052.00https://www.sec.gov/Archives/edgar/data/1023844/000143774919013070/0001437749-19-013070-index.htm
2020-02-12ROBERT B FAGENSONDirectorBuy3,496.00401,850.00https://www.sec.gov/Archives/edgar/data/1023844/000143774920002835/0001437749-20-002835-index.htm
2020-02-13ROBERT B FAGENSONDirectorBuy5,160.00407,010.00https://www.sec.gov/Archives/edgar/data/1023844/000143774920002835/0001437749-20-002835-index.htm
2020-02-12Michael Evan SingerDirectorBuy25,000.0041,092.00https://www.sec.gov/Archives/edgar/data/1023844/000143774920002831/0001437749-20-002831-index.htm
2020-02-12Michael Evan SingerDirectorBuy3,496.0044,588.00https://www.sec.gov/Archives/edgar/data/1023844/000143774920002831/0001437749-20-002831-index.htm
2019-07-19Glenn C. WormanPresident and CFOBuy15,625.0047,912.00https://www.sec.gov/Archives/edgar/data/1023844/000143774919014374/0001437749-19-014374-index.htm
2019-11-01John C. DeSenaChief Operating OfficerBuy22,327.0050,152.00https://www.sec.gov/Archives/edgar/data/1023844/000143774919021602/0001437749-19-021602-index.htm
2020-02-12DANIEL HUMEDirectorBuy25,000.0053,495.00https://www.sec.gov/Archives/edgar/data/1023844/000143774920002833/0001437749-20-002833-index.htm
2019-02-13ELI SALIGDirectorBuy25,000.0053,495.00https://www.sec.gov/Archives/edgar/data/1023844/000143774919004253/0001437749-19-004253-index.htm
2019-02-13Neil HerskowitzDirectorBuy25,000.0053,495.00https://www.sec.gov/Archives/edgar/data/1023844/000143774919004251/0001437749-19-004251-index.htm
2020-02-12DANIEL HUMEDirectorBuy3,496.0056,991.00https://www.sec.gov/Archives/edgar/data/1023844/000143774920002833/0001437749-20-002833-index.htm
2020-04-10John C. DeSenaChief Operating OfficerBuy17,143.0059,710.00https://www.sec.gov/Archives/edgar/data/1023844/000143774920007673/0001437749-20-007673-index.htm
2019-02-13ELI SALIGDirectorBuy7,098.0060,593.00https://www.sec.gov/Archives/edgar/data/1023844/000143774919004253/0001437749-19-004253-index.htm
2019-02-13Neil HerskowitzDirectorBuy7,098.0060,593.00https://www.sec.gov/Archives/edgar/data/1023844/000143774919004251/0001437749-19-004251-index.htm
2020-02-13DANIEL HUMEDirectorBuy5,160.0062,151.00https://www.sec.gov/Archives/edgar/data/1023844/000143774920002833/0001437749-20-002833-index.htm
2020-07-19John C. DeSenaChief Operating OfficerBuy9,375.0063,261.00https://www.sec.gov/Archives/edgar/data/1023844/000143774920015489/0001437749-20-015489-index.htm
2019-11-01Glenn C. WormanPresident and CFOBuy37,212.0079,816.00https://www.sec.gov/Archives/edgar/data/1023844/000143774919021603/0001437749-19-021603-index.htm
2020-11-01John C. DeSenaChief Operating OfficerBuy22,327.0082,403.00https://www.sec.gov/Archives/edgar/data/1023844/000143774920022254/0001437749-20-022254-index.htm
2018-01-03Michael A MullenCEO and Chairman of the BoardBuy78,125.0090,025.00https://www.sec.gov/Archives/edgar/data/1023844/000143774919001619/0001437749-19-001619-index.htm
2020-04-10Glenn C. WormanPresident and CFOBuy22,857.0090,032.00https://www.sec.gov/Archives/edgar/data/1023844/000143774920007672/0001437749-20-007672-index.htm
2020-07-19Glenn C. WormanPresident and CFOBuy15,625.0097,892.00https://www.sec.gov/Archives/edgar/data/1023844/000143774920015488/0001437749-20-015488-index.htm